Form 5500 Department of the Treasury Internal Revenue Service Annual Return/Report of Employee Benefit Plan This form is required to be filed for employee benefit plans under sections 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and sections 6047(e), and 6058(a) of the Internal Revenue Code (the Code). Department of Labor Employee Benefits Security Administration This Form is Open to Public Inspection Annual Report Identification Information For calendar plan year 2009 or fiscal plan year beginning 04/01/2009 X a multiemployer plan; A This return/report is for: B 2009 Complete all entries in accordance with the instructions to the Form 5500. Pension Benefit Guaranty Corporation Part I OMB Nos. 1210-0110 1210-0089 This return/report is: X a single-employer plan; X X the first return/report; and ending an amended return/report; X X a multiple-employer plan; or X X the final return/report; a DFE (specify) 03/31/2010 _C_ a short plan year return/report (less than 12 months). C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X D Check box if filing under: X X X Form 5558; X the DFVC program; ABCDEFGHI ABCDEFGHI ABCDE automatic extension; special extension (enter description) ABCDEFGHI Part II Basic Plan Information—enter all requested information 1a Name of plan ABCDEFGHI ABCDEFGHI ABCDEFGHI BERT BELL/PETE ROZELLE NFLABCDEFGHI PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 2a 1b Three-digit plan 001 001 number (PN) 1c Effective date of plan 09/09/1962 YYYY-MM-DD 2b Plan sponsor’s name and address (employer, if for a single-employer plan) (Address should include room or suite no.) Employer Identification Number (EIN) 012345678 13-6043636 RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 200 ST. PAUL STREET, SUITE 2420 c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI BALTIMORE, MD 21202-2040 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK 2c Sponsor’s telephone number 800-638-3186 0123456789 2d Business code (see instructions) 711210 012345 Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established. Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules, statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete. SIGN Filed with authorized/valid electronic signature. HERE Signature of plan administrator 01/18/2011 YYYY-MM-DD RICHARD CASS ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Date Enter name of individual signing as plan administrator SIGN Filed with authorized/valid electronic signature. HERE Signature of employer/plan sponsor 01/18/2011 YYYY-MM-DD JEFFEREY VANABCDEFGHI NOTE ABCDEFGHI ABCDEFGHI ABCDE Date Enter name of individual signing as employer or plan sponsor SIGN HERE YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Signature of DFE Date Enter name of individual signing as DFE For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Form 5500 (2009) v.092307.1 Page 2 Form 5500 (2009) 3a Plan administrator’s name and address (if same as plan sponsor, enter “Same”) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI RETIREMENT BOARD OF BERTABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 200 ST. PAUL STREET, SUITE 2420 123456789 ABCDEFGHI BALTIMORE, MD 21202-2040 ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK 4 a 3b Administrator’s EIN 13-6043636 012345678 3c Administrator’s telephone number 800-638-3186 0123456789 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the name, EIN and the plan number from the last return/report: 4b Sponsor’s name 4c 012345678 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 5 6 Total number of participants at the beginning of the plan year EIN PN 5 012 10734 123456789012 Number of participants as of the end of the plan year (welfare plans complete only lines 6a, 6b, 6c, and 6d). a Active participants..................................................................................................................................................................... 6a 2099 123456789012 b Retired or separated participants receiving benefits................................................................................................................. 6b 2762 123456789012 c Other retired or separated participants entitled to future benefits............................................................................................. 6c 5695 123456789012 d Subtotal. Add lines 6a, 6b, and 6c........................................................................................................................................... 6d 10556 123456789012 e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits................................................... 6e 550 123456789012 f Total. Add lines 6d and 6e....................................................................................................................................................... 6f 11106 123456789012 g Number of participants with account balances as of the end of the plan year (only defined contribution plans complete this item).................................................................................................................................................................... 6g 123456789012 Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested.............................................................................................................................................................. Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item) ........ 6h 7 123456789012 h 7 8a b If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristic Codes in the instructions: 1x 1x 1x 1x 1x 1xx 1xx 1xx 1B1x 1G 1x If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristic Codes in the instructions: 1x 4L 4H 9a (3) (4) a 1x 1x 1x 1x 1x 1x 1xx Plan funding arrangement (check all that apply) (1) X Insurance (2) 10 1x X X X 1xx 9b Plan benefit arrangement (check all that apply) (1) X Insurance Code section 412(e)(3) insurance contracts (2) Trust (3) General assets of the sponsor (4) X X X Code section 412(e)(3) insurance contracts Trust General assets of the sponsor Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions) Pension Schedules (1) X R (Retirement Plan Information) (2) X MB (Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information) - signed by the plan actuary (3) X SB (Single-Employer Defined Benefit Plan Actuarial Information) - signed by the plan actuary b General Schedules (1) X H (Financial Information) (2) (3) (4) (5) (6) X X X X X I (Financial Information – Small Plan) ___ A (Insurance Information) C (Service Provider Information) D (DFE/Participating Plan Information) G (Financial Transaction Schedules) 32 SCHEDULE MB OMB No. 1210-0110 Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration 2009 This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6059 of the Internal Revenue Code (the Code). This Form is Open to Public Inspection Pension Benefit Guaranty Corporation File as an attachment to Form 5500 or 5500-SF. 04/01/2009 For calendar plan year 2009 or fiscal plan year beginning and ending 03/31/2010 Round off amounts to nearest dollar. Caution: A penalty of $1,000 will be assessed for late filing of this report unless reasonable cause is established. A Name of plan BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 or 5500-SF RETIREMENT BOARD OF BERTABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI E Type of plan: 1a b c (1) X Multiemployer Defined Benefit Enter the valuation date: 04 Month _________ (2) 01 Day _________ X B Three-digit plan number (PN) D 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Money Purchase (see instructions) 2009 Year _________ Assets (1) Current value of assets ........................................................................................................................ (2) Actuarial value of assets for funding standard account........................................................................ (1) Accrued liability for plan using immediate gain methods ..................................................................... (2) Information for plans using spread gain methods: 827469423 992963308 1556695576 1b(1) 1b(2) 1c(1) 1c(3) -123456789012345 -123456789012345 -123456789012345 1556695576 -123456789012345 1d(1) -123456789012345 (a) Current liability ..................................................................................................................................... 1d(2)(a) (b) Expected increase in current liability due to benefits accruing during the plan year ........................... 1d(2)(b) (c) Expected release from “RPA ‘94” current liability for the plan year ..................................................... 1d(2)(c) -123456789012345 2369537618 -123456789012345 56878823 -1234567890123450 77612124 -123456789012345 (a) Unfunded liability for methods with bases............................................................................................ 1c(2)(a) (b) Accrued liability under entry age normal method................................................................................. 1c(2)(b) (c) Normal cost under entry age normal method....................................................................................... 1c(2)(c) (3) Accrued liability under unit credit cost method ........................................................................................... d Information on current liabilities of the plan: (1) Amount excluded from current liability attributable to pre-participation service (see instructions)............. (2) “RPA ‘94” information : (3) Expected plan disbursements for the plan year ......................................................................................... Statement by Enrolled Actuary 1d(3) To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in combination, offer my best estimate of anticipated experience under the plan. SIGN HERE 12/15/2010 Signature of actuary BRUCE GOULD Date 08-02767 Type or print name of actuary Most recent enrollment number Firm name Telephone number (including area code) AON HEWITT 410-547-2962 500 EAST PRATT STREET, BALTIMORE, MD 21202 Address of the firm If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see instructions For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 or Form 5500-SF. X Schedule MB (Form 5500) 2009 v.092308.1 Page 2- 1 Schedule MB (Form 5500) 2009 2 Operational information as of beginning of this plan year: a Current value of the assets (see instructions) ............................................................................................................ 2a (1) Number of participants b “RPA ‘94” current liability/participant count breakdown: 12345678 3309 (1) For retired participants and beneficiaries receiving payment .................................... 12345678 5313 (2) For terminated vested participants ............................................................................ (3) 827469423 -123456789012345 (2) Current liability 880177432 -123456789012345 1185485914 -123456789012345 For active participants: 42357839 -123456789012345 261516433 -123456789012345 303874272 -123456789012345 2369537618 -123456789012345 (a) Non-vested benefits ............................................................................................ (b) Vested benefits ................................................................................................... 2082 (c) Total active .......................................................................................................... (4) c 12345678 Total........................................................................................................................... 10704 If the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such percentage................................................................................................................................................................ 2c 34.92 % 123.12 3 Contributions made to the plan for the plan year by employer(s) and employees: (a) Date (MM-DD-YYYY) 03/31/2010 (b) Amount paid by employer(s) (c) Amount paid by employees 187806974 (a) Date (MM-DD-YYYY) (b) Amount paid by employer(s) (c) Amount paid by employees 0 Totals ► 187806974 3(b) 4 Information on plan status: a Enter code to indicate plan’s status (see instructions for attachment of supporting evidence of plan’s status). If code is “N,” go to item 5.............................................................................................................................................. 3(c) C 4a b c Funded percentage for monitoring plan’s status (line 1b(2) divided by line 1c(3)) .................................................... Is the plan making the scheduled progress with any applicable funding improvement or rehabilitation plan? ................................................................ X Yes X No d If the plan is in critical status, were any adjustable benefits reduced? .............................................................................................................. X Yes X No e If line d is “Yes,” enter the reduction in liability resulting from the reduction in adjustable benefits, measured as of the valuation date ................................................................................................................................................... 123.1 63.8 % 4b -123456789012345 4e 5 Actuarial cost method used as the basis for this plan year’s funding standard account computations (check all that apply): a X Attained age normal b X Entry age normal c X Accrued benefit (unit credit) d X Aggregate e X Frozen initial liability f X Individual level premium g X Individual aggregate h X Shortfall i X Reorganization j X Other (specify): ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE k l YYYY-MM-DD Has a change been made in funding method for this plan year? ...................................................................................................................... X Yes X No If box h is checked, enter period of use of shortfall method ....................................................................................... 5k m If line l is “Yes,” was the change made pursuant to Revenue Procedure 2000-40?.......................................................................................... X n If line l is “Yes,” and line m is “No,” enter the date (MM-DD-YYYY) of the ruling letter (individual or class) approving the change in funding method.................................................................................................................... Pre-retirement Rates specified in insurance or annuity contracts .................................... c Mortality table code for valuation purposes: (1) Males ....................................................................................... 6c(1) (2) Females................................................................................... 6c(2) X Yes X No X X No YYYY-MM-DD 5n 6 Checklist of certain actuarial assumptions: a Interest rate for “RPA ‘94” current liability........................................................................................................................................... b Yes 6a 123.12 4.70 % Post-retirement X N/A Yes X No X N/A A A A A d Valuation liability interest rate ........................................................ 6d 123.12 7.25 % 123.12 7.25 % e Expense loading ............................................................................ 6e 123.12 17.7 % 123.12 0.4 % f Salary scale ................................................................................... 6f 123.12% g Estimated investment return on actuarial value of assets for year ending on the valuation date....................... 6g -18.5 % -123.1 h Estimated investment return on current value of assets for year ending on the valuation date ......................... 6h -28.8 % -123.1 Page 3- 1 Schedule MB (Form 5500) 2009 7 New amortization bases established in the current plan year: (1) Type of base A1 A A (2) Initial balance (3) Amortization Charge/Credit 333980469 -123456789012345 -123456789012345 -123456789012345 34732303 -123456789012345 -123456789012345 -123456789012345 8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date (MM-DD-YYYY) of the ruling letter granting the approval ............................................................................................................................... 8a b c Is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) If “Yes,” attach schedule. d If line c is “Yes,” provide the following additional information: Are any of the plan’s amortization bases operating under an extension of time under section 412(e) (as in effect prior to 2008) or section 431(d) of the Code? .............................................................................................................................. . YYYY-MM-DD X Yes X No X Yes X No Yes (1) Was an extension granted automatic approval under section 431(d)(1) of the Code? ........................................................ X (2) If line (1) is “Yes,” enter the number of years by which the amortization period was extended ........................... 8d(2) (3) Was an extension approved by the Internal Revenue Service under section 412(e) (as in effect prior to 2008) or 431(d)(2) of the Code? ........................................................................................................................... (4) If line (3) is “Yes,” enter number of years by which the amortization period was extended (not including the 8d(4) number of years in line (2))................................................................................................................................... (5) If line (3) is “Yes,” enter the date of the ruling letter approving the extension...................................................... 8d(5) (6) If line (3) is “Yes,” is the amortization base eligible for amortization using interest rates applicable under section 6621(b) of the Code for years beginning after 2007?...................................................................................................... e If box 5h is checked or line 8c is “Yes,” enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfall method or extending the amortization base(s) ................................................................................................................................................... No 12 X Yes X No 12 YYYY-MM-DD X Yes X No 8e -123456789012345 9 Funding standard account statement for this plan year: Charges to funding standard account: a Prior year funding deficiency, if any............................................................................................................................ 9a -1234567890123450 b Employer’s normal cost for plan year as of valuation date ......................................................................................... 9b 36433478 -123456789012345 c Amortization charges as of valuation date: d e Outstanding balance (1) All bases except funding waivers and certain bases for which the amortization period has been extended....................................................... 9c(1) -123456789012345 1066983113 114936464 -123456789012345 (2) Funding waivers ........................................................................................... 9c(2) -1234567890123450 -1234567890123450 (3) Certain bases for which the amortization period has been extended .......... 9c(3) -1234567890123450 -1234567890123450 Interest as applicable on lines 9a, 9b, and 9c ............................................................................................................ 9d 10974321 -123456789012345 Total charges. Add lines 9a through 9d...................................................................................................................... 9e 162344263 -123456789012345 Credits to funding standard account: f Prior year credit balance, if any .................................................................................................................................. 9f 213100233 -123456789012345 g Employer contributions. Total from column (b) of line 3 ............................................................................................ 9g 187806974 -123456789012345 Outstanding balance 290150612 -123456789012345 h Amortization credits as of valuation date........................................................... i Interest as applicable to end of plan year on lines 9f, 9g, and 9h............................................................................... j Full funding limitation (FFL) and credits: k 9h 9i 42684688 -123456789012345 18544407 -123456789012345 (1) ERISA FFL (accrued liability FFL) ............................................................. 9j(1) 643677763 -123456789012345 (2) “RPA ‘94” override (90% current liability FFL) .......................................... 9j(2) 1230361842 -123456789012345 (3) FFL credit............................................................................................................................................................ 9j(3) -1234567890123450 (1) Waived funding deficiency .................................................................................................................................. 9k(1) -1234567890123450 (2) Other credits ....................................................................................................................................................... 9k(2) -1234567890123450 9l 462136302 -123456789012345 m Credit balance: If line 9l is greater than line 9e, enter the difference.......................................................................... 9m 299792039 -123456789012345 n 9n -123456789012345 l Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(2)..................................................................................... Funding deficiency: If line 9e is greater than 9l, enter the difference ......................................................................... Schedule MB (Form 5500) 2009 9o Page 4 Current year’s accumulated reconciliation account: (1) Due to waived funding deficiency accumulated prior to the 2009 plan year................................................... (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: (3) 9o(1) 0 -123456789012345 (a) Reconciliation outstanding balance as of valuation date.......................................................................... 9o(2)(a) -1234567890123450 (b) Reconciliation amount (line 9c(3) balance minus line 9o(2)(a)) ............................................................... 9o(2)(b) -1234567890123450 Total as of valuation date................................................................................................................................ 9o(3) -1234567890123450 10 -1234567890123450 X Yes X No 10 Contribution necessary to avoid an accumulated funding deficiency. (See instructions.) ...................................... 11 Has a change been made in the actuarial assumptions for the current plan year? If “Yes,” see instructions. ...................... SCHEDULE C OMB No. 1210-0110 Service Provider Information (Form 5500) Department of the Treasury Internal Revenue Service This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of Labor Employee Benefits Security Administration File as an attachment to Form 5500. Pension Benefit Guaranty Corporation For calendar plan year 2009 or fiscal plan year beginning 04/01/2009 A Name of plan BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI and ending 2009 This Form is Open to Public Inspection. 03/31/2010 B Three-digit plan number (PN) 001 001 C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN) ABCDEFGHI RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN 012345678 13-6043636 Part I Service Provider Information (see instructions) You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to answer line 1 but are not required to include that person when completing the remainder of this Part. 1 Information on Persons Receiving Only Eligible Indirect Compensation a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . X Yes X No b If you answered line 1a “Yes,” enter the name and EIN or address of each person providing the required disclosures for the service providers who received only eligible indirect compensation. Complete as many entries as needed (see instructions). (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation VOGELZANG AND ASSOCIATES 1129 STATE STREET, SUITE 3E SANTA BARBARA, CA 93101 (b) Enter name and EIN or address of person who provided you disclosure on eligible indirect compensation THE VANGUARD GROUP, INC. 23-1945930 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation DODGE & COX 94-1441976 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation GROSVENOR CAPITAL MANAGEMENT, LP 36-3795985 For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule C (Form 5500) 2009 v.092308.1 Schedule C (Form 5500) 2009 Page 2- 1 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation LEGG MASON CAPITAL MANAGEMENT 52-1266862 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation UBS 667 WASHINGTON BLVD STAMFORD, CT 06901 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation Page 3 Schedule C (Form 5500) 2009 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GROOM LAW GROUP 52-1219029 (b) Service Code(s) 22 (d) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 2895762 345 (g) (f) (e) Enter direct Relationship to Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be other than plan or plan enter -0-. a party-in-interest sponsor) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? (h) Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MELLON CAPITAL MANAGEMENT 25-1442864 (b) Service Code(s) 28 (c) (d) (f) (e) Enter direct Relationship to Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be other than plan or plan enter -0-. a party-in-interest sponsor) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 590089 345 (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? (h) Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X X No X Yes X No X (a) Enter name and EIN or address (see instructions) J.P. MORGAN INVESTMENT MANAGEMENT 13-3200244 (b) Service Code(s) 28 (c) (d) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 458924 345 (f) (e) Enter direct Relationship to Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be other than plan or plan enter -0-. a party-in-interest sponsor) Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (g) (h) Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 1 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) ENTRUST PARTNERS OFFSHORE LLC 13-4075262 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 52 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 428376 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SARAH E. GAUNT 13-6053636 (b) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 424061 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) GRANTHAM, MAYO & VANOTTERLOO 01-0745810 (b) Service Code(s) 28 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 410880 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 2 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) AON CONSULTING 22-3339704 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 11 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 397623 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) NEUMEIER INVESTMENT COUNSEL 77-0217352 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 311989 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) ALLIANCE BERNSTEIN, LP 13-4064930 (b) Service Code(s) 28 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 300885 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 3 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) NEPC, LLC 26-1429809 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 27 (e) (d) (c) 297210 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) TURNER INVESTMENT PARTNERS 23-2587824 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 291542 123456789012 345 Yes X No X Yes X (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? No Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X Yes X No X (a) Enter name and EIN or address (see instructions) CADENCE CAPITAL MANAGEMENT 04-3244012 (b) Service Code(s) 28 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 278515 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 4 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) PERRY ORTHOPEDIC 56-2258322 (b) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 248214 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) ALL FLORIDA ORTHOPAEDICS 59-2681990 (b) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 238347 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) 7211 LENHART DRIVE CHEVY CHASE, AL 20815 ADVANCED COMPUTER SOLUTIONS (b) Service Code(s) 16 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 201558 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 5 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) DAVID APPLE, MD 40-5465847 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 196492 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) BRANDYWINE ASSET MANAGEMENT, INC 51-0294065 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 192968 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) RIGGS, COUNSELMAN, MICHAELS&DOWNES 52-0555835 (b) Service Code(s) 22 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 188363 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 6 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) WESTERN ASSET MANAGEMENT COMPANY 95-2705767 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 150727 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) WENTWORTH, HAUSER & VIOLICH 91-1631301 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 150169 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) STEPHEN S. HAAS, MD 52-1068893 (b) Service Code(s) 10 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 142156 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 7 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) CINCINNATI SPORTS MEDICINE 31-0922889 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) 139881 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) THE TRAVEL STORE 95-2958880 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 137347 123456789012 345 Yes X No X Yes (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) THE BANK OF NEW YORK MELLON 13-5160382 (b) Service Code(s) 21 (c) (d) (e) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123812 123456789012 345 Yes X X No X Yes X (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? No X Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 8 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) FRANK NOBLEZA 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 120058 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) PAUL SCOTT 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 112811 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) MAINBRAIN 94-3281881 (b) Service Code(s) 16 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 111464 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 9 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) RACHEL BUTLER 13-6043636 (b) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 103953 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) LOOMIS SAYLES TRUST COMPANY 94-6799945 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 96638 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) PEACHTREE NEUROLOGICAL CLINIC 58-2139816 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 89800 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 10 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) SEGAL ADVISORS 13-2646110 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 16 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 85786 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) HESSAM VINCENT 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 83747 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) CYNTHIA TIMPSON 13-6043636 (b) Service Code(s) 13 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 70557 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 11 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) CREDO CAPITAL 16-1697145 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 28 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 70098 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) LASHAY ROSE 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 66734 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) CHARISSE CALDWELL 13-6043636 (b) Service Code(s) 13 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 66587 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 12 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) ROSE MARY EVES 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 64282 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SHELLEY WARNER 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 63330 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SIBSON CONSULTING 13-1835864 (b) Service Code(s) 16 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 59274 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 13 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) NORTHWEST CENTER FOR ORTHOPAEDIC 36-2731428 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 55642 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) GREGORY MACK, MD 20-4015690 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 54603 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) ANNETTE MILLER 13-6043636 (b) Service Code(s) 13 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 53460 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 14 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) MELISSA YU 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 46850 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SHERI JACKSON 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 13 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 45954 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) NUMARA SOFTWARE 06-1615661 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 42840 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 15 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) REHABILITATION INSTITUTE OF CHICAGO 36-2256036 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 40774 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) BERNARD BACH, MD 37-7483088 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 40693 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SUNCOAST MEDICAL CLINIC 59-3410987 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 40500 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 16 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) JAMES GLICK, MD 94-2968363 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 40298 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) TERRY THOMPSON, MD 25-0135489 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 39088 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) RICHMOND BONE & JOINT CLINIC 76-0505966 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 39008 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 17 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) THE NEURO & ORTHO HOSP OF CHICAGO 76-0703903 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 36920 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) HOWARD UNIVERSITY HOSPITAL 53-0196961 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 35817 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) ABRAMS, FOSTER, NOLE & WILLIAMS, PA 52-1854049 (b) Service Code(s) 10 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 31600 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 18 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) SAN DIEGO SPORTS MEDICINE 33-0834309 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 30992 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO NERVE STUDY 33-0576174 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 30200 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) MID STATE ORTHOPAEDIC 72-1310991 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 29483 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 19 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) NYU SCHOOL OF MEDICINE 13-5562308 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 28595 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) PRINTING CORPORATION OF AMERICA 52-2120681 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 36 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 23237 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) CORAL GABLES SPECIALTY PHYSICIANS 26-0886056 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 21737 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 20 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) FACULTY PRACTICE PLAN - HOWARD UNIV 52-2220700 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 20584 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO IMAGING MEDICAL GROUP 95-2669833 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 20383 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) TIMOTHY TAFT, MD 48-8460032 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 20000 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 21 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) RANCHO LOS AMIGOS 95-6000927 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 19050 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) THOMAS HILL, MD 74-2997400 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 15500 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) THOMAS SAMPSON, MD 94-2968354 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 14800 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 22 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) NORTHWESTERN MEMORIAL HOSPITAL 37-0960170 (b) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 13273 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) AKIN GUMP STRAUSS HAUER & FELD 75-1338644 (b) Service Code(s) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 16 (e) (d) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 12621 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) 16223 SHADOW MOUNTAIN DRIVE PACIFIC PALISADES, AL 90272 BERT MANDELBAUM, MD (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 12310 123456789012 345 Yes X No XX (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 23 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) UC PHYSICIANS NEUROLOGY 31-1000644 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 12000 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) UNIVERSITY OF TEXAS 76-0459500 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 11031 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) FACULTY PRACTICE PLAN - HOWARD UNIV 52-2220700 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 10000 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 24 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) BUCK CONSULTANTS, LLC 13-3954297 (b) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 16 (e) (d) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 9533 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) NEWTON ANDREWS, MD (b) (c) (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 49 9824 OXBRIDGE WAY BOWIE, AL 20721 8725 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) DOCTORS HOSPITAL 04-3775926 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 8013 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 25 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) MERIDIAN REGIONAL IMAGING 36-4339888 (b) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) (c) (f) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) 6810 123456789012 345 Yes X No X Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) NORTHWEST DIAGNOSTIC IMAGING (b) (c) (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 49 PO BOX 932391 ATLANTA, AL 31193 6760 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) SUNRISE MEDICAL GROUP 65-0933417 (b) Service Code(s) 49 (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 6700 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 4- 26 Schedule C (Form 5500) 2009 (a) Enter name and EIN or address (see instructions) RANKIN ORTHOPAEDIC & SPORTS MED 83-0000170 (b) Service Code(s) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 49 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 6250 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) LIVEWIRE, LLC 43-1858174 (b) Service Code(s) (c) NONE ABCDEFGHI ABCDEFGHI ABCD 16 (e) (d) Did service provider Enter direct Relationship to receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. person known to be other than plan or plan a party-in-interest sponsor) 5932 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. X No X Yes X No X (a) Enter name and EIN or address (see instructions) (b) Service Code(s) (c) (e) (d) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources enter -0-. other than plan or plan person known to be sponsor) a party-in-interest ABCDEFGHI ABCDEFGHI ABCD 123456789012 345 Yes X No X (f) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) (g) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Schedule C (Form 5500) 2009 Page 5- 1 Part I Service Provider Information (continued) 3 If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as many entries as needed to report the required information for each source. (a) Enter service provider name as it appears on line 2 (b) Service Codes (see instructions) (d) Enter name and EIN (address) of source of indirect compensation (a) Enter service provider name as it appears on line 2 (a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. (b) Service Codes (see instructions) (d) Enter name and EIN (address) of source of indirect compensation compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. (see instructions) (d) Enter name and EIN (address) of source of indirect compensation (c) Enter amount of indirect (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. Page 6- 1 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see (b) Nature of instructions) BRANDYWINE ABCDEFGHIASSET ABCDEFGHI MANAGEMENT ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 51-0294065 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see 28 10 11 12 13 (b) Nature of instructions) WESTERN ASSETABCDEFGHI ABCDEFGHI MANAGEMENT CO. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 95-2705767 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD 28 10 11 12 13 (b) Nature of instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 43-1858174 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of ABCD ABCD ABCD ABCD ABCD (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (a) Enter name and EIN or address of service provider (see GRANTHAM MAYO VAN OTTERLOO ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 01-0745810 ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to Service Code(s) 28 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI 36 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide Service Code(s) ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to COMPENSATION 28 11 12 INDIRECT 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 52-2120681 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see PRINTING CORPORATION ABCDEFGHI ABCDEFGHI OF AMERICA ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 16 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 13-4064930 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see ALLIANCE BERNSTEIN, LP ABCDEFGHI ABCDEFGHI provide Service Code(s) (a) Enter name and EIN or address of service provider (see LIVEWIRE, LLC ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) provide INDIRECT COMPENSATION Page 6- 2 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see (b) Nature of instructions) CREDO CAPITAL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 16-1697145 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see 28 10 11 12 13 (b) Nature of instructions) CADENCE CAPITAL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 04-3244012 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD 28 10 11 12 13 (b) Nature of instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 48-8460032 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of ABCD ABCD ABCD ABCD ABCD (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (a) Enter name and EIN or address of service provider (see (b) Nature of 49 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to Service Code(s) UNIVERSITY OF TEXAS ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 76-0459500 ABCDEFGHI ABCDEFGHI 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide Service Code(s) ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to COMPENSATION 49 11 12 INDIRECT 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 31-0922889 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see CINCINNATI SPORTS ABCDEFGHI ABCDEFGHI MEDICINE ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 72-1310991 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see MID STATE ORTHOPAEDIC ABCDEFGHI ABCDEFGHI provide Service Code(s) (a) Enter name and EIN or address of service provider (see TIMOTHY TAFT, MD ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) provide INDIRECT COMPENSATION Page 6- 3 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see (b) Nature of instructions) ALL FLORIDA ABCDEFGHI ORTHOPAEDICS ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 59-2681990 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see 49 10 11 12 13 (b) Nature of instructions) BUCK CONSULTANTS, ABCDEFGHI ABCDEFGHI LLC ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 13-3954297 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD 16 10 11 12 13 (b) Nature of instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 95-2958880 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of ABCD ABCD ABCD ABCD ABCD (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (a) Enter name and EIN or address of service provider (see HOWARD UNIVERSITY HOSPITAL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 53-0196961 ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to Service Code(s) 49 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide Service Code(s) ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to COMPENSTATION 16 11 12 INDIRECT 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 26-0886056 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see CORAL GABLES ABCDEFGHI ABCDEFGHI SPECIALTY PHYSICIANS ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSTATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 94-3281881 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see MAINBRAIN ABCDEFGHI provide Service Code(s) (a) Enter name and EIN or address of service provider (see THE TRAVEL STORE ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) provide INDIRECT COMPENSATION Page 6- 4 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see (b) Nature of instructions) FACULTY PRACTICE PLAN ABCDEFGHI ABCDEFGHI - HOWARD UNIV ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 52-2220700 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see 49 10 11 12 13 (b) Nature of instructions) NORTHWESTERN ABCDEFGHI ABCDEFGHI MEMORIAL HOSP ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 37-0960170 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD 49 10 11 12 13 (b) Nature of instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 13-5562308 1234567890 ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of ABCD ABCD ABCD ABCD ABCD (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (a) Enter name and EIN or address of service provider (see SAN DIEGO IMAGING MEDICAL GROUP ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 95-2669833 ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to Service Code(s) 49 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide Service Code(s) ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to COMPENSATION 49 11 12 INDIRECT 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 76-0505966 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see RICHMOND BONEABCDEFGHI & JOINT ABCDEFGHI CLINIC ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 95-6000927 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see RANCHO LOS AMIGOS ABCDEFGHI ABCDEFGHI provide Service Code(s) (a) Enter name and EIN or address of service provider (see NYU SCHOOL OF ABCDEFGHI ABCDEFGHI MEDICICE ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) provide INDIRECT COMPENSATION Page 6- 5 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see (b) Nature of instructions) SUNCOAST MEDICAL ABCDEFGHI ABCDEFGHI CLINIC ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 59-3410987 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see 49 10 11 12 13 (b) Nature of instructions) SUNRISE MEDICAL ABCDEFGHI ABCDEFGHI GROUP ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 65-0933417 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD 49 10 11 12 13 (b) Nature of instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 74-2997400 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of ABCD ABCD ABCD ABCD ABCD (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (a) Enter name and EIN or address of service provider (see MERIDIAN REGIONAL IMAGING ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 36-4339888 ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to Service Code(s) 49 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide Service Code(s) ABCD ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to COMPENSATION 49 11 12 INDIRECT 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 04-3775926 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see DOCTORS HOSPITAL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 49 11 12 INDIRECT COMPENSATION 10 ABCDEFGHI ABCDEFGHI 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 94-2968354 1234567890 INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see THOMAS SAMPSON, MD ABCDEFGHI ABCDEFGHI provide Service Code(s) (a) Enter name and EIN or address of service provider (see THOMAS HILL, MDABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) provide INDIRECT COMPENSATION Page 6- 6 Schedule C (Form 5500) 2009 Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) PO BOX 932391 NORTHWEST ABCDEFGHI ABCDEFGHI ABCDEFGHI ATLANTA, GA 31193 DIAGNOSTIC IMAGING ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 49 10 11 12 13 (b) Nature of ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to Service Code(s) ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of INDIRECT COMPENSATION ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 11 12 13 Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 49 10 provide Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (c) Describe the information that the service provider failed or refused to Service Code(s) NEWTON ANDREWS, MD 9824 ABCDEFGHI OXBRIDGE WAYABCD ABCDEFGHI ABCDEFGHI BOWIE, MD 20721 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI provide ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE Page 7- 1 Schedule C (Form 5500) 2009 Part III Termination Information on Accountants and Enrolled Actuaries (see instructions) (complete as many entries as needed) a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN; 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN; 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI SCHEDULE D DFE/Participating Plan Information OMB No. 1210-0110 (Form 5500) This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of the Treasury Internal Revenue Service 2009 File as an attachment to Form 5500. Department of Labor Employee Benefits Security Administration For calendar plan year 2009 or fiscal plan year beginning 04/01/2009 and ending This Form is Open to Public Inspection. 03/31/2010 A Name of plan B Three-digit BERT BELL/PETE ROZELLE NFLABCDEFGHI PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI 001 ABCDEFGHI ABCDEFGHI ABCDEFGHI 001 plan number (PN) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D Employer Identification Number (EIN) C Plan or DFE sponsor’s name as shown on line 2a of Form 5500 RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678 13-6043636 ABCDEFGHI Part I Information on interests in MTIAs, CCTs, PSAs, and 103-12 IEs (to be completed by plans and DFEs) (Complete as many entries as needed to report all interests in DFEs) a Name of MTIA, CCT, PSA, or 103-12 IE: ALLIANCE BERNSTEIN INTL STRAT VALUE ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 49261231 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) a b PLUS INTLABCDEFGHI OFFSHORE FUND Name of MTIA, CCT, PSA, or 103-12 IE: BENCHMARK ABCDEFGHI ABCDEFGHI Name of sponsor of entity listed in (a): d THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a PORTABLEABCDEFGHI ALPHA FIXED INC Name of MTIA, CCT, PSA, or 103-12 IE: BENCHMARK ABCDEFGHI ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 a VALUED GLOBAL ALPHA 1 FUND Name of MTIA, CCT, PSA, or 103-12 IE: EB DAILYABCDEFGHI ABCDEFGHI ABCDEFGHI b d 123456789-123 Name of sponsor of entity listed in (a): d Entity code ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code EIN-PN 13-5160382-001 a INDEX FUND Name of MTIA, CCT, PSA, or 103-12 IE: EB DV STOCK ABCDEFGHI ABCDEFGHI a INVESTMENT FUND II Name of MTIA, CCT, PSA, or 103-12 IE: EB TEMPORARY ABCDEFGHI ABCDEFGHI 123456789-123 31307201 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c 23012542 -123456789012345 57140937 -123456789012345 ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 37220984 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 a CAPITAL DIVERSIFIED FD LTDABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: ENTRUST ABCDEFGHI ABCDEFGHI b c d 123456789-123 Name of sponsor of entity listed in (a): EIN-PN 13-5160382-001 123456789-123 d Entity code ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code 97445562 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. 36765816 -123456789012345 Schedule D (Form 5500) 2009 v.092308.1 Page 2- 1 Schedule D (Form 5500) 2009 a b MKT NEUTRALABCDEFGHI S&P 500 FUND ABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: GOTTEXABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Name of sponsor of entity listed in (a): d Entity code ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a AGGREGATE REPLICATION Name of MTIA, CCT, PSA, or 103-12 IE: GOTTEXABCDEFGHI ABCDEFGHIFUND ABCDEFGHI 123456789-123 THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 a STRATEGICABCDEFGHI PROPERTY FUND Name of MTIA, CCT, PSA, or 103-12 IE: JP MORGAN ABCDEFGHI ABCDEFGHI b d 123456789-123 Entity code Name of sponsor of entity listed in (a): d ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON Entity code 28351697 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a SAYLES CREDIT ASSET TRUSTABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: LOOMIS ABCDEFGHI ABCDEFGHI a RATE HIGH INCOME FUND Name of MTIA, CCT, PSA, or 103-12 IE: WA FLTGABCDEFGHI ABCDEFGHI 123456789-123 19312749 -123456789012345 42020260 -123456789012345 ABCD THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 38779887 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 a OPPORTUNISTIC INTL INVESTMENT Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO ABCDEFGHI ABCDEFGHI ABCDEFGHI b d 123456789-123 Entity code THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Name of sponsor of entity listed in (a): d ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or E 1 103-12 IE at end of year (see instructions) Entity code ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or E 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a OPPORTUNISTIC US HIGH YIELD Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789-123 THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 a Name of MTIA, CCT, PSA, or 103-12 IE: b Name of sponsor of entity listed in (a): c EIN-PN a Name of MTIA, CCT, PSA, or 103-12 IE: b Name of sponsor of entity listed in (a): c EIN-PN a Name of MTIA, CCT, PSA, or 103-12 IE: b Name of sponsor of entity listed in (a): c EIN-PN d 123456789-123 d 123456789-123 d 123456789-123 d 123456789-123 Entity code Entity code Entity code Entity code 1255362 -123456789012345 991646 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or E 1 103-12 IE at end of year (see instructions) 1751716 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 -123456789012345 103-12 IE at end of year (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 -123456789012345 103-12 IE at end of year (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 -123456789012345 103-12 IE at end of year (see instructions) Schedule D (Form 5500) 2009 Page 3- 1 6 Part II Information on Participating Plans (to be completed by DFEs) (Complete as many entries as needed to report all participating plans) a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 SCHEDULE H OMB No. 1210-0110 Financial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the Internal Revenue Code (the Code). File as an attachment to Form 5500. Pension Benefit Guaranty Corporation For calendar plan year 2009 or fiscal plan year beginning 04/01/2009 A Name of plan BERT BELL/PETE ROZELLE NFLABCDEFGHI PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI and ending B ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI D 2009 This Form is Open to Public Inspection 03/31/2010 Three-digit plan number (PN) 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Part I Asset and Liability Statement 1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report the value of the plan’s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 1b(1), 1b(2), 1c(8), 1g, 1h, and 1i. CCTs, PSAs, and 103-12 IEs also do not complete lines 1d and 1e. See instructions. Assets a b c (a) Beginning of Year (b) End of Year 1a -123456789012345 -123456789012345 (1) Employer contributions ........................................................................... 1b(1) (2) Participant contributions ......................................................................... 1b(2) (3) Other....................................................................................................... 1b(3) -123456789012345 -123456789012345 4410986 -123456789012345 -123456789012345 -123456789012345 111403919 -123456789012345 119142238 -123456789012345 17490784 -123456789012345 160968 -123456789012345 19376947 -123456789012345 -123456789012345 24879998 -123456789012345 -123456789012345 25327309 -123456789012345 65409 -123456789012345 199448755 -123456789012345 100620461 -123456789012345 -123456789012345 -123456789012345 -123456789012345 460618866 -123456789012345 -123456789012345 -123456789012345 3998724 -123456789012345 Total noninterest-bearing cash ....................................................................... Receivables (less allowance for doubtful accounts): General investments: (1) Interest-bearing cash (include money market accounts & certificates of deposit) ............................................................................................. (2) U.S. Government securities.................................................................... 1c(1) 1c(2) (3) Corporate debt instruments (other than employer securities): (A) Preferred .......................................................................................... 1c(3)(A) (B) All other............................................................................................ 1c(3)(B) (4) Corporate stocks (other than employer securities): (A) Preferred .......................................................................................... 1c(4)(A) (B) Common .......................................................................................... 1c(4)(B) (5) Partnership/joint venture interests .......................................................... 1c(5) (6) Real estate (other than employer real property) ..................................... 1c(6) (7) Loans (other than to participants) ........................................................... 1c(7) (8) Participant loans ..................................................................................... 1c(8) (9) Value of interest in common/collective trusts.......................................... 1c(9) (10) Value of interest in pooled separate accounts ........................................ 1c(10) (11) Value of interest in master trust investment accounts ............................ 1c(11) (12) Value of interest in 103-12 investment entities ....................................... (13) Value of interest in registered investment companies (e.g., mutual funds)...................................................................................... (14) Value of funds held in insurance company general account (unallocated contracts)................................................................................................ 1c(12) 21185 -123456789012345 166079736 -123456789012345 60051607 -123456789012345 -123456789012345 -123456789012345 -123456789012345 130386188 -123456789012345 -123456789012345 -123456789012345 4355097 -123456789012345 1c(13) -123456789012345 311406690 -123456789012345 335024041 1c(14) -123456789012345 -123456789012345 1c(15) -123456789012345 -123456789012345 (15) Other ....................................................................................................... For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule H (Form 5500) 2009 v.092308.1 Page 2 Schedule H (Form 5500) 2009 1d 1e 1f Employer-related investments: (a) Beginning of Year (1) Employer securities .................................................................................... 1d(1) (2) Employer real property ............................................................................... 1d(2) Buildings and other property used in plan operation......................................... 1e Total assets (add all amounts in lines 1a through 1e) ...................................... 1f (b) End of Year -123456789012345 -123456789012345 -123456789012345 -123456789012345 838224509 -123456789012345 -123456789012345 -123456789012345 -123456789012345 1256045399 -123456789012345 -123456789012345 2375167 -123456789012345 -123456789012345 114979655 117354822 -123456789012345 -123456789012345 1138690577 Liabilities 1g 1h 1i 1j 1k Benefit claims payable ...................................................................................... 1g Operating payables ........................................................................................... 1h Acquisition indebtedness .................................................................................. 1i Other liabilities................................................................................................... 1j Total liabilities (add all amounts in lines 1g through1j) ..................................... 1k -123456789012345 -123456789012345 2300263 -123456789012345 -123456789012345 8454823 10755086 -123456789012345 1l -123456789012345 827469423 Net Assets 1l Net assets (subtract line 1k from line 1f)........................................................... Part II Income and Expense Statement 2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 2a, 2b(1)(E), 2e, 2f, and 2g. Income a b (a) Amount (b) Total Contributions: (1) Received or receivable in cash from: (A) Employers.................................. 2a(1)(A) (B) Participants ......................................................................................... 2a(1)(B) (C) Others (including rollovers)................................................................. 2a(1)(C) (2) Noncash contributions ................................................................................ 2a(2) (3) Total contributions. Add lines 2a(1)(A), (B), (C), and line 2a(2) ................. 2a(3) 187806974 -123456789012345 -123456789012345 -123456789012345 -123456789012345 187806974 -123456789012345 Earnings on investments: (1) Interest: (A) Interest-bearing cash (including money market accounts and certificates of deposit)......................................................................... 2b(1)(A) -123456789012345 97 (B) U.S. Government securities ................................................................ 2b(1)(B) (C) Corporate debt instruments ................................................................ 2b(1)(C) (D) Loans (other than to participants) ....................................................... 2b(1)(D) (E) Participant loans ................................................................................. 2b(1)(E) 622948 -123456789012345 1284789 -123456789012345 -123456789012345 -123456789012345 1176139 -123456789012345 (F) Other ................................................................................................... 2b(1)(F) (G) Total interest. Add lines 2b(1)(A) through (F) ..................................... 2b(1)(G) 3083973 -123456789012345 (2) Dividends: (A) Preferred stock.................................................................... 2b(2)(A) (B) Common stock .................................................................................... 2b(2)(B) 561 -123456789012345 2463041 -123456789012345 (C) Registered investment company shares (e.g. mutual funds).............. 2b(2)(C) 9752414 (D) Total dividends. Add lines 2b(2)(A), (B), and (C) 2b(2)(D) (3) Rents........................................................................................................... 12216016 -123456789012345 -123456789012345 2b(3) (4) Net gain (loss) on sale of assets: (A) Aggregate proceeds ....................... 2b(4)(A) (B) Aggregate carrying amount (see instructions) .................................... 2b(4)(B) (C) Subtract line 2b(4)(B) from line 2b(4)(A) and enter result .................. 2b(4)(C) 318678025 -123456789012345 -123456789012345 293423597 -123456789012345 25254428 Page 3 Schedule H (Form 5500) 2009 (a) Amount 2b (5) Unrealized appreciation (depreciation) of assets: (A) Real estate......................... 2b(5)(A) (B) Other ................................................................................................... (C) Total unrealized appreciation of assets. Add lines 2b(5)(A) and (B).................................................................. 2b(5)(B) 2b(5)(C) -123456789012345 55555528 2b(6) (7) Net investment gain (loss) from pooled separate accounts ........................ 2b(7) (8) Net investment gain (loss) from master trust investment accounts ............ 2b(8) (9) Net investment gain (loss) from 103-12 investment entities ....................... (10) Net investment gain (loss) from registered investment companies (e.g., mutual funds)................................................................... 2b(9) 49944228 -123456789012345 -123456789012345 -123456789012345 1656422 -123456789012345 2b(10) -123456789012345 81947787 Other income..................................................................................................... 2c Total income. Add all income amounts in column (b) and enter total...................... 2d -582997 -123456789012345 416882359 -123456789012345 (6) Net investment gain (loss) from common/collective trusts .......................... c d (b) Total -123456789012345 55555528 -123456789012345 Expenses e f g h i j Benefit payment and payments to provide benefits: (1) Directly to participants or beneficiaries, including direct rollovers .............. 2e(1) (2) To insurance carriers for the provision of benefits ...................................... 2e(2) (3) Other ........................................................................................................... 2e(3) (4) Total benefit payments. Add lines 2e(1) through (3)................................... 2e(4) 94294949 -123456789012345 -123456789012345 -123456789012345 94294949 -123456789012345 -123456789012345 -123456789012345 -123456789012345 Corrective distributions (see instructions) ......................................................... 2f Certain deemed distributions of participant loans (see instructions)................. 2g Interest expense................................................................................................ 2h Administrative expenses: (1) Professional fees ............................................... 2i(1) (2) Contract administrator fees......................................................................... 2i(2) (3) Investment advisory and management fees ............................................... 2i(3) (4) Other ........................................................................................................... 2i(4) (5) Total administrative expenses. Add lines 2i(1) through (4)......................... 2i(5) Total expenses. Add all expense amounts in column (b) and enter total......... 2j 11366256 -123456789012345 105661205 -123456789012345 2k 311221154 -123456789012345 (1) To this plan.................................................................................................. 2l(1) (2) From this plan ............................................................................................. 2l(2) -123456789012345 -123456789012345 3324985 -123456789012345 -123456789012345 3781281 -123456789012345 4259990 -123456789012345 Net Income and Reconciliation k l Net income (loss). Subtract line 2j from line 2d............................................................. Transfers of assets: Part III Accountant’s Opinion 3 Complete lines 3a through 3c if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not attached. a The attached opinion of an independent qualified public accountant for this plan is (see instructions): (1) X Unqualified (2) X Qualified (3) X Disclaimer (4) X Adverse X Yes b Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)? c Enter the name and EIN of the accountant (or accounting firm) below: 52-1854049 FOSTER, NOLE & WILLIAMS, PA (1) Name: ABRAMS, ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD (2) EIN: 123456789 d The opinion of an independent qualified public accountant is not attached because: (2) X It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50. (1) X This form is filed for a CCT, PSA, or MTIA. X No Page 4- 1 Schedule H (Form 5500) 2009 Part IV Compliance Questions 4 CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IEs, and GIAs do not complete 4a, 4e, 4f, 4g, 4h, 4k, 4m, 4n, or 5. 103-12 IEs also do not complete 4j and 4l. MTIAs also do not complete 4l. During the plan year: a b c d e f g h i Yes 4a Were any loans by the plan or fixed income obligations due the plan in default as of the close of the plan year or classified during the year as uncollectible? Disregard participant loans secured by participant’s account balance. (Attach Schedule G (Form 5500) Part I if “Yes” is checked.)...................................................................................................................................... 4b Were any leases to which the plan was a party in default or classified during the year as uncollectible? (Attach Schedule G (Form 5500) Part II if “Yes” is checked.) .............................. 4c Were there any nonexempt transactions with any party-in-interest? (Do not include transactions reported on line 4a. Attach Schedule G (Form 5500) Part III if “Yes” is checked.)...................................................................................................................................... 4d Was this plan covered by a fidelity bond?.................................................................................... 4e Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was caused by fraud or dishonesty? ............................................................................................................... 4f X -123456789012345 Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? ......................................... 4g X -123456789012345 4h X -123456789012345 Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? ......... 4i Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? (Attach schedule of transactions if “Yes” is checked, and see instructions for format requirements.).................................................................................... 4j Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC?......................................................................... 4k l m Has the plan failed to provide any benefit when due under the plan? ......................................... 4l If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR 2520.101-3.)................................................................................................................................. 4m n If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3. ............................. 4n k 5a 5b Amount Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.) ...... Did the plan have assets held for investment? (Attach schedule(s) of assets if “Yes” is checked, and see instructions for format requirements.)............................................................................. j No Has a resolution to terminate the plan been adopted during the plan year or any prior plan year? If yes, enter the amount of any plan assets that reverted to the employer this year ............................. X X -123456789012345 X -123456789012345 X -123456789012345 X -123456789012345 X 2000000 -123456789012345 X X Yes X No X X Amount: -123456789012345 -123456789012345 If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were transferred. (See instructions.) 5b(1) Name of plan(s) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 5b(2) EIN(s) 5b(3) PN(s) ABCDEFGHI ABCDEFGHI 123456789 123 ABCDEFGHI ABCDEFGHI 123456789 123 ABCDEFGHI ABCDEFGHI 123456789 123 ABCDEFGHI ABCDEFGHI 123456789 123 SCHEDULE R OMB No. 1210-0110 Retirement Plan Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration Pension Benefit Guaranty Corporation This Form is Open to Public Inspection. File as an attachment to Form 5500. For calendar plan year 2009 or fiscal plan year beginning 04/01/2009 03/31/2010 and ending A Name of plan BERT BELL/PETE ROZELLE NFLABCDEFGHI PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 RETIREMENT OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Part I 2009 This schedule is required to be filed under section 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6058(a) of the Internal Revenue Code (the Code). B D Three-digit plan number (PN) 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Distributions All references to distributions relate only to payments of benefits during the plan year. 1 2 Total value of distributions paid in property other than in cash or the forms of property specified in the instructions.............................................................................................................................................................. 0 -123456789012345 1 Enter the EIN(s) of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter EINs of the two payors who paid the greatest dollar amounts of benefits): EIN(s): _______________________________ _______________________________ Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3. 3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan year. .......................................................................................................................................................................... Part II 4 123456780 3 Funding Information (If the plan is not subject to the minimum funding requirements of section of 412 of the Internal Revenue Code or ERISA section 302, skip this Part) X No X Yes X N/A Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d)(2)?......................... If the plan is a defined benefit plan, go to line 8. 5 If a waiver of the minimum funding standard for a prior year is being amortized in this plan year, see instructions and enter the date of the ruling letter granting the waiver. Date: Month _________ Day _________ Year _________ If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule. 6 a b Enter the minimum required contribution for this plan year ................................................................................ 6a Enter the amount contributed by the employer to the plan for this plan year ..................................................... 6b -123456789012345 -123456789012345 c Subtract the amount in line 6b from the amount in line 6a. Enter the result (enter a minus sign to the left of a negative amount).......................................................................................... 6c -123456789012345 If you completed line 6c, skip lines 8 and 9. 7 Will the minimum funding amount reported on line 6c be met by the funding deadline? ...................................... X Yes X No X N/A 8 If a change in actuarial cost method was made for this plan year pursuant to a revenue procedure providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan administrator agree with the change?.................................................................................................................................................... X Yes X X No X N/A Part III 9 Amendments If this is a defined benefit pension plan, were any amendments adopted during this plan year that increased or decreased the value of benefits? If yes, check the appropriate box(es). If no, check the “No” box...................................................................................... Part IV X Increase X Decrease X No ESOPs (see instructions). If this is not a plan described under Section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part. 10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to repay any exempt loan?.............. 11 a Does the ESOP hold any preferred stock? .................................................................................................................................... b If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a “back-to-back” loan? (See instructions for definition of “back-to-back” loan.) .................................................................................................................. 12 X Both Does the ESOP hold any stock that is not readily tradable on an established securities market? ........................................................ For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. X X Yes X X No Yes X Yes X No X Yes X No No Schedule R (Form 5500) 2009 v.092308.1 Page 2- 1 Schedule R (Form 5500) 2009 Part V Additional Information for Multiemployer Defined Benefit Pension Plans 13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in dollars). See instructions. Complete as many entries as needed to report all applicable employers. Name of contributing employer a b EIN d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly a b d e a b d c Dollar amount contributed by employer Name of contributing employer EIN c Dollar amount contributed by employer Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly Name of contributing employer EIN c Dollar amount contributed by employer Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly a b d Name of contributing employer e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): a b d Name of contributing employer e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete items 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly EIN c Dollar amount contributed by employer Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ EIN EIN c c Dollar amount contributed by employer Dollar amount contributed by employer Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ Page 3 Schedule R (Form 5500) 2009 14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer of the participant for: a b c 15 The second preceding plan year .......................................................................................................................... 123456789012345 123456789012345 123456789012345 15a 15b 123456789012345 123456789012345 Enter the number of employers who withdrew during the preceding plan year ................................................. 16a 123456789012345 If item 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers ...................................................................................................... 16b The corresponding number for the plan year immediately preceding the current plan year ................................ The corresponding number for the second preceding plan year .......................................................................... Information with respect to any employers who withdrew from the plan during the preceding plan year: a b 17 The plan year immediately preceding the current plan year................................................................................. 14a 14b 14c Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an employer contribution during the current plan year to: a b 16 The current year ................................................................................................................................................... 123456789012345 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding supplemental information to be included as an attachment. ....................................................................................................................... X Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans 18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see instructions regarding supplemental information to be included as an attachment ............................................................................................................................................................................ X 19 If the total number of participants is 1,000 or more, complete items (a) through (c) a Enter the percentage of plan assets held as: Stock: _____% Investment-Grade Debt: _____% b Provide the average duration of the combined investment-grade and high-yield debt: X 0-3 years X 3-6 years X 6-9 years X 9-12 years X 12-15 years X 15-18 years c High-Yield Debt: _____% What duration measure was used to calculate item 19(b)? X Macaulay duration X Modified duration X Effective duration Real Estate: _____% Other: _____% X Other (specify): X 18-21 years X 21 years or more Abrams. Foster. Note &Willioms. PA. Certi?ed Public 2 Homtli Rood, Suite 241 West Quodrongte Baltimore. MD 212l0?1886 (410) 43345830 Fox (410) 4334587? Member: Amertcon Institute of Certi?ed Pubtto Accountants and Morydond Association of Certi?ed Public Accountants INDEPENDENT REPORT To the Retirement Board of the . Bert Bell/Pete Rozelle NFL Player Retirement Plan We have audited the accompanying statements of net assets available for bene?ts of the Bert Bell/Pete Rozelle NFL Player Retirement Plan (Plan) as of March 31, 2010 and 2009, and the related statements of changes in net assets available for bene?ts for the years then ended. These ?nancial statements and supplemental schedules are the responsibility of. the Plan's Retirement Board. Our responsibility is to express an opinion on these ?nancial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audits to obtain reasonable assurance about Whether the ?nancial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the ?nancial statements. An audit also includes assessing the accounting principles used and signi?cant estimates made by management, as well as evaluating the overall ?nancial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the ?nancial statements referred to above present fairly, in all material respects, information regarding the Plan's net assets available for bene?ts as of March 31, 2010 and 2009 and changes therein for the years then ended, in conformity with accounting principles generally accepted in the United States of America. Our audits were made for the purpose of forming an opinion on the basic ?nancial statements taken as a whole. The accompanying supplemental schedules of investment and administrative expenses, assets acquired and disposed of Within the plan year, assets held for investment puiposes, and reportable transactions together referred to as supplemental information, are presented for the purpose of additional analysis and are not a required part of the basic ?nancial statement, but are supplementary information required by the Department of Labor?s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The supplemental schedules have been subjected to the auditing procedures. applied in our audits of the basic ?nancial statements and, in our opinion, are fairly stated in all material respects in relation to the basic ?nancial statements taken as a whole. Wiggins, doQgtliiWiaikii. Abrams, Foster, Nole Williams, P.A. Certi?ed Public Accountants - Baltimore, Maryland September 1, 2010 SCHEDULE MB Multiemployer De?ned Bene?t Plan and Certain 0MB 1210-0110 (Form 5500) Money Purchase Plan Actuarial information 2009 Department of the Treasury '?iema' Revenus This schedule is required to be ?led under section 104 of the Employee Department of Labor Retirement Income Security Act of 1974 (ERISA) and section 6059 of the . . Employee Bene?ts Security Administration lntemal Revenue Code (the Code). This For? 5.3233210 PUbllC Pension Bene?t Guaranty Corporation File as an attachment to Form 5500 or 5500-SF. For calendar plan year 2009 or ?scal plan year beginning and ending Round off amounts to nearest dollar. Caution: A penalty of $1 .000 will be assessed for late ?ling of this report unless reasonable cause is established. A Name of plan Three-digit Bert Bell Pete Rozelle NFL Player Retirement: Plan plan number(PN) 001 Plan sponsor's name as shown on line 23 of Form 5500 or 5500-SF Employer Identification Number (EIN) Retirement Board of the Bert Bell Pete Rozelle NFL Player Retire?ie?043636 Type of plan: (1) Multiemployer De?ned Bene?t (2) Money Purchase (see instructions) 1a Enter the valuation date: Month 4 Day 1 Year 2 0 0 9 Assets (1) Current value of assets (2) Actuarial value of assets for funding standard account 1b((1) Accrued liability for plan using immediate gain methods 1ct1(2) information for plans using spread gain methods: Unfunded liability for methods with bases 1c(2)(a) Accrued liability under entry age normal method 10mm) (0) Normal cost under entry age normal method (3) Accrued liability under unit credit cost method Information on current liabilities of the plan: (1) Amount excluded from current liability attributable to pro-participation service (see instructions) I ?td(1) (2) '94" information Current liability. ?lcl(2)(Expected increase in current liability due to bene?ts accruing during the plan year 1d(2)(b) 56 . 878 . 823 (0) Expected release from '94" current liability for the plan year 1d(2)(c) 0 (3) Expected plan disbursements for the plan year 1d(3) 7 7 6 12 124 Statement by Enrolled Actuary To the best of my knowledge. the infon'natlon supplied in this schedule and accompanying schedules. statements and attachments. if any. is complete and accurate. Each prescribed assumption was applied in accordance with applicable law and regulations. In my opinion. each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions. in combination. offer my best estimate of anticipated experience under the flan. A SIGN HERE I Signature??c actuary I Date Bruce Gould 08?02767 Type or print name of actuary Most recent enrollment number Aon Hewitt (410)547~2962 5 0 0 East Pratt Street Firm name Telephone number (including area code) Baltimore MD 21202- Address of the ?rm if the actuary has not fully re?ected any regulation or ruling promulgated under the statute in completing this schedule. check the box and see [l instructions For Paperwork Reduction Act Notice and OMB Control Numbers. see the instructions for Form 5500 or Form 5500-SF. Schedule MB (Form 5500) 2009 v.092308.1 Schedule MB (Form 5500) 2009 Page 2-: 2 Operational information as of beginning of this plan year: a Current value of the assets (see instructions'94" current liability/participant count breakdown: (1) Number of participants (2) Current liability (1) For retired participants and bene?ciaries receiving payment (2) For terminated vested participants 914: (3) For active participants: Non-vested bene?ts 42 357 839 Vested bene?ts 251i 516 433 Total active 2; 082 303,874,272 (4) Total 10,704 2,369,537,618 If the percentage resulting from dividing line 2a by line 2b(4), column (2). is less than 70%. enter such 2c percentage 34 - 92 3 Contributions made to the plan for the and Date Amount paid by (0) Amount paid by Date Amount paid by Amount paid by em MM-DD- em 5 03/31/2010 187,806,974 Totals 3(b) 187,806,974 3(6) 4 Information on plan status: a Enter code to indicate plan's status (see instructions for attachment of supporting evidence of plan's status). if 4a code is go to item 5 Funded percentage for monitoring plan's status (line ?lb(2) divided byline 10(3)) 4b 63 . 7 is the plan making lhe scheduled progress with any applicable funding improvement or rehabilitation plan? Yes No If the plan is in critical status. were any adjustable bene?ts reduced? Yes No if line is "Yes,? enter the reduction in liability resulting from the reduction in adjustable benefits. measured as 43 of the valuation date 5 Actuarial cost method used as the basis for this plan year?s funding standard account computations (check all that apply): a Attained age normal Entry age normal IE Accrued bene?t (unit credit) Aggregate Frozen initial liability Individual level premium 9 Individual aggregate Shortfall i Reorganization Other (specify): If box is checked. enter period of use of shortfall method I 5k I I Has a change been made in funding method for this plan year? Yes No If line I is "Yes." was the change made pursuant to Revenue Procedure 2000-40? Yes No if line is "Yes." and line is enter the of the ruling letter (individual or class) 5n approving the change in funding method 6 Checklist of certain actuarial assumptions: a Interest rate for '94" current liability I Be 4 . 70 0/0 Pre-retirement Post-retirement Rates speci?ed in insurance or annuity contracts Yes IE No NM Yes No NIA Mortality table code for valuation purposes: (1) Males 6c(1) A A (2) Females 60(2) A A Valuation liability interest rate Expense loading 38 17 . 7 - 4 Salary scale 5f 9 Estimated investment return on actuarial value of assets for year ending on the valuation date 69 (18 . 5) 11 Estimated investment return on current value of assets for year ending on the valuation date 5h (28 . 8) Page 3-l I Scheduie MB (Form 5500) 2009 7 New amortization bases established in the current plan year: 1) of base (2) Initial balance 1 333,980,469 8 Miscellaneous information: a 3 Amortization 34, 732,303 If a waiver of a funding de?ciency has been approved for this plan year. enter the date of the ruling letter granting the approval is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) If "Yes." attach schedule. Are any of the plan's amortization bases operating under an extension of time under section 412(e) (as in effect prior to 2008) or section 431 of the Code? If line 0 is "Yes." provide the following additional information: (1) Was an extension granted automatic approval under section 431(d)(1) of the Code? (2) If line (1) is "Yes." enter the number of years by which the amortization period was extended I 8d(Yeslj No (3) Was an extension approved by the internal Revenue Service under section 412(e) (as in effect prior to 2008) or 431(d)(2) of the Code? . Yes No (4) If line (3) is "Yes." enter number of years by which the amortization period was extended (not including the number of years in line 8d(4) (5) If line (3) is "Yes." enter the date of the ruling letter approving the extension . 8d(5) (6) if line (3) is "Yes." is the amortization base eligible for amortization using interest rates applicable under section 6621 of the Code for years beginning after 2007checked or line 80 is ?Yes,? enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfall method or extending the 88 amortization base(s) 9 Funding standard account statement for this plan year: Charges to funding standard account: a Prior year funding de?ciency. if any 98 0 Employer's normal cost for plan year as of valuation date Amortization charges as of valuation date: Outstanding balance (1) All bases'except funding waivers and certain bases for which the 9c(1) amortization period has been extended 1i 066: 983! 113 114: 935: 454 (2) Funding waivers 90(2) 0 0 (3) Certain bases for which the amortization period has been extended 90(3) 0 0 Interest as applicable on lines 9a321 Total charges. Add lines 9a through 9d Be 162 344 263 Credits to funding standard account: Prior year credit balanceEmployer contributions. Total from column of line 974 Outstanding balance Amortization credits as of valuation date interest as applicable to end of plan year on lines 9fFull funding limitation (FFL) and credits: (1) ERISA FFL (accrued liability FFL) 9j((2) '94" override (90% current liability FFL) 91((3) FFL credit . 91(3) 0 (1) Waived funding de?ciency 0 (2) Other credits 9k(2) 0 Total credits. Add lines 9f through at. 9j(3). 9k(1), and 9k(Credit balance: If line 9! is greater than line 9e. enter the difference Funding de?ciency: if line 9e is greater than enter the difference 9n Schedule MB (Form 5500) 2009 Page 4 9 0 Current year?s accumulated reconciliation account (1) Due to waived funding de?ciency accumulated prior to the 2009 plan year 90(1) 0 (2) Due to amortization bases extended and amortized using the interest rate under section 66210:) of the Code: outstanding balance as of valuation date 90(2)(a) 0 Reconciliation amount (line 90(3) balance minus line 90(2)(b) 0 (3) Total as of valuation date 90(3) 0 10 Contribution necessary to avoid an accumulated funding de?ciency. (See instructions.) 10 0 11 Has a change been made in the actuarial assumptions for the current plan year? If "Yes," see instructions Yes El N0 Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: Schedule MB Line 43 Attach?oc Certi?cation of Funded Status For the Bert Bell! Pete Rozelle NFL Player Retirement Plan Plan Sponsor: - Retirement Board Address: NFL Player Bene?ts 200 St. Paul Place, Suite 2420 Baltimore. MD 21202-2040 Telephone Number: 410-685-5069 til-6043636 Plan Number: 001 Plan Year for which this Certi?cation is being made: April 1, 2009 March 31 . 2010 Certi?cation Results This is a certi?cation of the status for The Bert Bell:l Pete Rozelle NFL Player'Retirement Plan (the ?Plan?) prepared in accordance with Internal Revenue Code (IRC) Section 432 and relevant regulations. The funded percentage of the Plan as of April 1. 2009 is estimated to be less than 80%. As of April 1, 2009 an Accumulated Funding De?ciency, as de?ned under Section 431, is not projected to occur within the next seven plan years. the sum of the assets in the Plan plus the present value of the expected contributions for the next six plan years is expected to be greater than the present value of non-forfeitable bene?ts to be paid in the current plan year and the next six succeeding plan years. and the sum of the assets in the Plan plus the present value of expected contributions for the next four plan years is expected to be greater than the present value of bene?ts to be paid in the current plan year and the next four succeeding plan years - Assumptions and Methods The calculations performed for this certi?cation used the census data, actuarial assumptions, and plan provisions .which were used for the actuarial valuation as of April 1, 2009, except as noted below. Unaudited ?nancial statements as of March 31. 2009 were used. Employer contributions were projected using the actuarial assumptions and methods stated in the applicable collective bargaining agreement. The terms of the current collective bargaining agreement are assumed to continue in effect for the succeeding plan years pursuant to Section 432 and relevant regulations. Certi?cation I hereby certify the plan?s funded status for the plan year beginning April 1, 2009 in accordance with the provisions of the Pension Protection Act of 2006. I am an Enrolled Actuary and a Member of the American Academy of Actuaries and meet the Quali?cation Standards of the American Academy of Actuaries to render the actuarial opinion contained herein. DNeitherg?dcirlrgered nor EEndangered [:lSen'ously Endangered DCritical (Green Zone) (Yellow Zone) (Orange Zone) (Red Zone) 2: am) @1264? gg??ature of Actuary Date James E. Ritchie, A.S.A.. E.A. Name of Actuary 08-05643 Enrollment Number Aon Consulting, Inc. 500 East Pratt Street Baltimore, MD 21202 Email: Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-6043636/001 Schedule MB Line Illustration Supporting Actuarial Certi?cation of Status 2009 Plan Year Valuation 04/01/2009 Date Funded 0 Percentage 63 99 A Value of $994,560,000 Assets Value of Liabilities $1:554n143,471 Attach?oc Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-60436361001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method Mortality Rates: Table projected to 2006 Disability Mortality Before Age 65: RP-2000 Table, disabled mortality Nonfootball Disability Rates Before Retirement: A32 22 .05% 27 .05% 32 .05% 37 .07% 42 .12% 47 .24% 52 .55% Football Disability Rates: .10% per year for active players and .08% per year for inactive players until age 45 after which it becomes zero. Active players are assumed to become inactive after one year of service or age 30, whichever comes later. Withdrawal Rates: For Players With Service of Rate 1 year 29.1% 2 years 19.7% 3 years 17.0% Election of Early Payment Bene?t: 35% of all players out of football less than two years will elect the bene?t two years after leaving football. Active players are assumed to leave football after one season or age 30, whichever is later. No assumption is made for a player who does not have a Credited Season before 1993. Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-6043636f001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method (continued) Retirement Age: Age 47, except age 55 for players with no Credited Seasons before 1993. Percent Married: Social Security Awards in 1972. Age of Player?s Wife: Three years younger than player. Remarriage Rates: 1980 Railroad Retirement Board rates. Net Investment Return: 7.25%. Administrative Expenses: $6,465,992. This amount was the actual administra- tive expenses during the preceding year. Actuarial Value of Assets: The actuarial value of the assets was fresh started to market as of April 1, 2007. Thereafter, a smoothing method is used. Funding Method: Unit Credit Cost Method, except retrospective term cost based on actual experience during the year for line-of?duty disability bene?ts. Amortization for Determining Negotiated Contribution Only: Seven years for the unfunded liability as of April 1, 2006 prior to the 2006 bene?t changes and six years for the change in liability for the 2006 bene?t increases beginning April 1, 2006. Actuarial gains or losses thereafter are amortized over seven years. Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-6043636f001 Schedule MB Line 6 Summary of Plan Provisions 1. Normal Retirement Pension Age Requirement: 55 Service Requirement: Three Credited Seasons for those active after 1992. (A player will, under certain circumstances, become vested even if he does not meet the preceding requirements if he has 10 years of service with Clubs in the NFL due to any employment, such as a coach.) Amount: Credited Season Bene?t Credit Before 1982 $250 1982 to 1992 255 1993 and 1994 265 1995 and 1996 315 1997 365 1998 through the Plan Year 470 that begins prior to the expiration of the Final League Year 2. Early Retirement Pension (Not applicable to players who do not have a Credited Season prior to 1993) Age Requirement: 45 through 54 Service Requirement: Same as 1(b) above. Amount: Normal pension actuarially reduced to re?ect earlier bene?t payments. Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan l3-6043636!001 Schedule MB Line 6 Summary of Plan Provisions (continued) 3. Deferred Retirement Pension Age Requirement: Over age 55 to age 65 Service Requirement: Same as 1(b) above. Amount: Normal pension actuarially increased to re?ect delayed bene?t payments. 4. Total and Permanent Disability Age Requirement: Service Requirement: None if active, otherwise service required for vested status. Amount: Normal pension earned except that bene?t will be no less than $4,000 if disability is for active football, active nonfootball, or football degenerative and $3,334 for inactive nonfootball. An additional $100 per month will be paid for each dependent child for a player Whose application was ?led prior to April 1, 2007. 5. Line-of-Dutv Disability Age Requirement: None Service Requirement: None Duration of Payments: 90 months Nature of Disability: The disability must have arisen out of football activities and must be expected to persist for at least 12 months and result in player?s retirement from professional football. The disability must be substantial in the sense that it results in a major bodily impairment with the percentage loss of function depending upon the particular part of the body involved. - Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) Amount: Normal pension earned, but not less than $1,000 per month. Early Payment Bene?t (Not applicable to players who do not have a Credited Season prior to 1993) 1977. 7. (C) Age Requirement: None Service Requirement: Vested and left football on or after March 1, Amount: A lump sum equal to 25% of the actuarial present value of the player?s bene?t credits as of the date of payment. If the player makes application for this bene?t after March 31, 1982, any and all future bene?ts payable (normal or early retirement, death or disability) will be reduced 25%. If application was made prior to April 1, 1982, only the normal or early retirement bene?t will be reduced 25%. Preretirement Widow?s and Surviving Children?s Bene?t (3) (C) Eligibility Requirement: Active player or vested inactive player and survived by widow or dependent children. Amount: 50% of the normal pension accrued, but not less than $9,000 per month for the 48 months immediately following death and no less than $3,600 per month thereafter. (For vested players not active in a season after 1976, the $3,000 minimum bene?t is not applicable. For vested players active in a season after 1976, but not after 1981, the $9,000 minimum bene?t is $6,000.) Duration of Payment: Bene?ts are paid to the widow until her death or remarriage. If there are surviving dependent children at the point that the widow?s bene?t ceases, payments will continue to the children until they reach age 19, or age 23 if in college. If any dependent child is mentally or physically incapacitated, bene?ts will continue for the child?s lifetime. Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13-60436361001 Schedule MB Line 6 Summary of Plan Provisions (continued) Spouse?s Preretirement Death Bene?t The surviving spouse of a married vested player is eligible to receive a spouse?s preretirernent death bene?t. The spouse?s preretirernent death bene?t is the bene?t which would have become payable to such surviving spouse upon the death of such player as if he had retired and died on the day following his annuity starting date and elected bene?ts in the form of a Joint and Survivor annuity. The bene?t begins to be paid as of the ?rst day of the month following the date of the death of the vested player or, if later, the ?rst day of the month following the month in which such player would have reached his early retirement date had he lived to that date. The bene?t payments continue for the life of the surviving spouse. If a spouse is eligible to receive the bene?t described in this section and the bene?t described in 7 above, she elects which one of the two bene?ts she is to receive. Postretirement Death Bene?t Eligibility Requirement: Upon retirement, pensioners may elect to receive bene?t payments in various alternative forms involving survivor bene?t protection. Bene?t Amount: When a player elects a form of pension involving survivor bene?t rights, the amount payable to him is actuarially reduced. Upon the player?s death, the designated percentage of the pensioner?s bene?t is thereafter continued for the balance of the bene?ciary?s lifetime. Alternatively, the player may elect that his bene?t payments will be made for at least 10 years. If he dies prior to that time, payments will be continued to the designated bene?ciary for the remainder of the 10-year period. Note: This is intended to be a brief summary of the most pertinent plan provisions. There are bene?ts that apply before and after speci?ed dates in the plan which have not been included. Attachdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases As of 4/01/2009 Original Annuai Outstanding Type* Date Years Amount Payment Years Balance Charges IL 3/3 1/ 1977 40 $27,413,000 $1,780,787 7.00 810,203,854 PA 1 1/01/ 1977 40 1,692,600 112,808 7.42 675,787 PA 2/01/1979 40 651,600 43,341 8.83 295,638 PA 1/01/1983 30 14,128,300 1,026,833 2.75 2,659,598 PA 3/31/1989 30 1,303,288 93,144 9.00 643,978 PA 3/3 1/ 1992 30 124,393,450 8,968,644 12.00 75,392,048 PA 4/01/ 1993 30 5,579,111 428,686 14.00 3,961,289 PA 4/01/1994 30 23,799,617 1,833,394 15.00 17,629,640 EL 4/01/1995 15 27,040,935 2,812,122 1.00 2,812,122 EL 4/01/1997 15 13,020,320 1,3 54,048 3.00 3,793,745 PA 4/01/ 1998 30 50,168,724 3,864,728 19.00 42,048,614 EL 4/01/1999 15 8,158,287 848,421 5.00 3,706,059 EL 4/01/2001 15 27,102,402 2,818,515 7.00 16,150,013 PA 4/01/2002 30 125,518,055 9,669,234 23.00 114,441,450 EL 4/01/2002 15 29,562,857 3,074,390 8.00 19,499,723 EL 4/01/2003 15 60,394,203 6,280,696 9.00 43,423,958 EL 4/01/2004 15 14,620,943 1,520,505 10.00 11,322,450 EL 4/01/2005 15 17,333,722 1,802,621 11.00 14,318,446 EL 4/01/2006 15 15,903,903 1,653,927 12.00 13,903,204 PA 4/01/2006 30 233,549,828 17,991,420 27.00 225,933,053 CA 4/01/2007 15 57,655,763 5,995,912 13.00 52,991,451 EL 4/01/2007 15 8,876,667 923,129 13.00 8,158,551 PA 4/01/2008 15 19,605,761 2,038,901 14.00 18,840,457 EL 4/01/2008 15 31,424,147 3,267,955 14.00 30,197,516 EL 4/01/2009 15 333,980,469 34,732,303 15.00 333,980,469 Total Amortization Charges: 81 14,936,464 $1,066,983,113 Attach.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 9e and 9h Schedule of Funding Standard Account Bases (continued) As of 4/01/2009 Original Annual Outstanding Type" Date Years Amount Payment Years Balance Credits CF 3/3 1/ 1980 37 1,375,300 91,263 7.00 522,930 PA 3/31/1983 30 484,900 33,994 3.00 95,249 CF 4/01/ 1993 30 55,410,763 4,257,640 14.00 39,342,691 CA 4/01/1994 30 83,007,633 6,394,461 15.00 61,488,139 EG 4/01/1996 15 590,768 61,437 2.00 118,718 EG 4/01/1998 15 36,549,784 3,800,995 4.00 13,730,623 EG 4/01/2000 15 22,918,036 2,383,361 6.00 12,090,554 CF 4/01/2007 10 191,088,768 25,661,537 8.00 162,761,708 Total Amortization Credits: $42,684,688 $290,150,612 Attach.doc BERT BELLIPETE ROZELLE NFL PLAYER RETIREIWENT PLAN Financial Statements and Independent Auditors? Report Years Ended March 31, 2010 and 2009 TABLE OF CONTENTS Independent Auditors? Report Financial Statements Statements of Net Assets Available for Bene?ts . Statements of Changes in Net'Assets Available for Bene?ts A Notes to Financial Statements Supplemental Infennation Schedules ofInvestment and Administrative Expenses Schedule of Assets Acquired and Disposed of Within. the Plan Year Schedule of Assets Held for Investment Purposes, Schedule H, Part IV, 4 Schedule of Reportable Transactions, Schedule H, Part IV, 4 INDEPENDENT REPORT To the Retirement Board of the . Bert Bellz?Pete Rozelle NFL Player Retirement Plan - We have audited the accompanying statements of net assets available for bene?ts of the Bert Bell/Pete Rozelle NFL Player Retirement Plan (Plan) as of March 31, 2010 and 2009, and the related statements of changes in net assets available for bene?ts for the years then ended. These ?nancial statements and supplemental schedules are the responsibility of the Plan's Retirement Board. Our responsibility is to express an opinion on these ?nancial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the ?nancial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the ?nancial statements. An audit also includes assessing the accounting principles used and signi?cant estimates made by management, as well as evaluating the overall ?nancial statement presentation. We believe that our audits provide a reasonable basis for our Opinion. In our opinion, the ?nancial statements referred to above present fairly, in all material respects, information regarding the Plan's net assets available for bene?ts as of March 31, 2010 and 2009 and changes therein for the years then ended, in conformity with accomiting principles generally accepted in the United States of America. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Net Assets Available for Bene?ts March 31, 2010 and 2009 Investments, at Fair Value Common stock Preferred stock Corporate debt United Staies agency securities Pooled funds Total investments Receivable for securities sold Interest and dividends receivable Other plan receivables Total receivables Prepaid expenses Cash Total assets Payable for securities purchased Accrued expenses Total liabilities Net Assets Available for Bene?ts 2010 ASSETS 199,448,755 2009 166,079,736 65,409 21,185 25,327,309 24,879,998 19,376,947 17,490,784 900,423,060 625,341,820 1,144,641,480 833,813,523 108,694,622 1,878,135 708,403 1,263,023 990,724 938,829 1 10,3 93,750 4,079,987 211,388 211,388 798,782 119,611 1,256,045,400 838,224,509 LIABILITIES 1 14,979,655 8,454,823 2,375,167 2,300,263 117,354,822 10,755,086 1,138,690,577 827,469,423 "See Accompanying Notes" 3 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Changes in Net Assets Available for Bene?ts Years Ended March 31, 2010 and 2009 2010 2009 ADDITIONS Net Investment Income Dividend and interest income 14,853 ,089 26,207,378 Net realized and unrealized appreciation (depreciation) in fair value of investments 214,1 17,589 (352,567,639) Total investment income 228,970,677 (326,3 60,261) Less investment expenses 3,781,281 4,203,163 Net investment income (losses) 225,189,396 (330,563,424) Contributions 187,806,974 1 19,568,443 Fiduciary liability insurance settlement - 369,445 1 Other income 104,708 322,418 Total additions (reductions) 413,101,077 (210,303,119) 6,835,437 86,422,142 93,257,579 (303,560,698) 266,479 1,130,763,642 DEDUCTIONS Administrative expenses 7,584,975 Bene?t payments 94,294,949 Total deductions 10 1,879,924 Net increase (decrease) 31 1,221,154 Adjustment to beginning net assets .. Net assets available for bene?ts: Beginning ofyear 827,469,423 End of Year 1,138,690,577 827,469,423 "See Accompanying Notes" 4 Our audits were made for the purpose of forming an opinion on the basic ?nancial statements taken as a whole. The accompanying supplemental schedules of investment and administrative expenses, assets acquired and disposed of within the plan year, assets held for investment purposes, and reportable transactions together referred to as supplemental information, are presented for the purpose of additional analysis and are not a required part of the basic ?nancial statement, but are supplementary information required by the Department of Labor?s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The supplemental schedules have been subjected to the auditing procedures applied in our audits of the basic ?nancial statements and, in our opinion, are fairly stated in all material respects in relation to the basic ?nancial statements taken as a whole. pasta, tag.? was?. Abrams, Foster, Nole 85 Williams, PA. Certi?ed Public Accountants . Baltimore, Maryland September 1, 2010 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 DESCRIPTION OF THE PLAN The following brief description of the Bert Bell/Pete Rozelle NFL Player Retirement Plan (Plan) is provided for general information purposes only. Participants should refer to the Plan document for more complete infonnation. A. General The Plan is a de?ned bene?t pension plan, which provides retirement, disability and death bene?ts to eligible National Football League professional football players. The Bert Bell/Pete Rozelle NFL Player Retirement Trust (Trust) holds the assets of the Plan. Vestina and Bene?ts (1) Players with three or more credited seasons and at least one credited season after the 1992 Plan Year, as well as other players with four or more credited seasons, are fully vested. Bene?ts are based upon the bene?t credit amounts as speci?ed by the Plan and in the 1993 Collective Bargaining Agreement (CBA) and extensions to the 1993 CBA. (2) Bene?ts are provided to participants upon retirement at speci?ed ages and based upon credited seasons as speci?ed in the Plan. In addition, certain eligible participants can elect to receive a lump?sum disbursement of 25 percent of the present value of their pension following their retirement from football. The Plan also provides total and permanent disability, line-of-duty disability, spouse's preretirement death and widow?s and surviving children?s bene?ts. Contributions A contribution to the Trust as speci?ed in the 1993 CBA will be made for each of the Plan Years beginning April 1, 1993 and. ending through the Plan Year that begins prior to the end of the Final League Year, as actuarially determined to be necessary to fund the bene?ts provided by the Plan. Contributions, if any, for Plan Years beginning after the end of the Final League Year will be determined pursuant to future collective bargaining agreements, if any. The Final League Year is de?ned. in the 1993 CBA. Contributions are to be used exclusively to provide bene?ts and to pay expenses of administering the Plan. 1. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 DESCRIPTION OF THE PLAN (Continued) D. Termination Subject to the 1993 CBA, the Plan may be terminated by the collective bargaining parties, subject to the provisions set forth in the Employee Retirement Income Security Act of 1974 (ERISA) and the Multiemployei Pension Plan Amendments Act of 1980 In the event of termination ofthe Plan: (1) the net assets of the Plan would be allocated among participants and bene?ciaries of the Plan in the priorities provided for in ERISA. (2) the Plan bene?ts would be frozen and no further bene?ts would be accrued. (3) member clubs would be required to contribute to the Plan if withdrawal liabilities were due or as otherwise required by ERISA. (4) the Retirement Board would be required to notify the Pension Bene?t Guaranty Corporation (PBGC) a?ei the effective date of termination. The PBGC guarantees the payment of certain basic bene?ts subject to certain limitations prescribed by ERISA PLAN AMENDMENTS Dining the plan Year that ended on March 31, 2010, the following amendments were adopted: Effective April 1, 2009, the following sentence is added at the end of the last paragraph of Plan Section For purposes of this paragraph, a Player will be deemed to survive his Spouse if either of the following occur: (I) the Spouse predeceases the Player, or (2) the Retirement Board detennines that the Player and the Spouse are divorced and the Spouse has waived and relinquished all rights to bene?ts in the event of the Player?s death, in which case the date she waives and relinquishes such bene?ts will be treated as if it were the date of her death. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 2. PLAN AMENDMENTS (Continued) Effective April 1, 2008, the following sentence is added at the end of the ?rst paragraph of Plan Section 6.3: Effective for applications for line-of-dnty disability bene?ts received on and after April 1, 2008, for a Player with more four Credited Seasons, a number of years equal to the number of the Player?s Credited Seasons is substituted for ?48 months? in the previous sentence. Effective April 1, 2008, Plan Section 6.3 is amended by adding the following as a separate paragraph: A Player Whose claim for bene?ts under this Article has been denied and is not subject to further administrative review will be presumed conclusively to not have a substantial disableinent for twelve months following the date of such ?nal denial. However, the Retirement Board or the Disability Initial Claims Committee may waive this twelve~month rule upon a showing by the Player that thevPlayer may have incurred a substantial disablement since the date of the original claim due to a new injury or condition. During the Plan Year that ended on March 31, 2009, the following amendments were adopted: A. B. C. A Amendment regarding the Plan?s reset feature for Players receiving a retirement bene?t with a survivor bene?t payable to their surviving wife; Amendment regarding Quali?ed Optional Survivor Annuities; and Amendment establishing the Plan?s Medical Director position. Amendment regarding Reset Feature 1. Paragraph 4 of Appendix was amended to read. as follows: ?Quali?ed Joint and Survivor Annuity Option (Section and Life and Contingent Annuitant Pension Option (Section For Players with an Annuity Starting Date on or after September 1, 2007 Who had not attained age 55 as of September 1, 200?? and who elect the Quali?ed Joint and Survivor Annuity Option {Section or (ii) the Contingent Annuitant Pension Option (Section where the Player's Spouse is the contingent annuitant, see Table IV attached. BERT ROZELLE NFL PLAYER RETIRENIENT PLAN Notes to Financial Statements March 31, 2010 and 2009 2. PLAN AMENDMENTS (Continued) A. Amendment regarding Reset Feature For all other payments, see Table attached." 2. The introduction to Table IV was amended to read. as follows: "Table to Convert Credits to oint and Survivor Options When the Player?s Spouse is the Bene?ciary and the Player Had Not Attained Age 55 As Of September 1, 2007." 3. The heading of Table IV was amended to read as follows: "Table to Convert Credits to Joint and Survivor Options When the Player's Spouse is the Bene?ciary and the Player Had Not Attained Age 55 As Of September 1, 2007." 4. The introduction to Table was amended to read as follows: "Table to Convert Bene?t Credits to Joint and Survivor Options When Player's Bene?ciary is Not His Spouse 01' When Player Had Attained Age 55 As Of September 1, 2007." 5. The heading of Table was amended to read as follows: "Table to Convert Credits to Joint and Survivor Options When Player's Bene?ciary is Not His Spouse or When Player Had Attained Age 55 As Of September 1, 2007 B. Amendment regarding Quali?ed Optional Survivor Annuity l. The ?rst sentence of the last paragraph of Section 4.4(0) was replaced in its entirety with the following: "Effective for payments on and after April 1, 2006, the bene?t of a Player who has elected a quali?ed joint and survivor annuity under Section a life and contingent annuitant pension under Section 4.463(4) with his Spouse as the bene?ciary, or quali?ed optional joint and survivor annuity under Section 4.5, and (ii) survives or has survived his Spense, will increase to the amount that would have been paid if the Player had elected a life only pension under Section as of his Annuity Starting Date (including subsequent bene?t increases)." 8 2. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2909 PLAN (Continued) B. C. Amendment regarding Quali?ed Optional Survivor Annuit?continued) 2. The ?rst sentence of Section 4.5 was replaced in its entirety with the following: Vested Player who leaves League football on or after March 1, 1977, who has at least one Credited Season prior to the 1993 Plan Year, and who is no longer an Employee may elect to receive an "early payment bene? in the form of a lump sum, (2) a life only pension (as de?ned in Section (3) a quali?ed joint and survivor annuity (as de?ned in Section or (4) for Annuity Starting Dates on or a?er-April l, 2008, a quali?ed optional joint and survivor annuity equal to a annuity for the life of the Player with a survivor annuity for the life of the Spouse equal to 75% of the amount of the annuity payable during the life of the Player." Amendment regarding Medical Director 1. 2. New Plan Section 11.15 Medical Director was added as follows: Selection. The Retirement Board may designate, by action of at least four members, a board-certi?ed physician as the Plan's Medical Director. A Medical Director so designated will serve until at least 3 members of the Retirement Board agree to remove the Medical Director. Duties. The duties and responsibilities of the Medical Director will be determined by the Retirement Board, and will include medical advice with respect to the Plan's neutral physicians and medical examination procedures. The Medical Director will provide advice on medical issues relating to particular disability bene?t claims as requested by a member of the Retirement Board or a member of the Disability initial Claims Committee. The Medical Director will not examine Players, and will not decide or recommend whether a particular Player quali?es for a disability bene?t. The Medical Director will not be a Plan ?duciary. Plan section 8.10(a) and were each amended to insert "the Medical Director" after the phrase "their alternates,". BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 2. PLAN AMENDMENTS (Continued) C. Amendment regarding Medical Director (contain med) 3. Plan section 8.2(6) was amended to insert the "physicians," alter the phrase "professional plan administrators}. 4. New Plan section 1.23 was added as follows, and the following sections of Article I were renumbered accordingly: 1.23 "Medical Director" means the board?certi?ed physician designated under section 11.15. 5. The cross-reference in Plan section 4.11 to prior section 1.34 were changed to renumbered Section 1.35. 3. SIGNIFICANT ACCOUNTING POLICIES A. Dividend. and Interest Income Dividend income is recognized on the err?dividend date. Interest income is recognized on the accrual basis. Security Transactions Purchases and sales of securities are recorded on the trade date. Realized gains or losses resulting from sales or disposals of securities are determined based on the average cost method of securities sold. Contributions Contributions from member clubs are accrued based upon amounts required to be ?mded under the Collective Bargaining Agreement between the NFLPA and the NFL Management Council. The contributions meet the minimum funding requirements under income Tax Status (I) On November 26, 2003 the Internal Revenue Service (IRS) provided the Plan a determination letter that the Plan document, as amended, is quali?ed under Section 401(a) of the Internal Revenue Code (Code), and the Trust is, therefore, exempt from federal income tax under Section 501(8.) of the Code. 10 3. BERT ROZELLE NFL PLAYER PLAN Notes to Financial Statements March 31, 2010 and 2009 SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Income Tax Status (2) The Retirement Board is not aware of any course of action or series of events that have occurred that will adversely affect the Plan?s quali?ed status at March 31, 2010. Accumulated Plan Bene?ts (1) Accumulated plan bene?ts are those estimated future periodic payments, including lump-sum distributions that are attributable under the Plan?s provisions to the credited seasons players earned through the valuation date. Accumulated plan bene?ts are expected to be paid to: retired and vested inactive players or their bene?ciaries, bene?ciaries of players who have died, and (0) present players or their bene?ciaries. Bene?ts payable under all circumstances (retirement, death and disability) are included to the extent they are deemed attributable to service rendered to the valuation date. (2) Bene?t payments to participants are recorded upon distribution. Use of Estimates The preparation of ?nancial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities as of the date of the ?nancial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from these estimates. Market Risk The Plan provides for investments in various investment securities that are exposed to certain risks such as interest rate, credit and overall market volatility. Due to the level of risk associated with certain investment securities, changes in value of investment securities could occur in the near term and these changes could materially affect the amounts reported in the statement of net. assets available for bene?ts. 11 3. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 SIGNIFICANT ACCOUNTING POLICIES (Continued) H. Party in Interest The Bank of New York Mellon is the Trustee of the Plan and provides investment custody service to the Plan. Fees paid to The Bank of New York Mellon for these services for the year ended March 31, 2010, was $123,812. 1. Adoption of New Accounting Standards The Plan has adopted Statement No. 168 which recognizes the FASB Accounting Standards Codi?cation (ASC) (Codi?cation) as the source of authoritative US. generally accepted accounting principles (GAAP) recognized by - the FASB to be applied by nongovernmental entities. The Codi?cation supersedes all pie-existing non-SEC accounting and. reporting standards. All other non- grandfathered non-SEC accounting literature not included in the Codi?cation is non authoritative. The Statement became effective for ?nancial statements issued for interim and annual periods ending after September 15, 2009. There is no impact on the ?nancial statements as a result of the adoption of Codi?cation. ACCUMULATED PLAN BENEFITS The actuarial present value of accumulated plan bene?ts was calculated by the Plan?s enrolled actuary, and is that amount that results ?'oni applying actuarial assumptions to adjust the accumulated plan bene?ts to re?ect the time value of money (through discounts for interest) and the probability of payment (by means of decrements such as for death, disability, Withdrawal or retirement) between the valuation date and the expected date of payment. The accumulated plan bene?t information as of April 1, 2009 and 2008 is as follows: Actuarial present value of accumulated plan bene?ts 200? Vested bene?ts Participants currently receiving payments 661,439,458 618,415,3 82 Other participants 855,632,666 822,017,420 1,517,072,124 1,440,432,802 Nonvested bene?ts 39,623 ,452 39,170,606 Total - 15 6 5 576 _s;1,479,ggs,4gs 12 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2.009 ACCUMULATED PLAN BENEFITS (Continued) The changes in accumulated plan bene?t infomation for the years ended March 31, 2009 and 2008 are as follow: 3&2 2.9% Value of bene?ts accumulated and changes in data 59,375,866 44,362,,3 03 Insi?eaSe due to paSSage of time 104,138,444 98,395,672 Less bene?ts paid (86,422,142) (79,884,021) Changes in actuarial assumptions 0 19,605,761 Total 8 77.09.51.168 82.479715 Signi?cant assumptions underlying the actuarial computations as of April 1, 2008 and 2009 are as follows: Assumed rate of return on investments 7.25% Retirement age 47, except 55 for players with no credited seasons prior to 1993 Mortality basis Table projected to 2006 Player Turnover . 1 year of service - 29.1% 2 years of service - 19.7% 3 years of service 17.0% Cost Method Unit credit cost method, except retrOSpective term cost based on actual experience during the year for line?of-duty disability bene?ts. The Trustee and custodian of the Plan's securities is The Bank of New York Mellon. Investment advisory agreements are currently in force with various investment manages. The Plan?s investments (including investments bought, sold, as well as held during the year) appreciated (depreciated) in value during years ended March 31, 2010 and 2009, as follows: 13 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 INVESTMENTS (Continued) 2010 2009 Common stocks $74,246,368 $(129,191,597) Preferred stocks 51,174 (262,096) Corporate debt 7,350,579 (9,491,849) Government securities 57,662 1,279,295 Pooled funds - 132,411.806 (214,901,392! Total 21411 589 352 56 639 INVESTMENTS The investments that represent more than 5% of the plan?s net assets as of March 31, 2010 and 2009, respectively are as follows: 2010 Pimco Diversi?ed Income Fund $79,240,730 EB Temporary Invesm'lent Fund 97,445,562 Pimco All Asset Fund 105,000,000 3.9.92 Pimco Diversi?ed Income Fund $63,528,012 JP Morgan Strategic Property Fund 50,388,965 RREEF America 11 42,762,399 FAIR VALUE MEASURENIENTS ASC 820-10-50-2, formerly Financial Accounting Standards Board No. 157, Fair VaZue Measurements (FASB Statement No. 15 7), establishes a ??amework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques need to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). The three levels of the fair value hierarchy under ASC 820-10-50?2 are described below: Level 1 inputs to the valuation methodology are unadjusted quoted prices fer identical assets or liabilities in active markets that the Plan has the ability to access. Level 2 Inputs to the valuation methodology include: 14 6. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 FAIR VALUE MEASUREMENTS - Quoted prices for similar assets or liabilities in active markets: 0 Quoted prices for identical or similar assets or liabilities in inactive markets; 0 Inputs other than quoted prices that are observable for the asset or liabilities; Inputs that are derived principally from or corroborated by observable market data by correlation or other means. If the asset or liability has a speci?ed (contractual) term, the Level 2 input must be observable for substantially the full term of the assets or liability. Level 3 Inputs to the valuation methodology are unobservable and significant to the fair value measurement. The asset?s or liability?s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is signi?cant to the fair value measurement. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs. The following is a descriptionof the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used as of March 3 l, 2010. Common stocks, corporate bonds and US. government securities: Valued at the closing price reported on the active market on which the individual securities are traded. Mutual ?mds: Valued at the net assets value of shares held by the plan at year end. Treasury Prime Cash: Value at the closing, price reported on the active market on which the securities are traded. Guaranteed investment contract: Valued at the relative fair value of the underlying market value of hivestments in the contract. The methods described above may produce a fair value calculation that may not be indicative of not realized value or re?ective of ?iture fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain ?nancial instruments could result in a different fair value measurement at the reporting date. 15 6. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 FAIR VALUE DIEASUREWNTS (Continued) The Plan?s investments are reported at fair value in the accompanying statement of net assets available for bene?ts for the year ending March 31, 2010 as follows: March 31 2010 Common stock Preferred stock Cerporate debt United States govemment agency securities Pooled funds Tote! Fair Value Nieasurement at Regorting Date Using: Quoted Prices Signi?cant in Active Markets Other Signi?cant for Identical Observable Unobservable Assets Inputs Inputs Fair Value {Level 1! (Level 21 jLevel 3! 199,448,755 199,448,755 - - 65,409 65,409 25,327,309 - 25,327,309 - 19,376,947 6,260,845 13,116,102 900,423,060 335,011,921 290,124 565,121,015 1,144,641,480 31; 540,786,930 38,733,535 565,121,015 16 6. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements I March 31, 2010 and 2009 FAIR VALUE MEASUREMENTS (Continued) The Plan?s investments are reported at fair value in the accompanying statement of net assets available for bene?ts for the year ending March 31, 2009 as follows: March 31, 2009 Common stock Preferred stock Corporate debt United States government agency securities Pooled funds Total Fair Value Measurement at Reporting Date Using: Quoted Prices Significant in Active Markets 0th er Signi?cant for Identical Observable Unobservabie Assets Inputs Inputs Fair Value (Level 11 gLevel 2) [Level 31 166,079,736 166,079,736 - - 21,185 21,185 - - 24,379,998 - 24,879,998 - 17,490,784 2,970,110 14,520,674 625,341,820 311,366,669 119,329,746 194,645,405 833,813,523 33 480,437,700 ?35 158,730,418 32 194,645,405 l7 BERT BELLIPETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 RECEIVABLES FROM OTHER PLANS The Plan provided certain administrative services to other plans and incurred reimbursable expenses in connection with the provision of these services, as follows: 2.9.1.9, 29,09, NFL Player Quali?ed Annuity Program $106,098 94,203 NFL Player Non?Quali?ed Annuity Program 90,365 100,534 NFL. Player Annuity Insurance Company 71,268 77,802 NFL Player Second Career Savings Plan 421,854 394,290 NFL Player Supplemental Disability Plan 106,148 98,024 88 Plan 133,908 126,790 Gene Upshaw NFL Player Health Reimbursement Account Plan 61,083 47,186 Total 9 24 ?938 822 These amounts are re?ected as receivables on the Statements of Net Assets Available for Bene?ts as of March 31, 2010 and 2009 because the amounts had not yet been reimbursed iron} the reSpective bene?t plans as of those dates. SUBSEQUENT EVENTS Accounting principles generally accepted in the United States of America (GAAP) require organizations to evaluate events and transactions that occur after the statement of ?nancial position date but before the date the ?nancial statements are available to be issued. GAAP requires entities to recognize in the ?nancial statements the ettect of all events or transactions that provide additional evidence of conditions that existed at the statement of ?nancial position date, including the estimates inherent in the ?nancial preparation process. Subsequent events that provide evidence about conditions that arose after the statement of ?nancial position date should be disclosed if the ?nancial statements would otherwise be misleading. The Plan has evaluated subsequent events through the date the ?nancial statements were available to be issued on September 1, 2010. 18 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2010 and 2009 SUBSEQUENT EVENTS (Continued) In July 2010, the Plan received notice fi?om the Plan?s actuary that the Plan was certi?ed to the U.S. Department of the Treasury as being in endangered status for the plan year beginning April I, 2010. The Plan is considered to be in endangered status because the Plan?s actuary determined that the ?mded percentage is estimated to be 75% for the 2010 plan year. Plans that are less than 80% ?mded are considered to be in endangered. stems under federal law. 19 SCHEDULES 0F INVESTMENT AND ADMINISTRATIVE EXPENSES BERT BELLIPETE ROZELLE NFL PLAYER RETIREMENT PLAN Schetiuies of Investment and Administrative Expenses Years Ended March 31, 2010 and 2009 2010 2009 INVESTMENT EXPENSES Trustee fees 8 123,812 120,627 Investment management fees 3,3 60,259 3,762,062 Investment advisory fees 297 ,210 320,475 Total investment Expenses 35 3,781,281 4,203 ,164 EXPENSES Actuarial, Auditing and Bene?t Statement Preparation Consulting Inc. 8 397,623 55 624,126 Foster, Nole Williams, PA. 31,600 30,040 Attorney Fees Groom Law Group 2,895,762 2,875,727 Legal settlement fees 13 5 ,313 124 ,083 Insurance Expense Pension Bene?t Guaranty Corporation 96,462 1.03 ,710 Fiduciary Liability Insurance 1 8 8 ,3 63 19 ,970 Plan Of?ce Expenses Salaries and bene?ts 647,026 571,276 Rent 2} 0,927 182,970 Insurance 174,318 105,413 Retirement Board costs 77,055 123,430 Plan Of?ce Pension Contributions 41,407 - Other Plan Office expenses 62,710 139,710 Other Akin, Gump, Strauss, Hauer, 8: Fold 12,621 - Sibson Consulting 59,274 132,565 Buck Consultants, LLC 9,533 Segal Advisers 85,786 - Advanced Computer Solutions 196,509 173,960 Stephen S, Haas, Ml). 141,856 93,456 Medical exam and {level reimbursements 1,787,250 1,090,509 The Travel Store 137,347 93,871 Printing expenses 23,237 24,943 Livewire 5,932 72,879 MainBrain 111,464 Numara Software 42,840 Miscellaneous expenses 12,761 76,801 Total Administrative Expenses 7,584,975 6,83 5,437 20 SCHEDULE OF ASSETS ACQUIRED AND DISPOSED OF WITHIN THE PLAN YEAR RUN DATE: 5500 OF ASSETS WITHIN THE SAME PLAN YEAR REPORT PAGE: 1 NFL FOR THE PERIOD 01 APRIL 2009 THROUGH 31 MARCH 2010 M2574E BERT ROZELLE NFL RET OVERALL COMPOSITE PAR4VALUE COST PROCEEDS INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDIRG IN PRIOR YEAR 200,000.0000 AMERICAN EXPRESS CO 199,350.00? 226,088.90 8.125% 05f20/2019 DD 71,000.0000 GMAC INC 63,872.31? 71,000.00 7.750% DD 12/31/03 3,555.0000 MADISON SQUARE GAR 129,831.11? 149,466.07 4,900,000.0000 MORGAN ST REV REPO 4,900,000.00+ 4,900,000.00 0.100% 03/16/2010 DD 03/15/10 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES SCHEDULE PART IV 4 THE BANK OF NEW YORK MELLON 550D SCHEBULE OF INVESIHENTS LT END OF YEQR RUN BAIE: Ph 573331150575 002511 NFL 221 31 201" 120011 000005110 50003 . 002521 0022011250 mg 00 02 02000110 05503101103 0051 00100 ?2010: 0110/1050 0.2300 020 1050 2201000 0011001 0.15 0.0000 0.10 0.05 750.7200 000 102201 0211150 0000051 1,000.00 0.0000 1,107.07 03.23 50,509.0000 J07 (00000552 7201 002.11 0.0000 037.51 50.00 10,592.0000 ?02 {20001 05,052.25 0.0000 00,555.02 073.57 00,070.0300 0507 1075 00007 0500517 0cc1 95,070.03 100.0000 90,070.05 0.00 0.0252 12/51/2009 900 00/20/97 51,335.0100 LEHHAN PROXY 00000 020 0.00 0.0000 0.00 0.00 10101 10750257?0200100 0050 100,020.90 100,000.19 071.25 0. 5. 5032300531 5000017125 1,200,000.0000 000011 In 000 0000 55 010 1,200,051.50 100.2100 1,202,020.00 0,223.50? 5-5002 00/01/2000 00 00/01/10 000.000.0000 000011 10 002 0000 SF 010 920,590.02 103.1550 020,000.00 000.02? 5.0001 00/01/2000 00 00/01/10 100,000.0000 000011 10 000 5000 55 010 100,900.20 105.3910 105,301.00 002.72 5. 5002 00/01/2000 00 00/01/10 100.000.0000 000017 70 002 5000 s; 070 107,575.00 107.7500 107,750.00 375.00 0.0002 00/01/2025 00 00/01/10 700.000.0000 000017 10 000 7000 57 072 705,700.00 100.2100 705,555.00 175.00? 0.0002 00/01/2000 00 00/01/10 1.000.001.0000 000011 10 000 0000 55 070 1,510,790.00 100.3750 1,517,250.00 0,055.12 0.5001 00/01/2000 00 00/01/10 200 0010: 20-Jun-10 5500 50020015 or 10050105015 07 200 05 0100 7202 0 2 0001110 31 00000 2010 011022 ST H00 72 I2022112 051 021 MLL 000 . 500055/ 002027 0002011220 003 00111:; cos; 101ngng 0013/1035 400.000.0000 000011 TO 702 10100000105 013,093.75 103.2500 015,000.00 93.75~ 5. 0002 04/01/2000 00 00/01/10 000,000.0000 000017 70 000 0001 11 105005 035,150.25 105.0750 050,010.00 1,110.25- 5 5002 04/20/2000 00 00 0/01/10 000.000.0000 m0011 10 000 0000 011 JG 0005 002,937.50 107.0550 502,570.00 550.50~ 0. 0002 00/20/2000 00 00/01/10 1.095.100.2020 50100 0001 000 20271,759,050.00 105.0050 1,707,003.00 20,502.00 5.5002 12/01/2035 00 11/01/00 03,107.0050 70100 0001 000-02 222 05,770.27 105.5505 00,790.05 1,011.70 5.5001 00/01/2050 00 00/01/00 50,055.0700 70100 0001 01uw1007 52,771-10 105.9550 50,005.79 1,230.05 002 01 02/01/2037 00 00/01/07 121,001.2500 00100 Punk 010-10w120.302.72 105.0530 120,700.51 2,510.19 700 07 05/ 1/2057 00 05/01/07 123,775.0000 00100 '0001 100.0020 151,503.50 2,727.00 700 RT 05/01/2057 00 00/01/07 051,505.0900 05100 P001 010? m2 071,725.10 100.7050 001,995.20 10,200.10 002 01 00/01/2037 00 09/01/07 250.000.0000 5202001 HOHE 10 010 0025 070 237,250.10 101.2910 252,950.30 0,200.00~ 5.0252 11/23/2035 00 11/22/05 50,520.7790 0001 005?95 00 00,005.01 105.0010 01,703.10 1,100.10 5.5002 11/01/2035 00 11/01/05 110,000.0000 5202001 0002 10 005 00550122,959.05 109.7500 120,725.00 2,230.55? 5.000/ 12/21/2015 00 11/00/05 000,000.0000 0202001 00 02 LN 075 onus 00 770,055.00 102.9000 099,700.00 70,092.00? 5902 07/15/2036 DB THE BANK OF NEW YORK MELLON 5590 SCHEUULE BF AT EH3 0F YEAR RUN DATE: 23 E: 2.12 2 02/15/2040 DD 02215210 0c01110 HA H02 211025 he 00 FL 027 IERALL 0002292 000227 250 0530: 52 ESCR 97102 0001 28195 vague 031320053 $0,060.5339 FEDERAL HBHE tR BK CONS an 9908133 591337.30 57.65? 1. 5002 0121022013 00 12210209 110 000.0000 2502000 0072 200 0990 c0? 900 99 700.70 50.5090 09 359.90 573. 0. 0002 1020922059 00 10209204 20 130 000.0000 FEBERAL 7L 270 0952 0209 100 171.57 112. 0 0 140 099.70 . - 0. 2502 0321522029 00 05215299 9 9 1'31} 07 120 000.0000 9002002 227L 270 ASSN 0503 199 000.00 125.0500 150 707.20 . 7.12520 ?121522030 00 01215200 3?892 20 50 000.0000 FE 0271 210 Assn 0209 . . 50 000.95 100.9000 59 053.00 . - 5F00020 H221 22017 00 01212207 - . _927 95 100 000.0000 920500 9010 210 05m 212. a 100 010.31 101.1250 101 125.00 . 1.7502 032 22022011 00 02227209 514 69 104 303.0590 F020 90 00% 59 191 710.09 105.5090 190 092.90 . s. 5002 11301220?0 an 10201200 2'924 29 320 570.0300 F220 9002 90030009 321 320.10 102.2950 327 927.93 a . VAR RT 1020122035 an 09201205 ?549 ?9 005 303.0700 9020 PBOL 00000001 :00 003.20 102.11 0 311 a 2.93 . 000 01 1020122035 00 09201205 5 9 5?859 27 00 930.1 90 F020 9002 00 09097 71 907.72 100.2021 73 250.9 a . 5 0. 0002 0720122350 00 00201200 1 3 1? 155.059.7100 9020 900L 00903990100,9a0.77 100.5120 103,000.01 2,077.00 5. 5002 0020122030 00 05201200 120 000.0000 020c119 909.20 100.5790 120 099.00 . 1. 750/c1023022012 00 10200209 705 6? 309 003.9100 900L 90012521 905 977.05 109.7020 900 . 2 . G5. 0002 0021522093 00 00201203 ?q48 7 2,071 07 RUN 00 . . 5900 00200005 00 zuoa?an?Ts 07 500 0F 0000 9009 YEP2010 211025 aL 9275 0022205 RFL 907 002903170 0002002 200221 0005001200 WW $125.1 221.99 900 027.5500 0022 FOUL 90701007 500 070.00 109.0590 503 20 . . 520002 0322522035 00 03201200 5 3? 5,130 97 300 000.0000 700050950 0 LLEY 0072 00 391 595.00 100.9000 329 090.00 . 9.9002-0020 22030 00 09210290 15?697 00 50.000.0000 700020352 VALLEY AUTHB 99,991.00 90.0000 99,099.00 5.00 5. 2502 0921922039 00 09215209 109 025.9000 us 702 9-09: 120007100 10052 159 500.00 109.0000 1 419.03 0.9 2.375 0121522025 00 02215200 56? 05 3 21 032.0000 00 TREASFCPI HF 21 000.30 99.9220 21 710.0 . 2.0002001219?20 3700 01209200 2 5? 12 029 790.0000 us 79029?09: INFLAT 990 715.95 109.2190 . 997 079.07 . - 2.3752 0121522027 00 0121920? 1,030 00 592 999.0000 09 90509 002 100m 370 100.39 99.0000 372 02 . . . 1. 7902 0121522020 00 01205200 9 33 5?11? ?1 00 509.0000 09 TREASFCFI 72052 01 591.33 105.7030 09 002.11 10. 2.5002 0121522029 00 01215209 2" 75 759 000.0000 9 TR 0002 20 035 900.70 00.9220 590 .50 . Us 500??02215220s9 00 02219209 ?913 37?433 2? 920 000.0000 0 0 TREASURYM 990 240.12 90.5030 000 9002 0021522039 00 09219209 9 0 6? 52 1 590 000.0000 0 5 70509007 002031 590 090.00 99.5930 1 503 51.70 . - 0. 3752 1121522039 00 11279209 ?5 4#?538 73 590 000.0000 0 5 70229009 009 90 000 599.02 90.5030 300 395.70 4.12? 9.0252 0221522090 00 02215210 2'20 05,152.3000 us TR 05-001 102007 03,093.20 99.1330 00,592.39 099.15 THE BANK OF NEW YORK MELLON 5500 50000012 02 10023702015 AT 200 00 0100 . 31 mm?: 2010 RUN DATE: 28 AG E: 7202 021%}3272 RGZELLE NFL 227 H1102E JUERALL CBHPUSITE MARKET 0022011220 002 ugzug 52000 7 0 Egg; 33152 00102 0010/1055 900.000.0000 0 5 10205000 NOTE 090,757.02 101.2530 992,320.00 6,020.02u 3.2502 05/31/2010 00 05/31/09 20,000.0000 3 72205000 0012 20,021.00 100.0310 20,000.20 15.79? 2.1752 09/30/2010 00 00/30/00 200.000.0000 TREASURV 290,937.00 100.7190 202,005.10 1,147.50 2. 6252 12/31/2010 00 12/31/09 120.000.0000 0 TREASURY 2072 119,666.89 00.5310 110,457.20 229.69~ 1.5752 02/15/2013 00 02/15/10 170.000.0000 0 TREASURY 2072- 100,051.57 90.2970 107,100.90" 053.33 5.0252 02/15/2020 00 02/15/10 100.000.0000 US 7220802? 0/0 90,002.50 90.3130 90,313.00 250.50 2.3752 02/20/2015 00 02/20/10 70,000.0000 8 72209007 NOTE 69,601.00 00.0100 09,509.00 51.00- 1.3752 03/15/2013 00 03/15/10 70101 a. 5. 0002000207 5200211125 19,503,009.55 19.370.907.52 100,502.10n 0 0 - 30,000.0000 H707 29,000.50. 100.1050 31,009.50 2,001.00 5. 50026 02/01/2010 00 02/01/00 - 00,000.0000 0707 INC 01000101,020.20 105.1200 90,011.00 12,903.00 6. 5502 02/15/2059 00 02/03/00 101,022.5050 022 SECURITIES 0029 FHI a1102.011.00 70-7590 152,070.70 50,205.05 000 RT 09/25/2033 00 01/29/00 - 00.000.0000 AHERICA 00011 2 0 0 DE 00 070 $0,530.00 105.0500 02,255.20 5,720.00 5. 0252 11/15/2017 00 10/50/07 RUN 0012: 20- JUN- 10 5500 50220012 DF 10025102015 AT 200 0? 0100 7202 0002 2 01 0001L10 00202 2010 011025 ERT 0022112 NFL 021 022011 002005175 500225/ 002227 002 00105 520 vagng 100.000.0000 05500 2010? 30 0 99,907.05 99.3755 99,376.50 610.91- 4.6002 05/20/2016 00 05/23/10 60,000.0000 00 009 03,070.20 103.0500 02,310.00 755.00? 3. 0752 03/10/2015 600 03/10/09 173,500.0500 0000 AHER F00 07.9000 109,935.40 21,373.03 000 RT 07/20/2010 002 07/31/05 70,000.0000 001 0222 2007 00 HT 00,330.60 90.0250 09,177.50 037.90 5. 4202 03/15/2017 00 03/15/07 20,000.0000 0002 00 0020100 0000 22,150.00 110.3050 22,077;20 726.74 7.6252 06/01/2019 00 00/02/00 320.000.0000 0000 OF 319,070.00 100.0300 522,060.00 2,992.00 0. 5002 00 05/11/10 100,000.0000 00201075 0001 910 09,003.00 100.7000 100,700.00 0,901.00 5.2002 07/10/2010 00 07/10/09 10,000.0000 021150070 c020 HT 10,172.90 106.6270 10,662.70 009.00 ?.?503 13f15/2332 39 11/35/09 . . 100,000.0000 BRK 90,917.00 100.0500 100,050.00 937.00 3.2002 02/11/2015 00 02/11/10 10.000.0000 002100 0001101 0009 29,970.70 100.5030 50,102.90 100.20 0.7002 10/27/2019 00 10/27/09 30,000.0000 002100 20/1102 70,160.40 102.3100 01,051.20 2,500.00 0. 0752 02/15/2020 00 07/20/09 102.032.0000 00011 INC 05-44 CL 2?1-1 00,000.59 53.3020 70,132.55 15,005.00 000 RT 10/25/2035 00 00/30/05 50,090.9000 00003 108 05?0 0535? 010 07?3 50,150.50 95.0120 56,907.30 0,750.00 VAR RT IBIZSIBOSS THE BANK OF NEW YORK MELLON RHH BATE: PAGE 5500 00020010 07 10020702019 01 200 or 0120 7000 1 7 LT 000 1110 11 00000 2010 011022 0011/0212 2022112 071 027 0 09011 000009172 009007 0022011220 CR 9.25.1 ?31.95 39,902.3000 0000s 100 2005?0 0m17,150.90 01.0020 20,009.00 7,092.00 000 01 02/25/2015 00 01/20/05 70,005.1100 00009 INC 09- 7 57.0000 03,930.97 10,902.00 002 01 03/25/2035 00 01/27/09 100,909.1900 00009 100 2005~9 00,702.00 59.2500 00,572.90 23,020.10 000 01 99/29/2030 00 03/30/05 170,000.0000 21122910112 7101 9009 0020 010 170,103.20 112.9370 191,992.90 21,029.70 0.2002 09/10/2011 00 09/20/00 200.000.0000 017102000 100159.090.00 99.0590 219,001.90 00,505.00 5. 0002 09/19/2010 00 09/16/00 - - . . . 190,000.0000 011109000 100 000 101,007.70 101.0500 191,990.00 20,307.30 0.0752 00/05/2010 00 01/05/00 210,000.0000 017102000 100 010001 90 01 192,971.10 107.0010 220,302.10 33,011.00 0.5002 00/19/2013 00 00/19/00 250,000.0000 0000000101 010 07 00 CL 091 130,010.00 90.0530 202,192.50 03,522.50 000 RT 09/15/2019 00 09/01/07 30 000.0000 00000 100 29 200.00 111.7000 31 011.00 0 207.00 00 02/03/09 0' . 000020 100 00 010129 029.00 110.7000 109 210.00 .0 190, 5.9507 00/10/2029 00 00/20/99 19?775 000,000.0000 00001070102 010000101 00w109,700.00 100.7000 903,072.00 31,100.00 05002 00/15/2010 00 00/13/05 170.079.9500 0911 010 10 10 05 10121 1109,092.27 01.7270 100,905.00 35,002.73 000 01 03/19/2009 00 02/20/0000 11 2005 000 01 931.021 103.0710 300 2 . . 2 2 09 0.?002 57/10/2039 00 00/01/05 2 51 9? 53?325 3? . 7 .- q. 5500 90000010 or 10059102019 1 7200 0212p 15% Jun 13 31 7101212712201 HIIHZE 10 11/9272 0022115 071 221 $01 cuuposxm 300020/ 010021 0 2 Egg 021g gagg??x QDST RIC 20 0 0.0000 0120 0009 010 TR 00009 1 250.00 93.0750 200 075.00 . 5' 0 353 RT 11/55/2007 00 11/15/07 26? 317'82? an 370 000.0000 0200000 012 910 001711 0000 101 700.10 107.0010 399 005.70 7. 0.0752 01/53/201 00 01/09/09 97?31 4? 190 000.0000 0010000 0009 100/702 100 000.50 99.0750 100 012.50 10.00? 5.3792 01315/3020 00 00/00/10 . 110 000.0000 0010000 90009 00000 I 109 900.09 100.7000 110 020.00 . 0.5002 00/15/2010 unu?s/20/05 1?21? 5: 00 000.0000 0010012 00000 00 0 100 30 099.30 100.1000 03 200.00 . 5.1502 11/01/2093 00 10/ 0 07 10 70 413.7000 0052090101 070 09 0 ?000 101 29 270.50 52.0050 30 000.01 . 000 a? 10/25/2005 00 07/29/05 7'35? 25 00.0000 00 00 00 00000 0 00 10001 1 150 395.00 105.0000 7 . . 170,0 5.12 a 09/15/2010 00509/19/00 1 9?553 9? 29,192 *9 230 000.0000 00 000010 00092 0 cu 010001 01 202 790.50 105.5330 202 725.90 3 909.00 5.1500 10/01/2011 00 10/00/05 9? 120 000.00 0 2000 00052 0 00 00007110 190.00 107.5070 129 170.00 0 . 0 00/27/2017 00 00/27/07 1 13?? 0 00 000 000.0000 10 000000-0005: 05?01001: 00 230 079.00 101.0010 100 003.00 70 7 . 010 07 01/12/2003 00 11/01/05 20 00 0.0000 1 000000 07 100 11 CL 0-0 205 500.00 10 .0990 100 097.00 . 390'09 009 27 00/15/2009 00 07/01/07 2 102?531 0 000.0000 11000 100002 0000 209 330.00 100.1500 250 000.00 . 25 2. 075$ 02/02/2015 00 02/02/10 1?955 00 1,000,000.0000 01110 201 2012 0705 00n13 107 539,000.00 00.2030 002,030.00 102,990.00 RT 11/21/2034 DD 1.123557311025115 10:1 051 2010 011025 55 002 L1 c0020 5002552 000257 0005011250 053 005 11g 102 1 00 ?091 00102 0 05 00102gg?? 111.000.0000 0222111 17500 0 1:11 100 10:01:00 10,000.00 107.7070 10,770.70 92.31 0. 0752 0022522010 00 00225200 57,009.9700 ??20111 1.70m HTS 05 1 (:12 $7,053.10 09.0090 51,090.27 13,045.17 92.0 21 0022522055 00 00201205 100.000.0000 11020011 51014127173,199.00 105.9170 190,050.00 17,051.00 5. 0252 0120922012 00 00209200 50,000.0000 0020011 51200.27 92 11711 51:21: 31,521.00 91.0510 05,715.50 12,190.50 VAR RT 1021022010 00 1021-0200 120.000.0000 02111275100507 10 70 0099 00 100,210.00 105.1230 120,107.00- 21.931.20 000 01 0022522020 00 05220200 220,000.0000 0001050701 0512 201209 205,030.00 115.0550 250,057.00 9,207.00 7. 0002 1120122015 11115 10221200 370,000.0000 0010.210 (000011402 071 309,570.50 100.1355 370,500.70 920.20 2.9502 0220522015 00 02205210 150.000.0000 050.9100 110: 50 159,729.00 123.0550 101,011.50 1,205.70 7.9002 1120122010 011 10220200 100.000.0000 20901 02 50071000 000 010 99,091.00 99.9750 99,975.00 00.00 0.0002 1022122019 011 10221209 110,000.0000 50c 00000010071005 110,370.70 100.1900 119,015.00 0,002.70 5.1007. 0921522010 00 11203200 70,000.0000 SHELL 11m. 7111 5 7 070 117 75,711.00 110.1210 77,000.70 3,573.50 0.3752 1221522050 00 12211200 20,000.0000 SMELL 10700110710001 710 19,905.00 99.1300 19,027.00 70.00- 0. 5757. 0522522020 110 03225210 102.151.0700 5700010250 00.1 01 070 0910 01 30,002.00 70.1020 79,000.22 45,021.70 0202 07 0022522055 00 07225205 000 0075: 0 5500 50020010: 07 1010297051175, AT 2110 07 9100 7200 1100 GE: 10 ac LL10 31 00201: 2010 011022 01 0 1120 5 0025115 NFL 0121 22011. 0011 03175 5002252 . 11001001 0000011 203 001.02 gzcumw 029231211001 0051 mg 0,3102 170.509.2500 9700007050 09927 052510 1:11 01 05,900.75 00.9300 115,955.73 71,907.00 1200 97 1122522055 00 10231205 200,000.0000 0050 250,009.00 90.0530 250,097.00 2,592.00? 3.0752 0121522015 00 01215210 109 720.0300 00101 P27 2005?0112 20-10 :10 300.59 77.2000 00 753.00 50 00 . 1209 RT 0122522005 011 01220205 0 2,1 100.000.0000 5000 070 P27 CTFS 05?000 0?5 59,937.50 72.7170 72,717.00 12,779.50 0011 RT 0022922035 00 03201205 120 050.0100 000 1170 0055 1000000 05-0110 52 007.77 79.7750 100 079.32 50 011.55 502 01 0022522005 011 00220205 000,511.5500 0000 1170 727 05-0011 01. 0 10173,070.22 77.2000 315,722.00 102,251.00 7011 RT 0022522005 011 00225205 191.200.0700 001-01 010 027 0125 05?0013 AIM 05 010.59 77.0700 107 020.79 2 01 . 000 27 1022522005 00 10225205 8 0 200,530.9700 0000 1110 0099 2005?0215 01.212 00,750.02 00.9950 172,055.70 111,079.70 1202 RT 1122522009 00 11222205 250 020.5000 110 070 2255 2005?0019 0102 00 777.00 00.9700 121 992.09 09 215. 27 1222022005 00 12225205 ?5 255 000.0000 00000010 0002 211 729.05 105.0590 207 009.05 0 120.00 5.2502 0020122010 00 07222200 5 120.200.1000 0052150700 007 1010 0-5401 0-10 00,599.10 77.1070 90,952-05 50,533.71 1205 27 0122522005 00 01210205 202 755.5000 0050100700 007 1170 SECS 05?0111 90 301.03 09.0590 190 909.10 102 05 . 1202 RT 0122522005 00 01210205 a 13 130.000.0000 072711 122,020.20 100.0900 130,107.00 13,031.20 5.9507. 0020122037 00 05227207 THE BA NK OF NEW YORK ME LLON 5569 SCHEBULE 0F END OF RUN BATE: 955 E: 9 THE BANK OF NEW YORK ME LLON UH - 0 5500 SCHEDULE 0F INVESTHENIS AT END OF PLAN i1 31 MARCH 2015 La 01110 9110' 991 099 2g 9900092 . ?951 ?3150 203:5; 0002011290 10101 000900015 0001 10510005019 paeraaen 0,001,000.00 2,570,073.70 00300007: 0001 mammal; 100,000.0000 03903919200 99.1550 99,195.00 32,155.00 170,000.0000 00L 173,020.00 109.9959 135,991.50 15,905.90 00,000.0000 09 07/15/00 07,009.00 100.0070 00,000.20 10,110.00 00,000.0000' 01i??320?099312E13 00 11,15,33' 09,002.00 110.0090 I 10,103.00 020.00 50,000.0000 00 10101099 05,251.00 119.0100 09,900.00 10,057.00 90,000.0000 00 00/15/01 20,291.90 115.9090 102,550.10 20,202.20 70,000.0000 02012 09,932.00 100.1739 70,321.10 0,300.30 110,000.0000 02,097.70_ 97.5000 116,750.00 00,052.30 190,000.0000 05310097 - 05,593.10 07.0910 100,022.90 99,029.00 2 30,000.0000 11,905.00 92.9190 27,075.10 10,130.10 2 230,000.0000 00801000 1011 99009 INC JR 500 10,000.00 70.0000 170,200.00 151,000.00 6.250;! 03/152'2037 511 03/13/11? 5500 90050012 05 ??905109010 01 ENE 9F 9100 9000 RUN 0001110 HARCH 2010 011025 NFL REY 023?5Ef?g 52000119 055: 197100 agzgg . ?E?i??i?gg 110,000.0000 5g0?g??05351g3%?gg 76,005.59 101.9140 112,105.00 35,219.01 130,000.9000 129,195.30 100.3000 130,000.00 1,205.10 129,990. 0009 DD 10/01/03 328,239.00 112.0400 130,098.00 0,160.00 10,009.0090 32E ??n??312307 2,199.90 15.2500 7,525.00 5,329.10 100.000.0000 02 30011207/00 192,603.90 119.9929 . 190,075.00 5,012.09 190,000.0000 007 10220200 159,110.01 119.5510 107,371.00 0,201.39 210,050.2700 111,125.57 59.0000 151,000.09 59,001.12 10,000.0000 an 12?01?07 7,004.30 103.0920 - 10,309.20 3,000.90 00,000.0009 ??0??a??T01223201 00,721.00 100.6000 1,009.69- 257,130.9100 119,709.00 99.0200 192,393.00 72,003.20 131,917.5000 110,909.70 63.0290 110,059.00 109.20 271,702.0000 100,003.00 50.1970 52,729.09 399,927.3700 09011 INC 2005- 59 52.7120 209,220.30 05,075.00 VRR RT 09230335 THE BANK OF NEW YORK ME 55813 SCHEUULE BF END BF YEAR RUN DRTE: 23-JUR-1I 1i 0022112 NFL 221 011022 0022011 002005172 501225/ 202221 0022011220 752 00102 52000171 02503107103 0057 page; 0010/1065 211.039.0500 cunas INS 2005-07011?0 1 86,689.19 50.5010 115,010.00 25,329.69 000 01 03/25/2035 00 01/20/05 120,601.0300 00005 INC 56.0100 72,590.76 20,007.67 000 27 05/25/2035 00 02/20/05 60,000.0000 617100000100 61,269.24 105.0570 65,000.20 1,760.96 6.0102 01/15/2015 00 12/15/09 80,000.0000 0006051 00012 000003 2200 075 06,717.00 120.0560 96,760.00 10,027.20 0.0752 05/01/2017 00 05/01/97 200,000.0000 6020 0200 230,000.00 112.5650? 270,156.00 31,507.20 0. 0007 01/15/2015 00 01/10/03 20,000.0000 0000007 60 29 10,015.00 106.0760 21,370.00 2,350.00 5.0752 02/15/2010 00 11/17/06 200.000.0000 01010 TR 100,000.00 90.2500 196,500.00 00,500.00 5.0032 00/19/2022 00 00/10/07 100,000.0000 002017 501552 02 07 05 CL 0-3 70,522.00 100.2600 100,260.00 25,702.00 002 RT 09/15/2000 00 11/01/07 219.007.0500 cuuza 020 HH 20 2006 2 2 0 10,076.50 09.5660 100,015.30 92,956.05 - 062 21 12/25/2011 00 06/20/06 020,025.1500 0510 ?70 LR TR 2006- 001 02.5050 170,690.40 $6,631.77 002 RT 03/10/2006 00 03/01/06 100.000.0000 0 HLBG 0020 95,721.00 100.0500 100,050.00 0,310.00 5. 0752 03/15/2011 00 03/10/06 252.000.2500 02170 010 LINES 020 07 10160,302.10 100.0000 252,000.20 03,027.06 0.0212 02/10/2020 00 02/10/00 75,000.0000 02015002 1212000 INTL 210 00 73,500.00 107.5000 00,025.00 7,001.00 5.7502 03/25/2016 00 03/23/06 - RUN DATE: a203011-10 5500 50020012 or 12020102075 07 ENE 0F 0100 7200 10 Ehrng?hi}3272 0022112 021 RET 20000 201? ?ll?a? 020011 000005112 520029/ . . 000227 uunsalesn 22200111.00000121102 EQEI EBSEE .001021012 260,000.0000 010020 cap PLC 070 NY 205,666.60 116.2930 302,361.00 16,607.20 7.5752 01/15/2010 00 10/21/00 00,000.0000 00210100 023 12c 00 020 00 07 60,200.00 102.7350 01,000.00 009.00 m7502 12/15/2010 00 06/20/05 155.000.0000 00010102 225 100 021 NT 150,010.10 100.5500 167,950.90 9,930.60 5. 7002 00/17/2012 00 09/10/02 105,000.0000 0022 ENERGY c0203 111,011.25 109.5100 110,009.70 3,970.05 5 6252 11/50/20128 00 11/20/02 100,000.0000 2212072152 22005 0220 BPER 109,000.00 121.0100 121,030.00 11,550.00 9.7502 01/31/2010 00 12/00/00 611,517.0520 FIRST HORIZBN 011 100 150,523.05 00.2210 153,253.36 13,909.71 002 RT 02/25/2057 00 12/25/06 200 000.0000 FIRSTEHERGV 6000 075105 300.00 103.0000 200 571.20 53 000.00 7.3752 11/15/2031 91,000.0000 101.7500 92,502.50 00,050.62 7.5002 12/31/2011 00 12/31/00 51,000.0000 011? 2100RCIAL Inc 10,005.01 00.5000 50,235.00 35,020.19 6.0002 12/31/2010 00 12/31/00 320.000.0000 020 2001 0125 0002 SR 060 30,300.99 37.5000 120,000.00 01,000.01 6.375/ 07/15/2015 00 07/03/03 10,000.0000 0010002 50023 6021701 11 0,163.00 00.7500 0,075.00 6,311.60 VAR RT 12/29/2009 00 05/15/07 016,265.2500 0222000101 H10 205 07~022 101 250,300.00 70.0000 200,915.01 00,606.75 002 07 06/25/2007 00 00/25/07 230.110.5000 0020020122 270 LN 2000-13 CL 0 71,022.67 04.5720 102,506.67 31,544.00 RT 12/19/2036 DD 12/13/96 THE BANK OF NEW YORK MELLON 5590 OF INVESTMENTS AT ENE 0F PLSN RUN DATE: 2 PM: 1 15 00502150 CO 8097 05301f253? DD OSIISIHT g?gi?gL 0&22112 NFL RET 31 00000 291? SHORESI 1 ?951 ?8105 000?011220 505,090.5300 227,779.72 50.9320 021,005.70 90,000.00 10,000.0000 HES 00 02703/09 10,300.70 121.0950 12,109.50 1,000.00 70,000.0000 00 00705100 60,101.90 100.1350 75,090.50 9,552.00 275.905.3900 105,517.30 79.0100 217,002.05 72,075.07 000,000.0000 signage 210,012.00 71.0000 204,000.00 ?05,300.00 00,000,0000 00 10203701 32,537.00 110.1050 00,000.00 13,920.00 110.000.0000 00 07101700 00,200.00 111.2300 122,359.00 30,071.00 115,000.0000 117,007.55 109.4090 125,912.35 0,220.00 25,000.0000 23,005.75 107.2000 20,002.00 3,190.25 100,000.0000 00 02200210 130,000.90 101.0350 102,209.00 3,002.00 110.000.0000 0?g?3?5g??glgg 30917702 13.00 0.2500 325.00 112.00 270,000.0000 27.00 0.2000 075.00 000.00 09,000.0300 ?Egna? 35011/25?06 70,202.00 90.9100 00,000.00 10,003.00 RUN 001 . ROZELLE up; 5000 00020012 00 000 00 0100 YEAR i? FERALL 030 ?36 ?20: ?319; f?g??g 0005011220 05,000.0000 ??312207 0 207.50 23.2500 15,112.50 0,025.00 70,000.0000 ??guag 7.00 0.2500 125.00 160.00 151,000.2200 000 0,050.00 32.7530 09,070.75 41,410.72 007,730.7150 220,117.04 52.9100 302,702.30 110,020.72 032,593.7250 221,005.05 50.5010 319,719.19 90,115.30 40.909-9090 00 03210710 39,930.00 09.5210 39,000.00 127.00? 121,137.5200 90,907.47 97.9710 110,079.00 19,092.17 200,000.0000 {ggig?zoaa 33312221200 100,000.00 09.5000 210,000.00 110,000.00 00,000.0000 0??0172010 00 05220709 59,057.00 112.0050 07,239.00 7,301.20 110.000.0000 00 03230/00 09,933.00 102.1000 112,310.00 22,305.00 211.909.0100 33-111g51g? 90,770.10 65.0300 130,095.72 01,921.02 00,000.0000 930%Egg co g?32g334 70,203.20 102.9020 02,305.00 0,102.00 10,000.0000 9,509.70 99.2200 9,922.00 012.90 THE BANK OF NEW YORK MELLON 5589 SCHEBULE DF INVESTMENTS AT END BF 31 2910 RUN HATE: P085 17 0025112 HFL 057 "llan 22611 000905115 SHAREW 000051 0025011200 Mg 00102 55000179 02500197100 ?051 _ggLQ? 0010/1055 10.000.0000 9001510 0050 21501010 can 11,705.90 122.0700 12,207.60 021.70 0. 2502 10/15/2010 00 10/21/00 161.000.0000 05062 000/ 500 005T50 TR 0T0 110,326.95 90.5190 156,615.59 00,200.60 6. 6252 06/15/2035 00 12/15/05 00,000.0000 951000200 1091 FIN :0 01000139,960.02 107.7230 02,009.20 3,125.10 6125/ 10/06/2016 00 10/06/06 32,000.0000 021000215 20119100 31,905.70 102.0090 32,763.60 039.90 5.7502 01/20/2020 00? 10/30/09 195,332.0150 00506 010 TR 07~0 :11 77,361.37 56.5910 - -110,500.57' 33,179.20 000 RT 01/25/2057 00 03/25/07 70,000.0000 0650 21520120 009 Inc DFBN 124-7500 87,329.23 15,557.50 0. 6252 01/15/2019 00 01/16/09 60,000.0000 05900100 60000 100 SR 0500 07 55,121.60 112.3600 07,016.00 10,290.00 7. 6250 06/01/2016 00 12/01/06 10,000.0000 05950100 00000 10052 5500 HT 10,909.70 109.2070 10,920.70 25.00- 7.2502 06/01/2012 00 12/01/06 150,000.0000 210 11010 FIN 050 LTD 007 131,270.00 112.5570 160,035.50 37,561.50 6.5002 07/15/2010 00 06/27/00 20,000.0000 000205 IHC SR 19,909.60 113.7550 22,751.00 2,761.00 6. 600/ 00/15/2010 00 00/06/06 . 125,000.0000 KONINKLIJKE 090 09 129,511.25 120.1530 155,166.25 25,655.00 0.3752 10/01/2030 00 10/00/00 167,390.6900 5000 I TR 2006- 7 070 000 CL A 20,030.09 10.0060 23,579.70 2,701.29 960 RT 07/25/2036 00 06/50/06 50,060.6500 5000110 05?7 096 020010,599.96 65.5390 03,106.30 10,506.02 000 01 00/25/2030 00 09/30/05 RUN 007E: 5 5500 scusnuns or 10025705075 AT 200 0F 9100 7560 .9002: 16 110 31 00005 2010 011020 0020110 NFL RET 000905175 . 556055/ 00005? 0002011250 303 TV 0 107 905; 93102 90105 "5313/1955 100,000.0000 500107 0091101 100.0000 105,600.00 19,600.00 03752 03/15/2012 00 05/10/02 290.065.6000 STRUCTUREH 00J 07 05 15 CL 161 106,323.06 66.7020 190,552.26 10,209.20 900 07 07/25/2035 00 06/01/05 600.530.0200 STRUCTURED 055575 07 000 000 190,756.56 53.2000 501,330.33 106,595.79 VAR RT 09/25/2037 00 00/31/07 70,000.0000 50070057 000 0111 010 TR 9F0 39,203.00 02.3010 57,610.70 10,367.30 900 RT 12/15/2036 00 12/06/06 110,000.0000 171110 c00 010 30 0192,706.50 102.0090 112,627.90 19,001.00 5. 250/ 10/01/2015 00 09/20/05 15,000.0000 7105 000050 20110,190.30 120.0010 10,066.15 3,075.05 0. 375/ 07/15/2035 00 01/15/90 150,000.0000 7155 000020 00015 120.0100 106,027.00 25,096.70 0 7502 02/16/2019 00 11/10/00 50,000.0000 TIME 000550 50012 1000 55,636.20 121.0090 60,500.50 0,060.30 0.2502 00/01/2019 00 03/20/09 00,000.0000 TIHE HARNER CABLE INC 30,052.00 100.9010 01,960.00 3,100.00 6.7582?0 /15/2039 00 06/29/09 110.000.0000 100901503 005 INC 005 0050 50,372.60 90.0360 100,279.60 09,909.00 702 RT 03/15/2037 00 05/12/07 170.000.0000 T960 1515000710001 FINANCE 50 172,235.50 107.7030 103,163.10 10,927.60 6. 375/ 10/15/2011 00 10/26/01 305,000.0000 TYCO INTL 500000 320,596.70 110.5120 301,266.00 56,669.70 6. 0002 11/15/2013 h00 70,000.0000 00100 90: 0029 50 NT 70,509.90 107.7700 75,039.00 5,009.10 5.5752 05/01/2010 00 05/00/00 . THEBANKOFNEWYORKMEMDN RUN BATE: 5508 SCHEDULE AT END BF PLAN YEAR 1 RCH 2010 Hila?s 0180011/0212 0022110 001 .0. 20011 canvaszm 01 000021 0002 1 0 lhREf?E- I ll}! cns'f EQIQE 25105 05,000.0000 7010 0y?kss0s 110 0100 70,010.13 103.0550 00,971.30 10,957.17 n2 11/21/2030 00 11/21/00 00,000.0000 7001200 00000010011005 INC 01 30,075.70 105.0070 00,002.10 0,200.00 0.9502 00/01/2039 00 11/00/00 75 000.0000 9201200 010001 0000 01 050.25 115.2020 00 901.50 a 072.25 7.5752 09/01/2012 00m 00/20/02 100,000.0000 0201200 ?00 7000 100 000 $000105,001.00 100.0050 170,210.00 10,330.00 6.8752 0430171912 DD 215,500.0700 0000 00010000 0050 TH 000 1010 00,015.70 70.0270 100,910.00 103,000.29 000 01- 07/25/20 05 00 07/15/05 1 1 272,055.0000 0000 H10 2005-0010 01 104193.000.20 07.4070 237,700.02 00,300.02 000 01 09/25/2015 00 07/01/05 072 000.0000 0000 2007~000 1010 179 933.00 20.2950 100 255.00 10 322.10 000'01 07/20/2047 00 00/01/07 330,000.0000 00000010 007 TR 111 01350 F110 110,000.00 00.7500 279,075.00 100,075.00 000 RT 03/15/2002 00 02/01/00 273,359.0300 0000 010 0/1 07?0100151.501.90 00.0050 221,325.10 09,703.15 000 RT 00/25/2030 00 03/01/07 170,000.0000 0051s 0001 100 DEL 500171,103.20 110.0010 100,101.70 17,170.50 0.5757 11/15/2012 00 11/20/02 10,000.0000 001100101 100 0,000.70 107.3070 10,736.70 1,336.00 5.0752 00/15/2017 00 00/00/07 00,000.0000 001100101 INC 00,021.00 113.3990 05,559.00 5,310.00 7.0002 02/15/2010 00 02/05/09 100,000.0000 HELLS F1000 000 010 007 sacs 07,500.00 91.0800 91,600.00 20,100.00 5.9507 12/15/2050 00 12/05/00 RUN 0012. 20 5500 30000012 or 10000102010 01 ?00 00 0100 7000 0002:43" ?3 ;?kT0001 3301 RDZELLE 001 021 00000 2010 011022 150011 MoanPnE 110 000225/ 010221 0005011220 210, 000. 0000 HELLs FARBB CAP xv 153,300.00 112.0000 235,200.00 01,900.00 002 01 12/31/0009 00 09/10/00 30,000.0000 01111000 cos INC 000 020 0 30,020.00 109.0700 41,753.00 11,733.00 7. 5002 01/15/2031 00 01/17/119.90 112.1820 50 330.00 10 21 .05 52?6?? 0000 ?1??92335;15;2931 00 00/13/01 52,000.0000 01111003 005 100/102 00,100.00 117.7020 01,225.00 13,125.00 7.0757: 00/01/2021 00 00/21/01 0,000.0000 01111030 005 INC 01 7,200.00 121.0000 9,700.72 2,000.72 3120 03/15/2032 00 03/15/03 20,000.0000 210 202001 IN 0 20,900.00 112.0300 22,000.00 1,000.00 7. 5003 04/15/2012 00 00/23/02 0 000.0000 x10 000 INC 30 01100 095.00 115.0150 190 205.50 27 310.50 1? 10.50:? 12/15/2010 00 00/07/00 10101 000000012 0201 10310005013 11,051,007.73 10.509.030.00 3,097,700.71 3.0000 0157 0100 .cx?h 100 1000 597.27 702.2500 2,200.15 1,009.00 0F 7. 000 0101100 7,000.0000 GENERAL 0108 0002 020 SR 071 10,700.00 0.5000 03,122.00 00,320.00 0 03/00/2032 10101 000000015 51000 900020020 19,391.27 05,000.75 00,015.00 1r THE BANK OF NEW YORK MELLON RUN DATE: 23-JUN-1 5530 SCHEDULE INVESTHERTSU AT END 0? PLAN YEAR 2 NFL 31 ?ll?aE BERT SELLJPETE ROZELLE NFL REY sum 040027 0002411220 94102 BESCRIPTIDN 22105 .j?Lj?g _?glug;g?? 000003072 570:2 000903 15,500.0000 ASSUREB 00000077 110 505 240,432.05 21.9790 342,292.50 95,050.55 20,750.0000 4213 0001101 01005 170 $03 040,025.00 31.2500 090,725.00 250,700.00 20,900.0000 000950 INBUSTRIES 7L0 747,353-99 47.9400 1,305,405.00 430,112.01 00 500.0000 714051002 Raxusuaauca 943 009.32 . . . 1101120 599 11 4400 1,015,354 00 52,205 as 22,100.0000 020001170 110'000 :09 595 709,907.03 44.1200 '1,019,252.00 229,404.17 13,200.0000 PUBLIC 1101720 182,100.00 34.0700 440,204.00 270,124.00 9,700.0000 7509901007 0000? LTB 93,271.70 20.4200 190,074.00 104,002.30 20,500.0000 832099 1000979155 170 395 204,715.00 19.0300 559,455.00 274,740.00 3,100.0000 Eggfueang 91099 170 0290000 192,417.00 79.7200 247,132.00 54,715.00 24,200.0000 {131:339 000220017225 91000 099,490.12 37.0000 097,534-00 197,927.00 11,300.0000 402 1191720 599 454,520.00 52.3000 590,990.00 134,470.00 37,400.0000 92470227020 170 414,010.00 15.0500 093,154.00 179,144.00 15 100.0000 20011209 1012004710941 04 240 434.05 14.3400 240 041.20 20 5 . - 090L123 92 85 3 24,900.0000 20012 0029020710? 0032 590,410.42 41.0200 1,041,310.00 . 442,707.50 85 . 1 - - 5500 SCHEDULE INVESTMENYS AT END IF PLAN BUR ?g PAgg: JUN an mum 31 04900 2010 1411020 SERT ROZELLE NFL 002% MLL con? BSIT gag 20,400.0000 13,100.0000 1,000.0000 9,025.0000 0,260.0000 21,450.0000 45,010.0000 36,000.0000 30,700.0000 15,300.0000 8,170.0000 3,625.0000 12,000.0000 12,905.0000 7,080.0000 5,300.0000 23,100.0000 724030c20u 110 200 uns 00 593 HER c022 200020100129 9 010020 0 0 9721922 1219002 170 000 170 spunsuaan 000 000 INC ?3 1209001001 4070207 0000 CL 0 NEH 409207 INC IRS AIR PRDBUCTS 0 CHEHICALS INC INC ALIEN TECHNOLOGY 1H8 00H IHCIUHITEB STATES N47 RES INC EOST 1,296,439.33 123,133.00 131,000.00 150,410.42 250,249.14 454,473.49 549,907.02 907,200.00 309,401.19 303,394.59 253,050.97 308,683.75 720,000.00 499,731.51 253,979.00 300,957.04 101,495.00 943,040.41 86.3895 16.2809 330.3803 22.9959 04.3200 23.8630 11.0800 25.8409 16.8306 19.5500 70.63?0 73.9500 54.3?09 19.3409 65.3280 32.3109 49.39?? 000121 213,260.00 235,440.00 207,404.75 345,003.20 460,400.00 401,910.00 419,121.98 300,579.00 305,407.50 009,103.75 946,500.00 705,994.45 397,437.00 ?62,465.60 171,243.00 445,002.02 09,735.00 103,752.00 51,074.13 127,034.04 13,794.55 04,997.02- 23,040.00 2,715.59- 111,750.53 300,495.00 220,500.00 205,242.94 143,450.00 93,500.54 09,740.00 109,410.39 THE BANK OF NEW YORK MELLON RUN DATE: 5590 SCBEBULE OF INVESTEENTS #7 END OF PLRH Z3 1 6001110 31 01220 2010 211022 071 221 5060267 012221 0022611220 1:961 2612: M8 .s. 0,736.0000 111206 6000 176,039.00 26.3000 236,660.50 50,621.62 16,670.0000 6020160 00011 520 02 cu 030,022.60 50.3600 920,770.00 00,757.36 7,620.0000 gg?nxcau 1711100 26611 co ct 6 203,132.60 36.6700 206,015.00 05,202.72 16,220.0000 10221060 020 576 01003 100 can 202,266.22 10.5600 301,367.60 60,101.30 7,200.0000 60020 100 356,663.00 60.0300 030,033.60 74,239.61 10,166.0000 60606200 021201200 0029 396,133.56 72.0300 701,006.30 365,712.63 17,000.0000 600 0029 can 693,960.00 62.7100 726,070.00 32,130.00 11,070.0000 INC 1,256,022.60 235.0000 2,601,650.00 1,307,627.16 73,160.0000 -1021120 061501016 INC 706,013.76 13,0600' 006,060.52 100,235.77 16,190.0000 eggn 1622 Inc 316,213.63 17.5700 204,060.30 31,755.33- 11,330.0000 ancs1001 100 176,120.66 20.1500 310,939.60 100,010.00 65,460.0000 007 7200001007 600 10: 00-006 260,217.26 6.6100 200,500.40 20,373.16 '31,600.0000 60001 02100200 100 000 275,117.66 13.6600 032,700.60 157,631.16 6,300.0000 610201020170 INC 000 106,773.25 36.6600 150,670.60 20,102.05- 10,700.0000 1000 02006 IHC 000 511,023.62 31.0700 667,239.00 155,015.30 6,200.0000 626 61 70,276.00 22.2660 130,173.20 33,007.20 9,200.0000 062.670 010 300050020 600 176,637.60 22.5290 207,266.00 30,020.20 6,600.0000 BASF 52 600030060 100 201,200.20 62.2290 010,711.60 209,631.20 6500 SCHEDULE 07 IHUESTHENTS 67 200 02 0160 7212 =1 0011110 - 31 HARCB 2010 E11022 527 021170272 RBZELLE 071 221 00611 c0020617? 5220 23:6: 060627 0022011220 21,100.0000 07 PLC 000,109.99 57.0700 1,206,177.00 350,067.01 65,072.0000 BANK 02 6062166 0027 551,339.06 17.6500 1,177,600.20 626,260.72 36,700.0000 BANK 07 700 020265 INC can 1,090,263.16 33.1900 1,256,203,00 166,030.60 11,100.0000 0602 07 260 7000 001100 202077 321,256.20 30.0000 362,760.00 21,511.00 17,970.0000 Eg?cnn 0007100 302017 100 200,610.30 10.1300 301,766.10 103,107.00 7,530.0000 030 0670 0 167000 100 291,647.00 63.7600 320,512.00 37,065.72 13,700.0000 007 01111100 110 611,020.00 00.3200 1,100,306.00 009,366.00 13,000.0000 010 060 1100 102 01 6 909,620.00 103.5200 1,620,576.00 519,150.00 33,000.0000 01050210 IHC 255,900.52 7.9900 271,100.60 215,232.00 6,270.0000 100 can 603,373.20 217.7600 929,666.20 326,606.06 11,640.0000 0102 0061 576 INC con new 226,261.52 31.0600 356,097.60 120,036.00 13,000.0000 002100 007102 535,212.02 72.6100 1,000,270.00 076,066.90 6,300.0000 0000200060 100 209,629.55 30.1000 202,061.20 32,631.63 36,000.0000 000700 2020 200,300.00 7.2200 262,000.00 26,572.00- 20,200.0000 0213101-07225 500100 c0 530,060.00 26.7000 606,100.00 115,676.00 6,700.0000 700 01c 300,200.00 60.9000 061,630.00 153,030.00 20,610.0000 00000000 0022 626,302.30 33.2000 017,052.00 290,709.61 7,600.0000 06521 HBHT INC :1 6 103,350.00 25.0200 100,650.00 07,300.00 THE BANK OF NEW YORK MELLON RUN 0075: 20~000910 0000: 5500 50000015 07 1 055700075 07 200 05 0109 9200 25 2022112 NFL RET 5 281? 020011 000900112 I ET 13.511 900 90102 52500777 0050010110? 0951 0 cs _9010? 0010/ngs 22,730.0000 333020 00070007100 232,795.09 10.0500 332,990.50 100,201.01 32,200.0000 000 0009 123,007.99 13.9000 000,000.00 025,220.01 35,700.0000 01000 0009 000 005,035.55 00.5000 1,305,900.00 000,072.05 15,110.0000 000 075 1071 INC 303,500.50 21.0000 517,310.00 13,709.00 21,570.0000 000 CAREHARK c009 590,002.00 10.5000 700,599.20 190,110.52 20,100.0000 00 INC 355,500.99, 23.0700 ..- . 071,707.00 117,700.01 30,220.0000 30012015100 07 002 CL 0 can 393,520-10 20.1000 020,070.00 032,502.00 00,000.0000 000 0190 1010200710001 100 302,130.23 7.3500 320,910.00 55,212.20" 25,300.0000 0002000 1072200710001 0020 002,505.00 02.0000 1,007,700.00 005,201.70 13,025.0000 00000100 NATL 29 00 can 093,000.20 00.5900 020,550.75 502,552.50 0,100.0000 cananxan 007 025 L70 150,090.00 70.0000 003,500.00 105,000.00 11,975.0000 00000100 900 09 LTD 000 350,019.25 50.2000 079,070.00 310,050.75 10,550.0000 01000 100 190,005.50 30.1500 910,002.50 119,037.00 20,050.0000 000575 000 570050 100 795,207.25 51.0000 090,300.00 90,122.75 11,100.0000 00701707 020170 502071005 100 220,002-01 01.0000 059,310.00 239,315.99 10,970.0000 00722911100 100 770,990.50 02.0500 900,000.50 101,009.92 0,020.0000 000020 0009 . 530,100.93 00.9000 579,222.00 01,001.07 RUN 5500 00020012 07 10020795075 07 500 07 9100 7200 20 ?7G?Ek?7g272 0025115 NFL 007 31 00000 2010 1025 22011 000205170 0000292 000057 ?0902011200 0?20013710g ?051 33102 00102 17,070.0000 0020200107 573 Inc 009 200,009.05 22.1200 377,500.00 92,770.75 12,070.0000 0022520002 0007007 0702) 250,150.01 27.0000 307,030.20 01,279.59 10,000.0000 CHEVRON 0009 1,020,772.01 75.0300 1,100,199700 131,020.99 2,070.0000 20100710 02x1000 00101 INC 01 203,310.00 112.0700 525,302.90 90,000.22 70,320.0000 01500 9757205 INC 1,750,190.29 20.0300 1,930,509.00 170,359.51 0,310.0000 0177 00710001 0009/00 232,031.05 53.9700 252,010.70 179.07 2,010.0000 anaox 00 000 151,030.00 00.1000 107,005.00 15,570.00 15,010.0000 concu 100 can 070,022.59 39.5200 020,011.20 100,100.01 0,190.0000 00195700 100 000 193,730.75 02.0000 201,175.00 7,000.27 0,900-0000 0010072 901001102 to 527,235.22 05.2000 750,310.00 231,570.70 15,700.0000 2011207195 000005 100 000 310,552.09 22.7000 311,530.00 0,010.09~ 5,115.0000 COHNUNITY HEALTH 5957205 100 70,000.00 30.9300 100,090.95 110,002.07 15,290.0000 000000007 070 100 000 290,529.00 21.3500 020,001.50 27,911.00 23,000.0000 900,000.00 51.1700 1,170,910.00 270,210.00 17,000.0000 000902 7102 0 0000 00 190,000.30 19.0200 339,507.00 105,000.00 0,050.0000 0000002 INC 100,001.50 01.3900 _200,029.50 100,520.00 53.770.0000 0007 INC 201,910.59 5.9500 200,901.50 00,907.01? 9,a05.0000 0002 100 007,705.50 70.2200 091,015.90 203,570.32 THE BANK OF NEW YORK MELLON RUN DATE: 5500 DF INVESTMENTS AT END OF YEAR PAGE: 27 51 MARCH 2919 :1 ERT BELLIPETE RDZELLE RET IERALL CDHPOSITE 9949567 912927 9992911229 ?52 "21% ?gmgw 511,51 mg; 17413171953 41.429.9999 c9999 INC 999 327,226.72 6.7699 363,667.69 36,449.99 7,439.9999 ?3399 HBLDIHGS INC 192,953.61 26.9699 299,312.99 9,259.19 15,399.9999 cuaxsr 99193122971c119 19c 316,369.12 22.6499 346,299.69 39,539.49 13,429.9999 9999199 199 539,936.42 61.9999 931,369.99 391,332.39 17,429.9999 99999399992 9999 921 can 257,999.29 17.6699 397,637.29 49,647.99 9,999.9999 972 292997 ca can 271,459.99 44.6999 437,999.99 166,629.91 19,649.9999 959 INC 91 9 292,293.53 623.6399 271,639.29 19,644.33- 39,249.9999 9191169 1971 INC 329,766.76 9.9699 351,399.49 22,923.62 11,999.9999 99292 2 c9 361,569.99 69.4699 694,969.99 292,499.91 34,399.9999 9212 199 493,575.79 15.9299 515,196.99 111,619.21 13.999.9999 9299M 292999 CORP 797,696-99 64.4399 995,577.99' 197,699.91 3,669.9999 99999 199 951 999 193,219.96 65.2999 239,632.99 56,421.14 7,199.9999 911929 919 599999999 992 new 317,725.99 67.4599 479,699.99 161,179.99 6,729.9999 3391791 2179 TR INC 293,241.99 54.2999 364,224.99 119,992.92 16,979.9999 919925 199 363,643.99 22.4999 494,769.99 41,124.15 29,999.9999 913927 9611 99 can 542,993.99 34.9199 1,943,999.99 599,925.91 3,919.9999 991169 7922 INC 139,769.75 - 59.2299 179,436.69 43,646.95 33,499.9999 999 29291291 263,953.76 29.5799 997,639.99 793,794.24 =1 GCALLID 6599 99929912 97 299 or 9199 9219 299 BAT??aggiJUN'ig :91 921179272 9922112 NFL 927 722111 999995179 9999297 966237 9922111229 EESSE. 9,169.9999 ggH999929 5949912 192 329,635.22 35.1799 322,157.29 7.479.924 .1s,939.9999 BRESS 9499 INC 999 169,979.71 26.1439 361,357.69 191,596.99 26,229.9999 3559929 99999 INC 773,371.19 31.4299 924,775.99 51,493.61 21,999.9999 E1 99 9991 92 HEHOURS 9 99 499,924.99 37.2499 915,566.99 326,529.91 9,999.9999 exec nzsnuncss 199 166,742.94 13.3999 161,594.49 15,251.46 19,999.9999 26799 9999 491,773.99 75.7799 925,993.99 424,119.91 16,969.9999 29119973 9999 267,995.54 19.9999 337,164.99 69,394.26 37,799.9999 21291999129 FOR 1969199 INC 369,469.99 11.6399 439,451.99 66,991.99 17,999.9999 29299297 319591971995 199 can 269,772.99 16.7999 399,541.99 39,769.19 25,919.9999 EHULEK 9999 NEH 394,676.99 13.2999 339,772.39 34,196.99 14,599.9999 Eg?asvs 259,679.96 24.6699 357,679.99 196,991.94 19,169.9999 EVERCDRE 24979299 INC .3337794-33 39.9999 394,999.99 25,694.33- 7,629.9999 6999222 9921919 199 429,996.94 191.7699 779,411.29 349,515.16 19,499.9999 '22399 99911 9929 1,399,779.97 66.9699 1,299,412.99 31,359.97- 6,4?,3050 INC 316,672.39 3933290 319543.90 65,024.30" 7,199.9999 75 INC 999 169,429.99 61.6399 442,693.49 292,962.41 2,929.9999 719916 62191992 54 33,927.99 21.9999 44,197.69 11,179.69 QFL 8ERT RDZELLE NFL CBHPOSITE THE BANK OF NEW YORK MELLON 5500 SCHEDULE 0F INVESTHERTS AT OF PLAN YEAR 3] 3018 RUN PA 7 FL GCALLIE 000127 0025011220 33.1% 0 110,930.0000 FIFTH 10100 0000020 1,000,005.52 15.5000 1,590,050.00 077,005.20 20,000.0000 710190 LINE 209,000.19 10.3500 430,005.00 220,920.01 7,050.0000 FussXL 100 000 230,190.05 37.7000 200,007.00 35,000.05 7,200.0000 7222700790000000 009020 0 0010 595,390.03 05.5000 000,029.00 59,005.17 15,000.0000 {?51 070 501 01021000 0 21119 510,005.95 31.9000 091,070.00 10,709.93- 39,300,0000 01 00100 1070 . 190,055.00 5.2500 205,095.90 9,200.22 10,010.0000 33% CBHHERCE I?c 251,351.00 27.7200 200,500.20 57,213.70 00,100.0000 01507210 to 000,270.99 18.2000 1,205,020.00 534,709.01 20,100.0000 011000 scl?nces'xnc 927,009.12 05.0700 913,907.00 13,102.12- 0.170.0000 00L0000 50005 00009 1002702 010,050.07 170.0500 1,052,707.10 202,120.05 3,320.0000 000012 INC 1,251,170.45 507.1200 1,002,033.00 031,059.95 2,050.0000 00010050 0 100 can 255,535.55 100.1200 500,102.00 52,000.05 0,070.0000 070 000050 00007205 100 250,011.02 90.0700 052,302.90 195,771:00 5,125.0000 002200111 0 00 INC 255,015.03 02.0900 250,507.07 752.00 ?15,200.0000 002909 INC 370,325.10 00.9000 022,950.00 200,031.70 0,700.0000 90500027105 0027 0095 con 097,000.50 57.1500. 097,205.00 100.50 05,000.0000 00111002100 00 702,592.00 30.1300 995,095.20 252,902.50 5500 00020005 or 10020100019 01 ?00 02 0100 9000 RUN 51 00900 2010 011022 ERT 021170272 2022112 071 227 0500LL 000905172 5002592 000227 0020011250 Egg 05105 02 10 2319: 00102 00155303; 20,700.0000 0000952 105 02007 INC can 927,070.02 05.0100 1,251,007.00 525,730.90 29,010.0000 100 091,001.93 20.0700 710,072.70 27,010.77 5,500.0000 000000 1010000710001 100057215 100,010.25 00.7000 251,070.00 07,000.17 19,500.0000 00079000 710000101 92001025 02 190,090.20 20.0200 500,500.00 550,015.72 00,000.0000 00201100 ?1005 IHC 212,907.29 7.3700 295,202.20 02,270.91 10,920.0000 02011090070-0007 000 NEH 320,799.55 10.7000 310,000.00 12,395.55- 19,530.0000 020071000 0190253 100 can 200,000.00 10.5000 522,205-00 53,570.50 59,900.0000 00007 JACK 0 05002 INC can 977,500.00 20.0000 1,001,190.00 001,020.00 20,000.0000 ca 000,050.01 55.1000 1,090,890.00 059,055.99 25,100.0000 0008 00707 In: 591,555.99 02.5900 011,905.00 220,029.01 17,000.0000 00000 00700 00 LTD 917,120.00 55.2900 021,100.00 205,900.00 4,000.0000 0039100 INC 250,007.55 50.0500 252,059.00 1,400.55- 20,320.0000 100 000 Inc 1,020,109.92 39.0500 97s;020;00 00,500.92- 17,200.0000 1020100002 0000 con 950,770.79 00.0100 1,002,172.00 01,597.21 21,520.0000 1090x 100000700125 IRC 000 259,500.90 17.0000 500,777.00 125,000.02 27,270.0000 Inc-con 000 0.0001 319,119.00 11.0500 301,335.50 12,700.10? 15,200.0000 105110900? 700000100125 10: 230,555.00 20.0100 005,550.00 107,102.00 02,500.0000 INTEL 0007 731,520.00 22.2900 907,325.00 215,990.32 0,510.0000 107220007100010122000002 100 590,029.25 112.1000 730,291.00 139,002.55 THE BANK OF NEW YORK MELLON RUR 0015: 38 5500 50020012 0? 10025102010 07 ?00 0F 0100 0200 20 02: 31 0022112 "Ft 221 51 naacu 2010 . :6 $172 Es, $951 f?gi?? Eggi?ki?gg 11,700.0000 nusquss 1,133,611.01 120.2500 1,500,525.00 300,911.99 2,200.0000 101017105 SURGICAL 1H0 303,909.12 300.1300 705,000.00 001,070.00 10,000.0000 10000000 0000 302,220.05 20.5000 290,070.00 11,309.05- 17,950.0000 100251000 0000007 INC 231,950.72 15.2000 230,000.00 0,901.20 00,030.0000 100 02000751001 0020 con 330,000.03 0.0200 310,905.00 17,000.03? 10,750.0000 1200 100 00 can 279,120.19 27.0000 200,550.00 15,029.01 5,150.0000 0 0020-00000 1H8 .222,397.09 . 00.9000 . 230,005.00 . 13,007.91 0,100.0000 J00 00010022 00000 INC 209,217.00 27.0200 293,102.00 03,900.32 59,310.0000 10000000 a 00 2,200,501.05 00.7500 2,250,122.50 007,021.07 7,900.0000 510003 100 100,510.00 01.0000 331,202.00 102,125.10 12,300.0000 0000500 2 4000000 070,030.00 05.2000 001,900.00 127,929.30 0,100.0000 K10 720000 0000 213,000.00 30.9250 253,272.75 09,055.00 21,300.0000 0270000 107,030.09 7.7500. 105,075.00 2,555.00- 0,000.0000 ?1007 0000 127,071.99 33.1500, 103,120.00 55,200.01 5,020.0000 0009205 01003 100 can 103,709.07 20.3200 159,150.00 20,010.07- 12,000.0000 120 0020 191,059.05 20.3000 250,750.00 60,090.55 30,050.0000 100 0000 CORP can 947,981-55 37.3200 1,300,602.00 552,020.05 5,010.0000 100005120 001007'0002 can 227,309.26 50.0000 300,705.60 03,010.30 5500 00020002 or 01 000 00 0100 7000 FL 0001110 31 0020 0101025 20: 021170010 0022112 001 257 0000LL 000000170 .1000. - . 000.1 "0210011 0,900.0000 20722 100020 cos INC CL 0 125,257.09 00.0700 323,052.00 197,700.71 7,070.0000 1202 0000 503,570.22 79.0500 020,020.50 00,010.20 25,600.0000 1071 INC 00H 077,570.00 00.3200 1,130,592.00 057,210.00 13,010.0000 E?gcotg ?01 0005 0000 290,350.17 25.3000 559,273.00 00,922.03 19,000.0000 LINCOLN 00110001 0000 505,072.01 30.7000 607,000.00 101,907.30 7,700.0000 1100507 0027 321,010.02 01.0100 310,057.00 2,759.02- 13,010.0000 1200001007 0020 000 390,715.07 20.2500 367,532.50 27,103.37~ 30,930.0000 0022's 005 INC 700,075.31 20.2000 095,103.20 100,700.00 0,130.0000 107210 IRES 100 000 300,070.10 79.1500 320,009.50 20,013.00 9,500.0000 HTS 575-0000 211,007.00 29.0300 275,705.00 50,117.00 29,900.0000 070 02000 100702100002 000,009.30 10.3100 007,000.00 0,300.33- 00,700.0000 512020 000020 170 900,015.30 00.0000 1,900,100.00 1,002,100.70 0,310.0000 000007700 assess INC can 155,750.10 25.0000 100,770.00 5,010.00 12,050.0000 00090020 INC 010 702,992.91 57.1200 711,100.00 0,151.09 0,000.0000 00001102 FINL 0000 can 07,200.00 10.6000 110,100.00 50,000.00 10,000.0000 0021200 100 can 021,017.79 00.0300 1,121,112.00 290,090.21 10,000.0000 00000010'5 0009 920,000.27 00.7200 1,120,090.00 190,011.71 7,520.0000 00225000 0000 007,710.20 05.7200 090,210.00 25,090.12 ?pw THE BANK OF NEW YORK MELLON RUN 28-JUN-10 5500 SCHEBULE 0F INVESTHENTS 0T ENU OF 33 00!.an 31 Hanan 2010 . "101215 EERTB 11025sz NFL cunposIrE . macs! Ms): W0 nm 5.510 PR 10.290.0000 Jmmson RBTRITION can 505,363.29 52.0500 561,503.70 75,539.91 15.010.0000 IHC cnu 331,678.00 21.0000 515,210.00 16,468.46? 403.0000 55mm. 0:25 110: can 0.00 0.0000 0.00 0.00 12,200.0000 00120 172,039.69 25.1500 321,001.00 140,151.91 21,900.0000 HERCK a co IHC 203,100.17 32.3500 799,290.00 51,109.05 10,050;0000 HETLIFE mt: c021 329,025.59 53.3500 - 626,263.00 297,236.51 31,350.0000 ??mpcs Gunmmca?rmns INC 023,190.73 7.0000 225,590.00 29,000.0000 HICROS mt: 005 755,501.16 32.0900 930,122.00 220,220.85 550.0000 510m swam? m: 0.50 0.0100 0.40 0.00 HTS 10 911R cox 06/201200? 3,050.0000 g??msm?acv Inc cL A 261,999.10 55.0200 55,520.32 31,000.0000 mam?: mammum IRE can 292,151.15 10.5900 521,070.00 29,310.05 6,020.0000 c009 301,251.67 . 57.5900 392,763.00 91,512.13 5,470.0000 cu 537,557.02 91.5200 062,007.50 25,509.02- 5000101 51001159 553,175.20 29.2900 550,510.00 0.050.20- 30,500.0000 Raw 1m: 569,193.80 07.9000 2,563,390.00 090,190.20 12,091.0000 HALCO 1:0 173,550.30 25.3300 290,195.03 120,029.05 RUN BATE: 5500 SCHEBULE 0F RT BF PLAN PAGE: 3 IFL 86% 31 EARCH 2010 #11025 SELLIPETE "Ft RET I EU . UHREALIZEB 5.0500315200312305 PRICE Mm was 191230.0000 CINEHEDIR IRE 80H 17-2600 332,732.80 70,662.60 00R REPSTB REG 499,169.50 51.3640 756,730.00 257,564.50 13,110.0000 INC 104,076.63 26.1000 316,071.00 131,996.37 11,800.0000 Egal??lc INC 162,651.60 29.4500 308,051.20 18,020.0000 99 CENTS STDRES 132,799.32 16.3000 300,266.00 117,406.68 OVJ 452,556.99 15.5000 576,534.00 3,600.0000 NURBSOH CORP 249,972.80 67.9200 204,512.00 5,060.80? 7,620.0000 INC 40.0500 $11,277.00 9,200.0000 nG 5?.1000 21,070.0000 ENTERPRISES INC BL A 39.1000 613,132.00 267,351.99 7,360.0000 1H0 45.2000 56,697.29 15,030.0000 PETRBLEUH CERF 916,274.89 04.5400 1,521,360.20 695,005.31 6,000.0000 BCEANEERIHG INC 223,220.01 63.4900 380,940.00 159,719.99 24,612.0000 0L0 REPUELIC 80R 266,301.85 12.6000 312,080.16 3,630.0000 BRYR IRS 102,537.29 50.2300 111,030.40 0,093.16 66,600.0000 FINL GROUP INC CDH 758,501.10 13.5000 599,100.00 THE BANK OF NEW YORK MELLON RUN IMTEE. 5596 SCHEDULE OF IRVESTHENTS 190T END OF YEAR M315: 35 RDZELLE NFL RET 31 HARCH 2010 1111025 .. 3538??ng ?65 $03311? 00390111011010 ?051 mg; ET 0251;553:195 0,090.0000 00003 0000100 000 can 155,230.00 25.0000 105,105.00 0,020.50 11,100.0000 0000 0009 . 020,202.00 02.0200 470,002.00 00,020.00 15,900.0000 out FIHARCIAL SERVICES 00000 517,005.02 59.1000 909,230.00 031,500.50 50,000.0000 9001010 3000000 0001? INC can 09,009.99 5.3100 5,300.0000 0000 0000 can 101,077.90 00.0900 03,119.00 12,300.0000 0090 00005 INTL INC 000 200,000.09 25.7100 310,233.00 00,100.51 10,090.0000? 0000000000 0009 can 231,001.33 I10.0000 :250,000.50 22,523.17 10,000.0000 0000001 1010000110000 0000 205,505.50 23.3100 000,900.00 59,002.00 57,000.0000 gsgt?ksuu ens INC 713,119.00 31.0500 1,140,050.00 055,731.00 9,300.0000 PEBASYSTEHS INC 9 2971859913 3?-0008 597,060-83 99,200.02 21,900.0000 00 000020 00 100 039,503.00 32.1700 700,523.00 200,090.00 30,300.0000 0090100 1,571,030.00 00.1000 2,000,000.00' 033,013.00 5 00,000.0000 901200 100 023,000.20 17.1500 ?51.170.00 123,325.70 2 05,070.0000 0100000 CO 302,073.00 7.0000 320,012.00 01,000.20? 10,000.0000 01001000100 INC 092,101.20 01.2000 000,000.00 95,902.72 7,300.0000 90L0000 INC 211,007.07 30.5000 220,052.20 13,009.73 5 33,030.0000 0019000 0009 232,552.10 10.2000 300,227.20 105,035.00 7,000.0000 001050 cusp 02 505001002010 IN 593,100.00 139.0500 020,029.00 202,003.00 - 5500 00020025 02 :0025100010 07 200 up 9100 0200 000 m0 010 31 HARCH 2010 011525 $0305 mnanLLE NFL 001 - saanasg EBEQE 0000011200 9,000.0000 90050 INTEGRATIOHS INC 293,309.03 01.2000 572,400.00 20,000.0000 0092 00100 00009 INC 901,000.00 50.9700 1,500,300.00 001,900.00 0,700.0000 0000720 0 000010 002100 317,900.25 05.2000 023,909.00 105,910.25 9,700.0000 ENTERPRISE 00009 205,059.01 29.5200 200,300.00 000.09 . 05,010.0000 00115 00000 INC 095,003.02 11.2500 905,302.50 09,099.00 20,000.0000 00010000 100 1,002,031.03 01.9000 1,110,053.00 70,222.17 12,000.0000 0005100 0000 392,303.00 03.2000 505,600.00 103,290.90 2,000.0000 3g ?3000 000 029010 000 101,020.00 00.9900 30,900.00 00970200 to 097,020.01 57.1200 3,022,000.00 325,021.99 7,310.0000 ggasuencn 900000000120005 Inc 113,102.09 20.0900 193,001.90 00,009.01 12,030,0000 050000000 00000 100 can 335,739.70 27.0700 320,050.10 7,001,000 0,070.0000 010 71010 0L0 1,295,295.70 230.7300 1,910,011.10 015,115.30 9,000.0000 000001 HALF 1012000110001 INC - 259,093.03 30.4300 200,002.00 20,000.07 0,390.0000 Ruck-1000 cu CL 0 202,050.01 05.5700 291,192.30 00,730.29 0,000.0000 0001 0009 201,079.70 37.1300 311,092.00 110,010.20 3,020.0000 59x 0000 200,901.02 00.3200 253,902.00 0,300.50 10,000.0000 SAFEHAV INC 375,930.00 20.0000 002,390.00 00,002.00 THE 0.0000. 00 0000 70ch MELLQN RUN DIXIE: 23-3]er 5598 SCHEDULE OF END OF PLAN YEAR E: 31 ZUID HIIEZE BELLIPETE RDZELLE NFL RET WERALL COMPUSITE gigfgii?g gecunxrv 00000197100 0001 "92:5; ?giia?f?gg 0,200.0000 ST JUDE 020 INC 000 190,909.75 01.0500 172,010.00 15,000.25 12,500.0000 INC 520,072.05 70.0500 930,501.00 011,900.35 5,030.0000 500000300 F0205 Iuc 202,911.02 53.0100 512,500.30 09,030.00 11,300.0000 SQHLUHBERGER L70 059,000.00 03.0000 717,090.00 250,092.00 90,290.0000 0000009 SCHHAB 903,705.00 10.0900 1,010,000.10 30,950.00 20,990.0000 SEATTLE GENETICS INC 000 130,001.73 11.9000 131,220.00 5,201.13- 21,250;0000 SEHTECH 0002- $01,500.09 17.0000** 0,070.01 0,000.0000 51000 0000100 0009 000,015.00 53.0000 320,100.00 10,290.00 0,050.0000 910001020 RANKINEH 7000 07 207,000.30 37.0500 220,152:50 10,712.10 0,030.0000 $101000 L000007ORIES Inc 100,510.02 07.0700 192,100.10 3,591.20 5,000.0000 910000 INC 000 200,515.25 00.2300 325,202.00 00,720.75 20,500.0000 512000 000700 073 100 can 702,100.59 09.0300 920,029.00 102,022.01 10,205.0000 300011009 INC 102,900.30 15.0000 100,150.00 57,227.00 23,500.0000 5009?00 INC 790,000.30 03.3000 1,010,090.00 220,003.70 0,500.0000 90009172 100 000 271,130.70 32.2100 275,503.00 0,373.02 12,710.0000 5000022105 INC 000 200,275.59 22.9500 291,090.50 03,010.91 70,700.0000 900700207 01020023 00 570,000.01 15.2200 1,010,502.00 055,097.99 25,020.0000 200007 00 (020) 920,005.92 00.7200 1,003,200.00 . 110,700.00 5500 90020ULE 00 100237000700 07 200 0? 0000 7200 Run IFL 0c0L01031 000002 011022 02270 HIPETE RDZELLE NFL 027 avanaLL 000005170 3000237 - ?00057 UNREALIZED 7 9.0.01 200.00 .40 1.9.0- 27,000.0000 Eggnrac INC 502,519.99 20.0000 759,000.00 217,000.01 12.100.0000 57075 STREET 0000 507,007.00 09.1000 500,190.00 50,527.00 13,660.0930 STERIS CORP EDH 308,596.65 33.6698 353,815.50 52,218.95 5,000.0000 571720 0000 273,535.10 53.7500 290,572.50 17,237.00 10,010.0000 STILLHATER 000 00 con 99,901.75 12.9000 192,253.00 92,252.05 20,050.0000 I00 332,751.37 19.0000 093,170.00 00,020.03 19,200.0000 500000 205007 INC NEH 020,032.00 52.5000 020,709.00 190,330.00 50,100.0000 50900100 ENERGY SERVICES INC 097,309.00 21.0200 1,137,102.00 039,033.00 11,350.0000 333050 0000 009,900.05 29.5000 355,000.00 10,050.05- 10,077.0000 70 7012000 INC 000 103,013.05 19.1000 200,530.32 05,121.17 11,500.0000 70155000 ENERGY INK 000 120,750.00 17.0000 190,190.00 75,000.00 11,000.0000 700007 0009 392,000.00 52.0000 599,000.00 207,590.00 10,200.0000 7000 025002053 L70 90,010.00 03.5000 000,312.00 307,702.00 0,070.0000 zuLann INC can 100,523.05 20.0300 100,070.10 20,500.25 10,010.0000 $53000 0201c 1070 INC 120,007.20 30.1000 320,029.00 197,902.00 17,300.0000 7500015 30 520050020 002 500,901.00 02.9000 702,002.00 393,921.00 0,910.0000 7000 00000005071000 INBUSTRIES 051,300.00 03.0000 502,002.00 110,095.92 THE BANK OF NEW YORK MELLON RUN 23- JUN 16 5505 SCHEWLE OF INVESTHENTS EH11 OF YEAR 5511!; 51E $1 "#11011 2011'! MT GBEUJEETE RDZELLE HFL RET HRIEHT EXPRESS CORP 22011 CO 705770 5200206 ?93; 232:5 052257 unnz?szgu 10,700.0000 72020120 0027 013,103.00 32.0500 091,715.00 70,501.00 11,100.0000 30 00 551,091.99 02.5700 927,027.00 375,750.01 33,070.0000 71000 00770022 INC can 270,500.00 10.0000 502,550.00 00,051.50 10,700.0000 720721200 7007700 759,700.00 53.0000 1,000,070.00 200,710.00 10,010.0000 7222 INC 000 002,090.75 21.2000 557,000.90 25,791.15 00,700.0000 7072222002 020005 0027 con 900,300.76 00.2200 1,000,050.00 513,900.20 7,350.0000 17:01 700 200,510.07 33.0000 200,720.00 5,200.33 20,100.0000 us Bancann 051 can NEH 052,100.99 25.0000' 020,700.00 271,007.01 10,010.0000 0170 51200 000027105 0 $30,900.90 22.0200 371,190.20 30,225.22 700020022 INC 000 0,950.0000 01721 027201000 c009 203,200.07 00.0300 230,010.50 27,532.02 15,700.0000 00122022 0 020 7021 500 020 307,720.00 30.1000 075,512.00 105,792.00 10,000.0000 001720 720000100120 2007 055,500.00 73.0200 700,200.00 520,070.00 5,770.0000 gg?720 702000207100 2027 021 330,105.20 55.3300 310,250.10 19,911.10? 20,000.0000 001720020170 02007 100 759,055.70 32.0700 970,139.00 210,500.07 7,900.0000 00000 0077177223 INC 20H 105,000.90 30.0700 302,270.00 150,000.05 21,300.0000 0012 0 002 203,290.00 02.1000 005,007.00 002,357.00 0,730.0000 0015000 0000 209,530.01 29.0000 257,300.00 07,025.09 20,000.0000 00000 20020002071002; 100 000 325,709.00 11.5000 309,900.00 15,775.00- 5510 52220015 07 10000702075 07 200 OF 7100 7200 Ru? ??757 20:000-13 31 MARCH 2018 HIIGZE 2022110 NFL 227 1 2011 ?02205170 00.01 2000.0 11,070.0000 0100 INC 009,010.90 91.0300 1,000,110.10 570,299.10 17,000.0000 00007002 00009 712?07 002 302,905.30 23.1100 005,590.00 22,020.70 11,700.0000 5201200002702 0027 100,470.05 25.1000 295,070.00 99,201.00 15,900.0000 002720 0027702 019,002.00 02.1200 000,700.00 250,200.00 13,000.0000 001~0027 070220 INC 700,350.01 50.0000 750,000.00 07,200.99 20,000.0000 0200p 100 705,072.15 07.7100 1,002,070.00 007,001.05 5,000.0000 007020 0020-000 302,020.09 07.5000 305,027.20 51,202.51 7,000.0000 007500 INC 01 0 301,000.00 50.0000 010,220.00 33,019.11 27,000.0000 00110 70200 0 cu 002,000.10 31.1200 507,702.00 00,007.00 0,170.0000 00371020100 00000070207100 000 292,131.20 57.0500 350,700.00 03,500.20 7,100.0000 001217021 0029 can 570,017.07 - 07.2500 020,037.00 09,019.03 27,000.0000 00012 20003 227 INC 000,219.70 30.1500 1,000,092.50 300,773.00 10.170.0000 01110205 02000 100 001 000 102,209.03? 12.0100 102,191.70 57.33- 10,000.0000 ?1111000 000 100/702 220,570.00 23.1000 201,020.00 15,000.92 9,700.0000 00210 7021 300 2020 103,202.33 20.0000 259,070.00 00,231.27 10,000.0000 0072270100007 250,050.99 17.0000 253,010.00 2,430.99- 12,790.0000 310,910.70 30.1200 205,204.00 70,321.10 THE BANK OF NEW YORK MELLON 5500 SCHEBULE OF 1NUESTHENTS QT 0F RUN 61 FL 000 ELL10 .0 31 00000 3010 ulzan ERT 0 ELLIPETE RDZELLE NFL RET vERht 00000 nsxre 500050; . 00000? MR BE. 0003; 2qu 5.010400% 000.0000 0000 INTL 050 500050000 000? 13,000.00 03.0000 25,070.00 12,000.00 0,455.0000 ?5500 TscnuoLnarss 0000 CL 0 225,010.93 ?0.0000 250,363.80 20,557.07 1070; 000000015 57000 - 000000 199,000,755.07 51,203,070.31 0; I ST 17,588,569,0089 30007500 FD 00050005 10,031,722.00 1.0000 17,500,060.00 003,153.00? 515,000.2250 RREEF 0020100 II ?3,205,755.01 00.7030 $5,047,750.53 7,750,097.00? 33,701,317.0000 50050011012 msn. Lb 1.0000 0,610,715.00 12,470,010.0000 0100000 LP 10,206,057.07 1.0000 12,070,010,00 2,253,550.53 005,700.0000 iguanaax 500110 00010005 x10 572,930.00 1.0000 005,100.00 272,030.00 370,000.0000 0000s STREET 070,000.00 1.0000 370,000.00 0.00 1010L Panvnensuxproxur VENTURE 1075050? 101,055,071.00 100,503,420.53 0,052,040.55? 00,000.0000 anrrunnxa sr 50,011.50 100.3530 50,175.09 230.51~ DB 30,000.0000 ELEC 001000 30,000.00 99.1869 . 243.90- 0.0502 00:01:2057 00 03:11:10 20,000.0000 HUNICIPAL ELEC aura 00 20,000.00 99.0100 10,000.00 11s-00~ 6.6552 00x01x205? 00 03:12:10 000 000:: 5500 0F END OF PAGE: 42 FL 31 HAR882H1182E ERT BELLIPETE ROZELLE NFL 05? 000005170 000001 uunEaaxzsn Pan mus. sscunxw BESCRIPTIOH mg 3315;; 15,000.0000 001100 HEXICAH 515 070 1000017 10,317.00 110.0000 10,500.00 2,102.52 5.7502 09;27;2030 00 09/27;00 12,000.0000 UNITED nexzc0u 070 01000010 11,730.00 107.0000 12,000-00 1,100.00 5. azsz 01(15/2017 00 03/10/00 35.0000? FUTURE (001) 0.00 116.1250 39,017.10? 39,517.17? 00.0000 u?P1guvnm 70503 015 FUTUREICBT) 0.00 110.2500 0,101.59? 0,101.59- 0s.0000u svu TREAS HTS F01tcar: 0.00 110.005? 20,090.00 00,000.45 - 0 JUN 10 1.0000 00 200 TREAS HTS FUT (0013 0.00 100.0755 00.07~ 05.0?? JUN 10 12.0000 us ULTRA 0000 00 3 0.00 119.9007 5,021.07 . exp JUN 19 5,021 07 01050 {0055105015 120,000.00 . 0,053.10? 0011120 0011009 2.0000" EURDDOLLRR FUTURE 15 925.54- ?.2555 1,325.00" 399.36- CALL JUN 15 599. 375 ED Gil?ll? 2.0000- 9000? ennonoann FUTURE sap 10 1 100.9s~ 0.2025 1 012.50m 223.5s~ 559 10 099. 250 50 091510 . T010L 0011150 0011005 2,110.59? 2,737.50~ 622.91? THE BANK OF NEW YORK MELLON 170221 2 HFI. 35201.1 0011905172 5510 SCHEEHLE BF INUES ENTS AT ENB OF 51 RCH 2010 RUN DATE: 9565? 01.1020: 500050; 012227 0005111220 203.7112: 52W 0.05.1 120.151 .7010: 29300105 0071035 12.0000 us 10 70 70500 010 FUT 000 10 0.320.27 17.1075 2,002.50 2,257.77! c011 Jun 10 110.000 En 5721710 70711 0u0001sa 0071000 0,320.27 2.002.50 2.257.77~ 001.152.5070 20 07v010001 11PH0 1 FUND 00.130.502.00 202.0010 57.100.030.00 0.900.625.00- 07 040 551.0000 50 100000127 1000013201 70 11 07 015 501.00 1.0000 07 405 551.00 0.00 0.5702 1273172040 00 11701701 - 50,020.1510 572015010 00002077 50.071.009.05 1.272.0100 02.020.250.07 2,000,500.00 20.552.0000 gaggunanx 0105 1071 07700005 20.552.000.00 005.0070 23.012.501.00 5,500,050.01- 200,027.1700 071 0501001 500 500 20.041.000.70 71.5000 10.312.700.10 0.320.947.02? 205.071.0000 100020115 05011007100 20.505.003.30 00.3500 20.351.007.27 103.500.07- 570,070.0710 01720517150 30.710.500.00 90.1070 00.705.010.05 07,310.05 20,012.0000 00272010 01000 51750 20.002.000.00 1.101.1255 31.307.201.01 2,075,201.01 1.007.502.5100 11110705025007017 1071 55.000.007.40 35.0007 00.201.230.71 12.572.705.51 010115010 001000 522125 001 200 0072: 20?007 5500 00020010 or 10755100010 07 500 07 0100 7010 105. 10 FL 0001110 51 unacn 2010 011020 ERT BELLIPETE RDZELLE HFL RET 720011 005005175 0002551 7 000151 0005011250 22.151350000121100 5001; 20102 20105. 0111071000 2.072.500.2200 100015 017155 205011 00501 30.050.000.57 15.5000 30.770.000.97 3,020,217.00 70007 - 01005 0 . 20,010.2500 50 07 07002 10027 FUND 20.571.721.00 1,005.0101 57.220.000.10 10.000.201.10 10701 00000770011207172 10051 000.041.000.05 400.010.005.00 10.770.001.23 00,500.2000 00 2170 0015 01 170005 70 055.070.04 10.1770 1.255.152.01 200,005.17 00,024.7050 700:0 0000010015712 000 HIGH 1.207.723.37 10.5050 1.751.710.42 455,005.05 71210 sac 7021 LLC - 37.001.0000 035:0 0000010715110 1711 007,005.70 20.1000 001,045.05 23,002.15 1 2510201 00002 sac 10111 105~12 1075510571 20711150 3,222,003.00 3,000,720.00 770,000.57 2.000.054.5000 1011510 705 100 1071 50 10011 55.015.005.00 20.2000 50.035.073.55 010,007.50 2.020.072.2520 000 10 51011201: 00100020 52.000.725.37 10.3000 00.000.000.40 5.000.000.01~ 0110007100 FD 01 111 7.210.020.2000 01200 FBS 000 1071 0001 050 70.152.705.25 10.0000 70.200.730.00 1,007,034.19 01750017120 100002 F0 10511 CL 221.050.0300 007020 000700012 0000 0000 2,251,300.01 11.2000 2,005,040.34 250.505.01 3.507.315.5210 007027 0002 0000 5000 0 56.070.700.70 10.3000 10.537.007.01 102.300.05- 524.105.2000 707027 0 07021 1071 00007 0.200.020.05 13.9000 0,505,010.20 207,100.01 an F5 CL ?15 SCHEBULE OF TRANSACTIONS Schedule H, Part IV, 4 THE BANK OF NEW YORK I RUN BANE: SINGLE TRANSACTIONS IN EXCESS OF FIVE PERCENT VALUE 5F THE Pi AN AS SETS PAGE: 1 . BCALL19 THE PERIOD 01 avka 2509 THRBUGH 51 MARCH zulo 15495 gr RDZELLE NFL RET 5x VALUE: U1 cos: pnacaans COST OF ASSETs n: we DESCRIPTIQN gxgpussn GAINILQSS a 982 035. 92 PINCO PA: HSHT SER .00 .00 .39 ML ASSET FD IMSTL CL 105.559.959.55 .09 118,5?55153 25 HQNEV 3590911 ACCT .on 113,974,148.24 .00 0.550/ nu 86/26/97 .50 118,974,158.24 EB TEMPORARY INVESTHENT TEHPDRARY IRVESTHENT FE II .05 .au .nu 5.379x 12l31/2049 an 11x01/01 $2,313,405.90 .an 105,9ua,snu.aa CBHHIT T0 FUR MUTUAL FD .90 .03 .95 .09 105.950.309.00 To FUR MUIUAL FD .00 .03 .us 135.050.509.00 RUN 25?Jun-19 SERIES GF negcenr 1 . BCALLIU THE PERIDH 91 APRIL 2005 THRGUGR 51 HARCH 2010 75595 BELLIPETE NFL REY .RALL TE 5x VALUE: a PROCEEBS :05? AF ASSETS a: DAR VAgug ??cugrrv DESCRIPIION [Eng SALES .72 8,701,855.43 359? HGNEY DEPOSIT ACCT .na .03 025?m1xzuqe an naxzsxa? 8,791,856.93 .50 .74 BSBT .uu 9252 13/31/a959 nu 06(26/9? .uo ?10 EB TEMPORARY IRVESTREHT Fl} 11 .91} 53.3792 12.131329'39 am 31/31/01 ca TE 5 INVEST EN II .02 9.5792 12/33/2043 nn 11/01/81 .53 215,457,575.54 2 TU 90!? Fl) .98 .BIJ .na 2 Ti} FUR FD .BD .59