1. Form 996LPF 1" Deportation: oI mo Treasury not How: a "28 Extended to November 15, Return of Private Foundation or Section 4941131?) Trust Treated a5 Private Foundation Do not enter social securtty numbers On this form as It may be made public. D- Go to tor Instructions and the latest tnt?ormation. 2019 2949132706706N9 Jr OMB No ?tng- ?052? 2018 pen it: ns For caicndarycar 2MB or tax . and ending Name 0! [00003000 A Employer identification number. FOUNDATION . 13?6068340 Numbar and stroot [or 0 box number If mains not delivered to streat address) I Roomlsuato g; 116 VILLAGE BLVD 200 609?951?2283 City or town.- state or pr'ovmce. country, arid or foreign postal code NJ 08540 paw nppticallun 13 paneling. check here 6 Check all that apply: Intlial return L: Initial return of a [dimer chant? 1. Forergn Organizations. check here bl: Final retuin Amended return 13 Address strange Home change 2 $333? 1mil: Chock true 0! organization: Section 501(c)(3) Exempt private foundation liprltiala inundation status was terminated Section deTEaltll nonexcmot charitahi? trust Uthar iaxabte private foundation undar section check here ht: I Farr markatuatuc otallassata at and ofycar .t Accounting mothod: Cash El Accrual 3" Ittha foundation IS in a 50. month [from Part ll. col. to), line 16] Other {specify} 2. under section Stil?bltilt?t. check here 5? )5 .x Part Analysis of Raucous and Expenses . 1 Disburaernonts LJ 3111331?; tt?tt. ?tittitiim ?it 1 gins: grants. ctc.. recanted Nil-5. 2 (in?rm a and it Druidands and interest trom securities 464?. 413 41-26 1?4 8 . Statement 1 Ea Gross roots .. 1: Not rantut Incoma or {tone} 0 Ba Nail salt! nl assets not on line 645- I tomcat?? a. 1 1 L156 8 . .. 3 3" Capitol gain Pant .1ino_aNet short-term capital gain on 9 Income 9 . a m. tl L095 CoslolToorla 301R Grosa orotit Etta can)? 1 U) . (.2 1 Dlharincurr??2,300,054. 2,251,794. 13 Compensation DIDWE ?1:38.870. 20,831. 113,039- Cl 1-1 Dthoramotc ec sat 15 P003000 plans, cmpfoyca banalits tEaLeochcs 2 17,814. 0. 17,314. a; 3 10,500. 9,250. 9,250. a] .5 Other Interest E13 Taxes 5 11,000. 0. 0- 9?5 19 Deprectation and daptalion Ean- Occupancy,f 17,206. 0. 17.205. 3 2t Travel, contorerlcas, and mac-tings Printing and publications . 5 3.195.. ?107.993. 24 Total operating anti ad?rrtigtiatratiuo 3 cxpencen?ddlmet132000001123 548.046. 399.783. 103.297- 0 EE- Contributions. gills. grants patd Total expenses and disbursements. 1J444.296. 399.788. ?21 Subtract tine 261mm Ill'iE 12: a and disbursements 'N'et investment income (nonnative; enter 42Adjusted netlncome tilneeat-vmn?L 023501 12-11-10 LHA For Paperwork Reduction Act Notice. see instructions Form [2313} 1 (335 EL 14041115 733682 1160 2018.04030 FOUNDATION 1160 1 Form {.2018} lIi?I FOUNDATION 13?5053340n .. Page 2 P_rt -Balance Sheets Assam Attached schedules and amount: In ttle description column should bjelm endolnearamounloonly Beginning lot ye?ar End at year to] Book Value lb} Book Value to} Fair Market ?u'olue 1 Cash- non-Interest?beanng 2 Savmgs and temporary cash InVeslments 3 Accounts tecewabtob 29,931. 14.9 . 534. 79,775.' 79.776. 774, 976. 1,683,083. 1,588,083. Less. allowance lor doubtful accounts h- 29,931; 29,981. 29,981. Pledges renewable Loss: allowance tor. doubtlui accounts In? ?5 ?Grants- renewable Receivables due from officers. directors. lrusteEs. and other disqualnied persons loans rotatable Less: allowancesl'or doubtful accounts. 5-- 0oz. 8 =lnvenlo?ries lo?r?s?al?e or use 9: E'R?repaid expenses-?and dolotrgd d?'argos 1E n Investments - U.S. and state government obligations h: jlfnueslment?s - .cotgorale stools: .Inues?lmen'ls? -cotp?o?rat? bonds 1 1 lnt?slrul?nts I accumuntedguopionauon D- 8 9 15,627,434. 12,390,939. ,1?2lf890,989. 2,223,932. 2:432} 556. 2,432,665. 12' Investments - mortgage loans: ?13: :lnuestments other 14 Land. bottoms and eqmnmentic base Less aotumutalzd 10 8,061,384.. .n 6,319,343. 6,319,343. 15 Ulhorasselstdesonoeb Statement 11) . 454,357 . 315. 347L315 . 16 Total assets {to he by all lilors . see the 27,331,543. 23,733,153. 23 733 153. 1? :Itcadunts payableiandacoruaniomenses 5-. Giants payable 2 5 . 19 Deleried rooenue 20 Loans Irorn Ef?e-m. directors, trustees. and strive: disqualified persons :3 21 montages weather notas payout: 22 r'Qinoriobilmoo (id??rill?? b? tateme'i'lgt Total liabilities (and lines 17 iinouon 223:27 6 1 4 . Foundations inoi tollow beret? o, I: and complete line: 24 through 26, 33331 8: 24 Unrestricted ?3 26,312,738. 23,450,539. E: 25 Ternoornriltir restricted . ?1 25 Permanentlyiesliinled 5 Foundations that do not lolloiu SEAS 11?. check here and complete lines 2? through 31 27 Capital stuck. trust prinmpal, or current funds 23 Paid- -In or or tandm?l?g; and eomomenllund 29 Retained earnin?s?ceumulaled insoles} endowment orolherfunds so 26,812,738. 23,460,539. 31 Totalliagjtones and not assolsllund balances 27 331, 648. 23, 738 153 . Analysis of Changes in Net Assets or Fund. Balances 1 "total net assets or fund balances at beoinnlno of year Part 11, column (at, line 30 EGFBB With end-ai?vaarlioure [a?drl?d till Ill-[bf Y??'rlsj :Enieramounllrom Part Inn: 213 855 768 . 3: other increases D?gdr?aS?s not included?in llne ziniomizol See Statement Total net aesets or tend balances at end oluear [line :1 minus line 51- Pint ll. eolumn line 30 23,450.539. 323511 12-11-15 14041115 788582 1160' 2: 2018.04030 3 FOUNDATION Form {2013] 1.1 630 1 I 1? I Form Elsa-PF {9018}. FOUNDATION Page 3 Bart IVI Gapltel Gains and Losses for Tax on Investment Income and the klnd(S) ot sold tier example, real estate. aernulreu {late annulled [11} Date suld 2-stely warehouse; er common stock. 200 she. MLC Cb.) D: g?a?g? came 113?: lit} day, 111-} 1a PUBLICLY TRADED SECURITIES SILVERCREST SPECIAL SITUATIONS FUND SI LVERCREST INTERNATIONAL FUND (B) Grass sates prlee (fl [lepremallon allowed Gust or other beets . Earn or ?055} tor allowable] plus expense ut sale {tel blue {it news 3 3,333,463. 2,275,023l 1,107,441. 4961494. "f . 4961494- 231,711. 2311711. a g, Complete only tor assets galn In cult'lmn {it} and owned by the inundatlbn on 12131169. Gains (Col. (11] gm minus [it Adlusted basrs til] Excess of net. ti] eel. not ?355 i" as 0? 13'3?? as at mallet] ever set. (it. any ?mm (hit JL. 496,494Hgam.abeenmrulPantlme? 2 Ceeltal galn net lncerne or (netcapltel less) If {less}. enter -t1- In Part I, theNet capital gem or {less} as llellned In sections 12221531311; ll gem also enter In Part I column (cl. If less enter ln Pant llne 3 1 Part I Qualification Under Section 49-10(93) for. theduced Tall: on Net Investment Income (For outlanal use by dOl'?ESiiE private luundatluns subrect to the seetlen 4940(3) lax er; net rnyeslment IncumeJ ll seellen lgl?tdlt'al alleles leave this part blanll. ?7 Was the loundahon Ilable sacllon 4942131 en the amount of any year In the base planet]? We El It ?(as the doesn't quatlty under seetlnn Hittite). Du complete the part. 1 EntEr the approprlele amount each celumn fillr?atlh yeat: see the Instructions belure matting any entrles. {3 1 . {ll} In} Adjusted Net value of neneharltable-use assets (eel. (Ell 2m? 981,972. 25,764,726. .038113 201E. 943,076. 23,638,244. .039551 2M5 J, 121,381,292. 24,787,644. .055725 2013 1,257,691l 23.497.46.58. .053525 2 Total 2 . 235570 3 Average ratln tor the 5-year base period 3 dwtde the total on Ilne 2 by 5.0. or by the number of years the foundation When In existence It tessihan 5 years 25,497,390- 5 5 1,245,928. 3 5 13.520. 3 Addhnes?antl? 7 1357,5413. ii Enter lrum Ilne llne El 13 equal to or greater than Intel check the belt In Part Vt, llne 1b, and complete that part usmg'a 1% tax rate; 323521 1241-18 Form [2013} 3 14041115 738582 1160 2018.04030 FOUNDATION 1160 I i Form 9911- arrears] FOUNDATION 13? 6068340 I_Part VI Excise Tax Based on inmatment Income [Section 4940(a], 4940113), 49412112), or 412143- see instructions) Page 1 ta Exempt operattng foundattons In sectton check here I: and enter '11111' on the 1 Date of rultng er de?termrnatton letter. [attach copy of letter itnecessary- see instructions) 11 Domeehc toundattons that meet the seetron Part V, check here i and enter 1% 1 3rL2 ac; of Part1. 11m: 2711 All other domesttn'toundatlonsenter 2% of Itn?et27o. crgan'tzattons: enter 4% of Part 1. ?He 12, act. [1:11. 2 Tax under 5861101] 511 ('domestre 9120111111 1194713111) trusts and taxable teundattohson'ly;others. enter -0-) O. 3 Add 1111115 1 and 2. 37.2 40. 4 Subtitle 11 (Income) tax (domesttc sectten 2194-7131(1) trusteand taxable toundattons only: others. enter 0. meme-IN: 5 Tax based 0?11 inyemment income Subtract tree 11 trom, 111111 13'. [teeth title's's. enter -0- 3712 40. 6 Greats/Payments: a tax payments and'2017 oyerpaymentieredttett to 2018' 1111 4 5 5 6? . Exempt taretgn organtzattons . tax aizeouree 1511 0 . Tax part1 .wnn application 1111 antennae creme to rule: {Form 111161Bacyup wIthhoI'drn'g erroneously Withheld ea . 7 Total Grades and payments. Add Itnee: Ga through 611 n.4- 54.6 56; 11 Enter any penalty for underpayment ot: estrmated tax. check here - 11 Form 2221115 attached 5 48. 9 Tax due 11 the 'tota?t oflines 5 ands 13 more than tree 7 enter 1111111111161?? 16;; Ir 9 10 Overpayment 11 ace re more than the Iotatel IInee Sand 5. enter the amount overpaid II- 10 26,8 68. 11 Enter the amount at Itne to to be: credited to ante estlmaled tax h- 26 8 6 8 Jeanne: I1- 11 GI Part VII-A Statements Regarding Activities 1:11 01111111; :the .ta'x year, the toundatton attempt 111? In?uence. any nattonal _.etate. or local lectetatton or met 11 cr Intervene In any campatgn"? :2 3 I) Did It spend more than $100 durtng the' year tetther durectty 0r mummy tar pelittcal purposes? See the Instructrons tor the 11' the answer 15 ?Yes to 111 or 11:. attach a ?attened at the and comes at an? materrals or distuhuted by the toundatron In the a: 3e 0111 the foundahon ?le Form 1.1211 POL :year? ?13333? - 11 Enter the amount (1131111on tax on 119551 Imppaed tlunng the year: (1) 0n the loundalton II- 0n inundahcri managers. Dr 31 0 . Enter the retmhursement (If any) pa?td try the tound'alton dump the year for pollhcal expendtture tax Imposed on foundation managers. in 0 .. 12 Hasz'the I'pund'atton engaged In any that have not preytcusty been reoerted to the attach a detailed descriptton or the acttutltes ge?teal 3 Haslthetoundatrcn made any changes not preytcusly reported 13% 1118 In Its governing: Instrument, of Incorporahcn or bylaws or other Instruments? It ?reef. attach a ecnlormed copy ol the changes ea [1111 the toundatton have unrelated prose Income mm .0111}- at more dunno the year? 1:1 has ll ?led a tax retuerMIvMe'n' Form 990-1 [or this 3'3 5 Was there a IIQUIdatron Iermt?ii?hcn. dresolultc'n. or durtng the year? Il't'ee' attach the statementt'e'gurred by Genemt 5 Are the monuments of 5133151 (relaung to sections 45141 through'49451 either: '0 By language In the goyernlnu Instrument or Ely state legislation that e'ftectw'ely amehtia the: patternmg Instrument so that n'o'Lmandet'ory dtrecttone that eonlltet the state law remarh In the Instrumehtit it 7 11111 the foundauon have at least 121110411 assets at anytime durtnn the year'? It mt?ee.? complete Part and Part 11111113 11a Enter the states to Much the inundatton reports or with Wh'lc?h' 11151801519191 See Instructtons; It 11 ll "fee? to ltne 7, has the tonndattcn turnlehed a copy 01 Form QED-PF to the Altern?ey General (or designate) ot'each etale'ae'requtred by Genera! It We: attach explanattcn 9 la the Ioundaltcn a private 11111111111119. meanr?ncfot section 49432111111) or 4942111151101 calendar year 2121111 er the tart year In 21113? See the Instructtone tor Part 11hr. It ?Yea: complete Part 11111 1D 0111 any persons become'substanttal contnbulora the tax year? 11 "7:3 altach a schedule 11511113 than names and addresses 11 It y. . 9 1'0 1323531 1241-1! 4. 14041115 788632 1160 2013.0i03e Form 990- PF 1160 {2018) 1 :1 Vin It '1 Form FOUNDATION lit-6063340 Pager: LPar?t VII-A [Statements Regarding Activities (continued) Yes No 11 At any time during the year. did the inundation, directly or indirectly. own a controlled entity ??11th the meaning of section 512(c)(13)? I1"Yes.? attach schedule. See instructions 11 X. 12 Did the foundation make a distribution to a. donttr adwsed fund over which the foundation or a disqualified person had advisory privileges? attach statement. See instructions _12 13 Did, the, foundation comply With the public inspection requrrernents for its annual returns and exemption application? 13 Website address . 14 Thebooksareincareof CARL HELSTROM. EXECUTIVE DIRECTOR Telephone Locatedat 116 VILLAGE BLVD, No. 200 PRINCETON. NJ #08540 15 Section 4947(a)(1) nonexempt charitable trusts filing Form Still-PF in lieu of Form 1041 - check here and enter the amount 01 tax-exempt interest received of accrued dunno the year i 15 i >l:l 15 At any time during calendar year 2018-. did the foundation have an: interest in or a signature or other authority over a hanir. securities. or other financial account in a toreign coontry? See the instructions tor exceptions and filing requrrements for Form 114. If ?Yes: enter the; items at the toreipn country Yes 16' No LPart VII Statements Regarding Activities for Which Form 4720 May Be Required File Form 47-20 if arty item is checked' In the "Yes? column. unless an attestation applies to During the year. did the foundation ("either directly or indirectly): .. I i . Engage in the safe or exchange. or leasing of property with a disqualified person? Yes [If] its Borrow money money to. or otherwise extend credit to tofjaccept it from) a disqualified person? . Ci Yes El No (3) Furnish goods. sewices. or facitihes to (or ascent them tromla disoualitied person" El Yes filo Pay compensation to, or pay or raimburse the expenses a disqualified person? Bil Yes lift: (5) Transfer any income or assets to a disqualified person (or make any oteith'or available for the benefit or use at a disqual?i?tied person)? - i: this Ito (6) Agree to pay: money or property to a government ohioia'l? (Exception Check ?fifo" it the foundation agreed to matte a grant to or to employ the official for a period alter termination of government sewrce. if terminating ii'r'i'thin 90 days i:i Yes f3] No It any answer Is ?Yes" to? did any of the acts tail to qualify; under the exceptions described in Regulations section or in a current notice regarding disaster assistance? See instructions Organizations relying on a current notice regarding dtsasler assistance, checithere CI it Did the foundation engage in a prior year In any of the acts described in laynther than excepted actsl that were not corrected before the first day of the tart year beginning in 2013? 2 Taxes on failure to distribute income {section 4942) (does not apply for yearsthe foundation was a private operating foundation defined in section 4942(ill3) or 4942?] a At the end oftax year 2018, did the foundation have any undistributed income (lines so and Be Part for tax yearts) beginning before 20189 . .., . Yes file If "Yes. list the years} I Are there any years listed in 2a tor Willi" the foundation Is not applying the emulsions of section 4942(a)(2) (relating to incorrect valuation of assets} to the; year? undistr'tbuted applying section to all years listed. answer?No' and attach statement- see instructionst "r .r Ni?h If the prouisions of section 4942{:a3l2) are being applied to any 01 the year's listed in 23;. list the years here . . . as Did the foundation hold more than a 2% direct or indirect Interest in any business enterprise at any time during the year? . You No b, tr' 'Yes'? did it have excess titratri'es?s Holdings in 2018 as a result oft 1] any purchase by the foundation or disqualified persons after May 2&1959; t2} the lapse til the 5- year period (or. longer period approved by the under section 4943(c)tI)2 to dispose of holdings acquired by gih or bequest; or the lapse of the 15-. or 2?ryear test phase holding [15?qu {Use Schedule I3. Form 4m}, to determine it the loundaiion had excess busmess holdings in 2018.) A 4: Did the foundation Inyest during the year any amount ll'l a manner that would Ieop?a?rdtz?eiits chantahfe?purpdses? 11 Did the foundation make any inVestm?ent in a prior year (but alter December 31, 1969111hat=could ieopardize:it?sacharitahf?e porpos?e that had not usen remoued trorn reopardy before the trier day of the tax year beginning in 2018Form QED-PF (20131 523541 12-11-18 2018504030 .J FOUNDATION 14041115 788682 1160 116.0 1 rein 950 PF {2010} FOUNDATION 13- Faded [Part 101- [Statements Regarding Activities for Which Form 4120 May Be Required (continued) 5a During the year, did the loundation pay or incur any amount Yes No ti] Carry on oropaeanda. or otherwise altemptloinlluence legislation (section t?e?teti? Yes lite t2] influence the outcome at any speeitio public election [see section 4955): or to carry on, directly or indireelly. any voter drive? it Yes Nb Proyide a grant to an Individual for travel. study, or othersirnilar purposes?? El Yes lild . Provide a grant to an organization other than a charitable, std, organization described in section i See instructions 1:1 ?i'es [El Ho Proyrde tor any purpose other than religious. charitable, scientitic literary. dreduealionalouredsee. or for the prevention of cruelty to children or animals? Ne It any answer is 'Yesthe transactions fail to quality under the exceptions described l? Heddlalions I section 53. 4945 er in a current notice regarding disaster seeistence? See instructions 6 A St: organizations relying on a current notice regarding disaster assistance, cheek here CI . It the answer is 'Yes? to question Sate) does the foundation claim exemption from the tax bene?t} maintained expenditure for the grant? if?W . Yes No It mres "attach the statement requrred by Regulations section 53. 4945 Std]. digit}: 63 Did the inundation. during the year receive any tends directly dr indirenlly. to pay premiums on . a personal hanelit contract? idfet Yes No - Did the foundation. the year pay premiums. directly or indirectly. on a personal eontreet?iI 6b It "Yes? to 6b, file Form 8870. in At any time during the tax year was the inundation a party to a prohibited lair. shelter transaction? El 'r?es No 1 I: ll "Yes," did the foundation receive any proceeds or have any net income attributable to the transactien"? INA 7b a is the foundation sublect to the section 4960 tax on paymentts) of more than 000- 000 in remuneration or excess parachute daymentis] dunno the year? Yes Nu . Part I information About Officers, Directors, Trustees. Foundation Managers, Highly Paid Employees, and Contractors is 1 Listallo?icer andtheii' =httilTiile'. and event it tetCompensati-dn leiEX arise Name and address r-f DEF. deed Ed 1? 9 . ee St tement 13 2 Compensation of live highest-paid employees (other than those included an line 1). If nane! enter ti Thule and ayera Ex ense Name and address of paid more than $50000 I )h see eryreeltgI (ct Compensation station other "t devoled to peeitidn allowances NONE Total number of other employees Qaid over ?50,000 0 Form QQO-PF (2013) 023551 12-11-15 6 . 14041115 783682 1160 2018.04030 FOUNDATION 1150 1 I I I ll FOUNDATION 13?50683'40 Page? I Part i information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees and Contractors {contrnued} 3 Flue hIghest-paid independent contractors tor professional services. It none. enter (a Name and address ofeach person paId more than $50,000 MAMA GRO - 1 3 3 0' ICAS YORK NY 100 9 1330 AVENUE THE 0 0 1. 9 {b1 Type ofsenrlna c) Compensahon I A 53 20 1330 Part -A urnmary It Us! the toundatron' Iour targest dIrecI charitable dunng the tax year. Include Isl?irant statistical such as the number oi organizahons and other benetrolanss sewed. conisrsnoos convened ina?sis produced. etc i' -- to. rest Expenses 1 art Summa m-Hel investments .o 3? Describe the two largest rogram-retsted muestmams' made lay-the foundatlon dun?ri 'the tax year on 1 and 2. Amount 5. ?35 1 tc All other program-related Instructions: I 3 I .. Add lines 1 Form 990-PF (2018) 023561 1241-15 .7 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 I 'l I Form QED-PF saute} FOUNDATION 13?6068340 Page a Minimum Investment Return (All domesttc foundattons must complete part Foretgn foundations. seer Instructtons) 1 Farr market value 01 assets not used (or held lor use) dtrectly In carryIng out charttable. etc.. purposes: . a Average tatr market value Average 01 cash balances Farr market value of all other assets . Total (add Imes 1aReduction clatmed tor- blockage or other laclors reported on ltnes 1a and to (attach detatled explanatton) i te- I 0 2 Indebtedness to ?m 1 assets Cash deemed held for chartlable Enter 1 112% of Itne 3 (tor greater amountNet value of noncharitable- -use assets. Subtract ltne 4 lrorn ltne 3. Enter here and on Part Mmlmurn investment Enter 5% pt l__Ine _?ributabie Amount [sea (Secuon 49421063) and private pp?etaltnu and serum prpantzattone. check here i- and do not complete parL} 1 MInImum Investment return from Part Tart on InVestment Income for 2018 from Part VI, ltne 11- Income lax for 2018'. (This does not Include the tax irOm Part VI23'? . 3 Distributable amount before adjustments. Zn from hne Rec?overtes of amounts treated as qualIfytno 4 . 5 5 1.230.633. 6 Deduclton lrorn amount (see Instrucltons) 6 . bretnautaete amauntas adtusled a tram line 5. Enter here and on Part "net 7 1 . 220.. 5 3 3 . Distributions (sea. Instmeupne) 1 Amounts paId (Including expenses) to chargteble. ate. purposes: a Expenses. centnbuttons. _gItts. etc -totallrom Partl. column ltne25 Propram- -related Inveslments- -total from Part IX- - 1b 0 a 2 Amounts patd to acqutre assets used (or held tor use) dtreetly In carrying out chanteble. purposes 2 3 Amounts set astde for speetltc chartlable proteete that eatery; the: a IRS appruuatrequlredlm? 3a "b Cash test (attach the requued s.el1??ule} 3b at Qualifying Add lInes 1a lhrough'??i- Enter here and on Part V. true 8; and Part true Foundattons that under semen 49491:!) tor the reduced rate of tax on net Investment Income. Enter 1% pt Partl. lIne2?tI . 5 . 6 Adjusted qualifying distributions. Strum ?Note: The amount on IIrte 5 mil be used In Part V. column lb). In subsequent years when calculattng whether the loundatton for the sectton dgd?te) reductten pt tax In these years. Form QQD-PF (2013) 523571 12-11-13 8 14041115 733682 1160 2018.04030 FOUNDATION 1160 1 I I Form 12013) FOUNDATION 13-6068340 P3039 Part Undistributed Income (see Instructions) (8) (61 . r. 1d) Corpus Years prior to 2017 2017 2018 1 Distributable amount for 2018 trom Part XI. tine? 1,280,633.. 2 Undistnbuted incamo? if any. as at the and 012018 a Enter amount tor 2017 only i - . Total for prior years: . . 0 . 3 Excess distributions carryover, it ante to 2015: a From 2013 From 2014 cFromEUt? 173.382. 5 drremzois I From 2017 u' 1 Total oflines 3a1hr0ugh Qualifying distributions for 2018 trom a Applted to 2017, but not more than line 23 . Applied to undistributed income 01 prior 5 years (Election reqi?ure?d - see instructions) 0 .-- Treated as distributions out 01 corDUS (Electron reqUired - see instructions) ?0 . ., dApplied to 2013 distributable amount . HEmainingsmountdistributed outofcor?pus i . 0 . .. 5 distrihutions carryover applied It) 2018 1 7 3 5,3?2amount appaara in column the same amount muscba in column 5 Enter-?the not total 01 each column as indicated below: 3 Corpus Add lines 31. 4c. and 49 Subtract 5 0 Prior years? undistributed income. Subtract line 4b from line 2b 3a 0 . .it Enter the amount of prior years' undistributed income for which a notice 01 has been issued. or on which the section esters) lax has been. ominously assessed t, 0:1 . dSubtiact line as from line Eb Tsuabte amount - see instructions . Undistributed income for 201?. subtract [me its lrom tine 2a. Taxable amount - . Undistnbuted income [or lines 4:1 and 5 tront true 1. amounimust be distributed in 2019 a 7 Amounts treated as distributions out or corpus to satiety imposed by section Hummus) or may bs required - see instructions} 0 . 3 Excess distributions carryover from 2013 not applied on line S?or- tine? . 9 Excess distribution: 2019 Subtract lines and trchinc Ba 0 . ottrne 9: a Excess from 2014 hExcess trom 2015 c-Echss 1mm 2016 Excess irorn 201? a Excess from 2013 52353! 12-11-13 ?r-Mr. 32,704. Form BSD-PF {2018} 9 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 I I i I meewPmem FOUNDATION 13?6068340 XIV 1 Private Opera?ng Foundations (see Instructions and Part VII questton 9) 1 a It the loundatton has recetved a rultng or delermtnatton letter that It IS a prwate operattng loundatron, and the rultng IS elleettve 10:2018. enter the date ol the rultng Check box to whether the foundation :5 a prwate operattrp roundatton described In seetton :1 4911338} or :1 4942136}; 2 a Enter the lesser of the adtusted net Tax year Prior 3 years Income from Part I or the 2013 {?2917 (at 2015 NJ 2015/!? Total Investment return from Part tOr each year ltsted b%%mmw% if from Part XII. ltne4 for each year ltsted Amounts Included tn ltne 20 not used directly for estate conduct of exempt made dtrectly lor aeltue conduct at exempt Subtract lme 2d lrorn ltne 2c -- 3 Complete 3aalternative test relted upon: a "Assets? alternattve lest . enter: (1) Value olall assets Value of assets under sectton 4942(1)(3)(Bj(tt "Endowment" alternative test - enter 23 01 minimum thestment return shown In Part X. Itne 6 tor each year listed ?Support"alternattve test-enter: J. Total suppon other than oro?/ ti? investmenllneomeltntere . dwrdende, rents. paym son . seeunhesloanslse on l2] more? oroa attonsasproytdedtn see {3t roast amount ot support from an exempt organtzatton 4 Gross Investment Supplementary Information (qupjete this part only if the foundation had $5 000 or more in assets at any time during the Year-sea instructions.) 1 Information Regarding Foundation Managers: a any managers at the leundattoh who have more than 2% ol the total contnbuttons recewed by the toundatton before the close at any tax year {but only rt they have contnbuted more than (See sectton 507(d)( None I: LISI any managers. at the loundattort who own 10% or more of the 'stock at a corporatton (or an equally large porlton ol the ownership ol a partnership or other entny} olwhieh the loundatton hase 10% or greater Interest None .-.29- 2 lntormatton Regarding Gentributton. Grant. Gilt. Loan. Scholarship, etc Programs: Check here It the inundation only makes to preselected charitable organizattons and does not accept requests tor lunds. ll theI-t?aundattortrnakes grants1 etc. to or organrzatrons under other conditions, complete items 2a b, and d. a The name, addreSSy-end telephone number or ematl address at the person to whom applicattons should be addressed' See Statemenbtad The form tn which should be and tnlormalton and materials they should Include: Any deadlines: Any restrictions or on awards. 'such as by geographical areas, charitable lteldsl kll'tds ot Institutions, or other lactors: 823601 12-11113 Form (2013) 1 0 14041115 788682 1160 2018.04030 FOUNDATION 1160 I I 0 Emmgwergmm_ FOUNDATION 13~6068340 MN11 [Part 101?] Supplementary Information {Con?nued} 3 Grants and Contributions Paid Durmq the Year or Approved for Future Pavmenl Recipient It IEGIDIEHI IS an m?mdual. Show any r01atlunship IO Fugedatl?n Fumes? 03f. Ignl 0r Amount Ih?am1 w- . sausn cmrluzn address me or busmess) or substantial contributor ramp-10m a Para dunng the year FUTURE NONE PC GENERAL SUPPORT 3034 WASHINGIQNEBEUD ARLINGTON VA 22201 - 25 000, BOARO.M3TCEISGVGEFES LONE PC GENERAL SUPPORT PRINCETON. NJ 03540 05 750. HOYS AND NONE PG GENERAL SUPPORT 1727 5: SEER-BET HE l, ATLANTA - GA 30309-3500 1 3 a 203 000. S: LEARNING M25333 LC GENERAL SUPPORT . 1- ?w 725 SEN SEREET SE .4 NRSRINGTON US 20003 10.000. COMMONWEABTH FOUNDATION NONE PC GENERAL SUPPORT 225 STATE STREET HARRISBURG PR 12101 25 000- Tutal ?2 See contujxuatdion Sheet S) 3a 121 250- 1) Approved for future pay?i?nr mag? Nani-1e '1 Total 30 .. 01 Form QQD-PF [2013) 023011 1241.892?: 1 1 5:30 2 011682 .1: 0 4503 EQUNDAT I193 11 6303. 17 I- . I- Form QQO-PF (2015) FOUNDATION Analysis of Income-Producing Activities 13?6068340 Page 12 gross amoums otherwtse Indicated. Unrelaled busmess Income Ecxcluded by section 512? 513. or 514 Bus(tan)ess 5331:. Related or exempt 1 Program servrce revenue' code Amount coda Amount "1mm :1 l? 9 Fees and contracts lrom government agenmes 2 Membership dues and assessments 3 Interest on and temporary cash investments ?7 i 4 Divrdends and interest lrom securities 412Net rental mom or (loss) from real estate' 2; a Debt-hnanced property 33* I: Not debt-linanceo property 6 Net rental rncome or (loss) from personal property vi: 7 Other Investment income - 32? 8 Gem or (loss) from sales or assets other i @513; thanlnventory i? 13 1,835,646. 9 Net Income or (loss) from speoial events a 10 Gross prolut or (loss) from sales 01 Inventory 2 ft 11 Other revenue: ?tierif?ti a . {?592 12 Subtotal. Add columns and Total Add line 12, columns and {See worksheet In lme ta mstruchons to calculations] 13 Part XVI-B Relationship of Activities to the?ocompiishment of Exempt Purposes Line No. the foundation's ex'emot purposes {other vh' 323821 12-11-18 14041115 788682 1160 by funds tor such purposes). 12 2013.04030 FOUNDATION Explarn below how-reach activity tor whech Income IS reported in column of Part XVI-A contributed Importantly to the accomplishment of Form {2018}- 1160 1 Form aso-egteorer FOUNDATION 13?6068340- Page is [Part Information Regarding Transters to and Transactions and Relationships With Noncharitable Exempt Organizations 1 mo the organization directly or Indirectly engage any of the ioliowmg with any Other organization described in Sectton 501ch Yes No (other than section 501(c)(3) organizations) or In section 522,- reiatlng to political organizations? 1' I 3 Transfers from the reporting foundation to a nonchantabie exempt organization of: . I Other . . .. . .. .. .. m2 It Othertransaotfons: . (1) Sales ofassets to a nonoharltahle exempt organization I 1) (2) Purchases ofassetsfromanonoha?rttable exemptorgantza'tlonII II II . I . 1M2) Rental of facilities. equipment, orother assets .. 1b 3) Bermbursementarrangemenis I II I 1b 4) (5) Loans orioan guarante?e?sI .. .r .. 111(5) (ti) Performance ofserwces or membership or solicitations .. 1h(l_i) 0 Sharing equipment, mailing lists other assets orpald .. I . i it: If the answer to any of the above Is "Yes." complete the following schedule. Column shouItt always shout the fair of the goods. other assets or servrces given by the. reporting foundatron. if the foundation received less than lair marl-let value In any transaction or sharing arrangement. show In ,oolumn Id) the value of the goods. other assets. or services received. a Line no; it . heretofore. transactions. and arrangements 2e Is the foundation directly or Indirectly affiliated with. or related to. one or more tear-exempt organizations described In 5min). (otherrhan seetion? soiicii?ii Dr to 33301101152'Yes.? complete the following Schedule. Name of organization {hIType ot organization to} Description of relationship FEMININE OI prId?f?p' denim Ihat I hette ?Bmh?d return. including mummy ud?wdula: and slalamenta. and II: boat of my Itrtow?ledga Sign and II [5 WE. correct and complete. Da?jar;lpral Dre-pater [nlhet' than talpayat] I: hosted an a? Inlurru'llun ul??wmknu?nd?m rte-3n realm that Ip?ungnr'ar .. Here ?an/1,04% shownheimu? Sun Instr In; [:Im Signature of ofiioer or trustee Date - Title preparer's name Freperer's signature Date Bheolt ll self? employed Paid Kevin Sunkel Preparer Firm's name I- Owen anagein E: Co Flrm's-Eihi 3 2 6' 3 5 1 Use Only Firm'sad?tess S??aet 42nd Street New York, NY 10155 Phoneno. Form BED-PF [2015} 523322 12-11-11] 13 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 FOUNDATION - 13-6068340 . mart XV f~ Supplementary Information 3 Grants and Contributions Paid During the Year {Continuation} HSUIptent IS an Show any to Fulfrrimuan Purpose Git-grant or ?mum - SHUSG Name and addtess (home or busmess) Or substantial conlnuutor recipient EMPIRE CENTER NONE Ec GENERAL SOEEORT 30 PERRL STREET To; ELERNT NY 12201 - 25 000. ENCOUNTER FOR CULTURE AND EDUCATION NONE PC .3 GENERAL SUEEORTS 900 BRDADHAY NEE YORK NY 10003 10?000. FUNO EOE SMERICAH ONE EC GENERAL SUEEORT 1306 AVENUELNW - th?gg?TQQ? GT 20009 . 25 000. ONE ?gg_ Eidx: 91.00; '3 NJ 01963 25 000? HOOVER INSTITUTION NONE Ens GENERAL SUPPORT -434 ORLVEE RRLL - STRNEORO. OR 94305?6003 0 290?000, INSTETUTE NONE . PC GENERAL SUPPORT 5:2 mama . HEW YORK NE 1001? 25.000. SOUTH CAROLINE COASTAL CONSERVRTION PC GENERAL SUPPORT 131 SPRING STREET CHARLESTON SC 29403 - 50 000. THE NEW CRITERION t. NONE TE GENERAL SUEEORT E.U. Box 3000 OENUILLE NJ 01034 7 500. 5 d? ?5333. YANKEE-INSTETUTE NONE PC GENERAL SUPPORT 215 ERIN HARTFORD. #00305 . 25 _000. Toml?omcommu?mnshe?s 492 500. .8 33631 views? 14 14041115 78986852 11601 2018.04030 FOUNDATION 1160 FOUNDATION 13?6068340 Form Dividends and Interest from Securities Statement 1 Capital Gross Gains Revenue Net Invests Adjusted Source Amount Dividends Per Books ment Income Net Income DIVIDENDS AND ?Ho INTEREST 464,418. 0. 464,418. 464,413. LESS SUBJECT TO UBIT 0. 0. 0. -38,270. To Part I, line 4 464,418. 0. 464,418. 426,148. Form SSD-PF Legal Fees Statement 2 (C) Expenses Net Invest? Adjusted Charitable Description Per Books ment Income Net Income Purposes LEGAL SERVICES 17,914. Y: 0. 17,314. To Fm Pg 1, 1n 16a 17,314. 0. 17,314. Form Accounting Fees Statement 3 Expenses Net Invest? Adjusted Charitable Description . Per Books ment Income Net Income Purposes OWEN J. FLANAGAN CO, - ACCOUNTING AND TAX 13,500. 9,250. 9,250. To Form Pg 1, in 15h 18,500. 9,250. 9,250. 20 Statementfs) 1, 2, 3 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 FOUNDATION 13?6068340 Form OBOHPF Other Professional Fees Statement 4 Expenses Net Invest? Adjusted? Charitable Description Per Books ment Income Net Income Purposes SILVERCREST - INV. . ADVISORY FEES 153.608. 153.608. 0. SILVERCREST INTERNATIONAL FUND - INV 85.209. 85.209. 0. SILVERCREST SPECIAL SITUATIONS FUND INV 120,304. 120,304. 0, To Form Pg 1, 1n 16c 359,121. 359,121. 0. Form 990-PF Taxes Statement 5 (a1 I (C) Expenses :jNet Invest- Adjusted Charitable Description Per Bonke?tment Income Net Income Purposes EXCISE 0. 0. To Form 990-PFForm Other Expenses Statement 6 (.33) (of Expe?ees Net Invest? Adjusted Charitable Description Per Books ment Income Net Income Purposes BANK CUSTODY FEES f; 11,427. 11,427. 0. SPECIAL PROJECTS 2,000. 0. 2.000. POSTAGE Ti? 171. 26. 145. COMPUTER . 12,257. 1,839. 10,418. OFFICE SUPPLIES 222. 33. 189. GENERAL AND OINEE 5,195. 282. 4,913. REIMBURSEMENT 'Ee? ?104,108. ?10,411. ?126,658. NYS FILING FEES 1,000. 0. 1,000. TO Form BSD-PE, Pg 1, 1n 23 ?71,836. 3,196. ?107,993. 21 Statement(s) 4. 5, 6 2018.04030 FOUNDATION 1150 1 14041115 788682 1160 . I II FOUNDATION 13-5053340 Form Other Decreases in Net Resets 0r Fund Balances- bStatement 7 Description I amount CHANGE IN UNREALIZEE APPRECIATION NET or TAXES 4,207,967- TOtal ta Form-980+PF. Past Ill, line 5 4,207,967. Form Corporate Stock Statement 8 Fair Market Description Book value Value swears #:15 12,390,939. 133901.939. mate-'1 to Form sateen: Bar-1t In line 1 3b 12 ,as?e?aeiaf. 11.25: ,89 15:15 9 Form Corporate Bonds Statement :g 5 Fair Market Description Book Value Value CORPORATE BONDS #16 . 2,432,666. 2,432,566. Total to Form BSD-PF, Part log? 2?432,666. Form RX: Otger Investments seetement 10 Valuation Fair Market Description Method Book Value Value FUND FMV 31140.?30. 3,140,780. SILVERCREST SPECIAL SEQUATIONS FMV 3,123,315. 3,128,315. GLOBAL OPPORTUNITIES Pogo FMV 50,248. 50,243. Total to Form BSD-PF, Part II, line 13 5,319,343. 6,319,343. 2e . 14041115 788682 1160 FDUHDATIO 115@? FOUNDATION 13?6068340 Form Other Assets Statement 11 Beginning of End_of Year Fair Market Description Yr Book Value Book Value Value DEFERRED COMPENSATION INVESTED THE FOUNDATION 149,475. 112,352. . 112.852. =To Form Part II, line 15 464,357. 347,315. Form Other Liabilities Statement 12 Description BOY Amount EOY Amount EAXES PAYABLE . . 55,055. RESERVE: FOR DEFERRED: COMPENSATION 15;: ?32393 '9 3-14 882 . 234 453 . DEFERRED TAXES a? h? 24,000. 24,000. Total to Form 99OapF, Part II, line 2g 430,315. 314h519. 232 =Statementts) 11, 12 788682 1160 2018;04030 FOUNDATIQN 1160 1 FOUNDATION 13?6068340 Form Part List of Officers, Directors Statement 13 Trustees and Foundation Managers Employee Title and Compen- Ben Plan Expense Name and Address Avrg Hrs/Wk cation Contrib Account CHRIS OLANDEP EXEC DIR SEC JM FOUNDATION 10.00 20,000. 0. 0. PRINCETON, NJ 08540 JEREMIAH BOGERT VICE PRESIDENT JM FOUNDATION 1.00 I 0. 10,559. 0. PRINCETON, NJ 08540 JEREMIAH MILBANK PRESIDENT- JM FOUNDATION 1.00 0. 0. 0. PRINCETON, NJ 08540 PETER c. MORSE JM FOUNDATION 1.00 I 0. 0. 0. PRINCETON, NJ 08540 CARL HELSTROM EXECUTIVE JM FOUNDATION 20.00 113,870. 25,102. 0. PRINCETON. NJ 03540 Totals included on 6. Part 138,870. 35,671. 0. 24 Statement(s) 13 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 FOUNDATION 13?6068340 Form Grant Application Submission Information Statement 14 Part XV, Lines 2a through 2d Name and Address of Person to Whom Applications Should be Submitted CARL HELSTROM 116 VILLAGE BLVD. NJ 08540 Telephone Number 609~951~2283 Form and Content of Applications BRIEF LETTER OR PROPOSAL IN BUSINESS ESRNAT THAT EXPLAINSTHE MISSION AND THE PROJECT FOR YOU. SEEK FUNDING. Any Submission Dead?ines NO FORMAL PROPOSAL DEADLINES. THE BOARD MEETS IN MAY AND OCTOBER. Restrictions and Limitations on Awards PROPOSALS FOR THE FOLLOWING ARE RARELY APPROVED: ANNUAL APPEALS, THE ARTS, CAPITAL CAMPAIGNS, EQUIPMENT, ENDOWMENTS, GOVERNMENT ENTITIES, INDIVIDUALS, INTERNATIONAL PROJECTS, GRANTS, POLITICAL CAUSES AND ORGANIZATIONS LACKING TAX-EXEMPT 25 Statement(s) 14 14041115 788682 1160 2018.04030 FOUNDATION 1160 1 FOUNDATION 13?6068340 General Explanation Statement 15 Form/Line Identifier COMPENSATION OF OFFICERS. ETC. Explanation: CERTAIN OFFICERS OF THE FOUNDATION PROVIDE SERVICES TO BOTH THIS FOUNDATION AND THE MILBANK FOUNDATION. THE SALARIES ARE PAID AND REPORTED BY THE JM FOUNDATION IN FULL BUT HALF OF ARE CHARGED TO THE MILBANK FOUNDATION AS A MANAGEMENT FEE.THE TOTAL COMPENSATION FOR THE SHARED OFFICERS ARE AS FOLLOWS: CHRIS OLANDER 20.000 CARL HELSTROM $118,870 26 15 14041115=788682 1160 2018.04030 FOUNDATION 1160 Equity Summary Asset Categories US-nge Cap Emmy US Cap Ent?y Non-U5 Equity Total Value Market, ValuelCosf Market Value Tax Cost Unreahzed GamILess Eskmated Annual Income heaved Yield Equity Detail End?ng Market value Market Value 12.723.91.21 :1 11 .1561538 92 225.1215'ho 4113.265 on 1125.43? 00' 502.420 an 513.673.453.71 512.271.323.52. (1151.91.95 Currenl Penad Value 12.271323 92 9.410.91?5 15 2.3156348 74 249.964 EB 10.053 50 2 03% ?ange; Vawe Current Allocatidn? {1.542.272 7'9] 253.145 (10 3% . 3' i" 1123111111311) 411'. 151.402.144.291 77% la, 3:10.931 THE FUN N02 AccT_. For the Period 12111113 to 12:31:11.1 Assettategp?hs. US {hp Ecum- Equity Equuty as a pet?mnlage of yeur peruolio - 77 ?la US Large Cap Equity 911339?" went-mates WEGHNQEGGIES ING idhEKBU-tbril A Pun: Quantity 72 33 H.000 000 51 215 5.1100 and: Value mesons 3313002615 Adjusted Tax Cost Onglnal Cost 235,321 .00 245.32? Unrealized Est Annual Inc Galnlloss Acmed 0w Yield 193.159 00 111.720.1111. 1 55% 91.9?2 30 31250.00 El 97% 820 OD Page 4 of 26 0-0 Large Cap Equity ALPHABETJNQICECL 5. 0207951045 6006 ALPHABET A 0207010305 (30060 AMERICAN WATER WORKS. 00 "1'0 63041204103. AWK AM ERIERISE I06 0307694105 AMP AMETEH 1N6 AME #1111105 ENERGY CORP BAHGORPSO DIR BANK 05.971? 51-1022 000 BLACKROCK INC 0024770101 BLK INC 0991'24- 10-6 EWA CORP ?7043-10-9 BC INC 146229?1'1?9 CHI CHEVRON GORP 1 CISCO SYSTEMS INC CSCO JPMorgan '9000 1.035 01 1.044 90 9.0177 104 7-1 45'. 4.5 01 02 100 70 4333 Quantity 250 000 2?05 000 2.900 000 2.000 000 4,000 000 3.200 000 12.600 000 403.000 5.200 0130 4.006000 2.801"! 000 2.500 DOG 192190. 990 Value 250.002 50 214.210 00 203233 00 200.740 00 270.000 00 200.704 00 329564 00, 157.120 00 100.040 00 105,000.00 220.530 00 271.075 00 0221.633 09?: Adg'usted Tax Cast Ongmal 50 53.503 34 53.042 23 . 550,246.40 ?5 1200.700 30 1032:0010 00 234.003 32 70.230 00" EU 202.5 :1 0: 30 264.312 D1 245.45? 13 3?1.3??9 95 FDN No.25. For the-Bering 121.1118 to 1243:1118 ?nrmzed 001ij '00" 5? 154.300 70 100.713 40 200,190 7-7 1353.493 60 {0.000 00} 103.023 12 94.070 00 00.032 00 {00.000 00] {15.3110 56] (35.770 01} 26.513182 135.253 05 Est Annual Inc Accrued Dw 5.2?8 00 7.2.00 00 2,240.60 5.720 DD 3.553 00 2.142 OD 5.008 00 3.535 UU 3.350 130 5.940 (ID .1 1.269 13.353209 Yield 201% :3 45% 053% 2.2611: 2 50 ?fa 319% 196% 181% 21% 412% 305% Page 5 of 26 THE No.2 ACCT Fame 2551551211115. to 12111110 US Large Cap Equity. 0111512001: 1111: 122555424 0 111011 0:15:155?0050 as 1111: 20505551021 0x0: CV5 HEALTH CORP 120650-1043 CV5 DOWDU FONT INC 25078.14 0-0 UWUP EMCDR GROUP INC 2900404040 EME EGG RESOURCES 1H8 2681'59-10-1 EGG 51050111 11511101111115.1550 5520' 356200.455 515 FNF GROUP FNF H3. FULLER CO. 359694-106 FUL HALLIBURTON CO 405210-1051 HAL HOME DEPOT m1: 432075-102 no IBERIABAHK CORP 450326-100 IBKC INGREDIOH INC 451'137-10-2 ENG-R JP Morgan Price 52 06 102 T0 55.9140 Ouanhly 4.200.000 2.100 000 .2000 000 4.1100 0.00 2.250 000 2.500 000 3200000 5.500 000 5.000 000 5.500 000 2.000 000 4.100 000 1.700 000' Vaiue 215.552 00 215.555 00 131.045 00 251.555 00 153.552 50 244.155 00 523.1160 .60 172.020 00 255.020 00 145.150 00 343.540 00 255.545 00 155.300 00 5101125100 Tax 13051 Original C051 255.455 04 250.525 55 25.221 25 235.055 10 141.024 53 145.255 50 245.554 52 225.000 05 257.551.45 151.123 74 51.012 55 250.132 97 123.991 23 o. 4 Unrea?zed GaInJLoss (55.535 04) (54.557 55) 52.013 25 1527322 90' 52.95? 5? 94.921 20 75.505 15? {551.039.1315} {31.15151 45) 15.056 26 292,52? 41 5.415 03 31.333 7? Est Annual Em: Ame-d Dust 7.560 00 4.000 00 15.15.4100 1.0.40 00'- 2.454.130 4.096 00 5.50-0.00 3.720 '05- 3360 00 0.240 00 5.724 00 1.551 00 4.250 01) 1.062 50 Yteid 3 46% 305% 254% 054% 101% 1 25% 332% 1 45% 2?1% 2 40% 255% 211% Page 6? of 26 THE .1 FDN No.2. ACCT For me Period 12-11113 to. 1201113 US Large, Cap Equity- I LAEQRATQRY CRP OF 50550R409 LH LITTELFUSE INC SCRUBS-104 LFUS HARSH in MCLEHNAN COS NIB-102 MMG MICROSOFT CORP 594915-104 MSFT MKS INSTRUMENTS INC 55305N-104 MKSI 505207-105 PACWEST 595253103 PACW PFIZER INC 711'031-10-3 PFE .Puc EENMQIALSERVICES GROUP 5934751155 Puc SEALED AIR CORP B1211K-10-0 SEE CORP 553561104 SYK TEXAS. INSTRUMENTS 8525082104 TXN TRANSUHIOH 39450-11103? TRU JP Morgan Place 126 11591 155.15 94 50 56 00 Quantity 2.000 000 1.500 000 4.250 000 5.500 000 3.000 000 5.500 000 55300 000 5.000 000 5.200 000 4.500 000 2,550 000 2.500 005 4.000 000 Value 252.120 00? 2:01.555 00 355.557 50 555.495 00 155550.00 220.155 00 209554110 251.500 00 374.112 00 155.750 00 415.387 50 245.700 00 22?.200 00 Ad'usted Tax Coal Ongmal Cost 254,453 34 125.055 10 95.953 25 .1 19.900 30 281594.54 215.245 40 203.1151: - 194.302 70 253.541 15 214.4?2 15 153.?04 7? 150.357 33 150.6?4 00 Unreaiized E51 Annuai Inc. GairLI'Loss Accrued Dw Yreld (1.?33 3-4] 145.459 52 2.152 00 1 00% 242,959 24 7.055 00 2 06 ?.111 235.514 3'0 0.440.00 31 '11: [93.1164 841) 2.400 00 1 24% 3.919 50 5.?20 00 2.50 1.430 00 5.434 28 15.120 00 21% 5?.51?30 5.160 00 3 12% ?0.57005 12.151100 3 25% (57.592 15] 15.30.00 1 34 ?11: 201.552 73 4.982 00 1 20 '11: 1 00 95.312 52 0.005 00 3 26% 56.525 00 1.200 00 0 53% Page 7 01?26 THEJ EDN No.2 ACCT Egor the: Pgriod. 12111218110 12.131118 - US La r?g?e? Cap. Equity ung-n gone 9130,112110-9 Pnoe 10643 Quanta}: 344000 Value 89.369 12 AUJIJSIEU Ta: Cast Original Cost 109.60? 06 Unreailzed GamILoss (19.93194) E51. Annual 1m: Amati Dw 2.431 36 Yietd 2.76 $6 vengu comuumcmpus me. 9234mm; v2: 56227 $1250 um 351.375 00 22?.103 91 124,256 09 15,052 50 429% Total: Equity wanuna?vloef INC us smalma Cap. Equity? ALTRA INDUSTRJAL M01108 cogs 0220312405 smug. mama: Restinmes; 5.764352% MTDR MIHERALS INC 603153-196 mm Us ?smau?mlid cap Stinky Equity ALLEGIGH PLC ALLE 31 59 25 :15. 15: 53? 51.34 3"971 59:00:: non 650,90 0.00 ammo 4?1100900 3.000 000 223.230 an 511.106.638.92 1159;919:103 132gou5