05 050 _Sendwith_fee_and_attachments to: CHAR500 2018 NYS Office of the Attorney General Charities Bureau Registration Section 28 Liberty Street New York, NY 10005 NYS Annual Filing for Charitable Organizations www.CharitiesNYS.com Open to Public Inspection 1.General Information For Fiscal Year Beginning (mm/dd/yyyy) . 01 01 2018 and Ending (mm/dd/yyyy) 12/31/2018 Employer Identification Number (EIN): Name of Organization: Check if Applicable: E-7 Address Change F-7 Name Change E-7 Initial Filing Fl Final Filing F-7 Amended Filing PAUL A. SAFFRIN FOUNDATION C O CATHERINE 140 PEARL STREET 40-52-83 NO. 100 Telephone: City / State / ZIP: BUFFALO El Reg ID Pending 20-8313839 NY Registration Number: Mailing Address: NY 716 848-1237 14202 Email: Website: NA Check your organization's registration category: n /A only 1-fl EPTL only ~-7 DUAL (7A & EPTU ~ EXEMPT* Confirm your Registration Category in the Charities Registry at www.CharitiesNYS.com. 2. Certification See instructions for certification requirements. Improper certification is a violation of law that may be subject to penalties. The certification requires two si natories. We certify under penalties of perjury that we reviewed this report, including all attachments, and to the best of our knowledge and belief, they are true, correct and mplete in accordance with the laws of the State of New York applicable to this report. CATHERINE B. EBERL 62 TRUSTEE President or Authorized Officer: Signature Print Name and Title Date Signature Print Name and Title Date Chief Financial Omcer or Treasurer: 2 /4 3. Annual Rep6rting Exemption Check the exemption(s) that apply to your filing. If your organization is claiming an exemption under one category (7A or EPTI_ only filers) or both categories (DUAL filers) that apply to your registration, complete only parts 1, 2, and 3, and submit the certified Char500. No fee, schedules, or additional attachments are required. If you cannot claim an exemption or are a DUAL filer that claims only one exemption, you must file applicable schedules and attachments and pay applicable fees. ~73a. 7A filing exemption: Total contributions from NY State including residents, foundations, government agencies, etc. did not exceed $25,000 and the organization did not engage a professional fund raiser (PFR) or fund raising counsel (FRC) to solicit contributions during the fiscal year. ~7 3b. EPTL filing exemption: Gross receipts did not exceed $25,000 and the market value of assets did not exceed $25,000 at any time during the fiscal year. 4. Schedul*s and Attadhments See the following page for a checklist of ~ Yes ~~ No 48. Did your organization use a professional fund raiser, fund raising counsel or commercial co-venturer for fund raising activity in NY State? If yes, complete Schedule 4a. ~ Yes ~ No 4b. Did the organization receive government grants? If yes, complete Schedule 4b. schedules and attachments to complete your filing. 5. Fee See the checklist on the 7A filing fee: EPTL filing fee: Total fee: Make a single check or money order next page to calculate your payable to: fee(s). Indicate fee(s) you are submitting here: $ $ 250. $ 250. mEREtment.of Law, CHAR500 Annual Filing for Charitable Organizations (Updated January 2019) The "Exempt" category refers to an organization's NYS registration status. It does not refer to its IRS tax designation. 868451 01-15-19 1019 Page 1 PAUL A. SAFFRIN FOUNDATION C/O CATHERINE B. EBERL CHAR500 Annual Filing Checklist Simply submit the certified'CHAR500 with no fee, schedule, or additional attachments IF: Your organization is registered as 7A only and you marked the 7A filing exemption in Part 3. - Your organization is registered as EPTL only and you marked the EPTL filing exemption in Part 3. - Your organization is registered as DUAL and you marked both the 7A and EPTL filing exemption in Part 3. - Checklist of Schedules and Attachments Check the schedules you must submit with your CHAR500 as described in Part 4: En If you answered "yes" in Part 4a, submit Schedule 4a: Professional Fund Raisers (PFR), Fund Raising Counsel (FRC), Commercial Co-Venturers (CCV) [3 If you answered "yes" in Part 4b, submit Schedule 4b: Government Grants i Check the financial attachments you must submit with your CHAR500: 1-fl IRS Form 990, 990-EZ, or 990-PF, and 990-T if applicable 1-3-1 All additional IRS Form 990 Schedules, including Schedule B (Schedule of Contributors). Schedule B of public charities is exempt from disclosure and will not be available for public review. E--3 Our organization was eligible for and filed an IRS 990-N e-postcard. Our revenue exceeded $25,000 and/or our assets exceeded $25,000 in the filing year. We have included an IRS Form 990-EZ for state purposes only. If you are a 7A only or DUAL filer, submit the applicable independent Certified Public Accountant's Review or Audit Report: Fl Review Report if you received total revenue and support greater than $250,000 and up to $750,000. ~ Audit Report if you received total revenue and support greater than $750,000 g-7 No Review Report or Audit Report is required because total revenue and support is less than $250,000 ~~ We are a DUAL filer and checked box 3a, no Review Report or Audit Report is required Calculate Your Fee is m Re istation Cate 0 For 7A and DUAL filers, calculate the 7A fee: £ $0, if you checked the 7A exemption in Part 3a ~ $25, if you did not check the 7A exemption in Part 3a For EPTL and DUAL filers, calculate the EPTL fee: ~ ~-~ E-1 F7 ~ ~~ ~-~ $0, if you checked the EPTL exemption in Part 3b $25, if the NET WORTH is less than $50,000 $50, if the NET WORTH is $50,000 or more but less than $250,000 $100, if the NET WORTH is $250,000 or more but less than $1,000,000 $250, if the NET WORTH is $1,000,000 or more but less than $10,000,000 $750, if the NET WORTH is $10,000,000 or more but less than $50,000,000 $1500, if the NET WORTH is $50,000,000 or more 7 EPTL DUAL or EXEMPT? Organizations are assigned a Registration Category upon registration with the NY Charities Bureau: 7A filers are registered to solicit contributions in New York under Article 7A of the Executive Law ("7A") EPTL filers are registered under the Estates, Powers & Trusts Law ("EPTL") because they hold assets and/or conduct activities for charitable purposes in NY. DUAL filers are registered under both 7A and EPTL. EXEMPT filers have registered with the NY Charities Bureau and meet conditions in Schedule E - Registration Exemotion for Charitable Organizations. These organizations are not required to file annual financial reports but may do so voluntarily. Confirm your Registration Category and learn more about NY law at www.CharitiesNYS.com. Send Your Filing Send your CHAR500, all schedules and attachments, and total fee to: NYS Office of the Attorney General Charities Bureau Registration Section 28 Uberty Street New York, NY 10005 Where do I find my organization's NET WORTH? NET WORTH for fee purposes is calculated on: - IRS Form 990 Part 1, line 22 - IRS Form 990 EZ Part 1, line 21 - IRS Form 990 PF, calculate the difference between Total Assets at Fair Market Value (Part 11, line 16(c)) and Total Uabilities (Part 11, line 23(b)). Need Assistance? Visit: www.CharitiesNYS.com Call: (212) 416-8401 Email: Charities.Bureau@ag.ny.gov 868461 01-is-19 1019 CHARSOO Annual Filing for Charitable Organizations (Updated January 2019) Page 2 2 EXTENDED TO NOVEMBER 15, 2019 Return of Private Foundation Form 990-PF - or Section 4947(a)(1) Trust Treated as Private Foundation * Do not enter social security numbers on this form as it may be made public. Department of the Treasury Internal Revenue Service # Go to www.irs.gov/Form990PF for instructions and the latest information. For calendaryear 2018 ortaxyearbeginning , and ending Name of foundation OMB No. 1545-0052 2018 en o u (c ns on A Employer identification number PAUL A. SAFFRIN FOUNDATION C O CATHERINE B. EBERL 20-8313839 Number and street (or P.O. box number If mall is not delivered to street address) Room/suite 140 PEARL STREET 100 716-848-1237 C if exemption application is pending, check here 14202 NY Fl Initial return of a former public charity Initial return G Check all that apply: EII Final return D 1. Foreign organizations, check here E-7 Amended return E3 Address chan e Fl Name chan e H Check type of organization: Section 501(c)(3) exempt private foundation ~-1 Section 4947 a 1 nonexem t charitable trust n Other taxable rivate foundation 1 Fair market value of all assets at end of year J Accounting method: Cash Accrual (from Part ll, col (c), line 16) El Other (specify) $ 9 557 637. (Part 1, column (d) must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (The total of amounts in columns (b), (c), and (d) may not expenses per books necessarily equal the amounts In column (a).) income 498 433. 1 Contributions, gifts, grants, etc., received 2 .Check 4~-~ If the foundation is not required toattach Sch. B , Interest on savings and temporary I cash investments 4 Dividends and interest from securities.- ........... 5a Gross rents 66 379. 105 741. ...,0 ......40 2· [o~nh~~~idzaaUuoan~~~~,~~nas.% test....,~ E If private foundation status was terminated under section 507(b)(1)(A), check here ...40 F If the foundation is in a 60-month termination under section 507(b)(1)(B), check here ...4[~7 (c) Adjusted net income (d) Disburs®minta for charitable purposes (cash basis only) NA. 66 379. 105 741. STATEMENT 1 STATEMENT 2 Revenue b Net rental Income or (loss) 271 450. Ga Net gain or Ooss) from sale of assets not on line 10 b Gross sales price for all assets on line Ba ...... 3,381,889. 7 271 450. Capital gain net Income (tom Part IV, line 2) 8 Net short-term capital gain 9 Income modifications Gross sales less returns 10a and allowances . b Less: Cost of goods sold... c Gross profit or (loss) 11 Other income 12 Operating and Administrative Expenses ¢L. City or town, state or province, country, and ZIP or foreign postal code BUFFALO B Telephone number Total. Add lines 1 throu h 11 ............ __ 13 Compmsation of officm, directors, trustees, etc...,, 14 15 16a b c 17 18 19 Other employee salaries and wages Pension plans, employee benefits Legal fees STMT. 4. Accounting fees STMT 5 Otherprofessional fees S.TMT..6. Interest Taxes STMT. 7. Depreciation and depletion 90. 0. 942 0 93 . 443 570. 50 500 0 50 500. 17 644. 10 545. 68 597. 5 294. 5 273. 68 597. 22 864. 3 864. 809. 228. 581. 170 959. 300 000. 133 756. 18 203. 300 000. 470 959. 133 756. 318 203. STATEMENT 3 0 12 350. 5 272. 0. 0 20 Occupancy 21 22 23 24 Travel, conferences, and meetings Printing and publications Other expenses STMT Total operating and administrative expenses. Add lines 13 through 23 , 25 Contributions, gifts, grants paid 26 Total expenses and disbursements. 8 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements . 471134. b Net investment income (if negative, enter -0-) C Ad'usted net income f ne ative, enter -O- ,......,.... 823501 12-11-18 LHA For Paperwork Reduction Act Notice, see instructions. 309 814. N A Form 990-PF (2018) i I - PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 1-partil C O CATHERINE B. Balance Sheets 20-8313839 E-BERLBeginning of year (a) Book Value Anached schedules and amounts In tile description column should beforend-of-yearamounts only. 1 Cash - non-Interest-bearing 2 Savings and temporary cash investments 3 Accounts receivable 4 Less: allowance for doubtful accounts * 4 Pledges receivable 4 Less: allowance for doubtful accounts 4 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other Page 2 End of year (b) Book Value (c) Fair Market Value 970 428. 1 075 272. 1 075 272. STMT...9.... 4 420 953. 4 200 529. 4 344 748. STMT. 10 3 663 522. 4 248 057. 4 137 617. 9 054 903. 9 523 858. 9 557 637. disqualified persons Assets 7 8 9 Other notes and loans 10ceivable Less: allowance for doubtful accounts h Inventories for sale or use Prepaid expenses and deferred charges Investments - U.S. and state government obligations Investments - corporate stock Investments - corporate bonds 103 b c 11 investments -land, bundlnos, and equipment basis..... Less: accumulated depreciation 12 Investments - mortgage loans 13 Investments - other 14 Land, buildings, and equipment basis 4 Liab ties Less:accumulated depreciation Ib ) 15 Other assets (describe I 16 Total assets (to be completed by all filers - see the instructions. Also see a el item I 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 20 Loans from officers, directors, trustees, and other disqualifed persons 21 Mortgages and other notes payable 22 Other liabilities (describe # ) Net Assets or Fund Balances 23 Totalliabilities add lines 17throu h 22 .....................,........,.... Foundations that follow SFAS 117, check here 0 0 0. 0. 0. 0. 9 054 903. 9 054 903. 9 523 858. 9 523 858. 9 9 523 858. and complete lines 24 through 26, and lines 30 and 31. 24 Unrestricted 25 Temporarily restricted 26 Permanently restricted Foundations thatdo notfollow SFAS 117, check here .,. * 1-fl and complete lines 27 through 31. 27 28 29 30 Capital stock, trust principal, or current funds Paid-in or capital surplus, or land, bldg., and equipment fund Retained earnings, accumulated income, endowment, or other funds. Total net assets or fund balances 31 Total liabilities and netassets/fund balances .................., ...... 054 903. Fisart-lill Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part 11, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 2 Enter amount from Part 1, line 278 3 Other increases not included in line 2 (itemize) * 4 Add lines 1,2, and 3 2 3 5 Decreases not included inline 2 (itemize) 4 TIMING DIFFERENCE 5 6 Total net assets or fund balances at end of ear line 4 minus line 5 - Part 11 column b line 30 6 4 9 054 903. 9 471 134. 0. 526 037. 2 179. 9 523 858. Form 990-PF (2018) 823511 12-11-18 . 2 PAUL A. SAFFRIN FOUNDATION Form 996-PF (2618 Part IV 20-8313839 C O CATHERINE B. EBERL Page 3 Capital Gains and Losses for Tax on Investment Income (b) How acquired P - Purchase D - Donation (a) List and describe the kind(s) of property sold (for example, real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.) (d) Date sold (c) Date acquired (mo., day, yr.) (mo., day, yr.) la b SEE ATTACHED STATEMENT C d e (e) Gross sales price (h) Gain or (loss) (g) Cost or other basis (f) Depreciation allowed ((e) plus (f) minus (g)) plus expense of sale (or allowable) a b C d e 271 450. 3 110 439. 3 381 889. Complete only for assets showing gain in column (h) and owned bythe foundation on 12/31/69. (k) Excess of col. (i) (j) Adjusted basis (i) FMV as of 12/31/69 over col. (j), if any as of 12/31/69 (1) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col. (h)) a b C d 271 450. e < If gain, also enter in Part 1, line 7 2 Capital gain net Income or (net capital loss) 271 450. If (loss), enter -0- in Part 1, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part 1, line 8, column (c). If loss enter -0- in Part I line 8 3 Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income N A (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. [I] Yes il No Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If Yes," the foundation doesn't qualify under section 4940(e . Do not complete this part 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. - Base period years Calendaryear ortaxyear beginning in 2017 2016 2015 2014 2013 (b) Adjusted qualifying distributions 517 313 457 309 246 253. 250. 250. 886. 132. Distribution ratio Net value of noncharitable-use assets col. b divided by col. c .057395 .038116 .056681 .046753 .037807 9 012 118. 8 218 417. 8 067 118. 6 628 100. 6 510 156. 2 Total of line 1, column (d) 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years 2 . 236752 3 . 047350 460 266. 5 447 944. 6 Enter 1% of net investment income (1% of Part 1, line 27b) 6 3 098 . 7 Add lines 5 and 6 7 451 042 . 8 Enter qualifying distributions from Pan Xll, line 4 If line 8 is equal to or greater than line 7, check the box in Part VI, line lb, and complete that part using a 1% tax rate. 8 318 203. 4 Enter the net value of noncharitable-use assets for 2018 from Part X, line 5 4 5 Multiply line 4by line 3 9 See the Part VI instructions. 823521 12-11-18 Form 990-PF (2018) 1 - PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 20-8313839 - Page 4 C O CATHERiNE B. EBERL Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) Part VI la Exempt operating foundations described in section 4940(d)(2), check here # 1~-1 and enter "N/K on line 1. Date of ruling or determination letter: (attach copy of letter if necessary-see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check here $ F-1 and enter 1% of Part 1, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations, enter 4% of Part 1, line 12, col. (b). 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) 3 Add lines 1 and 2 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -06 Credits/Payments: · a 2018 estimated tax payments and 2017 overpayment credited to 2018 6, b Exempt foreign organizations - tax withheld at source Gb c Tax paid with application for extension of time to file (Form 8868) Gc d Backup withholding erroneously withheld Gd 7 Total credits and payments. Add lines Ga through Gd 8 Enter any penalty for underpayment of estimated tax. Check here ~-1 if Form 2220 is attached 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed 10 Overpayment. If line 7 is more than the total of lines·5 and 8, enter the amount overpaid 11 Enter the amount of line 10 to be: Credited to 2019 estimated tax 9 Part VII-A 1 6 2 196. 0. 3 4 6 196. 0. 6196. 7 8 9 15 15 417. 0. 0. 0. 4 4 221. Refunded 417 . 0. 9 221. 10 11 0. Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? la b Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions for the definition Yes No X lb X 10 X 2 X 3 4a X X If the answer is'Yes"tola orlb, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? d Enter the amount (if any) of tax on political expenditures (section 4955) Imposed during the year: (1) On the foundation. 4 $ 0. (2) On foundation managers. 4 $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. 4$ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? If 'Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If Yes," attach a conformed copy of the changes 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? b If "Yes; has it filed a tax return on Form 990-T for this year? 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? - N/A_ 5 5 X If Yes," attach the statement required by Genera/ /nstruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state leg islation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 7 Did the foundation have at least $5,000 in assets at any time during the year? If »Yes," complete Part 11, col. (c), and Part XV 6 7 X X 8b X 8a Enter the states to which the foundation reports or with which it is registered. See instructions. h b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by Genera/ instruction G? If 'No," attach explanation 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2018 or the tax year beginning in 2018? See the instructions for Part XIV. If'Yes," complete Pan XIV 10 Did an ersons become substantial contributors durin the tax ear? if "Yes"attach a schedule listln their names and addresses 9 X 10 X Form 990-PF (2018) 823531 12-11-18 2 PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 20-8313839 C O CATHERINE B. EBERL Page 5 Part VII-A Statements Regarding Activities (continued) Yes No At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If 'Yes," attach schedule. See instructions 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If 'Yes," attach statement. See instructions 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? Website address 4 N A 11 11 X 12 13 X X Telephone no. 4716-848-1237 14 The books are in care of 4 __CATHERINE B. EBERL Located at I THE GUARANTY BUILDING 140 PEARL ST STE 100, -BUFF_8 zip+4 I14202-4040 ,/ 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - check here . , and enter the amount of tax-exempt interest received or accrued during the year NA Yes No X 16 15 16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account in a foreign country? See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes; enter the name of the forei n count Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. 1 a During the year, did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? (5) Transfer any income or assets to a dIsqualified person (or make any of either available for the benefit or use of a disqualified person)? Yes No 01 Yes 13[1 No ~ Yes [X] No 0 yes [30 No ~ Yes ~ No ~ Yes [3[1 No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) 0 Yes Dfl No b If any answer is 'Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions Organizations relying on a current notice regarding disaster assistance, check here 1b X 1c X *E c Did the foundation engage In a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2018? 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2018, did the foundation have any undistributed income (lines Gd and Ge, Part XIll) for tax year(s) beginning before 2018? If Yes," list the years * 0 Yes IJO No b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) NIA.., 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 28, list the years here. 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time [3E1 Yes E No during the year? b If Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2018.) 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? b Did the foundation make any Investment in a prior year (but after December 31,1969) that could jeopardize its charitable purpose that had not been removed from 'eo ard before the first da of the tax ear be innIng In 2018? 823541 12-11-18 3b 4a X X X 4b Form 990-PF (2018) PAUL A. SAFFRIN FOUNDATION 2 Form 990-PF 2018 C O CATHERINE B. EBERL 20-8313839 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year, did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? (3) Provide a grant to an individual for travel, study, or other similar purposes? (4) Provide a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? See instructions (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for Yes No ~ Yes ~ No 1 Yes il No 0 Yes Ofl No 0 Yes 051 No the prevention of cruelty to children or animals? ~ Yes [Il No b If any answer is "Yes" to 58(1)-(5), did any of the transactions fail to quality under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions N/A_ Organizations relying on a current notice regarding disaster assistance, check here c If the answer is'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained 2 Page 6 5b 4 01 expenditure responsibility forthe grant? N/A...._ E Yes ~ No If'Yes," attach the statement required by Regulations section 53.4945-5(d). 63 Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? E Yes FE No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? If Yes' to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 6b E-1 Yes 1-Yl No b If Yes," did the foundation receive any proceeds or have any net income attributable to the tansaction? N/.A... 8 Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess arachute a ment s durin the ear? 0 Yes [Yl No Part VIll Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, and foundation managers and their compensation. (b) Title, and average hours per week devoted (a) Name and address PAUL A. SAFFRIN to position RUSTEE X 7b (c) Compensation (d) Conmbuljonsto employee benefit Dians (If not paid, and deferref enter -0- compensation (e) Expense account other allowances 73 GRAYSTONE LANE ORCHARD PARK NY 14127 GREGORY M. WARD 10.00 42 000. 0. 0. 8 500. 0. 0. 0. 0. 0. RUSTEE 5 RIDGEMONT CT. DEARBORN MI 48124 CATHERINE B. EBERL 1.00 RUSTEE THE GUARANTY BUILDING 140 PEARL ST S BUFFALO NY 14202-4040 2.00 2 Compensation of five hi hest-paid employees other than those included on line 1 . If none, enter "NONE." (a) Name and address of each employee paid more than $50,000 (b) Title, and average hours per week devoted 10 osition (d) ContrlbuUons to (c) Compensation employee benefit plans and defined compensation (e) Expense accounL other allowances NONE Total number of other em lo ees aid over 50 000 0 Form 990-PF (2018) 823551 12-11-18 - PAUL A. SAFFRIN FOUNDATION 20-8313839 C 0 CATHERINE B. EBERL Information About Officers, Directors, Trustees, Foundation Managers, Highly Form 990-PF 2018 Part VIll Page 7 Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation NONE 0 Total number of others receivin over 50 000 for rofessional services Part IX-A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 NA Expenses 2 3 4 Part IX-B Summa of Pro ram-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. 1 Amount NA 2 - All other program-related investments. See instructions. 3 Total. Add lines 1 throu h3 0. Form 990-PF (2018) 823561 12-11-18 - PAUL A. SAFFRIN FOUNDATION Form 990-PF- 2018 2-0-8313839 C O CATHERINE B. EBERL Pa e 8 Part-X. -1 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 a b c d e Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: Average monthly fair market value of securities Average of monthly cash balances Fair market value of all other assets Total (add lines la, b, and c) Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) Part XI 1 2a b c 3 4 5 6 7 900. 5 664404. 3930027. ld 9 604 331. 0.1 18 2 3 4 Acquisition indebtedness applicable to line 1 assets Subtractline 2 from line ld Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount. see instructions) Netvalue of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on PartV, line 4 Minimum investment return. Enter 5% of line 5 2 3 4 5 6 009 la lb lc 9 9 6 0 604 331. 144 065. 460 266. 47 3013. Distributable Amount (see instructions) (Section 4942(1)(3) and (j)(5) private operating foundations and certain foreign organizations, check here * g-1 and do not complete this part) Minimum investment return from Part X, line 6 2a Tax on investment income for 2018 from Part VI, line 5 2b Income taxfor 2018. (Thisdoesnot include the tax from Part VI.) Add lines 2a and 2b Distributable amount before adjustments. Subtractline 2( from line 1 Recoveries of amounts treated as qualifying distributions Add lines 3 and 4 Deduction from distributable amount (see instructions) Distributable amount as ad'usted. Subtract line 6 from line 5. Enter here and on Part X111 line 1 473 013. 6 196 0 + 2c 3 4 6 7 6 466 196 . 817 0 0. 466 817 . 0. 817. 466 [-part Xil Qualifying Distributions (see instructions) 1 - Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: 318 la a Expenses, contributions, gifts, etc. - total from Part 1. column (d). line 26 1b b Program-related investments - total from Part IX-8 2 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 3 Amou nts set aside for specific charitable projects that satisfy the: 3a a Suitability test (prior IRS approval required) 3b schedule) required the (attach test b Cash distribution 318 4 4 Qualifying distributions. Add lines la through 3b. Enter here and on Part V, line 8; and Part XIII, line 4 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment 5 income. Enter 1% of Part 1, line 27b 318 6 6 Adjusted qualifying distributions. Subtract line 5 from line 4 section the for qualifies Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation 203 . O. 203 . 0. 203. 4940 e reduction of tax in those years. Form 990-PF (2018) 823571 12-11-18 - PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 -part Xill C O CATHERINE B. 20-8313839 EBERL Page 9 Undistributed income (see instructions) (a) (b) (c) (d) Corpus Years prior to 2017 2017 2018 1 Distributable amount for 2018 from Part XI, 466 817. line 7 2 Undistributed income, If any, as of the end of 2018: 297 095. a Enteramount for 2017 only b Total for prior years: 0. - 3 Excess distributions carryover, if any, to 2018: a From 2013 b From 2014 c From 2015 d From 2016 e From 2017 f Total of lines 3a through e 0. 4 Qualifying distributions for 2018 from Part Xll, line 42 * $ 318 203. a Applied to 2017, but not more than line 2a ... 297 095. b Applied to undistributed income of prior 0 years (Election required - see instructions) ... 5 c Treated as distributions out of corpus (Election required - see instructions) 0 d Applied to 2018 distributable amount e Remaining amount distributed out of corpus 0. 21 108. 0 0 Excess distributions carryover applied to 2018 Of an amount appears In column (d), the same amoOnt must be shown In column (a).) 6 Enterthe nettotal of each column as indicated below: El Corpus. Add lines 3f, 40, and 40. Subtract line 5 b Prior years' undistributed income. Subtract 0. line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously 0 assessed d Subtract line 6c from line 6b. Taxable amount- see instructions 0 e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount - see instr.... 1 Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must 0 445 709. be distributed in 2019 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) 0 8 Excess distributions carryover from 2013 not applied on line 5or line 7 0. 9 Excess distributions carryover to 2019. Subtract lines 7 and 8 from line Sa 10 Analysis of line 9: a Excess from 2014 b Excess from 2015 c Excess from 2016. d Excess from 2017. 0 e Excess from 2018. 823581 12-11-18 Form 990-PF (2018) - PAUL A. SAFFRIN FOUNDATION Forrn 990-PF 2018 C O CATHERINE B. EBERL Part XIV Private Operating Foundations (see instructions and Part VII-A, question g) 1 a If the foundation has received a ruling or determination letter that it is a private operating 20-8313839 Page 10 NA foundation, and the ruling is effective for 2018, enter the date of the ruling b Check box to indicate whetherthe foundation is a rivate o eratin foundation described in section ........~7 4942 Tax year Prior 3 years 2 a Enter the lesser of the adjusted net (a) 2018 (b)2017 (c) 2016 income from Part I or the minimum 3 or (d) 2015 4942 ' 5 (e) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed . d Amounts included in line 2c not used directly for active conduct of exempt activities e Qualifying distributions made directly for active conduct of exempt activities. 3 Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon: a "Assets' alternative test - enter: (1) Value of all assets (2) Value of assets qualifying under section 4942(j)(3)(B)(l) b "Endowment* alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed c 'Support" alternative test - enter: (1) Total support other than gross investment income (interest dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) __(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(ili) . (3) Largestamount of support from an exempt organization 4 Gross investment income ......... Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b list any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here ~ fYI if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc.,to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or email address of the person to whom applications should be addressed: b The form in which applications should be submitted and information and materials they should include: c Any submission deadlines: d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: 823601 12-11-18 Form 990-PF (2018) . , PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 Page 11 Supplementary Information (continued) Part XV 3 20-8313839 C O CATHERINE B. EBERL roved for Future Pa ment Grants and Contributions Paid Durin the Year or If recipient is an individual, Recipient Name and address (home or business) show any relationship to any foundation manager or substantial contributor Foundation status of recipient Purpose of grant or Amount contribution a Paid during the year EXPLORE AND MORE CHILDREN'S MUSEUM ONE 501(C)(3) STRICTED - CAPITAL 300 GLEED AVENUE AMPAIGN GIFT TO BUILD EAST AURORA, NY 14052 EW EXPLORE AND MORE 200 000 SEUM AT CANALSIDE THE BISON CHILDRENS SCHOLARSHIP FUND ONE 01(C)(3) ENERAL 284 DELAWARE AVENUE BUFFALO 20 000 NY 14202 DR GERTRUDE BARBER FOUNDATION ONE 01(C)(3) ENERAL 100 BARBER PLACE ERIE 15 000 PA 16507 ONE THEATRE OF YOUTH 501(C)(3) ENERAL 203 ALLEN STREET BUFFALO 30 000. NY 14201 JOURNEYS END REFUGEE SERVICES ONE 01(C)(3) ENERAL 2495 MAIN STREET, SUITE 530 BUFF O 20 000 NY 14214 Total b Approved for future payment SEE. CONTINUATION. SHEET. S 4 3a 300 000 NONE Total 823611 12-11-18 , a o Form 990-PF (2018) PAUL A. SAFFRIN FOUNDATION C O CATHERINE B. Supplementary Information Part XV 3 20-8313839 EBERL Grants and Contributions Paid During the Year (Continuation) Recipient Name and address (home or business) MAKE A WISH If recipient is an individual, show any relationship to any foundation manager or substantial contributor ONE Foundation status of Purpose of grant or contribution recipient 01(C)(3) Amount ENERAL 100 SYLVAN PARKWAY, SUITE 101 AMHERST NY 14228 15 000 / Total from continuation sheets 823631 04-01-18 15 000 i 2 PAUL A. SAFFRIN FOUNDATION Form 990-PF 2018 1--PartXVi-A C O CATHERINE B. 20-8313839 EBERL Page 12 Analysis of income-Producing Activities Enter gross amounts unless otherwise indicated. 1 Program service revenue: Unrelated business income (b) Business Amount code Excluded b section 512 513, or 514 C Excusion code (d) Amount (e) Related or exempt function income a b C d e g Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 5 Net rental income or (loss) from real estate: a Debt-financed property b Not debt-financed property 6 Net rental income or (loss) from personal 14 14 66 379. 105 741. 18 271 450. property 7 Other Investment income 8 Gain or (loss) from sales of assets other than inventory 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue: a FEDERAL REFUND 90. b C d e 12 Subtotal. Add columns (b), (d), and (e) 0 443 13 Total. Add line 12, columns (b), (d), and (e) 90. 570. 13 443,660. See worksheet in line 13 instructions to veri calculations. Part*Vi-8 Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of Line No. 11A Relationship of Activities to the Accomplishment of Exempt Purposes the foundation's exempt purposes (otherthan by providing funds for such purposes). EDERAL INCOME TAX REFUND 823621 12-11-18 Form 990-PF (2018) - PAUL A. SAFFRIN FOUNDATION 20-8313839 C O-CATHERINE B. EBERL Information Regarding Transfers to and Transactions and Relationships With Noncharitable Exempt Organizations Page 13 Form 990-PF 2018 Part XVII 1 Yes No Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? = a Transfers from the reporting foundation to a noncharitable exempt organization of: (1) Cash (2) Other assets b Other transactions: (1) Sales of assets to a noncharitable exempt organization (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundraising solicitations c Sharing of facilities, equipment mailing lists, other assets, or paid employees lal la 2 X X 1bl 1b 2 1b 3 lb 4 lb 5 lb 6 X X X X X X lc X d If the answer to any of the above Is «Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) uni no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements N/A 2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described [Tl Yes in section 501(c) (other than section 501(c)(3)) or in section 527? b If Yes *com lete the followin schedule. (a) Name of organization (b) Type of organization [X] No (c) Description of relationship NA Under penalties of perJury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge er (other than taxpayer) is based on all information of which preparer has any knowledge. May the IRS discuss this return with the preparer shown below? See Instr. Date Print/Type preparer's name Prepar~fs signature Title Date Check If PTIN self- employed Paid DIANE M WIKTOROWSKI 7 ,9 Preparer Firm's name * SZYMKOWIAK & ASSOCIATES CPAS, PC Use Only Firm's address I 6325 MAIN STREET, SUITE 100 WILLIAMSVILLE NY 14221 P00141361 Firm's EIN ~ 16-1600045 Phoneno. 716-626-2626 Form 990-PF (2018) 823622 12-11-18 PAUL A. SAFFRIN FOUNDATION C O CATHERINE B. EBERL Part IV CONTINUATION FOR 990-PF, PART IV 20-8313839 PAGE 1 OF 1 Capital Gains and Losses for Tax on Investment Income (blHow acquired (c) Date acquired (a) List and describe the kind(s) of property sold, 8.9., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. P - Purchase D - Donation la PUBLICLY TRADED SECURITIES P b PUBLICLY TRADED SECURITIES c CLASS ACTION PROCEEDS P P d PUBLICLY TRADED SECURITIES e CAPITAL GAINS DIVIDENDS f WASH SALE DISALLOWE (mo., day, yr.) (d) Date sold (mo., day, yr.) P O=3 h (e) Gross sales price a (f) Depreciation allowed (or allowable) 1 065 852. (h) Gain or (loss) plus expense of sale (e) plus (f) minus (g) 1 051 961. 2 058 478. 365. 13 891. 205 203. 365. 12 351. 39 640. 12 351. 39 640. 2 263 681. e (g) Cost or other basis f 0.3-r h Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (j) Adjusted basis (k) Excess of col. (i) (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any (1) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-") a 13 891. b C 205 203. 365. e 12 351. 39 640. f 0 3 3 r h r If gain, also enter in Part 1, line 7 1 2 Capital gain netincome or (net capital loss) ...... 1 If (loss), enter "-0-" in Pan 1, line 71 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part 1, line 8, column (c). if (loss), enter'-0-"in Part l, line 8 3 823591 04-01-18 271 450. NA PAUL A. SAFFRIN FOUNDATION C/O CATHERINE FORM 990-PF 20-8313839 INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS (A) REVENUE MERRILL LYNCH - 9392 14,858. 30,731. 2,259. 44. 18,487. 14,858. 30,731. 2,259. 44. 18,487. TOTAL TO PART I, 66,379. 66,379. EXETER - 5688 EXETER - 5688 EXETER - 5688 OID M&T BANK LINE 3 FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES GROSS AMOUNT SOURCE CAPITAL GAINS DIVIDENDS (A) REVENUE PER BOOKS 1 (C) ADJUSTED NET INCOME (B) NET INVESTMENT INCOME PER BOOKS SOURCE STATEMENT STATEMENT (B) NET INVESTMENT INCOME 2 (C) ADJUSTED NET INCOME DIVIDEND INCOME EXETER 5688 78,137. 0. 78,137. 78,137. 27,604. 0. 27,604. 27,604. 24,856. 24,856. 0. 0. 14,784. 14,784. 0. 0. 145,381. 39,640. 105,741. 105,741. DIVIDEND INCOME MERRILL LYNCH EXETER TRUST COMPANY- 5688 CAPITAL GAIN MERRILL LYNCH CAPITAL GAIN DISTRIBUTIONS TO PART I, LINE 4 FORM 990-PF OTHER INCOME STATEMENT (A) REVENUE DESCRIPTION PER BOOKS FEDERAL REFUND TOTAL TO FORM 990-PF, (B) NET INVESTMENT INCOME PART I, LINE 11 90. 0. 90. 0. 3 (C) ADJUSTED NET INCOME STATEMENT(S) 1, 2, 3 2 PAUL A. SAFFRIN FOUNDATION C/O CATHERINE FORM 990-PF LEGAL FEES (A) EXPENSES PER BOOKS DESCRIPTION 1 LEGAL FEES f TO FM 990-PF, 20-8313839 PG 1, LN 16A FORM 990-PF MENT INCOME (C) ADJUSTED NET INCOME 12,350. 17,644. 5,294. 12,350. EXPENSES PER BOOKS ACCOUNTING FEES PG 1, LN 16B FORM 990-PF STATEMENT (B) NET INVESTMENT INCOME (C) ADJUSTED NET INCOME EXETER FEES - 5688 PG 1, LN 16C 5,272. 10,545. 5,273. 5,272. (B) NET INVESTMENT INCOME STATEMENT (C) ADJUSTED NET INCOME 6 (D) CHARITABLE PURPOSES 47,323. 21,274. 47,323. 21,274. 0 0 68,597. 68,597. 0 FORM 990-PF TAXES (A) EXPENSES PER BOOKS DESCRIPTION (D) CHARITABLE PURPOSES 5,273. (A) EXPENSES PER BOOKS MERRILL LYNCH FEES 5 10,545. OTHER PROFESSIONAL FEES DESCRIPTION (D) CHARITABLE PURPOSES 5,294. ACCOUNTING FEES DESCRIPTION TO FORM 990-PF, (B) NET INVEST- 4 17,644. (A) TO FORM 990-PF, STATEMENT STATEMENT (B) NET INVESTMENT INCOME (C) ADJUSTED NET INCOME 7 (D) CHARITABLE PURPOSES EXETER- 5688 - FOREIGN TAXES PAID 3,184. 3,184. 0. 680. 19,000. 680. 0. 0. 0. 22,864. 3,864. MERRILL LYNCH - FOREIGN TAXES PAID FEDERAL TAXES TO FORM 990-PF, PG 1, LN 18 0 STATEMENT(S) 4, 5, 6, 7 2 PAUL A. OTHER EXPENSES FORM 990-PF (A) EXPENSES PER BOOKS DESCRIPTION -.211 1.·O - 61,- 20-8313839 SAFFRIN FOUNDATION C/O CATHERINE NYS FILING FEE - ATHERTON FARMS OFFICE EXPENSES TO FORM 990-PF, PG 1, (B) NET INVESTMENT INCOME 138. 500. BANK FEES FILING FEE - CHAR 500 LN 23 (C) ADJUSTED NET INCOME (D) CHARITABLE PURPOSES 0. 500. 138. 0. 9. 9. 0. 162. 81. 81. 809. 228. 581. STATEMENT CORPORATE STOCK FORM 990-PF 8 STATEMENT 9 FAIR MARKET BOOK VALUE DESCRIPTION EQUITIES TOTAL TO FORM 990-PF, PART II, LINE 108 VALUATION METHOD DESCRIPTION COST BONDS TOTAL TO FORM 990-PF, 4,200,529. 4,344,748. 4,200,529. 4,344,748. STATEMENT OTHER INVESTMENTS FORM 990-PF PART II, LINE 13 VALUE BOOK VALUE 10 FAIR MARKET VALUE 4,248,057. 4,137,617. 4,248,057. 4,137,617. STATEMENT(S) 8, 9, 10 Form 8868 (Rev. January 2019) Application for Automatic Extension of Time To File an Exempt Organization Return Department of the Treasury Internal Revenue Service, * OMB No. 1545-1709 4 Filea separate application for each return. Go to www.irs.gov/Form8868 for the latest information. Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www. irs. gov/e-file-providens/e-file-for-chan'ties-and-non-profits. - Automatic 6-Month Extension of Time. Only submit original (no copies needed). 2 All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Enter filefs identifying number Type or print File by the due date for ming your Name of exempt organization or other filer, see instructions. Employer identification number (EIN) or PAUL A. SAFFRIN FOUNDATION C O CATHERINE B. EBERL 20-8313839 Number, street, and room or suite no. If a P.O. box, see instructions. Social security number (SSN) return. See 140 PEARL STREET instructions. City, town or post office, state, and ZIP code. For a foreign address, see instructions. BUFFALO NO. 100 14202 NY Enter the Return Code for the return that this application is for (file a separate application for each return) Application Return Is For Code 04 Application Return Code Is For Form 990 or Form 990-EZ 01 Form 990-T cor oration 07 Form 990·BL Form 4720 individua Form 990·PF Form 990-T sec. 401 a or 408 a trust Form 990-T trust other than above 02 03 04 05 06 Form 1041-A Form 4720 other than individua 08 09 Form 5227 Form 6069 10 11 Form 8870 12 CATHERINE B. EBERL - THE GUARANTY BUILDING 140 PEARL ST • The books areinthe care of 4 STE 100 - BUFFALO, NY 14202-4040 Telephone No. ~ 716-848-1237 Fax No. $ • If the organization does not have an office orplace of business in the United States, check this box ,.,,,....,....,...,-,-.....,-..,..,. -,.....,.... 4 ~ • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this boll_~_~.ifitisforartoftherou,checkthisbox~andattachabstwiththenamesand EINsofalmemberstheextensionisfor. 1 I request an automatic 6-month extension of time until NOVEMBER 15 , 2019 ,to file the exempt organization return for the organization named above. The extension is for the organization's return for. * &1 calendar year 2018 or * F-7 tax year beginning 2 3a , and ending If the tax year entered in line 1 is for less than 12 months, check reason: F-7 Change in accounting period 1~3 Initial return El Final return If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less an nonrefundable credits. See instructions. 3a 6 124. b If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax a ments made. Include an rior ear ove a ment allowed as a credit. 3b 15 417. c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by usin EFTPS Electronic Federal Tax Pa ment S stem . See instructions. 3c 0. Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. LHA For Privacy Act and Paperwork Reduction Act Notice, see instructions. 823841 12-19-18 Form 8868 (Rev. 1 -2019) ER ~Sm t S! NE 00 Cl 5.29 1,325 515.28 (885.03 /r;ZE AnnuEas,Amcao~:crN 25,031.00 100.1240 25,916.03 25,000 3%§2 §0 ~6 *5 a= =m 2 38 @ == E= ~a. 30526 ~El=0 Jo ~efj 51~:FO LWOEO~L9~EL SOO~V~/11Nn 1VN1918~ evg :77 .1 E3Vd29£69 :dISnO +989 ~s u ZSV97* oo{ In-3 S1%330 %009~F 9-E/Cl 01'244'61/OLIZ'LS :1500 -W101/ 8098916* LdISAO +989 : ZZOZ LOAE 8 L/*l/90 w 969t 18W1 28RM *ag* 5ee* 55 u]990% 000'0 L 2% LE'9ZZ'OL Rm OBLE'86 000'01 5 6% 2 i & Ei~ me =M w§mS =N = 5~~~ 5961~ mS W 0 - u 08'LE8'6 01'2**'6 L ~2 LYBBC) OOLB'L6 O 00'199'61 R LP LL'6Z 0 '6LL Quantig 09£ EE'86 Acquired Mad(eitmVaa/u~ 299 299 99 £ 069 8 LE Jo 9 10'E CO OLZEk'61/0601'86 :150~ OAVAS* LD L :dISAO 4 000'OE 4 OL'ZE*'62 SES zn 40 mu O CO O8Zsg~yl/02*66 LZJ 2-Zi]=1/1//VA7 0 Ol90'86 000'OZ 20,1. 0£'91*'61 L*79 COZ a-(502 3 (0*'LL) OEEE'66 0 I~ L9'2* 09'998'6 L !-u f f omM 096 (LB'*62) E KI M Cd rz 92'E 61'28L 0 4 919 q: *VE 5 CD 85.so G~~Loss) Accru G CO /22 b b o escription 3.S '-CD 0 39,917.00 Estimated Annual Income 53 CORPORATE BONDS 2.2 ~ 5 g 22 44,264.97 Url TOTAL 0 1.0000 50 39,917.0 Marke In Estimated Market Price 0 +ML BANK DEPOSIT PROGRAM +FDIC INSURED NOT SIPC COVERED Quanu as -5 December 01 , 2018 - December 31 , 201 0 0-) CASH/MONEY ACCOUNTS 24·Hour Assistance: ( 00 (9 YOUR CMA FOR TRUST ASSETS Account Number: 81 C-49392 3 CATHERINE B EBERL TTEE .S - +A RPORATE BONDS (continued) 152024 20,000 20,143.73 19,892.80 20,000 ~ sdt/Bao~~ AdjusCte 97.8130 97.5710 Estimated Market Price Account Number: 81 C-49392 Quantity CUSIP: 6361808L4 1/22 PAR CALL P ICE: 100.00 ST: 99.4640/~9,892.80 05/25/18 Acquired YOUR CMA FOR TRUST ASSETS CATHERINE B EBERLTTEE A 52 r or- NO ~ CY. 0 73 00 5 (/) + %6N ZSMSGOZZO dISAO 0 02'021'SL/089*701 USO F; F E Te A 028 ONI df'101)9 VIZ!11V V 000'to 81 1NQ °r 19,562.60 19,514.20 Ma 9694 ME (581.13) (378.60) 112.50 250.00 675 750 3.45 3.84 Unrealized E s ima edC r nt Gain/(Loss) Accruedl~rest Annuallncome Yield% December 01 , 2018 - December 31 , 2018 Bank of America Corp.oration {* Merrill Lynch 1 LZ Jo L 000' 9 L 8 lIN 1*NENBO I 4 **'66l' SL 0Nll c USE6=15%~R =%62 ji~~~~E vT°65 g g W = o c~ &2 5 m 8 3 M 09LE ' 86 ma 56 '9LP '91/OELL z'-z«~ 21 *5*9 :@Pan cd=coOn' 02=b 2 0 1 4 < 4 0 6 w 22 56 5 4 3 !6 za ~ d c 2 ;R !>i G# 5 'M ~~~~~2%t 92' Lt, L ' t, L 56 A 8 L/LO/90 (0 3 00 (61 ' 894) MBS 000'9L *S 0~9,0 00209 E 32 ES 5 m:m # ~~19~ Nnf 9 Wa 00 ' 092 LS'LLE'9 L 0 009 15 LO '* OL*9'ZOL 000'02 6 28Fac3l ~MSS §~*5 580285~ 5@=3 2 -4 90'18£'9 L LO'9Lt'OZ ~~ ~8~ 8 BISS ~ cc =~ = 56 5 ~ ~%58 8 {1':2 &1 .da: 6 R M b 5% :8 8 40'=F Se *5 ts.* OLLB'66 84~* 8~82 SZ'LLE OFSLG'GL r-(\IRd COR/0,4 SL9 (L9'009) 5% Nou 5 BL'*ZE 4 zz'ZE 000'91 4 5 5 8 5 MI ~ * 0 (5 9ZL 0£'062'92 0 Z9'£ OM,L'OOL 14 00'9£0'91 Z (OE'*92) CO tO'LLL 5%~Q21*~Mz 910'L - O M 111 k' N ca M 5 60't, LU ~ 1 00 ©6 t1063 fO UID Per)2 &5~2 =09 8615 *0~ + I 0 0 T: 114.9710/17,245.65 A- CUSIP: 186108CJ3 N (4 WBA: 8Z#S 55§05 8 2 - 0 0 h--11 0-3.0 De.+ g~ES ar.,5 %$2<6 3*@k OEQOK 0 12 OO*£2 /°151:~~5fg~225 -?VN/9/ L LOO :dISf)0 -V :dTS LWS :S.M] %9LB'£0 8-19 1NZIVAS AN d300 1Vlldg EV 61000 31VNICIBOFIA 4 ~ZE 825 311.67 (751.77) 750 16,032.90 125.00 AnnuadLZey, 106.8860 (473.66) dZ~5 16,784.67 19,805.20 oss) Accru 15,000 99.0260 569t 0 09'881 -aoSS LL/ZO/90 ~ES *G.5 1= 000'9 L 2 OO'Betl'tL 832 3 090L'86 0 2 SL'909'4 L Z 5 4 (92.ZE) 00 'r> ru LZ'DL 3 289 000'02 CO ~ 8 Z - 61fL96 L L dISAO 5 m /0, 40 0~~=6 §81=8 5859~6 E 0 L6'008' Ll - 0 6% ..9 OLZO'SOL va OZ'DOO' LZ 0' E.5 aE 8 52N 8 09'£98'62/02LS'66 o sv (LL'96L) SUM EE.St 000'OE ~3 OZO'L 09'£98'62 00 4 0 7Y1.01/1.INn 000W 4 0t98'L6 5- T.(23£ 9-Jo So 0 4 2 t- d °0 00'00 ZE §E E 4 52~ @~~* z~K!34 8 -400-5 5S 2 El* SM < - E585- ==81» B M a g 'S M tiv~ ==! 4? E # 0 02'69£'62 9 8 (0*'46t) On D; 00'LL 0 7 OZE'L 000'91 05 5 ZE'EBEKL OQ< d: 0 4 09LO'86 OE %6 OD'ZOLBL 8 T: 101.7780/20,355.60 n U OR G NAL UNI /TO @ 20,278,86 E id 20,000 53 (26'089) 2024 Estimated Market Value Estimated Market Price -0 26'LZL %3% REALTY LP GUARNT 03.750° 0 asis mp 5.14 3,78 1 LE Jo 8 Quantity 5. BLg RPORATE BONDS (continued December 01 , 2018 - December 31 , r 26'£ : cv 98'D Access LU 1 M YOUR CMA FOR TRUST ASSETS 24·Hour Assista c : (8 C0 0 St'* Account Number: 81 C-49392 SS Cks M 26'E CATHERINE B EBERL TTEE SN 0<92 o s;25 ODYS: BAAl S 290.00 100, 00 5,372.45 E 100. 00 05/10/17 (0 0 == 4 96.zoz'8Lfs;55, :257:Efi~ 71/N 5208 Z= 0 1,463 674.37 (774.39) (149.17) 31,050.90 103.5030 31,200.07 30,000 4.71 Annual Income Yield% 14,534.85 Interest 96.8990 Unrealized Gain/(Loss) Accru 15,309.24 Marke December 01 , 2018 - December 31 , 2018 15,000 asis 969F CD LZ Jo 6 3 LZOZ 4 000'9 L 4 LO'092'8 L U' '682 00'00 L 2 /0£66701 ·1~03 7Kl~l~NA 7V Ikid 71~VO ZIVd 2/LO/2 02 0 :dISAO 988 :dTS ZWS: LEOZ LONVIN %091'* u,90<; OCOn L L 000'9L >2 4- 97091'Lt LL'Lt,Z'SL 8 .EDO uS iSm8 (E9'660'L) 09£8'L6 2k SLEBE Or SL9'1, L N ££6 (LE'ZLS) 12*8 £4'9 09'ELZ 4 8£9 8 B·a*E ~ 5 ~a:~55~ im w k OEZ~ 2 1 1 5 o1%ZE 0:5 INt-1VN 4 t,E'* 56~ B392 1-3BSQ On ~ <(52Edifl @ ri =~0 5} spo * Mao ~<52£0 EE=E N I D I < _ ne 9ZO M go 5 8 5 & 8 55 .5 350ofic rfoofof 000'01 2480 <6 BL'999'01 *r ES&3 E @Suf Z meS E §~A E WN 962-0 2 0 0£99'L6 8 0 30 16(/) 101OH 0 004 N£O 09'0£9'6 L E (89~ZO'L) m m 8L'£9 .800% N a, . Estimated Market Price Quan ty im ~ El Is 029 Acquired -0 u W 6£'£117'9 ORPORATE BONDS continued (0 0 BL't, YOUR CMA FOR TRUST ASSETS Account Number: 81 C-49392 - - 000'9 L E2 99'99£'9 L -0 4' 0 L/8'96 2 9 L'ELE'* L .- (LY£96) b E 0999 16 ged E D CATHERINE B EBERL TTEE Bank of America Corporatio Merrill Lynch U 6&188 900 + 7 CUSIP: 263534BG3 COST: 122.4920/24,498.40 03/28/18 OTAL COST: 118.5340/35,560.20 L~~dZZ 00'2Zt'E Id 53 SEE{* »52* ~2 0% n053h! NO 9 Nnwng v 45 20 6 K Wor tk a5 :5 43 1500 7VlaL OY4L : L £02 9 L 9nV % ~D;=6 SO 10,000 20,000 45,000 12,806.14 24,208.86 53, 502. 73 35,242.66 30,000 123.8310 126.7610 114.4030 12,383.10 25,352.20 51,481 . 35 34,320.90 969t Mo~ + 5 (423.04) 1,143.34 (2, 021 . 38) (921.76) oss) Accru MERRILL edCur nt 237.50 599.44 1, 166. 25 777.50 713 1,300 2,799 1,866 5. 5.12 5. 43 5.43 InterZ AnnualiZome Yield% LZ Jo OL LO 00'SLL'SZ/OOOL'Z L 1 :1500 1VI.01/1!NA 89019969£ :dIS(10 +898 5~j~ 000'0 L 0* Qg 8*'8 L L'£ L E ERkM 553=k O€OZ S L AVIN %00 4 0- 0960'6ZL S&5 NO U 09'606'ZL CE (86'802) Lf) 00'ZLZ 00 LL/ZO/ a-0 NO 08'6*671/096*'62 L : 02cnZE 00 OZL * 000'SZ ~ Ztz'L98'LZ -4 0 - LL/OL/90 50 , ty OOSL'48 11(3(25 54 09'LBL'LZ 000'0 L COOW go 0 L'GZ/0890'66 4500 1V101/11 5%3~ 1825* -o fr (16'£99'9) 26'029'Z L 5 %000't ZV ~5 1.59 4 tr OL99'EZL 5_ 85'EZZ'EL/85ZZ'ZEL :1500 SfYI.ZOISZ:dISID +V :d 5Z~%%95E% =14 =22* 8 § s §3 2 = S i Eme 5% .* SM (4 55 EE@~ 5# S = 4 *530 f te#\ 0 LVY ~S.AGOOW 553 8:9~5 WS~< Z~ ciNdie 8 OL'99£'Z L 0 ~ 000'0£ 25 LS'S 53 ZL 69L T 091'L E 68'9 3 (28'992) Estimated 5 Market Value 4 ZL~91~L Estimated Market Price (1) 969 A*~~1/Total Basis 0 00. Quan ty -0 295 a(D CORPORATE BONDS (continued) ME O~'OZL'61 YOUR CMA FOR TRUST ASSETS C- OE99'96 LU N 06'969'81 LU Access ode: -Hour Assis a ce: (8 CO r (09~20'0 Account Number: 81 C-49392 00 c 00'092 CATHERINE B EBERL TT 69 0 OOZ'L N CD 81/1, I N a> 2 M 2 0 T b %09 289 825 CE 0 6 + 8 0 ESINC ORPORATE BONDS (continued) YOUR CMA FOR TRUST ASSETS CATHERINE B EBERL TTEE EC 15 2032 B~ DEC1O 007,533 N/T/TOTAL 1V101 ~ ~ 063.95 sis 122.4540 19,106.85 d/Total t Basis Quantity 5,000 ~ 649,854.03 610,000 18,713.13 124.7010 Estimated Market Price 121.6120 18,751.59 15,000 15,000 Estimated Market Price Adju ted Total sis Quantity Account Number: 81 C-49392 628,783.30 18,368.10 18,705.15 969* ~s <2 43.33 6,701.88 (738.75) (21,070.73) 28,116 975 4.47 5.30 5.55 =05= 1,013 (7.98) 415.59 1,101 5,88 Unrealized Gain/(Loss) Accruedlti~rest Annualli~ca~~de(Yuiel~ 45.00 (509.79) ~r~-oss) Accruedlme~t Ann December 01 , 2018 - December 31 , 2018 115 Mrrl!~caLcEZLI!" LE Jo LL 000'9* I LU 9= tri 5 ~85 105 '1192- i Al =03 11VM 11(13210 ONIOZ!\f9321 NOIlVI/\1ZjO:INI 2103 A1~0138 5310N 01213:1321 3SVIld OZ'Lt9'*9 4 06'*06'£9 .4 OE~ZDL =Q LL'6L9 (/, mAK 916'Z 0 3189)(Vl L A33 Aml AN V NSNVZ11 NV1170dOM1301 V #C <>AY LD 9 <1 @510021*OV-18 Subtotal Z LO 4- le]Oiqn s RICAN T W ER REIT INC =r amR ~000 r- com ookld Vlva 011.Vwolnv Subtotal -- lejoiqns 8(D C ON131ddV AMAZON COM INC COM LO 1-LI Q 1- rn ANTHEM INC Cost Bas 6,0'0) (V) M Cl 9 AMT 03/09/1 12/20/18 55 ec 88 0m cor- w N Subtotal M N r (0 7 Enw1188 #r- 1- 03 r-r- co Eg M ALPHABET INC SHS CL A ~g~ M0WNN ~LI"PBS 0 0'68£ -- Wr- ~L 1 f L Quantity N C) b r- cO EQUITIES Description 000. 4'zi-rE r-. NLO* M4NX O CO r-- (0 WN(-SLL Coo,OA * ai m 1- as CD M LO 0 '9LL 'EZ v £ '12 - 0 0.09 -000(01-00 ZO') * le V 4, 5 ui f 0 1 Wr- N -9 -0 YOUR CMA FOR TRUST ASSETS LD LO M M M i Account Number: 81 C-49392 o> r- 0018'26£ 000 000 00 0 000 W e M SL*8'911 296tz'OLL LELL'LLL C M A- cn_ 0Of 0 N 4 N.- 0 01 uNF 3 r L L'I. 0'trL 3 ·N X 2 2 ~0 n.r-N-KLD CD N (0 00*L'LS L E# & SSU'19 t -0 0 Wr 1,044.9600 ..3 ~ 26 -3 N 6'99£'Z <0 9'86 *'9L u 5 -289 8 m a R 5 9 R m F a m W * m B E = m 8 0 m CATHERINE B EBERL TTEE CO EL'6L LZ ZE 5 q ZE'££9 2 61 * 95 '£66 '9 41 3 1 co r- r- 95 M mi E 0 ---- J~ 4 82 3 CD CO 3= - a, 0) LE JOEL « N ~CDr nfer) O + 0 0 . St 2.26 H: *: Cy:= C') n M ,-- r r- COLD * r K LO O CO s NO) m Z g] r N R 5f J4%2Gg G W. -- NONA a 0 -6-€ M -C - ~M~M ~0~~~m ~** 00 r- r- r- r- Cidaid (\INNN 00009 r- r*- r- WN N N N 44 LO LO LO LD 000 LO -- 0 0 4 00 NNN W O, ~1 St N M .957 r- CD c CO N Q r- 1---61 OLO m r EE LO co r'ir- F-r 9694 Estimated N Ce N 3 0099'60L 0099'60l 0099'60L 0099'60 L 0099'60L Market Price rvcoNM f aS WN r W NO 4- 0 1- O~ 90'L96'92 N W 0 0 0 0 WI St'LLB'S ~'OLO'E 'E80'Z mN r-r-CO p 4 6 Mr- 0000001 t- - - r - r-i . ZL~OZB'£= 82 5 E g B * *M % d W E E 41* (D (0 09'LLL'EZ 1328{:ZA gRIZ:!53 EZE;~ N N 0 LE£9'tz 31 55*WR 5 4%*/5 8 - R W ZE;Mr-Ma)- A ~* 4.* u- Bi tS r-*LOCOLOO O Na) 1- - N M Cl .3952 05/08/17 1 3~.46~ ~ + 900 05/11/18 06/01/18 05/08/17 06/18 05/11/18 C 04/26/17 CITIGROUP INC COM NEW lejolqns >115 0100 00 (11¥M) AEINSIC] lejolqns Subtotal 04/06/18 CB 04/26/17 8 L/LE/0 L BL/1. ~E BL/90 LL/80/90 LL/92/t,0 SIC WOO lejolqns 730 d&00 H3HVNVO CHUBB LTD Quantity n MOLOCOB % r r N W ~ BL82'9LL OOLO'ZOL § LL/80/90 Symbol Acquired 3 mm L L/92/*0 ZIHO BL/LL/90 teloiqns EQUITIES (continued e - N r--1wrY -3 0 N ESSZGE 130 d~10 31VS310HAA 001500 YOUR CMA FOR TRUST ASSETS co CO (O 0- L969'9LL @ggR (\1 W l-) 4 cd os 299000L 0090'ZLL 09 t- r- r- r- N N L ~/92/~ 1500 b M m 00 Eg XN Kdnio NO>LO A 1·~ co r LO 09L67 5 Cost Bast CDC\·1 r Of W .8175 67.7976 #NmrM ma)- *989'961 Account Number: 81 C49392 u M L'LLS' 3~S IS Z $% 5~ SZ~G*@ RI. S:~{2 8518 -{SA~EYG r.: tio~OK 6-40 '2 2 =a CATHERINE B EBERL TTEE *-- -2 December 01 , 2018 - December 31 , 2018 M t('2~9'* Bank of America Corp.oralion r- M m KI 52 g n 8*L Merrill Lynch r--r-r-r-- (9 N LZJOEL r. r- r- r- ~~~**p N 19' 1.0 Lr) 1-0 NN 61 m DE (38.75) 3,590.97 EstimatedCur 6 EL29 'E / o s Annual Income Yle 6£4 44 6 m (O 0 N CD 0 R 54#go 5 52 0 6 U) CE'OE£'E 5 0. r (6~'91€'L) Lo - r OrO (LS'8*Z (26-L66 .Ho ~ 0004 LZJo 4 L SgE (9£'L98'*) (L*TE) N 00 LO'0*8'£ 5·* r:r- 1- 6? b Ot ' LGP ' l S ~S 85~ 3*r~ . ESe*T /1-%% 4; ~ 8 % El- Y CO 61 '2 - 99'26 OE'*02 h# LOG) r Q 1.0 0 Orr .- $ $ ~~ '- Ri m Z 41 A ;8 * *1 83 5 2 A r-i * m COMMN(\IN WN N N SED 0, N Z -- M wc ~ B S~ B 8 8 2 8 5 5 5 ~ 289 1.LIT Se -O E ~ ~~ u -2 ¤00000 CO CON*V h VNNON M O LONW e *r# OONCOO cocON(00 0 00©V <00(OP 6 F rl Lri (1 5 0 03 4 4 44 co N O t- M N cO N 45 a; (D r- M 440 4 06- CD (00(ON O On» L..0 *NN ~ 81 8% ~{S{32 ZR]gm# ER:SmM 55~A ~~ ~:BR8.R R g4 ON M * N--r-£019 N #tal 0 M 29,188,2 171.8200 153.6837 81.9203 77. 1952 83.5675 68.9564 71.2407 124.7360 141.5485 151.4950 81.83 Estimated Market Price HON 04/26/17 05/11/18 10/15/18 HONEYWELLINTL INC DEL 10/31/18 HD 04/26/17 HOME DEPOT INC teioiqns Subtotal 10/26/18 05/11/18 BL/LL/90 teloiqns SHS Old OIN0231<1301 HLT 0 04/06/18 CD LO CO 0) BL/90/t0 9 t/LZ/O L lOW HILTON WORLDWIDE 00 LO 1- 00 Rum 5 -- Ki Floiqns HOLDINGS INC REG tai sis Unit Cost Basis M » du00 NILMVIN 033H)1307 Quantity W (0 g= BL/LL/90 LL/92/40 1017 Symbol N 0990'EL L.0 9296'EZE 81/LO/90 BL/L~/90 00 9 3SVHO NVDBOINdf UITIES (continued r- OOSL'OLZ BL/90/t0 lelo}qns ONI VNVWAH /no)qnk YOUR CMA FOR TRUST ASSETS 0) ONI ~13dd3d kia 91883>1 E LE 8 1/60/EO Wdr e 095% BL/LE/OL daN M 02 0-) 0, m. 9899'92 99LL'BOL OOLO'int ELZ BL/LL/90 LL/LE/901AlnH BL/90/t0 00*2'BOL Account Number: 81 C-49392 Cl 4 SES 969* lf) N LQ M 000 EL'*49' L #cON Ch .- 90 '£62 '9L £6 00'*ZE'OE M cd r - OL'05)L'L £2'889'EL 0048791 00*8'L92 O 0 Mr £6 ' L ' LE 00*9'92 ~SM OONCY)N E6LL'LLL m :;KIN m RL°ZE RA%35Ri Cy> r N N (D 9 ' LZ'62 N g ZL'* NNM - 66'629'9 L NWN MNW~P 0> M OOZ9'L6 0029'L6 (004~ 00 CO r-rr r~ 0 0019'L6 0029'L6 4.## N-NN M St'618'* 00 rr-r- 000 1980'D82 0066' LBZ L609'9EZ % 000 SE '891,'VE ;2 0 ~2 5} 53 M LO- A- R 0) 0 11 1- X~ E 2 000 (1(1 Nr-N WN 96'60Vt 96'811'8 L * ~gm~$2 MN 8 00 71 . ~~~ 71.8000 71.8000 71.8000 Ma WHM C 94'ZE CATHERINE B EBERL TTEE 2 N 2,£ 0 Z L TOG 'E LL'Ot St'ZZ ~ Din *SL 1~ w 69' .- + 8 0 1.8 715 CMS= Bank of·America Corpora on 00 H K r- wair-r-,0 n O r V. LO - e c C '2% ~R *8 2 RI 25 8 R~ SZ~** FRZ~ ~° ~52 ~0 2 E Q 6 4 0 0 06 6 6 *57 5 ~0 CD 3- r 3 Co M cv ogo, r- A h CO oH.B.Ar- *0384 LONA 00 00CD v %0304%00. r- 0> Incomu:5(0 m LO CO 0 lo Cg_ 0. N & LQ : Vie- 14 W M N 1 N N t- LO N r- 1.r> ~ *- Lo - . co REK *NK LO LO (.0 10 l.0 O LO U M 0 &~ C> .43 -s E E 2~2 8£Or NO 9 : (DMK ~3 m g hz LO tr) 1-0 0 01 1-- cd 00 02 - 131.9400 131.9 00 131.9400 131.9400 10,717.93 2,048.51 4.11 53.5896 68.2836 92.0550 2 121.2300 19 6/29/15 05/08/17 02/07/18 V 09/04/14 Subtotal VISA INC CLA SHRS IFIC CORP Subtotal UNP 04/26/17 05/08/17 TOT 04/26/17 05/08/17 05/11/18 06/01/18 Qua Symbol Acquired SP ADR A. 0824 @ ~853 80(/' 24? Ahln.LN30 NVOR]311,!V QUITIES (continued 10 31945 leuo 08.13 YOUR CMA FOR TRUST ASSETS S g le \At %0OL swaunSeALq OA 8 L/L L/90 :aselmin ldWOO 101901 IN Id 1110038153 B 989'L ID < lin/SaNni GN3 a35010/SaN r~E~-'ifIA: LUQ «- - 52 = 4u li N 17101 06 02 ~ N ~L/LL/90 L/90~~~ BL/LO L L/82/8010!AA c 30 138 .2300 138.2300 21 01.49 4 4 22, 142. 13 111.2896 110.1600 N 52.1800 E 3.8766 1.8400 Unit 23,249.36 52.1800 52.1800 90.68 52.1800 Estimated Market Price tai sis Account Number: 81 C-49392 r 5 Si S e1% M 6£'48 L't# r 009 L'O L * r- OD'KLD'9£ ~ (66'60L'L) ~r ~ 00St .9 ~ N r- A 009*.9 C M ~ 98'8ZL'EL co N M SE b 1.- m 0 L'29929 505 3~50918 1 ~: CO CD 0 (15 N 4 00& ~~~~iN CO 0 _$@ 5 5 N CO MO N N 10 1.0 0 NM r ed -N e Y3 18 ~e~Jed .E' N L© g g C M *L94'58 L99£'98 N 5*N 009 L'£6 009 L'£6 0 th * # 4 {3 8099EOL 6LEO'BL 4 2 lo 00 [D 1- M grtoE' O ~ 40 014 00 L'£6 IHCK)555 009 L.£6 N~m *8 L'1,4 -0 w 0 0) 96'6Zt'92 December 01 , 2018 (800) MERRILL Access Co e: 3 CO m co r 00 M-5-5 K] s * GS r- ~3 ~S * R r. s 5 16 4· (6OL'L) *8~a'* .!3 8000 0920£' 24-Hour Assistanc E 1 ~2 Y -O 18 CATHERINE B EBERL TTEE LZ Jo 9 L RER C)- 86 L LUE E0 ~35 542 *9' N L 01 N r MI CD (01 +01 22 5 OET U N Lo co M WI *M K 00 N E E 00 (8ZL'EL & n b 0 91.92 9 C> 2 77 R R R R 12 8NWNNN St 8 0 8 2~ 82: O M 285 500'9L a ~ 2 R 2 8 21 ;5N-ni~ :11 N~ ~ 2 4 Y =': fr*~ OE'£ 8 R S.uno 5 264 Sf (LOE'LL) *#9'96 (82'*) 9694 (LL'LOE'LL) 96 'SL Et' 9£9'48 OOL9 'ZZ OOL9'ZZ EZEZ 4 L'**8'96 6ZL'£ ONnadVOD 2:101035 m31355Rmi31¥IN 8 L/61./2 1 :eseqojnd lemul 264 IHAl :1080!AS (18,997) (3.51) 25.64 44.9100 29.15 Initial Purchase:05/11/18 (18,997.57) 69,790.14 44.9100 88,787,71 Investment OSS) (0.85) Ma 10. 1600 9. 54 Total Estimated Cost Basis Market Price 1.67 7.67 1,167 1 Merrill Lynch Bank of America Corporation December 01 2018 - December 31 2018 ~ -EsSEt~N 88,787 1,554 i Purchase: 05/11/78 RKETS F CL I DS/CLOSED END FUNDS/UIT (con YOUR CMA FOR TRUST ASSETS Account Number: 81 C-49392 L 99 LL'SOZ'91 0 + CATHERINE B EBERL TTEE LZ Jo L L 90 90' Ools·09 L98'Z §54 1,8'998'*Z IZ'Et,L'SL 5EE@~1% (LE'61,E) *SEL.*Z *~Lu (0 Gi '9 soz'sz 6 L'961'69 ON C 52~ (6/E) (ZO'L,6'9) aks*2 9 ScE0*2 C, 55 3 C 849 Etl'SL -25 02'2 Omd le!1!Ul & 13 OAO HOIH AL!111.V10A M 1VNOLLVN331-NI NOSVE 9931 (L*6'9) LU 16 8 L/1.2/Ll:as 5 z E Lu 4 2 83, r) w) 355*8 ~1 23 -~ 11 Ag~ = mi 2f M 5222 ~2*E @E~22 CD F C} 25 .9 4 2q 2 m 2 E ZLL't, 8 1./L 1/90:asellOJnd len!ul 862'E 1% 56 1,6'9 4*'9LL'Lt 9* %OOL Slue{UlgAul 8/1/1 006ZZL 1-U ~ 16 520 Z*'ZES'04 &3 0 U m co>< (n (ZO'Etz'L) .!3 E 12 C TOLL 0 9LL'Lt E o0 (EVZ' L) d S Q: Ule MOLIS L.Un!LUB eluesejdaj JoJ eADelu me 0 se,1~rrje~iebAgnoufauAoei~~rto~kul J~A~n; § 'klunoas Su!,Allap~un a ue 45!Iqnd dTS pue s, po + n fro~ a luaullseAU!31 46no an eA laMJew pajew!153 :Uinlaki noos Rew 1!PaJO J 5~5;0~~5 L.Unilsul iqa al (Alternative Investments) al (Equities) Initial Purchase: 12/19/18 FINAI~~LS ETF UTUAL FUNDS/CLOSED END FUNDS/UIT (con~~d)~ YOUR CMA FOR TRUST ASSETS CATHERINE B EBERL TTEE 969t 2 465,956.21 32,297.85 Account Number: 81 C-49392 cost BTos uneo35 Ws;=S a] I lou 5900 Plall ling pue pase40Jnd Alwa.1!p S.Jells Jo 1900 :lu 9 16 C A XUX -~i aill uo SUBEJ Buole pums 841 JO 0]UE.lenS) Jai~U~equal!1~0 84] UO BU!12.1 841 JO Jall~1 841 gopuBA AUed pJ!41 ap!AOJ d '4!Jnoas peoueque 1!paJO e Jod 'S>tools paneja ue s u q uieliao JO 4!lenb lip@.10 8 UO 56Uile.1 1!p@JO ap!.AOJd s,Apo 0 SUIJal ~l~ e :v 6 (O< t 'JopuaA 41ed PJ!41 e kq Pap!Ao.Jd pue Jangs! S!41 JO sen!.inies Jqep Ja410 JOJ ssuile.J . SJ~A! eM JO R~u!ne 84 /3 -lit: . M E 33 0'7 E :1 1 .f= 5.05 W 3 2 22-5 E = ~11 33 uo!1@JOIe Moqs junoomp e ie pase40Jnd sluawnnsul iqaa 0 dsoi Je 5 p nJ lemnw JO Bless pue ase -0 1 5581 30 1812816 eq 09 S.Je45 Bu!.pnlou! 41 Jo anieA Jellop 841 s! UJnla Egg J~PNu~E;~jeJO QU(no ~ 9 JO M EFESz=U]J S-Rs ~ S 24·Hour ~~M~Zedi,C December 01 2018 - De Total Client Inves realized red LZJOBL 4 ! e !1 Jo 16 %.9 Al- t '.105!APV le!oueu!.3 Jn~kneluoo aseeld suoilnlos lelougui moue 13 9 5! Py Imoueu noA 'uoileiuiolu! leu JO Uo!:lualu! 041 OJU! lemo EJ: SA 153Aul lue!10 19101 snu :SEE 9 le41 suieS UJJB,-1104 ]Ualll@J! e45 d i=J!,psseju s eti-~o.IjonU!29 panieeiun - 1~S~ S ~tE~*I·mE!8 S 3 5-il /*E -li m CD 3%~2~ mvm ·~ 2-3 Z ~~88B* =58 S f/ES R FaE *~ m o c 2 25 Z EE 5 71 (OuS 26** . Z 9,0,5 3'° OL- S2* m M 2EE 9~5 8-E 165 S O BS Y * 0 O .n 25 : g 6 0 >Ea ES 0 .5~3% :: 5 5 MUJ E)~ 55 2 641 3as5 -g /2 C - & 4 -5 i= ps 2 15 ~~ 8 ..11 ~ 13 Z' ,_ -5 0 -25 5as % E0 E ~ :Eg f Z u . ·0 15 .0 -O - SEM*.55 =ai- 4 S e 19 , 7 9 9 2 =~ = 2e s =* 4 1 1 ZZ 3 1 42 5 111' 04 ~r Z . ai w 4 S co~ Eg 90'L 19'596' L 4. (6 of d -QO m '*- * m c:,1 ~ Ul 0 1 16 10 0 & E 52 3 2 f Y 2,1 1 = 11 " a al) 40 = -SM=Z r 512 M9 46 2 @ C 4 88'09£'EL 615 . 5 2.29 736 582 0 - 85 32S E9 Zm e...t S ·~·SfN~ 55 Rr- ./** Eoo i5 moo- 5 0 00 @B:6 f -~ 2-* ~2_ b 12 0, : 10 SRE w~~ cpcocu 23 Z . -CO 5e go r-:i e..5 ~5 5-m U.1 §3 * ~ S E 2 BE SE m **St -2 5 8 :a. Li -0 0 84 2 13 O b L0 5E 2-E& g #> F *:ES@ W» F W jEEg 3*3 3 8 myc tn'~U-L r 31 2018 CnN 14 1- 88 &54-2 : 2 ER a 8*LE M 5 2-OE 2 E N-O 8 EM Z k 000 2 5 co 55 (C »9 0 4 7< 5 f .1 41 Ant -0 e 4·•E= S5 02 - '0 aj g) 8 8 '*3*1,1 8 ]: 04 e 1-dw IE'jeoq RS: 8cs 11]03 za·>;1gN9: !esl »«, ~i71 «.- 4: 0 *}2 *t 4/5 :W * 5 :5 IZ b ...£4 ir,2.4.JI, cD KE: ~-.0. 5 5. =:J ff'& ~ 69 , 1£' co 'R.')4ite,2 4--(0:06 0.-.00 ~1 I·'·':':a: i~~'39 -: ~81 r lf:: >·- 4.4-1 4: 0 .-2. * 02%5 RS,6551 t:. *el !* 9 '.~ ~' el 8,3,5 n IS) SQ '? <4 *J*~ *4* 'is:'4~2 ~ ;i 9- *I,~J.-,cd rs* &* »»49 2 fi ' 10- CO 0 .a. , .... am lo·, r- 191,265.83 by CH. 5 5 :T 5 {t 06 00- d =r - 0 3 J. ... trp-t 115-air '7,1 rr 8442 18'* ...4.5.1A F*R C 3% :*)18 V 1% 1HS N .7 8 8 KIN¢,0.ME. *Bit. ~fjf*f> o sh and Cash Equivalents .52 O LL o (D J « ' - r" 74.. #SW fU.Y. #-7:- 1- 1 i:mli~4~10 f>11<:-4 .'. 0 * M 4 LL /2 f 5 0 E 0 E Z < XD% .- u. 1 g ,«9 ~ m 5 59 LU Z oom9 0-1* lAi>SM '85*2 J:~ ~· ·:~ C'111216:t (507,758.04 W - 5~YAS C 5'42 Exeter Trust Company ..1 ~/F .,· Current t.. 91/, 0000 5* ZE Bal - :W·i, .6 3: itf#/*?9/9 22 , „ S= W : - cO '(X'"i i«: :bl:~ 10 .~ 58,t 1 4 - m-612 - - 6 456 2 ill ~5,; ME ":-27 /. ·· f:~:~~' A< 2 4 Et'toE t:.7 Total Market Total Net Unrealized Value Assets Gain/(Loss) 0 :F't:¢,5 ' ii~ 1 BO 0 .·.q/ IF · Detailed Holdings L - N 9-Z Jo F eSed 22 ./:- ..Irs,-i-)F'Fpm~ 05 DE UND 1r 10 1.0 . - .**2 '',624 -6 .CD AM m:ix .~, / ·- ./ 442, Nl ~r·~~, - 0 'rT-5I -7-J.i.: W-- i<-LO¤ -1 9•1i 1 4 41 --*1'. ''- /.P'-,~, M 3443 5 ..tt 027' £-,1 . -*. rc 41.;4 iR{* '0 t °° R*i~ 9-- II I . *' 3 56 air,31 CD 7,-I -- _ 1%:Fljl 44. ~ ~ 18'.t-J~ m-ms . i. r- ,- - -I 35*, ,*-(296 %;12'. "*1>1: 16 H[' a ,~*03,5,8 10 Irri, 13~ 1 CO Igria- S.3 4/4.* @Fil 1/ :E]]:t{'2~E 15<,j -64 T,g-&*rd lRS 9% cv- :'M cV ICS'-1 ~81'* 15 it-:74 48~EZES*~f'l 1%4 #F.R. QPM - t~A. Aid 'A - r ··~ r 1-E&.31:-13 :4I~<#S#-F5 SS*24YS2 Itcnzo=Slee-8,E"3,·m.ze'*=*"i61rm81r=*8-14 90.X Z.25 1 40Sf: 0 *2126- ofoi 51*54 !fen fi,81*Z' B allffiBI 24'5 .,cs -cof m ,=,'-3'~*O W!~al ,im:748 8 5~33 R 114# 51*Fi,5 &521*}u; E Sis(%] -1 ~~<2·1-/1-1 -U 00 -1 0123.0 A r: aj' CO f 0 *ic:*10 ZE 0-Cro * ~0!6:Z! 0 325 8435 M ii ~1~5 8 s:!IS,Mll 2 5'Zzie 6 2% 2 5 IRC' 2 e)12*12 5; b--3108.:K c,~,~¤' 4JE w-> a t, m\~40:F w!,n (n~ 2 u. , 1*Y~ ]82] laYS# . 4 41... -s:-1.d:1. PEKYM 1911 ft; 155 L -:CZ y,·3·'< 8 1,03 162% d. IR: 12,28 $48 IgiNS 1%,9 1~ -,5 . -r, I 13 '211-,1 * f!*.044 MS-*EW &2Ed/* SE/9262 A k Z r.2& glavd 0 - ·8- : 1 I..11fl ' i. -'f'.t:' '44!Al P·-'- i 1.0 .2 -1 -1 45%, ~t,-fiber~ ~; ~* N..t.01 6/ .- "CV -. 1. * OcioliN CDA'. 0 iN' I le) ,r,11* Ir-, *r jA, ©:4.1 , %3-98 NY*. - 1*~11# I. r M,r N PS:,.-4 ./ ,L .-'53 , ' -'3I (011,-* CD 4N00 141,W TE# *NA# b 0241 - lt-, cv v l,0.476; 06.-1 824 30 1- 0 ./ :'4CO :4CD 1,978 107.91 Current Price 00£.4M a), co : 'to " f« M:n/-d ~S- '..' t. "1 ._ 2-4:4 . . m- 1 -f- il Z - 5597444 ; I. r"14: .11 6*1W " ,2 29 1 E 1 ,1,1-3: ~· ' -111*.* , # ./f-! n 1./.6/. [~fl , " , 2 E----* ~1 '0 -S?&45; » ,/ O 298 2 '3 d 41 -Ttd/41 4·':02*8 6 'SABVL k.3.t, yl'·:j 2 _F. L 6/if{5 4,f,f .;:·_:.'222 :le- L.'.- ~ 8-41% %*S 22,3-:-:- 2 im€-:la I ~'~~I' ~r~ip, f 6F..48'Ski-]li :,1.,1 , -, L-"J:d . ,, , ' ..1 . I 8 12'62,14 8 1§:,r Jj,J8 6.3-Fis,11- .. .2. 284% 5 47.81 215* 4 '4 1-z -,.1 hil 7/ :CO:' 1,_ - -99'Ep 9, LT£0*'9 S#:8 ·*0,1,1,,5, 9 *Rtes 'I .9 ri'.3 ER1' T,Ail 1 Z.,-:,7-„01 lat L. 6.C O 510' .2,1 ... CR 1*15945 ~Or 5-·]ty 5 15: { 4*41 L,4 51•'ni 0 .rE :f m la~zVi3]g -4,54245*E 'F-,d'11--1@ 10-57....".' i 1% 1 1*' i I. ./# . = 148,000.000 Shares/ a. 1277*= ir:' '-1.~'Ir _,15 /9 - ./ 1-1'4 ~4;.:/IL:/IM f ti';-A' F# R 1%'k3b,~<~~2]4 '0* '0910 & C R glfs . 0 :* 0 R Ksis A ja -,-%If/ ,2 Z, , L L. i /4,1, P ' m 05-fCO,0 CO „0 - I.4- £g,#;2130 cn:,-- '' 19:t 5, rn, ./ ,r' :, cO 1 Pfhg. 2.-U2lc,f l lAf* 49, s! 0 YLY.£.4 2 ai•1-' "~ ~I . 22 4,0 'fro~mf05 '*:fyr.~'.~1%-~~ :. w o 32 0 4 1 w--, - - iw. . lo .FOG S"I.VA 1/-„ .3 „-n V 1, 1 L.1 84 411'L.610 U'r' I-,:_~ C·to<4 95 21 0SA':89 -id 7 T : I , - 1 .74 . M'; St '~ -I/~ 97.36 9/&0 F.. 44©-3*.s~ - 4'96*046; -'«,2 # gE 0 -1* 0). 49 54. E~-1 1 '- , ,-fl EN:· 97.68 ·5 4, S'.p [12-It MI YBO :.8' I -,Ir - r,91I -1 &1 Exeter Trust Company - r , (196901,£)- '7 --zEF f 'L. - BE'/96' Detailed Holdings Li t Efirf S.-it N 3 i 3 5%5 ~S %R £4-,'*3 .~16&~ E185 Ei /z / 0 ·., he '64 - ..i· r-Id lk)*. 931 ;*:1 t.2: 0 An E °R 4 1*-S_.14 91 10 9 86ed 4.5,15 ~.5 ~2 -eq Sdic y R SCO sc\ID , LE- ' ' .40'691 1 ;-1 00 0 1, 0 -0 ·· <9.9! B5-fl,--/, ri (580.29) Unrealized Assets Gain/(Loss) (c:! O "1~11-- . . ,, , mi}8»5 T Rf,Sl ,5 3 ~3*: 5*~8 ~1~,4 - *fjj Er s I 5 S.-4 19.11 1#4«4 - !20-,8 .-' +YS-j b . ~+8.*. g. 9 INA R *51 E :IN.8. 3. REN ,-«41 9 .4r:ir . ~ - /* 2] 4 ~ i' r - d !8Ktd 8.5,n o ,„I I ~f* ' t. _, · i· , r T - i{ i- 8«541 -1 1 ~ 12*Ug 3 9 ,~f,6<'~~ I 545%' T._-,95! i. .,6 , ,sj*}] .- . . 4.*Ly : 4 ~ ar 11'JI 25,541.00 cs 0- *1*-,5 . . lesm:71'.,,4 + W . 8 13398 .-"--iFYS .... 0 1944#-1 6 - Value tor *90 0 ic!.., '' ,-& 9, "9471 :3*1 f Ir i 8%1 'd *t' i~!1 M=·,lirs .,4.g:. 15,46. .- 34 F.*, 6 'f ]'' lid *z:i s 2 S{{m#0 ard , iss N CS--~ 6 00 CO IUMSid /6 74 5 af N,41 ig>: /4. - -'.1 f- 0 .994'99 - Market Total Net Detailed Holdings Li .1 1 I S=... 3:.;4./f. - "··-/'' 1 ,- 42 r 1-9-lhlt EY IRZ ESPR = 4 -p,- ''-BA . 4 Ve 5 , 1- ,(9 IL·: Bb »2 t::Emm (99'Z£6't9) It. 0 0 O. 1 2(4 & 3';b) 6_- J N . p IN-t,$,9,1 6. '01· 0 0 0 te a- ' 09'Zte ." , -0 a) d rgaa ='.1 -, .#11 , Current I 8 /.* . 1 - I 5 -~ALS+3.-0,1 ~ ~@*58 ~13 7.1.-' 4 rhy= 19*:1*1.- ·" =31:" 11*-I=- -£„1 1 ~SE81 . .IZ'4,->-1 52 :, I. i. 4 - .SE:.9 5m 'Stil . 5 8. E]~j-4~ *S] ibil:J F - >1 tB10:--'4t.71*41 / 4 0 ' or"*-01 T 1 -''i 8 1§3£.218 '9. *MAN. . -:i., - : I count Number: )000 W '2.' j a 3 H 58~~ *5* TE wj 05 6.1#=' RS 65,021 v ~~!£46{5! M S idi- 3< O1.%9.Qj! S EE:SE} F-5 1-·s u.1u SSE =< Z1- F:-= 0 < W..2 4 52,0B- 0- 0L2K~~.uIziE, o g 'S31 0 ,~. u) ~ 17»j NOI-LnelkliSIa '9 SBOIAMBS '.LN31/~difIDE! 110 14101 . N *C-41 Z N. Ii fjitf) 9.; @ 12-m= 3{f] 1»Xyl - o Yj.tl a {*a *Ul 3 RYMAX/5 ' 8 18-'5]--1. ' 2 M ¥/ 1,1 /6--49 0521 - C 25,6 *44 eft '- - moD SO 1551 18 [~Be -91 9*799'90 Total Cost , slis .1 B *fil 00*Z '. -r=!1 :rET. 91 Jo Z 06ed 6 rg e. 4 3 21 C -0 'Z·' ' ,» m G pr- r Ga k 00 O ©5w ~ NO 0 07 d 0.00 Accr a) 2 6 -9 6 CS 2 ~, k'94 - 9,524.95 4 '#, 2931"(1. fY,4 ** A 11, ..* CS CS % of d CS Mi O .. 80,924.80 Value 45.98 cr) ~ U>fi an 1-~* ,& i 5 - 71,399.85 .,W tiei 9 : CD , £' '* o, * I. l.y,ft,+ ty ;i 'Ajlh. 1.-'... isip r.; ,h - 10 ,I 1 . N ZE . A j..TILL O'*, = a th,h' 152 ·. N · o , 8 , 0 WBR 61, 1. 9.1 , E . ,Lil: '*r IM,-f:.6 k I.:; f' 1-i~!~/M ' z 2 g :3 41, 1 - NES: m *f,1. Elf]_8 LU & 'E: g 5 8 2 & 'S-'R' 1. *n 0Ezoi ac 60% 62 21 -8 (a. If; O 0 0 M v. fE~~ 0 J [·~· 21 m,st>,uij 0 / 83,1 -- 6 2 L 45 .r 3 em l.0 Im'.12 - . &_ _.4 _ , p'.P f--/ R - F 'f 1 v - 12d 6:,ri-. 124- : R® 0 :. 1-• r Jil R-*:f >f $! 1,. k-Y. ?54-1 7 . , 8 VIR/:9~El #1 2* m mi#. 574'2 m--FT ~.s,:61 - I:-3 o0 ~3, Sfil S*co '~;,4* 1.:1'fi- Sulf' 3toi 6 '. '.9 o ..10 *3 436 1 g ' ... 1 1.4 % 04' '1 cD GY] igi -3.d ~ * 1=v iwb,J- co 0.- 4 in 6 16, 16 rA.4 :00 5«co P.-% 4 45472 '2.4.541 i5 i]5 5 E, 1 5/ f ~ ~ 151< s & Ff jf· 8 48 - 2 efyr, 06 9 m R. k # 06 r- O 1..,br: S M % ®-3 Ek< 'j· 3 :541 E -/2- AliF~! b L5i... or#% El 62 89 E.198: '·5=!, 5(3 -5 5 5 idS, 8 3<151 8 Irfs'[53 &8 O8 E 13 M. S; 5 * I#135 3 ·fEl Ta F5 §· ' 41·2=4 m B A *ft. - k63 ; ., / 4. x 55 5 8515 * r"Brit. Sem R 43 + 1«1 C) lp.!}1% e ig*9· m ~ 13*d ** ze'l ~ f~ 57* 5R ~,8 S-1322 ~2.,6 Zfti18 3 ~S 4115 66,975.49 Average 55 d , Shares/ .-0 ' g m W 2.EEd -4* «_21 ryks: +I- g 16 .w~ - 22 556 8 1%5{8 *112 o,p' s, Fi d kt r*ad co SS e.'S.1 r.._tyfc , -ft €543 =:: 0 '16:30 ARAd #f·-' 4-:1*1 .P H.fu 19#8 S O El.:-9': ' e' 370.000 0 FOUNDATION Exeter Trust Company --- -3 s 1214 S 4,1 13 Current 1 i. 52) S 3*1134]1100 Detailed Holdings Li rn mo / @Sed M E=J ----I-/ :5 i]Gf{'Bl Fty.~ .!E 4-Ot CD - 91 JO 6 k 00 0 2 (O w S! a = O 477'.52, - 01:JUS). 5 0 1 ze-1505 >: 8(91R 3 j F ZE= - H J Ul 1- A = 0 F TE -}- a. ¤ Ii-'Zi * ¤ i N!15 5 m »iN .&-1-- i 1:da F ~ ;-1 00¤ 4+6 22 2 MEJ 0-=_- O 1 5 -251 51 16€id ·0 0 0 E 1 -e:05 161~8 7. 'CD- .-1 0 Id' 3 4 5 1 ENY £%4 92423 ,/3 £8-4, 18€343 g 15/~31'~, ©8 :1]d g O 42 x.tlls o ** 8218 N-4.1 1,40 , ..Jpfill d 4,f ISIAl S ·5 14 24., 15,-*' f M i#N IS &)4,:-7 06=-1,:r 00 ' 4 4 ·:'-·!Tr --.-' 8 8 d 8 N : .j. '54%~ € 6 3 8, * me-i~i+5:**SfE- ~1$1- 153~ F,ttl (9 16. O . , , -#, 9- Id:.>,· 6 *8ds[ - -1_, - , ' -..# r - -'* 5 5 · ¢9 : r..0 (0 LO to CO K 6 u 1.1. - [73 2 / 1-_41 0 2223 @444 1Er 5 61 2 144 -,"1 i N *f> - - LO .. r- - i.'164 + L ··51444 1 , · U) %2 P-- 5.-. 4 r#i, , , , 0 0 1- , 0 Ir: i r- ilor-': , -221 A r-f k ,/ .: :I' , 6= ,- --' -13:3-1_Vr , 4,1 I.j. iN E ' cn : p'lfait< ofS,az ~5,&1 ul ut rn la z a-,2 12 0 65 u.1 a: 2'n,&2 E De : 1 Ee / NI MOO i~2]51858IE ~0-=.01 E ta inrf- 5 --2.93 5 06= 8 i 105 E os ZO 8 83 ~0 32inS[37 9 13/\VU VIOBW 1 *9.19 :4<1,9 RpS' < R 0 8*r,-3-# 5 LU'~E'- 1 NO11VO tl~TR** 5 -SM z e 1¥ZIBN 0 -1 58 2 02JE ac '2 -2, 2 e IM 24 J m o as 63 1,u 'DLI 05 4 < 0 [2 M,#1% !2.E.WLE Wim WA AS Z IMMOLS.~1 ~ ij a BW j 0 0Z 060 ES 60 fizz em ZE y. LU £Migg:~iERMI&*232 55 med*IKSMM 2 W Zig 2 ~- *5 -5-31JnS!31-9',73Avhll lv1O1 90 <63' 2 ' *30/ 25*54/5 Mimi:Ii] a ¢01... 2961 '.-l'"if ..._54 k f>* 1%33 2 Description r , .-/:,'- 1-254-e 8 -' m *C - =-L -, M '0 '--CO , a. 53.43 Ist' 451 15*1 5 5 R5-riv ll-g~;YS0 2 009 * oiy.90 IR - * 8 1*:.3 .CO« D: ~ (0 4 1 000-0£8 Shares/ ~'.0, #r,.1 . ''=r. r- ., 1i . A r -- Averag *'** 9OLSELE PAUL A. SAFFRIN FOUNDATION 0' N CD CO Le.*1,1/1, . 8+ F0 %.>le i*31' 13, ;*fid~ r.1& 5"i„'lle Mpl . A# -".F'.:'l" C-- ELOE Fp~-:i-4;'.1 : , - r.4,5 ; R . L: , -f- L4 :4 Al A -M : -I . S® : u - 1111111111 F 11 F 1111111111111111111111 ® -:4 ¢7 , IL 4/ ,- R · 68'92 %.1./fi 3,5,25 -tj •' W -4 , 4 ' :: ~:,12.. 9, 1';r - &. 11,Yl = '° ././1 I L * :-'i 3114'J Nf ,/0-17 .1 /- 5 .51 m -6..' ' '9 . 68'999' . .0 »''-8 -4? -2 ~1,·AS-~- 31 - 1'6~~5---- 0 1,-ti N-1. -Y:= 00 0 1-*Rel I ' 12. i El ' H...,t 1 ·. 1~-ci LO Account Number: XXXXR5688 N 6 9 1/L 9Et000 Total Market Total Net Unrealized A sets G 4 , Current T..4 6 '1 :'41 r r /6.4,1 4 oe Total Cost I. :343 IM .: i L6'L09'L 0 CD 1.- --r , oz.gFE'eo C - 1- 1-44: ''1.- 1 0 0 OZ.9*e'Col. r,- 9'0 -,· -.'-: . 99: E - %44- ff- i<4 , , - Mt,59-3 r.- R=R.-4 S ©dc;, 1£994'9£ Z96'ZE * 35j 8* IS].22 *EiL '0 . 6 , 0 O 0 SHN '' r 5%15 13' *S t*d. #9,4 S5 R N~46SR ~9*35 2g H 45 6515 11*Ed @3542 5 La 1%1\M !25-~ *G4,.76-4 L _·, -_ ~1 :.. ~ Exeter Trust Company CO -pe.99*'9£ .- Detailed Holdings L ./': C tnt:n: An E *E= 5 3 5 IIi S 4 5 11 g 6*B 'Al,{4 1,424 te#,3,2. d~,M ORM (2,416.18) 0- .1.2 116,1.13:10) .~18;55:.47) (16,113.10) 1.2 (0 RE% 188] a E 15* [5.9-&~ t. #,4/8 -* 4 'f¤ Nr.:-9. · -h ,1 , r.- W 5 1~1*, 196: 8%,re 6,1 . 0 LRYIJ,6 :". 2 0 =r 1.4.-ST ..:. *:. 0. - :-6, 9 0 4 Ed'-.: Sl-~ 7 0,~.'~~: 1. # ....: !102·fk 12}949 ~"ip: 94]}]].: 08-ELL'S 0 N ·~01.E 93,603.15 1.0 3.4 8,874.47) (6£'69Z'9) (*099'8) : K.,2114 &573.44 - ~- 2 r> 2 (0099' * ..Inf. lf~%1?. 2 :6:1 0990£'LE lo 5 :p 9'0 Total - '_' rS· 1 L. El (81·'91»'Z Market Total Net Value Assets (IOn/(LcdS I IL,; i. I. s Detailed Holdings = 90 mb# .v:·r. r:. - ~61:ZL 2 N m# R 5-:.3 97.83 E ~ O /1 , i 1,1._, 0 0 8H 0 0 2 Zip:1250~5 6 a. MOBILE TELECOMMUNICATIONS f' FINANCIAL E TELECOMMUNICATIONS 8 OSX, CUSIP: 56382R480 D INC NEW Description aH m 1%4% ;W'fA,i 1....F-:':"4 GS 1:*:'R ' L:*i 1-'1~4~~4 .6 . . . 0 ~ @ffj ,/./.A ~S gi 15~'.f~.,:?·) Si f«f: ..15, 4,577.171 Average Shares/ PAUL A SAFFRIN FOUNDATION y 2 I r % '··4 NS / 1 --6 E O/ -IK -- 0 6 u.i ** ~ E 16,7-t -::,3 ;'.4 ; 0 to:.3/- 5 IS:2,52- F 1-,/': 0 6~ 4,=':'. ,- kil·S p*rf riz NE-;id - 18_f-Y ]5 1= l r -•.S- tt: Esa ·w * 18* 92 81 'co.1.-3 6.W· 32 3§ E M & tbj* 1 H O 6 - D Iks; 61 SBOIAMBS Exeter Trust Comp /1 lo 000-9: b 1 Z CO ZOZLE .E k**4 L 9.-: & 9£ 8.* 1 12.:,7,/:, c. .N r 0 C 1#til: ~,%'. It- 0 :S W1- :b,K 2 5 Z} ijf4:i : M W 'Al. '. .1. .5j r 0 t., 30 8 L'*01 Current 8%*S· E-,4 - f'VE:*13 ~§*] * ! 115 76 o k.4 5 Rre 0 30,2 E 012:Y.; MOEt -a * 5 ~J 2 Y _:0 32 5 u. sM -: ui a is Ul Eu. <>0 6 0 PE O R ~ 2 OF 4 0 ..J Uf ~ 0 LU ul ,% 2 5 Gi j 12 0 52, 9- 2 W < 4 z wig-tf4 9 x'uj' 3e ~S ~ 25 0 0 il~~2 5 iu 86215» >15 0 z z' 915Ei'& 21 ·F- m o F V Z M 1- A V w H-'.wi,Et '+u. m H Loj=i BE Jo L 1 06ed ~ p. 61' a) Fati %*11· 8 ~4)618 PE* S50 ¥El 1~1 OF 4.Fs 3 5 35 f= 5 &= *t- *3 q- E........r 9 21:%. 1 '. 4 9.%21 *2 3 1%7 43.88 Current 9.26 62 :,~&#/*- ; : d cir v d & 441 r_,667 0 C , k#q. 1.- E C~,~ o 45.7 -- r . 54 4. 44 4 !*24 555 13fw. m1.L, 2 lt,' ·+T . Sfk M 59 i=r ' 61:*,8 Flwft" P.:? f··737 =r'b *./.* I , 14- 1-*t,f &: /Ji,1. - r .-' %,4§=:N '~6*5 355.000 Shares/ fm co =,1,·r- rze.. :; # p:~ .,1 I ,/1.- g . 0 ti}td -'6,-'7- L* 11 7- , 1: ,1,#,1, 23 2 I ,]1.1- ,«1 1-I.,~,'M 1 >7 > 00 044~~ glit~ 5 & BE¥ S'?<51 8 e 8 5 01%5 2 @)3] 5 0m u &-;*20 -h.gza; ·· N 'IJ 355SY §38: T E 1 1 3 .01 530!AMBS 2131.ndIA[03 1?'EltiVAA.La *flm jZ-cal 0 ,6 ..,-- u 'cs '.-W 8 8 49 IBM c - 0 8 r. c- ~,fe I~ O 9 -55:11 5 V d9O.000 6 -,2,, 1r 8 3 N 'ef:,°0 --1.E - .1 , .4275 17=15='- 3,~ . . - :a ~EtS" * 461/6 .E ,» '.. j 00 // e ;.4 -R j' VY . 14 -: .000.09 FOUNDATION 3 S R '8 / n Ika EMr - I - - Average : 19069'912 3 3 a2 ,'ar·-3 R ,E iK *AT 'tFE 15'4496lk :5 *51 3*{2 151{ 9%*/ i4 34 8,1 I CV I. 2 44 , 4j ~ '554/ji !546,- pfrrel 4 2,3& , ~ Id l4,„4- :'81; l' i40. tigi 11* >,>t{~ 1-~L '0:4:-2 1,15,- . #2, '.,1 :2 5 'll-/-- 8 0C 2 <4754 'si,· „46 I , m lir:i5 MER: E -62#~i · 6 2 6 yx'z z joif B ji'.21 9&4/~ti is ou J 58=6"53'5'5.5 19 6--® L, 9 5 < 196'*'e %,9!W s , * ;23<25 * 2-gxbi,i9s M Z % 2 mi S i; M # 4(1R<<* 2-!M,i;iM M IrvHM 0 C ' 52!2 0 ti, SN w,ZE:=FLMLE>F ~ H F-0 1- 0 2,, 45@ 6 d 0 -:T- f' ' 01'691· Z (3,710.14) 55% 15,577.40 Annua Accrued 2+1'.tu ' 0't Total fRR r. . . * 5 9 22 @1€9 Cle# ~0 0 *-'.~,.0 58'j} 0 Market Total Unrealiz d Value Asse~ Gain/(Loss) 0 >0'.-*: - BZ Jo Z b aSed C S~ E B. b,68 3 00,0 - 1*%*r >f ,j'j~fc-s .0 - 2 M. -~ - -1.1 k©00 950 f '647.50 . Detailed Holdings Lis 0. Exeter Trust Company . ~j-S-{ Zoo -21 IX 23 lf) 1 CO -1:,1 %'M_--1. 'af 245.000 A R CORP HARDWARE & EQUIPMENT ber: XXXXR5688 11·1~%) ' -'X :'21 gp-r_!1 M '0· 0?.1 . 5 jz:.4 k B o im.vil u O H-102 Oil ' DL 0 2 < 22 *9 Z 8 flgjdfl 4 5 F-2 A F 2 3 t = 123*11 48 .50 ~''I-Jig.'2: " r,">" 100.0 106,587.50 f - P ~.1-3 ,999,496.66 -- r :!' 'f' -' R 124 IT' t 6,752,278.41 6.68 -/-: -1 (2,85*58)-.-_ f. '-Li r 44.47 COSU 15*-1 ·- - e. 5 M '*fl *£ fig.:5 6:5 :2 - < T6tal Net'Assets W .el: -,1 n WI'of' M 207.93 · P.f · 32 E · «· 38,756.55 d) 6- ; 0:.'i , to · 6,734,318.18 0.6 IM :b,1,10 E,6-:B 0 c . 5,1 19l - ,-5'. Share Average Ce,-n rl- M FOUNDATION 1-Ir., 421 Cr> 3 0 Exeter Trust Company r17+,4 . - I. 116 Lf@ 1,2='n 158.19 Current Total IV~ar~weet T°117~ r,r~yz ;; »:S ... 17,960.23 0C 4,787.6 205.80 2 i00E - =- O E-_4, ·00 5 5St] Total Equity EJ e 0 // 7*, ~ 4,, %'f ' A t€451 HARDWARE & EQUIPMENT ' 10 t M 73 92 JO EL @Sed Detailed Holdings List 1 6.-3 * kia 6-, -m S L TECHNOLOG k -CO 0 0,0 11 21 r, tk - Paul A. Saffrin Foundation EIN: 20-8313839 Attachment to 20 I 8 Form 990-PF Schedule for Part VII-A, Line 11 Atherton Farms LLC 2350 North Eorest Road Getzville, NY 14068 EN: 32-0482344 The controlled entity is not an Excess business holding. 4 4-:-J e CJ» /»' PER 1,1. NYS OFFI 4 25 2 019 CE O FT CHA HE ATTO RITIE S BU RNEYGE REA NERM U L