Fonn Return of Private Foundation 990•Pf 0MB or Section ~947(a)(1) Trust Treated as Private Foundation Department oftheTreasury .,. Do not enter socialsecuritynumberson this fonn as it may be made public. Internal Revenue Service .,. Go to www.irs. ov/Fonn990PF for instructionsandthe latest information. For calendar year 2018 or tax year beginning , 2018, and endin Nameof foundation A Employer identification box number if mailIsnotdelivered to street address) Room/su ite B ,20 number Telephone number(see instructions } (414) 291-9915 1241 N FRANKLIN PL City ~(0)18 Open to Pub li c ln spect ,011 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION, INC . Number and street(or P.0. No.1545-0052 or town,stateor province, country,andZIPor foreignpostalcode 0 C If exemption application is pending, checkhere.,. MILWAUKEE, WI 53202-2901 Initial return D Initial return of a former public charity D 1. Foreignorganiza tions,checkhere. . . .. 0 Final return O Amended return 2. Foreign organ izationsmeeting the85% test, Address change O Name change checkhereandattachcomputation · .,.0 E If private foundation statuswas tenninated under H Check type of organization: 0 Section 501(c)(3) exempt private foundation section507(b)(1) (A),checkhere . . . . .,.0 0 Section 4947 a) 1 nonexempt charitable trust D Other taxable private foundation Fair market value of all assets at J Accounting method: 0 Cash D Accrual F If thefoundationis ina so-mon th tennination end of year (from Part II, col. (c), D Other (specify) ------------------------------ · undersection 507(b )(1)(B),checkhere line 16).,.. $ 854,191,274 (Part I, column(d) must be on cash basis.) (cl)Disburse ments Analysis of Revenue and Expenses (Thetotalof (e) Revenue and (b) Net investme nt (c) Adjustednet fOfcharitable expenses per amountsin columns(b), (c),and (d) maynot necessarily equal income income purposes books (cash basison ly} theamountsin column(a) (seeinstructions) .) G Check all that apply: D D D 1 Contributions,gifts, grants,etc., received(attachschedule) Check .,..0 if thefoundationis notrequiredto attachSch.B Interest on savings and temporary cash investments Dividends and interest from securities Gross rents . . . . . . . . . Net rental income or (toss) Cl) Net gain or (toss) from sale of assets not on line 10 :::, C Grosssalesprice for all assetson line6a 305,508 ,129 /~•lifi:~L~t·~· ··~ ::rffi"'""' ;J-* i'~~,;; f:.~ :J.ilt c-:~~::.::J~~ ~ Capital gain net income (from Part IV, llne 2) Cl) a: Net short-term capital gain . . . Income modifications . . . . 0 1oa Grosssalesless returnsand allowances b Less: Cost of goods sold C Gross profit or (loss) (attach schedule) 11 Other Income (attach schedule) 48,977,006 12 Total. Add lines 1 through 11 2,387,902 307,920 Compensation of officers, directors , trustees, etc. Cl) 13 Cl) 1,771,256 32,885 14 Other employee salaries and wages Cl) C 1,338,162 91,010 15 Pension plans, employee benefits Cl) a. 16a Legal fees (attach schedule) 86,707 7,772 ~ 63,050 39,850 b Accounting fees (attach schedule) Cl) > 4,466,582 3,197,738 C Other professional fees (attach schedule) .: f 17 Interest 1ii 18 Taxes (attach schedule) (see instructions) 1,045,000 241,756 'i: 367,365 0 Depreciation (attach schedule) and depletion 19 247,677 0 Occupancy 'ti 20 cc 21 Travel, conferences, and meetings 281,989 0 'ti C 22 23,842 0 Printing and publications ftl 2,176,936 88,918 CS) 23 Other expenses (attach schedule) C Total operating and administrative expenses. ~ 24 f! 14,256,468 4,007,849 Add lines 13 through 23 . Cl) a. 25 Contributions, gifts, grants paid 38,169,061 0 26 Total expensesanddisbursements.Add lines24 and 25 27 Subtract line 26 from line 12: a Excessof revenueover expensesand disbursements b Net Investment income (if negative, enter -0-) c Adjusted net income (if ne ative, enter -0-) For PaperworkReductionAct Notice,see instructions. Cat. No.11289 X 2 3 4 5a b 6a b 7 8 9 ·e 11/14/2019 2:38:58 PM 201 B Return 0 2,092 ,559 0 1,734,054 0 1,368,418 0 76,921 0 20 ,700 0 194,834 0 0 0 0 245 ,577 0 236,989 23,842 0 33,782 1,570,965 33 ,782 7,564,859 The Lynde and Harry Bradley Foundation, Inc.- 39~37928 Page2 Fo rm 990-PF (2018 ) Balance Sheets Attachedschedules andamountsinthe description colurm Beginning of year End of year should be forend-of-year amounts only. (Seeinstructions. ) t-----'(a'--)-Bo_o...;:k_V-al -'ue--+--(b-)_Boo_k_V_al_u_e_~:...lc_) _Fa-ir_M_a-rk_et_V_a_lu _e_ 1 2 3 4 5 6 7 i 8 en 9 ~ 10a b c 11 12 13 14 15 16 Cash-non - interest-bearing . . . . Savings and temporary cash investments Accounts receivable..,_ 55,566,799 46,985,357 46 ,985,357 . 13,366,021 V;z,:--:~~~~ ~['-'c ~~SS~~ 9 ~1%t'3~~ffi7" Less: allowance for doubtful accounts..,_ Pledges receivable..,_ 50,000 ·;:,• Less: allowance for doubtful accounts..,_ ------------------------------1--------+--------+-------Grants receivable . . . . . . . . . Receivables due from officera, directors , trustees, and other 0 disqualified peraons (attach schedule) (see instructions) Other notesand loansreceivable(attachschedule)~ ____________ __________ ?,-,..., ,,.,,.:!'-,-',.,.c--;,,.•·_-•;; Less: allowance for doubtful accounts~ __________________________________ ?+-------o+_______ o+-______ o Inventories for sale or use . . . . . . Prepaid expenses and deferred charges . . . . 0 lnvestments-U.S. and state governmentobligations (attachschedule) O O 180,702,466 Investments-corporate stock (attach schedule) . 216.177,866 180,702.466 0 Investments-corporate bonds (attach schedule) O O Investments-land,buildings, and equipment:basis~ ______________________ ? :'J: ij\.,~hlli~ · Less:accumulateddepreciation(attachschedule)~------- --------------------~+-------+--------+--------0 Investments-mortgage loans . . . Investments-other (attach schedule) J.t; _5,..,/-:,.~ "-~{~ ;"'_· .~f.;, Land, buildings, and equipment: basis~ ------------------------~ '.~~~c?_~?Less: accumulateddepreciation(attach schedule)~ _________ __5, 106,552+- ___ 4_,6_7_0---,.4...,.0--=-0+-------=1~---.__--'---0ther assets (describe..,_ __(SEE STATEMENT) ____ _________ ______ _ ) 1------a_ 1_,6_B_B+-------+----___;Total assets (to be completed by all filers-see the instructions . Also, see page 1, item I) 913 ,084,548 17 en 18 GJ 19 i :s ca :J 20 21 22 23 I () C: 24 ~ 25 "O C: 26 s :, LL ~ 27 J!l 28 51 29 - ~ za, 30 31 Loans from officers, directors, trustees, and other disqualified persons Mortgages and other notes payable (attach schedule) . Other liabilities (describe.... (SEE STATEMENT) Total liabilities (add lines 17 throu h 22) . . Foundations thatfollow SFAS 117, check here . ..,_ 0 and complete lines 24 through 26, and lines 30 and 31. Unrestricted . Temporarily restricted . . . . . . . . . . Permanently restricted . . . . . . . . . . Foundations that do not follow SFAS 117, check here..,_ D and complete lines 27 through 31. Capital stock, trust principal, or current funds . . . . . Paid-in or capital surplus , or land , bldg., and equipment fund Retained earnings, accumulated income, endowment, or other funds Total net assets or fund balances (see instructions) . Total liabilities and net assets/fund balances (see instructions) . . . . . . . . . . . . . . 0 0 4 ,317,642 15,919,013 771 ,724,935 125,440 ,600 1--------+------897 ,165,535 913 ,084 ,548 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year-Part II, column (a). line 30 (must agree with end-of-year figure reported on prior year's return) 2 Enter amount from Part I, line 27a . . . . . . . . . . . . . . . . . . . . . 3 01her increases not included in line 2 (itemize)..,_ -------------- --------- ------ -------- ------------------------------ - -4 Add lines 1, 2, and 3 . . . . . . . . . . . . . . . . . . . . . . . . . 5 Decreases not included in line 2 (itemize).- _(SEE STATEMENT) ________ ·---------------- - -- ------------- --- ---- -- -· 6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part ti, column (b), line 30 . . 897 ,165,535 (3,448 ,523) 0 893,717,012 56 ,861,147 836 ,855,865 1 2 3 4 5 6 Form 11/14/2019 2:38:58 PM 2 2018 Return 990-PF (201B) The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 ·~ ....... Form Page3 990-PF(2018) Capital Gains and Losses for Tax on Investment Income (a) 1a b (b) Howacquired List anddescribethe kind(s)of propertysold (for example,realestate, 2-story brickwarehouse;or commonstock,200 shs. MLCCo.) P-Purchase D-D onation PURCHASE SEE PART IV SCHEDULE, PAGE XXX (c) Date acquired (d) Date sold (mo.,day,yr.) (mo., day,yr.) C d e (e) Grosssalesprice (g) (orallowable) 43,319,263 262, 188;866 305,508,129 a (h) Gain or Qoss ) ((e) plus (f) minus(g)) Costor other basis plus expenseof sale (fl Depreciation allowed b C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (i) FMVas of 12/31/69 UlAdjustedbasis (I) Gains(Cot (h)gain minus col. (k). but not lessthan -0 -) or Losses(fromc:ol. (h)) Excessof col. (Q over col. fj), if any (k) as of 12/31/69 43,319,263 0 a b C d e 2 Capital gain net income or (net capital loss) 3 Net short-term { If gain, also enter in Part I, li ne 7 If (loss), enter -0- in Part I, line 7 } -~-..-,. 43 ,319,263 3 0 capital gain or (loss) as defined in sections 1222(5) and (6): e~te~ i~ P~rt _1,l'.ne_8, _co'.u~n ~c)._se_ei~st~uc~io~s .. If .(lo~s)•.e~ter_ -0.- In} ~ag:t·u~:~ 2 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on ne t investment income.) If section 4940(d}{2} applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If "Yes," the foundation doesn't qualify under section 4940{e). Do not complete this part. Enter the appropriate amount in each co Iumn for eac h year; see the instructions before makina any entries. 1 (a) Baseperiodyears Calendaryear (or tax year beginningIn) (bl Adiustedqualifyingdistributions 2016 2015 2014 2013 Yes 0 No (d) (c) Distribution ratio (col. (b) dividedby col. (c)) 0.063670 0.054754 0.056917 0.053571 0.059763 Net valueof noncharltableuse assets 55,135,528 44,815,614 49,295,340 46,934,929 40 ,153,715 2017 D 865,959,622 818,485,428 866,090,935 876,117,673 671,878,358 2 Total of line 1, column {d) 2 0.288675 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5 .0 , or by the number of years the foundation has been in existence If less than 5 years 3 0.057735 4 884,368,211 assets for 2018 from Part X, line 5 4 Enter the net value of noncharitable-use 5 Multiply line 4 by line 3 5 6 Enter 1 % of net investment income (1 % of Part I, line 27b) 6 494,023 7 Add lines 5 and 6 7 51 ,553,022 8 47,786,887 8 Enter qualifying distributions from Part XII, line 4 If line 8 is equal to or greater than tine 7, check the box in Part VI, line 1 b, and complete that part us ing a 1 % tax rate. See the Part VI instructions. Form 990-PF (2018) 11/14120192:38:58 PM 3 2018 Return 51,058,999 . The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 Page 4 Form 990-PF (2018) Excise Tax Based on Investment Income (Section 4940(a), 4940(b , 4940(e), or 4948-see 1a b c 2 3 4 5 6 a instructions) D Exemptoperating foundations described in section 4940(d)(2),check here..,. and enter "N/A" on line 1. } Date of ruling or determinationletter: .......•.....•••••. . (attachcopyof letterif necessary-seeinstructionsl Domestic foundations that meet the section 4940{e) requirements in Part V, check here ..,. D and enter 1 % of Part I, line 27b . . . . . . . . . . . . . . . . . All other domestic foundations enter 2% of line 27b. Exempt foreign organizations, enter 4% of Part I, line 12, col. {b). Tax under section 511 (domestic section 4947{a)(1) trusts and taxable foundations only; others, enter -0-) _2--+-----+-Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . _3 ____ 9_88-'-,0_4_7+-Subtitle A {income) tax (domestic section 4947(a)(1)trusts and taxable foundations only; others, enter -0-) -4--+-----+-. . 5 Credits/Payments: Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- . 6a 2018 estimated tax payments and 2017 overpayment credited to 2018 988,047 1,476,848 b Exempt foreign organizations-tax c d 7 8 9 10 11 withheld at source . . f--"6-"'b-+-------1---I ; Tax paid with application for extension of time to file (Form 8868) 6c 100,000 Backup withholding erroneously withheld . . . . . . 1.....,;,6...;..d......._ _____ __.__....., Total credits and payments. Add lines 6a through 6d . . . . . . 7 1,576,848 f--1-----'--'---t-Enter any penalty for underpayment of estimated tax. Check here 0 if Form 2220 is attached 8 o Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . ..,. 1--9-1-- _____ o__ Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . ..,. 1--1_0-+___ 58_8...;..,8_0_1 __ Enter the amount of line 10 to be: Credited to 2019 estimatedtax..,. 588,801 Refunded ..,. 11 0 ---------+-- Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or Intervene in any political campaign? . . . . . . . . . b Did it spend more than $100 during the year {either directly or indirectly) for political purposes? See the instructions for the definition c . . . . . . . . . . . . . . If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities . Did the foundation file Form 1120-POL for this year? . . . . . . . . . d Enter the amount (if any) of tax on political expenditures {section 4955) imposed during the year : e (1) On the foundation . ..,. $ (2) On foundation managers . ..,. $ -- -----Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers . ..,. $ _ ______ _ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes . Did the foundation have unrelated business gross income of $1,000 or more during the year? If "Yes," has it filed a tax return on Form 990-T for this year? . . . . . . . . . Was there a liquidation, termination, dissolution, or substantial contraction during the year? If "Yes," attach the statement required by Genera/ Instruction T. 4a b 5 6 . . . . Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or 7 8a • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? . . . . . . . . . Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV Enter the states to which the foundation reports or with which it is registered. See instructions . ..,. WI b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No ," attach explanation 9 10 . . Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3) or 49420)(5) for calendar year 2018 or the tax year beginning In 2018? See the instructions for Part XIV. If "Yes," complete Part XIV . . . . . . . . . . . . . . . . . . . ,__9__. _ __,__.f_ Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses. . . . . . . . . . . . . . . . . . . . 10 ./ Form 990-PF (2018) 11/14/2019 2:38 :58 PM 4 2018 Return The Lynde and Harry Bradley Foundation, Inc .- 39-6037928 Form 990-PF (2018) -· . 11 12 13 14 15 16 1..... Page5 Statements Regarding Activities (continued) . ·, ,·. ·~"' ~ . Yes At any time during the year, did the foundation, directly or indirectly , ow n a cont rolled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions 11 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement. See instructions . 12 ./ ./ Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Website address ... WWW.BRADLEYFDN.ORG (414 ) 291-9915 The books are in care of ... STEPHENA. LANGLOIS -------------------------------------------------------------------· Telephone no .... 53202-2901 Located at ... 1241 N FRANKLINPl, MILWAUKEE, Wl ZIP+4 ... Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041-check here. . . . and enter the amount of tax-exempt Interest received or accrued during the year . . . ... ~1_5~---~-~-At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over a bank, securities , or other financial account in a foreign country?. . . . . . . . . . See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes, " enter the name of the foreign country ... No ./ Statements Re arding Activities for Which Form 4720 May Be Required 1a File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. During the year, did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? 0Yes (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? . . . . . . . . . . . . . . . . 0Yes (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? . . (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Oves 0Yes (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? . . . . . . . . . . . . . . . 0Yes (6) Agree to pay money or property to a government official? (Exception. Chec k "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) . . . . . . . . 0Yes 0No 0No 0No 0No ~No 0No b If any answer is "Yes" to 1a(1H6), did any of the acts fail to qualify under the except ions des cribed in c Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance? See inst ructions Organizations relying on a current notice regarding disaster assistance, check here ... D Did the foundation engage in a prior year in any of the acts described in 1a, other tha n excepted acts , that were not corrected before the first day of the tax year beginning in 2018? . . . . . Taxes on failure to distribute income (section 4942) (does not apply for years t he foundatio n was a private operating foundation defined in section 49420)(3) or 49420)(5)): 2 a At the end of tax year 2018, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2018? If "Yes," list the years... 20 , 20 , 20 . . , 20 . . . . . . . 0Yes 0 No b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed Income? (If applying section 4942(a)(2) to all years llsted, answer "No" and attach statement-see instructions.) . . . . . . . . . c 3a b 4a If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. ... 20 , 20 , 20 , 20 Did the foundation hold more than a 2% direct or Indirect interest in any business enterprise at any time during the year? . . . . . . . . . . . . . . . . O Yes 0 No If "Yes," did it have excess business holdings in 2018 as a result of (1) any purc hase by t he foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) t he lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2018.) . . . . . . . . . . . . . . Did the foundation invest during the year any amount in a manner that would jeopardize its chari table purposes? b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning In 2018? Form 11/14/20192:38:58 PM 5 2018 Return ./ 990-PF (201 s) The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 Page6 Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a b During the year, did the foundation pay or incur any amount to : (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0Yes 0No (2) Influence the outcome of any specific public election (see section 4955); or to carry on , directly or indirectly, any voter registration drive? . . . . . . . . . . . . 0Yes 0No 0Yes 0No (3) Provide a grant to an individual for travel, study, or other similar purposes? . (4) Provide a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)?See instructions . . . . . . . . . . . . . . . . 0Yes 0No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? . . . . OYes 0 No If any answer is "Yes" to 5a(1H5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ..,. D c Organizations relying on a current notice regarding disaster assistance, check here If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? . . . . . 0 D No 6a If "Yes," attach the statement required by Regulations section 53.4945-5(d). Did the foundation, during the year, receive any funds , directly or indirectly , to pay premiums on a personal benefit contract? . . . . . . . . . . . D Yes 0 No b 7a b 8 Yes Did the foundation, during the year , pay premiums, directly or Indirectly, on a personal benefit contract? If "Yes" to 6b, file Form 8870. At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? D Yes 0 No If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? . Is the foundation subject to the section 4960 tax on payment(s} of more than $1,000 ,000 in remuneration or excess parachute payment(s} during the year? . . . . . . . . . O Yes 0 No Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, and foundation managers and their compensation. See instructions. (a) Name and addre ss (b) Trtle, and average (c) Compensation hours per week devoted to position (If not paid, enter-0-) SEE STATEMENT SEE STATEMENT SEE STATEMENT (d) Contribut ions to emplo yee beneftt plans and de ferred compensation (e) Expense account, other allowances 0 0 0 0 0 0 (SEE STATEMENT) 2 Compensation of five highest-paid employees (other than those Included on line 1-see Instructions). H none, enter "NONE.'' (b) Title , and average hours per week {a) Name and address of each empl oyee paid more than $50 ,000 (d) Contributions to employee benefit plans and deferred compensation (c) Compensation devoted to pos~ ion (e) Expense ac count, other allowances - -------------------- -- - ----- SENIOR PROGRAM OFFICER , 40 172 ,700 25,905 0 IA MANNING --ALIC --------------- ---------- ---- --- ------ --- ---------------- ------- ----- -------- -. S ENIOR PROGRAM O FFICE R, 40 138 ,583 20,788 141 97.033 14,555 40 216 ,292 32,444 276 107,917 16,187 60 --DIANNE --- ------SEHLER ----------------------------------------- 1241 N FRANKLIN PL, MILWAUKEE , WI 53202-2901 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 SENIOR ACCOUNTANT , LAURA DAVIS -----------------------------------------------·-·-·------·-·-·-·-----------------------· 45 1241 N FRANKLIN PL, MILWAUKEE , WI 53202-2901 PROGRAM ____ _______________________________________ __..,___________________________________ _ SENIOR INGRID GREGG OFFICER , 40 1241 N FRANKLIN PL , MILWAUKEE , WI 53202-2901 JASON S CRYE -------------------------------------------------------..------------------------· PROGRAM OFFICER, 40 1241 N FRANKLIN PL, MILWAUKEE, WI 53202 -2901 ~ Total number of other employees paid over $50,000 9 Form 11/14/2019 2:38:58 PM 6 2018 Return 990-PF {2018) The Lynda and Harry Bradley Foundation, Inc.- 39-603792B Page 7 Form 990-PF (2018) •@110•Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services . See instructions. If none, enter "NONE." --- ----------- ------ ---------------------..--..------------·-------------------- --..-- - ARTISAN PARTNERS LIMITED PARTNERSHIP --..---.-- -..-------------------- -------.._______ ..,.__----- ---- -.. ..--..-----------..-------------..-..-----..-..-.. MILWAUKEE , WI (c) Compensation (b) Type of service (a) Name and address of each person pa id more than $50,000 CAMBRIDGE ASSOCIATES ---------.. - ---- --..BOSTON . MA INVESTMENT CONSUL TING 685,699 INVESTME NT MANAGEMENT 444,849 INVESTMENT MANAGEMENT PRISAII 384,743 MADISON, NJ CUSTODIAL SERVICES BNY MELLON 372,930 PITTSBURGH , PA INVESTMENT MANAGEMENT FIDUCIARY MANAGEMENT 361 ,626 MILWAUKEE , WI Total number of others receiving over $50 ,000 for professional services .. .. .. . .... .... 18 Summary of Direct Charitable Activities List tne foundat ion's four largest direct charit able activities during the tax year . Include relevant statistical information such as the number of organization s and other beneficiaries served, conferences conve ned , research papers produced , etc . 1 2 Expenses ATIA CHED STATEMENT --WISCONSIN ---------------CONFERENCE ---------- --------: SEE ---- -----..------- ---------- ----------- - -- ---------------- ---- -------- -------------- ------ --- - -------------- 204 ,873 BRADLEY SYMPOSIUM : SEE ATTACHED STATEMENT --------------------------------------------------------------------- ---------------------------------------------------------------------· 24 ,114 3 4 : Summary of Program-Related Investments (see instructions) Amount Describe the two largest program-related investments made by the foundation d uring the tax year on lines 1 and 2. 1 2 All other program-related investments . See instrvctlons . 3 Total. Add lines 1 through 3 . ..... . 0 Form 990-PF (2018) 11/14/2019 2:38:58 PM 7 2018 Return The Lynde and Harry Bradley Foundation , Inc .• 39-6037928 Page 8 Form 990-PF (2018) 1:ffi#ljMinimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 a b c d e 2 3 4 5 6 1 2a b C 3 4 5 6 7 Fair market value of assets not used {or held for use) directly in carrying out charitable, etc ., purposes ; Average monthly fair market value of securities 342,522,849 Average of monthly cash balances . . . . 55,346.156 Fair market value of all other assets (see instructions) 499,966,742 Total (add lines 1a, b, and c) . . . . . . . . 897,835.747 Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) . . . . . . . . 1e Acquisition indebtedness applicable to line 1 assets . Subtract line 2 from line 1d . . . . . . . 3 897,835,747 Cash deemed held for charitable activities. Enter 1'12% of line 3 (for greater amou nt, see Instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . 4 13,467,536 1--~------'--.;..._Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 5 884,368.2 11 1---''-+------'--.;..._Minimum investment return. Enter 5% of line 5 . . . . . . . . . . . . . . . . . a 44,218,411 Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations and certain foreign organizations , check here..,. D and do not complete this part. ) Minimum investment return from Part X, line 6 . 1 44,218.411 Tax on investment income for 2018 from Part VI, line 5 . ·, 2a 988,047 Income tax for 2018. {This does not include the tax from Part VI.) I 2b I ··~;a, ;,.£&: Add lines 2a and 2b 988,047 2c Distributable amount before adjustments. Subtract line 2c from line 1 43,230,364 3 Recoveries of amounts treated as qualifying distributions 127.100 4 Add lines 3 and 4 43,357.464 5 Deduction from distributable amount (see instructions) . 6 Distributable amount as adjusted . Subtract line 6 from line 5 . Enter here and on Part XIII , line 1 43,357,464 7 Qualifying Distributions (see instructions) Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: Expenses, contributions, gifts , etc.-totat from Part I, column (d), line 26 47,699,295 1a Program-related investments-total from Part IX-B 1b 0 Amounts paid to acquire assets used {or held for use) directly in carrying out charitable, etc. , purposes 87,592 2 Amounts set aside for specific charitable projects that satisfy the: 1:,;t~ ,. Suitability test (prior IRS approval required) . 3a Cash distribution test (attach the required schedule) . 0 3b Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, tine B; and Part XIII , line 4 4 47,786,887 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b. See instructions 5 Adjusted qualifying distributions. Subtract line 5 from line 4 6 47,786,887 Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calcula ting whether the foundation qualifies for the section 4940{e) reduction of tax in those years. f ·~--~·· 1 a b 2 a b 6 ~ta ... 3 4 5 tit Form 990-PF (2018) 11/1412019 2:38:58 PM 8 2018 Return The Lynde and Harry BradleyFoundation, Inc.- 39-6037928 Page 9 Form 990-PF (2018) r---:-:---:-:--:--::--:--,-,---..-----,,--....,..,...-:-------------------------=-Undistributed Income (see instructions) (a) Corpus (b) Years prior to 2017 (C) 2017 (d) 2018 Distributable amount for 2018 from Part XI, line 7 . . . . . . . . 2 Undistributedincome,if any, as of the end of 2018: a Enter amount for 2017 only . . . . . . b Total for prior years: 20 ~. 20 ~ . 20 ~ 3 Excess distributions carryover, if any, to 2018: a From 2013 7,666,305 b From 2014 c From 2015 d From 2016 e From 2017 f Total of lines 3a through e Qualifying distributions for 2018 from Part XII, 4 line 4: ~ $ 47,786,887 a Applied to 2017, but not more than line 2a . b Applied to undistributed income of prior years {Election required-see Instructions) . . 1 c Treated as distributions out of corpus (Election required-see instructions) . . . . . d Applied to 2018 distributable amount e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2018 (If an amount appears in column (d), the same amount must be shown in column (a).) . . 6 Enter the net total of each column as indicated below: Corpus. Add !Ines3f, 4c, and 4e. Subtract line 5 Prior years' undistributed income. Subtract line 4b from line 2b . . . . . . a b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed . d Subtract line 6c from line 6b. Taxable amount-see instructions . . . . e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount-see instructions . . . . f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 . . . . . . . 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1XF) or 4942(g)(3) (Election may be required -see Instructions) . . . . . 8 Excess distributions carryover from 2013 not applied on line 5 or line 7 {see instructions) . Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a Analysis of line 9: Excess from 2014 Excess from 2015 Excess from 2016 Excess from 201 7 4,429,423 Excess from 2018 9 10 a b c d e 11/14120192:38:58 PM 9 2018 Return The Lynde and Harry Bradley Foundation, Inc .- 39~037928 Page Form 990-PF (2018) 10 Private Operating Foundations see instructions and Part VII-A, question 9) 1a b 2a b C If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 201 B, enter the date of the ruling . . . . .... Check box to indicate whether the foundation is a private operating foundation described In section Prior 3 years Tax year Enter the lesser of the adjusted net income from Part I or the minimum (c) 2016 (b) 2017 (a)2018 investment return from Part X for each year listed 85% of line2a Qualifying distributions from Part XII, line 4 for each year listed D 49420)(3) or D 49420)(5) (e) Total (d) 2015 d Amountsincludedin line2c not useddirectly for activeconductof exemptactivities . e 3 Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c Complete 3a, b, or C for the alternative test relied upon: a "Assets" alternative test-enter: (1) Value of all assets (2) Value of assets qualifying under section 49420)(3)(B)(i) b "Endowment" alternative test-enter 2'3 C of minimum investment return shown in Part X, line 6 tor each year listed . "Support" alternative test-enter: (1) Total support other than gross Investment income (interest, dividends, rents, payments on loans (section securities 512(a)(5)),or royalties) (2) Support from general public more exempt and 5 or organizations as provided in section 49420)(3)(B)(iii) . (3) Largest amount of support from an exempt organization .. 1 a (4) Gross investment income . Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) Information Regarding Foundation Managers: List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here .,.. D if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc., to individuals or organizations under other conditions, complete items 2a, b, c, and d. See instructions. a The name, address, and telephone number or email address of the person to whom applications should be addressed: (SEE STATEMENT) b The form in which applications should be submitted and information and materials they should include: PROPOSAL, BUDGETSAND AMOUNT OF GRANT BEING REQUESTED,IRS DETERMINATIONLETTER UNDER SECTION 501(C)(3), SEE WWW.BRADLEYFDN.ORG c Any submission deadlines: LETIERS OF INQUIRY AND PROPOSALSARE ACCEPTED ON AN ONGOING BASIS.SEE WWW.BRADLEYFDN.ORG d Any restrictions or limitations on awards, such as by geographical areas, charitable fields , kinds of institutions, factors: or other (SEE STATEMENT) Form 11114/2019 2:38:58 PM 10 2018 Return 990-PF (2018) The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 Form 990-PF (20 18) Page 11 . l:JMl:t,J 3 Supplementary Information (continued) Grants and Contributions Paid During the Year or Aooroved for Future Payment If recipient is an Individual , Foundation Recipient show any relationship to Purpose of grant or Name and address (home or business) 8 any foundat ion manager o r substant ial co ntributor status of recipie nt Amount contr ib ution Paid during the year (SEE STATEMENT) ... Total b Approved for future payment 3a 40, 134,436 (SEE STATEMENT) Total ... - 3b Form 11/1412019 2:38 :58 PM 11 2018 Return 2,880,750 990-PF (2018) The Lynde and Harry Bradley Foundation , Inc .• 39-6037928 ·~- Page Form 990-PF (2018) ,.-•• 12 Analysis of Income-Producing Activities Unrelated business income Enter gross amounts unless otherwise indicated. (al Business code (b) Amount Excludedby section512, 513, or 514 (c) (d) Exclusioncode Amount (el Relatedor exempt functionincome (See instructions.) 1 Program service revenue: a b C d e f 2 3 4 5 6 7 8 9 10 11 g Fees and contracts from government agencies Membership dues and assessments Interest on savings and temporary cash Investments Dividends and interest from securities Net rental income or (loss) from real estate : a Debt-financed property b Not debt-financed property Net rental income or {loss) from personal property Other investment Income Gain or (loss) from sales of assets other than inventory Net Income or {loss) from special events Gross profit or (loss) from sales of inventory Other revenue: a RENTAL INCOME b SECURITIESLENDING INCOME OTHER INCOME C '.. : :,).":f. ,'.;\\ t :C t~'.':', "'·,/ ,_.,,-,.; 12 Subtotal. Add columns (b), (d), and (e) 13 Total. Add line 12, columns (b), (d), and (e) . . . . (See worksheet in line 13 instructions to verify calculations.) Line No. 'f' 14 't \ .: 10,091,061 .,..,?£~, f,fi~S~· !~~~i i~~\"~,- , ~~:~.:?~.·i~l~~}Y 18 38,812,552 16 36,340 14 36,932 121 14 d e •:r.:r----... ,:• .. ·.- ,;;_;":.-,:,,,;c,y}! :i':,,: .•t"•'.« 0 .::.:t\J~·i~~-;f;1:(}L~ 48,977,006 0 13~~~~~4_8~,9_7_7~ ,o_os_ Relationship of Activities to the Accomplishment of Exempt Purposes Explain below how each activi!}' for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation s exempt purposes (other than by providing funds for such purposes). (See Instructions.) Form 11/14/2019 2:38:58 PM 12 2018 Return 990-PF (2018) The Lynde and Harry Bradley Foundation, Inc .- 39-6037928 Ferm 990 -PF (2018f Page l@l!\WIInformation 13 Regarding Transfers to and Transactions and Relationships With Noncharitable Exempt Organizations Yes No Did the organization directly or Indirectly engage in any of the following with any ot her organization desc ribed in section 501(c) (other than section 501(c)(3) organizations) or in secti on 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of: 1a(1) .; (1) Cash 1a(2) ./ (2) Other assets b Other transactions : 1b(1] (1) Sales of assets to a noncharltable exempt organization ,/ 1bl2! (2) Purchases of assets from a noncharitable exempt organization 1b{3) I (3) Rental of facilities, equipment , or other assets 1b(41 (4) Reimbursement arrangements . ,/ 1b(5) (5) Loans or loan guarantees ,/ 1b(6] (6) Performance of services or membership or fundraising solicitations 1c I c Sharing of facilities, equipme nt, malling lists, othe r assets, or paid employees d lf the answer to any of the above 1s "Yes," complete the following schedule . Column (b) sh ould always show the fair market value of the goods, other assets, or services given by the reporting foundat ion . lf the foundation received less than fair market vafue in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. 1 (a) Line no. 2a b (bl Amount involved Is the foundation directly or indirectly affiliated with, or re!ated to, one or more tax-exempt organizations described in section 501(c) (other than section 501(c)(3)) or in section 527? If "Yes," complete the follow ing schedule. (al Name of organ ization Sign (d) Descr iption of trans fers, transactions, an d s haring arr ange ment s (O)Name ot noncharitable exempt organ ization (bl Type of organization O Yes 0 No (cl Description o f relat ions hip Under penalties of perjury, I dedare thal I have eiwnined 1tis return, including accompanying ~hedules and statements, and to the best of my knowledgeand belief, ~ I! true, te. Declaration of «! than taxpayerl is basedon all informationof which preparer has any ~nowledge. Mey the IRS dlacus , lllis rulcm w~h Iha preparer shown below? PRESIDENT & CEO See instructions. IZ]Yes O No ntle ~ ~ Here , Paid Preparer Use Only Date RACHELJ.BECKER Finn's name > DELOlnE TAX LLP Firm's address> 555 E. WELLS . SUITE 1400. MILWAUKEE WI 53202- 11/13/2019 D Check if PTIN self-emp loyed P00 96 6076 Firm'sEIN Phone no. > 8 6- 1065772 (414) 271-300 0 Form 11/512019 9:33:20 AM 13 2018 Return 990-PF (20 18) The Lynde and Herry Bradley Foundation, Inc.- 39-6037928 8868 Fann Application for Automatic Extension of Time To File an Exempt Organization Return 0MB No . 1545-1709 (Rev. January 2019) • File a separate application for each return. • Go to www.irs.gov/Form8868 for the latest Information. Departmentof the Treasury InternalRevenueService Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format {see instructions). For more details on the electronic filing of this form, visit www.irs.gov/e-file-providers/e-file-for-charities-and-non-profits. Automatic 6-Month Extension of Time. Only submit original (no copies needed) . All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Type or print Fileby the due date for filing your return. See instructions. Enter filer's identifying numbef', see instructions Employer identification number (ElN) or Name of exempt organization or other filer, see instructions. THE LYNDEAND HARRYBRADLEYFOUNDATION , INC. Number, street, and room or suite no. If a P.O . box, see instructions . 1241 N FRANKLINPL 39-6037928 Social security number (SSN) City, town or post office , state, and ZIP code . For a foreign address, see instructions . MILWAUKEE , Wl 53202-290 1 Enter the Return Code for the return that this application is for (file a separate application for each return) Application Is For Form 990 or Form 990-EZ Form 990-BL Form 4720 (individual) Form 990-PF Form 990-T (sec. 401 (a) or 408(a) trust) Form 990-T (trust other than above) • The books are In the care of~ Return Code 01 02 03 04 05 06 Return Code 07 08 09 10 11 12 Application ls For Form 990-T (corporation) Form 1041-A Form 4720 (other than individual) Form 5227 Form 6069 Form 8870 STEPHENA. LANGLOIS Fax No. ~ __________ ______ _(414) 291-9691 _____ _______ _____ Telephone No. ~ _________________ (414) 291-9915 __________ _______ • If the organization does not have an office or place of business In the United States, check this box . • If this Is for a Group Return, enter the organization 's four digit Group Exemption Number (GEN) _______ . If this is for the whole group , check this box . ~ D . If it is for part of the group , check this box . . . . ~ D and attach a list with the names and EINs of all members the extension is for. I request an automatic 6-month extension of time until _____ __ __J _!~!~----------' 20 _19 _, to file the exempt organization return for the organization named above . The extension Is for the organization 's return for : ~ 0 calendar year 20 ~ or 1 ~ D tax year beginning ---------------------- ··- ·-·- ------------' 20 _______ ., and ending --------------··· ----------- -------------' 20 If the tax year entered in line 1 is for less than 12 months , check reason: period 2 D Initial return D Final return D Change in accounting 3a b C If this application is for Forms 990-BL , 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits . See instructions. If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3a $ 1,200,000 3b $ 1,476,848 3c $ 100,000 Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EOfor payment instructions. For Privacy Act and Paperwori< Reduction Act Notice, see instructions. 5/14/20191:19:22 PM Cat. No. 27916D 2018 Return Fann 8868 (Rev. 1-2019 ) The Lynde and Hany Bradley Foundation, Inc.- 39~037928 ' SE:NDER: COl'dPLf. TE H//S SECTION • CompleteItems, • 2, and 3. • Print your nameandaddresson the reverse so that we canreturn the cani to you. • Attach this card to the back of the mailplece , or on the front If spacepenntta. 1. ArticleAddn,saed to: A. Signature CJAQent CJAddr98l9ee C. Date of Delivery X B. Received by (PrfntadName) I Department of the Trea5ury Internal Revenue Service Center Ogden, UT 84201-0045 Ref: 2018 Form 8868 990-PF MAY2 3 2019 OGDEN UT ~~=:e~Dlh gi?~ I IIIIIIIIIHlllllllllllllllllll 11111111111111 9590 9402 1336 5285 7060 26 D.Qlleoto~DIIYlly °X.i::',=-"' -2.-Artl-cle_N_u_m_ber----=(1'81--,.,_.-from----tce-lllbe#--l ---~ a OolleotonDetvsy ReeOfcUdD1i1v11J a Slgnatln Co.,11,,illtloii"' I 7 D15 Db 4 D DDD1 b 4 3 3 7 b Dl a 1nauMC1 Mill a S1gn11t1nConfirmation 1 a 1nanc1Ma F1N1r1c1a1 D111vay "9111fcted DeMy , : PS Fonn 3811, July 2015 PSN7530-02-ooo-9053 U.S. Postal Service ··· ,-'I Cl ..0 I"- ~ .:r ..D CERTIFIED MAIL® RECEIPT Dom es ti c fvla1/ Only lc.iiei:iu.iffii;--_::___!c.....:: (=!: !~·___;-:<:.._..:; i:_.....!..;; t ;;... ·· _.....; "-~·--~:_ ' ~ f,!: >'.......£:E ==----- ./~- -\\ :\ lt;i;;;;"'l!:;=;::.r==='."'."-.-::-:----- /, . .-=i CJ Poelmak". .•. ·. Cl Cl Here C h.==--=:::===.::=.:::::!..:..::====-1 .JI CJ it;;;;;:ns;~===--------1 U'I 8 ls.iiii.-'--=----;::----:----:--1:-------~ :r Depart ment of the Treasury I"- 'Slnii,lii,iifJiji,:rw,::orPtf"II, Internal Revenue Service Center Clty.Siai..~• · ·--· ····· Ogden, UT 84201-0045 Ref: 2018 Fo rm 8868 990-PF PS f=onn 3800 , A pr ,I 20?5 P:'.:"f\. ·,r, f ' ,1 1 ..,,q, Sc_,0 c v , ..., 0 or n 'llcl 0 ,,c. Form 2220 0MB No. 1545--0123 Underpayment of Estimated Tax by Corporations Department of the Treasury Internal Revenue Service ~@18 .,. Attach to the corporation's tax return. .,. Go to www.irs.gov/Form2220 for instructions and the latest information. Employer identification number Name 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However. the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38, on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Required Annual Payment 988,047 1 Total tax (see instructions) 2a b Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 l-"'2a.:-.ii--------, Look-back interest included on line 1 under section 460(b)(2) for completed long-term contracts or section 167(g) for depreciation under the income forecast method . 1--2b_,1--------, c d 3 Credit for federal tax paid on fuels (see Instructions) . L....=2:::c-1.. ______ 4 Enter the tax shown on the corporation's 2017 income tax return. See instructions. Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 1--4..:...-,1.-----5_3_6.:..' 7_4_1 5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 ~ Total. Add lines 2a through 2c . Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does not owe the penalty o_ i-=2::::d+ _______ 3 988,047 1-::..._+------'--- 5 536,741 Reasons for Filing-Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty. See instructions. 7 0 0 8 D The corporation 6 The corporation Is using the adjusted seasonal installment method. The corporation is using the annualized Income installment method. is a "large corporation" figuring its first required installment based on the prior year's tax. Fi uring the Underpayment 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year . 1o Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Schedule A, line 38. If the box on line 8 (but not 6 or 7) Is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% (0.25) of line 5 above in each column 11 Estimated tax paid or credited for each period. For column (a) only, enter the amount from line 11 on line 15. See instructions . 9 (a) (b) (c) (d) 05/15/2018 06/15/2018 09/15/2018 12/1512018 1--:.-+------+-------11-------+------ 10 134,185 134,185 134,185 134,185 11 576,848 500,000 200,000 200,000 Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount, if any, from line 18 of the preceding column . 442,663 808,478 874,293 13 Add lines 11 and 12 . Add amountson lines 16 and 17 of the precedingcolumn . 942,663 0 1,008,478 1,074,293 0 0 15 16 Subtract line 14 from line 13. If zero or less, enter -0· . If the amount on line 15 is zero, subtract line 13 from line 14. Otherwise, enter -0- . 942,663 1,008,478 1,074,293 0 0 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column . 18 808,478 874,293 14 442,663 Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17-no penalty is owed. For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 11746L 14 2018 Return 11/14120192:38:58 PM Form 2220 (2018) The Lynde and Harry Bradley Foundation, Inc.· 39~037928 .~....... Page 2 Form 2220 (2018) Figuring the Penalty 19 (a) (b) (c) (d) Enter the date of payment or the 15th day of the 4th month after the close of the tax year . whichever is earlier. (C corporations wfth tax years ending June 30 and S corporations: Use 3rd month instead of 4th month. Fann 990-PF and Fann 990-T filers: Use 5th month instead of 4th month.) See instructions 19 Number of days from due date of installment on line 9 to the date shown on line 19 20 0 0 0 0 21 Number of days on line 20 after 4/15/2018 and before 7/1/2018 21 0 0 0 0 22 Underpayment on line 17 x 23 Number of days on line 20 after 6/30/2018 and before 10/1/2018 24 Underpayment on line 17 x 25 Number of days on line 20 after 9/30/2018 and before 1/ 1/2019 26 Underpayment on line 17 x Xl Number of days on line 20 after 12/31/201 Band before 4/1/2019 28 Underpayment on line 17 x 29 Number of days on line 20 after 3/31/2019 and before 7/1/2019 30 Underpayment on line 17 x 31 Number of days on line 20 after 6/30/2019 and before 10/1/2019 32 Underpayment on line 17 x 33 Number of days on line 20 after 9/30/2019 and before 1/1/2020 34 Underpayment on line 17 x 35 Number of days on line 20 after 12/31/2019 and before 3/16/2020 36 Underpaymenton line 17 x 37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120, line 34; or the comparable line for other income tax returns . 20 Number of da~s on line 21 365 X 5% (0.05) Number of da~ on line 23 X 5% (0.05) 365 Number of da~ on line 25 365 Number of da~ on line 27 365 Number of da~ on line 29 365 Number of da~ on line 31 365 Number of da~ on line 33 365 Number of da~ on line 35 366 X X X X X X 5% (0.05) 6% (0.06) *% *% •% *% 22 $ $ 28 0 30 $ $ 0 35 0 $ 0 $ 0 0 0 $ 0 0 0 0 0 $ 0 $ 0 0 0 $ 0 0 $ 0 0 0 $ 0 0 0 0 0 $ $ 33 34 $ $ 0 0 0 0 0 $ 0 0 $ 0 0 $ 0 31 32 0 $ $ 0 0 29 0 $ 0 0 0 0 $ $ 0 0 Xl 0 0 $ $ 25 26 $ 0 23 24 0 0 0 0 $ 0 0 0 36 $ 0 $ 0 $ 0 $ 0 37 $ 0 $ 0 $ 0 $ 0 $ 0 38 ·use the penalty interest rate for each calendar quarter, which the IRS will determine during the first mont h in the preceding q uarter. These rates are published quarterly In an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information. Form 11/14/2019 2:38:58 PM 15 2018 Return 2220 (20 18) The Lynde and Harry Bradley Foundation, Inc.- 39~037928 Page 3 Form 2220 (2018) Schedule A Adjusted Seasonal Installment Method and Annualized Income Installment Method See instructions. Form 1120S filers: For lines 1, 2, 3, and 21 "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies. l=tfflllAdjusted Seasonal Installment Method Caution: Use this method only if the base period percentage for any 6 consecutive months is at least 70%. See instructions. 1 a b C Enter taxable income for the following periods. Tax year beginning in 2015 Tax year beginning in 2016 Tax year beginning in 2017 3 Enter taxable income for the following periods. Tax year beginning In 2015 Tax year beginning in 2016 Tax year beginning in 2017 C 4 Divide the amount in each column on line 1b by the amount in column (d) on line 3b . . . . . 5 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c 7 8 9a Add lines 4 through 6 Divide line 7 by 3.0 . Divide line 2 by line 8 Extraordin ary items (see instructions) Add lines 9a and 9b . . . . . . 10 Figure the tax on th e amount on line 9c using the instructions for Form 1120, Schedule J, line 2, or comparable line of corporation's return . . . . . . . 11a Divide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a . . . b Divide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b . . 10 I--.C......,l------+------+-----11a l--:..C:...,1------+------+-----1--:..:::.....1------+------+------ 11c 1---'-1----- Add lines 11a through 11c . 12 13 Divide line 12 by 3.0 . 13 14 Multiply the amount in co lumns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) . . . 16 17 18 19 Entire year 6 7 8 9a 9b 9c 12 15 First 9 months 11b . Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on fine 3c . First 6 months 3b 3c 5 c First 4 months 3a Divide the amount in each column on line 1a by the amount in column (d) on line 3a . . . . . c (d) First 11 months 2 4 b (c) First 8 months 1b 1c Enter taxable income for each period for the tax year beginning in 201 B. See the instructions for the treatment of extraordinary items b (b) First 5 months 1a 2 a (a) First 3 months . Enter any alternative minimum tax for each payment period. See instructions -+- ---- 14 1---1-------t-- -+- ----- - - - -r- ---- 15 Enter any other taxes for each payment period. See instructions 1--1_6 -+-------+---Add lines 14 through 16 . . . . . 1--1_7 -+--------+------i------+-----For each period , enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions 18 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter -0- . --;------- 1-- - 1-- ---- +- --- ----i------+------ - -+------+------ 19 Form 2220 (2018) 11/14/2019 2:38:58 PM 16 2018 Return The Lynde and Harry Bradley Foundation, Inc .- 39-6037928 Form 2220 (2018) Page4 Annualized Income Installment Method (a) First Annualization periods (see instructions) . 21 Enter taxable income for each annualization period. instructions for the treatment of extraordinary items . 25 (d) First 6 23a 6_._00_0_00 ____ 32,023,057 4_ .00 _0_00-+- ___ 49,358 ,173 2._o_oo_o_o-+__ 1_ .3_3_3_3_3 72,026,214 86 ,413,112 64,046,114 65 ,810,733 23b Add lines 23a and 23b . 23c 72,026,214 86,413.112 64,046 ,114 65 ,810,733 Figure the tax on the amount on line 23c using the instructions for Fom, 1120, Schedule J, line 2, or comparable line of corporation's return . 24 1,440,524 1,728,262 1,280,922 1,316,215 1,280,922 1,316,215 1,280,922 1,316,215 Enter any alternative minimum tax for each payment period (see instructions) 26 Enter any other taxes for each payment period . See instructions 27 Total tax. Add lines 24 through 26 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions 29 First 21 12,004,369 21,603,278 -----'-----+---'----+------'---+---'--'--- _2_2___ 23a Annualized taxable income. Multiply line 21 by line 22 b Extraordinary items (see instructions) 24 (c) 3 See Annualization amounts (see instructions) c First 9 1--20__,,___m_o.c...n_th_s_+-_m_o_n_th_s_-+__ m_o.c...n_th_s_--+--m--'on_ th--'s;___ 20 22 (b) 2 25 f-=c:;....1------+-------+-------+-----~26:.::.._1------+------+-------+------ 27 1,440,524 1,728,262 28 f-=c=.....1------+-------+-------+------ Total tax after credits. Subtract line 28 from line 27 . If zero or less, enter -0- . 29 30 Applicable percentage 30 31 Multiplyline29byline30 31 1,440,524 1,728,262 25% 50 % 360,131 75% 864,131 100% 960,692 1,316,215 Required Installments Note: Complete lines 32 through 38 of one column before completing the next column. 32 33 34 35 36 If only Part I or Part II ls completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts In each column from line 19 or line 31 . 1st installmen t 32 2nd installment 360, 131 ___ Add the amounts in all preceding columns of line 38. See instructions Adjusted seasonal or annualized income installments. Subtract line 33 from line 32 . If zero or less, enter -0Enter 25% (0.25) of tine 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter 3rd installmen t 4th installment 86_4_._13_1 ____ 9_6_0 ,'-6_92-+__ 1.c... ,3_1_6;...,2_15_ 134,185 268 ,370 402,555 729,946 692,322 913,660 1_34_;_, 1_85-+__ 1_3_4.:...., 1_8_5 34 360.131 35 134,185 1----1_3_;4,'-18_5-+___ f-=-'--1------=-:....:..:..-+-----'---+------=-=-=--+----'---=-:..:.....- Subtract line 38 of the preceding column from line 37 of the preceding column 0 0 0 37 Add lines 35 and 36 . 37 134,185 134,185 134,185 134,185 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Fom, 2220, line 10. See Instructions 38 134,185 134,185 134,185 134,185 Fonn 2220 (20 18) 11/14/2019 2:38:58 PM 17 2018 Return The Lynde and Harry Bradley Foundation, Inc.- 39~37928 Return by a Shareholder of a Passive Foreign Form8621Information Investment Company or Qualified Electing Fund {Rev. December 201 B) Department of the Treasury Internal RevenueService ~ Go 0MB No . 1545-1002 to www.irs.gov/Form8621 for instructions and the latest information. Attachment Sequence No. 69 Identifying numbet' (see instructions) Name of shareholder 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION. INC . Shareholder tax year: calendar year 20 Number, street, and room or su~e no. If a P .O. box, see instructions . 1241 N FRANKLIN PL 1 B or other tax year , 20 and ending ,20 beginning City or town, state , and ZIP code or country MILWAUKEE , WI 53202-2901 Check type of shareholder filing the return : D Individual 0 D Partnership Corporation D S Corporation O Nongrantor Trust O Estate D Check if any Excepted Specified Foreign Financial Assets are reported on this form . See instructions Qualifying Insurance Corporation Election-I , a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(1)(2).See instructions . D Name of foreign corporation, passive foreign investment company (PFIC), or qualified elect ing fund (QEF) Employer identification number (if any) AACP TAX EXEMPT INVESTORS II, L.P . 98-0615699 Reference ID number (see Instructions) Addrass (Enter number , street , city or town, and country .) C/0 ASIA ALTERNATIVES MANAGEMENT ONE EMBARCADERO CENTER , 16TH FLOOR SAN FRANCISCO CA 94111 Tax year of foreign corporation , PFIC, or QEF: calendar year 20 18 , 20 or other tax year beginning , 20 and ending •~•• Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder : 1 Description of each class of shares held by the shareholder : --------------if shares joi ntly owned with spouse. 0 Check tax year , If applicable: 2 Date shares acquired during the 3 Number of shares held at the end of the tax year: ------------------- 4 Value of shares held at the end of the tax year (check the appropriate box. if applicable) : D $0--50,000 (b) --- - D $50 ,001-100,000 D $100.001-150 --------------- .000 (d) D $150,001-200 ,000 (e) If more than $200,000 , list value: ----------------------- 5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution under section 1291, inclusion under section 1293, and inclusion or deduction under section 1296 (check all boxes that apply) : D Section D Section (cl O Section (al 1291 (b) 1293 (Qualified Electing Fund) •@II• $ ______ 1296 (Mark to Market) _ $ ______ _ $ Elections (see instructions) A B D D Election To Treat the PFIC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through 7c of Part Ill. Election To Extend Tune For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated . Complete lines Ba through 9c of Part I/{ to calculate the tax that may be deferred . Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election . Also, see sections 1294(c) and 1294(f) and the related regulations for events that terminate this election . C O D D Deemed E D Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribution. Enter this amount on line 15e of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F D Election To Recognize Gain on Deemed Sale of PAC. I, a shareholder of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 15f of Part V. G O Deemed Dividend Election Wlttl Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297(e) PFIC, within the meanin9 of Regulations section 1.1297-3(a) , elect to make a deemed dividend election with respect to the Section 1297(e) PFIC . My holding penod in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3 (d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H D Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1. 1298-3(a}, elect to make a deemed dividend election with respect to the former PFIC. My holding period in the stock of the former PFIC includes the termination date, as defined in Regulations section 1.1298-3(d) . Enter the excess distribution on line 15e, Part V. If the excess distribution Is greater than zero, also complete line 16, Part V. Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market the PFIC stock that is marketable within the meaning of section 1296(e). Complete Part JV. Sale Election. I, a shareholder on the first day of a PFIC 's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 15f of Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 9/17/2019 2:16:58 PM Form 8621 (Rev. 12 -2018) 2018 Report The Lynda and HarTYBradley Foundation, Inc. • 396037928 cat.No. 64174H Form 8621 (Rev. 12-2018) 1@jjj1 6a Page All QEF shareholders complete lines 6a through 7c . If you are making Election B. also complete lines Ba through 9c. See instructions. .___6a__. _______ Enter your pro rata share of the ordinary earnings of the QEF . _ b Enter the portion of line 6a that is included in income under section 951 or that c may be excluded under section 1293(9) L...:::6b=--L----------f Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . 7a 2 Income From a Qualified Electing Fund (QEF). Enter your pro rata share of the total net capital gain of the OEF . .__7_a ........ _______ 0 _ b Enter the portion of line 7a that is included in income under section 951 or that may be excluded under section 1293(9) c Subtract line 7b from line 7a. This amount is a net long-term capital gain . Enter this amount in Part II of the Schedule D used for our income tax return. See Instructions . Complete lines 8 and 9 only if you are making a section 1294 election (Election B) for the current tax year. 0 Add lines 6c and 7c 0 8a .__7_b_._ _______ _ . b Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the taxyear of the QEF. See instructions 1--Bb-+--------- c Enter the portion of line 8a not already included in Iine 8b that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year .__Be_.._ _______ d e Add lines 8b and 8c _ . 0 Subtract line 8d from line Ba, and enter the difference Qfzero or less, enter amount in brackets ) 0 Important: If line 8e is greater than zero, and no portion of line 6a or 7a is includible in income under section 951, you may make Bection B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See instructions . 9a _______ _ b Enter the total tax for the tax year determined without regard to the amount entered on line 8e . C Subtract line 9b from line 9a. This is the deferred tax, the time for payment of which is extended by makingElectionB. See instructions . .___.._ 9b 0 Gain or (Loss) From Mark-to-Market Election (see instructions 108 b c Enter the fair market value of your PFIC stock at the end of the tax year . 10a Enter your adjusted basis in the stock at the end of the tax year 10b . Subtract line 10b from line 10a. If a gain, do not complete lines 11 and 12. Include this amou nt as ordinary income on your tax retum . If a loss, go to line 11 . 1--1o_c-+ ________ 1--1_1 ________ Enter any unreversed inclusions (as defined in section 1296(d)) 11 12 Enter the loss from line 10c, but only to the extent of unreversed inclusions on line 11. Include this amount as 13 an ordinary loss on your tax return . If you sold or o1herwise disposed of any section 1296 stock (see instruc1ions) during the tax year: t--1_2-+-------- a b Enter the fair market value of the stock on the date of sale or disposition 13a Enter the adjusted basis of the stock on the date of sale or disposition 13b c Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as o rdinary income on your tax return. If a loss, go to line 14 . t-1_3c_+-________ 14a b O t-1_4a_+--------- Enter any unreversed inclusions (as defined in section 1296(d)) Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusions on line 14a, complete line 14c . c o _ t-1-'-4-"'b:..+-------- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax retum according to the rules generally applicable for losses provided elsewhere in the Code and regulations . Note: See instructions in case of multiple sales or dispo sition s. _1_4c_~------Form 8621 (Rev. 12-20 18) 9/17/2019 2 :16:58 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc. • 396037928 Form 8621 {Rev. 12-2018) Page •?ffli1 Distributions From and Dispositions of Stock of a Section 1291 Fund 3 (see instructions) Complete a separate Part V for each excess distribution and disposition. See instructions. 15a Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began in the current tax year, see instructions b Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included in income under section 1291(a)(1)(8))made by the fund with respect to the applicable stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period 1--1Sa-'-'-+------1_, i--.:.15b=+--------- c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 15a. This amount, if more than zero, is the excess distribution with respect to the applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See Instructions if you received more than one distribution during the current tax year. Also, see instructions for rules for reporting a nonexcess distribution on your income tax return i--.:.1::.5e::..+ ________ f Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund . If a gain, complete line 16. If a loss , show it in brackets and do not complete line 16 . 16a 0 0 15c 15d o 15f If there is a positive amount on line 15e or 15f (or both) , attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period . Add all amounts that are allocated to days In each tax year. b Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFICyears).Enter these amounts on your income tax return as other income f-1..;..6;;.;b~-------- c Enter the aggregate Increases in tax (before credits) for each tax year in your holding period (other than the current tax year and pre-PFIC years). See instructions . ~16;;..;c~-------- d Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter ttiis amount on your income tax return as "additional tax." See instructions e f 1_6_4_;_ ,0_0_3 ~16d;;.;;;.+--------16e Determine Interest on each net increase in tax determined on line 16e using the rates and methods of section 6621. Enter the aggregate amount of interest here. See instructions . 16f Fom, 911712019 2:16:58 PM 2018 Report 0 8621 (Rev. 12-2018) The Lynde and HarTYBradley Foundation, Inc.• 396037928 Page 4 Form 8621 (Rev. 12-2018) hlfilfd Status of Prior Year Section 1294 Elections and Termination of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election. 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax (line 19) as of the filing date (ii) (iii) (iv) M (vi) Complete lines 21 through 24 only If a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this return 24 Accrued interest due with this return . . Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the cumtnt tax year. 25 Deferred tax outstanding after partial termination of election. Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtract line 24 from line 20 . Fom, 9/17/2019 2:16:58 PM 8621 (Rev. 12-2018 ) 2018 Report The Lynde and Hany Bradley Foundation, Inc .• 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). InformationReturn by a Shareholderof a Passive Foreign Form8621 Investment Companyor Qualified Electing Fund (Rev. December 2018) Departmentof the Treasury InternalRevenue Service ... Go to www.lrs.gov/Form8621ror Instructionsand the latest lnformaUon. OMS No. 1545-1002 Attachment Sequence No. 69 Jderitifylngnumber [see Inst ructions ) Name of shareholder 39~037928 THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Shareholder tax y<>ar: calenda r year 20 18 or other lax year Number, street, and room or suite no. Jf a P.O . box, see Instructions. 1241 N FRANKLIN PL beglming , 20 and ending • 20 C~y or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: D Individual 0 Corporation O Partnership D S Corporation D Nongrantor Trust Check if any EKcepted Specified Foreign Financial Assets are reported on this form. See instructions O Estate 0 Qualifying Insurance Corporation Election-I , a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifyi ng Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . 0 Name of foreigncorporation, passive foreign in~881mentcompany (PFIC), or qualified ell!lcilng fund (QEF) Employer identification number (if any) AACP TAX EXEMPT INVESTORS Ill, LP . 45-4282761 Raference ID number (see instructions) Address (Enter number, street, city or town, and country.) C/OASIAALTERNATIVES MANAGEMENT ONE EMBARCADERO CENTER, 16TH FLOOR SAN FRANCISCO CA 94111 Tax year of foreign corporation,PFIC, or QEF: calenda r year 2018 or other tax yearbeginning • 20 , 20 and ending Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder: Description of each class of shares held by the shareholder:--------------Check if shares jointly owned with spouse. 1 0 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: -------------- 4 Value of shares held at the end of the tai< year (check the appropriate box, if applicable): (a) 0$0-50,DOO (b) Osso,001-100.000 (e) If more than $200,000, list value: - 5 (c) os,oo.001-1so.ooo - ---- (d) 0$150,001-200,000 ------------------ - --- Type of PFIC and amount of any excess distribution or gain treated as an excess distribu tion under section 129 1, inclusio n unde r section 1293 , and Inclusion or deduction under section 1296 (check all bo xes that apply): (a) 0 (b) D Section O Section (c Section 1291 $ ______ _ 1293 (Qualified Electing Fund) 1296 Martcto Market) $ $ ------- Elections see instructions A O Election To Treat the PFIC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through le of Part Ill. B O Election To Extend Time For Paym-.rt of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistribu ted earnings and profits of the QEF unti l this election is terminated. Complete lines Ba through 9c of Part Ill to calcu late the tax that may be defe rred. Note: If any portion of line 6a or line 7a of Part Ill ls includible under sect ion 951, you may not make this election. Also, see sections 1294(c) and 1294(1)and the related regulation s for events that tem,inate this election. C O Election To Merk-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-marke t the PFIC stock that Is marketable within the meaning of section 1296(e). Comple te Part IV. I) D Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recogn ize gain on the deemed sale of my E D F O Election G O Interest in the PFIC. Enter gain or loss on line 15f of Part V. Deemed Dividend Election, I, a shareholder on the first day of a PFIC's first taK year as a QEF that is a contro lled foreigncorporation {CFC), elect to treat an amount equal to my share of the post -1986 earnings and profits of the CFC as an excess dist ribut ion. l=llter this amount on line 15e of Part V. If the 9Xcessdistribution is greater than zero, also comple te line 16 of Part V. To Recognize Gain on Deemed Sale of PFIC. I, a shareho lder of a former PFtC or a PFIC to which section 1297(d) applies, elect to treat as an BKCessdistribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last taK year as a PFIC under section 1297(aj. Enter gain on line 15f of Part V. O.emed Dividend Election With Rfll)eCt to a Sec:tlon 1297(el Pf'IC . t, a lhtreholder of a section 1297(e) PFIC, within the meanln~ of Regulations section 1.1297-3(a). elect to make a deemed dividend election with respect to the Section 1297(8) PFIC. My holding p,mod in the stock of the Section 1297(e) PFIC Includes the CFC qualification date, as defined in AeQulations section 1.1297-3{d). l=llter the excess distribution on line 1Se, Part V. If the excess distributiOn is g/"98ter than zero. also complete line 16, Part V. H D Deemed Dividend Election With Re11pectto a Fonner PFIC. I, a shareholde r of a former PFIC, with in the meaning of Regulation s section 1.1298-3(a), elect to make a deemed dividend election with respect to the former PFIC. My holding pe!'iod in the stoc k of the former PFIC includes the termination date. as defined in Regulations section 1 .1298-3(d). Enter the excess distribution on line 15e, P8rt V. If the excess distribution is great er than zero, a/so complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 11113120192:34:40 PM Cat. No. 64174H Form8621 (Rev. 12 -20181 2018 Report The Lynde and Harry Bradley Foundation , Inc . - 396037928 Form8621 (Re~.12-20181 1@jjj1 Election 6a Page B, also complete lines 8a through 9c. See instructions. Enter your pro rata share of the ordinary earnings of the QEF L..::68=-.J-----------11< . b Enter the portion of line 6a that is included In Income under section 951 or that may be excluded under section 1293(g) c Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . 7a b Enter your pro rata share of the total net capital gain of the QEF . 1......,C6b...;__._ _______ ___,. 0 L..::7c=a'.....J. _______ __, Enter the portion of line 7a that is included in Income under section 951 or that --1 L..:7..:b:.....i. _______ may be excluded under section 1293(9) c Subtract tine 7b from line 7a. This amount is a net long-term capital gain . Enter this amount in Part II of the 0 Schedule D used for our income tax return. See Instructions • Complete lines 8 and 9 only if you are making a section 1294 election (Eleotlon BJfor the current t1u1year. 8a in the QEFthat you disposed of, pledged, or otherwise transfBl'red during the tax 'JfJf!II L...:Bc:=....1----------lf r,~ d Add lines Bb and Be i-,:::8d.::.-i,-------~O e Subtract line 6d from line 8a , and enter the difference (if zero or less , enter amount in brackets) i.-::8:.:•-~--------0 Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See instructions c Enter the portion of line Banot already included in line Sb that Is attributable to shares !.·.~·~ 1~~ 8b Important: If line 8e is greater than zero, and no portion of line 6a or la is includible in income under section 951, you may maka Election B with respect to the amount on line Be. Enter the total ta,c for the ta>< cess distr ibutions but not included in income under section 1291(a){1)(B))made by the fund with respect to the appl icabl e stock ror each of the 3 yean. preceding the current tax year (or if shorter, the portion of the shareholder's hold ing period ._1.:..:5b==-+--------- d before the current tax year) . Divide line 15b by 3.0. (See Instructions if the number of preceding tax years is less than 3.) . Multiply line 15c by 125% (1.25) e Subtract line 15d from Une 15a. This amount, if more than zero, is the excess distribution with respect to the c 1-1.;;..6c;;.;;...+--------o._1aa5;.::d:+_______ o;.. applicable stock. If there is an excess distribution. complete line 16. If zeroor less and you did not dispose of stock during the tax year , do not complete the rest of Part V. See instructions if you received more than one distribution during the current ta> D $0--50,000 (b) D $50,001-100,000 (cl D $100 .001-150,000 (cf) D $150 ,001-200.000 (e) If more than $200,000, list value: ----------------------5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution under section 1291, inclusion under section 1293, and inclusion or deduction under section 1296 (check all boxes that apply): (a) (b) (c) D Section 1291 $ _ _ ____ _ D Section 1293 (Qualified Electing Fund) D Section 1296 (Mark to Market) $ •=tffljj• Elections A B $ -------- (see instructions) D Election To Treat the PFIC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 5a through 7c of Part Ill. D Election To Extend Time For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated . Complete lines 88 through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also, see sections 1294(c) and 1294(f) and the related regulations for events that terminate this election. C D Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market the PFIC stock that is marketable within the meaning of section 1296(e). Complete Part IV. D D Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 1Sf of Part V. E O Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that Is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post - 1986 earnings and profits of the CFC as an excess distribution . Enter this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F D Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 1Sf of Part V. G D H D Deemed Dividend Electlon With Respect to a Section 1297(e) PAC. I, a shareholder of a section 1297(e) PFIC, within the meaning of Regulations section 1.1297-3(a), elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My holding period in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations sect ion 1.1297- 3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. Deemed Dividend Election With Respect to a Former PRC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1.1298-3(a), elect to make a deemed dividend election with respect to the former PFlC. My holding period in the stock of the former PFIC includes the termination date, as defined in Regulations section 1.1298-3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. Cat. No . 64174H Form 8621 (Rev. 12-2018 ) Form 8621 (Rev.12-2018) 2 Page 1:1ffl1jj1 Income From a Qualified Electing Fund (QEF). All QEF shareholders complete lines 6a through 7c . If you are making Election B, also complete lines Sa through 9c . See instructions. 6a Enter your pro rata share of the ordinary earnings of the QEF . 6a '--""----'-------- b Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(g) 1......;;.6.;;;;.b_,._ _______ c Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . 7a Enter your pro rata share of the total net capital gain of the QEF . r;,;;::,, -t 0 ,.._7-'-a......_ _______ _ b Enter the portion of line 7a that is included in income under section 951 or that may be excluded under section 1293(9) '------'-7.;;;..b_,._ ______ c Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for our income tax return. See instructions . Complete lines 8 and 9 only if you are making a section 1294 election (Election 8a b Add lines 6c and 7c Blfor the _ 0 current tax year. . 0 Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See Instructions l-'-8b-'--t--------- c Enter the portion of line 8a not already included in line 8b that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year ,__8c_~------- d e Add lines Sb and 8c . 0 Subtract line 8d from line Sa, and enter the difference ~f zero or less, enter amount In brackets ) 0 Important: ff line Be is greater than zero, and no portion of line 6a or 7a is includible in income under section 951, you may make Election B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See Instructions . 9a b Enter the total tax for the tax year determined without regard to the amount entered on line Be . c Subtract line 9b from line Sa. Thia ia the deferred tax, the time for payment of which ia extended by making Election B. See instructions . --~-------9b 0 Gain or (Loss) From Mark-to-Market Election (see instructions 10a b c Enter the fair market value of your PFIC stock at the end of the tax year . Enter your adjusted basis in the stock at the end of the tax year . f--'-10a=-=-+-------f--'-10b;;.;:.+-------- Subtract line 10b from line 10a. If a gain, do not complete lines 11 and 12. Include this amo unt as ordinary income on your tax return . If a loss , go to line 11 . f--C1-=-0c=-+ ________ 11 Enter any unreversed inclusions (as defined in section 1296(d)) l-'1'-'1'-+------ 12 Enter the loss from line 1De, but only to the extent of unreversed inclusions on line 11. Include th is amount as an ordinary loss on your tax return . If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year: l-'1c::2'-+--------- 13 a Enter the fair market value of the stock on the date of sale or disposition b Enter the adjusted basis of the stock on the date of sale or disposition f--'138=-+--------l-'-13;;.;b;;.+-------- c Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as ordinary income on 14a b c your tax return . If a loss, go to line 14 . Enter any unreversed inclusions (as defined in section 1296(d)) o - - l-1-'-3c=-+---------O 1-1-'-48=-+--- - ---- Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusions o n line 14a, co mplete line 14c . l-1'-4b=-+----Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generally applicable for losses provided elsewhe re In the Code and regulations . Note: See instructions in case of multiple sales or dispositions . ....1-'-4c.c.c.....__ _______ ~ -- _ Form 8621 (Rev. 12-2018) Page Form 8621 (Rev. 12-2018) •@11 3 Distributions From and Dispositions of Stock of a Section 1291 Fund (see instructions) Complete a separate Part V for each excess distribution and disposition. See instructions. 15a Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began in the current tax year, see instructions b Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included In income under section 1291(a)(1)(B)) made by the fund with respect to the applicable stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period f--'-15-=-a=-+--------3 f--'-1=5b=-+-------- c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 15a . This amount, if more than zero, is the excess distribution with respect to the 15c 0 15d 0 applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year , do not complete the rest of Part V. See Instructions if you received more than one distribution during the current tax year . Also, see instructions for rules for reporting a nonexcess distribution on i--.:.15e;:..::..-+---------O your income tax return Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. If a loss, show it in brackets and do not complete line 16 . 16a 15f If there is a positive amount on line 15e or 15f (or both) , attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period. Add all amounts that are allocated to days in each tax year. b Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return c current tax year and pre-PFIC years) . See instructions d e f as other income i-;.16b-=-+--------- Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the . Foreign tax credit (seeinstructions) Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional tax." See instructions Determine interest on each net increase in tax determined on line 16e using the rates and methods of section 6621 . Enter the ag regale amount of interest here . See instructions . i-;.16c-'-'-+--------- 1-1..:.;8d:..::...1--------16e 0 16f Fonn 8621 (Rev. 12-2018) Form 8621 (Rev. 12-2018) Page htffli'ti• Status 4 of Prior Year Section 1294 Elections and Tennination of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax (line 19) as of the filing date (ii) (iii) (iv) (v) (vi) Complete lines 21 through 24 only if a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this return 24 Accrued interest due with this return. Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the current tax year. 25 Deferred tax outstanding after partial termination of election. Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election . Subtract line 24 from line 20 . Form 8621 (Rev. 12-2018 ) THE LYNDE AND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Form8621 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury InternalRevenue Service 0MB No . 1545-1002 Attac hment .,. Go to www.irs.go11/Form8621 for instructions and the latest information. Seq uence No . 69 Identifyingnumber(see instructi o ns) 39-6037928 Name of shareholder THE LYNDE AND HARRY BRADLEY FOUNDATION, INC . Number . street, and room or suite no. If a P.O. box, see instructions. Shareholder tax year : calendar year 20 18 or other tax year 1241 N FRANKLIN PL beginning , 20 and ending , 20 City or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: D 0 Individual Corporation O Partnership D S Corporation D Nong rantor Trust D Estate D Check if any Excepted Specified Foreign Financial Assets are reported on this fom,. See instructions Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . D Name of foreign corporation, passive foreign investment company (PFIC), or qualified electing fund (QEF) Employer identificationnumbet'(If any) PROMONTORIA HOLDING 38 BV 98-1092661 ReferenceID numbet'(see instructions ) Address (Enter number , street, city or town , and country.) OUDE UTRECHTSEWEG 32 BAARN, UTRECHT 3743 KN NETHERLANDS Tax year of foreig n corporation , PFIC, or OEF: calenda r year 20 18 or other tax year beginning , 20 , 20 and endi ng Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder : Description of each class of shares held by the shareholder: --------------Check if shares jointly owned with spouse. 1 0 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the ,ax year (check the appropriate box, if applicable): (bl Osso.001-100.000 (a) OSo-50,000 o________ (cl Os100.001-15o.ooo _ (d) OS150,001-200,ooo (e) If more than $200,000, list value: ---------------------- 5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution unde r section 1291, incluslon unde r section 1293, and inclusion or deduction under section 1296 (check all boxes that apply): (a) (bl D Section D Section 1291 $ 0 1293 (Qualified Electing Fund) (cl O Section 1296 (Mark to Market) •iffll• Elections $ O $ O (see instructions) A O Election To Treat the PFIC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through le of Part If/. B D Election To ExtendTime For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undis t ribu1ed earnings and profits of the QEF until this election is terminated. Complete lines 8a through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also, see sections 1294 (c) and 1294(f) and the related regulations for events that terminate this election. C O D O E D Election To Mark-to-Market PFIC Ste)(;k. I, a shareholder of a PFIC, elect to mark-to-market meaning of section 1296(e). Complete Part IV. the PFIC stock that is ma rketable within the Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 15f of Part V. Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a contro lled foreign co rporation (CFC) , elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess dist ribution . Enter this amount on line 15e of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F D Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder of a former PFIC or a PFIC to whic h section 1297(d) appl ies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last da y of it s last tax year as a PFIC under section 1297(a). Enter gain on line 15f of Part V. G D Deemed Dividend Election With Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297(e ) PFIC, withi n the meanin~ of Regulations section 1.1297-3(a), elect to make a deemed dividend election with respect to the Section 1297 (e) PFIC. My holding period in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3(d) . Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H D Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a fom,e r PFIC, within th e meaning of Regulations section 1.1298-3(a) , elect to make a deemed dividend election with respect to the former PFIC. My holding period in the stock of the fomier PFIC includes the temiination date, as defined in Regulations section 1.1298-3(d) . Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 10/2/201910:31:47 AM Cat. No. 64174H 2018 Report Form 8621 (Rev. 12-2018 ) The Lynde and Harry Bradley Foundation, Inc:. • 39603792B Fam, 8621 (Rev.12-2018) 1@jjj1 6a b c 7a b c 8a b 2 Page Income From a Qualified Electing Fund (QEF). All QEF shareholders complete lines 6a through 7c. If you are making Election B, also complete lines Ba through 9c. See instructions. · · Enter your pro rata share of the ordinary earnings of the QEF c....:6a=-...,_---------r . Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section .1293(g) L...:6b=-.J..._ _______ ~· 0 Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . Enter your pro rata share of the total net capital gain of the QEF . ._7_ac.....i. _______ _ Enter the portion of line 7a that is included in income under section 951 or that may be excluded under section 1293(g) .__7_b'-'--------Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for our income tax return. See instructions . Complete lines 8 and 9 only it you are making a section 1294 election (Election B) for the current tax year. Add lines 6c and 7c 0 0 . Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See instructions f-=8b=-+--------- c Enter the portion of line Ba not already included in line Bb that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year L....;8c...;;.._...__ _______ d Add lines Bb and Be . 0 e Subtract line Bd from line Ba, and enter the difference (if zero or less, enter amount in brackets) 0 _ Important: ff line Be is greater than zero, and no portion of line 6a or la is includible in income under section 951, you may make Bection B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See instructions 9a . b Enter the total tax for the tax year determined without regard to the amount entered on line Be . c Subtract line 9b from line 9a. This is the deferred tax, the time for payment of which is extended by making Election B. See instructions . ...._9b_.._ _______ _ 0 Gain or (Loss) From Mark-to-Market Election see instructions) 10a b c Enter the fair market value of your PFIC stock at the end of the tax year . 11 Enter any unreversed inclusions (as defined in section 1296(d)) Enter your adjusted basis in the stock at the end of the tax year 1-1..:.co:..:a::+ - ------1-1..:.cO:..:b:+-------- . Subtract line 1Ob from line 1Oa. If a gain, do not complete lines 11 and 12. Include this amount as ordinary income on your tax return. If a loss, go to line 11 . 12 Enter the loss from line 10c, but only to the extent of unreversed inclusions on line 11. Include this amount as 13 an ordinary loss on your tax return . If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year. 1--1_oc_+_ _ ______ i---: 1:...:1 -+ -------i---: 1=2 :...+-------13a 13b a b Enter the fair market value of the stock on the date of sate or disposition c Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as ordinary income on your tax return. If a loss, go to line 14 . ~13c.:;.;:..-+________ 14a b c o Enter the adjusted basis of the stock on the date of sale or disposition o ~148-=-t-------- Enter any unreversed Inclusions (as defined in section 1296(d)) Enter the loss from line 13c, but only lo the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusions on line 14a, complete llne14c. ~14b-=-+----- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generally applicable for losses provided elsewhere in the Code and regulations. ._14c_......._ _______ - - - _ Note: See instructions in case of multiple sales or dispositions. Fam, 8621 (Rev. 12-2018) 10/2/201910:31:47 AM 2018 Report The Lynde and Harry Bradley Foundation, Inc . - 396037928 Form 8621 [Rev. 12-2018 ) Page Utfflfj Distributions From and Dispositions of Stock of a Section 1291 Fund 3 (see instructions ) Complete a separate Part V for each excess distribution and disposition. See instructions. 15a Enter your total distributions from the section 1291 fund during the current tax year with respec t to the applicable stock. If the holding period of the stock began in the current tax year , see instru ctions b Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included in income under section 1291(a)(1)(B)) made by the fund with respect to t he appli cable stock f or each of the 3 years preceding the current tax year (or if shorter , the portion of the shareholder ' s holdi ng period c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3 .) . d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 15a. This amount , if more than zero , is the excess distribution with res pec t to the ,__15_a _______ _ 7_3_ 2 1-1-'-5'-'-b'-+--------15c 15d 0 0 applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not d ispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received mor e than o ne distribution during the current tax year . Also , see instructions for rules for reporting a nonexc ess distrib ution on your income tax return 1-1_5e_+-_______ Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fu nd. If a gain, complete line 16. If a loss , show it in brackets and do not complete line 16 . 16a o 15f If there is a positive amount on line 15e or 15f (or both), attach a statement for each excess dis tribution and disposition . Show your holding period for each share of stock or block of shares held. Alloc ate the excess distribution or gain to each day in your holding period. Add all amounts that are alloca ted to days in each tax year. b Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return as other income i-1_6_b ________ c Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the d e f current tax year and pre-PFIC years). See instructions Foreign tax credit (see instructions) . .....1_6_c-+--------- i-1_6d ________ Subtract line 16d from line 16c. Enter this amount on your Income tax return as "additional tax ." See inst ruct ions 16e Determine Interest on each net increase in tax determined on line 16e using the rates and methods of section 6621 . Enter the aggr ate amount of interest here. See instructions . 161 _ 0 Form 10/2/2019 10:31:47 AM _ 8621 (Rev . 12 -20 18) 2018 Report The Lynde and Harry Bradley Foundation, Inc . • 396037928 Page Form 8621 (Rev. 12-2018) 1:,ftlfdStatus of Prior Year Section 1294 Elections and Termination of Section 1294 Elections 4 Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax Qine 19) as of the filing date (ii) Qii) (iv) (v) (vij Complete lines 21 through 24 only if a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this return 24 Accrued interest due with this return .. Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the curTent tax year. 25 Deferred tax outstanding after partial termination of election . Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtract line 24 from line 20 . Form8621(Rev. 12-2018) 10/2/2019 10:31 :47 AM 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e) . Information Return by a Shareholder of a Passive Foreign Forrn8621 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury Internal Revenue Service .,. Go to www.irs.gov/Form8621 0MB No. 1545-1002 Attachment Sequel"\Ce No. for instructions and the latest information. 69 Identifying number (see instructions) Name of shareholder 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Shareholder tax year. calendar year 20 18 or other tax year Number , street , and room or suite no . If a P.O. box, see instructions. 1241 N FRANKLIN PL , 20 beginning , 20 and ending City or town , state. and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return : D Individual !ZlCorporation D Partnership D S Corporation O Nongrantor Trust O Estate D Check if any Excepted Specified Foreign Financial Assets are reparted on this form. See instructions Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . 0 Name of foreign corporation , passive foreign investment company (PFIC), or qualified electing fund (QEF) Employe!' Identification number (if any) PROMONTORIA HOLDING XXII BV Refwence ID number (see instructions) Address (Enter number , street, city or town. and country .) OUDE UTRECHTSEWEG 32 BAARN, UTRECHT 3743 KN NETHERLANDS LP15CF109BR1CK Tax year of foreign corporation , PFIC , or QEF: calendar year 2018 or other tax year beginning , 20 , 20 and ending Summary of Annual Information (see instructions} Provide the following information with respect to all shares of the PFIC held by the shareholder : 1 Description of each class of shares held by the shareholder: --------------owned with spouse. 0 Check if shares jointly 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the (a) D $0-SO,OOO (b) tax year (check D $50,001-100,000 0 (c) o________ _ the appropriate box, if applicable): $100,001-150 ,000 (d) 0 $150,001-200 ,000 (e) If more than $200,000, list value : ----------------------- 5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution under section 1291 , inclusion under section 1293, and inclusion or deduction under section 1296 (check all boxes that apply): (a) (bl (c) D Section D Section D Section 1291 $ •ifljj• Elections (see instructions} A B O D 0 1293 (Qualified Electing Fund) 1296 (Mark to Market) $ $ 0 O Election To Treat the PFIC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through 7c of Part Ill. Election To Extend Time For Payment of Tax.. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated. Complete lines Ba through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also , see sections 1294(c) and 1294(f) and the related regulations for events that temiinate this election. C D Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market the PFIC stock that is marketable within the meaning of section 1296(e). Complete Part IV. D O Deemed Sale Election. I, a shareholder on the first day of a PFIC' s first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 1Sf of Part V. E O Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribution. Enter this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F O Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 1Sf of Part V. G D Deemed Dividend Election With Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297(e) PFIC, within the meaning of Regulations section 1.1297-3(a), elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My holding period in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3(d) . Enter the excess distribution on line 1Se, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H O Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1.1298-3(a), elect to make a deemed dividend election with respect to the former PFIC . My holding period in the stock of the former PFIC includes the termination date, as defined in Regulations section 1.1298-3(d). Enter the excess distribution on line 1Se, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 10/2/2019 10:31:36 AM cat.No. 64174H Form 8621 (Rev. 12-2018) 201B Report The Lynde and Harry Bradley Foundation, Inc .• 396037928 Form 8621 (Rev. 12-2018) Page 1:1ffljjj1 Income From a Qualified Electing Fund (QEF). 2 All OEF shareholders complete lines 6a th rough 7c . If you are making Election B, also complete lines 8a through 9c. See instructions. 6a b Enter your pro rata share of the ordinary eamings of the QEF . ~6a-~--------;, Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(g) c 7a b c L....;;.6b~.__ ______ Subtract line 6b from line 6a . Enter this amount on your tax return as ordinary Income . Enter your pro rata share of the total net capital gain of the QEF . _,. 0 ~7_a~-------- Enter the portion of line ?a that is included in income under section 951 or that may be excluded under section 1293(g) i.......;..7.;;;;.b_._ _______ _ Subtract line 7b from line ?a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for ur income tax return. See instructions . 0 Completelines 8 and 9 only if you are makinga section1294 election (Election B)for the current tax year. 8a b Add lines 6c and ?c 0 . Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See instructions 1--Sb-'--1--------- c Enter the portion of line 8a not already included in line 8b that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year _ac_......._ _______ d e Add lines 8b and 8c _ . 0 0 Subtract line 8d from line 8a. and enter the difference Qfzero or less, enter amount in brac kets) Important: If line Be is greater than zero, and no portion of line 6a or 7a is includible in income under section 951, you may make Election B with respect to the amount on line 8e. 9a b Enter the total tax for the tax year. See instructions 9a . Enter the total tax for the tax year determined without regard to the amount c Subtract line 9b from line 9a . This is the makingElectionB. See Instructions. _________ _ 9b entered on line 8e . .._ deferTed tax, the time for payment of which is extended by o Gain or (Loss) From Mark-to-Market Election see instructions) 10a b c t-1_0_a-+--------...1_o_b ________ Enter the fair market value of your PAC stock at the end of the tax year . Enter your adjusted basis in the stock at the end of the tax year . Subtract line 1Ob from line 1Ca. If a gain, do not complete lines 11 and 12 . Include this amount as ordinary income on your tax retum . If a loss, go to line 11 . 1-1_o_c-+________ 11 12 Enter any unreversed inclusions (as defined in section 1296(d)) t--1_1-+--------- 13 If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year: Enter the loss from line 1 Cc, but only to the extent of unreversed inclusions on line 11. Include this amount as an ordinary loss on your tax return . ,__1_2 ________ a Enter the fair market value of the stock on the date of sale or disposition b Enter the adjusted basis of the stock on the date of sale or disposition c 14a b o _ 13a 13b . Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as ordinary income on your tax return. If a loss, go to line 14 . ...1_3c_.,._ ________ o Enter any unrev8fSed inclusions (as defined in section 1296(d)) ...1_4a_.,._ _______ _ Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Incl ude this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusions on line 14a, complete 14b 0---+--------- line 14c . c _ Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generally applicable for losses provided elsewhere in the Code and regulations . 14c Note: See instructions in case of multiple sales or dispositions. Fom, 8621 (Rev. 12-2018) 1D/2/201910:31:36 AM The Lynde and Harry Bradley Foundation,Inc. - 396037928 2018 Report Page Form 8621 (Rev. 12-2018) •:ffllfj 15a b 3 Distributions From and Dispositions of Stock of a Section 1291 Fund (see instructions) Complete a separate Part V for each excess distribution and disposition. See instructions. Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began In the current tax year, see instructions Enter the total distributions (reduced by the portions of such distributions that were excess distributions i--..:.15a=+--------3::..:3=-=-0 but not included in income under section 1291(a)(1)(B)) made by the fund with respect to the applicable stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period ~15b=+--------- c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 15a. This amount, if more than zero, is the excess distribution with respect to the tax years is less than 3.) . 15c 0 15d 0 applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received more than one distribution during the current tax year. Also , see instructions for rules for reporting a nonexcess distribution on 16a o f--'-15::ce=-+ ________ your income tax return f Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. tf a loss, show it in brackets and do not complete line 16 . 15f If there is a positive amount on line 15e or 15f (or both), attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period. Add all amounts that are allocated to days in each tax year. b Enter the total of the amounts deterrni ned in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return as other income c current tax year and pre-PFIC years). See instructions d e f--'-16::cb=-+-------- Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the r-'-16c~+--------f--'-16d;;;.;;;;..+-------- . Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional tax." See instructions 0 16e Determine interest on each net increase In tax determined on line 16e using the rates and methods of section 6621. Enter the a gregate amount of interest here . See instructions . 16f Form 1 D/2/2019 10:31 :36 AM 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 Form 8621 (Rev . 12 -2016) •@fd Page 4 Status of Prior Year Section 1294 Elections and Termination of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election. 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax Oine 19) as of the filing date (iii) (Iv) (vi) (v) Complete lines 21 through 24 only if a section 1294 election is tenninated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year . 23 Deferred tax due with this return 24 Accrued Interest due with this return . . Complete lines 25 and 26 only if there is a partial tennination of a section 1294 election in the current tax year. 25 Deferred tax outstanding after partial termination of election. Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election . Subtr act line 24 from line 20 . Fonn 10/2/2019 10:31:36 AM 8621 (Rev. 12- 20 18) 2018 Report The Lynde and HanryBradley Foundation, Inc. • 396037928 THE LYNDE AND HARRYBRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Fonn8621 0MB No. 1545-1002 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury Internal Revenue Service ~ Go to -.irs.go11/Form8621 Attachment Sequence No. for instructions and the latest information. Name or shareholder 69 Identifyingnumber (see instructions) THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 Number, street, and room or suite no. If a P.O. box, see Instructions. Shareholder tax 1241 N FRANKLIN PL year: calendar year 20 1B or 01her tax year beginning , 20 ,20 and ending City or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: 0 Individual 0 Corporation D Partn81'Ship D S Corporation Check if any Excepted Specified Foreign Financial Assets are reparted on this form . See instructions D Nongrantor Trust D Estate 0 Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . D Name of foreign corporation, passive foreign investment company (PFIC), or qualified electing fund (QEF) Employeridentificationnumber~f any) SABERASU OT INVESTMENTS SUB-A LDC Address (Enter number, street, city or town, and country.) Reference ID number (see instructions ) 1!)0 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN KY1-9005 CAYMAN ISLANDS CF1 OOLADBROKES Tax year of foreign corporation, PFIC, or OEF: calendar year 20 18 or ot her tax year beginning and ending , 20 • 20 Summary of Annual Information (see instructions) •~·· Provide the following information with respect to all shares of the PFIC held by the shareholder : 1 Description of each class of shares held by the shareholder: --------------0Check if shares jointly owned with spouse. 2 Date shares acquired during the tax year, if applicable: ------------------- 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable): (a> D so-50,000 lb> D sso.001-100.000 O________ (c> D s100.001-150,ooo (dl _ D s150,001-200,ooo (e) If more than $200 ,000, list value: ----------------------Type of PFIC and amount of any excess distribution or gain treated as an excess distribution under section 1291, Inc lusion under section 1293 , and inclusion or deduction under section 1296 (check all boxes that apply): 5 (a) (b) (cl D Section D Section D Section 1291 l:ffilll•Elections A B D D $ O 1293 (Qualified Electing Fund) 1296 (Mark to Market) $ $ O 0 (see instructions) Election To Treat the PRC as a QEF. I, a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through 7c of Part Ill. Election To Extend Ttme For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated. Complete lines 8a through 9c of Part II/ to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also, see sections 1294(c) and 1294(f) and the related regulations for events that terminate this election . C D Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-marke t the PFIC stock that is marketable within the meaning of section 1296(e). Complete Part IV. D D Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 151of Part V. E D Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribution. Enter thi s amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 76 of Part V. F D Election To Recognize Gain on Deemed Sale of PRC. I, a shareholder of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 1Sf of Part V. G D Deemed Dividend Election With Respect to a Section 1297(&) PFIC. I, a shareholder of a section 1297(e) PFIC, within the meaning of Regulations section 1.1297-3(a), elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My hold ing period in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H D Deemed Dividend Election With Respect to a Fonner PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1.1298-3{a), elect to make a deemed dividend election with respect to the former PFIC. My holding period in the stoc k of the forme r PFIC includes the termination date, as defined in Regulations section 1.1298-J(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate Instructions. 10/2/2019 10:31 :59 AM Cat. No. 64174H Form 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 •ifl•jj• Form 8621 (Rev. 12-2018) Page 2 Income From a Qualified Electing Fund (QEF). Election B, also complete lines Ba through 9c. 6a See All QEF shareholders complete lines 6a through 7c. If you are making instructions. Enter your pro rata share of the ordinary earnings of the QEF . <...,.;6a=....,_ _______ b Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(g) 1....:6..;;:,b........_ _______ c Subtract line 6b from line 6a . Enter this amount on your tax return as ordinary income . 7a Enter your pro rata share of the total net capital gain of the QEF . _ -1 0 L.:7~a:....J.. ________ 4. b Enter the portion of line 7a that is included In Income under section 951 or that may be excluded under section 1293(9) c Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for our income tax return . See instructions . Complete lines 8 and 9 only if you are making a section 1294 election (Election B) for the current tax year. 0 Add lines 6c and 7c 0 8a b <...,.;7b..;;:......,_ _______ _ . Enter the total amount of cash and the fair market value of other property distributed i--:8b=-+--------- or deemed distributed to you during the tax year of the QEF. See instructions c Enter the portion of line Ba not already included in line Bb that is attributable to shares in the OEFthat you disposed of, pledged, or otherwise transferred during the tax year L.....:C8c..:.....J.__ ______ d Add lines Bb and Be . 0 e Subtract line 8d from line Ba, and enter the difference (if zero or less, enter amount in brackets) 0 _ Important: If line Be is greater than zero, and no portion of line 6a or 7a is includible in income under section 951, you may make Election B with respect to the amount on line 8e. 9a Enter the total tax for the tax year. See instructions 9a . b Enter the total tax for the tax year determined without regard to the amount entered on line Be . C Subtract tine 9b from line 9a. This Is the deferred tax, the time for payment of which is extended by making Election B. See Instructions . L...:9b=.....1_______ _ 0 Gain or (Loss) From Mark-to-Market Election see instructions 10a 10a Enter the fair market value of your PFIC stock at the end of the tax year . 10b b Enter your adjusted basis in the stock at the end of the tax year c Subtract line 10b from line 10a. If a gain, do not complete lines 11 and 12. Include this amount 11 . as ordinary income on your tax return. If a loss , go to line 11 . l-'10c=-=+- --------O Enter any unreversed inclusions (as defined in section 1296(d)) l---'1'-'1 -+ -------- on line 11. Include this amount as 12 Enter the loss from line 10c, but only to the extent of unreversed inclusions i----:1c.::2-+-------- 13 an ordinary loss on your tax return . If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year: a b Enter the fair market value of the stock on the date of sale or disposition l-'-13&;:.:;.+--------l-'-13b;:.:;.+--------- c Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as ordinary income on your tax return. If a loss , go to line 14 . ~1..;;.3c..;;..+ ___ _ ____ 14a b c Enter the adjusted basis of the stock on the date of sale or disposition o ~1...;.4a-"-+-------- Enter any unreversed inclusions (as defined in section 1296(d)) Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return . If the loss on line 13c exceed s unreversed inclusions on line 14a, complete line 14c . 1-14b--'+- ------- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generally applicable for los ses provided elsewhere in the Code and regulation s . ~14c.:.::...,_ _______ _ Note: See instructions in case of multiple sales or dispositions. Fonn 8621 (Rev.12-2018) 10/2/2019 10:31 :59 AM 2018 Report The Lynde and HarryBradley Foundation, Inc. - 396037928 Form 8621 (Rev. 12-2018) 1@11 158 b c d e Page 3 Distributions From and Dispositions of Stock of a Section 1291 Fund (see instructions) Complete a separate Part V for each excess distribution and disposition . See instructions. Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began in the current tax year, see instructions ..... 1_5a _____ _ _ _1_ ,54_2 Enter the total distributions (reduced by the portions of such distributions that were excess distribut ions but not included in income under section 1291(a)(1)(8)) made by the fund with respect to the applica ble stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder 's holding period t--1_5_b-+--------- before the current tax year) . Divide line 15b by 3 .0. (See instructions if the number of preceding tax years is less than 3.) . Multiply line 15c by 125% {1.25) .....1_s_c _________ o t-1_5d ________ o_ ,_1_Se _________ o Subtract line 15d from line 15a. This amount , if more than zero, is the excess distribution with respec t to the applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received more than one distribution during the current tax year. Also, see instructions for rules for reporting a nonexcess distribution o n your income f 16a b tax return Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. If a loss, show it in brackets and do not complete line 16 . If there is a positive amount on line 15e or 15f (or both}, attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period . Add all amounts that are allocated to days in each tax year. Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before t he foreign corporation became a PFIC (pre-PFICyears). Enter these amounts on your Income tax return as other income c e t---16'-b-+--------- Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the current tax year and pre-PFIC years). See instructions d 15f . Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional tax." See instructions Determine interest on each net increase in tax determined on line 16e using the rates a nd methods of section 6621 . Enter the aggregate amount of interest here. See instructions . t---16_c-+--------l-'-16d;;.;;;..+--------0 16e 1 et Form 10/2/201910:31:59 AM 8621 (Rev. 12-2018 ) 2018 Report The Lynde and Harry Bradley Foundation, Inc. • 396037928 Form 8621 (Rev. 12-2018) Page hlfflf)iStatus of Prior Year Section 1294 Elections and Termination of Section 1294 Elections 4 Complete a separate column for each outstanding election. Complete Hnes 17 through 20 to report the status of outstanding prior year section 1294 elections. (ij 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax (line 19) as of the filing date (ii) (iiij (iv) {vij (vi Complete lines 21 through 24 only if a section 1294 election Is terminated In the current year. 21 Event terminating electioo 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this return 24 Accrued interest due with this return. Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the current tax year. 25 Deferred tax outstand ing after partial termination of election . Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtra ct line 24 from line 20 . Form 1012/201910:31 :59 AM 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas . Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Forrn8621 Investment Company or Qualified Electing Fund (Rev. December 2018 ) Department of the Treasury Internal RevenueService 0MB No. 1545-1002 Attachment Sequence No. ~ Go to www.irs.gov/Form8621 for instructions and the latest information. Identifying number (see instructions) Name of shareholder . 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. Number , street, and room or suite 69 Shareholder taK year: calendar year 20 18 or other taK yee, no. If a P.O . bOK, see instructions. 1241 N FRANKLIN PL beginning , 20 and ending , 20 City or town , state, and ZIP code or country MILWAUKEE , WI 53202-2901 Check type of shareholder filing the return: D Individual D Partnership [Z] Corporation D S Corporation O Nongrantor Trust O Estate Check if any Excepted Specified Foreign Financial Assets are reported on this form. See instructions D Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section t 297(f)(2). See instructions . D Name of foreign corporation , passive foreign investment company (PFIC), or qualified electing fund (QEF) EmplO)'el' Identification number (if any) GIP FOUR MORTGAGE SECURITIES LTD Reference ID number (see instructions) Address (Enter number, street, city or town , and country.) P.O. BOX 1043 GEORGE TOWN KY1-1102 CAYMAN ISLANDS Tax year of foreign corporation, PFIC, or QEF: calendar year 20 18 or other taK year beginning , 20 • 20 and ending Summary of Annual Information (see instructions) ·~•• Provide the following information with respect to all shares of the PFIC held by the shareholder: Description of each class of shares held by the shareholder:--------------if shares jointly owned with spouse. 1 0 Check tax year, if applicable: 2 Date shares acquired during the 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable): (a) -------------------o________ D so-50 .000 lbl D $50 ,001-100,000 D $0-50,000 (bl D $50,001-100.000 (cl o________ D s100,001-15o,ooo _ ort The Lynde and Harry Bradley Foundation, Inc. - 396037928 Fonn 8621 (Rev. 12-2018) hZMl*dStatus of Prior Year Section 1294 Elections and Tennination Page 4 of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (I} 17 Tax year of outstanding election . 18 Undistributed eamings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax (line 19) as of the filing date (ii) (iii} (Iv) (vi} (v) Complete lines 21 through 24 only if a section 1294 election is terminated In the current year. 21 Event terminating election 22 Eamings distributed or deemed distributed during the tax year . 23 Deferred tax due with this return 24 Accrued interest due with this return . Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the current tax year. 25 Deferred tax outstanding after partial termination of election. Subtract line 23 from line 19 . 26 Interes t acc rued after partial termination of election. Subtract line 24 from line 20 . Fonn 10/2/201911:07 :11 AM 8621 (Rev . 12-2018 ) 201B Report The Lynde and Harry Bradley Foundation, Inc . • 39603792B THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas . Reg. 1.1291-1 (e). Return by a Shareholder of a Passive Foreign Fo~8621Information Investment Company or Qualified Electing Fund 0MB No. 1545-1002 (Rev. DecembBf 2018) Departmentof the Treasury InternalRevenueService ~ Go to www.irs.gov/Form862.1 for instructions and the latest Information. Name of shareholder Attachment Sequence No. 69 Identifying number (see instructi ons) THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 ShareholdBf tax year: calendar year 20 18 or 01her tax year NumbBf, street, and room or suite no. If a P.O. box, see instructions . 1241 N FRANKLIN PL , 20 beginning , 20 and ending City or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: 0 0 Individual O Partnership Corporation O S Corporation O Nongrantor Trust Check if any Excepted Specified Foreign Financial Assets are reported on this form. See instructions O Estate 0 Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . 0 Name of foreign corporation, passive foreign investment company (PFIC), or quahfied electing fund (QEF} Employer ldentillcatlon number Of any) COLLER INTERNATIONAL PARTNERS V-B , L.P. Address (Enter number, straet, city or town, and country.) Ref- C/0 COLLER INVESTMENT MGMT LTD. PO BOX 255, TRAFALGAR COURT LES BANQUES, ST . PETER PORT, GY1 3QL ID number (see instructions) Tax year of foreign corporation, PFIC, or QEF: cal end ar year 20 18 , 20 or othlll' tax year beginning GUERNSEY ,20 and ending Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholde r: 1 Description of each class of shares held by the shareholder:--------------Check if shares jointly owned with spouse. 0 2 Date shares acquired during the tax year, If applicable: -------------------- 3 Number of shares held at the end of the tax year: ------------------- 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable): D $0--So,ooo (el 5 (bl D $50,001-100,000 (c) D s1 oo.001-1so.ooo (d) 0 $150,001-200 ,000 If more than $200,000, list value: ----------------------- Type of PFIC and amount of any excess distribution or gain treated as an excess distribution unde r section 1291 , inclusion under section 1293 , and inclusion or deduction under section 1296 (check all boxes that apply): (al O Section (b) (c) 0 0 1291 $ ______ _ Section 1293 (Qualified Becting Fund) Section 1296 (Mark to Market) $ $ ______ _ •iffljj•Elections (see instructions) A B D O Election To Treat the PRC as a QEF. t. a shareholder of a PFIC, elect to treat the PFIC as a QEF. Complete lines 6a through le of Part Ill. Election To Extend Time For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated. Complete lines Ba through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this elect ion. Also, see sections 1294(c) and 1294(f) and the related regulations for events that terminate this election. C O Election To Martc.-to-MarketPFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market the PFIC stock that is mar ketable within the meaning of section 1296(e). Complete Part IV. D D Deemed Sale Election. I, a shareholder on the first day of a PFIC's first interest in the PFIC. Enter gain or loss on line 1Sf of Part V. E O Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled fo reign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribution. Enter this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F O Election To RecognizeGain on Deemed Sale of PFIC. I, a shareholder of a fonner PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my Interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 1Sf of Part V. G O Deemed Dividend Election With Respect to a Section 1297(el PFIC. I, a shareholder of a section 1297(e) PFIC, within the meanin9 of Regulations section 1.1297-3(a}, elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My holding penod in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3(d ). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H O Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulat ions section 1.1298-3(a), elect to make a deemed dividend election with respect to the former PFIC. My holding period in the stock of the former PFIC includes the termination date, as defined in Regulations section 1.1298-3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. tax year as a QEF , elect to recognize gain on the deemed sale of my For DiscloaUt'8, Privacy Act, and Paperwo,11;Reduction Act Notice, see separate instructions. 91231201912:50:23 PM Cat. No. 64174H Form 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation, Inc. · 396037928 Form 8621 [Rev. 12-2018) 1:1¢jjj1Income From a Qualified Electing Fund (QEF). All QEF shareholders complete Page 2 lines 6a through 7c . If you are making Election B, also complete lines Sa through 9c. See instructions. 6a b Enter your pro rata share of the ordinary earnings of the QEF L.:68=--.J_---------' . ~6b=-..__ ______ may be excluded under section 1293(g) c 7a . Enter the portion of line Ba that is included in income under section 951 or that ____. 0 Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . Enter your pro rata share of the total net capital gain of the QEF . ...f'_., c:.,, L..'.7..:::a'..J. ________ b Enter the portion of line 7a that is included in income under section 951 or that c may be excluded under section 1293(g) L..!7.::b~---------1 Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the 6a b ' Schedule D used for our income tax return. See instructions . Complete lines 8 and 9 only if you are making a section 1294 election (Election B) tor the current tax year. 0 Add lines 6c and 7c 0 . Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See instructions i-::8b=--.J_-------- c Enter the portion of line 8a not already included In IIne Sb that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year L.:Bc;.;:_.J_ _______ d e Add lines 8b and 8c _ 0 0 . Subtract line 8d from line 8a, and enter the difference (if zero or less, enter amount in brackets) Important: If line Be is greater than zero, and no portion of line 6a or la is includible in income under section 951, you may make Election B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See Instructions i-::9a=--1--------- . b Enter the total tax for the tax year detenmined without regard to the amount entered on line 8e . c Subtract line 9b from line 9a. This is the deferred tax, the time for payment of which is extended by making Election B. See instructions . ~9b=-..________ _ O Gain or (Loss) From Mark-to-Market Election (see instructions 10a b c ~10&.c..;...~-------t--'-10b;;.;;;..+--------- Enter the fair market value of your PFIC stock at the end of the tax year . Enter your adjusted basis in the stock at the end of the tax year . Subtract line 10b from line 10a. If a gain , do not complete lines 11 and 12. Include this amount as ordinary income on your tax return . If a loss, go to line 11 . 11 Enter any unreversed inclusions (as defined in section 1296(d)) 12 Enter the loss from line 1 Oc, but only to the extent of unreversed inclusions on line 11. Include thi s amount as an ordinary loss on your tax return . 13 ~10c.:..;;..~ ________ _1""1-+-------_1_2-+-- o - ----- If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year. a b Enter the fair market value of the stock on the date of sale or disposition ~1.:.: 3a::.=... +- -------- Enter the adjusted basis of the stock on the date of sale or disposition l-'-13:::;b::...i---------- c Subtract line 13b from line 13a. If a gain, do not complete line 14. Include this amount as ordinary income on your tax return. If a loss, go to line 14 . i--:13c:::;::_ +- ________ Enter any unreversed inclusions (as defined in section 1296(d)) l-'-148..:..::.. +- -------- 14a b Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return. tf the loss on line 13c exceeds unreversed inclusions on line 14a, complete line 14c. c o l-'14b..:..::.. +- -------- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generally applicable for losses provided elsewhere in the Code and regulations . L...C..14c-'-"-...__ _______ _ Note: See instructions in case of multiple sales or dispositions. Form 8621 (Rev. 12-2018) 9/23/2019 12:50:23 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc. • 396037928 Fonn 8621 (Rev. 12-2018) Page •Rfflij Distributions From and Dispositions of Stock of a Section 1291 Fund 3 (see instructions) Complete a separate Part V for each excess distribution and disposition. See instructions. 15a b Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began In the current tax year, see instr uctions i--15a_-t-______ 5_,8_54_ Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included in income under section 1291(a)(1)(B)) made by the fund with respect to the applicable stock fo r each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period 1-1_5b'-"'-+--------15c c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 15a. This amount, if more than zero, is the excess distribution with respect to the applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received more than one distribution during the current tax year. Also, see instructions for rules for reporting a nonexcess distribut ion on your Income tax return l--'-15e;;..;;_+________ f Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. tf a loss, show it in brackets and do not complete line 16 . 16a If there is a positive amount on line 15e or 15f (or both), attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period. Add all amounts that are allocated to days in each tax year. Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return as other income 1-1_6_b-+-------- c Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the f current tax year and pre-PFIC years). See instructions Foreign tax credit (see instructions) 1-1_6_c-+-------i-1_6d _________ . Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional tax." See instructions 16e Determine interest on each net increase in tax determined on line 16e using the rates and methods of section 6621 . Enter the aggregate amount of interest here. See instructions . 16f _ 0 Form 9/23/201912:50:23 PM o 15f b d e 0 0 15d 8621 (Rev . 12 -2018) 2018 Report The Lynde and Hany Bradley Foundation, Inc.• 396037928 Form8621 (Rev . 12-2018) 1iffi'd Status of Prior Year Section 1294 Elections and Tennination Page 4 of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax ~ine 19) as of the filing date (ii) (iii) (iv) (v) (vi) Complete Unea 21 through 24 only if a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this return 24 Accrued interest due with this return . . Complete lines 25 and 26 only if there is a partial termination oCa section 1294 election In the current tax year. 25 Deferred tax outstanding after partial termination of election . Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtra ct line 24 from line 20 . Fom, 9/23/201912 :50:23 PM 8621 (Rev. 12-2018 ) 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Form8621 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury Internal RevenueService 0MB No. 1545-1002 .. Go to www.irs.gov/Fonn8621 for instructions and the latest information. Attachment Sequence No . 69 Identifying number (see instructions) Name of shareholder 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION, INC . Shareholder tax year: calendar year 20 18 or other tax year Number, street, and room or suite no. lf a P.O. box, see instructions. 1241 N FRANKLIN PL beginning , 20 , 20 and 8flding City or town , state. and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return : 0 0 Individual Corporation O Partnership OS Corporation D Nongrantor Trust O Estate Check if any Excepted Specified Foreign Financial Assets are reported on this form. See instructions 0 Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . 0 Name of foreign corporation, passive foreign Investment company (PFIC),or quallfied electing fund (QEF} Employer identlflcatlon number Qfany) AQUA RESOURCES FUND LIMITED Reft!NlnceID number(see instructions) Address (Enter number, street, city or town, and country.) SARNIA HOUSE LE TRUCHOT , ST. PETER PORT . GUERNSEY GY11GR GUERNSEY Tax year of foreign corporation , PFIC, or QEF: calendar year 20 18 or other tax year beginning •:r.•••• Summary of Annual Information ,20 ,20 and ending (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder: 1 Description of each class of shares held by the shareholder: --------------0 Check if shares jointly owned with spouse. 2 Date shares acquired during the tax year , If applicable : -------------------- 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the (al 0 $0-50.000 (b) 0$50,00 o________ _ tax year (check the appropriate box , if applicable): (cl 0$ 100,001-150,000 (d) 0$150,001-200,000 1-100 ,000 (el If more than $200 ,000, list value : ----------------------5 Type of PFtC and amount of any excess distribution or gain treated as an excess distribution under section 1291 , inc lusion under section 1293 , and inclusion or deduction under section 1296 (check all boxes that apply): (a) 0 Section 1291 $ 0 (b) 0 Section 1293 (Qualified Electing Fund) O Section •iff•j• D (cl 1296 (Mark to Market) $ O $ O Elections (see instructions) A B Election To Treat the PFIC as a QEF. I, a sha rehold er of a PFIC, etect to treat the PFIC as a QEF. Complete lines 6a through 7c of Part Ill. O Election To ExtendTune For Payment of Tax. I, a share holder of a QEF, elect to ex tend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated . Complete lines Ba through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is inctudibl e under section 951 , you may not mak e this election. Also, see sections 1294 (c) and 1294(f) and the related regulations for events tha t terminate this election . C O Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market meaning of section 1296(e). Complete Part IV. D O Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 1Sf of Part V. E O Deemed Dividend Election . I, a shareholder on the first day of a PFIC' s first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribution. Enter this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F O Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder G O Deemed H O the PAC stock that is marketable within the of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an exce ss distribution the gain recognized o n the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on fine 15f of Part V. Dividend Election With Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297{e) PFIC, within the meaning of Regulations sect ion 1.1297-3(a) , elect to make a deemed di vidend election with respect to the Section 1297(e) PFIC. My holding period in the stock of the Section 1297{e) PFIC indudes the CFC qualification date, as defined in Regulations section 1.1297-3{d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1. 129B-3(a), elect to make a deemed dividend election with respect to the former PFIC . My holding period in the stock of the former PFIC includes the termination date , as defined in Regulations section 1.1298-3(d) . Enter the excess di stributi on on line 1Se, Part V. If the excess distribution is greater than zero , also complete line 16, Part V. For Disclo!lllre, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 10/30/2019 4:20 :27 PM Cat. No. 64174H Form 8621 (Rev. 12 -2018) 2018 Report The Lynde and Harry Bradley Foundation , Inc. - 396037928 Form 8621 (Rev. 12·2018) Page hiffl•OiIncome From a Qualified Electing Fund (QEF). 2 AJI OEF shareholde rs complete lines 6a through 7c. If you are making Election B, also complete lines Ba through 9c . See instructions. 6a b Enter your pro rata share of the ordinary earnings of the QEF '-'6a""-~-------- . Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(g) c 7a --1 '-,,,,,,C6b,;;;,,...,.__ ______ Subtract line 6b from line 6a . Enter this amount on your tax return as ordinary income . Enter your pro rata share of the total net capital gain of the OEF . 0 L,,,,,,;7.,;;;a_._ _______ _ b Enter the portion of line 7a that is included in income under section 951 or that may be excluded under section 1293(g) c Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for ur income tax return. See instructions . ,.__7-"b......_ _______ _ 0 Complete lines 8 and 9 only if you are making a section 1294 election (Election Bl for the cwrent tax year. 8a b Add lines 6c and 7c . 0 Enter the total amount of cash and the fair market value of other property distributed or deemed distributed to you during the tax year of the QEF. See instructions ,__8b_.,... _______ c Enter the portion of line Ba not already included in line Sb that is attributable to shares in the OEF that you disposed of , pledged, or otherwise transferred during the tax year L,,,,,,;8c;,,c......__ ______ d Add lines Sb and 8c e Subtract line 8d from line Ba, and enter the difference (if zero or less, enter amount in brac kets) _ _ 0 . 0 line Be is greater than zero, and no portion of line 6a or la is lncludible in Income under section 951, you may make Election B with respect to the amount on line Be. Important: 9a b If Enter the total tax for the tax year. See instructions 9a . Enter the total tax for the tax year determined without regard to the amount L...:9b=..._ _______ entered on line Be . C Gain or (Loss) From Mark-to-Market 108 _ Subtract line 9b from line 9a. This is the deferred tax, the time for payment of which is extended making Election B. See instructions . by 0 Election (see instructions Enter the fair market value of your PFI C stock at the end of the tax year . 10a b Enter your adjusted basis in the stock at the end of the tax year 10b c Subtract line 1Ob from line 1Oa. If a gain , do not complete lines 11 and 12. Include this amou nt as o rdina ry income on your tax retum. If a loss, go to line 11 . ~1..;;.0c..;;..+ ________ . Enter any unreversed inclusions (as defined in section 1296(d)) 12 Enter the loss from line 1Oc, but only to the extent of unreversed inclusions on line 11. Include th is amount as an ordinary loss on your tax return . 13 If you sold or otherwise disposed of any section 1296 stock (see instruct ions) during the tax year: 12 a b Enter the fair market value of the stock on the date of sale or disposition c Subtract line 13b from line 13a. If a gain , do not complete line 14 . Inc lude this amount as or dinary income on your tax return . lf a loss , go to line 14 . ~13c;;,,,;;,,,+________ Enter any unreversed inclusi o ns (as defined in section 1296(d)) f-'14a-'-"-+- -------- 14a b Enter the adjusted basis of the stock on the date of sale or disposition o f-'1c.,,;1-+-------- 11 13a . 13b o Enter the loss from line 13c, bu t only to the extent of unreversed inclus ions on line 14a . Include this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusion s on line 14a, com plete line 14c . c 1-1_4b-'+-- ------ Enter the amount by which the loss on line 1Jc exc eeds unreversed inc lusion s on llne 14a. Include this amount on your tax return according to the rules generally applicable fo r losses provided elsewhere in the Code and regulations . - 14c Note: See instru c tions in case of multiple sales or dispositions. Form 8621 (Rev. 12-2018) 10/30/2019 4:20:27 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc. ~ 396037928 Page Form 8621 [Rev. 12-2018) •@itJ 3 Distributions From and Dispositions of Stock of a Section 1291 Fund (see instructions) Complete a separate Part V for each excess distribution and disposition. See instructions. 15a Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock. If the holding period of the stock began in the current tax year , see instructions b Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included in income under section 1291 (a)(1)(8)) made by the fund with respect to the applicable stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period ~15::.:a:+ _______ 2_64_ ~15=:b=-+-------- c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . d Multiply line 15c by 125% (1 .25) e Subtract line 1Sd from line 1 Sa. This amount, if more than zero, is the excess distribution with respect to the 15c 0 15d 0 applicable stock. If there is an excess distribution, complete line 16. If zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received more than one distribution during the current tax year. Also, see instructions for rules for reporting a nonexcess distribution on ,_1:..:Se=-=-+---------0 your income tax return Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. If a loss, show it in brackets and do not complete line 16 . 16a 15f If there is a positive amount on line 1Se or 1Sf (or both), attach a statement for each excess distribution and disposition . Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day in your holding period. Add all amounts that are allocated to days in each tax year. b Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return as other income i-:-18:;..;b;;.,-i--------- c Enter the aggregate Increases In tax (before credits) for each tax year in your holding period (other than the current tax year and pre-PFIC years). See instructions d e f i-:-18"-cc..+-------- . Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter this amount on your incometax return as "additional tax." See instructions Determine interest on each net increase in tax determined on line 16e using the rates and methods of section 6621. Enter the a regate amount of interest here. See instructions . ,-:..:18d:..:::....1--------18e 0 18f Form 8621 (Rev. 12-2018) 10/30/2019 4:20:27 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 Form 8621 (Rev. 12-2018) Page •@l•d Status of Prior Year Section 1294 Elections and Termination of Section 1294 Elections 4 Complete a separate column for each outstanding election . ..,,,.,,,,.,,......,. ,,,,.. ..,,... """" ..... ..,..,"""".,.,. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i} 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax (line 19) as of the filing date (ii) (iii} (iv) (v) (vi} Complete lines 21 through 24 only if a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year . 23 Deferred tax due with this return 24 Accrued interest due with this return. Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the current tax year. 25 Deferred tax outstand ing after partial termination of election. Subtra ct line 23 from line 19 . 26 Interest accrued after partial termination of election . Subtract line 24 from line 20 . Form 8621 (Rev. 12-2018) 10130/2019 4:20:27 PM 2018 Report The Lynde and Hany Bradley foundation, Inc . • 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Fonn8621 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury • Go to www.irs.gov/Form862.1 for instructions and the latest information. InternalRevenueService Name of shareholder Attac hmen t Sequence No. 69 Identifyingnumber (see instructions) THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. Number, street, and room or 0MB No . 1545-1002 39-6037928 su~e no. If a P.O. box, see Instructions. Shareholder tax year: calendar year 20 1 B or o1her tax year 1241 N FRANKLIN PL , 20 beginning , 20 and ending City or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: 0 Individual 0 Corporation O Partnership OS Corporation O Nongrantor Trust O Estate Check if any Excepted Specified Foreign Financial Assets are reported on this form . See Instructions 0 Qualifying Insurance Corporation Election-I , a shareholder of stock of a foreign corporation , elect to t reat such stoc k as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . D Name of foreign corporation, passive foreign Investment company (PFIC), or qualified electing fund (QEF) EmploYfJI' identificationnumber (if any) PARETURN BARWON LISTED PRIVATE EQUITY FUND Ref-c• Address (Enter number, street , city or town , and country.) INFORMATION NOT AVAILABLE ID number(see instructions ) Tax year of foreign corporation, PFIC, or QEF: calendar year 2018 or ot her tax year beginning •~·· , 20 ,20 and ending Summary of Annual lnfonnation (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder: 1 Description of each class of shares held by the shareholder : --------------0 Check if shares jointly owned with spouse. 2 Date shares acquired during the tax year, if applicable: ------------------- 3 Number of shares held at the end of the tax year: __________ 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable): (al 0$0-50,000 (b) Osso.001-100.000 o________ (cl Os100.001-15o,ooo (d} OS150,001-200,ooo (e) If more than $200,000, list value: ---------------- (a) (b) D Section 1291 $ O D Section 1293 (Qualified Electing Fund) (c) 0 Section 1296 (Mark to Market) •Rfflll• Elections (see instructions) B -- ----- Type of PFIC and amount of any excess distribution or gain treated as an excess distributio n under section 1291, inc lusion under section 1293, and inclusion or deduction under section 1296 (check all boxes that apply): 5 A _ D O $ $ 0 0 Election To Treat the PRC aa a QEF. I, a shareholder of a PFIC. elect to treat the PFIC as a QEF. Complete lines 6a through 7c of Part Ill. Election To Extend Time For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until this election is terminated. Complete lines Ba through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also,see sections 1294(c) and 1294(f) and the related regulations for events that terminate this election . C O Election To Mark-to-Mark.et PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-ma rket the PFIC stock that is marketable within the meaning of section 1296(e). Complete Part IV. D O Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or loss on line 1Sf of Part V. E O Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profits of the CFC as an excess distribu t ion. Ente r this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V. F O Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder of a former PFIC or a PFIC to which sect ion 1297(d) applies , elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 1Sf of Part V. G O Deemed Dividend Election With Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297(e) PFIC, within the meaning of Regulations section 1.1297-3(a), elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My holding p~riod in the stock of the Section 1297(e) PFIC includes the CFC qualification date, as defined in Regulations section 1.1297-3 (d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H O Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1.1298-S(a), elect to make a deemed dividend election with respect to the former PFIC. My holding period in the stock of the former PFIC includes the termination date , as defined in Regulations section 1. 1298-3(d). Enter the exces s distrib ution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 10/30/2019 4:20:59 PM Form 8621 (Rev. 12-2018 ) 2018 Report The Lynde and Harry Bradley Foundation , Inc. - 396037928 Cat. No . 64174H Form 8621 (Rev. 12-2018) h:Zffllijj Income From a Qualified Electing Fund (QEF). All QEF shareholders Page 2 complete lines 6a through 7c . If you are making Election B, also complete lines Ba through 9c. See instructions . 6a Enter your pro rata share of the ordinary earnings of the QEF . L...:8a:::_.J_ _______ b Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(9) C Subtract line 6b from line 6a . Enter this amount on your tax return as ordinary income . 7a b Enter your pro rata share of the total net capital gain of the QEF . 8a b ''~ .· -4 L...:6b=.._.1,_ _______ 0 L..:7.::a:....i.. ______ _ _ Enter the portion of line 7a that is Included in income under section 951 or that L...:.7.::b~-------- may be excluded under section 1293(g) C --' Subtract line 7b from line 7a. This amount is a net long-term capital gain. Enter this amount in Part II of the Schedule D used for our income tax return. See instructions . Complete Hnas 8 and 9 only if you are making a section 1294 election (Election B) for the current tax year. 0 Add lines 6c and 7c 0 . Enter the total amount of cash and the fair market value of othe r property distributed or deemed distributed to you during the tax year of the QEF. See instructions i.....::8b=--..1--------- C Enter the portion of line Ba not already included in line Bb that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year L...:Sc:::.....1.... _______ d e Add lines Bb and Sc -1 , 0 . 0 Subtract line Sd from line Ba, and enter the difference (if zero or less. enter amount in brackets) Important: If line Be is greater than zero, and no portion of line 6a or 7a is includible in income under section 951, you may make Election B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See instructions i.....::9a=-..1- ------- . b Enter the total tax for the tax year determined without regard to the amoun t entered on line Be . L...;9bc...:...._._ _______ C Subtract line 9b from line 9a. _ This is the defe1Ted tax, the time for payment of which is extended by makingElectionB. See instructions. 0 Gain or (Loss) From Mark-to-Market Election (see instructions) 10a b C f.-'-10=a:::..+-------f.-'-10::.;b"-+-------- Enter the fair market value of your PFIC stock at the end of the tax year . Enter your adjusted basis in the stock at the end of the tax year . Subtract line 10b from line 10a. If a gain , do not complete lines 11 and 12 . Include this amount as ordinary f.-'-10c;:.;;;..+---------O f-'1;...;1-+-------- income on your tax return . If a loss , go to line 11 . 11 Enter any unreversed inclusions (as defined in section 1296(d)) 12 Enter the loss from line toe, but only to the extent of unreversed inclusions on line 11 . Include this amount as f---'1"'2-+-------- an ordinary loss on your tax return . lf you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year: 13 a Enter the fair market value of the stock on the date of sale or disposition 1-1.;..38;;.=.+--------- b Enter the adjusted basis of the stock on the date of sale or disposition t-1.;..3;;..;b'-+-------- C Subtract line 13b from line 13a . If a gain, do not complete line 14. Include this amount as ordinary income on l-"-13c.c...c...+---------O your tax return . If a loss , go to line 14 . 14a b 148 Enter any unreversed inclusions (as defined In section 1296(d)) Enter the loss from line 13c , but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return . If the loss on line 13c exceeds unreversed Inclusions on line 14a, complete C line 14c . f.-'-14.:..:b=+-------- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include t his amount on your tax return according to the rules generally applicable for losses provided elsewherein the Code and regulations . L...:.14c-=-=-..,_ _______ _ Note: See instructions in case of multiple sales or dispositions . Form 8621 (Rev. 12-2018) 10/30/2019 4:20:59 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc. - 396037928 Page 3 Form 8621 (Rev. 12-2018) l@i*I 15a b Distributions From and Dispositions of Stock of a Section 1291 Fund (see instructions} Complete a separate Part V for each excess distribution and disposition. See instructions. Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock . If the holding period of the stock began in the current tax year, see instru ct ions 1--15a_+-______ 5_7_7 Enter the total distributions (reduced by the portions of such distributions that were exce ss distribu tions b ut not included In Income under section 1291 (a)(1}(B))made by the fund with respect to the appl icabl e stock for each of the 3 years preceding the current tax year (or if shorter. the portion of the shareholde r's holding period 1--15;;..b"-+-------15c 15d c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . d Multiply line 15c by 125% (1.25) e Subtract line 15d from line 1Sa. This amount , if more than zero, is the excess distribution with respect to the 0 0 applicable stock. If there is an excess distribution, complete line 16. It zero or less and you did not dispose of stock during the tax year, do not complete the rest of Part V. See instructions if you received more than one distribution during the current tax year. Also , see instructions for rules for reporting a nonexcess dis trib ution on i.-:: 1Se::..::..-1--------0 your income tax return f Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund . If a gain , complete line 16. If a loss, show it in brackets and do not complete line 16 . 16a If there is a positive amount on line 1Se or 15t (or both), attach a statement for each excess dis tribution and disposition . Show your holding period for each share of stock or block of shares held . Alloca te the exc ess distribution or gain to each day in your holding period. Add all amounts that are allocated to days in each tax year. b Enter the total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFIC years). Enter these amounts on your income tax return as other income c e f f--'-16;;.;:b+-------- Enter the aggregate increases in tax (before credits) for each tax year in your holding period (ot her than the current tax year and pre-PFIC years). See instructions d 15f f--'-16;;.;:c+-------- . Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional i---;.;16d;;..;:..-1-------- tax." See inst ructions Determine Interest on each net increase in tax determined on line 16e using the rates and methods of section 6621. Enter the aggr ate amount of interest here. See Instructions . 0 16e 161 Form 10/30/2019 4;20:59 PM 8621 (Rev. 12-2018) 2018 Report The Lynde and HarryBradley Foundation, Inc. • 396037928 Page 4 Form 8621 (Rev. 12-2018) 1:1fflfUStatus of Prior Year Section 1294 Elections and Termination of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. {i) 17 Tax year of outstanding election. 18 Undistributed eamings to which the election relates 19 Deferred tax 20 (ii) {iii) fiv) (v) (vi) Interest accrued on deferred tax Oine19) as of the filing date Complete lines 21 through 24 only If a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year. 23 Deferred tax due with this retum 24 Accrued interest due with this retum . . Complete lines 25 and 26 only if there is a partial termination of a section 1294 election in the current tax year. 25 Deferred tax outstanding after partial termination of election . Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtract line 24 from line 20 . Form 8621 (Rev. 12-2018) 10/30/2019 4:20:59 PM 2018 Report The Lynde and Harry Bradley Foundation, Inc .• 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Information Return by a Shareholder of a Passive Foreign Form8621 Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury InternalRevenue Service .,. Go to -.irs.gov/Form8621 for instructions and the latest information. 0MB No. 1545-1002 Attachment Sequence No. 69 Identifying number (see instructions) Name of shareholder 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION , INC . Shareholder tax year. calendar year 20 18 or other tax year Number, street, and room or suite no. If a P.O. box, see instructions. 1241 N FRANKLIN PL • 20 beginning , 20 and ending City or town, state, and ZIP code or country MILWAUKEE , WI 53202-2901 Check type of shareholder filing the return: D Individual 0 Corporation D Partnership D S Corporation D Nongrantor Trust D Estate D Check if any Excepted Specified Foreign Financial Assets are reported on this form. See instructions Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . D Name of foreign corporation, passive foreign investment company (PFIC), or qualified elect ing fund (OEF) Employeridentlftcatlon number (if any) ILF 1 LIMITED Reference ID numbet' (see instructions) Address (Enter number, street, city or town, and country.) INFORMATION NOT AVAILABLE Tax year of foreign corporation, PFIC, or QEF: calendar year 20 18 ,20 or other tax year beginning and ending '20 Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder: Description of each class of shares held by the shareholder : --------------Check if shares jointly owned with spouse. 1 0 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: ----------'O 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable): (al D $0-50.000 (bl D $50 ,001-100.000 (cl ________ D $100,001-150,000 _
Go to www.irs.gov/Form8621 for instructions and the latest information. 0MB No . 1545-1002 Attachment Sequence No . 69 Identifying number (see instructions) Name of shareholder THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. 39-6037928 Shareholder tax year: calendar year 20 18 or other tax yee, Number, street , and room or suite no. tf a P.O . box, see instructions . 1241 N FRANKLIN PL , 20 beginning and ending • 20 City or town, state, and ZIP code or country MILWAUKEE , WI 53202-2901 Check type of shareholder filing the return : 0 Individual 0 O Partnership Corporation O S Corporation O Nongrantor Trust O Estate Check if any Excepted Specified Foreign Financial Assets are reported on this form . See instructions 0 Qualifying Insurance Corporation Election-I, a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . 0 Name of foreign corporation, passive foreign investment company (PFIC). or qualified electing fund (QEF) Employer Identification number (if any) INFLEXION BUYOUT FUND IV (NO . 2) LIMITED PARTNERSHIP 98-1196985 Address (Enter number, street , city or town, and country .) Reference ID number (see instructions} THIRD FLOOR , LA PLAIDERIE CHAMBERS ST . PETER PORT GY11WG GUERNSEY Tax year of foreign corporation, PFIC, or QEF: calendar year 20 18 , 20 or other tax year beginning ,20 and ending •!.o: 1 -1111•Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder : 1 Description of each class of shares held by the shareholder:--------------0 Check if shares jointly owned with spouse. 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: ------------------- 4 Value of shares held at the end of the tax year (check the app ropriate box, if applicable) : (a) 0$0-50,000 (b) 0$50 ,001-100 ,000 (c) 0$100,001-150 ,000 (d) 0$150,001-200.000 (e) If more than $200,000 , list value: ----------------------- 5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution under section 1291 , inclusion under section 1293, and inclusion or deduction under sect ion 1296 (check all bo xes that apply): (a) 0 (bl Section 1291 O Section (c) 0 $ ______ Section 1296 (Mark to Market) •@II• Elections (see instructions) A B O O _ 1293 (Qualified Electing Fund) $ ______ _ $ Election To Treat the PRC as a QEF. I, a shareholder of a PFIC, elect to tre at the PFIC as a QEF . Complete lines 6a through 7c of Part Ill. Election To Extend Time For Payment of Tax. I, a shareholder of a QEF, elect to extend the time for payment of tax on the undistributed earnings and profits of the QEF until thi s election is termina ted . Complete lines 8a through 9c of Part Ill to calculate the tax that may be deferred. Note: If any portion of line 6a or line 7a of Part Ill is includible under section 951, you may not make this election. Also , see sections 1294(c) and 1294(t) and the related regulations for events that terminate thi s election. C O Election To Mark-to-Market PFIC Stock. I, a shareholder of a PFIC, elect to mark-to-market the PFIC stoc k that is marketable within the meaning of section 1296(e). Complete Part IV. D O Deemed Sale Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF, elect to recognize gain on the deemed sale of my interest in the PFIC. Enter gain or Joss on line 15f of Part V. E O Deemed Dividend Election. I, a shareholder on the first day of a PFIC's first tax year as a QEF that is a controlled foreign corporation (CFC), elect to treat an amount equal to my share of the post-1986 earnings and profit s of the CFC as an excess distribution . Enter this amount on line 1Se of Part V. If the excess distribution is greater than zero, also complete line 16 of Part V F O Election To Recognize Gain on Deemed Sale of PFIC. I, a shareholder of a former PFIC or a PFIC to which section 1297(d) applies, elect to treat as an excess distribution the gain recognized on the deemed sale of my interest in the PFIC on the last day of its last tax year as a PFIC under section 1297(a). Enter gain on line 15f of Part V. G O Deemed Dividend Election With Respect to a Section 1297(e) PFIC. I, a shareholder of a section 1297(e) PFIC, within the meaning of Regulations section 1.1297 -3(a), elect to make a deemed dividend election with respect to the Section 1297(e) PFIC. My holding period in the stock of the Sec tion 1297(e) PFIC includes the CFC qualification date, as defined in Regulations sect ion 1.1297-3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, also complete line 16, Part V. H O Deemed Dividend Election With Respect to a Former PFIC. I, a shareholder of a former PFIC, within the meaning of Regulations section 1.1298-3(a), elect to make a deemed dividend election with respect to the former PFIC. My holding period In the stock of the former PFIC includes the termination date , as defined in Regulations section 1. 1298-3(d). Enter the excess distribution on line 15e, Part V. If the excess distribution is greater than zero, a/so complete line 16, Part V. For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions. 9127/2019 2:03:58 PM Forni 8621 (Rev. 12-2018) 2018 Report The Lynde and Hany Bradley Foundation, Inc . • 396037928 Cat. No. 64174H Form 8621 (Rev. 12-2018) 1:1ffljjj1 Income From a Qualified Electing Fund (QEF). All OEF shareholders Page 2 complete lines 6a through 7c. If you are making Election B, also complete lines Ba through 9c. See instructions. 6a Enter your pro rata share of the ordinary earnings of the QEF . L....:6a-=--....__ _ ______ b Enter the portion of line 6a that is included in income under section 951 or that may be excluded under section 1293(g) L.....;;;6b;;;........_ ______ c Subtract line 6b from line 6a. Enter this amount on your tax return as ordinary income . 7a Enter your pro rata share of the total net capital gain of the QEF . _ _ 0 L....C.7-"-a_._ _______ _ b Enter the portion of line 7a that is included in income under section 951 or that may be excluded under section 1293(9) c Subtract tine 7b from line 7a. This amount is a net long-tenm capital gain . Enter this amoun t in Part II of the Schedule D used for our Income tax return. See instructions . Complete Hnes 8 and 9 only If you are making a section 1294 election (Election 8a b Add lines 6c and 7c ...._7-'-b......_ _______ 0 Blfor the current tax year. 0 . Enter the total amount of cash and the fair market value of other property distributed or deemed distributed lo you during the tax year of the QEF. See instructions ,__8b _________ c Enter the portion of line Ba not already included in line Bb that is attributable to shares in the QEF that you disposed of, pledged, or otherwise transferred during the tax year L.....;;;Bc.;;........_ ______ d Add lines Bb and Be • Subtract line 8d from line Ba, and enter the difference e _ _ _ 0 Ofzero 0 or less, enter amount in bracke ts) Important: If line Be is greater than zero, and no portion of line 6a or 7a is includib/e in income under sect ion 951, you may make Election B with respect to the amount on line Be. 9a Enter the total tax for the tax year. See instructions 9a . b Enter the total tax for the tax year detenmined without regard to the amount entered on line Be . c Subtract line 9b from line 9a This is the deferred tax, the time for payment of which is extended by making Election B. See Instructions . .._9b_...________ _ 0 Gain or (Loss) From Mark-to-Market Election see instructions Enter the fair market value of your PFIC stock at the end of the tax year . 108 b Enter your adjusted basi s in the stock at the end of the tax year 10b c Subtract line 1Ob from line 1 If a gain, do not complete line s 11 and 12. Includ e this amoun t as ordinary income on your tax return. If a loss , go to line 11 . 1-1_o_c-+ ________ Enter any unreversed inclu s ions (as defined in section 1296(d)) 1--1_1 -+--------- 10a 11 . oa. 12 Enter the loss from line 10c, but only to the extent of unreversed inclusions on line 11. Inc lude th is amount as t--1_2-+-------- 13 an ordinary loss on your tax return . If you sold or otherwise disposed of any section 1296 stock (see instructions) during the tax year: a Enter the fair market value of the stock on the date of sale or disposition b Enter the adjusted basis of the stock on the date of sale or disposition i-1_3a_ +- -------i-1_3_b-+-------- c Subtract line 13b from line 13a If a gain, do not complete line 14. Include this amount as ordinary income on your tax return. If a los s, go to line 14 . ,_1_3_c-+ ________ 14a b O ,_1_4a_+--------- Enter any unreversed inclusions (as defined in section 1296(d)) Enter the loss from line 13c, but only to the extent of unreversed inclusions on line 14a. Include this amount as an ordinary loss on your tax return. If the loss on line 13c exceeds unreversed inclusions on line 14a, complete line 14c . c o 14b 1---+--------- Enter the amount by which the loss on line 13c exceeds unreversed inclusions on line 14a. Include this amount on your tax return according to the rules generall y applicable for losses provided elsewhere In the Code and regulations . Note: See instructions In case of multiple sales or dispositions. ~1_4c_~-------Form 9/27/2019 2 :03:58 PM 8621 (Rav. 12-2018) 2018 Report The Lynde and HanryBradley Foundation, Inc. • 396037928 Form 8621 (Rev. 12-2018) Page •f:tffld Distributions From and Dispositions of Stock of a Section 1291 Fund 3 {see instructions} Complete a separate Part V for each excess distribution and disposition. See instructions. 15a b Enter your total distributions from the section 1291 fund during the current tax year with respect to the applicable stock . If the holding period of the stock began in the current tax year, see instructions ,_1_Sa _______ 1_7_1 _, 1_2_8 Enter the total distributions (reduced by the portions of such distributions that were excess distributions but not included in income under section 1291(a)(1)(8))made by the fund with respect to the applicable stock for each of the 3 years preceding the current tax year (or if shorter, the portion of the shareholder's holding period 1--15_b-+--------- c before the current tax year) . Divide line 15b by 3.0. (See instructions if the number of preceding tax years is less than 3.) . 1--15c _________ o d Multiply line 15c by 125% (1.25) 1-1_5_d-+_______ o e Subtract line 15d from line 15a. This amou~t, if more than zero, is the excess distribution with respect to the applicable stock. If there is an excess distribution , complete line 16. If zero or less and you did not dispose of stock durinQ the tax year, do not complete the rest of Part V. See instructions If you received more than one distribution during the current tax year. Also, see instructions for rules for reporting a nonexcess distribution on your income tax return 1-1_5e __________ Enter gain or loss from the disposition of stock of a section 1291 fund or former section 1291 fund. If a gain, complete line 16. If a loss, show it in brackets and do not complete line 16 . 168 15f If there is a positive amount on line 15e or 15f (or both), attach a statement for each excess distribution and disposition. Show your holding period for each share of stock or block of shares held. Allocate the excess distribution or gain to each day In your holding period. Add all amounts that are allocated to days in each tax year. b Enterthe total of the amounts determined in line 16a that are allocable to the current tax year and tax years before the foreign corporation became a PFIC (pre-PFICyears). Enterthese amounts on your income tax return as other income ,_1_6b _________ c Enter the aggregate increases in tax (before credits) for each tax year in your holding period (other than the current tax year and pre-PFIC years). See instructions . 1-1.c..6c.:c04_______ d Foreign tax credit (see instructions) Subtract line 16d from line 16c. Enter this amount on your income tax return as "additional tax." See instructions e o Determine interest on each net increase in tax determined on line 16e using the rates and methods of section 6621. Enter the aggregate amount of interest here. See instruction s . _ 1-1.;..6d;..;;;..+--------0 16e 161 Form 9/27/2019 2 :03:58 PM _ 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation, Inc. • 396037928 Fonn 8621 (Rev. 12-2018) h8ftitdStatus of Prior Year Section 1294 Elections and Tennination Page 4 of Section 1294 Elections Complete a separate column for each outstanding election. Complete lines 17 through 20 to report the status of outstanding prior year section 1294 elections. (i) 17 Tax year of outstanding election . 18 Undistributed earnings to which the election relates 19 Deferred tax 20 Interest accrued on deferred tax Qine19) as of the filing date (ii) (Iii) (iv) (vi) (v) Complete lines 21 through 24 only if a section 1294 election is terminated in the current year. 21 Event terminating election 22 Earnings distributed or deemed distributed during the tax year . 23 Deferred tax due with this return 24 Accrued interest due with this return. Complete lines 25 and 26 only if there is a partial termination of a section 1294 election In the CWTent tax year. 25 Deferred tax outstanding after partial termination of election. Subtract line 23 from line 19 . 26 Interest accrued after partial termination of election. Subtract line 24 from line 20 . Fonn 9/27/2019 2:03:58 PM 8621 (Rev. 12-2018) 2018 Report The Lynde and Harry Bradley Foundation , Inc. - 396037928 THE LYNDEAND HARRY BRADLEYFOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 (e). Return by a Shareholder of a Passive Foreign Fo~8621Information Investment Company or Qualified Electing Fund (Rev. December 2018) Department of the Treasury InternalRevenue Servioe ~ Go 0MB No. 1545-10 02 Attachmen t Sequenoe No. to www.irs.gov/Form8621 for instructions and the latest information. Name of shareholder THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Identifying number (see instructions) Number, street, and room or suite no. If a P.O. box, see instructions. Shareholder tax year : calendar year 20 18 or o1het lax year 69 39-6037928 1241 N FRANKLIN PL beginning , 20 and ending , 20 City or town, state, and ZIP code or country MILWAUKEE, WI 53202-2901 Check type of shareholder filing the return: D Individual 0 D Partnership Corporation D S Corporation D Nongrantor Trust O Estate Check if any Excepted Specified Foreign Financial Assets are reported on this form. See instructions 0 Qualifying Insurance Corporation Election-I , a shareholder of stock of a foreign corporation, elect to treat such stock as the stock of a Qualifying Insurance Corporation under the alternative facts and circumstances test within the meaning of section 1297(f)(2). See instructions . . . . . 0 Name of foreign corporation, passive foreign investment company (PFIC), or qualified electing fund (QEF) Employer identification number (if any) INFLEXION ENTERPRISE FUND IV (NO. 2) LP 98-1308389 Reference tD number (see instructions) Address (Enter number, street, city or town, and country.) THIRD FLOOR , LA PLAIDERIE CHAMBERS LA PLAIDERIE, ST PETER PORT GY1 1WG GUERNSEY Tax year of foreign corporati o n, PFIC , or QEF: calendar year 2018 , 20 or other tax year beginning and ending •!s:,1111111• .20 Summary of Annual Information (see instructions) Provide the following information with respect to all shares of the PFIC held by the shareholder : 1 Description of each class of shares held by the shareholder : --------------Check if shares jointly owned with spouse. 0 2 Date shares acquired during the tax year, if applicable: -------------------- 3 Number of shares held at the end of the tax year: --- 4 Value of shares held at the end of the tax year (check the appropriate box, if applicable) : (a) 0$0-50,000 (bl 0$50,001-100,000 - - -------------- (c) 0$100,001-150 ,000 (d) 0$150,001-200 ,000 (e) If more than $200,000, list value: ---------------------- 5 Type of PFIC and amount of any excess distribution or gain treated as an excess distribution unde r section 1291, inclusion unde r section 1293, and inclusion or deduction under section 1296 (check all boxes that apply): (a) 0 Section 1291 $ ______ _ (b) 0 Section 1293 (Qualified Becting Fund) (cl O Section 1296 (MariD $0-So,ooo _ owned with spouse . (bl D $50,001-100.000 -Statement number B Enter the form number of the tax return to which this form is attached or related . . . . . . . . . . . . . . . . . . . . . . . . . . . IllEnter the year of the tax return identified above . . . .... .. ..... 1s this Form 8886 being filed with an amended tax return? . ... C Check the box(es) that apply (see instructions). 137 .. ......... . . .... .... . ......... [8JInitial year filer 1 of ----- 990-PF --------- 12/31/2018 --==-----==---Ill- 0 Yes [8J No . .. _ . . . . . . . Ill- ... . ....... . ...................... 0 ----- ZIP code 53202-2901 ... Protective disclosure 1 a Name of reportable transaction SCALEARC , INC . 1b Initial year participated in transaction 1c Reportable transaction or tax shelter registration number (see instructions) 2018 2 Identify the type of reportable transaction . Check all boxes that apply (see instructions). a b 3 D Listed O Confidential c d O Contractual 0 Loss e protection O Transaction of interest If you checked box 2a or 2e , enter the published guidance number for the listed transaction or transaction of interest ............................... ... . . ................ .. ... ...... . .... Ill- 4 Enter the number of "same as or substantially similar " transactions reported on this form . . . . . . . . . . . . . . . . . . . . Ill- --------- 5 If you participated in this reportable transaction through a partnership, S corporation, trust, and foreign entity, check the applicable boxes and provide the information below for the entity(s) (see instructions). (Attach additional sheets , if necessary.) a Type of entity .. ... .. . ................ ... ... Ill- 0 Partnership 0 S corpar ation Name .. . ....... c Employer identi fica tion number (EIN), if known .... d ....... O Partnership O S cor poration 0Trust 0Foreign • ... . . . . .. ... . Ill- ACCEL XI , L.P . b . .... O Trust O Foreir:m Ill- 42-2533 363 Date Schedule K-1 received from entity (enter "none " if Schedule K-1 not received) . . . . ... Ill------ 1 5120 9 31 1 - - ---------'---------------- Enter below the name and address of each individual or entity to whom you paid a fee with regard to the transaction if that individual or entity promoted, solicited, or recommended your participation in the transaction, or provided tax advice related to the transaction. (Attach additional s heets , if necessa 6 a Name Identifying number Qf known) Fees paid $ Number , street, and room or s uite no. b City or town Identifying number (If known) Name State ZIP code State ZIP code Fees paid $ Number, street, and room or suite no. For Paperworit Reduction Act Notice, see separate instructions. 8/2/201911 :26:29 AM City or town Cat. No. 34654G Form 8886 (Rev. 3- 2011) 2018 Report The Lynde and Harry Bradley Foundation, Inc . - 396037928 Fonn 8886 (Rev. 3-2011) 7 a Page 2 Facts Identify the type of tax benefit generated by the transaction. Check all the boxes that apply (see instructio ns). D Deductions 0 Capital loss D Ordinary loss D Exclusions from gross income D Nonrecognition of gain D Adjustments to basis D Absence of adjustments to basis D Deferral D Other --------------- D Tax Credits Further describe the amount and nature of the expected tax treatment and expected tax benefits ge nerated by the transaction for all affected years. Include facts of each step of the transaction that relate to the expected tax benefits including the amount and nature of your investment. Include in your description your participation in the transaction and all related transactions regardless of the year in whic h they were entered into. Also, include a description of any tax result protection with respect to the transaction. THE TAXPAYER, THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. INVESTS IN ACCEL XI, L.P. THE PARTNERSHIP HELD STOCK IN SCALEARC , INC. WITH BASIS OF $9,969 ,283. THE PARTNERSHIP RECOGNIZED A LOSS OF $9,969,283 PURSUANT TO IRC SEC. 165 (G). b THE PARTNERSHIP FILED FORM 8886 INDICATING THAT THE LOSS WILL OFFSET PARTNERS' CAPITAL GAINS AN D MAY REDUCE TAX BASED ON EACH PARTNER'S TAX STATUS AND RATES. THE TAXPAYER'S SHARE OF THESE LOSSES WAS $14,678, WHICH IS LESS THAN THE $10 MILLION FILING THRESHOLD FOR THE CURRENT YEAR, AND LESS THAN THE $20 MILLION CUMULATIVE THRESHOLD. THE TAXPAYER IS FILING THIS FORM AS A PROTECTIVE DISCLOSURE OF ITS ACTIVITIES. 8 Identify all individuals and entities involved in the transaction that are tax-exempt, foreign, or related. Check the app ropriate box{es) (see instructions) . Include their name{s), identifying number(s), address(es), and a brief description of their involvement. For each foreign entity , identify its country of incorporation or existence. For each individual or related entity, explain how the individual o r ent ity is related . Attach additional sheets, if necessary. of individual or enti : a T D Tax-exem t D Forei n D Related Name Identifying number Address Description b T e of individual or enti 0Tax-exem t D Forei n D Related Identifying number Name Address Description Fonn 8/21201911 :26:29 AM 8888 (Rev. 3-2011 ) 2018 Report The Lynde and HanryBradley Foundation, Inc. • 396037928 Form 8886 Reportable Transaction Disclosure Statement (Rev . March 2011) • Attach to your tax retum. Attachment Sequence No. Name(s) shown on return (individuals enter last name, first name, middle initial) THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Number , street , and room or suite no. 1241 N FRANKLIN PL A 0MBNo . 1545- 1800 Identifying number 39-6037928 City or town MILWAUKEE State WI If you are filing more than one Form 8886 with your tax return, sequentially number each Form 8886 and enter the statement number for this Form 8886 . . . . . . . . .. . .. .. • Statement number Enter the form number of the tax return to which this form is attached or related . . . . . . . . . . . . . . . . . . . . . . . . . . . • B Enter the year of the tax return Identified above . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • 1s this Form 8886 being filed with an amended tax return? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • IBJInitial year filer C Check the box(es) that apply (see instructions). 1 a Name of reportable transaction RAPTR, INC . 1b 2018 2 Initial year participated in transaction 1c 137 IBJ Protective ZIP code 53202-2901 1 of 990-PF --------- 12/31/2018 --------D Yes ~ No disclosure Reportable transaction or tax shelter registration number (see instructions) Identify the type of reportable transaction. Check all boxes that apply (see instructions) . a b 3 D Listed D Confidential c d D Contractual e protection D Transaciion of interest IBJLoss If you checked box 2a or 2e , enter the published guidance number for the listed transaction or transaction of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • 4 Enter the number of "same as or substantially similar" transaciions reported on this form . . . . . . . . . . . . . . . . . . . . • 5 If you participated in this reportable transaction through a partnership, S corporation, trust, and foreign entity , check the applicable boxesand provide the information below for the entity(s) (see instructions). (Attach additional sheets, if necessary .) a Type of entity . .. . . ....... . .... . .. . ......... • IBJPartnership D S corporation b Name .... .. , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • c Employer Identification number (EIN), if known .. .. • d Date Schedule K-1 received from entity D Partnership D S corporation 0Trust 0Foreign DAG VENTURES IV QP 26-3312327 711612019 ------------~-------------- (enter "none" if Schedule K- 1 not received) .. . .... • --- 6 D Trust D Foreign Enter below the name and address of each individual or entity to whom you paid a fee with regard to the transaction if that individual or entity promoted, solicited, or recommended your participation in the transaction, or provided tax advice related to the transaction . (Attach additional sheets , if necessa .) a Name Number , street , and room or suite no. b Identifying number (if known) Fees paid $ City or town Name Identifying number (if known) State ZIP code State ZIP code Fees pald $ Number , street , and room or suite no. City or town For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 34654G Form 8886 (Rev. 3-2011) Form 8886 (Rev. 3-2011) 7 Page 2 Facts Identify the type of tax benefit generated by the transaction . Check all the boxes that appl y (see instructio ns). a 0 Deductions ~ Capital loss 0 Ordinary loss O Exclusions from gross income O Nonrecognition of gain O Adjustments to basis O Absence of adjust ments to basis O Deferral O Other -- -~ ----------- O Tax Credits b Further describe the amount and nature of the expected tax treatment and expected tax benefits generated by the transa ction for all affected years. Include facts of each step of the transaction that relate to the expected ta x benefits including the amount and natu re of your investment. Include in your description your participation in the transaction and all related transactions regardless of the year in w hich they were ente red into. Also, include a description of any tax result protection with respect to the transaction . THE TAXPAYER , THE LYNDE AND HARRY BRADLEY FOUNDATION, INC., INVESTS IN DAG V ENTURES IV QP. THE PARTNERS HIP HELD STOCK IN RAPTR, INC WITH BASIS OF $9 ,946,773 THE PARTNERSHIP RECOGNIZED A LOSS OF $9,946,773 PURSUANT TO IRC SEC. 165(G). THE LOSS WAS IN EXCESS OF $2 MILLION, AND THE PARTNERSHIP FILED FORM 8886 INDICATI NG THAT T HE LOSS W ILL OFFSET THE PARTNERS' CAPITAL GAIN AND MAY REDUCE TAX BASED ON EACH PARTNERS' TAX STATUS AND RATES . THE TAXPAYER'S SHARE OF THIS LOSS WAS $66,012. THIS AMOUNT WAS LESS THAN THE $10 MILLION FILI NG THRES HOLD FOR THE CURRENT YEAR. AND LESS THAN THE $20 MILLION CUMULATIVE THRESHOLD . AND THE TAX PAY ER IS FILING THIS FORM AS A PROTECTIVE DISCLOSURE OF ITS ACTIVITIES . 8 Identify all individuals and entities involved in the transaction that are tax-exempt, foreign, or related . Check the appropriate box(es) (see instructions) . Include their name(s), identifying number(s), address(es), and a brief descrip tion of their involvement. For each foreign entity, identify its country of incorporation or existence . For each individual or related entity , explain how the individual o r entity is related. Att ach additional sheets, if necessary. 0 Related 0 Forei n a T e of individual or entit : 0Tax-exem t Name Identifying number Address Description b T e of individual or enti Name 0Tax-exem t 0 Forei n 0 Related Identifying numbe r Address Description Form 8886 (Rev. 3-2011) Form 8886 Reportable Transaction Disclosure Statement 0MB No. 1545-1800 II>Attach to your tax retum. Attachment Sequence No. 137 (Rev. March 2011) Name(s) shown on return (individuals enter last name , first name, middle initial) THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Number, street , and room or suite no. 1241 N FRANKLIN PL A Identifying number 39-6037928 City or town MILWAUKEE State WI If you are filing more than one Form 8886 with your tax return, sequentially number each Form 8886 and enter the statement number for this Fonm 8886 ............... II> Statement number ----Enter the form number of the tax return to which this form is attached or related . . . . . . . . . . . . . . . . . . . . . . . . . . . • B Enter the year of the tax return identified above . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1s this Form 8886 being filed with an amended tax return? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C (8) Initial yearfiler Check the box(es) that apply (see instructions). 1 of ZIP code 53202-2901 ----- --------II> II> D Yes (8)Protective disclosure 990-PF -----~--12/31/2018 jg:] No 1 a Name of reportable transaction WHISPER TEXT INC 1b 2018 2 Initial year participated in transaction 1c Reportable transaction or tax shelter registration number (see instructions) Identify the type of reportable transaction. Check all boxes that apply (see instructions). a b D Listed D Confidential c D Contractual e protection D Transaction of interest d ~ Loss 3 If you checked box 2a or 2e , enter the published guidance number for the listed transaction or transaction of interest .......................... .. ..... . .... . ..... ... .. . .... .. .. . ... . . .. .. II> 4 Enter the number of "same as or substantially similar" transactions reported on this fonm . . . . . . . . . . . . . . . . . . . . II> 5 If you participated in this reportable transaction through a partnership, S corporation, trust, and foreign entity, check the applicable boxes and provide the information below for the entity(s) (see Instructions). (Attach additional sheets, if necessary .) a Type of entity .. .... . . . . . .... ... .. . . .. ... ... II> ~ Partnership D S corooration . ....... . . . . . . .. . .... .......... Name ..... c Employer identification number (EIN), if known .. . . II> d Date Schedule K-1 received from entity 6 D Partnership D S corooration 0Trust D Foreian II> SHASTA VENTURES 111,LP b (enter "none" if Schedule K-1 not received) ...... D Trust D Foreion 1 45-2454371 3 ,29 12 019 . 11>- - -- -----------'---------------- Enter below the name and address of each individual or entity to whom you paid a fee with regard to the transaction if that individual or entity promoted, solicited, or recommended your participation in the transaction, or provided tax advice related to the transaction . (Attach additional sheets , if necessa .) a Name Number, street , and room or suite no. b Identifying number (if known) City or town Name Number, street, and room or suite no. Fees paid $ Identifying number (if known) City or town For Paperwork Reduction Act Notice, see separate ins1ructions. 8/8/2019 10:50:30 AM Cat. No. 34654G State ZIP code State ZIP code Fees paid $ Form 8886 (Rev. 3-2011) 2018 Report The Lynde and Harry Bradley Foundation, Inc. • 396037928 Page 2 Form8886 (Rev.3-2011) 7 Facts a Identify the type of tax benefit generated by the transaction. Check all the boxes that apply (see instructions ). D Deductions ~ Capital loss D Ordinary loss D Exclusions from gross income D Nonrecognition of gain D Adjustments to basis D Absence of adjustments to basis D Deferral D Other --------------- D Tax Credits b Further describe the amount and nature of the expected tax treatment and expected tax benefits generated by the transaction for all affected years. Include facts of each step of the transaction that relate to the expected tax benefits including the amount and nature of your Investment. Include in your description your participation in the transaction and all related transactions regardless of the year in which they were entered into. Also, include a description of any tax result protection with respect to the transaction. THE TAXPAYER, THE LYNDE AND HARRY BRADLEY FOUNDATION, INC., INVESTS IN SHASTA VENTURES Ill, L.P. THE PARTNERSHIP HELD SERIES C AND X STOCK OF WHISPER TEXT INC. WITH A COST BASIS OF $90 ,187 . THE PARTNERSHIP WROTE OFF ITS INTEREST AS WORTHLESS, RESULTING IN A CAPITAL LOSS OF $(90, 187). THE PARTNERSHIP'S LOSS WAS IN EXCESS OF $2 MILLION , AND THE PARTNERSHIP FILED FORM 8886 INDICATING THAT THE LOSS WILL OFFSET THE PARTNERS' CAPITA L GAIN AND MAY REDUCE TAX BASED ON THE PARTNERS' TAX STATUS AND RATES. THE TAXPAYER'S SHARE OF THIS LOSS WAS LESS T HAN THE $10 MILLION FILING THRESHOLD FOR THE CURRENT YEAR, AND LESS THAN THE $20 MILLION CUMULATIVE THRESHOLD. THE TAXPAYER IS FILING THIS FORM AS A PROTECTIVE DISCLOSURE OF ITS ACTIVITIES. 8 a Identify all individuals and entities involved in the transaction that are tax-exempt, foreign, or related. Check the appropriate box(es) (see instructions). Include their name(s), identifying number(s}, address(es}, and a brief descr ipt ion of their involvement. For each foreign entity , identify its country of incorporation or existence. For each individual or related entity, exp lain how the individual o r entity is related. Attach additional sheets, if necessary. 0Tax-exem t D Forei n D Related T e of individual or enti : Name Identifying number Address Description b T e of individual or enti Name 0Tax-exem t D Forei n D Related Identifying number Address Description 8/8/2019 10:50:30 AM Form8886 (Rev. 3-2011) 2018 Report The Lynde and Harry Bradley Foundation, Inc . · 396037928 Form 8886 Reportable Transaction Disclosure Statement (Rev. March 2011) Ill>Attach to your tax return. Attachment Sequence No. Name(s) shown on return (individuals enter last name, first name, middle initial) THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. Number, street, and room or suite no. 1241 N FRANKLIN PL A 0MB No. 1545-1800 Identifying number 39-6037928 City or town MILWAUKEE State WI If you are filing more than one Form 8886 with your tax return, sequentially number each Form 8886 and enter the statement number for this Form 8886 . . . . . . . . . . . . Ill>Statement number Enter the form number of the tax return to which this form is attached or related . . . . . . . . . . . . . . . . . . . . . . . . . . . 1)11> Enter the year of the tax return identified above . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1)11>_____ ----- B ~ Initial year filer Check the box(es) that apply (see instructions) . 1 a Name of reportable transaction LIGHTSAIL ENERGY, INC. 1b 2018 2 Initial year participated in transaction 1c ZIP code 53202-2901 1 of 1 -----990-PF --------- 1_2=/3~1_12_0_1_8 Is this Form 8886 being filed with an amended tax return? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ill> C 137 0 (8) No Yes ~ Protective disclosure Reportable transaction or tax shelter registration number (see instructions) Identify the type of reportable transaction . Check all boxes that apply (see instructions) . a b O Listed O Confidential c O Contractual protection d ~ Loss e D Transaction of interest 3 If you checked box 2a or 2e, enter the published guidance number for the listed transaction or transaction of interest . . . . . . . .. . .. . . . . . . . . . . .......... . . . . . . .. .... .. .. . .. . . . . . . . ...... .. .. Ill> 4 Enter the number of "same as or substantially similar" transactions reported on this form . . . . . . . . . . . . . . . . . . . . 5 If you participated in this reportable transaction through a partnership, S corporation, trust, and foreign entity, check the applicable boxes and provide the information below for the entity(s) (see instructions) . (Attach additional sheets, if necessary.) Type of entity . ... ... . .. ... . ....... b Name .... c Employer identificatio n number (EIN), if known .... d Date Schedule K-1 received from entity 3/27/2019 (enter "none" if Schedule K- 1 not received) ... . ... Ill>_______________ 6 . . . .. . ... ~ Partnership O Trust D S corporati on D Foreign THE FOUNDERS FUND IV, LP a . . .. . . ... . . .. .. . . . ... ... .... • . .. 1)11> 1)11> 1)11> 1)11> D Trust D Foreign O Partnership D S corpor ation 45-322 1446 L.,_ __________ _ __ _ Enter below the name and address of each individual or entity to whom you paid a fee with regard to the transaction if th at individual or entity promoted, solicited, or recommended your participatio n in the transact ion, or provided tax advice related to the transaction . (Attach additional sheets, if necessary.) a Name Identifying number Of known) Number, street , and room o r suite no. b Fees paid $ City or town Name Identifying number (if known) State ZIP code State ZIP code Fees paid $ Number, street , and room or suite no. For Pap-ork City or t own Reduction Act Notice, see separate instructions. Cat. No. 3465 4G Fonn 8886 (Rev. 3 -2011 ) Form 8886 (Rev. 3-2011) 7 Page 2 Facts a Identify the type of tax benefit generated by the transaction. Check all the boxes that apply {see instructions ). D Deductions D Capital loss D Ordinary loss D Exclusions from gross income D Nonrecognition of gain D Adjustments to basis D Absence D Deferral D Other D Tax Credits of adjustments to basis ---- - - - -------- b Further describe the amount and nature of the expected tax treatment and expected tax benefits generated by the transaction for all affected years. Include facts of each step of the transaction that relate to the expected tax benefits includi ng the amount and nature of your investment. Include in your description your participation In the transaction and all related transactions regardless of the year In which they w ere entered into . Also , include a description of any tax result protection with respect to the transaction. THE TAXPAYER , THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. INVESTS IN THE FOUNDERS FUND IV, LP. T HE PARTNERSHIP HELD STOCK IN LIGHTSAIL ENERGY, INC. . WITH A TAX BASIS OF $2,504,556 . THE PARTNERSHIP WROTE OFF 1rs INVESTMENT IN LIGHTSAIL ENERGY, INC. AND RECOGNIZED A LOSS OF $2,504 ,556. THE PARTNERSHIP FILED FORM 8886 TO REPORT THIS LOSS, INDICATING THAT THE LOSS MAY OFFSET THE PARTNER'S CAPITAL GAIN AND MAY RED UCE TAX BASED ON THE PARTNER'S TAX STATUS AND RATES. THE TAXPAYER'S SHARE OF THIS LOSS WAS $12,022 , WHICH IS LESS THAN THE $10 MILLION THRESHOLD FOR THE CURRENT YEAR, AND LESS THAN THE $20 MILLION CUMULATIVE THRESHOLD. THE TAXPAYER IS FILING THIS FORM AS A PROTECTIVE DISCLOSURE OF ITS ACTIVITIES. 8 Identify all individuals and entities involved in the transaction that are tax-exempt, foreign, or related . Check the appropriate box(es) (see Instructions). Include their name{s), identifying number(s), address(es), and a brief description of the ir involvement. For each foreign ent ity, identify its country of incorporation or existence. For each individual or related entity, ex plain how the individual or entity is related. Attac h additional sheets, if necessary. a T of individual or enti : D Tax-exem t D Fore· n D Related Name Identifying number Address Description b T Name of individual or enti 0Tax-exem t D Forei n D Related Identifying numbe r Address Description Form 8886 (Rev. 3-2011) Form 5471 Information Return of U.S. Persons With Respect to Certain Foreign Corporations 0MB No. 1545-0123 (Rev. December 2018) 1iJ>, Go Department of the Treasury Information Internal Revenue Se!vice section to www.irs.gov/Form5471 for instructions and the latest information. furnished for the foreign 898) (see instructions) corporation's annual 11/1 beginning accounting period (tax year required , 2018 , and ending 12/31 by Attachment Sequence No. , 20 18 121 A Identifying number Name of person filing this return THELYNDEANDHARRYBRADLEY FOUNDATION , INC. 39-6037928 B Category of filer (See instructions. Check applicable box(es)): Number, stree1,and room or suite no. (or P.O. box number if mail is not delivered to street address) 1 1241 N FRANKLINPL City or town, state , and ZIP code 0 2 0 0 3 4 [ii 5 0 C Enter the total percentage of the foreign corporation's voting stock you owned at the end of its annual accounting period Filer's tax year beginning 1/l D Check box if this is a final Form 5471 for the foreign corporation 3 2 , 20 18 . and ending 0% 8 , 20 D D . E Check if any excepted specified foreign financial assets are reported on this form (see Instructions) F Person(s) on whose behalf this information return is filed: (1) Name (4) Check applicable box(es) (3) Identifying number (2) Address Officer Shareholder Important: Filf in all applicable lines and schedules. All information unless otherwise indicated. Director must be in English. All amounts must be stated in U.S. dollars b(1) Employer identification number , If any 1a Name and address of foreign corporation MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD PO BOX 309, UGLAND HOUSE GRAND CAYMAN, KY1-1104 98-1383518 b(2) Reference ID number (see instructions) C Country under whose laws incorporated CAYMAN ISLANDS e Principal place of business d Date of incorporation f Principal business activity g Principal business activity h Functional currency code number 8/22/2017 CAYMAN ISLANDS 523900 SECURITIES TRADING USD 2 Provide the following information for the foreign corporation's accounting period stated above. a Name, address. and Identifying number of branch office or agent (if any) in the United States b If a U.S. income tax return was filed , enter : (i) Taxable Income or Ooss) c Name and address of foreign corporation's statutory or resident agent In country of incorporation MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN, KY1-1104 ·:.1,1•1·~,11 (iij U.S. income tax paid (after all credits) d Name and address (includin g corporate department, If applicable) of person (or persons] with custody of the books and reconds of the foreign corporation, and the location of such books and records, if different Stock of the Foreign Corporation (b) Number of shares issued and outstanding (a) Description of each class of stock rnBeginning of annual accounting period (iQ End of annual accounting period 6,375 .10 SERIES A PARTICIPATING 0 SERIES B PARTICIPATING 0 .10 MANAGEMENT 1 1,000 For Paperwork Reduction Act Notice, see instructions. Cat. No . 49958V Form 5471 (Rev. 12-2018) Page2 Fonn 5471 (Rev. 12·2018 ) .imr::11:1 Shareholders of Foreign Corporation . :•• U.S. Shareholders of Foreign Corporation (see instructions) (a) Name , address, and identifying number of shareholder THE LYNDE AND HARRY BRADLEY FOUNDATION, INC (bl Description of each class of stock held by shareholder. Note: This description should match the corresponding description entered In Schedule A , column (a). SERIES A PARTICIPATING (d) Number of {cl Number of shares held at beginning of annual accounting period shares held at end of annual accounting period 0 6,375 {e) Pro rate share of Subpart F income (enter as a percentage) 99.993% .. Direct Shareholders of Foreign Corporation (see instructions) (a) Name, address , and identifying shareholder. number of Also include country of incorporation or formation, if applicable. THE LYNDE AND HARRY BRADLEY FOUNDATION, INC lb) Description of each c lass of stock held by shareholder . Note: This description should match the corresponding description entered in Schedule A, co lumn (a). SERIES A PARTICIPATING (C) Number of sharesheld at beginning of annual accounting period (di Number of shares held at end of annual accounting period 0 6 375 Form 5471 (Rev. 12·20 18) Page3 Form 5471 (Rev. 12-2018) f.i4@mfiIncome Statement (see instructions) Important: Report all information in functional currency in accordance with U.S. GAAP. Also, report each amount in U.S. dollars translated from functional currency (using GAAP translation rules). However, if the functional currency is the U.S. dollar, complete only the U.S. Dollars column. See instructions for special rules for DASTM corporations . Functional Currency 1a Gross receipts or sales . b Returns and allowances Subtract line 1 b from line 1a Cost of goods sold Gross profit (subtract line 2 from ltne 1c) Dividends Interest Gross rents Gross royalties and license fees . 7 Net gain or (loss) on sale of capital assets. Ba Foreign currency transaction gain or loss-unrealized b Foreign currency transaction gain or loss-realized. 9 Other income (attach statement) 10 Total income (add lines 3 through 9) C 2 3 4 5 6a b t) E 0 u .5 11 12a b 13 14 15 16 17 Ill C 0 ls :::s -a CD C 18 19 ti E 0 u .5 .. t) z ~ 1 G) G) .! f ~ 0- Cl. u e0 C 0 20 21a b 22 23a b C 24 Compensation not deducted elsewhere Rents Royalties and license fees . Interest Depreciation not deducted elsewhere Depletion Taxes (exclude income tax expense (benefit)) Other deductions (attach statement-exclude income tax expense (benefit)) Total deductions (add lines 11 through 17) Net income or (loss) before unusual or infrequently occurring items, and income tax expense (benefit) (subtract tine 18 from line 10) Unusual or infrequently occurring items Income tax expense (benefit)-current . Income tax expense (benefit)-deferred Current year net income or (loss) per books (combine lines 19 through 21 b) Foreign currency translation adjustments . Other Income tax expense (benefit) related to other comprehensive Income Other comprehensive income (loss), net of tax (line 23a plus line 23b less line 23c) 1a 1b 1c 2 3 4 U.S. Dollars 33210 36097 33.210 36.097 137 216 137.216 107,583 314 106 107,583 314106 (73,885) {73,885) 18 (13,909' (87,794) (13,909) (87,794) 19 226,312 226,312 226,312 226 312 Form 5471 (Rev . 12-2018 ) 5 6a 6b 7 8a 8b 9 10 11 12a 12b 13 14 15 16 17 20 21a 21b 22 23a 23b 23c 24 Page 4 Fonn 5471 (Rev. 12-2018) f.i9tfflmrjj Balance Sheet Important: Report all amounts in U.S. dollars prepared and translated in accordance with U.S. GAAP. See instructions for an exception for DASTM corporations. (a) Beg inn ing of annual accoun ting period Assets 1 2a b 3 4 5 6 7 8 9a b 1oa b 11 12 a b c d 13 14 Cash . . . . . . . Trade notes and accounts receivable . Less allowance for bad debts Derivatives Inventories . . . . . . Other current assets (attach statement) Loans to shareholders and other related persons . Investment in subsidiaries (attach statement) Other investments (attach statement) . Buildings and other depreciable assets Less accumulated depreciation Depletable assets . . . . Less accumulated depletion . Land (net of any amortization) Intangible assets: Goodwill . . . . . . . . . . . . . . Organization costs . . . . . . . . . . . Patents, trademarks, and other Intangible assets . Less accumulated amortization for lines 12a, 12b, and 12c Other assets (attach statement). . . . . . . . . . Total assets . . . . . . . . . . . . . . 1 2a 2b 3 4 5 6 7 8 9a 9b 10a 10b ( 11 Accounts payable . . . . . . Other current liabilities (attach statement) . . . Derivatives . . . . . . . . . . . Loans from shareholders and other related persons Other liabilities (attach statement) . . . . . . Capital stock: Preferred stock . Common stock . . . . . . . . . Paid-in or cap ital surplus (attach reconciliation) Retained earnings . . . . . . Less cost of treasury stock . . . . 15 16 17 18 19 -----------------=c--------,,----------Liab iiit ies and Shareholders' .......... Equrty 15 16 17 18 19 20 a b 21 22 23 24 Total liabilities and shareholders equi 12a 12b 12c 12d ( 13 14 End of annual accounting period 3 808 831 )( 6,595 ,704 )( )( )( 3,800,000 20a 20b 6,375,200 21 22 23 24 226,312 ) )( 10 591 822 Other Information 1 2 3 4a b c 5a b During the tax year, did the foreign corporation own at least a 10% interest, directly or indirectly , In any foreign partnership? . . . . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," see tl1e instructions for required statement. During the tax year, did the foreign corporation own an interest in any trust? . . . . . During the tax year, did the foreign corporation own any foreign entities that were d isregarded as separate from its owner under Regulations sections 301. 7701-2 and 301. 7701-3 or did the foreign corporatio n ow n any fore ign branch (see instructions)? . . . . . . . . . . . . . . . . . . . . . . . If "Yes," you are generally required to attach Form 8858 for each entity or branch (see instructi ons). During the tax year, did the filer pay or accrue any base erosion payment under section 59A(d) to t he foreign corporation or did the filer have a base erosion tax benefit under section 59A(c)(2) with respect to a base erosion payment made or accrued to the foreign corporation (see instructions)? . . . . . . If "Yes," complete lines 4b and 4c . Enter the total amount of the base erosion payments .... $ ____ .... $ ____ Enter the total amount of the base erosion tax benefit During the tax year, did the foreign corporation pay or accrue any interest or royalty for which the deduct ion Is not allowed under section 267A? . . . . . . . . . . . . . . . . If "Yes," complete line Sb. Enter the total amount of the disallowed deductions (see instructions) .... $ Form Yes No 0 D D 0 D 0 .o _ _ .o 5471 (Rev. 12-20 18) Page5 Form 5471 (Rev. 12-2016) M!ttffimtlij Other Information (continued) Yes No 6a Is the filer of this Form 5471 claiming a foreign-derived intangible income deduction (under section 250} with respect to any amounts listed on Schedule M? . . . . . . . . . . . . . . . . If "Yes," complete lines 6b, 6c, and 6d. D D b Enter the amount of gross income derived from sales, leases, exchanges, or other dispositions (but not licenses} from transactions with the foreign corporation that the filer included in its computation of foreign-derived deduction eligible income {FDDEI}(see instructions) . . . . . . . . . . . . . . IJJ- $ _____ c _ Enter the amount of gross income derived from a license of property to the foreign corporation that the filer included in its computation of FDDEI (see instructions} . . . . . . . . . . . . . . . IJJ- $ ______ d Enter the amount of gross income derived from services provided to the foreign corporation that the filer included in its computation of FDDEI (see instructions) . . . . . . . . . . . . . . . IJJ- $ ______ 7 During the tax year, was the foreign corporation a participant in any cost sharing arrangement? 8 9 10 11 12 During the course of the tax year, did the foreign corporation become a participant in any cost sharing arrangement? If the answer to question 7 Is "Yes," was the foreign corporation a participant in a cost sharing arrangement that was in effect before January 5, 2009? . . . . . . . . . . . . . . If the answer to question 7 is "Yes," did a U.S. taxpayer make any platform contributions as defined under Regulations section 1.482-7(c} to that cost sharing arrangement during the taxable year? If the answer to question 10 is "Yes," enter the present value of the platform contributions in U.S. dollars IJJ- $ ______ _ _ D D 0 0 D D D D _ If the answer to question 10 is "Yes," check the box for the method under Regulations section 1.482-7(g} used to determine the price of the platform contribution transaction(s}: D Comparable uncontrolled transaction D Market capitalization method method D Income method D Residual profit split method D Acquisition price method D Unspecified methods From April 25, 2014 , to December 31, 2017, did the foreign corporation purchase stock or securities of a shareholder of the foreign corporation for use in a triangular reorganization (within the meaning of Regulations section 1.358-6(b)(2))? . . . . . . . . . . . . . . . . . . . . . . . . 14a Did the foreign corporation receive any intangible property in a prior year or the current tax year for which the U.S. transferor is required to report a section 367(d) annual income inclusion for the taxable year? . . . . . . If "Yes," go to line 14b. b Enter the amount of the earnings and profits reduction pursuant to section 367(d)(2)(B}for the taxable year IJJ-$ _____ 15 During the tax year, was the foreign corporation an expatriated foreign subsidiary under Regulations section 1.787 4-12(a)(9)? . . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," see instructions and attach statement. 16 During the tax year, did the foreign corporation participate in any reportable transaction as defined in Regulations section 1.6011-4? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," attach Form(s) 8886 if required by Regulations section 1.6011-4(c)(3)(i){G). 17 During the tax year, did the foreign corporation pay or accrue any foreign tax that was disqualified for credit under section 901 (m)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 During the tax year, did the foreign corporation pay or accrue foreign taxes to which section 909 applies, or treat foreign taxes that were previously suspended under section 909 as no longer suspended? . . . 19 Did you answer "Yes" to any of the questions in the instructions for line 19? . . . . . . If "Yes," enter the corresponding code{s) from the instructions and attach statement (see instructions) IJJ13 Form 5471 D 0 D 0 _ D 0 D 0 D 0 D 0 0 0 DED (Rev. 12-2016) Page 6 Form 5471 (Rev. 12-2018) 1.j@mrj• Summary of Shareholder's Income From Foreign Corporation (see instructions ) If item Fon page 1 is completed, a separate Schedule I must be filed for each Category 4 or 5 filer for whom reporting is furnished on this Form 5471. This Schedule I is being completed for: Name of U.S. shareholder..,.. ldenti in number..,.. 1a Section 964(e)(4) Subpart F dividend income from the sale of stock of a lower-tie r foreign corporation (see instructions) . . . . . . . . . . . . . . . . . . . . . b Section 245A(e)(2) Subpart F income from hybrid dividends of tiered corporations (see Instructions) c Other Subpart F income (enter the result from Worksheet A in the instructions) . . . . . . . 2 Earnings invested in U.S. property (enter the result from Worksheet Bin the instructions ). . . . 3 4 5 6 Previously excluded export trade income withdrawn from investment in export trade assets (enter the result from Worksheet C in the instructions). . . . . . . . . . . . . Factoring income . . . . . . . . . . . . . . . . . . . . . . . . . . . See instructions for reporting amounts on lines 1 through 4 on your income tax return. Dividends received (translated at spot rate on payment date under section 989(b)(1)) Exchange gain or (loss) on a distribution of previously taxed income 1a 1b 1c 223,048 2 3 4 Yes No • Was any income of the foreign corporation blocked? . . . . . • Did any such income become unblocked during the tax year (see section 964(b))? If the answer to either question Is "Yes," attach an explanation. D D 0 0 Fonn 5471 (Rev. 12-2018) SCHEDULEE (Form 5471) Income, War Profits, and Excess Profits Taxes Paid or Accrued (December 2018) 0MB No. 1545-0123 ill'>Attach to Form 5471. ill'>Go to www.irs.gov/Fonn5471 for instructions and the latest information. Department of the Treasury Internal Revenue Service Name of person filing Form 5471 Identifying nwnber THE LYNDE AND HARRYBRADLEYFOUNDATION, INC. 39-60379 28 I Name of foreign corporation Reference ID number (see instructions) EIN (if any) 98-1383518 MAGNET AR MULTl-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD ... ... a Separate Category (Enter code-see instructions.) . b If code 901j is entered on line a, enter the country code for the sanctioned country (see instructions) .. Taxes for Which a Foreign Tax Credit Is Allowed (a) Name of Payor Entity 1 2 PAS (bl EIN or Reference ID Number of Payor Entity (cl Country or U.S. Possession to Which Tax Is Paid (Enter code-see instructions. Use a separate line for each.) (d) Foreign Tax Year of Foreign Corporation to Which Tax Relates (Year/Month/Oay) (e) U.S. Tax Year of Foreign Corporation to Which Tax Relates (Year/Month/Day) 98-1368932 VARIOUS 2018/12/31 2018/12/31 MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA MASTER FUND LTD 3 4 5 6 7 (fl Income Subject to Tax in the Foreign Jurisdiction (see instructions) (gl (h) (i) Currency in Which Tax Is Payable Conversion Rate to U.S. Dollars In U.S. Dollars (divide column (g) by column (h)) Ol In Functional Currency of Foreign Corporation 1 2 874 16,233 1.00 3 4 5 6 7 8 Total (combine lines 1 through 7 of column (i)). Report amount on Schedule E-1, line 4 . 9 Total (combine lines 1 throuQh 7 of column (i)). See instructions for Schedule H, llne 2Q . .. 874 . ... 874 -'i,.,,y, 874 ;:C ... r;..,.-.,.. ·:, . 874 Election For tax years beginning after December 31, 2004, has an election been made under section 986(a)(1}(D)to translate taxes using the exchange rate on the date of payment? [71No If "Yes," state date of election ... nves 1:r.1• 1111 Taxes for Which a Foreign Tax Credit Is Disallowed (Enter in functional currency of foreign corporation .) (al Name of Payor Entity (b) EIN or Reference tD Number of Pay04" Entity 1 (C) Section 9010) (di Section 901 (k) and rn le) (fl Section 901 (m) U.S . Taxes 133 3 In functional currency (combine lines 1 and 2) 4 In U.S. dollars (translated at the averaQeexchange rate, as defined in section 989(b)(3) and related regulations (see instructions)) . Cat. No . 71397A Total 10,565 2 For Paperwork Reduction Act Notice, see instructions. (h) (9) Other 10,698 ... ... 10,698 10698 Schedule E (Form 54711 (12-2018) ,. Schedule E (Form 5471) (12-2018) Page2 Taxes Paid, Accrued, or Deemed Paid on Accumulated Earnings and Profits (E&P) of Foreign Corporation Taxes related to: IMPORTANT: Enter amounts in U.S. dollars unless otherwise noted (see instructions). (a) Post-201 7 E&P Not Previously Taxed (post-2017 section 959(c)(3) balance) (bl (c:) Post-1986 Undistributed Eam~s (post-1986 a pre-2018 section 959/c\(3} balance} Pre-1987 E&P Not Previously Taxed (pre-1987 section 959(c)(3) balance) fin funciional currencvl (d) Hovering Deficit and Suspended Taxes 1a b Balance at beginning of year (as reported In prior vear Schedule E-1) Beginnina balance adjustments (attach statement) C Adjusted beginning balance (combine lines 1a and 1 bl 2 Adjustment for redetermination of prior year U.S. tax liability 3a Taxes unsuspended under anti-splitter rules b Taxes susoended under anti-splitter rules 4 Taxes reported on Schedule E, Part I, line 8, column (i) 874 5a Taxes carried over in nonrecognition transactions . b Taxes reclassified as related to hovering deficit after nonrecognition transaction 6 Other adjustments (attach statement) . 7 Taxes paid or accrued on accumulated E&P (combine lines 1c through 6) . 874 8 Taxes deemed paid with respect to inclusions under section 951(a)(1)(see instructions) 9 Taxes deemed paid with respect to inclusions under section 951A (see instructions) 10 Taxes deemed paid with respect to actual distributions . 11 Taxes on amounts reclassified to section 959(c)(1l E&P from section 959(c)(2) E&P 12 Other (attach statement) 13 Taxes related to hovering deficit offset of undistributed post-transaction E&P . 14 Balance at beainnina of next vear (combine lines 7 throuah 13) 874 (e) Taxes related to previously taxed E&P (see instructions) (I) (ii) Earnings Invested in U.S. Section 965(a} Inclusion Property(section959(c)(1~A)) (section 959(c)(1)(A)) (ill) Section 965(b}(4}(A) (section 959(c)(1)(A)) (iv) Section 951A Inclusion (section 959(c){1 )(A)) (v) (vi) Subpart F Income Eimil'IJS hvested inExcess Passt>'e .wets !section 959(c){11(B)) (section 959(c }(2)) (vii) Section 965(a) Inclusion (section 959(c)(2)) (viii) Section 965(b}(4}(A) (section 959(c)(2)) (Ix) !Section 951A lncluslon (section 959(c)(2)) 1a b C 2 3a b 4 5a b 6 7 8 9 10 11 12 13 14 Schedule E (Form 5471) (12-2018) SCHEDULEH (Form 5471) (December 2018) Department of the Treasury Interna l Revenue Service Current Earnings and Profits 0MB No. 1545-0123 .,. Attach to Form 5471. .,. Go to www.irs.gov/Form5471 for instructions and the latest information . Identifying number Name of person filing Form 5471 I TIIE LYNDEAND !JARRYBRADLEYFOUNDATION INC. Name of foreign corporation 39-6037928 Reference ID number (see Instructions) EIN ~f any) MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND L 98-1383518 a Separate Category (Enter code-see instructions.) . . . . . . . . . . . . b If code 901j is entered on line a, enter the country code for the sanctioned country (see instructions) . ~ ~ ------- PAS IMPORTANT: Enter the amounts on lines 1 through 5c in functional currency . 1 Current year net income or (loss) per foreign books of account .---c-'--'-;_--~-·--· 2 Net adjustments made to line 1 to determine current earnings and profits according to U.S. financial and tax accounting standards (see instructions): a Capital gains or losses Net Additions _. _ . -·---1,- Net Subtractions ~2ac.:::_i--------+------- b c d e Depreciation and amortization . . i-=2b=-1-------+------Depletion . . . . . i-=2:.::c-1--------+-----Investment or incentive allowance . i-=2:=d-1--------+------Charges to statutory reserves . . i-=2:.::e-1--------+-- ---f Inventory adjustments . . . . ~2f=-1-------+------g Income taxes (see Schedule E, Part I, line 9, column 0)) i-=2:2...J'------=8 :.c. 74:!1-------h Foreign currency gains or losses i-=2:.:.:hc..J----- --+-------Other (attach statement) ~2=-i-1-------4-.................. ......,,...;i,,;.;;;: 3 Total net additions . . . . . i........::3:.....Jl..-----~.:.::i:=~=.:..:;;;==..: 4 Total net subtractions . . . . L-:4~===;;;.;;:.; ....:....c:i=.]__----_.:!,L.!.!!.~ 5a Current earnings and profits {line 1 plus line 3 minus line 4) . . . . . i-:.5..:..a--1,------=2::;23"-',0=-4=8 b DASTM gain or (loss) for foreign corporations that use DASTM (see instructions) 1--Sb-+------c Combine tines Sa and Sb . . . . . . . . . . . . . . . i-:.5..:..c-i-----=22::;3::z.,04=-=8 d Current earnings and profits in U.S. dollars (line 5c translated at the average exchange rate, as defined in section 989(b)(3) and the related regulations (see instructions)) . . . . . . . Enter exchan e rate used for line 5d ~ For Paperwork Reduction Act Notice, see instructions. Cat. No . 71399W Schedule H (Form 54711 (12-2018) SCHEDULE 1-1 (Form 5471) Information for Global Intangible Low-Taxed Income 0MB No. 1545-0 123 (December 2018) Department of the Treasury Internal Revenue Set'vice .,. Attach to Form 5471. .,. Goto www.irs.gov/Form5471 for instructionsand the latest information. lde~ Name of person filing Form 5471 THE LYNDE AND HARRY BRADLEY FOUNDATION, IN C. ng number 39-6037928 EIN ~f any) Name of foreign corporation ReferenceID nurnbel'(see instructio ns) MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND L Separate Category(enter code-see instructions) 1 2 a b c d e 3 4 5 6 7 8 9 ~ PAS Gross income Exclusions Effectively connected income ~2c::a+------~~ Subpart F income . . . . i-=-2c:.b-+-----=-=-'-=~ High-taxexception incomeper section 954(b)(4) 1--2_c-+------Related party dividends . i-=-2d=--+-----__..Y~ Foreign oil and gas extraction income 1,_:;;;2..;;.e .......______ "'"'""'"""" Total exclusions {total of lines 2a-2e) . Gross income less total exclusions Oine 1 minus line 3) Deductions properly allocable to amount on line 4 Tested income (loss) (line 4 minus line 5) (see instnuctions for line 6) Other Amounts (see instructions) Tested foreign income taxes Qualified business asset investment (QBAI) . Interest ex ense . . . . . . . . . For Paperwork Reduction Act Notice, see instructions. 1--7-1--------+-------1-------8 1-9-1-------+-------1-------Cat. No. 71400M Schedule 1-1(Fonn 5471)(12-2018) SCHEDULE J (Form 5471) Accumulated Earnings & Profits (E&P) of Controlled Foreign Corporation (Rev.December2018) Departmentof the Treasury InternalRevenueService 0MB No. 1545-0123 .., Attach to Form 5471. .., Go to -.irs.gov/Fonn5471 for instructions and the latest information. Identifying number Name of person filing Form 5471 39-6037928 Reference ID number (see instructions) I THE LYNDE AND HARRY BRADLEY FOUNDATI ON, INC. EIN (if any) Name of foreign corporation 98-1383518 MAGNETAR MUL Tl-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD ... a Separate Category (Enter code-see instructions.) . . . . . b If code 901j is entered on line a, enter the count'}': code for the sanctioned country (see instructions) •@ii D PAS ... Accumulated E&P ot Controlled Foreign Corporation Check the box if person filing return does not have all U.S. Shareholders' information to complete amount for columns (e)(ii)-{e)(iv)and (e)(vii)-{ix) (see instructions). Important: Enter amounts in functional currency. (a) Post- 201 7 E&P Not Previously Taxed . (post-2017 section 959(c)(3)balance) (b) . ~ost-1986 . Undistnbuted Earnings (post-1986 and pre, 2018 section 959(c)(J) balance) (c) (d) Pre-1987 E&P Not Previously Taxed . (pre-19B7 section 959(c)(3)balance) Hovering Deficit nd Ded ction a u for Suspended Taxes I (e) Previously Taxed E&P (see instructions) 1 (i) Earnings Invested in U.S. Property (section 959(c)(1)(A)) (ii} Section 965(a) Inclusion (section 959(c)(1)(A)) 1a I Balance at beginning of year (as reported on prior year Schedule J) . . . . . . . . . . . . 1b I Beginning balance adjustments (attach statement) 1c I Adju~ecl_beginning balance (combine lines 1a and 1b) 2a I Reduction for taxes unsuspended under anti-splitter rules 2b I Disallowed deduction for taxes suspended under anti-splitter rules . . 3 I Current year E&P (or deficit in E&P) 4 I E&P attributable to distributions of previously taxed E&P from lower-tier foreign corporation . Sa I E&P carried over in nonrecoijnition transaction . Sb I Reclassify deficit in E&P as hovering deficit after 6 7 8 9 10 11 12 13 14 nonrecognition transaction (attach statement) . . . . . Total current and accumulated E&P (combine lines 1c through 6) . . . . . . . . . Amounts reclassified to section 959(c)(2) E&P from section 959(c)(3) E&P . . . . . . . . . . Actual distributions . . . . . . Amounts reclassified to section 959(c)(1) E&P from section 959(c)(2) E&P . . Amounts included as earnings invested in U.S. property and reclassified to section 959(c)(1)E&P(see instructions) Other adjustments (attach statement) . . . . . undistributed Hovering deficit offset of posttransaction E&P (see instructions) I Other adjustments Balance at beginning of next year (combine lines 7 through 13} . . . . . . . . . . . . . For Paperwork Reduction Act Notice, see the Instructions for Form 5471. Cat. No. 21111K Schedule J (Form 5471) (Rev. 12-2018) Schedule J (Form 5471) (Rev. 12-2018) Page2 Accumulated E&P of Controlled Forei oration (continuedl (e) Previously Taxed E&P (see instructions} (ill) Section 965(b)(4)(A) (section 959(c)(1)(A)) (Iv} Section 951A Inclusion (section 959(c)(1 )(A)) M Earnings Invested in Excess Passive Assets (section 959(c)(1)(B)) (vi) Subpart F Income (section 959(c)(2)) (vii} Section 965(a) Inclusion (section 959(c)(2)) (f) (viii} Section 965(b)(4)(A) (section 959(c)(2)) (ix) Section 951A Inclusion (section 959(c)(2)) Total Section 964(a) E&P (combine columns (a), {b), (c), and (e)(i) through (e)(lx)) 1a 1b 1c 2a 2b 3 4 Sa Sb 6 7 8 9 10 reviously Taxed E&P ~ubject to Recap!lJ.!eils_Subpart F Income (section 9~~(c)(2)) Enter amounts in functional currency. 1 Balance at beginning of year . 2 Additions (amounts subject to future recapture) 3 Subtractions (amounts recaptured In current year) 4 Balance at end of year (combine lines 1 through 3) .... .... .... .... Schedule J (Form 5471) (Rev. 12-2018) SCHEDULEM (Form 5471) Transactions Between Controlled Foreign Corporation and Shareholders or Other Related Persons (Rev. December 2018) Department of the Treasury Internal Revenue Service Name of person filing Form 5471 0MB No. 1545-0123 .,. Attach to Form 5471. .,. Go to www.irs.gov/Form5471 for instructions and the latest information. Identifying number I Tl [F. LYNDE AN D flARRY BRAD LEY FOUND ATTON , f~ C. Name of foreign corporation 39·6037928 Reference ID numbef (see instructions} EIN Ofany) MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD 98-1383518 Important: Complete a separate Schedule M for each controlled foreign corporation. Enter the totals for each type of transaction that occurred during the annual accounting period betwee n the foreign corporation and the persons listed in columns (b) through (f). All amounts must be stated in U.S. dollars translated from functional currency at the average exchange rate for the foreign corporation's tax year. See instructions. Enter the relevan t functi onal currency and the exchange rate used throughout this schedule (e) 10% or more U.S. (f) 10% or more U .S. shareholder of shareholder of any corporation or corporation or controlled foreign corporation partnership controlled partnership controHed corporation (other controlling the by U.S. person filing by U.S. person filing than the U .S. person foreign corporation this return this return filing this return) (c) Atly domestic (b) U.S. person filing this return (a) Transactions ot foreign corporation .,. (diAny other foreign 1 Sales of stock in trade (inventory) . 2 Sales of tangible property other than stock in trade rights 3 Sales of property trademarks, etc.) (patents , 4 Platform con tribution transaction payments received 5 Cost sharing transaction payments received received for technical , managerial, engineering, construction, or like services 6 Compensation 7 Commissions received 8 Rents, royalties, and license fees received 9 Hybrid dividends received (see instru ctions) 10 Dividends received (exclude hybrid dividends , deemed dist ributions under subpart F, and distributi ons of previously taxed income) 11 Interest received . 12 Premiums received insurance for or reinsurance 13 Add lines 1 through 12 14 Purch ases of stock in trade (inventory) 15 Purchases of tangible property other than stock in trade 16 Purchases of property trademarks , etc.) rights (patents , 17 Platform contribution transaction pa yme nts paid 18 Cost sharing t ransa ction payments paid . 19 Compensation paid for techni cal, managerial, engineering, construction, or like services 20 Commissions paid 21 Rents , royal ties , and license fees paid 22 Hybrid dividends paid (see instructions ) 23 Dividends paid (exclude hybrid dividen ds paid) 24 Interest paid 25 Premiums paid for insurance or reinsurance 26 Add lines 14 throuah 25 27 Accounts Payabl e 28 Amounts borrowed (enter the maximum loan balance during the year)-see instructions 29 Accounts Receivable 30 Amounts loaned (enter the max imum loan balance during th e year)-see instructions For Paperwork Reduction Act Notice, see the Instructions for Form 5471. Cat. No. 499630 Schedule M (Fonn 5471) (Rev. 12-2018) Organization or Reorganization of Foreign Corporation, and Acquisitions and Dispositions of its Stock SCHEDULE 0 (Form 5471) (Rev. December 2012) Department of the Treasury Internal Revenue Service 0MB No. 1545-0704 Information about ScheduleO (Form 5471) and its instructions is at -.irs.govlform5471 ... Attach to Form 5471. Name of person filing Form 5471 Identifyingnumber THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6 037928 I EIN ~f any) Name of foreign corporation MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUN! Reference ID number (see instructions ) 98-1383518 Important: Complete a separate Schedule O for each foreign corporation for which informat ion must be reported. To Be Completed by U.S. Officers and Directors -~T•ill• 1a1 Name of shareholder for whom acquisition information is reported .. ICI (b) Address of shareholder 1e1 1a1 Date of o riginal 10% acquisition Identifyin g nu mber of shareholder Date o f addi tional l 0% acquisit ion To Be Completed by U.S. Shareholders Note: ff this return is required because one or more shareholders became U.S. persons, attach a list showing the names of such persons and the date each became a U.S. person. Section A-General (8) Name, address , and identifying number of shareholder(s) filing th is schedule Sect",on B Shareholder Information (b) (CJ For shareholder's latest U.S. income tax return filed, indicate: Date Ofany) share holder last filed i nform ation return under section 6046 for t he foreign corporation (11 Type of return (enter form number) - USP (2) Date return filed ersons Wh 0 A re Off"1cers or 1.:11 Interna l Revenue Service Center where filed o·,rect ors ofth e Fore1gn Corpor ation lGI (a) (b) Name of U.S. officer or director Address Check app ropriate box(es) (c) Social security number Offic er Section C-Acqutsltlon (a) Name of shareholder(s) filing this schedule (b) Class of stock acquired (c) Date of acquis~ion Director of Stock (e) Number of shares acqu ired (d) Met hod of acquisit ion (1) Dir ectl y (2) Indirectl y (3) Const ructively THE LYNDE AND HARRY BRADLEY FOUNDATION INC. For Pap-ork SERIES A 11/112018 Reduction Act Notice, see the Instructions for Form 5471. PURCHASE Cat. No. 61200 0 6,375 Schedule O (Form 5471) (Rev. 12-2012) Page Schedule O (Form 5471) (Rev. 12-2012) Amount paid or value 2 {g) If) Name and address of person from whom shares were acquired given $6,375,000 Section D-Dlsposition of Stock l•I (a) Name of shareholder disposing of stock (bl (cl Class of stock Data of disposition (d) Method of disposition Number of shares disposed of (2) (1) Directly Indirectly If) (g) Amount received Name and address of person to whom disposition of stock was made (31 Constructively Section E- Organization or Reorganization of Foreign Corporation (bl (a) Name and address of transferor Identifying number ~f any) (d) Assets transferred to foreign corporation (11 (2) Description of assets Fair market value (c) Date of transfer (el (31 Adjusted basis (if transferor was U.S. person) Description of assets transferred by, or notes securities Issued by, foreign corporation or Section F-Additional Information (a) If the foreign corporation or a predecessor U.S. corporation filed (or joined with a consolidated group in filing) a U.S. income tax return for any of the last 3 years, attach a statement indicating the year for which a return was filed (and, if applicable, the name of the corporation filing the consolidated return), the taxable Income or loss, and the U.S. income tax paid (after all credits). (bl List the date of any reorganization of the foreign corporation that occurred during the last 4 years while any U.S. person held 10% or more In value or vote (directly or indirectly) of the corporation's stock ... (c) If the foreign corporation is a member of a group constituting a chain of ownership , attach a chart, for each unit of which a shareholder owns 10% or more in value or voting power of the outstanding stock . The chart must indicate the corporation's position in the chain of ownership and the percentages of stock ownership (see instructions for an example). ScheduleO (Fonn 54711 (Rev. 12-2012) SCHEDULE P (Form 5471) Previously Taxed Earnings and Profits of U.S. Shareholder of Certain Foreign Corporations (December 2018) ~ 0MB No. 1545-0123 Attach to Form 5471. ~ Go to www.irs.goi,/Fonn5471 for instructions and the latest Information. Department of the Treasury Internal Revenue Service Name of person filing Form 5471 Identifying number THE LYNDEAND HARRYBRADLEYFOUNDATION,INC. Name of foreign corporation 39-603 7928 EIN (if any) MAGNET AR MUL Tl-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD a Separate Category (Enter code-see instructions.) . . . . . . . . . b If code 901J Is entered on line a, enter the country code for the sanctioned country (see instructions) J Reference ID number (see instructions) 98,1383518 • • Previously Taxed E&P (see instructions Important Enter amounts in functional currency. 1a I (1) (bl Earnings Invested in U.S. Property (section 959(c)(1)(A)) Section 965(a) Inclusion (section 959(c)(1)(A)) (c) Section 965(b)(4}(A) (section 959(c)(1)(A)) (d) (e) (f} (g) Section 951A Earnings SubpartF Section 965(a) Inclusion (section Invested in Income (section Inclusion (section 959(c)(1)(A)) Excess Passive 959{c)(2)) 959(c)(2)) Assets (section 959(c)(1)(B)) !hi Section 965(b)(4)(A) (section 959(c)(2)) PAS Section IInclusion 01951A (section! Ol Total 959(c)(2)) IBalance at beginning of year (see instructions} 1 b I Beginning balance adjustments attach statementl 1c !Adjusted beginning balance {combine lines 1aand 1b} 2 I Reduction for taxes unsuspended under anti-selitter rules 3 4 5 IE&P attributable to distributions of previously taxed E&P from lowertier foreiQn corporation IE&P carried over in nonrecognition transaction IOther adjustments (attach statement 6 !Total current and accumulated E&P (combine lines 1c throuoh 7 !Amounts reclassified to section 959(cX2) E&P from section 959(c) 3) E&P 8 IActual distributions of previously 9 !Amounts reclassified to section 959(c)(1) E&P from section 959(c) '2) E&P s: taxed income For Paperwork Reduction Act Notice, see instructions. Cat. No. 49203F Schedule P [Fonn 54711 (12-2018) Page 2 Schedule P (Form 5471) (12-2018) Previousl_y_ Taxed E&P (see inst~ction s) (continued) (e) Important: Enter amoun ts In functiona l currency . 10 !Amounts included as earnings invested in U.S. property and reclassified to section 959(c)(1) E&P (see instructions (attach 11 IOther adjustments statement' 12 !Balance at beginning of next year combine lines 6 throuoh 11 Earnings Invested in U.S. Property (section 959(c)(1)(A)) (b) Section 965(a) Inclusion (section i 959(c)(1)(A)) l j (el (c) (f} (g) (h) (i) (d) Earni ngs Section Subpart F Section 965(a) Section Section 951A Section 951A Invested In 965(b)(4)(A) Income (section Inclusion (section 965(b)(4) ( A) Inclusion (sect io, Inclusion (section Excess Passive (section 959(c)(1)(A)) Assets {section 959(c)(2)) 959(c)(2)) section 959(c)(2) 959(c)(2)) 959(C)(1)(A)) 959(c)(1)(8)) I (j) Total .•:<,. Schedule P (Form 54711 (12-2018 1 MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD ATTACHMENT TO FORM 5471 YEAR ENDED: 12/31/2018 Page 3, Schedule C, Line 9 - Other Income Change in Unrealized on Trading Activities Page 3, Schedule C, Line 17 - Other Deductions Professional Fees Management Fees Other Expenses Expense Reimbursement Page 4, Schedule F, Line 9 - Other Investments Investments Page 4, Schedule F, Line 13 - Other Assets Other Assets Page 4, Schedule F, Line 16 - Other Current Liabilities Subscriptions Received in Advance Page 4, Schedule F, Line 19 - Other Liabilities Management Fees Payable Other Liabilities Accrued Expenses Page 4, Schedule G, Question 1 Name of Foreign Partnership EIN of Foreign Partnership Form filed by Foreign Partnership Tax Matters Partner Foreign Partnership's Tax Year Page 5, Schedule G, Question 19 Sum of Worksheet A, Line 13b Schedule H, Line i - Other Other 107,583 (25,873) (9,643) (8,451) 30,058 (13,909) 6,595,704 187,287 3,800,000 9,643 162,663 18,004 190,310 Magnetar Multi-Strategy Alternative Risk Premia Master Fund Ltd. 98-1368932 Form 1065 n/a 1/1/2018 - 12/31/2018 (154,591) (4,138) Fonn8992 (December 2018) Department orthe Treasury Internal Aelleflue Service U.S. ShareholderCalculationof Global Intangible Low-TaxedIncome (GILTI) 1J,,Go to www.irs.gov/Form8992 for instructions and Name of person filing this return Attachment Sequence No. the latest information. 992 A Identifying number THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. Name of U.S. shareholder 0MB No. 1545--0123 39-6037928 B Identifying number Net Controlled Foreign Corporation (CFC) Tested Income (see instructions 1 2 3 Sum of Pro Rata Share of Net Tested Income (total from Form 8992-SChedule A, llne 1, column (e)) . Sum of Pro Rata Share of Net Tested loss (total from Form 8992-Schedule A, line 1, column (f)) 1 2 3 Net CFC Tested Income (from Part I, line 3). . . . . . . . . . . Pro Rata Share of QBAI multiplied by 10% (total from Form 8992-Schedule A, 2a line 1, column (g)) . . . . . . . . . . . . b Specified Interest Expense (total from Form 8992-Schedule A, line 1, 2b column (i)). . . . . . . . . . . . . . . . . . . . . . . c Net Deemed Tangible Income Return (DTIR) (subtract line 2b from line 2a) (if zero or less, enter -Chere) . . . . . . . . . . . . . . . . . . . . . . GILTl subtract line 2c from line 1 see instructions . 3 88671 1 2a For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 37816Y 2c 3 88671 Fonn 8992 (12·2018) Fom, 8992 (12-2018) Page2 ._...., - ,,.,. __,.. Schedule A for U.S. Shareholder Calculation of Global Intangible Low-Taxed Income (GIL Tl) Name of person filing this form A Iden ti fying numbe r THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 Name of U .S. shareholder B Ident ify ing numbe r GILTl Allocated to Te'ted Income CfiCs see instruction s Calculations for Net Tested Income (see ins tructions) (a) Name of CFC MAGNETAR MUL Tl-STRATEGY Al TE• (b) EIN or Reference ID 98-1383518 (e) (c:) (di Tested Income Tested Loss (g) Pro Rata Share of Qualified B usiness Asset Investm ent (QBAI) Multip lied by 10% (0.10) (f) Pro Rata S hare of (Tested Loss) Pro Rata S hare of Tested Inco me 88671 ( ) 88671 ( ) ( ) ) ) ) ) ( ( ( ( ( ( ) ( ( ( ( ( ( ( ( ( 1. Totals (see instructions) . Totals on line 1 should Include the totals from any continuation sheets . ) ) ) ) ) ( ( ( ( m (h) Pro Rata Share of Int erest Expens e (k) GIL TI Allocatio n GILTI Allocated to (I) Tested Income Ratio Specified Interest (Divid a CFCs (Muhiply Col. (a) Expense Fo,m 8992, byC ol.(a). Part II, Line 3, Line 1 by eot. Total ) on 88671 ) ) ) ) ) ) ) ) ) 88671 Form 8992 (12- 2 01 8 ) Page3 Form 8992 (12-201 B) Schedule A-Continuation Sheet Use only if'f you need d additional space A Identifying number Name of person filing this form 39-6037928 THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. 8 Name of U.S. shareholder Identifying number GILTl Allocated to Calculations for Net Tested Income (see instructions) Tested Income CFCs 7see instructions\ 111 lg) la) Name of CFC lbl EIN or Reference ID 1. Totals (see instructions) (continued . lel ( ( ) ) ( ) ) ) ) ) ) ) ) ( ( ( ( ( ( ( { [f) Pro Rata Share of (Tested Loss) Pro Rata Share of Tested Income (d) Tested Loss (c) Tested Income ) Pro Raia Share of Qualified Business Asset Investment (QBAI) Multiplied by10%(0 .10) ( ( ( ( ( ( ( ( ( ( ( lh) Pro Rata Share of Interest Expense lkl Gilli Allocation Gilli Allocated to Tested Income Ii) Ratio CFCs (Multiply Specified Interest (Divide Col. (e) by Form 8992. Expense Col . (e), line 1 Tota~ Part II. Line3, by Col.@ ) ) ) ) ) ) ) ) ) ) ) Totals of columns (c) through (k) should be Included on line 1 Totals on page 2. Form 8992 (12-2018) Fonn 8992 (12-2018) Page 4 Schedule A-Continuation Sheet Use only if you need additional soace Name of person filing this form A Ide nt ify ing numb er THE LYNDE AND HARRY BRADLEY FOUNDATION , INC. 39-6037928 Name of U.S. shareholder B Identi fying number GILTl Allocated to Te,ted Income C~Cs see instructions Calculatlons for Net Tested Income (see instruc tions ) (a) Name of CFC (b) EIN or Reference ID (c) Tested Income (e) Pro Raia Share of Tested Incom e (d) Tested Loss (f) Pro Raia Shar e of (Tested Loss) ( ) ( ( ) ) ) ( ( ( ( ( ( ( ( ( ( ( ) ( ) ( ) ( ) ( ) ( ) ( 1. Totals (see instructions) (continued) . ) Totals of columns (c) through (k) should be included on line 1 Totals on pa!!e 2. (g) Pro Rata S hare of Qua lified Busi ness Asset Investment (OBAI ) Multiplied by 10% (0.10) ( ( U) (k) GIL TI All ocati on Gilli Allocated to (h) Pro Rata S hare of Interest Expense IQ Specified Interest Expense Ratio (Divide Col. (e) b y Col. (e), Line 1 Total) Tested Income CFCs (Multiply Form 8992, Part II. Line 3, by Col. U)J ) ) ) ) ) ) ) ) ) ) ) Form 8992 (12-2018 ) Su lemental Information Supplemental Information. additional information (see instructions ). Exolanation Return Reference - Identifier FORM 990 PF, PART X:o/, LINE 2A - PERSON TO WHOM APPLICATIONS SHOULD BE ADDRESSED PROGRAM TEAM - THE LYNDE AND HARRY BRADLEY FOUNDATION , INC., 1241 N FRANKLIN PL, MILWAUKEE , WI 53202, (414) 291-9915 FORM 990 PF PART X:o/, LINE 2D - RESTRICTIONS AND LIMITATIONS THE FOUNDATION NORMALLY AWARDS GRANTS ONLY TO ORGANIZATIONS QUALIFIED UNDER 509(A)(1), (2), (3) AND SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. 11/1412019 2:38:58 PM 18 2018 Return The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 The Lynde and Harry Bradley Foundation EIN-39-6037928 Summary Schedule of Realized Gains (Losses) Form 990-PF Part IV By Investment Manage r and Form 990-PF Part 1 Line 6b Year Ended December 31, 2018 INVESTMENT MANAGER ACACIA INSTITUTIONAL PARTNERS AMOUNT REFERENCE (426,819.00) ARTISAN PARTNERS 2,672,070.62 BAILLIE GIFFORD 6,010,506 .04 BAIRD SHORT-TERM BOND FUND BAIRD INTERMEDIATE BOND FUND BAIRD ULTRA SHORT BOND FUND (9,427.37) (923,953.17) 0.00 BAYCITY 110,000.00 BRANDES 822 ,058.00 CAMBRIDGE HEDGE FUNDS 2,552 ,755.64 CAMBRIDGE PRIVATE EQUITY AND VENTURE CAPITAL CASH ACCOUNT 6,102,988.89 24,591.74 COLUMBIA MANAGEMENT 5,080,478 .21 FIDELITY 2,503 .05 4,107,240.03 FIDUCIARY MANAGEMENT FOUR POINTS LEGACY PRIVATE EQUITY AND VENTURE CAPITAL MORGAN STANLEY HEDGE FUNDS OFI INSTITUTIONAL EMERGING MARKETS PRISA ROTHSCHILD 912 ,722. 00 (610.00) 1,190.22 2,459 ,159.00 0.00 2,410,996.01 SHAPIRO ASSET MANAGEMENT STANDISH 1,758 ,687.84 TRUMBULL 1,061 ,970.00 WELLS CAPITAL 7,557,776.93 Total Realized Gain/ (Loss) on Purchased Securities (72,426 .14) 41,601,595.08 Other Gains on Securities Realized Gain/(Loss} on Distributed Securities Total Realized Gain/ (Loss) 1,717,507.12 43,319,263.46 • Per K-1s and gain/loss on sales/write-off Detailed listing of realized gains /losses is at the end of the return. N:\ FINA NCE - IRS TAX\IRS-Tax\20 18\lncome, Expenses, Realized Gain Loss\2018 Realized Gain Loss\Rea lized Gain List - Tax Return -•••••LAI_.___Ot_h_e_r_in_c_o_me Descriotion IC1lINCOME ____________ _ ____________ 0 _ lcl Adiusted net income {bl Net investment income {al Revenue and exoenses FROM K-1S _ __ 3,489,712 0 2,558 36,340 {6,2101 0 0 1121RENTAL INCOME 1131SECTION 1256 MARK TO MARKET 36340 l(4l SECURITIES LENDING 36,932 0 121 121 0 73,393 3,486,181 36,340 0 15\0THER TOTAL 11/14/2019 2:38:58 PM 20 2018 Return The Lyndeand Harry BradleyFoundation, Inc.- 39~037928 IRC 965 Transition Tax Statement Taxpayer Name: The Lynde and Harry Bradley Foundation, Inc. SSN/FEIN: 39-6037928 Item Amount Total amount required to be included in income by reason of section 96S(a). Line 1 $ Aggregate foreign cash position, if applicable. Line 2$ N/A Total deduction under section 965(c). Line 3 $ 0 Line4a $ 0 Line 4b $ 0 Line 5 $ 0 Line 6_$ 0 Line 7 $ 0 Total deemed paid foreign taxes associated with the total amount required to be included in income by reason of section 965(a). Total deemed paid foreign taxes disallowed pursuant to IRC965(g)(l). Total net tax liability under section 965 (as determined under section 11,496 96S(h)(6), without regard to whether such paragraph is applicable), if applicable, which will be assessed. Amount of the net tax liability under section 965 to be paid in installments under section 965{h), if applicable. Amount of the net tax liability under section 965, the payment of which deferred, under section 965(i), if applicable. has been Listing of applicable elections under section 965 or the election provided for in Notice 2018-13 that the taxpayer has made, if applicable. Provision Under Which Election is Made Section 965(h)(l) Section965(i)(l) Section 965{m)(l)(B) Section965(n) Notice 2018-13,Section 3.02 Title Election to Pay Net TaxLiability Under Section 965 in Installments under Section 965(h)(l). SCorporation ShareholderElection to Defer Payment of Net Tax Liability Under Section 965 Under Section965(i)(l) Statement for RealEstate Investment TrustsElecting Deferred InclusionsUnder Section 951(a)(l) By Reason of Section 965 Under Section96S(m)(l)(B) Election Not to Apply Net Operating loss Deduction under section 965(n) Election Under Section 3.02 of Notice 2018-13 to UseAlternative Method to Compute Post-1986 Earningsand Profits Attach ed {Y or N) Under penalties of perjury , I declare that t have examined this statement, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge. Signature of Taxpayer and/or Officer N/A N/A N/A N/ A N/A -••••G44_.___L_eg....:c...a_t_fe_e_s _______________________________ Description (b) Net investment income (a) Revenue and exoenses (1) FOLEY & LARDNER 86,707 7,772 TOTAL 86,707 7,772 11/14/2019 2:38 :58 PM 21 (d) Charitable disbursements (c) Adjusted net income 0 0 2018 Return 76,921 76,921 The Lynde and Hany Bradley Foundation, Inc. - 39-6037928 -··•••JA•ii ___ A_c_c_ou_nt_in....:g:..fe_e_s ____________ Description (a) Revenue and expenses _ _____________ (b) Net investment income (c) Adjusted net income _ (d) Charitable disbursemen ts 111OELOITIE & TOUCHE LLP 51,500 33,475 0 12) DELOITIE TAX LLP 11,550 6,375 0 2,675 TOTAL 63,050 39 ,850 0 20,700 11/14/2019 2 :38:58 PM 22 18,025 2018 Return The Lr.ndeand Harry Bradley Foundation, nc. • 39-6037928 -···Ml••i _,___Ot_h_e_r Description (1) INVESTMENT MANAGEMENT FEES "-pr_m_e_s_s_io_n_a_l fe_e_s ____ (a) Revenue and exoenses _ ________ (c) Adjusted net income (b) Net investment income 2,921 ,813 _ __________ _ (d) Charitable disbursements 1,910 ,035 0 926 ,(2) CUSTODIAN FEES 364,855 372 004 •(3) CONSUL TING FEES· FINANCE 915,699 915 699 0 I (4) 165,277 0 65 ,277 (29,693) 0 0 GENERAL CONSUL TING FEES (5) COMMISSION RECAPTURE REVENUE I (6) IT CONSUL TING TOTAL 11/14/2019 2:38:58 PM 128,631 128,631 0 4,466,582 3,197 ,738 23 2018 Return 0 194 834 The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 -··Ai.jiij-,___T_ax_e_s _______________ _______________ _ Description (1) EXCISE TAXES (b) Net investment income (a) Revenue and expenses (c) Adj usted net income (d) Charita ble disbursements 990 ,000 0 0 0 50 ,000 0 0 0 13\ STATE INCOME TAXES 5,000 0 0 0 14\ FOREIGN TAXES PAID 0 241,756 0 0 1,045,000 241,756 0 0 12\ FEDERAL INCOME TAXES TOTAL 11/14/2019 2:38:58 PM 24 2018 Return The Lynde and Harry Bradley Foundation , Inc .- 39-6037928 Otherexpenses Description (b) Net investment income (a) Revenue and exoenses (d) Charitable disbursements (c) Adjusted net income 123,674 47 ,857 0 0 I (2) FOUNDATION AUTO EXPENSE 904 0 0 904 (3) OFFICE SUPPLIES, POSTAGE , MISC 34,939 1,782 0 33,157 1(1) PORTFOLIO MANAGEMENT FEES 1(4) TELEPHONE 1(5) ORGANIZATION DUES & FEES (6) GRANT CHECKING SERVICE CHARGE I (7) TRAVEL FOR GRANTEE EVENTS (8) RECEPTION AND GRANTEE EVENT EXPENSES 9,469 483 47,118 2 ,119 0 0 44,999 952 0 0 952 43 ,313 0 0 43 ,313 533 ,119 0 0 533,119 230 ,723 8,986 230 ,723 0 0 CONSUL TING FOR GRANTEE EV NT 50,204 0 0 50,204 I(11 l SYMPOSIUM 24 ,114 0 0 24 114 301,419 36,411 0 258 ,568 1(9) OFFSITE FACILITIES RENTAL (10i (12 ) COMPUTER AND OFFICE EQUIPMENT 1(13) PAYROLL SERVICE CHARGE 1(14) EXTERNAL RELATIONS I(15) GRANTEE RELATED EXPENSES 1(16) RENTAL PROPERTY EXPENSES 1(17) GRANT RELATED EXPENSES TOTAL 11/14/2019 2:38:58 PM 3,796 266 0 3,531 652 ,359 0 0 249 ,709 51,637 0 0 51,637 69,196 0 33,782 35,413 0 0 0 2 ,176,936 88,918 33 ,782 26 2018 Return 1 636 1570965 The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 The Lynde and Harry Bradley Foundation , Inc. 39-6037928 Part II. Line 1Ob (990-PF) - Investments - Corporate Stock Shares/Par Descrietion 111,504.000000 ABB LTD 5 ,005.000000 AKZO NOBEL NV 7 ,641.000000 ALLERGAN PLC 8, 100.000000 AMBEV SA 26,817.000000 AMBEV SA ADR 7,255.000000 AON PLC 82,505.000000 ARCH CAPITAL GROUP LTD 11,078.000000 BAIDU INC ADR 241,703.000000 BANKIA SA 1,736.000000 CARLSBERG NS 22,212.000000 CIE FINANCIERE RICHEMONT SA 120,810.000000 COMPASS GROUP PLC 17,260.000000 DIAGEO PLC 49 ,738.000000 GLAXOSMITHKLINE PLC 14,515.000000 GROUPE BRUXELLES LAMBERT SA 5,564.000000 HYUNDAI MOTOR CO 40,675.000000 IMI PLC 45 ,632.000000 IMPERIAL OIL LTD 178,685.000000 ING GROEP NV 17,251.000000 ISS NS 60 ,866.000000 JOHN WOOD GROUP PLC 1,737.000000 KT&G CORP 32,999.000000 LAFARGEHOLCIM LTD 1,897,983.000000 LLOYDS BANKING GROUP PLC 17,531.000000 MEDTRONIC PLC 11,297.000000 NAVER CORP 15,525.000000 NESTLE SA 17,891.000000 NOVARTIS AG 14,092.000000 NXP SEMICONDUCTORS NV 29,979.000000 ORKLA ASA 9 , 145.000000 PANALPINA WEL TIRANSPORT HOLDIN 3,948.000000 PARGESA HOLDING SA 17,429.000000 RELX PLC 85 ,171.000000 RELX PLC 464,637 .000000 ROYAL BANK OF SCOTLAND GROUP P 81 ,827.000000 SAMSUNG ELECTRONICS CO LTD 13,243.000000 SODEXO SA 10,962.000000 TE CONNECTIVITY LTD 25,831.000000 TELEFONAKTIEBOLAGET LM ERICSSO 142,611.000000 TELEFONICA BRASIL SA ADR 627,064.000000 TESCO PLC 178,392.000000 UBS GROUP AG 42 ,746.000000 VIVENDI SA 5,397.000000 WILLIS TOWERS WATSON PLC 267,000.000000 YAHOO JAPAN CORP 28,187 .000000 ACTIVISION BLIZZARD INC 8,435.000000 ADOBE INC 16,204.000000 ALEXION PHARMACEUTICALS INC 16,892.000000 ALIBABA GROUP HOLDING LTD ADR 5,203.000000 ALIGN TECHNOLOGY INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 2 ,114,594.52 402 ,791.19 1,021,296 .06 32 ,142.94 105,122.64 1,054,586.80 2,204 ,533.60 1,756,970.80 707,335 .13 184,185.48 1,419,513 .09 2 ,538,749.66 614,406.29 944 ,620.28 1,262,381.92 590,907.00 489 ,026.74 1,155,667.65 1,922,121.96 481,092 .00 392,400.86 158,008.16 1,355,710.59 1,253 ,355.10 1,594 ,619 .76 1,235, 198.12 1,256,740.72 1,525,217.73 1,032,66 1.76 235,562.52 1,215,251.57 283,744.98 358,033.59 1,753,478 .75 1,282,347.57 2 ,838 ,057.93 1,354 ,916.82 829,056.06 227 ,022.96 1,701,349.23 1,518,193 .17 2,214,065.86 1,039,849.11 819 ,588 .42 666,800.35 1,312,668.59 1,908,334.40 1,577,621.44 2,315 ,386.44 1,089 ,664 .29 FMV End of Year 2 ,114,594.52 402,791 .19 1,021 ,296.06 32,142 .94 105,122.64 1,054 ,586.80 2,204,533.60 1,756,970.80 707,335.13 184,185.48 1,419,513.09 2 ,538,749 .66 614,406.29 944,620.28 1,262,381.92 '.590,907.00 .489 ,026.74 1,155,667.65 1,9~2 .121.96 48'1,092.00 392,400.86 158,008.16 1,355 ,710.59 1,253,355.10 1,594,619.76 1,235,198.12 1,256,740 .72 1,525,217.73 1,032,661.76 235,562.52 1,215,251.57 283,744 .98 358,033.59 1,753,478 .75 1,282,347.57 2 ,838,057.93 1,354,916.82 829 ,056.06 227,022.96 1,701,349.23 1,518,193.17 2,214,065.86 1,039,849.11 819 ,588 .42 666,800 .35 1,312,668.59 1,908,334 .40 1,577 ,621.44 2 ,315,386.44 1,089,664.29 The Lynde and Harry Bradley Foundation , Inc . 39-6037928 Part II, Line 1Ob (990-PF) - Investments - Corporate Stock Shares/Par 1,526.000000 47,048 .000000 1,014.000000 32 ,508.000000 18,441.000000 45,800 .000000 31 ,869.000000 3,864.000000 44 ,851.000000 8,665 .000000 16,101.000000 17,893 .000000 7,436 .000000 7,293.000000 3,764.000000 7,823 .000000 27,999.000000 26,006.000000 12,650.000000 21,046.000000 6 ,153.000000 16,832 .000000 11,469 .000000 17,344 .000000 23,560.000000 6 ,373.000000 11,698.000000 12,345.000000 13,505.000000 35,655 .000000 15,675 .000000 81,540 .000000 30,320.000000 11,815 .000000 29,020 .000000 16, 105.000000 64,055.000000 24,030.000000 21 ,025 .000000 18,215.000000 22 ,900.000000 59 ,225.000000 23, 195.000000 32,380.000000 22,625 .000000 34,640 .000000 21,300 .000000 17,635.000000 9,340.000000 21,780.000000 Description AMAZON.COM INC APPLIED MATERIALS INC BOOKING HOLDINGS INC BRISTOL-MYERS SQUIBB CO CANADA GOOSE HOLDINGS INC CHARLES SCHWAB CORPfTHE COGNEX CORP COSTCO WHOLESALE CORP CTRIP .COM INTERNATIONAL LTD ADR EDWARDS LIFESCIENCES CORP EXACT SCIENCES CORP FACEBOOK INC IDEXX LABORATORIES INC ILLUMINA INC MERCADOLIBRE INC MSCI INC NEW ORIENTAL EDUCATION & TECHN ADR NIKE INC NVIDIA CORP PAYPAL HOLDINGS INC PIONEER NATURAL RESOURCES CO SALESFORCE.COM INC SERVICENOW INC SPLUNK INC SQUARE INC UNITEDHEAL TH GROUP INC VERTEX PHARMACEUTICALS INC VISA INC ACCENTURE PLC BANK OF NEW YORK MELLON CORPfT BERKSHIRE HATHAWAY INC CENTURYLINK INC GERNER CORP CHUBB LTD DOLLAR GENERAL CORP DOLLAR TREE INC EBAY INC EXPEDITORS INTERNATIONAL OF WA FRANKLIN RESOURCES INC HONEYWELL INTERNATIONAL INC JPMORGAN CHASE & CO MASCO CORP NESTLE SA ADR NUTRIEN LTD OMNICOM GROUP INC ORACLE CORP PACCAR INC PEPSICO INC PPG INDUSTRIES INC QUEST DIAGNOSTICS INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 2,292,006.22 1,540 ,351.52 1,746,533 .88 1,689 ,765 .84 806,240.52 1,902,074.00 1,232 ,374 .23 787 ,135.44 1,213 ,668 .06 1,327 ,218.05 1,015 ,973.10 2,345 ,593.37 1,383,244 .72 2,187 ,389.49 1,102 ,287.40 1,153,344 .89 1,534,625 .19 1,928 ,084.84 1,688 ,775.00 1,769 ,758 .14 809,242.56 2 ,305 ,479.04 2,042,055.45 1,818 ,518.40 1,321 ,480.40 1,587 ,641 .76 1,938,475.58 1,628 ,799.30 1,904 ,340.05 1,678,280.85 3 ,200,521 .50 1,235 ,331.00 1,589 ,980 .80 1,526 ,261.70 3,136,481.60 1,454 ,603.60 1,798 ,023.85 1,636 ,202.70 623,601.50 2,406,565 .80 2,235,498.00 1,731 ,739 .00 1,877 ,635 .25 1,521 ,860.00 1,657 ,055.00 1,563,996.00 1,217 ,082.00 1,948 ,314.80 954 ,828.20 1,813,620.60 FMV End of Year 2,292 ,006.22 1,540,351 .52 1,746 ,533.88 1,689,765.84 806 ,240.52 1,902,074 .00 1,232 ,374.23 787 ,135.44 1,213 ,668.06 1,327,218.05 1,015,973.10 2 ,345 ,593.37 1,383,244.72 2,187 ,389.49 1, 102,287.40 1,153,344.89 1,534,625 .19 1,928,084.84 1,688,775.00 1,769 ,758.14 809,242.56 2,305,479.04 2,042 ,055.45 1,818,518.40 1,321 ,480.40 1,587 ,641.76 1,938,475.58 1,628 ,799.30 1,904,340.05 1,678 ,280.85 3,200 ,521 .50 1,235,331 .00 1,589 ,980.80 1,526 ,261.70 3, 136,481 .60 1,454,603.60 1,798,023.85 1,636 ,202.70 623 ,601 .50 2 ,406 ,565.80 2,235,498.00 1,731 ,739.00 1,877,635.25 1,521,860.00 1,657 ,055 .00 1,563 ,996.00 1,217 ,082 .00 1,948,314.80 954,828.20 1,813,620.60 The Lynde and Harry Bradley Foundation , Inc. 39-6037928 Part II, Line 1Ob (990-PF) - Investments - Corporate Stock Shares/Par 37,955.000000 42,520.000000 13,480 .000000 13,000.000000 37 ,900.000000 65 ,400.000000 32, 750.000000 11,475.000000 1,400.000000 3,070.000000 2,920.000000 3,410.000000 4,810.000000 6,420.000000 4, 110.000000 1,880.000000 10,250.000000 4,040.000000 1,430.000000 1,690.000000 760.000000 2,540 .000000 5,030.000000 2 ,250.000000 4,080.000000 2,450.000000 2,286.000000 3 ,280.000000 940.000000 660.000000 1,150.000000 20,430.000000 1,824.000000 2,437.000000 4,370.000000 1,980.000000 1,220.000000 8,090.000000 680.000000 920.000000 4 ,150.000000 1,790.000000 2,860 .000000 3,160.000000 4,090 .000000 3 ,800.000000 2,410 .000000 930.000000 3 ,790.000000 4 ,270 .000000 Description SCHLUMBERGER LTD SMITH & NEPHEW PLC ADR STANLEY BLACK & DECKER INC TE CONNECTIVITY LTD TJX COS INC/THE TWENTY-FIRST CENTURY FOX INC UNILEVER PLC ADR UNITEDHEAL TH GROUP INC AAR CORP ACADIA HEALTHCARE CO INC ADTALEM GLOBAL EDUCATION INC AG MORTGAGE INVESTMENT TRUST I AIR TRANSPORT SERVICES GROUP I AIR CASTLE LTD ALLEGHENY TECHNOLOGIES INC ALLETE INC ALLSCRIPTS HEALTHCARE SOLUTION AL TRA INDUSTRIAL MOTION CORP AMBARELLA INC AMEDISYS INC AMERICAN WOODMARK CORP AMERICOLD REALTY TRUST AMICUS THERAPEUTICS INC AMN HEALTHCARE SERVICES INC AMPHAST AR PHARMACEUTICALS INC APOLLO COMMERCIAL REAL ESTATE ARGO GROUP INTERNATIONAL HOLDI ARMADA HOFFLER PROPERTIES INC BEACON ROOFING SUPPLY INC BELDEN INC BIG LOTS INC BIOSCRIP INC BJ'S RESTAURANTS INC BLACK HILLS CORP BLOOMIN' BRANDS INC BLUCORA INC BOTIOMLINE TECHNOLOGIES DE INC BRIGHTSPHERE INVESTMENT GROUP CABOT MICROELECTRONICS CORP CACI INTERNATIONAL INC CALLAWAY GOLF CO CAMPING WORLD HOLDINGS INC CARDTRONICS PLC CATHAY GENERAL BANCORP CENTERSTATE BANK CORP CENTRAL GARDEN & PET CO CHEMICAL FINANCIAL CORP CHILDREN'S PLACE INC!THE CIENA CORP COMMERCIAL METALS CO Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 1,369,416.40 1,589,397.60 1,614 ,095.20 983,190.00 1,695 ,646.00 3 ,124,812.00 1,711,187.50 2,856 ,875.11 52 ,276.00 78,929 .70 138,174.40 54,321 .30 109,716 .10 110,680.80 89,474.70 143,293.60 98,810 .00 101,606.00 50,021.40 197,915.90 42 ,316.80 64,871.60 48 ,187.40 127,485.00 81,192.00 40 ,817.00 153,733.50 46 ,116.80 29,816.80 27,568 .20 33,258.00 72,935.10 92 ,239.68 152 ,994.86 78 ,179.30 52 ,747.20 58 ,560.00 86,401.20 64,838.00 132,507 .60 63,495.00 20,531.30 74,360.00 105,954.80 86,053.60 118,750.00 88,230 .10 83,783.70 128,518.90 68 ,405.40 FMV End of Year 1,369,416 .40 1,589,397.60 1,614 ,095.20 983 ,190.00 1,695 ,646.00 3 ,124,812.00 1,711,187.50 2,856,875.11 52,276.00 78,929.70 138,174.40 54,321.30 109,716 .10 110,680.80 89,474.70 143,293.60 98,810.00 101,606.00 50,021.40 197,915.90 42 ,316.80 64,871.60 48 ,187.40 127,485.00 81 ,192.00 40 ,817.00 153,733.50 46 ,116.80 29,816.80 27 ,568.20 33 ,258.00 72,935.10 92 ,239.68 152,994.86 78,179.30 52,747.20 58,560.00 86,401.20 64,838.00 132,507.60 63,495 .00 20,531.30 74,360.00 105,954.80 86,053 .60 118,750 .00 88 ,230.10 83 ,783.70 128,518.90 68 ,405.40 The Lynde and Harry Bradley Foundation , Inc. 39-6037928 Part II, Line 1Ob (990-PF) - Investments - Corporate Stock Shares/Par 1,830.000000 980.000000 6 ,020 .000000 1,533 .000000 1,840 .000000 1,897.000000 1,475.000000 4 ,720.000000 2,350.000000 1,830.000000 1,710 .000000 1,050 .000000 5,070 .000000 1,020 .000000 4,090 .000000 1,740.000000 1,550 .000000 16 ,490 .000000 1,440.000000 1,640.000000 5 ,560.000000 850.000000 13,830.000000 3 ,610.000000 5 , 160.000000 7,000.000000 7,490 .000000 1,510 .000000 1,940 .000000 2,160.000000 2,030 .000000 1,330.000000 480 .000000 1,640.000000 3,620.000000 1,720.000000 750.000000 1,330.000000 3 ,720.000000 1,294 .000000 3 ,480.000000 3 ,620.000000 2 ,750 .000000 2 ,080 .000000 2 ,770.000000 1,750 .000000 2,540 .000000 6 ,780 .000000 1,570.000000 1,230 .000000 Description COMMVAUL T SYSTEMS INC COOPER -STANDARD HOLDINGS INC DEL TACO RESTAURANTS INC DELUXE CORP EAGLE PHARMACEUTICALS INC/DE EMCOR GROUP INC ENERSYS ENTEGRIS INC ENTERPRISE FINANCIAL SERVICES ESSENT GROUP LTD FIBROGEN INC FIRST BANCORP/SOUTHERN PINES N FIRST INDUSTRIAL REAL TY TRUST FIRST INTERSTATE BANCSYSTEM IN FIRST MIDWEST BANCORP INC/IL G-111APPAREL GROUP LTD GENERAC HOLDINGS INC GLU MOBILE INC GOLDEN ENTERTAINMENT INC GREEN DOT CORP HARSCO CORP HELEN OF TROY LTD HELIX ENERGY SOLUTIONS GROUP I HERITAGE INSURANCE HOLDINGS IN HOME BANCSHARES INC/AR HORIZON PHARMA PLC HOSTESS BRANDS INC IBERIABANK CORP ICF INTERNATIONAL INC INDEPENDENT BANKCORP/Ml INSPERITY INC INTEGRATED DEVICE TECHNOLOGY I J&J SNACK FOODS CORP J2 GLOBAL INC KRATON CORP LHC GROUP INC LIFE STORAGE INC LIVANOVA PLC LIVERAMP HOLDINGS INC MARRIOTT VACATIONS WORLDWIDE C MASTEC INC MERIT MEDICAL SYSTEMS INC MILACRON HOLDINGS CORP MOELIS & CO NATIONAL STORAGE AFFILIATES TR NETGEAR INC NUVASIVE INC OLD NATIONAL BANCORP/IN ORTHOFIX MEDICAL INC PACIFIC PREMIER BANCORP INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 108,134.70 60,877.60 60 ,139.80 58 ,928.52 74,133.60 113 ,231.93 114,474.75 131 ,664 .40 88 ,430.50 62 ,549.40 79,138.80 34,293.00 146 ,320.20 37,291.20 81,022.90 48 ,528.60 77,035 .00 133,074.30 23,068 .80 130,412.80 110,421.60 111,503.00 74,820 .30 53,139 .20 84,314.40 136 ,780.00 81 ,940 .60 97 ,062 .80 125,673.20 45 ,403.20 189,520 .80 64 ,411 .90 69 ,403.20 113,783 .20 79,060 .80 161,473 .60 69,742 .50 121,655.10 143,703.60 91,239.94 141,148.80 202,032 .20 32 ,697 .50 71 ,510.40 73 ,294 .20 91 ,052 .50 125,882.40 104 ,412.00 82,409.30 31,389.60 FMV End of Year 108,134 .70 60 ,877.60 60,139 .80 58 ,928.52 74 ,133 .60 113 ,231.93 114,474.75 131,664.40 88,430.50 62 ,549.40 79,138 .80 34,293 .00 146,320 .20 37,291.20 81,022 .90 48,528.60 77,035.00 133,074.30 23,068.80 130,412.80 110,421 .60 111,503 .00 74,820.30 53,139 .20 84,314.40 136 ,780.00 81 ,940.60 97 ,062.80 125,673.20 45,403.20 189,520 .80 64,411 .90 69,403 .20 113,783.20 79,060.80 161,473.60 69,742.50 121,655.10 143,703.60 91 ,239.94 141,148.80 202 ,032.20 32,697.50 71,510.40 73,294.20 91,052.50 125 ,882.40 104,412.00 82,409 .30 31,389 .60 The Lynde and Harry Bradley Foundation , Inc. 39-6037928 Part II, Line 1Ob (990·PF) - Investments - Corporate Stock Shares/Par Description 2 ,550.000000 PDC ENERGY INC 3 ,420.000000 PERFICIENT INC 3 ,700.000000 PERFORMANCE FOOD GROUP CO 3,560.000000 POLYONE CORP 2,265.000000 POTLATCHDELTIC CORP 920.000000 PREFERRED BANK/LOS ANGELES CA 1,050.000000 PS BUSINESS PARKS INC 3,480.000000 QEP RESOURCES INC 1,970.000000 QUIDEL CORP 5,790.000000 RADIAN GROUP INC 1,440.000000 REALPAGE INC 3,480.000000 REXNORD CORP 580.000000 ROGERS CORP 1,840.000000 RYMAN HOSPITALITY PROPERTIES I 2 ,360.000000 SAIA INC 1,400.000000 SANDY SPRING BANCORP INC 2,650.000000 SEAWORLD ENTERTAINMENT INC 910.000000 SILICON LABORATORIES INC 4,640.000000 SIMMONS FIRST NATIONAL CORP 3,370.000000 SINCLAIR BROADCAST GROUP INC 2, 740.000000 SKYWEST INC 3,490.000000 SLEEP NUMBER CORP 2,040.000000 SOUTHWEST GAS HOLDINGS INC 1,420.000000 SP PLUS CORP 1,280.000000 SPS COMMERCE INC 2,540.000000 SPX CORP 3, 199.000000 STEVEN MADDEN LTD 1,900.000000 STIFEL FINANCIAL CORP 7,290.000000 SUNSTONE HOTEL INVESTORS INC 3,830.000000 SUPERNUS PHARMACEUTICALS INC 2 ,250.000000 SYNEOS HEALTH INC 860.000000 SYNNEX CORP 1,272.000000 TEXAS ROADHOUSE INC 4,808.000000 TIVO CORP 2 ,290.000000 TRINSEO SA 3 ,480.000000 TRUEBLUE INC 4, 130.000000 UNITED COMMUNITY BANKS INC/GA 3, 150.000000 UNIVERSAL FOREST PRODUCTS INC 1,100.000000 US CONCRETE INC 1,030.000000 US ECOLOG Y INC 5,420.000000 VANDA PHARMACEUTICALS INC 3,520.000000 VERINT SYSTEMS INC 1,335.000000 VIAD CORP 2 ,040.000000 VIRTUSA CORP 6,240.000000 VISHAY INTERTECHNOLOGY INC 8,570.000000 VONAGE HOLDINGS CORP 1,340.000000 WASHINGTON REAL ESTATE INVESTM 2 ,240.000000 WERNER ENTERPRISES INC 3,860.000000 WILDHORSE RESOURCE DEVELOPMENT 1,430.000000 WOLVERINE WORLD WIDE INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Yea r 75,888 .00 76,129.20 119,399.00 101,816 .00 71,664.60 39 ,882.00 137,550.00 19,592 .40 96 ,175.40 94,724.40 69,393.60 79,866.00 57,454.80 122,709.60 131,735.20 43 ,876.00 58,538.50 71,717.10 111,963.20 88,765 .80 121,847.80 110,737.70 156,060.00 41 ,946 .80 105,446.40 71,145.40 96,801.74 78,698.00 94,842.90 127,232.60 88,537.50 69,522.40 75,938 .40 45 ,243.28 104,836.20 77 ,430.00 88 ,629.80 81 ,774.00 38,808.00 64 ,869.40 141,624.60 148,931.20 66,870.15 86,883.60 112,382.40 74,816. 10 30 ,820.00 66 ,169.60 54 ,464 .60 45 ,602 .70 FMV End of Year 75,888.00 76, 129.20 119,399.00 101,816.00 71 ,664.60 39,882.00 137,550.00 19,592.40 96, 175.40 94,724.40 69,393.60 79,866.00 57,454.80 122,709.60 131,735.20 43,876.00 58,538.50 71,717.10 111,963.20 88,765.80 121,847.80 110,737.70 156,060.00 41,946.80 105,446.40 71,145.40 96,801.74 78,698.00 94,842.90 127,232.60 88,537.50 69,522.40 75,938.40 45,243 .28 104,836 .20 77 ,430 .00 88 ,629.80 81 ,774.00 38,808.00 64,869.40 141,624.60 148,931.20 66,870.15 86,883.60 112,382.40 74,816.10 30,820.00 66 ,169.60 54 ,464.60 45 ,602.70 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Shares/Par Description 2,310.000000 WSFS FINANCIAL CORP 2,650.000000 XPERI CORP 28,000.000000 ACUSHNET HOLDINGS CORP 66,400.000000 ALLSCRIPTS HEALTHCARE SOLUTION 11,800.000000 AMC NETWORKS INC 28,500.000000 AXALTA COATING SYSTEMS LTD 15,500.000000 BWX TECHNOLOGIES INC 85,100.000000 CAESARS ENTERTAINMENT CORP 42,658.000000 CHANNELADVISOR CORP 12,500.000000 CIENA CORP 13,100.000000 COMPASS MINERALS INTERNATIONAL 16,800.000000 ENTEGRIS INC 43,800 .000000 FIREEYE INC 68 ,700.000000 GRAPHIC PACKAGING HOLDING CO 46 ,900.000000 GREENSKY INC 50,400.000000 HANESBRANDS INC 31,800.000000 IMAX CORP 4,600.000000 KNOWLES CORP 8,700.000000 LIBERTY MEDIA CORP-LIBERTY BRA 6,600.000000 LIBERTY MEDIA CORP-LIBERTY BRA 41,900.000000 LIONS GATE ENTERTAINMENT CORP 5,500.000000 LIVE NATION ENTERTAINMENT INC 21 ,849.000000 MAXAR TECHNOLOGIES LTD 30,600.000000 PQ GROUP HOLDINGS INC 14,300.000000 SEMGROUP CORP 32,100.000000 VALVOLINE INC 18,200.000000 VERSUM MATERIALS INC 35,000.000000 WPX ENERGY INC 1,092.000000 HYUNDAI MOTOR CO 12,600.000000 SAMSUNG ELECTRONICS CO LTD Total Investments - Corporate Stock Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 87,572.10 48,733.50 589,960.00 640,096 .00 647,584.00 667,470.00 592,565.00 577,829.00 484,168.30 423,875.00 546,139.00 468,636 .00 709,998.00 730 ,968.00 448 ,833.00 631,512 .00 598,158.00 61,226.00 216 ,978.00 164,274.00 623,472.00 270,875.00 261,314.04 453,186.00 197,054.00 621,135.00 504,504.00 397,250.00 75,357.59 358,532.01 FMV End of Year 87,572.10 48 ,733.50 589,960.00 640,096.00 647,584.00 667,470.00 592,565.00 577,829.00 484,168.30 423,875.00 546,139.00 468,636.00 709,998.00 730,968.00 448,833 .00 631,512.00 598,158.00 61,226.00 216,978.00 164,274.00 623 ,472.00 270,875.00 261,314.04 453 ,186.00 197,054.00 621,135.00 504,504 .00 397,250.00 75,357.59 358,532.01 180,702,466.19 180,702,466.19 The Lynde and Harry Bradley Foundation, Inc. 39-6037926 Part II. Line 13 (990-PF) - Investments - Other Shares/Par Descrietion Fixed Income Mutual Funds 2,053,653.76 BAIRD INTERMEDIATE 80-INSTL 4,596 ,434.12 BAIRD SHORT TERM BOND FD-INS Valuation Method FMV FMV Total Fixed Income Mutual Funds Commingled Funds/Mutual Funds 4,631,151 .05 BAILLIE GIFFORD- INTL-LC 39,730,421.98 BAYCITY SENIOR LOAN FUND LP 16,215,973.30 BRANDES INSTITUTIONAL EQUITY TRUST 2,056,739.00 CF GLOBAL CORE PLUS US$ HEDGED FUND 22,966,495.62 FOUR POINTS MULTI-STRATEGY FUND LP SERIES B 6 ,739.00 OF! - EM 33,920,680.26 PRISA II LP 32,966,605.48 TRUMBULL PROPERTY FUND Book Value End of Year FMV End of Year 22,179,460.64 43,967,874.53 22,179,460.64 43,967,874.53 66,167,335 .17 FMV FMV FMV FMV FMV FMV FMV FMV Total Commingled Funds 66,167,335.17 51,687,528.49 39,730,421.98 16,215,973.30 22,193,206.43 22,966,495.62 29,623,570 .16 33,920,680.26 32,966,605.48 51,887,528.49 39,730,421.98 16,215,973.30 22,193,206.43 22,966,495.62 29 ,623,570.16 33,920,680.26 32,966,605.48 249,504,461.72 249,504,481.72 Hedge Funds 526 .16 31.39 1,875.54 2,566.66 11.36 14,404.35 24.89 3.81 2,736.28 3,700.00 4 ,424.44 4 ,424 .44 12,750.00 3,501.29 6,375 .00 501 ,632.13 10,743,561.00 12,644 ,754.07 Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Hedge Fund #3 Fund #10 Fund #13 Fund #18 Fund #20 Fund #22 Fund #23 Fund #26 Fund #31 Fund #33 Fund #34 Fund #34 Fund #36 Fund #37 Fund #38 Fund #39 Fund #40 Fund #41 FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Total Hedge Funds Limited Partnerships 6,7 12,614.00 3,073,770.00 3,049,701.00 1,820,386.00 3,425,800.00 1,026,095.00 2,270,859.00 1,158,061.00 1,410,992 .00 29,551.00 239,083.00 467 ,836.00 1,360,024.80 Limited Partnership #1 Limited Partnership #2 Limited Partnership #3 Limited Partnership #4 Limited Partnership #5 Limited Partnership #6 Limited Partnership #7 Limited Partnership #8 Limited Partnership #9 Limited Partnership #11 Limited Partnership #12 Limited Partnership #13 Limited Partnership #14 FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV 4 ,817,904.00 40, 194.32 3,028,895.18 2,978,707.05 1,071.74 3,962.05 7,728.74 14,7 18.39 4 ,238,730.51 3,175,759.39 4,631,024 .96 4,631,024.96 12,349,631.00 4 ,536, 831.00 6,601,305.00 5,076,517.15 10,743,561.00 12,644,754.07 4 ,817,904.00 40, 194.32 3,028,895 .18 2,978,707.05 1,071 .74 3,962 .05 7,728 .74 14,718.39 4,238,730.5 1 3,175,759.39 4 ,631,024.96 4,631,024.96 12,349,631.00 4,536 ,631.00 6 ,601,305.00 5, 076,517.15 10,743,581 .00 12,644 ,754.07 74 ,891,315.55 74,891 ,315.55 6,712,614 .00 3,073,770 .00 3, 150,553 .00 1,955,947.0 0 3,509,473.00 987,247.00 2,619,730.00 1,641,566.00 789,296.00 26,234.00 237,334.00 429,734.00 1,151,512.00 6,712,614.00 3,073 ,770.00 3 ,150,553.00 1,955,947 .00 3,509,473 .00 987,247.00 2,619,730.00 1,641,566.00 769,296.00 26,234 .00 237,334. 00 429,734.00 1,151,512.00 The Lynde and Harry Bradley Foundation , Inc. 39-6037928 Part 11 Line 13 (990-PF) - Investments - Other 1 Shares /Par Descr!Etion 548 ,974 .00 Limited Partnership #15 1,789 ,766.99 Limited Partnership #16 851 ,312 .36 Limited Partnership #17 251 ,898 .94 Limited Partnership #18 2 ,453 ,049.46 Limited Partnership #19 1,093,555 .35 Limited Partnership #20 10,565 ,867.00 Limited Partnership #2 1 2 ,345 ,798.00 Limited Partnership #22 87 1,112.00 Limited Partnership #23 583,952.00 Limited Partnership #24 978,024.36 Limited Partnership #25 980,164.23 Limited Partnership #26 327,934.00 Limited Partnership #27 1,522,823.00 Limited Partnership #28 76,737 .00 Limited Partnership #29 10,889 .00 Limited Partnership #30 1,114,831.84 Limited Partnership#31 763,553 .94 Limited Partnership #32 8,276,671 .31 Limited Partnership #33 7,275 ,700 .57 Limited Partnership #34 808,7 17.86 Limited Partnership #35 330 ,562.29 Limited Partnership #36 1,682 ,201.00 Limited Partnership #37 3,107 ,777 .00 Limited Partnership #38 2,476 ,614.00 Limited Partnership #39 2 ,396 ,105.00 Limited Partnership#40 185,115.75 Limited Partnership #41 197,345.03 Limited Partnership #42 7 ,633 ,188.00 Limited Partnership #43 3 ,0 19,943.72 Limited Partnership#44 1,024 ,838.40 Limited Partnership #45 1,803,729.00 Limited Partnership #46 1,406 ,841.00 Limited Partnership #47 221,067 .00 Limited Partnership #48 16 ,156,960.00 Limited Partnership #49 5,202,387.22 Limited Partnership #50 53,590 .00 Limited Partnership #63 2,785,659 .00 Limited Partnership #64 1,433 ,964 .53 Limited Partnership #65 1,729 ,090 .00 Limited Partnership #66 2,277 ,053 .00 Limited Partnership #67 5,576 ,466.79 Limited Partnership #68 3,308 ,962 .00 Limited Partnership #69 1,473,836 .00 Limited Partnership #70 856 ,128.00 Limited Partnership#71 2 ,930 ,257 .00 Limited Partnership #72 2 ,718,780 .24 Limited Partnership#73 10,258,702.00 Limited Partnership #74 3,419 ,913.00 Limited Partnership #75 1,226,361.84 Limited Partnership #76 5,043 ,52 1.00 Limited Partnership #77 3,266,403 .00 Limited Partnership #78 4 ,480 ,537.60 Limited Partnership #79 2,359,335.00 Limited Partnersh ip #80 2,498,984.00 Limited Partnership #81 859,154 .81 Limited Partnership #82 3,566,224 .73 Limited Partnership #83 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 562,591 .00 1,524 ,158.00 407 ,286 .00 263,819 .00 2,106,593.00 1,071,371 .00 10,679,234 .00 2,328,557 .00 1,132,865.00 755,334 .00 1,193,449 .00 1,015 ,339 .00 332 ,544 .00 1,576 ,203 .00 52 ,631 .00 0.00 1,132,277.00 1,137,363.00 8 ,272 ,796.00 7,933,778 .00 793 ,153 .00 317,869 .00 1,415,826 .00 2,793 ,636 .00 2,132,456.00 2,130,722 .00 150,896 .00 166,999 .00 8,529 ,432 .00 3,071 ,112.00 1,175,803 .00 1,851 ,961.00 1,434 ,350 .00 201 ,455 .00 15,084 ,961.00 4 ,932,568 .00 53,643 .00 2,567 ,054.00 1,639 ,237.00 1,741,462 .00 2 ,304,016 .00 5,702 , 163.00 3,459 ,254 .00 1,499 ,674 .00 873,394.00 2,904,657 .00 3,314 ,571.00 10,138,659.00 3 ,177,194.00 1,230 ,941.00 5,336 ,685.00 3,213 , 137.00 4 ,128,033.00 2 ,182, 159.00 2 ,8 10,513.00 982, 143.00 3,611 , 170.00 FMV End of Year 562 ,591.00 1,524,158.00 407 ,286 .00 263 ,819 .00 2 ,106,593.00 1,071,371.00 10,679,234 .00 2,328,557.00 1,132,865.00 755,334.00 1,193,449 .00 1,015,339.00 332,544.00 1,576,203.00 52,631.00 0.00 1,132,277.00 1,137,363 .00 8,272,796.00 7,933 ,n8 .oo 793,153 .00 317 ,869 .00 1,415 ,826 .00 2 ,793,636.00 2,1 32 ,456.00 2,130,722.00 150,896 .00 166,999.00 8 ,529,432.00 3,071,112.00 1,175,803.00 1,851,961.00 1,434,350 .00 201,455 .00 15,084 ,961.00 4,932,568 .00 53,643 .00 2 ,567,054 .00 1,639 ,237 .00 1,741 ,462 .00 2 ,304,016 .00 5 ,702 ,163 .00 3 ,459 ,254.00 1,499,674 .00 873,394.00 2 ,904,657 .00 3,314,571.00 10,138,659.00 3,177, 194.00 1 ,230,941 .00 5,336,685 .00 3,213,137 .00 4 ,128,033.00 2,182,159.00 2,810 ,513.00 982 ,143.00 3 ,611 ,170.00 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part 111 Line 13 (990-PF) - Investments - Other Shares/Par 1,321,076.00 796,545.00 6,087 ,478 .09 2,617 ,032 .21 2,159,991.00 1,392,672.09 989,927 .99 288,396.00 740,295.00 2,368,411.00 3,098,910.00 1,584 ,485.28 1,078,172.00 2,632,057.00 2 ,122,349.08 2,413,410.00 78 ,345.00 456 ,558.00 1,337,707.20 1,843,863 .00 62,780 .00 2,148 .00 0.00 495,34 3.00 489 ,843.00 Descrietion Limited Partnership #84 Limited Partnership #85 Limited Partnership #86 Limited Partnership #87 Limited Partnership #88 Limited Partnership #89 Limited Partnership #90 Limited Partnership #91 Limited Partnership #92 Limited Partnership #93 Limited Partnersh ip #94 Limited Partnership #95 Limited Partnership #96 Limited Partnership #97 Limited Partnership #98 Limited Partnership#99 Limited Partnership #100 Limited Partnership #101 Limited Partnership #102 Limited Partnership #103 Limited Partnership #104 Limited Partnership #105 Limited Partnership #106 Limited Partnership #107 Limited Partnership #108 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Total Limited Partnerships Boo k Value End of Year FMV End of Yea r 1,849,423. 00 1,100 ,360.00 5,699,812.00 2,684,247 .00 2,818,305.00 1,38 1,408.00 1,055,809.00 465,264.00 1,073,702.00 2,345,720.00 3,279,280.00 2,086,487.00 1,063,267.00 2,495,598.00 2,091,008.00 2,419,701.00 72,609 .00 489,608.00 1,472,753.00 2,221,077.00 68,459.00 886 .00 -4 ,976 .00 509,855.00 470,4 12.00 1,849,423.00 1,100,360.00 5,699,812.00 2,684 ,247.00 2 ,818,305.00 1,381 ,408 .00 1,055 ,809.00 465 ,264.00 1,073,702.00 2,345,720.00 3,279,280.00 2,086,487.00 1,063,267.00 2,495 ,598.00 2,091,008.00 2,419,701.00 72,609.00 489,608.00 1,472,753.00 2,22 1,077 .00 68 ,45 9.00 886 .00 -4,976 .00 509,855.00 470 ,412.00 218,026,230.00 218,026,230.00 Other 780.21 FIDELITY BALANCED Total Other Total Investments - Other FMV 33,674.38 33,674.38 33,674.38 33,674.38 608 ,623,036.82 6 08,623,036.82 The Lynde and Harry Bradley Foundation, Inc. Year Ended December 31, 2018 Other Assets : Intangibles - Amortized Building and Building Improvements Cost Balance beginning of year $9,427 ,678 .17 $100 ,960.00 Additions 87,592.00 0.00 Disposals (10,650 .34) 0.00 Balance end of year Accumulated Depreciation Balance beginning of year Depreciation - 2018 Gain on Disposals Balance end of year Net Book Value Additional Proceeds from Disposals Depreciation Method $9 ,504,619 .83 $100,960.00 ($4,757,278 .66) ($45 ,432.00) (351 ,760.91) 2,487.46 $9,605,579.83 A (20,192.00) A A 0.00 A ($5,106,552.11) ($65 ,624 .00) ($5,172,176.11) $4,398 ,067 .72 $35 ,336.00 $4,433,403 .72 2 ,100.00 S.L. A IA= (367,365.45) Form 990-PF, Part I, Line #19 Assigned Life 10 - 30 Years Detailed Break~own Beginning of Year Current Year End of Year Buildings & Improvements 3,530.126 .97 274,884.00 3,805 ,010.97 Furniture & Fixtures 1,227,151.69 74,389.45 1,301 ,541 .14 45,432.00 20,192.00 65 ,624.00 4,802 ,710.66 369,465.45 5,172 ,176.11 Finance Datamart Total N:\FINANCE - IRS TAX\IRS-Tax\2018\Fixed Assets\Fixed Assets - 2018 ····-L--Oth-er_As_•_ats-(con_t_inu_ed_) _______________ _ Descriotion Book Value BOY INTANGIBLES INTANGIBLES - AMORTIZED TOTAL 11/14/2019 2:38:58 PM Book Value EOY 26 ,160 55,528 81,688 31 2018 Return 30,991 35,336 66 ,327 Fair Market Value 30,991 35,336 66,327 The Lynde and Harry Bradley Foundation, Inc .- 39-6037928 Other Liabilities (continued) BOY Amount Descriotion EOY Amount PENDING PURCHASES 4,317,642 7,338 ,866 TOTAL 4,317,642 7,338,866 11/1.c/2019 2:38:58 PM 32 2018 Return The Lynde and Harry Bradley Foundation, Inc.- 39-6037928 -4fi.ji1.jQ-L-__:D:...:e:...:c..:..re:...:a....:s..:..e..:..•----------------------------Amount Descriotion 56 ,861 ,147 I/1 l NET UNREALIZED LOSSES 56,861 ,147 TOTAL 11/14/2019 2:38:58 PM 33 2018 Return The Lynde and Harry Bradley Foundat ion, Inc.· 39-6037928 The Lynde and Harry Bradley Foundation, Inc. Year Ended December 31, 2018 39-6037928 Estimated Tax Payments Overpayment applied from 2017 Form 990-PF First quarter estimated tax payment Second quarter estimated tax payment Third quarter estimated tax payment Fourth quarter estimated tax payment Total 576,848 5/15/2018 6/15/2018 9/15/2018 12/15/2018 500,000 200,000 200,000 1,476,848 Part VII-A Line 12 Contributions were made to a donor advised fund to carry out the mission of the Foundation . The donor advised fund's mission is to support 501(c)(3) organizations whose missions are the same as or similar to those of the Foundation . The advisor to the fund does not receive any benefits, including incidental benefits from the fund. Part VIII Line 1 Name List all officers, directors, trustees, foundation managers and their compensation (continued) Address Tille, and average hours per week devoted to position Compensation (If not paid, enter -0-) Contributions to employee benefit plans and deferred compensation Expense account , other allowances 570,000 58,750 792 RICHARD W. GRABER 1241 N FRANKLIN PL , MILWAUKEE, WI 53202-2901 PRESIDENT, 50.0 J. BARRY 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 DIRECTOR , 2.0 38,000 0 T. CONSIDINE 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 DIRECTOR , 2.0 0 0 C. CULVER 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 DIRECTOR, 2.0 38,000 0 P. ENGLISH 1241 N FRANKLIN PL, VICE CHAIRMAN & MILWAUKEE , WI 53202-2901 DIRECTOR , 2.0 1241 N FRANKLIN PL, MILWAUKEE , WI 53202-2901 DIRECTOR, 2.0 0 0 30,000 0 V. HANSON 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 DIRECTOR , 2 .0 32,000 0 D. HENDRICKS 1241 N FRANKLIN PL, MILWAUKEE, WI 53202-2901 DIRECTOR, 2.0 31,000 0 C. MITCHELL 1241 N FRANKLIN PL, SECRETARY& MILWAUKEE, WI 53202-2901 DIRECTOR. 2.0 0 0 J. A. POPE 1241 N FRANKLIN PL, CHAIRMAN & MILWAUKEE, WI 53202-2901 DIRECTOR, 2.0 0 0 R. RIBBLE 1241 N FRANKLIN PL, MILWAUKEE , WI 53202-2901 DIRECTOR, 2.0 33,000 0 CARL 0. HELSTROM 1241 N FRANKLIN PL, VP FOR PROGRAMS , MILWAUKEE, WI 53202-2901 45.0 271,775 40,766 516 JESSICA F. DEAN 1241 N FRANKLIN PL, VP FOR EXTERNAL MILWAUKEE , WI 53202-2901 RELATIONS, 45.0 238,375 35,206 180 CYNTHIA K. FRtAUF (THROUGH 1/31/18) 1241 N FRANKLIN PL, VP FOR FINANCE, MILWAUKEE, WI 53202-2901 TREASURER , 45.0 237,233 3,235 66 STEPHEN A LANGLOIS (BEG. 3/1/ 18) VP FOR FINANCE , 1241 N FRANKLIN PL , TECHNOLOGY & MILWAUKEE , WI 53202-2901 OPERATIONS, 45.0 208,545 0 430 R. MICHAEL LEMPKE 1241 N FRANKLIN PL , VP FOR INVESTMENTS , MILWAUKEE , WI 53202-2901 20.0 167,433 25,115 0 MANDY L. HESS 1241 N FRANKLIN PL, MILWAUKEE , Wt 53202-2901 CONTROLLER, 45.0 153 ,792 23,069 171 TERRI L. FAMER 1241 N FRANKLIN PL, ASSISTANT MILWAUKEE , WI 53202-2901 SECRETARY, 40 .0 110 ,917 16,637 458 JENNIFER L. CHARLES I/THROUGH 8/1/18) 1241 N FRANKLIN PL , ASSISTANT MILWAUKEE , WI 53202 -2901 SECRETARY, 40.0 53 ,041 7,956 41 24,791 0 0 68,999 0 150,000 0 R. GEORGE DIRECTOR FOR HUMAN RESOURCES & KIM MAGNAN (BEG . 10/1/18) 1241 N FRANKLIN PL, MILWAUKEE , WI 53202-2901 ADMINISTRATIVE SERVICES, 45.0 DANIEL P. SCHMIDT DEFERRED COMPENSATION PAYMENT PREVIOUSLY INCLUDED IN COLUMN D SEE RETIREMENT SCHEDULE 11/14/2019 2:38:58 PM 34 2018 Return The Lynde and Harry Bradley Foundation, Inc.- 39~37928 E1~39-6037928 Fonn 990.PF, Page 6, Part VIII CompensaUo n The Lynde and Hany Bradley Foundation Supplemental Schedule of InformationAbout Officers, Diredors. Truslees, Foundation Managers, Highly Paid Employees and Contractors Year Ended December 31, 2018 1. List all officers, diredors , trustees, foundation managersand their compensation (see instructions): (a) Name and Address (d) Contributions to employee benefit plans - medical , denlal and vtslon insurance, HSAP (cJRetirement Compensation (d) Contributions to otl1er insurance plans - travel/ accident/We/disabi lity (e) Relocation 150,000 21,575 3,276 0 Carl O. Helstrom - Milwaukee, WI 0 30,572 3,276 0 Jessica F. Dean -Milwaukee, WI D 20,088 3,276 0 Cynthia K. Friauf - Milwaukee. WI 0 11,056 252 0 Stephen Langlois - Milwaukee, WI 0 25,871 1,977 40,188 R Michael Lempke- Milwaukee.WI D 0 254 0 Mandy L. Hess • Milwaukee,vVI 0 30,999 2,658 0 Terri L. Farner. Milwaukee, WI D 10,154 2,041 0 Jennifer L. Charles - Milwaukee, WI 0 19,980 864 0 Kim Magnan - Mijwaukee, WI D 0 352 0 J. Bany - Milwaukee, WI D 0 0 0 T. Considine - Milwaukee, WI D 0 0 0 C. Culver- Milwaukee,WI 0 0 0 0 P. English - Milwaukee,vVI 0 0 0 0 R. George - Milwaukee.vVI 0 0 0 0 R. Graber - Milwaukee, WI 0 0 0 0 V.D. Hanson - Milwaukee, WI 0 0 0 0 D. Hendrid