Form 5500 Department of the Treasury Internal Revenue Service Annual Return/Report of Employee Benefit Plan This form is required to be filed for employee benefit plans under sections 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and sections 6047(e), 6057(b), and 6058(a) of the Internal Revenue Code (the Code). Department of Labor Employee Benefits Security Administration This Form is Open to Public Inspection Annual Report Identification Information For calendar plan year 2012 or fiscal plan year beginning 04/01/2012 X a multiemployer plan; A This return/report is for: B 2012 Complete all entries in accordance with the instructions to the Form 5500. Pension Benefit Guaranty Corporation Part I OMB Nos. 1210-0110 1210-0089 This return/report is: X a single-employer plan; X X the first return/report; and ending an amended return/report; X X a multiple-employer plan; or X X the final return/report; a DFE (specify) 03/31/2013 _C_ a short plan year return/report (less than 12 months). C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X D Check box if filing under: X X Form 5558; X X X the DFVC program; ABCDEFGHI ABCDEFGHI ABCDE automatic extension; special extension (enter description) ABCDEFGHI Part II Basic Plan Information—enter all requested information 1a Name of plan ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1c 2a 2b Employer Identification Number (EIN) 13-6043636 012345678 2c Sponsor’s telephone number 0123456789 410-685-5069 2d Business code (see instructions) 711210 012345 Plan sponsor’s name and address; include room or suite number (employer, if for a single-employer plan) 1b RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 200 ST. PAUL STREET, SUITE 2420 c/o ABCDEFGHI BALTIMORE, MD 21202ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK Three-digit plan 001 001 number (PN) Effective date of plan 09/09/1962 YYYY-MM-DD Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established. Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules, statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete. SIGN HERE Filed with authorized/valid electronic signature. Signature of plan administrator SIGN HERE Filed with authorized/valid electronic signature. Signature of employer/plan sponsor SIGN HERE 01/14/2014 YYYY-MM-DD RICHARD CASSABCDEFGHI ABCDEFGHI ABCDE ABCDEFGHI Date Enter name of individual signing as plan administrator 01/14/2014 YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDE JEFFEREY VANABCDEFGHI NOTE Date Enter name of individual signing as employer or plan sponsor YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Signature of DFE Date Enter name of individual signing as DFE Preparer’s name (including firm name, if applicable) and address; include room or suite number. (optional) Preparer’s telephone number ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (optional) ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Form 5500 (2012) v. 120126 Page 2 Form 5500 (2012) 3a Plan administrator’s name and address X Same as Plan Sponsor Name X Same as Plan Sponsor Address 3b Administrator’s EIN 012345678 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK 4 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the name, 3c Administrator’s telephone number 0123456789 4b EIN and the plan number from the last return/report: a 012345678 4c Sponsor’s name ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 5 6 EIN Total number of participants at the beginning of the plan year PN 012 5 123456789012 11442 Number of participants as of the end of the plan year (welfare plans complete only lines 6a, 6b, 6c, and 6d). a Active participants ..................................................................................................................................................................... 6a 123456789012 2174 b Retired or separated participants receiving benefits................................................................................................................. 6b 123456789012 3240 c Other retired or separated participants entitled to future benefits............................................................................................. 6c 123456789012 5782 d Subtotal. Add lines 6a, 6b, and 6c........................................................................................................................................... 6d 123456789012 11196 e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits. .................................................. 6e 123456789012 552 f Total. Add lines 6d and 6e. ...................................................................................................................................................... 6f 123456789012 11748 g Number of participants with account balances as of the end of the plan year (only defined contribution plans complete this item) .................................................................................................................................................................... 6g 123456789012 Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested .............................................................................................................................................................. Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item) ......... 6h 7 123456789012 h 7 8a b If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions: 1B 1G If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions: 4H 9a Plan funding arrangement (check all that apply) (1) X Insurance (2) (3) (4) 10 a 4L X X X 9b Plan benefit arrangement (check all that apply) (1) X Insurance Code section 412(e)(3) insurance contracts (2) Trust (3) General assets of the sponsor (4) X X X Code section 412(e)(3) insurance contracts Trust General assets of the sponsor Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions) Pension Schedules X R (Retirement Plan Information) (1) (2) (3) X X MB (Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information) - signed by the plan actuary SB (Single-Employer Defined Benefit Plan Actuarial Information) - signed by the plan actuary b General Schedules (1) X (2) X X X X X (3) (4) (5) (6) H (Financial Information) I (Financial Information – Small Plan) ___ A (Insurance Information) C (Service Provider Information) D (DFE/Participating Plan Information) G (Financial Transaction Schedules) 32 SCHEDULE MB Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration OMB No. 1210-0110 2012 This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6059 of the Internal Revenue Code (the Code). This Form is Open to Public Inspection Pension Benefit Guaranty Corporation File as an attachment to Form 5500 or 5500-SF. 04/01/2012 For calendar plan year 2012 or fiscal plan year beginning and ending 03/31/2013 Round off amounts to nearest dollar. Caution: A penalty of $1,000 will be assessed for late filing of this report unless reasonable cause is established. A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLANABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 or 5500-SF RETIREMENT BOARD OF BERTABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI E Type of plan: 1a b c (1) X Multiemployer Defined Benefit Enter the valuation date: 04 Month _________ (2) 01 Day _________ X B Three-digit plan number (PN) D 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Money Purchase (see instructions) 2012 Year _________ Assets (1) Current value of assets ........................................................................................................................ (2) Actuarial value of assets for funding standard account ........................................................................ (1) Accrued liability for plan using immediate gain methods ..................................................................... (2) Information for plans using spread gain methods: 1b(1) 1b(2) 1381299196 1407588791 1c(1) 2724921199 (a) Unfunded liability for methods with bases............................................................................................ 1c(2)(a) (b) Accrued liability under entry age normal method ................................................................................. 1c(2)(b) (c) Normal cost under entry age normal method....................................................................................... 1c(2)(c) 1c(3) -123456789012345 -123456789012345 -123456789012345 -123456789012345 2724921199 1d(1) -123456789012345 (a) Current liability ..................................................................................................................................... 1d(2)(a) (b) Expected increase in current liability due to benefits accruing during the plan year ........................... 1d(2)(b) (c) Expected release from “RPA ‘94” current liability for the plan year ..................................................... 1d(2)(c) -123456789012345 4546578281 -123456789012345 60254841 -123456789012345 -123456789012345 180109256 (3) Accrued liability under unit credit cost method ........................................................................................... d Information on current liabilities of the plan: (1) Amount excluded from current liability attributable to pre-participation service (see instructions) ............. (2) “RPA ‘94” information: (3) Expected plan disbursements for the plan year ......................................................................................... Statement by Enrolled Actuary 1d(3) To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in combination, offer my best estimate of anticipated experience under the plan. SIGN HERE 01/14/2014 Signature of actuary ALVIN K. WINTERS Date 11-06620 Type or print name of actuary Most recent enrollment number Firm name Telephone number (including area code) 410-547-2916 AON HEWITT 500 EAST PRATT STREET, BALTIMORE, MD 21202 Address of the firm If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see instructions For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 or Form 5500-SF. X Schedule MB (Form 5500) 2012 v. 120126 Page 2 Schedule MB (Form 5500) 2012 - 11 x 2 Operational information as of beginning of this plan year: a Current value of assets (see instructions) ...................................................................................................………… 2a (1) Number of participants b “RPA ‘94” current liability/participant count breakdown: 12345678 3850 (1) For retired participants and beneficiaries receiving payment .................................... 12345678 5696 (2) For terminated vested participants ............................................................................ (3) -123456789012345 1381299196 (2) Current liability -123456789012345 1562033229 2364691739 -123456789012345 For active participants: 48146697 -123456789012345 571706616 -123456789012345 619853313 -123456789012345 -123456789012345 4546578281 (a) Non-vested benefits ............................................................................................ (b) Vested benefits ................................................................................................... (4) c (c) Total active .......................................................................................................... 2138 Total ........................................................................................................................... 12345678 11684 If the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such percentage ................................................................................................................................................................ 2c 123.12 30.38 % 3 Contributions made to the plan for the plan year by employer(s) and employees: (a) Date (MM-DD-YYYY) (b) Amount paid by employer(s) 12/21/2012 6000000 02/15/2013 1460000 03/28/2013 97566052 (c) Amount paid by employees (a) Date (MM-DD-YYYY) Totals ► (b) Amount paid by employer(s) 3(b) (c) Amount paid by employees 3(c) 105026052 4 Information on plan status: a Enter code to indicate plan’s status (see instructions for attachment of supporting evidence of plan’s status). If code is “N,” go to line 5. .............................................................................................................................................. 0 4a E b c Is the plan making the scheduled progress under any applicable funding improvement or rehabilitation plan? ............................................................. X Yes X No d If the plan is in critical status, were any adjustable benefits reduced? .............................................................................................................. X Yes X No e If line d is “Yes,” enter the reduction in liability resulting from the reduction in adjustable benefits, measured as of the valuation date ................................................................................................................................................... Funded percentage for monitoring plan’s status (line 1b(2) divided by line 1c(3)) ..................................................... 4b 123.1 51.7 % 4e -123456789012345 5 Actuarial cost method used as the basis for this plan year’s funding standard account computations (check all that apply): a X Attained age normal b X Entry age normal c X Accrued benefit (unit credit) d X Aggregate e X Frozen initial liability f X Individual level premium g X Individual aggregate h X Shortfall j X Other (specify): ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI AB ABCDEFGHI i X Reorganization ABCDEFGHI ABCDEFGHI C ABCDEFGHI ABCDEFGHI ABCDEFGHI DE YYYY-MM-DD k If box h is checked, enter period of use of shortfall method ....................................................................................... 5k l Has a change been made in funding method for this plan year? ...................................................................................................................... X Yes X No m If line l is “Yes,” was the change made pursuant to Revenue Procedure 2000-40 or other automatic approval? ............................................. X n If line l is “Yes,” and line m is “No,” enter the date (MM-DD-YYYY) of the ruling letter (individual or class) approving the change in funding method.................................................................................................................... 5n Pre-retirement Rates specified in insurance or annuity contracts .................................... c Mortality table code for valuation purposes: X Yes X No X X No YYYY-MM-DD 6 Checklist of certain actuarial assumptions: a Interest rate for “RPA ‘94” current liability. .......................................................................................................................................... b Yes 6a 123.12 4.17 % Post-retirement X N/A (1) Males ....................................................................................... 6c(1) Yes X No X N/A A A (2) Females ................................................................................... 6c(2) A A d Valuation liability interest rate ........................................................ 6d e Expense loading ............................................................................ 6e 43.2 % 123.12 X N/A f Salary scale ................................................................................... 6f 123.12% X N/A g Estimated investment return on actuarial value of assets for year ending on the valuation date ...................... 6g -123.1 2.1 % h Estimated investment return on current value of assets for year ending on the valuation date ........................ 6h -123.1 2.3 % 123.12 7.25 % 123.12 7.25 % 123.12% X N/A Page 3 Schedule MB (Form 5500) 2012 - 11 x 7 New amortization bases established in the current plan year: (1) Type of base A3 A1 A (2) Initial balance (3) Amortization Charge/Credit -123456789012345 606219701 -123456789012345 51590150 -123456789012345 -123456789012345 63043825 -123456789012345 5365118 -123456789012345 8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date (MM-DD-YYYY) of the ruling letter granting the approval ............................................................................................................................... 8a b c Is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) If “Yes,” attach schedule. d If line c is “Yes,” provide the following additional information: Are any of the plan’s amortization bases operating under an extension of time under section 412(e) (as in effect prior to 2008) or section 431(d) of the Code? ................................................................................................................................... . (1) Was an extension granted automatic approval under section 431(d)(1) of the Code? ........................................ (2) If line 8d(1) is “Yes,” enter the number of years by which the amortization period was extended ....................... 8d(2) (3) Was an extension approved by the Internal Revenue Service under section 412(e) (as in effect prior to 2008) or 431(d)(2) of the Code? ........................................................................................................................... (4) If line 8d(3) is “Yes,” enter number of years by which the amortization period was extended (not including 8d(4) the number of years in line (2)) ............................................................................................................................. (5) If line 8d(3) is “Yes,” enter the date of the ruling letter approving the extension .................................................. 8d(5) (6) If line 8d(3) is “Yes,” is the amortization base eligible for amortization using interest rates applicable under section 6621(b) of the Code for years beginning after 2007? ...................................................................................................... e If box 5h is checked or line 8c is “Yes,” enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfall method or extending the amortization base(s) ................................................................................................................................................... YYYY-MM-DD X Yes X No X Yes X No X Yes X No 12 X Yes X No 12 YYYY-MM-DD X Yes X No 8e -123456789012345 9 Funding standard account statement for this plan year: Charges to funding standard account: a Prior year funding deficiency, if any............................................................................................................................ 9a -1234567890123450 b Employer’s normal cost for plan year as of valuation date ......................................................................................... 9b 29976047 -123456789012345 c Amortization charges as of valuation date: (1) All bases except funding waivers and certain bases for which the amortization period has been extended ....................................................... d e Outstanding balance 9c(1) -123456789012345 2039190345 -123456789012345 227483666 (2) Funding waivers ........................................................................................... 9c(2) -123456789012345 -123456789012345 (3) Certain bases for which the amortization period has been extended .......... 9c(3) -123456789012345 -123456789012345 Interest as applicable on lines 9a, 9b, and 9c ............................................................................................................ 9d 18665829 -123456789012345 Total charges. Add lines 9a through 9d ...................................................................................................................... 9e 276125542 -123456789012345 Credits to funding standard account: f Prior year credit balance, if any .................................................................................................................................. 9f 435507531 -123456789012345 g Employer contributions. Total from column (b) of line 3 ............................................................................................. 9g 105026052 -123456789012345 Outstanding balance h Amortization credits as of valuation date ........................................................... i Interest as applicable to end of plan year on lines 9f, 9g, and 9h............................................................................... j Full funding limitation (FFL) and credits: k l 9h 286350406 -123456789012345 9i 51174511 -123456789012345 35469129 -123456789012345 (1) ERISA FFL (accrued liability FFL) ............................................................. 9j(1) 1940265736 -123456789012345 (2) “RPA ‘94” override (90% current liability FFL) .......................................... 9j(2) 2830565414 -123456789012345 (3) FFL credit............................................................................................................................................................ 9j(3) -1234567890123450 (1) Waived funding deficiency .................................................................................................................................. 9k(1) -1234567890123450 (2) Other credits ....................................................................................................................................................... 9k(2) -1234567890123450 9l 627177223 -123456789012345 m Credit balance: If line 9l is greater than line 9e, enter the difference.......................................................................... 9m 351051681 -123456789012345 n 9n -123456789012345 Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(2) ...................................................................................... Funding deficiency: If line 9e is greater than line 9l, enter the difference ................................................................... Schedule MB (Form 5500) 2012 9o Page 4 Current year’s accumulated reconciliation account: 9o(1) (1) Due to waived funding deficiency accumulated prior to the 2012 plan year .................................................. (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: (3) -1234567890123450 (a) Reconciliation outstanding balance as of valuation date ......................................................................... 9o(2)(a) -1234567890123450 (b) Reconciliation amount (line 9c(3) balance minus line 9o(2)(a)) ............................................................... 9o(2)(b) -1234567890123450 Total as of valuation date................................................................................................................................ 9o(3) -1234567890123450 10 -123456789012345 X Yes X No 10 Contribution necessary to avoid an accumulated funding deficiency. (See instructions.) ...................................... 11 Has a change been made in the actuarial assumptions for the current plan year? If “Yes,” see instructions. ...................... Page 1 Schedule C (Form 5500) 2011 SCHEDULE C OMB No. 1210-0110 Service Provider Information (Form 5500) Department of the Treasury Internal Revenue Service This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of Labor Employee Benefits Security Administration File as an attachment to Form 5500. This Form is Open to Public Inspection. Pension Benefit Guaranty Corporation For calendar plan year 2012 or fiscal plan year beginning 04/01/2012 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI and ending B 2012 03/31/2013 Three-digit plan number (PN) 001 001 D Employer Identification Number (EIN) C Plan sponsor’s name as shown on line 2a of Form 5500 ABCDEFGHI RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN 012345678 13-6043636 Part I Service Provider Information (see instructions) You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to answer line 1 but are not required to include that person when completing the remainder of this Part. 1 Information on Persons Receiving Only Eligible Indirect Compensation a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . b X Yes X No If you answered line 1a “Yes,” enter the name and EIN or address of each person providing the required disclosures for the service providers who received only eligible indirect compensation. Complete as many entries as needed (see instructions). (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation AUDAX MANAGEMENT COMPANY LLC 26-3763878 (b) Enter name and EIN or address of person who provided you disclosure on eligible indirect compensation BENCHMARK PLUS 41-2095465 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ENTRUST 90-0644478 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation GROSVENOR CAPITAL MANAGEMENT 36-4336976 For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule C (Form 5500) 2012 v.120126 Schedule C (Form 5500) 2012 Page 2- 1 x (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation LANDMARK EQUITY PARTNERS, LP 06-1519082 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation 600 MONTGOMERY STREET 23RD FLOOR SAN FRANCISCO, CA 94111 PANTHEON FUND (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PAYDEN & RYGEL 95-3921788 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PICTET 98-0396762 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PIMCO 33-0629048 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PRIVATE ADVISORS, LLC 54-1886751 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation SIGULER GUFF 13-3855629 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation Page 3 Schedule C (Form 5500) 2012 - 11 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GROOM LAW GROUP 52-1219029 (b) (c) 29 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 5011532 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) AON HEWITT 22-2232264 (c) (b) Service Code(s) 11 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 2367856 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MELLON CAPITAL MANAGEMENT 25-6078093 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 634490 345 (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Page 3 Schedule C (Form 5500) 2012 - 12 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) THE BOSTON CO ASSET MGT (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 21 28 51 MELLON FINANCIAL CENTER ONE BOSTON PLACE BOSTON, MA 02108-4408 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 581190 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WELLINGTON TRUST COMPANY, NA 04-2755549 (c) (b) Service Code(s) 28 51 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 566625 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) J.P. MORGAN INVESTMENT MANAGEMENT 13-3200244 (b) Service Code(s) 27 28 51 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 530415 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 13 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GRANTHAM, MAYO, VAN OTTERLOO CO. 42-1669171 (b) (c) 28 51 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 499872 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SARAH E. GAUNT 13-6043636 (c) (b) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 410282 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NEPC, LLC 26-1429809 (b) Service Code(s) 28 51 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 405623 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 14 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SUSAN CASSIDY 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 123456789012 400000 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) THE TRAVEL STORE 95-2958880 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 394598 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ADVANCED COMPUTER SOLUTIONS 20-1859440 (b) Service Code(s) 16 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 367507 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 15 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) NEUMEIER POMA INVESTMENT COUNSEL 77-0444891 (b) Service Code(s) 28 51 (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 323199 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 200 SAINT PAUL STREET SUITE 2121 BALTIMORE, MD 21202 ST. PAUL PLAZA (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 319394 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BENEFIT MALL (b) Service Code(s) 49 50 PO BOX 418742 BOSTON, MA 02241 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 294411 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 16 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) RIGGS, COUNSELMAN,MICHAELS & DOWNES 52-0555835 (b) (c) 22 51 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 278107 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ALL FLORIDA ORTHOPAEDICS 59-2681990 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 270526 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) LOOMIS SAYLES TRUST COMPANY 20-8080381 (b) Service Code(s) 28 51 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 267848 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 17 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BNY MELLON ASSET SERVICING 13-5160382 (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE 19 50 59 62 ABCDEFGHI ABCDEFGHI ABCD 123456789012 260682 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PERRY ORTHOPAEDIC 56-2258322 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 240136 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) CADENCE CAPITAL MANAGEMENT, LLC 04-3244012 (b) Service Code(s) 28 51 68 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 236084 345 (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Page 3 Schedule C (Form 5500) 2012 - 18 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) DAVID APPLE, MD (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 2020 PEACHTREE ROAD NW ATLANTA, GA 30309 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 223461 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MERCER 13-2834414 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 221834 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) REHABILITATION INSTITUTE OF CHICAGO 36-2256036 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 208288 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 19 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ALLIANCE BERNSTEIN L.P 13-4064930 (b) (c) 51 68 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 200348 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) R21 HOLDINGS 46-1337598 (c) (b) Service Code(s) 16 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 166242 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WESTERN ASSET MGT 95-2705767 (b) Service Code(s) 27 51 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 161885 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 110 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WENTWORTH, HAUSER & VIOLICH 91-1631301 (b) (c) 28 51 68 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 156071 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) JOSEPH D. EUBANKS, PHD 74-2756720 (b) Service Code(s) 49 50 (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 138500 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) CAROLINA HEADACHE INSTITUTE (b) Service Code(s) 49 50 (c) 103 MARKET STREET CHAPEL HILL, NC 27516 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 134000 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 111 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SCOTT, PAUL 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 123456789012 108825 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO SPORTS MED & ORTHOPAEDIC 33-0834309 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 108089 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NOBLEZA, FRANK 13-6043636 (b) Service Code(s) 35 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 104950 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 112 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) TOTAL FUNDS BY HASLER (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 PO BOX 30193 TAMPA, FL 33630 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 104291 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) HUH 2041 GEORGIA AVE, NW, STE 4300 WASHINGTON, DC 20060 TERRY L. THOMPSON, MD (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 100461 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) GREGORY MACK, MD 20-4015690 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 96273 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 113 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) DEAN DELIS, PHD ABPP 81-0608729 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 93120 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 5322 PRIMROSE LAKE CIRCLE SUITE F TAMPA, FL 33647 RODNEY D. VANDERPLOEG, PHD (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 93000 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PRINTING CORPORATION OF AMERICA 26-2502340 (b) Service Code(s) 36 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 90296 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 114 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WEBSTER ORTHOPEDICS 94-1700181 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 84067 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WHITE ROCK ORTHOPEDIC ASSOC. 20-2682240 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 79743 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ORTHOPAEDIC ASSOCIATES OF CHICAGO 36-2731428 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 78752 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 115 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) REMOTE IT SOLUTIONS 27-3142086 (b) (c) 99 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 78094 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) VINCENT, SAM 13-6043636 (b) Service Code(s) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 77612 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) F.HARLAN SELESNICK, MD (b) Service Code(s) 49 50 (c) 1150 CAMPO SANO AVE. SUITE 301 CORAL GABLES, FL 33146 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 75000 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 116 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CREDO CAPITAL MANAGEMENT 16-1697145 (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE 28 51 68 71 ABCDEFGHI ABCDEFGHI ABCD 123456789012 74460 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 16287 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PO BOX 759319 BALTIMORE, MD 21275 ADVANCED BUSINESS SYSTEMS (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 72678 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) EVES, ROSE MARY 13-6043636 (b) Service Code(s) 35 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 68919 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 117 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CHARLES A. BUSH-JOSEPH, MD (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 419 NORTH LINCOLN HINSDALE, IL 60521 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 67203 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PAUL S. SAENZ, MD 74-2613458 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 60425 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NATIONAL REHABILITATION HOSPITAL 52-1369749 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 58500 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 118 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ROSE, LASHAY 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 123456789012 58032 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 1160 VARNUN STREET, NE, STE, 312 WASHINGTON, DC 20017 RANKIN ORTHOPAEDIC & SPORTS MED CEN (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 57000 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MID STATE ORTHOPAEDIC & SPORTS 72-1310991 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 55646 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 119 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) TIMPSON, CYNTHIA 13-6043636 (b) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 123456789012 53762 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO IMAGING MEDICAL GROUP 95-2669833 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 53494 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) CALDWELL, CHARISSE 13-6043636 (b) Service Code(s) 35 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 52931 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 120 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MENORAH MEDICAL CENTER 48-1301826 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 51613 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MILLER, ANNETTE 13-6043636 (c) (b) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 51322 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WASHINGTON UNIVERSITY 43-0653611 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 51221 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 121 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) POINTCLICK TECHNOLOGIES 26-0291557 (b) (c) 16 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 48809 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ABRAMS, FOSTER, NOLE & WILLIAMS 52-1854049 (c) (b) Service Code(s) 10 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 47276 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WARNER, SHELLEY 13-6043636 (b) Service Code(s) 35 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 46161 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 122 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MARKWARD, MEYLI 13-6043636 (b) Service Code(s) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) 123456789012 45040 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) P.O. BOX 188 MEDINA, WA 98039 ALLEN JACKSON, M.D. (b) Service Code(s) 49 50 (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 40500 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PARK-IT OF MARYLAND, INC. (b) Service Code(s) 49 50 (c) 200 SAINT PAUL STREET SUITE 2121 BALTIMORE, MD 21202 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 39992 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 123 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) JACKSON, SHERI 13-6043636 (b) Service Code(s) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) 123456789012 38816 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) COMMERICAL BILLING DEPT 1124 PO BOX 121124 DALLAS, TX 75312 THE HERTZ CORPORATION (b) Service Code(s) 49 50 (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 36261 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ROTH STAFFING COMPANIES (b) Service Code(s) 49 50 (c) PO BOX 848761 LOS ANGELES, CA 90084 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 35283 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 124 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BERNARD R. BACH JR., MD (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 1029 FRANKLIN AVE. RIVER FOREST, IL 60305 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 34733 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) KORN/FERRY INTERNATIONAL 95-2623879 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 33264 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BARNES JEWISH HOSPITAL 23-7309937 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 32061 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 125 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) EARNEST PARTNERS, LLC 58-2386669 (b) (c) 28 51 68 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 30527 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 120 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 2826 RANDOLPH ROAD PERRY ORTHOPAEDICS CHARLOTTE, NC 28211 MARCUS COOK, MD (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 29738 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) RANCHO LOS AMIGOS NRC 95-6000927 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 27287 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 126 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CORAL GABLES SPECIALTY PHYSICIANS 26-0886056 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 24987 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PAETEC COMMUNICATIONS 16-1551095 (b) Service Code(s) 49 50 (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 18376 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) IMPACT OFFICE PRODUCTS (b) Service Code(s) 49 50 (c) PO BOX 403846 ATLANTA, GA 30384 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 17347 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 127 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ALL COVERED 13-1921089 (b) (c) 16 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 16044 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PO BOX 10846 CHANTILLY, VA 20153 GUERNSEY OFFICE PRODUCTS (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 14102 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) QCC INC. 52-2334679 (b) Service Code(s) 99 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 13530 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 128 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SOUTH TEXAS IMAGING CENTER (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 P.O. BOX 29490 SAN ANTONIO, TX 78229 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 12528 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NAPLES NEUROPSYCHOLOGY, PA 26-2833467 (b) Service Code(s) 49 50 (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 12500 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ERIC J. BRAHIN, MD (b) Service Code(s) 49 50 (c) 96 REYNOSA SAN ANTONIO, TX 78261 (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 12000 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 129 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) RAPID RESPONSE DELIVERY (b) (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) 49 50 8705 BOLLMAN PLACE SUITE 300 SAVAGE, MD 20763 NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 9908 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO NERVE STUDY CENTER 33-0576174 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 9000 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BARRY JORDAN, MD 13-4769370 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 8000 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 130 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SPORTS MEDICINE ASSO OF SAN ANTONIO 90-0120192 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 7960 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MYERS ADVERTISING, LLC 56-2471516 (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 7210 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PROVIDENCE HOSPITAL 52-1275587 (b) Service Code(s) 49 50 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 7153 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 131 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) NYU SCHOOL OF MEDICINE 12-5562308 (b) Service Code(s) 49 50 (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6571 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PO BOX 643600 PITTSBURGH, PA 15264 INTERNATIONAL BUSINESS MACHINE (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6490 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MAILFIANCE (b) Service Code(s) 49 50 25881 NETWORK PLACE CHICAGO, IL 60673 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 6224 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 132 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) DEBORAH BRANDCHAFT MATRO, MD 06-1156413 (b) (c) 49 50 (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) Service Code(s) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6000 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 2020 SANTA MONICA BLVD., SUITE 400 SANTA MONICA, CA 90404 SANTA MONICA ORTH/SPORTS MEDICINE (c) (b) Service Code(s) 49 50 (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 5736 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SIBSON CONSULTING/SEGAL 13-1835864 (b) Service Code(s) 16 51 (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 5000 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Page 3 Schedule C (Form 5500) 2012 - 133 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BRANDYWINE ASSET MANAGEMENT 51-0294065 (b) Service Code(s) 28 51 (c) (e) (d) (f) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 91099 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) (b) Service Code(s) (c) (e) (d) (f) Did service provider Relationship to Enter direct receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI ABCDEFGHI ABCD 123456789012 345 (h) (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Enter total indirect Did the service compensation received by provider give you a service provider excluding formula instead of eligible indirect an amount or compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) (b) Service Code(s) (c) (d) (f) (e) Relationship to Enter direct Did service provider employer, employee compensation paid receive indirect organization, or by the plan. If none, compensation? (sources person known to be enter -0-. other than plan or plan a party-in-interest sponsor) ABCDEFGHI ABCDEFGHI ABCD 123456789012 345 Yes X No X (g) Did indirect compensation include eligible indirect compensation, for which the plan received the required disclosures? Yes X No X (h) Did the service Enter total indirect compensation received by provider give you a service provider excluding formula instead of an amount or eligible indirect compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Schedule C (Form 5500) 2012 Page 4- 1 x Part I Service Provider Information (continued) 3 If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as many entries as needed to report the required information for each source. (a) Enter service provider name as it appears on line 2 (b) Service Codes (see instructions) CREDO CAPITAL MANAGEMENT (d) Enter name and EIN (address) of source of indirect compensation CREDO CAPITAL MANAGEMENT (c) Enter amount of indirect compensation 28 16287 (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. INDIRECT 16-1697145 (a) Enter service provider name as it appears on line 2 (b) Service Codes (see instructions) (d) Enter name and EIN (address) of source of indirect compensation (a) Enter service provider name as it appears on line 2 compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. (b) Service Codes (see instructions) (d) Enter name and EIN (address) of source of indirect compensation (c) Enter amount of indirect (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. Page 5- 1 Schedule C (Form 5500) 2012 x Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 10 11 12 13 (b) Nature of ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to Service Code(s) ABCD ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (c) Describe the information that the service provider failed or refused to Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 10 11 12 13 provide Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (c) Describe the information that the service provider failed or refused to Service Code(s) (a) Enter name and EIN or address of service provider (see ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 (b) Nature of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI provide ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE Page 6- 1 1 Schedule C (Form 5500) 2012 Part III x Termination Information on Accountants and Enrolled Actuaries (see instructions) (complete as many entries as needed) a c d Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d ABCDEFGHI ABCD 22-2232264 123456789 b EIN: ABCD ABCDEFGHI ABCD 1234567890 410-547-5932 e Telephone: ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI MR. ABCDEFGHI RITCHIE IS NO LONGER EMPLOYED AT AON HEWITT. AS A RESULT, THE ENROLLED ACTUARY HAS CHANGED. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Name: JAMES RITCHIE ABCDEFGHI ABCDEFGHI Position: ENROLLED ACTUARY ABCDEFGHI ABCDEFGHI Address: 500 E. PRATT STREET BALTIMORE, MD 21202 ABCDEFGHI ABCDEFGHI Name: Position: Address: Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI SCHEDULE D DFE/Participating Plan Information OMB No. 1210-0110 (Form 5500) This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of the Treasury Internal Revenue Service 2012 File as an attachment to Form 5500. Department of Labor Employee Benefits Security Administration This Form is Open to Public Inspection. For calendar plan year 2012 or fiscal plan year beginning 04/01/2012 and ending 03/31/2013 A Name of plan B Three-digit 001 BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 001 plan number (PN) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D Employer Identification Number (EIN) C Plan or DFE sponsor’s name as shown on line 2a of Form 5500 ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678 RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN 13-6043636 ABCDEFGHI Part I Information on interests in MTIAs, CCTs, PSAs, and 103-12 IEs (to be completed by plans and DFEs) (Complete as many entries as needed to report all interests in DFEs) a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV GLOBAL ALPHA I ABCDEFGHI FUND ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C c EIN-PN 13-5160382-001 75861066 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) a b INVESTMENT FUND Name of MTIA, CCT, PSA, or 103-12 IE: EB TEMPORARY ABCDEFGHI ABCDEFGHI Name of sponsor of entity listed in (a): d THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a STRATEGICABCDEFGHI PROPERTY FUND Name of MTIA, CCT, PSA, or 103-12 IE: JP MORGAN ABCDEFGHI ABCDEFGHI a INTL SIF Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI 123456789-123 81449801 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 54999740 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) b Name of sponsor of entity listed in (a): d ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON Entity code ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c EIN-PN 13-5160382-001 a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL AGG BIF ABCDEFGHI a CAPITAL DIVERSIFIED FUND ABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: ENTRUST ABCDEFGHI ABCDEFGHI 123456789-123 42213477 -123456789012345 ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C c EIN-PN 13-5160382-001 53949824 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 123456789-123 a LCG SIF Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI b c d Name of sponsor of entity listed in (a): EIN-PN 13-5160382-001 123456789-123 d Entity code ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) 42941921 -123456789012345 ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 103-12 IE at end of year (see instructions) C For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. 52004315 -123456789012345 Schedule D (Form 5500) 2012 v. 120126 Page 2 Schedule D (Form 5500) 2012 a b LCV SIF Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Name of sponsor of entity listed in (a): d - 11 x Entity code ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 103-12 IE at end of year (see instructions) C c EIN-PN 13-5160382-001 a CREDITABCDEFGHI ASSET TR CL BABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: LOOMIS SAYLES ABCDEFGHI 123456789-123 THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 123456789-123 a LOCAL CURR GLOBAL Name of MTIA, CCT, PSA, or 103-12 IE: PICTET EMERGING ABCDEFGHI ABCDEFGHI ABCDEFGHI b d Entity code Name of sponsor of entity listed in (a): d ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI Entity code EIN-PN 13-5160382-001 123456789-123 a INDEX FUND Name of MTIA, CCT, PSA, or 103-12 IE: EB DV STOCK ABCDEFGHI ABCDEFGHI a MARKETS EQUITY Name of MTIA, CCT, PSA, or 103-12 IE: TBC EMERGING ABCDEFGHI ABCDEFGHI 60096344 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) c 51839669 -123456789012345 41128269 -123456789012345 ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 42242510 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 123456789-123 a LGE CAP SIF ABCDEFGHI Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI b d Entity code d ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or C 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORKABCDEFGHI MELLON ABCDEFGHI Name of sponsor of entity listed in (a): Entity code ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 103-12 IE at end of year (see instructions) C c EIN-PN 13-5160382-001 123456789-123 a RATE HI INCOME FUND Name of MTIA, CCT, PSA, or 103-12 IE: WA FLTGABCDEFGHI ABCDEFGHI THE BANK OF NEW YORKABCDEFGHI MELLON ABCDEFGHI Name of sponsor of entity listed in (a): c EIN-PN 13-5160382-001 123456789-123 a US HI YIELD SEC Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO OPPORTUNISTIC ABCDEFGHI ABCDEFGHI ABCDEFGHI b Entity code Name of sponsor of entity listed in (a): d ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or E 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORKABCDEFGHI MELLON ABCDEFGHI Entity code c EIN-PN 13-5160382-001 123456789-123 a INTL INVESTMENT Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO OPPORTUNISTIC ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): d Entity code c EIN-PN 13-5160382-001 123456789-123 a Name of MTIA, CCT, PSA, or 103-12 IE: b Name of sponsor of entity listed in (a): c EIN-PN d 123456789-123 Entity code 2044860 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 103-12 IE at end of year (see instructions) E 1424214 -123456789012345 ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or E 1 103-12 IE at end of year (see instructions) THE BANK OF NEW YORKABCDEFGHI MELLON ABCDEFGHI 52306952 -123456789012345 ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b d 63404122 -123456789012345 1115965 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 -123456789012345 103-12 IE at end of year (see instructions) Schedule D (Form 5500) 2012 Page 3 - 11 x 6 Part II Information on Participating Plans (to be completed by DFEs) (Complete as many entries as needed to report all participating plans) a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 SCHEDULE H OMB No. 1210-0110 Financial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration 2012 This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the Internal Revenue Code (the Code). File as an attachment to Form 5500. Pension Benefit Guaranty Corporation For calendar plan year 2012 or fiscal plan year beginning 04/01/2012 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI and ending B ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI RETIREMENT BOARD OF BERTABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI D This Form is Open to Public Inspection 03/31/2013 Three-digit plan number (PN) 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Part I Asset and Liability Statement 1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report the value of the plan’s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 1b(1), 1b(2), 1c(8), 1g, 1h, and 1i. CCTs, PSAs, and 103-12 IEs also do not complete lines 1d and 1e. See instructions. Assets a b c (a) Beginning of Year (b) End of Year 1a -123456789012345 -123456789012345 (1) Employer contributions ........................................................................... 1b(1) (2) Participant contributions ......................................................................... 1b(2) (3) Other ....................................................................................................... 1b(3) -123456789012345 -123456789012345 8809298 -123456789012345 -123456789012345 -123456789012345 41349457 -123456789012345 173046337 -123456789012345 27753216 -123456789012345 4892057 -123456789012345 -123456789012345 25116324 9489596 -123456789012345 17068043 -123456789012345 8730441 -123456789012345 9923268 -123456789012345 -123456789012345 107591195 -123456789012345 -123456789012345 185061706 -123456789012345 66454112 -123456789012345 -123456789012345 714438012 -123456789012345 -123456789012345 -123456789012345 -123456789012345 4585039 Total noninterest-bearing cash ....................................................................... Receivables (less allowance for doubtful accounts): General investments: (1) Interest-bearing cash (include money market accounts & certificates of deposit) ............................................................................................. (2) U.S. Government securities .................................................................... 1c(1) 1c(2) (3) Corporate debt instruments (other than employer securities): (A) Preferred .......................................................................................... 1c(3)(A) (B) All other ............................................................................................ 1c(3)(B) (4) Corporate stocks (other than employer securities): (A) Preferred .......................................................................................... 1c(4)(A) (B) Common .......................................................................................... 1c(4)(B) (5) Partnership/joint venture interests .......................................................... 1c(5) (6) Real estate (other than employer real property) ..................................... 1c(6) (7) Loans (other than to participants) ........................................................... 1c(7) (8) Participant loans ..................................................................................... 1c(8) (9) Value of interest in common/collective trusts .......................................... 1c(9) (10) Value of interest in pooled separate accounts ........................................ 1c(10) (11) Value of interest in master trust investment accounts ............................ 1c(11) (12) Value of interest in 103-12 investment entities ....................................... (13) Value of interest in registered investment companies (e.g., mutual funds) ...................................................................................... (14) Value of funds held in insurance company general account (unallocated contracts) ................................................................................................ 1c(12) 389205 -123456789012345 143997825 -123456789012345 209255553 -123456789012345 -123456789012345 -123456789012345 -123456789012345 551409235 -123456789012345 -123456789012345 -123456789012345 4855661 -123456789012345 1c(13) -123456789012345 254543964 -123456789012345 319878239 1c(14) -123456789012345 -123456789012345 (15) Other ....................................................................................................... 1c(15) -123456789012345 1811284 -123456789012345 For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule H (Form 5500) 2012 v. 120126 Page 2 Schedule H (Form 5500) 2012 1d 1e 1f Employer-related investments: (a) Beginning of Year (1) Employer securities .................................................................................... 1d(1) (2) Employer real property ............................................................................... 1d(2) Buildings and other property used in plan operation ......................................... 1e Total assets (add all amounts in lines 1a through 1e) ...................................... 1f (b) End of Year -123456789012345 -123456789012345 -123456789012345 1400617933 -123456789012345 -123456789012345 -123456789012345 -123456789012345 1489831134 -123456789012345 -123456789012345 3393676 -123456789012345 -123456789012345 85129500 -123456789012345 88523176 -123456789012345 1401307958 -123456789012345 Liabilities 1g 1h 1i 1j 1k Benefit claims payable ...................................................................................... 1g Operating payables ........................................................................................... 1h Acquisition indebtedness .................................................................................. 1i Other liabilities................................................................................................... 1j Total liabilities (add all amounts in lines 1g through1j) ..................................... 1k -123456789012345 3889259 -123456789012345 -123456789012345 15429478 -123456789012345 19318737 -123456789012345 1l 1381299196 -123456789012345 Net Assets 1l Net assets (subtract line 1k from line 1f) ........................................................... Part II Income and Expense Statement 2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 2a, 2b(1)(E), 2e, 2f, and 2g. Income a b (a) Amount (b) Total Contributions: (1) Received or receivable in cash from: (A) Employers .................................. 2a(1)(A) (B) Participants ......................................................................................... 2a(1)(B) (C) Others (including rollovers) ................................................................. 2a(1)(C) (2) Noncash contributions ................................................................................ 2a(2) (3) Total contributions. Add lines 2a(1)(A), (B), (C), and line 2a(2) ................. 2a(3) 105026052 -123456789012345 -123456789012345 -123456789012345 -123456789012345 105026052 -123456789012345 Earnings on investments: (1) Interest: (A) Interest-bearing cash (including money market accounts and certificates of deposit) ......................................................................... 2b(1)(A) -123456789012345 (B) U.S. Government securities ................................................................ 2b(1)(B) (C) Corporate debt instruments ................................................................ 2b(1)(C) (D) Loans (other than to participants) ....................................................... 2b(1)(D) (E) Participant loans ................................................................................. 2b(1)(E) 929584 -123456789012345 814571 -123456789012345 -123456789012345 -123456789012345 998330 -123456789012345 (F) Other ................................................................................................... 2b(1)(F) (G) Total interest. Add lines 2b(1)(A) through (F) ..................................... 2b(1)(G) (2) Dividends: (A) Preferred stock .................................................................... 2b(2)(A) (B) Common stock .................................................................................... 2b(2)(B) (C) Registered investment company shares (e.g. mutual funds) .............. 2b(2)(C) (D) Total dividends. Add lines 2b(2)(A), (B), and (C) 2b(2)(D) (3) Rents ........................................................................................................... 2b(3) (4) Net gain (loss) on sale of assets: (A) Aggregate proceeds ....................... 2b(4)(A) (B) Aggregate carrying amount (see instructions) .................................... 2b(4)(B) (C) Subtract line 2b(4)(B) from line 2b(4)(A) and enter result .................. 2b(4)(C) (5) Unrealized appreciation (depreciation) of assets: (A) Real estate......................... 2b(5)(A) (B) Other ................................................................................................... (C) Total unrealized appreciation of assets. Add lines 2b(5)(A) and (B) .................................................................. 2b(5)(B) 2b(5)(C) 2742485 -123456789012345 11044 -123456789012345 1738152 -123456789012345 13775979 15525175 -123456789012345 -123456789012345 372968699 -123456789012345 372753718 -123456789012345 214981 -123456789012345 -123456789012345 24664388 -123456789012345 -123456789012345 24664388 Page 3 Schedule H (Form 5500) 2012 (a) Amount (b) Total (6) Net investment gain (loss) from common/collective trusts .......................... 2b(6) (7) Net investment gain (loss) from pooled separate accounts ........................ 2b(7) (8) Net investment gain (loss) from master trust investment accounts ............ 2b(8) (9) Net investment gain (loss) from 103-12 investment entities ....................... (10) Net investment gain (loss) from registered investment companies (e.g., mutual funds)................................................................... 2b(9) 39857563 -123456789012345 -123456789012345 5145078 -123456789012345 530008 -123456789012345 2b(10) -123456789012345 19376006 1575911 -123456789012345 214657647 -123456789012345 c d Other income..................................................................................................... 2c Total income. Add all income amounts in column (b) and enter total...................... 2d e Benefit payment and payments to provide benefits: Expenses (1) Directly to participants or beneficiaries, including direct rollovers .............. 2e(1) (2) To insurance carriers for the provision of benefits ...................................... 2e(2) (3) Other ........................................................................................................... 2e(3) (4) Total benefit payments. Add lines 2e(1) through (3) ................................... 2e(4) Corrective distributions (see instructions) ......................................................... 2f Certain deemed distributions of participant loans (see instructions) ................. 2g Interest expense................................................................................................ 2h Administrative expenses: (1) Professional fees ............................................... 2i(1) (2) Contract administrator fees ......................................................................... 2i(2) (3) Investment advisory and management fees ............................................... 2i(3) (4) Other ........................................................................................................... 2i(4) (5) Total administrative expenses. Add lines 2i(1) through (4)......................... 2i(5) j Total expenses. Add all expense amounts in column (b) and enter total ......... 2j 21210918 -123456789012345 194648885 -123456789012345 k l Net income (loss). Subtract line 2j from line 2d............................................................. 2k 20008762 -123456789012345 (1) To this plan.................................................................................................. 2l(1) (2) From this plan ............................................................................................. 2l(2) -123456789012345 -123456789012345 f g h i 173437967 -123456789012345 -123456789012345 -123456789012345 173437967 -123456789012345 -123456789012345 -123456789012345 -123456789012345 15936770 -123456789012345 -123456789012345 5274148 -123456789012345 -123456789012345 Net Income and Reconciliation Transfers of assets: Part III Accountant’s Opinion 3 Complete lines 3a through 3c if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not attached. a The attached opinion of an independent qualified public accountant for this plan is (see instructions): (1) X Unqualified (2) X Qualified (3) X Disclaimer (4) X Adverse X Yes b Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)? c Enter the name and EIN of the accountant (or accounting firm) below: 52-1854049 (1) Name: ABRAMS,FOSTER,NOLE ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD (2) EIN: 123456789 & WILLIAMS, PA d The opinion of an independent qualified public accountant is not attached because: (2) X It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50. (1) X This form is filed for a CCT, PSA, or MTIA. X No Part IV Compliance Questions 4 CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IEs, and GIAs do not complete lines 4a, 4e, 4f, 4g, 4h, 4k, 4m, 4n, or 5. 103-12 IEs also do not complete lines 4j and 4l. MTIAs also do not complete line 4l. During the plan year: a b Yes Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.) ...... 4a Were any loans by the plan or fixed income obligations due the plan in default as of the close of the plan year or classified during the year as uncollectible? Disregard participant loans secured by participant’s account balance. (Attach Schedule G (Form 5500) Part I if “Yes” is checked.) ...................................................................................................................................... 4b No Amount X -123456789012345 X -123456789012345 Schedule H (Form 5500) 2012 Page 4- 1 X Yes c d e f g h i j k l m n 5a 5b No Amount Were any leases to which the plan was a party in default or classified during the year as uncollectible? (Attach Schedule G (Form 5500) Part II if “Yes” is checked.) .............................. 4c X -123456789012345 Were there any nonexempt transactions with any party-in-interest? (Do not include transactions reported on line 4a. Attach Schedule G (Form 5500) Part III if “Yes” is checked.) ...................................................................................................................................... 4d X -123456789012345 Was this plan covered by a fidelity bond? .................................................................................... 4e Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was caused by fraud or dishonesty? ............................................................................................................... 4f X -123456789012345 Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? ......................................... 4g X -123456789012345 4h X -123456789012345 Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? ......... X 2000000 -123456789012345 Did the plan have assets held for investment? (Attach schedule(s) of assets if “Yes” is checked, and see instructions for format requirements.)............................................................................. 4i X Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? (Attach schedule of transactions if “Yes” is checked, and see instructions for format requirements.).................................................................................... 4j X Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? ......................................................................... 4k X Has the plan failed to provide any benefit when due under the plan? ......................................... 4l X If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR 2520.101-3.) ................................................................................................................................. 4m X If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3. ............................. 4n X Has a resolution to terminate the plan been adopted during the plan year or any prior plan year? If “Yes,” enter the amount of any plan assets that reverted to the employer this year........................... X Yes X No -123456789012345 Amount:-123 If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were transferred. (See instructions.) 5b(1) Name of plan(s) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Part V Trust Information (optional) 6a Name of trust ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 5b(2) EIN(s) 5b(3) PN(s) 123456789 123456789 123 123 123456789 123 123456789 123 6b Trust’s EIN SCHEDULE R OMB No. 1210-0110 Retirement Plan Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration Pension Benefit Guaranty Corporation This Form is Open to Public Inspection. File as an attachment to Form 5500. For calendar plan year 2012 or fiscal plan year beginning and ending 04/01/2012 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Part I 2012 This schedule is required to be filed under section 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6058(a) of the Internal Revenue Code (the Code). B D 03/31/2013 Three-digit plan number (PN) 001 001 Employer Identification Number (EIN) 012345678 13-6043636 Distributions All references to distributions relate only to payments of benefits during the plan year. 1 2 Total value of distributions paid in property other than in cash or the forms of property specified in the instructions .............................................................................................................................................................. -1234567890123450 1 Enter the EIN(s) of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter EINs of the two payors who paid the greatest dollar amounts of benefits): EIN(s): 13-5160383 _______________________________ _______________________________ Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3. 3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan year. .......................................................................................................................................................................... Part II 4 123456780 3 Funding Information (If the plan is not subject to the minimum funding requirements of section of 412 of the Internal Revenue Code or ERISA section 302, skip this Part) X Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d)(2)? ......................... X Yes No X N/A If the plan is a defined benefit plan, go to line 8. 5 If a waiver of the minimum funding standard for a prior year is being amortized in this plan year, see instructions and enter the date of the ruling letter granting the waiver. Date: Month _________ Day _________ Year _________ If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule. 6 a Enter the minimum required contribution for this plan year (include any prior year accumulated funding deficiency not waived) ....................................................................................................................................... 6a -123456789012345 b Enter the amount contributed by the employer to the plan for this plan year ..................................................... 6b -123456789012345 c Subtract the amount in line 6b from the amount in line 6a. Enter the result (enter a minus sign to the left of a negative amount).......................................................................................... 6c -123456789012345 If you completed line 6c, skip lines 8 and 9. 7 Will the minimum funding amount reported on line 6c be met by the funding deadline? ...................................... X Yes X No X N/A 8 If a change in actuarial cost method was made for this plan year pursuant to a revenue procedure or other authority providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan administrator agree with the change?.................................................................................................................... X Yes X No X N/A Part III 9 Amendments If this is a defined benefit pension plan, were any amendments adopted during this plan year that increased or decreased the value of benefits? If yes, check the appropriate box. If no, check the “No” box. ........................................................................................... Part IV X Increase X Decrease X No ESOPs (see instructions). If this is not a plan described under Section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part. 10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to repay any exempt loan? .............. 11 a Does the ESOP hold any preferred stock? .................................................................................................................................... b If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a “back-to-back” loan? (See instructions for definition of “back-to-back” loan.) .................................................................................................................. 12 X Both Does the ESOP hold any stock that is not readily tradable on an established securities market? ........................................................ For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. X X Yes Yes X X No X Yes X No X Yes X No No Schedule R (Form 5500) 2012 v. 120126 Page 2 Schedule R (Form 5500) 2012 - 11 x Part V Additional Information for Multiemployer Defined Benefit Pension Plans 13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in dollars). See instructions. Complete as many entries as needed to report all applicable employers. Name of contributing employer a b EIN d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): (2) Base unit measure: X Hourly a b Name of contributing employer EIN c c Dollar amount contributed by employer Dollar amount contributed by employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer EIN c Dollar amount contributed by employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): _______________________________ (2) Base unit measure: X Hourly a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): _______________________________ (2) Base unit measure: X Hourly a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ X Weekly X Unit of production X Other (specify): _______________________________ (2) Base unit measure: X Hourly EIN EIN EIN c c c Dollar amount contributed by employer Dollar amount contributed by employer Dollar amount contributed by employer Schedule R (Form 5500) 2012 14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer of the participant for: a b c 15 The plan year immediately preceding the current plan year ................................................................................. The second preceding plan year .......................................................................................................................... 14a 14b 14c 123456789012345 123456789012345 123456789012345 15a 15b 123456789012345 123456789012345 Enter the number of employers who withdrew during the preceding plan year ................................................. 16a 123456789012345 If line 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers ...................................................................................................... 16b The corresponding number for the plan year immediately preceding the current plan year ................................ The corresponding number for the second preceding plan year .......................................................................... Information with respect to any employers who withdrew from the plan during the preceding plan year: a b 17 The current year ................................................................................................................................................... Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an employer contribution during the current plan year to: a b 16 Page 3 123456789012345 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding supplemental information to be included as an attachment. ....................................................................................................................... X Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans 18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see instructions regarding supplemental information to be included as an attachment ............................................................................................................................................................................ X 19 If the total number of participants is 1,000 or more, complete lines (a) through (c) a Enter the percentage of plan assets held as: Stock: _____ 40 % Investment-Grade Debt: _____ 22 % High-Yield Debt: _____ 6% b c Real Estate: _____ 7 % Other: _____ 25 % Provide the average duration of the combined investment-grade and high-yield debt: X 0-3 years X 3-6 years X 6-9 years X 9-12 years X 12-15 years X 15-18 years What duration measure was used to calculate line 19(b)? X Macaulay duration X Modified duration X Effective duration X Other (specify): X 18-21 years X 21 years or more BERT ROZELLE NFL PLAYER RETIREMENT PLAN Financial Statements and Independent Aaditors? Report Years Ended March 31, 2013 and 2012 TABLE OF CONTENTS Independent Auditors? Report Financial Statements Statements of Net Assets Available for Bene?ts Statements of Changes in Net Assets Available for Bene?ts Notes to Financial Statements Sunnlemental Information Schedules of Investment and Administrative EXpenses Schedule of Assets Held for Investment Purposes, Schedule H, Part IV, 4 Schedule of Assets Acquired and DiSposed of Within the Plan Year Schedule of Reportable Transactions, Schedule H, Part IV, 4 28 30 31 32 Abrams, Foster. Nole Williams, PA. Certi?ed Public Accountants 2 Hamill Road, Suite 241 West Quadrangle Baitimore43343830 Fax (410) assesn Member: American lnstiiute of Certi?ed Pablo Accountants and Maryland Assoaiatlon of Certi?ed Pobtlc Accountants INEEPENBENT To the Retirement Board of the Bert Bell/Pete Rozelle NFL Player Retirement Plan Baltimore, Maryland Report on the Financial Statements We have audited the accompanying ?nancial statements of Bert Bell/Pete Rozelle NFL Player Retirement Plan (the Plan), which comprise the statements of net assets available for bene?ts as of March 31, 2013 and 2012, the related statements of changes in net assets available for bene?ts for the years then ended, and the related notes to the ?nancial statements. Management?s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these ?nancial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of ?nancial statements that are free from material misstatement, whether due to fraud or error. Auditor?s Responsibility Our responsibility is to express an Opinion on these ?nancial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about Whether the ?nancial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor?s judgment, including the assessment of the risks of material misstatement of the ?nancial statements, Whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the Plan?s preparation and fair presentation of the ?nancial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan?s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of signi?cant accounting estimates made by management, as well as evaluating the overall presentation of the ?nancial statements. We believe that the audit evidence we have obtained is suf?cient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the ?nancial statements referred to above present fairly, in all material respects, information regarding the Plan?s net assets available for bene?ts as of March 31, 2013 and 2012, and changes therein for the years then ended and its ?nancial status as of March 31, 2012 and 2011, and changes therein for the years then ended in accordance with accounting principles generally accepted in the United States of America. Report on Supplemental Information Our audits were conducted for the purpose of forming an opinion on the ?nancial statements as a Whole. The supplemental schedules of investment and administrative expenses, assets held for investment purposes, assets acquired and disposed of within the plan year, and reportable transactions, together referred to as ?supplemental information,? are presented for the purpose of additional analysis and are not a required. part of the financial statements but are supplemental information required by the Department of Labor?s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. Such information is the responsibility of the Plan?s management and was derived from and relates directly to the underlying accounting and other records used to prepare the ?nancial statements. The information has been subjected to the auditing procedures applied in the audit of the ?nancial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the ?nancial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the ?nancial statements as a whole. Abrams, Foster, Nole Williams, RA. Certified Public Accountants Baltimore, Maryland October 21, 2013 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Net Assets Available fer Bene?ts March 31, 2013 and 2012 Investments, at Fair Value Interest bearing cash Common stock Preferred stock Corporate debt U. S. government securities C'ornrnon/ collective trusts Registered investment companies Real estate Other investments Total investments Receivable for securities sold Interest and dividends receivable Other plan receivables Total receivables Cash Total assets Payable for securities'purchased Accrued expenses Total liabilities Net Assets Available for Benefits 201.3 2012 ASSETS 4,892,057 173,046,337 107,591,195 143,997,825 389,205 18,653,709 18,395,789 25,116,324 27,753,216 714,438,012 551,409,235 319,878,239 254,543,964 66,454,112 69,205,755 191,458,029 153,067,310 1,448,481,677 1,391,808,636 39,824,442 6,484,516 453,476 538,991 956,877 1,194,489 41,234,795 8,217,996 114,662 591,302 1,489,831,134 1,400,617,934 LIABILITIES 85,129,501 15,429,478 3,393,674 3,889,259 88,523,174 19,318,737 1,401,307,960 "See Accompanying Notes" 3 8 1,381,299,197 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Changes in Net Assets Available for Benefits Years Ended March 31, 2013 and 2012 Net Investment Income Dividend and interest income Net realized and unrealized appreciation (depreciation) in fair value of investments Total investment income Less investment expenses Net investment income Contributions Total additions Administrative expenses Bene?t payments Total deductions Net increase Net assets available for benefits: Beginning of year End of Year 2013 2012 ADDITIONS 19,740,759 21,260,587 89,890,836 15,532,470 109,631,595 36,793,057 (5,274,148) (5,990,110) 104,357,447 30,802,947 105,026,052 172,120,000 209,383,499 202,922,947 DEDUCTIONS 15,936,769 12,956,047 173,437,967 134,023,770 189,374,736 146,979,817 20,008,763 55,943,130 1,381,299,197 1,325,356,067 1,401,307,960 ?See Accompanying Notes" 4 1,381,299,197 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 3.1., 2013 and 2012 DESCRIPTION OF THE PLAN The following brief description of the Bert Bell/Pete Rozelle NFL Player Retirement Plan (the Plan.) is provided for general information purposes only. Participants should refer to the Plan document for more complete information. Capitalized terms have the meaning provided f01 in the Pl an documents. A. General The Plan is a multiemployer defined bene?t pension plan, which provides eligible Players with pension and disability bene?ts, and offers survivor protection for their wives and family. The Plan is maintained in accordance with the 2011 Collective Bargaining Agreement between the National Football League Players Association and the National Football League Management Council Management Council"). The Bert Bell/Pete Rozelle NFL Player Retirement Plan Trust holds the assets of the Plan. The Plan has been revised and amended many times since it was created. Most recently, the Plan was amended and restated effective April 1, 2012, and immediately prior to this date, the Plan was amended and restated effective August 1., 2011. These amendments were necessary in order to re?ect new Plan terms and provisions provided for in the 2011 CBA and to comply with applicable law. The current key features are summarized below. B. Participants? Bene?ts Under the Plan?s provisions, bene?ts accrue to participants based upon credited seasons earned and the credit amount determined for a particular credited season. as de?ned by the Plan document. C. Funding Policy Contributions from member clubs are made based upon amounts required to be funded under the CBA between the NFLPA and the NFL Management Council. During 2013 and 2012, the clubs made contributions of $i05,026,052 and $172,120,000, respectively. The contributions meet the minimum. funding requirements under Employee Retirement income Security Act of 1974 (ERISA). 1. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 DESCRIPTION OF THE PLAN (Continued) D. Vesting A Vested Player is a Player who is eligible to receive retirement bene?ts. Generally speaking, Players become Vested Players either by earning enough Credited Seasons or by satisfying special rules. A Player may also become vested if he quali?es for total and permanent disability bene?ts While an Active Player. Pension Bene?ts There are two retirement bene?ts under the Plan: (1) the Bene?t Credit Pension; and (2) the Legacy Credit Pension. All Vested Players are entitled to Benefit Credit Pension bene?ts. Only certain Vested Players are entitled to a Legacy Credit Pension. In addition, some Vested Players who are entitled to a Legacy Credit Pension also will receive an increase to their Bene?t Credit Pension due to the Legacy Floor. I Death and Disability Bene?ts The Plan offers death bene?ts to widows and surviving children of Vested Inactive Players who die before their Bene?t Credit Annuity Starting Date. The Plan also provides death bene?ts to widows of Legacy Eligible Vested inactive Players who die before their Legacy Credit Annuity Starting Date. The amount depends upon the Player?s credited seasons, marital status and other factors as speci?ed in the Plan document. I The Plan offers total and permanent disability and line-of~dnty disability bene?ts to Active and Vested Inactive Players under conditions and in amounts Speci?ed in the Plan document. Distributions Players may elect to receive their retirement bene?ts at Normal Retirement, Early Retirement, or Deferred Retirement. In some cases, a Player may also be eligible to receive an Early Payment Bene?t before he retires. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 1. DESCRIPTION OF THE PLAN (Continued) G. Distributions (continued) The Bene?t Credit Pension and Legacy Credit Pension are paid in the form of a Life Only Pension if the Player is single, as a reduced bene?t, and in the form of a Quali?ed Joint and Survivor Annuity if the Player is married, unless the Player chooses an optional form of payment and a spousal waiver, if applicable, is signed. Optional forms of payment include the following, although not every option is available for the Legacy Credit Pension: Life Only Pension, Quali?ed Joint and Survivor Annuity, Quali?ed Optional Joint and Survivor Annuity, Life Only Pension with Social Security Adjustment, Life and Contingent Annuitant Pension, and Life and lO?Year Certain Pension. Plan Amendment or Termination The Plan may be amended or terminated in accordance with the Plan document, governing CBA between the NF LPA and the NFL Management Council, and ERISA. 2. SIGNIFICANT ACCOUNTING POLICIES A. Basis of Accounting The accompanying ?nancial statements are prepared on the accrual basis of accounting. - Use of Estimates The preparation of ?nancial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities as of the date of the ?nancial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. Investment Valuation and Income Recognition Investments are reported at fair value. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The Plan?s Retirement Board (through the Plan?s custodian and the Plan?s investment consultant and advisers) determines the Plan?s valuation policies utilizing information provided by its investment managers and custodian. 7 2.. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Investment Valuation and Income Recognition (continued) investment consultants and custodians. See note 10 for a discussion of fair value measurements. Purchases and sales of securities are recorded on the trade date. Realized gains or losses resulting from sales or disposals of securities are determined based on the average cost method of securities sold. Dividend income is recognized on the ex-dividend date. Interest income is recognized on the accrual basis. Net appreciation includes the Plan?s gains and losses on investments bought and sold as well as held during the year. Payment of Bene?ts Benefit payments to participants are recorded upon distribution. Administrative Expenses The Plan?s expenses are paid by the Plan as provided by the Plan document. Certain expenses incurred in connection with the general administration of the Plan that are paid by the Plan are recorded as deductions in the accompanying statement of changes in net assets available for bene?ts. In addition, certain investment related expenses are included in net appreciation of fair value of investments presented in the accompanying statement of changes in net assets available for bene?ts. Pension Bene?t Guaranty Corporation Guarantee The Pension Bene?t Guaranty Corporation guarantees pension benefits payable at normal retirement age and some early retirement bene?ts. The maximum bene?t that the PBGC guarantees is set by law. Only bene?ts that have been earned and that cannot be forfeited are guaranteed. The maximum guarantee, based on the Plan?s benefit provisions, is $33.75 per month times a player?s Credited Seasons. INCOME TAX STATUS On July 30, 2013 the Internal Revenue Service (IRS) provided the Plan a determination letter stating that the Plan document, as amended, is quali?ed under Section 401(a) of the Internal Revenue Code (the Code), and the Trust is, therefore, exempt from federal income tax under Section 501(a) of the Code. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 INCOME TAX STATUS (Continued) Accounting principles generally accepted in the United States of America require Plan management to evaluate tax positions taken by the plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service or Department of Labor. The Plan is subject to routine audits by taxing jurisdictions. The plan administrator believes it is no longer subject to income tax examinations for plan years prior to March 31, 2010. The plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of March 31, 2013, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the ?nancial statements. The Retirement Board is not aware of any course of action or series of events that have occurred that will adversely affect the Plan?s quali?ed status at March 31, 2013. PLAN AMENDMENTS A. During the Plan year that ended March 31, 2013 the following amendment was adopted: The Bert Bell/Pete Rozelle NFL Player Retirement Plan, as amended and. restated as of April 1, 2012 (?Plan?) is hereby amended, effective April 1, 2012, unless otherwise stated, as set forth below. 1. Effective April 1 2014, new Section 1.8A is added to read as follows: 1.8A ?Child." means any natural or legally adopted child. Child does not include a child. who was conceived after a Player?s death, such as through in?vitro fertilization. 2. Section 1.12 is amended by deleting the word "multiple" and inserting the word? mutual" in its place. 3. Section 1.47 G) is amended in its entirety to read as follows: Notwithstanding the foregoing, effective April 1, 2012, a Player who ?rst earns an. Hour of Service during or after the 2012 Plan Year, and does not have three Credited Seasons, will not be a Vested Player 4. BERT ROZELLE NF PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 PLAN AMENDMENTS (Continued) 4A4 5. (only for the purpose of applying Article 4 or Section 7.3, and. not for any other purpose) until he has earned. five Years of Service. New Section 4.1 4 is added to read as follows: Enhanced Benefits for Legacy Survivors A surviving spouse, contingent annuitant, or bene?ciary is a "Legacy Survivor? for purposes of this Section. 4.14 if both of the following conditions are met: (1) The surviving spouse, contingent annuitant, or bene?ciary was receiving benefits on August 1, 2011. under Section (3), (5), or (6) pursuant to the election of a Player who died prior to August 4, 20l l; and (2) The deceased Player would have qualified for a Legacy Credit Pension. under Article 4A had he survived to August 4, 2011. For each month on. and after August 1, 2011 in which a Legacy Survivor receives a benefit under Section (3), (5), or (6), that bene?t will be calculated. by adding to the Player?s Benefit Credits any and all Legacy Credits to which the Player would have been entitled. had. he been alive on August 4, 201.1. The last sentence of Section 4A3 is amended to read as follows: Notwithstanding the. foregoing, a Legacy Eligible Player with a Prior Benefit Credit Pension may elect prior to January 31, 2013 to commence his Legacy Credit. Pension retroactive to August 1. 2011. Section 6.1 is amended. in its entirety to read. as follows: Line-0f?Dnty Disability Benefits. Effective for applications received by the Retirement Board. on or after September 1 ,201. i, any Player who is not an Active Player and. who incurs a ?substantial disablement" (as defined in Section. 64(3) and "arising out of League football. activities" (as defined in Section will. receive a line-of?duty disability bene?t equal. to the greater o:f(a) the sum of the Player?s Total Credits and. $2,000 (which $2,000 amount will 10 4. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 PLAN AMENDMENTS (Continued) 10. 11. be increased in $500 increments effective January 1 of 2013, 2015, 2017, 2019, and 2021). The benefit will be payable beginning as of the ?rst day of the month following the date the disability qualifies as a substantial disablement, and continuing for the duration of such substantial disablernent but not for longer than ninety months. The line-of-duty disability bene?t for applications received by the Retirement Board before September 1, 2011 will be determined in accordance with prior versions of the Plan. Section 6.4(b) is amended to read as follows: A disability will be deemed to be "permanent? if it has persisted or is expected to persist for at least twelve months from the date of its occurrence, excluding any reasonably possible recovery period. Section 7.2 is amended to delete "For Players who died prior to August 1, 201.1, Benefit Credits will be substituted for Total Credits in the prior sentence,? and insert in lieu thereof: "For a Player who die-d prior to August 4, 2011 and who had a surviving spouse alive on August 4, 2011, and. effective for months beginning on and after August 1 201 i, the term Total Credits includes any and all Legacy Credits to which. the Player would have been entitled had he been alive on August 4, 2011." Section 7.2 is amended to delete the last sentence thereof. Section 7.3(a) is amended to add the following sentences to the end thereof: For a Player who died prior to August 4, 201. 1, and effective for months beginning on and after August 1, 2011, his surviving Spouse's benefit under this Section will be calculated by including any and all Legacy Credits to which the Player would have been entitled had he been alive on August 4, 2011. Section 8.2(d) is amended to add the following phrase including benefits" after the word "Plan." 11 4. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 PLAN AMENDMENTS (Continued) B. 12. 13. '14. 15. 16. 17. Section 8.3(a) is amended to add the following two sentences to the end of the subsection: If there is a question as to whether the Medical Advisory Physician preperly applied the terms of the Plan, such as with reSpect to the standards for line-of?dnty disability benefits, the Retirement Board will have the right and duty to bring such questions to the attention of the Medical Advisory Physician. After all such questions have been addressed, the ultimate decision of the Medical Advisory Physician. will be ?nal and binding. The ?rst sentence of Section 8.3(d) is amended to read as follows: For bene?t disputes arising under Section 8.3(b) above, any arbitrator selected to resolve a dispute must base his or her decision solely on the administrative record that was before the Retirement Board, as may be supplemented by records that were in existence prior to the date the dispute is referred to the arbitrator. The second sentence of Section 8.4(0) is amended to read as follows: A member of the Disability Initial Claims Committee may resign by notice to the Vice-Chairman of the Retirement Board. The first sentence of Section 11.1 is amended to read as follows: The Retirement Board may designate, by action of at least four members, a board~certi?ed physician as the Plan?s Medical Director. The second sentence of Section 11.3(b) is amended to read as follows: The Neutral Physician will complete such form or forms as may be approved by the Retirement Board for this purpose. Section 1 1.3(b) is amended to delete the last sentence thereof. During the Plan year that ended March 31, 2012, the following amendment was adepted: 12 4. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 PLAN AMENDMENTS (Continued) The Plan was amended and restated effective as of April 1, 2012 to implement the changes required by the 2011 CBA, and to comply with applicable law. Some of the most important of these amendments are described below. Participants should refer to the Plan document for more complete information. A. The amount of Bene?t Credit Pension that Players earn for each year in the NFL was increased beginning in 2012, and will be increased again in both 2015 and 2018. A new Legacy Credit Pension is provided for certain Vested Players with Credited Seasons prior to 1993. The prior Bene?t Credit Pension of certain Vested Players with Credited Seasons prior to 1993 is increased to be at least $600 a month. The survivor bene?ts paid to certain widows and other bene?ciaries of deceased Players with Credited Seasons prior to 1993 were generally increased. Total and permanent disability bene?ts changes include: i. Two new categories, Inactive A and Inactive B, have replaced the prior Football Degenerative and Inactive categories. ii. Some disability bene?ts increased in 2011 and will be further increased in 2016. Players who received an award of Social Security disability benefits before they reached age 55 and who have elected to receive their retirement bene?ts can now qualify for total and permanent disability bene?ts. iv. Players who earn up to $30,000 in income can still receive total and permanent disability bene?ts. v. Total and permanent disability bene?ts paid after a Player reaches age 55 will be reduced by the amount of his Life Only Pension at age 55. Such Player may elect to begin his retirement benefits at that time, or at a later date. Line-of?duty bene?t minimum amounts have increased for new line~of~duty applications. 13 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS Accumulated plan bene?ts are those estimated future periodic payments, including lump? sum distributions that are attributable under the Plan?s provisions based upon the Credited Seasons Players earned through the valuation date. Accumulated plan bene?ts include bene?ts expected to be paid to: retired and Vested Inactive Players or their bene?ciaries, bene?ciaries of Players who have died, and (0) present Players or their bene?ciaries. Bene?ts payable under all circumstances (retirement, death and disability) are included to the extent they are deemed attributable to service rendered to the valuation date. The actuarial present value of accumulated plan bene?ts was calculated by the Plan's enrolled actuary, and is that amount that results from applying actuarial assumptions to adjust the accumulated plan bene?ts to re?ect the time value of money (through discounts for interest) and the probability of payment (by means of decrements such as for death, disability, withdrawal or retirement) between the valuation date and the expected date of payment. The accumulated plan bene?t information as of April 1, 2012 and 201 1 is as follows: Actuarial present value of accumulated plan bene?ts 201; Vested bene?ts Participants currently receiving payments 8 1,162,344,039 855,054,696 Other participants 1,451,527,186 1,1 1 1,510,106 2,613,871,225 1,966,564,802 Nonvested bene?ts 111,049,974 132,688,891 Total $2,724,921, 129 3,099,253,693 The changes in accumulated plan bene?t information for the years ended March 31, 2012 and 2011 are as follows: 2.1.11.2 29.1.1; Value of bene?ts accumulated and changes in data 8 6,134,045 8 128,221,990 Increase due to passage of time 147,337,531 115,783,460 Less bene?ts paid (134,023,771) (108,192,868) Plan amendments 606,219,701 - Changes in actuarial assumptions - 312,331,435 Total 8625667506 8 448,144,017 14 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Netes to Financial Statements March 31, 2013 and 2012 ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS (Continued) Signi?cant assumptions underlying the actuarial computations as of April 1, 2012 and 2011 are as follow: Assumed rate of return on investments 7.25% Mortality basis Table projected to 2020 Player Turnover 1 year of service 19.5% 2 years of service 11.0% 3 years of service - 16.5% 4 years of service 15.8% 5 years of service 17.4% 6 years of service 1. 8.4% 7 years of service 19.9% 8 years of service 21.4% 9 years of service 24.6% 10 years of service 26.2% years of service 28.2% i2 years of service 30.5% 13 years of service 35.6% .14 years of service 37.2% 15 years of service 42.5% 16 years of service 55.8% 1.7 years of service 68.7% 18 years of service 78.6% 1.9 years of service 90.6% 20 years of service 1. 00.0% Actuarial Cost Method Unit credit cost method 15 5. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS (Continued) Player with Player without Retirement Age Pre-93 Season Rate Season Rate 100% 100% The foregoing actuarial assumptions are based on the presumption that the Plan will continue. Were the Plan to terminate, different actuarial assumptions and other factors, might be applicable in determining the actuarial present value of accumulated Plan bene?ts. The computations of the actuarial present value of accumulated plan bene?ts were made as of April 1, 2012 and 2011. Had the valuations been performed as of March 31, 2013 and 2012 there would be no material differences. PLAN TERMINATION 1n the event the Plan terminates, the net assets of the Plan will be allocated as prescribed by ERISA and its related regulations, generally to provide the following bene?ts in the order indicated: A. Annuity bene?ts that former players or their bene?ciaries have been receiving for at least three years, or that players eligible to retire in that three-year period would have been receiving if they had retired with bene?ts in the normal form of annuity under the Plan. The priority amount is limited to the lowest bene?t that was payable (or would have been payable) during those three years. The amount is further limited to the lowest bene?t that would be payable under Plan provisions in effect at any time during the ?ve years preceding Plan termination. 13. Other vested bene?ts insured by the PBGC (a US. government agency) up to the applicable limitations. C. All other vested bene?ts (that is, vested bene?ts not insured by the PBGC). 16 6. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 PLAN TERMINATION (Continued) D. All nonvested bene?ts. Certain bene?ts under the Plan are insured by the PBGC if the Plan terminates. Generally, the PBGC guarantees most vested normal age retirement bene?ts, early retirement bene?ts, and certain disability and survivor?s pensions. However, the PBGC does not guarantee all types of bene?ts under the Plan, and the amount of bene?t protection is subject to certain limitations. Vested bene?ts under the Plan are guaranteed at the level in effect on the date of the Plan?s termination. Whether all participants receive their bene?ts should the Plan terminate at some future time will depend on the suf?ciency, at that time, of the Plan?s net assets to provide for accumulated bene?t obligations and may also depend on the ?nancial condition of the plan sponsor and the level of bene?ts guaranteed by the PBGC. RISKS AND UNCERTAINTIES The Plan provides for investments in various investment securities that are exposed to certain risks such as interest rate, credit and overall market volatility. Due to the level of. risk associated with certain investment securities, changes in value of investment securities could occur in the near term and these changes could materially affect the amounts reported in the statement of net assets available for bene?ts. RELATED PARTY AND PARTY IN INTEREST TRANSACTIONS The Bank of New York Mellon is the Trustee of the Plan and provides investment custody service to the Plan. Fees paid to The Bank of New York Mellon for these services for the years ended March 31, 2013 and 2012 were $260,682 and $301,536, respectively. As described in Note 2, the Plan paid certain other expenses related to plan operations and investment activity to various service providers. These transactions are party in interest transactions under ERISA. INVESTMENTS The Trustee and custodian of the Plan's securities is The Bank of New York Mellon. Investment advisory agreements are currently in force with various investment managers. 17 10. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 INVESTMENTS (Continued) The Plan?s investments (including investments bought, sold, as well as held during the year) appreciated (depreciated) in value during years ended March 31, 2013 and 2012, as follows: 2112 ?12; Interest bearing cash 35 135,732 - Common stocks 9,184,893 3,852,098 Preferred stocks (1,809) (144,610) Corporate debt 932,040 200,168 US. government securities 53,581 1,681,349 Common/collective trusts 45,110,743 Registered investment companies 19,376,006 - Real estate 2,859,566 - Other investments 12,240,052 9 943 466 Total $89,890,836 $15,532,470 The investments that represent more than 5% of the plan?s net assets as of March 31, 2013 and 2012, respectively are as follows: 2013 2012 PIMCO Diversi?ed Income Fund 100,861,008 - EB Temp Inv Fund. 81,449,801 - EB DV Global Alphal Fund 75,861,066 - BNY Mellon Cash Reserve - 173,007,138 FAIR VALUE MEASUREMENTS ASC 820-10-50-2, formerly Financial Accounting Standards Board No. 157, Fair Value Measurements (FASB Statement No. 157), establishes a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). The three levels of the fair value hierarchy under ASC are described below: Levell Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access. 18 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 10. FAIR VALUE MEASUREMENTS (Continued) Level 2 inputs to the valuation methodology include: ?a Quoted prices for similar assets or liabilities in active markets; 0 Quoted prices for identical or similar assets or liabilities in inactive markets; a Inputs other than quoted prices that are observable for the assets or liabilities; - 9 Inputs that are derived principally from or corroborate by observable market data by correlation or other means. If the asset or liability has a Speci?ed (contractual) term, the Level 2 input must be observable for substantially the full term of the asset or liability. Level 3 Inputs to the valuation methodology are unobservable and signi?cant to the fair value measurement. The asset?s or liability?s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is signi?cant to the fair value measurement. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs. The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used as of March 31, 2013. Cash: Valued at the closing price reported on the active market on which cash is traded. Common stocks, corporate bonds and US. government securities: Valued at the closing price reported on the active market in which the individual securities are traded. Mutual funds: Valued at the net assets value of shares held by the plan at year end. Treasury Prime Cash: Value at the closing price reported on the active market on which the securities are traded. Guaranteed investment contract: Valued at the relative fair value of the underlying market value of investments in the contract. 19 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 10. FAIR VALUE MEASUREMENTS (Continued) The methods described above may produce a fair value calculation that may not be indicative of net realized value or re?ective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain ?nancial instruments could result in a different fair value measurement at the reporting date. There is no formal policy for transfers among or between levels, however, if they do, the Plan?s advisors will discuss and determine if a change is actually required. The Plan does not own mortgage directly, however the Plan may have exposure to mortgage via CMO and asset backed mortgage securities. The following tables, set forth by level, within fair valve hierarchy, the Plan?s assets at fair value as of March 31, 2013 and 2012. Assets at Fair Value as of March 31, 2013: Total Level 1 Level 2 Level 3 Fair Value Interest bearing cash 8 - 4,892,057 - 8 4,892,057 Common stock 100,600,440 6,990,755 107,591,195 Corporate debt - 18,653,709 18,653,709 US. government securities 6,646,968 l8,469,356 25,116,324 Common/collective trust - 714,438,013 714,43 8,013 Registered investment companies 319,878,239 - 319,878,239 Real estate - 57,5 88,466 57,588,466 Other investments (22,590) 1,833,873 198,512,391 200,3 23,674 Total Assets ??84 8 43,848,925 $2 27,522,625 ?1,448,481,612 20 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March. 31, 2013 and 2012 10. FAIR VALUE MEASUREMENTS (Continued) Assets at Fair Value as of March 31, 2012: Total Level 1 Level 2 Level 3 Fair Value Interest bearing cash 73,046,336 173,046,336 Common stock 14,281,217 - 1,816,608 143,997,825 Corporate debt 18,395,789 18,395,789 US. government securities 5,336,974 22,416,243 27,753,217 Common/collective trust - 551,409,235 551,409,235 Registered investment companies 254,543,964 - 254,543,964 Real estate - 57,480,543 57,480,543 Other investments 127,996,955 8.454.100 156,630,672 165,181,727 Total Assets 402159 1.10 m$2 22,812,468 761,337,058 $1,391,808,636 Transfers between Levels The availability of observable market data is monitored to assess the appropriate classi?cation of ?nancial instruments within the fair value hierarchy. Changes in economic conditions or model based valuation techniques may require the transfer of ?nancial instruments from one fair value level to another. In such instances, the transfer is reported at- the end of the reporting period. There were no transfers of assets between level 1 and 2 classi?cations for the year ended March 31, 2013 and March 31, 2012. There was a transfer from Level 2 into Level 3 for $64,419,206 in FY 2012. These ?mds were used to purchase additional investments. Changes in Fair Value of Level 3 Assets and Related Gains and Losses Plan investment managers are required to establish and adhere to formal fair value methodologies. Signi?cant changes in valuation methodologies are reviewed by the investment managers? independent auditors and by the Plan?s investment advisors. The following tables present a summary of changes in the fair value of the Plan?s level 3 assets for the years ended March 31, 2013 and 2012: 21 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 FAIR VALUE MEASUREMENTS (Continued) 2013 Level 3 Investments 103-12 Partnership! Common Common! Investment Joint Venture Stock Collective Trust Entities Interest Real Estate Total Fair Value at March31.2012 1,816,608 8 551,409,235 8 4,855,661. 151,775,010 8 57,480,543 8 767,337,057 NetRealized gains 80,495 22,680,59 290,633 1,783,194 - 24,525,423 Net Change in unrealized 89954005363) (53,633) 22,430,144 239,375 10,012,830 2,859,566 30,652,702 Purchases 6,245,672 861,603,235 - 37,365,116 853,705,921 39195 (1.098.387) (743,685,200) (800.630) (7.008.798) (2.751.643) (750.998.4311 Fair Value at March 31,2013 5 6990.755 8 714438013 8 4.585.039 193927.532 57.588466 8 977529.624 The amount of total gains or losses for the period ended March 31, 2013 included 11} changes in net assets attributable to the change in unrealized gains or losses relating to assets still held at the reporting date are as follows: 103?12 Partnership! Common! Investment Joint Venture Common Stock Collective Trust Entities Interest Real Estate Total 2012 Leve! 3 Investments 103-12 Partnership}r Common Common! Investment Joint Venture Stock Collective Trust Entities Interest Real Estate Total Fair Value at March 31, 2011 565,253 3 728,096,041 8 4,350,240 3 60,614,168 54,531,765 848,157,467 Transfer in - 64,419,206 64,419,206 Net Realized gains . 21,435,254 109,880 1,300,887 - 22,844,201 Net change in unreaiized gainslGosses) 87,879 (13,992,284) 75,681 (4,097,669) 1,782,990 (16,143,433) Purchases 1,352,375 383,343,640 640,000 33,084,374 2,160,817 420,581,206 Sales (188,899) (567,471,416) (3 20, 140) (3,545,925) (995,029) (572,521,409) Fair Value at March 313 2912 3.816.608 551.409.2335 3 4.855.661 151.775.011 8 57.480543 3 767.337.0555 22 10. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 FAIR VALUE MEASUREMENTS (Continued) The amount of total gains or losses for the period included in changes in net assets attributable to the change in unrealized gains or losses relating to assets still held at the reporting date are as follows: 103-12 Partnership! Common Common/ Investment Joint Venture Stock Collective Trust Entities Interest Real Estate Total 87.879 14.416144 3 181.691 ?5 (3.601.159) Total gains and losses (realized and unrealized) for the years ended March 31, 2013 and 2012 are reported in net appreciation in fair value of investments in the statements of changes in net assets available for bene?ts. Fair Value of Investments that Calculate Net Asset Value The following table summarizes investments measured at fair value based on net asset value (NAVs) per share as of March 31, 2013 and 2012, respectively. Redemption Frequency (if Unfunded currently Redemption March 31, 2013 Fair Value Commitments eligible) Notice Period Common/Collective $578,963,471. Varies Varies Trust between one (See below) and ninety days Other Investments $68,746,153 Varies Varies (See below) between three and ten days The objective of these investments is to diversify the Plan?s portfolio and reduce volatility. Types of investments in the Common/Collective Trust category include collective trust funds, emerging debt commingled funds, emerging markets equity commingled funds, and US equity commingled funds. Collective trust funds have a daily redemption frequency with a redemption notice of one day before for settlement four days later. 23 10. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 FAIR VALUE MEASUREMENTS (Continued) Emerging debt commingled funds have a redemption frequency with a redemption notice of ten days. Emerging debt commingled funds have a daily redemption frequency with a seven day redemption notice. There are two types of investments under US equity commingled funds: one which may be redeemed with a thirty day redemption notice period and one with a quarterly redemption frequency and a ninety day redemption notice period. The objective of these investments is to diversify the Plan?s portfolio and reduce volatility. Types of investments in the Other Investments Fund include a 103-12 Investment Entity with a daily redemption frequency and a three day redemption notice period and a hedge fund with a redemption frequency and a ten day redemption notice period. Redemption Frequency (if Redemption Unfunded currently Notice March 31, 2012 Fair Value Commitments eligible) Period Common/ Collective $491 ,247,278 Varies Varies Trust between one (See below) and ninety days Other Investments 64,037,494 Varies Varies (See below) between three and ten days The objective of these investments is to diversify the Plan?s portfolio and reduce volatility. Types of investments include US debt commingled funds, emerging debt commingled funds, international commingled funds, US equity commingled funds, and collective trust funds. The commingled funds have redemption frequencies ranging from daily to quarterly and redemption notice periods ranging from four days to ninety days. The collective trust funds have daily redemption frequencies and a redemption notice of one day before for settlement four days later. The objective of these investments is to diversify the Plan?s portfolio and'reduce volatility. Types of investments in the Other Investments Fund include a 103-12 Investment Entity with a daily redemption frequency and a three day redemption notice period and a hedge fund with a redemption frequency and a ten day redemption notice period. 24 11. 12. 13. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 DERIVATIVE INSTRUMENTS The Plan may enter into futures contracts and options to hedge the portfolio, manage risk, and adjust exposure along the yield curve. Speci?cally, futures positions are utilized to shift the portfolio?s duration to its target or adjust the exposure to specific parts of the yield curve and options positions are utilized to hedge against the portfolio?s exposure to interest rate volatility. The portfolio?s guidelines do not permit swaps of any kind. As of March. 31, 2013 the portfolio?s derivative exposure consisted of eight futures positions and. seven options positions. The Plan has one separate account manager which holds 3.5% of Plan assets that uses derivatives. The Plan does not have direct exposure to any other derivatives except exposure gained through cornrningled funds. As a result, derivatives are not being used to hedge Plan operations in any way. RECEIVABLES FROM OTHER PLANS The Plan provided certain administrative services to other plans and incurred reimbursable expenses in. connection with the provision of these services, as follows: 3.9.1.3. 29g NFL Player Tax Qualified Annuity Plan 55 124,115 76,465 NFL Player Annuity Program 225,050 254,394 NFL Player Annuity Insurance Company 272 78,926 NFL Player Second Career Savings Plan 390,737 415,264 NFL Player Supplemental Disability Plan 66,846 136,299 88 Plan 86,440 170,724 Gene Upshaw NFL Player Health Reimbursement Account Plan 62,916 62,417 Total manage, ?atwa? These amounts are re?ected as receivables on the Statements of Net Assets Available for Benefits as of March 31, 2013 and 2012 because the amounts had not yet been reimbursed from the respective benefit plans as of those dates. RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500 UPDATE WHEN 5500 IS AVAILABLE There were no reconciling differences, the net assets available for benefits per ?nancial statement agree to net assets available for bene?ts per the Forrn 5500. Bene?ts paid to participants per the financial statement also agree to benefits paid to participants per Form 5500. 25 14. 15. BERT ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2013 and 2012 RECLASSIFICATIONS Certain amounts in the prior periods presented have been reclassi?ed to conform to the current period ?nancial statement presentation. These reclassi?cations have no effect on previously reported net income. SUBSEQUENT EVENTS FASB Accounting Standards Codi?cation ASC 855-10-50 subsequent events requires organizations to evaluate events and transactions that occur after the statement of ?nancial position date but before the date the ?nancial statements are available to be issued. ASC 85540?50 requires entities to recognize in the ?nancial statements the effect of all events or transactions that provide additional evidence of conditions that existed at the statement of ?nancial position date, including the estimates inherent in the ?nancial statement preparation process. Subsequent events that provide evidence about conditions that arose after the statement of ?nancial position date should be disclosed if the financial statements would otherwise be misleading. The Plan has evaluated subsequent events through the date the ?nancial statements were available to be issued on October 21, 2013 and determined there were not material transactions which need to be disclosed. 26 SCHEDULES OF INVESTMENT AND ADMINISTRATIVE EXPENSES BERT ROZELLE NFL PLAYER RETIREMENT PLAN Schedules of Investment and Adminsitrative Expenses Years Ended March 31, 2013 and 2012 2013 2012 INVESTMENT EXPENSES Trustee fees 260,682 301,536 Investment management fees"F 4,607,843 5,309,518 Investment advisory fees 405,623 379,056 Total Investment Expenses 39 5,274,148 5,990,1 10 ADMINISTRATIVE EXPENSES Acturial, Auditing and Bene?t Statement Preparation Aon Consulting Inc. 8 2,367,856 1,953,519 Abrams, Foster, N01e Williams, PA. 47,276 32,400 Attorney Fees Groom Law Group 5,01 1,532 4,287,470 Insurance Expense Pension Bene?t Guaranty Corporation 1 1 1,654 103,518 Fiduciary Liability Insurance 278,107 197,580 Plan Of?ce Expenses Salaries and and related expenses 1,393,620 845,290 Rent 223,974 149,989 Insurance 301,147 202,3 87 Retirement Board costs 159,587 70,247 Plan Office Pension Contributions 290,550 59,91 1 Other Plan Of?ce expenses 1,175,980 462,477 Other Akin, Gump, Strauss, Hauer, Feld. - 1,785 Sibson Consulting 5,000 434,103 Buck Consultants, LLC 31,467 Kern Fen'y 33,264 159,849 Advanced Computer Solutions 367,507 143,109 Stephen S. Haas, MD. - 170,805 Mary Hibbard 3 ,500 41,832 Piayer medical and trave1 expenses 3,331,978 3,198,943 Printing expenses 90,296 67,610 One Point Solutions 42,592 PointClick Tech 48,809 21,801 28 BERT ROZELLE NFL PLAYER RETIREMENT PLAN Schedules of Investment and Adminsitrative Expenses Years Ended March 31, 2013 and 2012 2013 2012 EXPENSES (Continued) RZIntegrated, LLC 166,242 91,780 Mercer 221,834 Tribuiski 16,095 Premier Tech Solutions 540 5,963 Remote IT Solutions 78,094 Systems International 470 All Covered 16,044 28,913 Numara Software - 86,465 Miscellaneous expenses 195, 814 64,243 Total Administrative Expenses 55 15 ,93 6, 769 12,956,047 Excludes certain investment management fees paid to NAV managers netted against investments 29 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES, SCHEDULE H, PART IV, 4 ENY 000 5500 NFL FWN. 120913 BERT BELUPETE ROZELLE NFL OVERALL. COMPOSFTE SHARE 8? PAR VALUE 0.1308 43.2300 ?13.3300 319010800 51,335.9300 4,8193373230 55GG SECURITY DESCRIPTION CASH AUG (AUSTRAUAN NZD (NEW ZEALANB DOLLAR) mm EUR CURRENCY AT BROKER BNY MELLON CASH RESERVE 0.03 0% 1233 11'2049 99 LEHMAN PROXY WAMCO ., REC CASH QM HTML ENTER CASH 5. GOVERNMENT SECURIYIES 119.000.0000 110.006.3000 120,000.098? 4033803000 70,850.0000 FEDERAL 5.525% FEDERAL 5.000% FEBERAL 5. 530%. FEDERAL 3. 625% FEDERAL 1.000% HOME LN MTG CORP- 1?:?2332035 HOME LN BK 121?211281 5 HOME LN BK. $2036 HOME LN BK 10f18/?20?I 3 HOME LN 8K CONS 89. DD 1&3044?05 CONS 853 CONS BD 093?? 5208 80 [3911135132 SQHEQULE 0F AT END OF PLAN YEAR 3 1 WRCH 201 3 COST 0.14 0.19 55.41 24,290.63? 253.68 4,839,937.32 4,893,487.98 122.80?.30 127,380.20 150,547.20 42,004.80 2013-33-31 CYCLE 3 12:09:12 RUN DATE: PRICE {3.0000 {3.0000 0.0000 0.0008 160.9000 0.0050 3.0309 ?2.4188 212.4228 133.9280 1013053 100.1100 MARKET VALUE 517.83 4?.514.3? 24,290.83? 258.88 4,819,937.32 123,559.30 123,653.20 160,733.50 40,762.40 ?0.077.{30 PAGE: M1202E UNREAUZED GAENZLOSS 0.0-0 0.00 2.40 1,433.00- 0-00 0.00 0.00 1,430.80? 852.58 10,186.40 1,242.40~ BNY MELLON 55.00 120913 201303-31 CYCLE 3 ?2:09:?2 Rim DATE: 5500 SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALUED PAGE: 2 NFL 3% MARCH- 20?3 - ROZELLE NFL QVERALL COBAPOSWE SHARE 83 MARKET UNREALQZED PAR VALBEE SECURITY DESC REPTION COST PRICE VALUE 120,000.0000 FEDERAL HOME LN MTG CORP 172,749.60 150.3080 f80.367.2{3 "3,617.80 8.175034: 03315203? 00 10!25!00 40,000.0000 FEDERAL HOME LN MTG 48,?6000 101.2430 40.49120 262.80? 1.350% 0432922014 00 043011511: FEDERAL N962. MTG ASSN 85,055.20 88.5210 97.48340 0.000% 1030912019 00 10509384 130.000.0000. FEDERAL NATL M20 ASSN 342.0340 184,618.20 - 8,186.60 6.250% 051(1552029 DD 99,905.9900 MTG K024 6,774.62 6.?480 32.96; VAR RT 09125102022 DD 03101H3 300.000.0000 VALLEY AUTH BD 389.8?1130 137.9730 413,919.00 21:,10800 5.380% 0420102038 53%} 04!?82?96 50.000.0000 TENNESSEE VALLEY ALRH 59,959.00 3,846.50 5.250% $2039 DE) 091'353?09 530.000.0000 VALLEY AUTH 88 98,227.80 1133060 102,335.40 4,107.60 4.825% 09i15i2060 00 09315110 110,000.0000 TENNESSEE VALLEY 80 $22,808.40 115.9820 4371.30 3.8?5% 022?1512021 95,878.8000 US 136,492.35 335,051.59 2.125% 02/132040 DD 0221SZ10 1010020000 US INFLAT 309,385.96 1.04.3670 108,352.06 3,033.90? 0.175094: 02!15!2042 [30 02HSI12 880.000.0000 TREASURY BOND 834,441.98 92.6880 791118.80 2.750% 1111512042 111?15'1512 w? r" BNY MELLON 000 5500 NFL BERT BELLZPETE ROZELLE NFL REY QVERALL SHARE Sf PAR VALUE 50.000.01.300 40,000.0000 337.000.0000 1,145,000.0000 ,500.000.0000 100, 000. 0000 100.000.0000 1,300,000.0000 1,000,000.0000 100.000.0000 100.000.0000 210.753.6300 HNAL 120913 5500 SECURITY QESCRIPTION WERSURY 3.125% 02(151'2043 TREASURY 0.?50% 105315201? 0 WEASURY NOTE 1.625% 11!?51?2022 i} TREASURY 2.000% 02(1512023 COMMIT TO PUR FNMA 2.500% 041'011?2028 YO PUP. FNMA 2.500% 041010043 TO FUR FNMA 3.000% 05(01l2043 COMMIT TO FUR FNMA 3.500% 0430132043 00711211111? TO PUR FNMA 4.000% 04101112043 COMMIT TO FUR GNMA 3.500%. 04315a?2043 COMMZT PUR GNMR 4.000% 0411512043 9001'. 5.000% 03i0112038 DD SCHEDULE OF INVESTMENTS AT OF PLAN YEAR REVALUED COST 31 MARCH 2013 02i15i13 10531112 11315112 02215313 MTG 042?011?13 MTG 042?01f13 MTG MTG 04101113 MTG 04101I13 MTG 042?011?13 MTG 041?01f13 031011'08 908T 48,826.92 40,035.19 330,443.29 1,554,351.56 539,546.88 102,925.78 1,357,879.70 1,064,859.38 106,875.00 108.500.1130 227?. 238.25 2013?03431 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 100.1880 100.2890 98.2270 101.2600 103.7341} 09.1250 102.8590 105.5940 106.8090 107.5630 103 . 9880 307.5580 MARKET 50.094.00 40,115.60 331,024-09 1,154,432.40 1,556.01000 99,125.00 102,859.00 1.3?2.?22.00 1,066,090.00 108,988.00 PAGE: M11021: UNREALIZED - 1,267.08 80.41 581.70 13,836.65 1,658.44 421.88? 66.?8~ 5.042.310 1,230.62 688.00 488.00 480.48+ 3 Vr BNY MELLON 5500 720923 5500 NFL BERT EELUPETE RQZELLE NFL REY OVERALL PAR VALUE SECURITY DESCRIPTION 473.139.0520 POOL #G?m242? 5.500% DD POOL #6041222 5.500% 04301112038 DD 11534411370 POOL 1180-6172 5.500% 12.381i2038 FHLW POOL 6.000% 11(0112039 DD 56,765.8070 FEEMC 9001. #698669 6.5013% 0936112039 DD 82,588.5990 POOL #80411? 6.000% 21,392.0700 FHLNEC P6041. VAR RT 02i01f203? DD POOL #1114463 VAR RT 051031203? DD 51,473.9300 POOL VAR RT 0510112037 ?30 21.25?.7590 1900?. 5.560% 11501112035 DD ?38,?3141940 POOL 3.500% DD 74,571.3270 POOL 3.500% 11f0112042 Di) SCHEDULE OF AT ENG OF RAN YEAR 11101106 04501188 11f81110 041813?11 08181511 09301132 06!D1i07 ??02105 11301112 111011112 REVAUJED COST 31 MARCH 21313 514,286.95 19,136.53 125,544.38 285.2212? 63,993.28 94,109.85 22,545.16 52,935.03 54,179-48 81,253.44 2613?03-43! CYCLE 3 12:09:12 RUN DATE: 108.1322 108.1245 108.3049 109.8450 113.6290 111.5790 105.5800 105.5750 105.2360 108.9298 106.0388 106.0380 MARKET 511,615.88 19,0401? 124,922.64 $4,502.42 92,333569 22,585.75 53,314.89 54,189.10 23, 355.85 104,780.50 PAGE: M11025 UNREALJZED 96.36% 621.?4- 2,748.85- 509.14 40.59 3?8.86 18.36- 41.T1~v 2,865.12? 2,185.50? 4 :0 BNY MELLON $580 NFL 1 0 FINAL 120913 5500 B-ELLIPETE ROZE-LLE NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 180,008.0000 99,060.6100 99,248.4300 99.371.395.30 99,683.5140 538.530.2000 923.847.4918 300.000.6088 200, 000. 000 0 152,538?590 723138000 SECURITY DESCRIPTIQN 3.580% 04f?1f2043 911} 04401133 900%. 55 4.009% 091?011?2042 DD 09:61:12 POOL 4.000% 10f01i2042. PGOE. 3.500% 111011?2042 0011/011?12 POOL 3.500% O1l01i204?3 FNMA STD REMIC PIT VAR RT 121251?2042 FNMA GT3 REMB PIT VAR RT 12125f2042 FNMA STD REMIC Pf? 6.500% 0?:?253?2042 FNMA GT8 REMIC Pf? 5.500% 04I25f204'2 FNMA ?570 REMK) Pi? VAR 09l'2552041 FNMA. GT8 5.000% 05f25f2834- FNMA REMIC Pi? VAR RT 052'251'2041 {11!01113 124.33 CS 111?251?12 32433 {38 DD ?(251'12 13?9 BC {'38 33-9 CB 80 01(01213 11?8? SJ ?~90 Q1 DD 08502111 11-96 83 DD 09f25i11 SCHEBULE OF ENE) OF PLAN YEAR REVALUEG COST 31 MARCH 20?3 COST 105,488.75 206,941.31 130,628.82 295,388.03 105,684.52 26,603.15 25,708.35 362,390.63 31,913.46 16.04244 26i3?03~31 CYCLE 3 32:09:12 RLFN DATE: PRICE 105.468? 109.6830 709.6830 105.53750 105.9?50 27.0490 25.6000 113.5370 115.5215 14.4960 13.8416} 14.5050 MARKET VALUE 105,488 108,652 108,356. 205,308. 105,639. 25,651. 25,304. 358.81? 231,042 25,382. 21,119. 10,543PAGE: M11026 UNREALIZED 0.0.0 2,611.34 24.?2~ 48.28 395.39? 448.25 5,531.27- 5,495.33- 5 Vp #0 BNY MELLON 5500 FINAL 120923 NFL SCALLEU BERT BELLZPETE ROZELLE NFL OVERALL composwe VALUE 83?2492200 198,614.2700 536.078.4300 100.000.0000 94,258. ?i 000 15?.161.8500 5500 SCHEDULE OF 1WESYMENTS AT END OF PLAN YEAR SECURITY FNMA REMIC PET VAR RT 10(251'2041 FNMA GTE) REMIC PIT 6.500% 0832512039 FNMA GTO PIT VAR RT 01091512039 FNMA GTE) REMIC VAR 03125f2042 FNMA REEMIC PIT 6.000% FNMA GTE PIT ?.000% 05(25120422 FNMA 83D RENEE VAR RT 031125112039 FNMA GTO REMC PET VAR RT 03f25f2042 FNMA (STD PIT VAR RT 02105412041 FNMA GTE) REMIC PIT 3.000% 0812552027 FNMA GT8 REMEC- PIT 3.000% (34}252?202? FNMA POOL 3.500% 11112512041 11-96 SA DD 09(251?71 12~28 ?3 00 023011?12 ?22-1 1? WS 00 03251512 124.6 ST {10 02f25?32 12-416 BA BB 04101112 12-51 DD 04102312 12-63 9i] 12?301 SA [30 06125112 12-?0 Y3 DD OGIZSH 2 12-10% AI 00 08101112 400 02 DD 081?0151 2 GD OBIU1I12 SOST 3? WRCH 2013 003'? 40.09083 18,132.72 2232971194 210185195 22.698.51 22,150.19 62.81138 18,0?437 12310.74 2013433431 CYCLE 3 12:09:12 RUN PRICE 18.50?0 112.0110 22.0?70 18.8570 109.9950 113327560 23.1770 19.0140 23.7480 12.4?00 9.8290 9.9420 mug 515,318.07 109,206.86 39.39183 15,531.81 218,485.37? 200,813.73 22,268.10 19,014.00 22,383.04 58,561.34 16,430.34 7.460.93 PAGE: M1 1028 UNREALEZEB 5,853.44 1,561.89- 699.00- 9,981.22- 430.41? 2,361.00? 233.?5 4.250.04?= 1,644.03- 5 BNY MELLON 000 5500 NAL 1209 3' 5500 0F JWESYMENTS AT END OF PLAN YEAR NFL BERT BELLIPEYE ROZELLE NFL OVERALL COMPOSHE 53W 154.664.6000 70 328.4700 924.596.1390 28192613900 373,941.3320 2?4.555.?41 118.868.3309 198.420.0140 98,289-3340 929.058.95.00 DESCRIPTZON FNMA GTO REMIC PIT 409 C18 4.000% 04;?2532042 DD FNMA GTO REMIC PIT 409 C22 4.508% 11i251?2039 00 051501212 MG K1702 X1 VAR RT 022?2522018 DO MULTECLASS MTG $003 X1 VAR RT 05f25'f2018 DD ogmwn MTG 394? SB VAR RT 10315311 MULTICLASS MTG K016 X1 VAR RT 1012512021 DD 12581?? MULTICLASS MTG 3997 SK VAR RT DD MULTICLASS MTG X1 VAR RT 123532021 DD 03IO1I12 MG 405? 88 WKR RT Ogi?i?i2039 DD 08f35i12 am. 405? SA VAR 044152039 MULTECLASS MG 4092 AEEO 3.300% 0921532331 DD 08(011?12 MULTICLASS MTG K023 X1 VAR RT 6652522022 DD REVALUEQ COST 3? WRCH 2013 8.791136 69,982.68 38.10198 92,550.48 17,533.53. 63,834.21 12,181.58 45,462.38 29,521.68 122.51 {33.55 1?.569.55 20?3103*31 CYCLE 3 32:09:72 RUN DATE: PRICE 12.9580 1?.2?90 6.5680 9.3020 24.1560 10.8305 23.3420 9.8660 21.9460 22.5500 3.1.9320 11.0499 MARKET VMUE 20,041.44 7,932.35 23.?82.38 90,329.27 15.?19.93 _54,886.80 41,789.58 21.722.8? 182,493.78 14,338.93 PAGE: M1 1025 UNREALEZED .- 7,024.86- 858.71- 9,255.13- 3.31908? 2.22? .21- 810.52% 252.59 454.03- 3.8?3.20v- 1,201.21 20,625.87? 230.62? Jig.? BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF AT END 0F FLAN YEAR NFL GOALHG BERT BELUPETE ROZELLE NFL REST OVERALL COMPOSITE SHARESI PAR VALUE SECURVEY BESCRIPTJON 97,693.0380 MULTICLASS M18 4115 AS VAR RT DD 10145112 272.513.3540 MULTECLASS W8 K008 X3 VAR RT 0632532020 00 091011?10 213.922.71.90 311518 K009 X1 VAR RT {1852512020 111015?10 FNMA P001. 4.000% 1110112041 113014?11 423,444.5380_ FNMA POOL 4.508% 6420132041 90 04101;? FNMA POOL 6.000% 10101f2040 013 11101112 3,329.6690 FNMA POOL 5.000% 851011?2042 03101113 100.000.0000 FNMA POOL 4.500% {191011120411 {30 {13101113 200,000.0000 FNMA POOL 4.506% 06110152041 ?35} 03301113 199.848.1200 FNMA POOL 4.000% 12f01i20?1 DD 189,926.5120 FNMA POOL 4.000% 0610112042 139 06101112 98.158.0300 FNMA 110131139633 2.500% 1010112842 013 1015071512 (.708? 31 WRC-H 201 3 18,736.63 454,852.52 813.303.58 3,683.45 108,813.09 217,750.00 283356.15 20.55.714.15 159,159.47 201333?31 CYCLE 3 12:09:12 RUN PRICE 25.5240 9.2330 8.0930 106.6918 109.5070 103.5680 109.8395 107.8822 107.3822 106.6910 10?.0818 538.9710 MARKET VALUE. 24,935.17 25,161.15 17,325.60 206,363.05 463301.46 804,001.55 3.85129 215.?84.59 213,211.42 97,147.98 PAGE: M11025 UNREALIZED GAENILOSS 23.45 2.030.16- 2,245.22 9,048.94 9.30100? 2'6.16~ 99210? 1.985.41~ 3,455.27 2.338.94- 3.011.49- 8 BNY MELLON 5509 120913 NFL GCALLW BERT BELLIPETE ROZELLE NFL REY OVERALL COMPOSITE 550i} PAR VALUE DESCRIPTION 99 412 . 5 880 FNMA POOL 3.500% 12;?011?2042 0911(01i12 99,455.5800 FNMA POOL 3.500% 121?011'2042 ?30 12i01i12 97.689.??40 FNMA POOL 4.000% OWOH2042 {38 {175'011?32 955.319.9300 FNMA POOL #0A?47i0 3.500% DD FNMA FOOL 3.000% 0928?;?2042 DD 093871512 150.527.9220 MTG EA 8.000% 05(1532036 56.033.1488 FNMA STD REMIC PET VAR RT 111257203? FNMA mt} REMIC PIT VAR RT 1331252041 00 G?f?if?? 07?1?5 SM 98 10450 SN 1325510 114.193.6600 MULTICLASS WG 345?! SB VAR. RT 05.11 M2038 110.073.2205 FNMA GTE) Pf? 5.500% 073251?2041 ?5.883.??200 FNMA PIT VAR RT 12f2512039 92,986.3700 FNMA REMEC PIT VAR 10f25i204?0 E313 0511 5188 11-59 NZ 894.81 NS 11125i09 10?118 YB 00 {39!25310 SGHEQULE 0F ZWESTMENTS AT END OF PLAN YEAR COST 3% MARCH 2033 COST 108,499.53 108,499.82 365,?553? 204,489.83 1231191929 9,280.49 9.5.13.8? 13,1 32.2? 32.25.290.51 9,343.11 12.78332 20j3-03..31 CYCLE 3 12:09:12 RLEN PRICE 106.2250 106.2250 109.5810 185.8500 703.3610 1.12.1090 15.3880 13.9130 10.3560 120.2450 23.5340. MARKET VALU 165,601.02 105,646.69 304.07? .65 207,458.07 8,622.38 3,014.41 11,825.90 732,365.86 10,270.02 22,065.91 PAGE: 102E UNREALIZED GALNILOSS 2.898.51~ 2.853.13- 394.0?3 1,683.7? 3,011.81? 5,183.94- 658.11- 1.49.9.2? 1.308.37~ 4.075-325 926.91. 717.81? 9 BNY MELLON 1 030 5500 NFL GCALUU BERT BELUPETE RGZELLE OVERALL COMPOSWEE SHARE Si PAR mug 2052324430 551,335.6420 88,912.1050 619,399,2380 8355741800 50.163.971.30 103,345.3100 104,2??9300 $0,128.4380 44,632.9490 FINAL 120923 5500 SCHEGULE 0F AT E1830- OF PLAN YEAR NFL SECUREW DESCRIPTION FNMA REMIC 10-2? 36 VAR RT 0442512040 03125110 MFG X1 VAR RT 0432512020 DD GEICAHG FNMA GTO REMKE PIT 10442 Ski VAR RT 12325i2040 DD 13f25?10 MTG K006 VAR RT 0112512028 DD 0413531110 MULTEC-LASS MTG 3621 SB VAR RT G?f15!2040 DD GUESHO FNMA POOL #0?45?59 550031: 11101;?2836 FNMA P002. #0836484 VAR RT DD 091?011?05 FNMA #0836841 VAR RT 10f0?if2035 {30 09301105 FNMA POOL. #0888560 6.000% 11101;!2035 Di} 0710118? FNMA POOL #0888832 1ii??a?2037 DD 10f01l0? FNMA POOL #0389117 5.000% 1810112035 01201308 FNMA POQL #0890243 6.000% 08110332037 DD REVALUEB COST 3 WRCH 261 3 COST 39.729.18 12,823.811 39,207.96 12,849.63 513,782,88 787,419.23 103,445,05 29,646.22 88,823.93 54,276,30 $8,993.15 2013413351 CYCLE 3 12:09:12 RUN DATE: QYWJUNJZB PRICE 9.9030 6.5760 14?5?1?} 5.8228 14.6840 1051,1990 205.3170 105.15?0 132.5430 112.9640 183.9550 112.5290 MARKET VALU 28,324.17 36,255.83 124955138 36.08142 12,2?2?12 108,840.18 109,655.54? 23,203.28 89,739.08 54.622135 50,225.81 PAGE: 53110255 UNREALIZED 335.38 3,4213?35- 131.54 3.146148+ 577.51? 4.04- 1,420.95 1,207.49 442.94- 115.15 346.35 768.14? 10 BNY MELLON 000 5500 NFL GCALLEO FINAL 120813 5500 BERT BELLEPETE ROZELLE NFL RET OVERALL COMPOSWE VALUE 29,667.6080 9308.71.30 58.870.1700 $9,374.8880 487,918.8300 539.314.9280 294.317.0400 138.398.3950 68,771.5300 449.675.5500 5,043.5560 SECURETY FNMA POW. #0934848 7.000% DD FNMA POOL #0985867 7.000% 08150132038 OD FNMA #0995072 5.500% 0830112038 013 FNMA POOL 4.500% 091?0112041 FNMA POOL 3.000% 0910112042 [30 FNMA POOL 3.500% 12101f20?2 DD FNMA POOL 4.000% 08701121M2 ?30 FNMA POOL 7.000% 022?0112039 BB GNMA 1 1 P001. #0004040 3.500% 10;?202?203? DD GNMA POOL #0004195. 6.000% 0712012038 ?313 GNMA ii PGOL #0004245 6.000% 0912012038 [30 GNMA It POOL #0004559 5.000% 1012032839 Di} 1 OF AT END OF PLAN YEAR 11(01/08 08f01f08 08101111 08/01i12 111032512 07101112 121'01f10 10501107 07101388 GQIQUOS 31 2013 COST 13,505.49 64,475.53 ?4,523.24 108,392.93 318.095.1518 258,640.25 61,737.49 506.25.34.23 5,580.61 2013*03?31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 PRICE 118.9430 118.9430 111.0430 100.5070 103.3610 106.2250 109.1130 138.8260 115.1850 112.5910 114.4590 111.8030 VALU E. 35,287.54 11,785.72 65.249312 75.97036 504,317.78 105,497.28 321.792.1313 161454.47 61.998.37 77.43055; 514.694.35 5,508.50 PAGE: M11025 UNREALEZED GAINILOSS 836.02 279.23 673.49 1.449212 7.120.26- 2.895.65? 3.69735 5,814.21 258.88 341.95 86399.92 37.89 11 :40? BNY MELLON 1 000 5500 NFL (313513.10 FINAL 120013 BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 66,500.3110 154,341.6800 69,299.9640 415?,4383590 $8,309.9240 5500 SCHEDULE OF JWESTMENTS AT 0? PW YEAR SECURIW DESCRIPTION GNMA I 1 4.500% (Nikki 1 4. 500% (EMMA i 1 8.000% GNMA 1 4. 50 0% GNMA i I 4.500% GNMA 1 1 4.390% WOL #000461? 011?2012040 DD POOL #0004696 0 512 032040 1313 POOL. #000483?" 1012032040 01} POOL #0004923 011?2012041 DD POOL #00049?8 0312 (N204 3 P001. #0783368 0172 0f2041 DD 0.5101310 102101110 01i01f11 {13201111 08101111 86,824.0810 156.384.2400 165,571.2800 265,943.6200 240,119.9500 12413837600 GNMA {370 REMZC PIT VAR RT 0812012035 GNMA. GTO REMC PET VAR RT 01i2032040 GNMA am Pf? VAR RT 05120412080 GNMA GTO REMKZ PIT VAR RT 1032012060 (ERMA REMEC Pf"? VAR RT 10!20!2060 GNMA GT8 REMIC PET VAR RT 0512012059 10-93 PS 00 0?:?201?10 10*85 HS [313 0?120110 104-110 FC {39 05220110 104120 AF 00 10.12.0110 104-124 FA 01) 11120110 104-122 FE 11(20l18 REVALUED COST 31 MARCH 2013 9931? 72,462.58 174,353.69 ?5,621.58 499,164.42 74,628.58 11,350.34 188,460.36 123,159.30 2013433431 CYCLE 3 12:09:12 RUN DATE: 130.?570 110.5178 113.1530 110.6170 110.61%} 110.3790 8.5540 35.8508 102.4850 99.6580 99.7970 99.8560 MARKET VALUE 73,550.85 ?4,642-24 $00,003.04 ?5,263.19 5,716.13 20,521.80 169,685.73 265,028.77 239,632.51 124,210.64 PAGE: Ev}? 102E UNREAUZED 1,135.45 1,097.97 288.55 1,035.96 6,833.62 634.61 3,054.53- 828.44? 1,225.3? 3,284.05. 2,835.01 1,051.34 12 BNY MELLON 000 5560 NW. BERT 81511.!me ROZELLE NFL QVERALL COMPOSITE PAR VALUE 223.349.6900 92,1?54100 98.345.8400 138.688.5640 530.357.4700 813.442.3300 571,749.6920 2.378.000.0000 PENN. 128973 5599 SCHEDQLE SECURITY DESCREPTION GTE) PIT VAR RT 02f23f2061 GNMA GTO REMIC Pf? VAR RT 03f20f205?? GNMA REMIC PIT VAR RT 1112052038 (ERMA GTE) REMIC PIT VAR RT 09(2012040 GNMA PIT VAR RT 0932(11?2840 GNMA REWC Pf? VAR 01;?2012341 GNMA REMIC Pf? VAR RT 1211632036 GT9 REMIC VAR RT 1111512041 GNMA GR) PIT 3.500% 02!20!2038 TREASURY BOND 2.160% 08115l20?2 8 TREASURY NOTE 1.3?5?9?0 O1f31!2020 TOTAL U. 8. GOVERNMENT 114-106 FA 00 02i20f11 114409 AF 033201111 153~3 MS GHZOHO 10423 ES DD 09f20i10 10-721 SE 0?!20f10 11-11 SA 90 01/201111 11-?0 8'8 DD 05116H?l ??19148 YS 32-86 {3110 QB GSIGU12 OSHSME O1i31i13 OF 1WESTMEENTS AT END OF PLAN YEAR 31 MARCH 201 3 $9.31 221,554.35 91,862.66 153136.28 9,282.93 9,395.24 9,661.87 13,5714? 20,443.37 102,914.94 1310.32388 2,366,337.28 CYCLE 3 12:89:12 RUN DATE: 27-JUN-13 PRICE 100.2470 100.4910 12.9450 26.4938 37.3148 15.3026 13.22%) 24.6110 15.1310 92.?810 101.1413 MARKET VALUE 223,981.36 32,6219?) 12.?30.84 10,157.88 13.58141 8,048.51 20.53599 86,511.45 1,635,729.03 PAGE: 13 54110213 UNREALIZED GAINELOSS 2,341!? 985.33 2,705.44- 3438.0? "282.54 19.51%? 3.522.96- 32.62 16.403.49- 74.399.85? 39.70142 116,180.25 w. ?10? BNY MELLON LU 000 5500 NFL 0 FINAL 120913 5500 SCHEEJULE 0F INVESTMENTS AT END OF PLAN YEAR BELLIPETE ROZELLE NFL OVERALL COMPOSITE SHARE 8! PAR VALUE CORPORATE 1 30,000.0009 50,000.0000 100.000.0000 10,000.0000 40,000.0000 40,000.0000 40.000000!) 130, 000. 0000 410.000.0000 120,800.0000 50,000.0000 SECURITY DESCRIPYEON DEBT PREFERRED 1N0 5.500% 00 021?01108 1N0 8.550% 02315112039 00 023031?09 ATSJ INC 2.500% 08111512015 DD 07f30i10 INC 5.550% 081159041 90 08f18311 ENC 2.625% 1210152022 00 12211112 AMERICA 8A8 DE CV 5.825% 1111 51'2017 DD 10:?301?07 AMERICAN EXPRESS 5.125% 0832512014 00 083251109 ANHEUSER-BUSCH INBEV WORLDWIBE 5.000% 04i151?2020 [30 03329110 ANHEUSERBUSCH WSEV 2.500% 073?151?2022 00 01'1?36112 APACHE CORP 8.000% 0911512013 [30 10(01i08 AWS BUBGET RENAL 2A A 144A 2.802% 0532032018 DD 03122112 COST 31 MARCH 2013 COST 153,409.40 80,848.00 104,002.00 11,819.05 39.08080 46,572.00 43,504.00 149,955.00 30.80120 129.290.1313 49,960.50 2013-03-31 CYCLE 3 12:09:12 RUN DATE: 117.5644) 123.5290 103.8670 110.2260 06.5550 110.2190 105.2360 118.5890 98.2930 102.4430 105.1060 MARKET VALUE. 152,833.20 303.80?.00 11,022.50 38,622.00 46,487.60 42.499440 329,317.20 322,931.00 52,553.00 PAGE: M11028 UNREALIZED 576.20? $18.50 ?35.00- 798.45? 1,340.80? 84.40? 1.009.60~ 4,210.78 490.00? 6,358.80? 2,592.50 14 ?ap? IEIJTK 000 5508 NFL FINAL 120913 5500 SCHEDULE EERT BELLZPETE RQZELLE NFL RET OVERALL PAR VALUE 100. 000. (380 160,000.0090 180.090.0000 60,300.0060 10,038.0me 50,000.0000 140.008.0000 70.000.0000 30,000.0000 80,000.0800 110.000.0000 170.000.8900 SECURITY UESC AVIS BUQGET RENTAL 2.100% 0312012019 3A A 144A [30 07(31i12 FINANCE USA LTD 3.256% 11f21f2?21 BF MARKETS 5.250% 113071201 3 EP CAPITAL MARKETS 3.875% {1311012915 BP CAPITAL WRKETS 3.361% 112'01l202? PARIBAS SA 2.375% 09f?412017 BAKER HUGHES WC {500% 1111512018 {30 Hf21f11 PLC DE) 1110?}?08 PLC DD 03f10i09 PLC {3811101511 DD 09514112 DD 10l28?08 BANK OF CORP 5.420% 03115.3201? 03?? BOEING CAPHAL CORP 4.708% 1Ua?27f20?i 9 BOEENG COITHE 4.875% 022?152?2020 DD 10!??109 0?;?282?09 C35 2607?304 COMMERCIAL {304 A4 5.322% 1211132049 DD 03(01107 6.200% 09801201 3' DD 091'281?98 OF INVESTMENTS AT END OF PLAN YEAR REVALUEB COST 3? WRCH 2013 COST 99,955.38 192.349.80 64,349.40 10.29120 59,921.40 184,706.20 71. .5?3.60 34,651.10 94,436.80 325.541.80 184,229.00 2013?03?31 CYCLE 3 12:09:12 RUN DAYE: PRICE 102.0439 105.6380 162.7920 108.3230 106.1868 101.4810 131.2240 110.817?) 11?.3?48 118.6470 113.5680 102.?919 MARKET VALU 182,043.00 185,025.60 63.613380 10,618.50 60,888.80 183,713.61} 77,5?190 35352.20 125.034.80 174344.?) PAGE: 15 MHOZE UNREAUZEE) GAINAOSS 2,087.84 17,545.60 3.19.40 96?.20 992.60- 5,998.30 491.10 480.80 50?.1?30? ?10? BNY LLON 5500 FINAL 120913 5500 SCHEDULE AT EM) OF PLAN YEAR REVALUED COST NFL GCALUG BERT SELLEPETE ROZELLE NFL REY QVERALL PAR VALUE SECURITY DESC 240,000.0000 1N0 5.000% 09f1532014 146,066.0090 WC 6.000% 12I13f2013 DE) 081'151?10 120,000.0000 CITIGRQUP COMMERCI A 144A 2.110% 01i12f2018 DD 03i01f13 100,000,0000 COMCAST 6.590% 01i151?2015 {30 011101103 91,000.0000 COMM MORTGAGE TR (29 A4 VAR RT 12111012049 08101?)? 70,900.0000 HOLBINS CO 6,9551% 04I1512829 DD 041201953 10,000.0000 COOPERAHEVE RMFFEIS 3.8?5?Vo 02208i2022 DD 022081?12 COOPERAWEVE CENTRALE 3.375% 01i19f201? 0131?112 100,000.0000 CREDIT AGRICOLE SA Z44A VAR. RT 101?2912049 DD 10!?3109 28,000.0000 COMMERCIAL MORTGAGE PASS 05 A3 5.311% 121151?2039 12(021?06 DBUBS 2011.103 MO LC3A XA 144A VAR RT 08151012044 DD 08101?1 150,000.0000 DAIMLER NORTH AME 144A 1.300% 0713112015 8D 03:01112 31 MARCH 2013 COST 248,551.20 148,330.00 122,996.32 11.451061?) 195J8335 94,042.20 49,893.61 93,000.00 31,134.59 11,229.87 14372100 2013433?31 CYCLE 3 12:09:12 RUN DATE: 105.0030 103.6080 102.3?00 110.3050 1111800 135,091?) 1054860 107.0818 109.3?50 111.9830 4.39%} 10346?40 MARKET VALUE 145,051.20 122,8?4?? 110,305,013 305,833.80 94,565.80 10,5d8.60 31,355.24 8?89245 153,011.00 FAGE: 15 M11026. UNREALIZEB 3,458400 3,278.80? 152.32- 3,801?00? 523.30 ?3.00 16,375.00 228.55 1,284.00 Ian? BNY MELLON 3 880 5500 NFL GCALLIG FINAL 120933 5508 BERT BELLIPETE ROZELLE NFL FEET OVERALL COMPOSITE SHARE Sf PAR VALUE SECURITY DESC RZPYION 43,000.0000 100,380-0000 953.102.3900 150,000.0000 160,009.0000 330.900.0000 30,003.0000 50,900.0000 20.003.0{300 JOHN DEERE CAPITAL 2.250% 0411752019 PLC 4.828% 071?151?2020 EFS VOLUNTEER M0 2 VAR {132'251?2038 GS MORTGAGE SECURI VAR RT (3871819044 (58 MORTGAGE SECURE 3.551% {34;?1032034 CORP 04f17l12 DD 05f14f10 1 A2 344A {30 05f22f12 (305 XA 144A 18101?? ALGH ?s 00 {35201312 GENERAL ELECTRIC 00 0.850% 10.109.12015 DD 10109112 GENERAL ELECTRIC CAPITAL CORP VRR RT 11? 51206? 00 Sit}? GENERAL ELECTRIC CAPITAL CORP 6.875% 0131012039 01169309 GENERAL ELECTRIC CAPITAL CORP 1.525% 0?302!2015 DD 07'102112 GLAXOSMITHKLINE 2.850% 0 SIG 81?282 2 80 05109112 GOLDMAN SACHS GROUP ZNCITHE 8.000% 05i81i2014 DD 051?06109 GOLBMAN SACHS 5.375% 03? 5.12020 03308118 SCHEDULE OF INVESTMENTS AT 5N9 RAN YEAR REVALUEB COST 31 MARCH 2013 40,069.46 132,532.49 91582.03 8.85054 152,244.52 33,959.26: 163,200.00 491530.29 39,430.80 49,660.06 21.33920 715180.80 201310341 CYCLE 3 12:09:12 RUN DATE: PRICE 103.4060 116.9410 103.9880 8.4240 105.2520 100.3340 106.0000 131.0230 101.7080 182.0200 105.4068 113.9300 VALUE 41.362. 18?.105 103,988 8.26161?. 15?,?28 40,133. 432.3?5 30,512. 5.1.010. 21.081 79,751 4..20 .09 PAGE: M11028 UNREALIZED 1 292,941+ 4,523.20 5,405.9? 586.43~ 5,483.48 144.40 6,400.68 24,845.70 31.60 1,350.00 258.8?a 8.59040 17 BNY MELLON 000 5500 NFL GCALLEG FINAL BERT ROZELLE NFL RET OVERALL COMPOSITE SHARESI PAR VALUE 60 ,000.0000 20,809.8000 140.000.0008 20,000.0000 130,000.0000 50,300,000?) 130.000.0000 150,000.0009 230,000.0000 120.009.0806 30.000.8009 80,000.19000 5500 SCHEDULE OF INVESTMENTS AT ENE OF PLAN YEAR REVALUEO COST MARCH 2013 SECURETY DESC GOLDMAN 6 . 00 0% GOLDMAN 5. 250% GOLDMAN 6. 250% GOLDMAN 5. 250% GOLDMAN 2. 3?5% SACHS GROUP 0631512020 DD 06333.510 SACHS GROUP 101?141?03 SACHS GROUP 021?011'2041 01i28i11 SACHS GROUP {3?{27f2021 DD 0752?}?! SACRS GROUP 01I22Z2018 H388 FINANCE CORP 6.6?6% G?{15i2021 01?1?151?11 JPMORGAN CHASE (30 2.190% 101*1532015 DD 10l38i12 JPMORGAN CHASE 5.125% 09!? $2014 80 091'? $04 JPMORGAN CHASE CO 5.150% 1010?If2015 18304105 CHASE CO 8. 225% 0632.7}2017 DD JPMORGAN CHASE CC 4.350% 08!?5l2021 9f} 08(101?11 RENTENBANK 1.375% 10/23f2019 DD 10f23i12 3? COST 63,132.88 20,935.20 1382271130 129,945.40 53,3?1 .50 1 29348.78 250,270.10 135,948.80 13,2111?) 59,533.50 2613~03~33 3 12:09:12 KEEN BATE: PRICE 138.02%} 102.4510 118.8350 113.30?0 101.3630 3.18.3340 100.1420 108.0789 109.4820 117.3490 110.3180 99.6000 MARKET VALUE 70,812.60 20,490.20 166,369.80 22,661.40 59,167.00 130,384.50 159,127.09 251,808.83 140.318.80 11,031.80 59,760.00 PAGE: UNREALIZED 7,530.00 445.00? 23,098.00 2,853.08 1,826.50 237.96 1,620.80~ ?1,598.50 3,870.00 81?.50 85.40 18 V: BNY MELLON 5500 120913 5500 SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALUEB COST 3? MARCH 2013 NFL GCALUG BERT BELLIPETE ROZELLE. NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 40,000.0000 60,000.0000 220.000.0000 20,000.0000 60,000.0000 50,000.0000 80,000.0000 18,000.0000 213.000.0000 28,000.0000 80,000.0000 32,000.0000 SECURETY DESC RIPTIQN MEDTRONZC ENC 4.450% 03f151?2020 DD 03(151?10 METLIFE INC 87.50% 06(01f2018 ?30 MORGAN STANLEY BANK OF A PA 2.918% 0211512046 [30 01f01f13 MORGAN BANK AS 144A 3.214% 02515;:2046 [30 01501f13 OCCEDENTAL CORP 3.125% 0211532022 00 08218111 OCCJQENRXL PETROLEUM 2.700% 0231512023 0&22122 ORACLE. CORP 1.200% 101132017 DD 101251.112 GAS ELECTREC 00 5.800% 03501f203?? 00 03f13f0? PACEFIC GRS ELECTRIC CC 8.250% 10115102018 DD 10i21108 INC 7.900% 111014?2018 00 10324308 PEPSECO 1N0 0.700% 081132?2015 DD 082'131?12 FENANC 5.750% 01220/2020 DD 003? 45,043.20 ?1,283.60 20,599.80 20,598.78 80,532.20 49,926.10 79,861.60 11,948.70 79,973.60 2013433411 CYCLE 3 12:09:12 RUN DATE: 2741314313 114.9200 11?.5590 101.02?0 101.1120 105.1430 100.0930 100.1100 121.0250 134.3060 133.1410 100.1500 110.131?) MARKET VALUE 45,988.00 70,535.40 20,205.40 20,222.40 83,085.80 50,045.50 80,088.00 12,192.50 26,821.20 80,120.00 35,243.84 PAGE: 19 M1 10213 UNREALJZED GNMLOSS 924.80 394.40- 375.38? 2,553.60 120.40 226.40 245.80 142.20 354.?6.? 1416.40 BNY MELLON 5500 FINAL 120913 5500 SCHEDULE 0? ZNVESTMENTS 61%) OF PLAN YEAR COST PACSE: 20 NFL GCALHG 31 MARCH 2013 M1102E 2013-03-31 CYCLE 3 12:09:12 RUN DATE: BERT ROZELLE NFL RET OVERALL SHARE 8! PAR VALUE DESCRIPYION 220.000.0900 PETROBRAS ENTERNATEONAL FINANC 5.3?5% 002712021 DE) 01127111 80,000.0000 PHILIP 1NTERNATIONAL IN 2.900% '111?15z'2021 DD 113151?11 413.000.0000 mamas 1N 4.500% 03f20f2042 DU 033202?12 410.000.0000 PHJLIP MORRIS JNYERNATEONFHL 2.500% 0819212022 08f21f32 30,000.0000 RAYWEON CO 3.125% 10? 51?2020 DE) 101'201?110 20.000.001.10 R10 TINTO FINANCE USA LTD 2.500% 053202?2016 DD 05/20f11 201000.000!) R10 TINTO FINANCES USA LTD 4.125% 05120f202? 40,000.0000 R10 FINANCE USA LTD 3.3350311: (3932012921 DD GQHQIH 100.000.0000 82.916 STU-DENT "11108"? 200 5?3 8 RT 0911552024 081?281?02 100,000.0000 SLM LOAN TRUST 20 3 AS VAR RT 8?,?25f?2023 Di} 03?18i04 30,000.0000 SHELL ENTERNATZONAL FINAMIEE BV 6.3?5?5?a 12i15l2038 DE) 121?11l08 20,000.0000 SHELL 1NTERNATIONAL FENANCE 8V 4.375% 03.32512020 DB 03E25310 COST 238,882.80 39,461.20 39,548.80 30,534.00 20,728.80 21,100.00 42 204.413 90.53000 39,691.80 22,835.80 PRICE 10?.8990 103.1680 102.?890 08.6360 105.8120 104.4000 107.9930 105.3470 92.0630 99.1730 138.1120 115.8970 VALUE. 82,534.40 41,115.60 39,474.40 31,683.60 20,880.00 21,598.60 42,333.80 91,968.00 99.173100 $1,433.60 23,179.40 UNREAUZED GAINFLOSS 495.00 3,647.20 1,554.40 1,149.60 751.20 498.60 344. 40 ?338.00 1,393.00 1,741.80 293.60 BNY MELLON mama 5500 FINAL 220913. 5500 SCHEDULE OF ENS Oi; PLAN YEAR REVALUED COST PAGE: 21 2013-93-33 CYCLE 3 12:09:12 RUN DATE: NFL 31 MARCH 2013 M2 3026 BERT BELLIPETE ROZELLE NFL QVERALL COMPOSWE PAR VALUE SECURITY DESCRIPTION 55,951.5000 STRUCTURES AQJUSTABLE 16XS A1 VAR RT {385252035 00 ONQSIOS 100,000.0000 SUMZTOMO MWSUJ 1449. 3.150% 039232015 DD {37322310 TEVA PHARMACEUTICAL FINANCE (30 3.650% 1231012021 DD 115101111 10,000.8000 TEVA PHARMACEUTECAL FINANCE 3.850% 1151022021 DD HHOIH 90,000.0000 TOYOTA MOTOR CORP 1.250% 181951201? DB 10i85'i12 LIBS-BARCLAYS SUMMER (34 AS Z44A 3.31?% ?E'2f10f2945 DD 2712,00133000 UNION PACIFJC WRP 4.183% U?!15i2022 40,800.0000 TECHNOLOGKES CORP 4.500% 8823132042 06f01l12 20,000.0900 UNITEDHEALTH GROUP INC 5.800% 031?15l2036 O3IQREOS UNETEDHEALTH GROUP ENC 3.875% 10(152'2020 40,080.0000 UNITEDHEALTH GROUP WC 10f15i2048 10525310 172.008.0000 VALE GVERSEAS LTD 0131122022 DB 01211I12 085T 43,232.83 104,122.00- 10,122.88 10,122.88 89.94?.80 45,378.96 39,506.80 23,006.08 31.689320 45,436.81} 172,785.40 PRICE 84.3450 106.4200 106.4208 99.8910 100.1510 112.8050 106.5870 318.8030 109.5330 118.3020 102.6050 MARKET VALUE 10,642.00 10,842.00 89,901.90 50.07550 47.294. 10 42.63430 32,904.98 ??.320.80 UNREAUZEB 9 ,5 54. 81 575.00 519.20 519.20 45.90- 1,174.21- 1,915.20 3.128.530 754.60 1,215.60 884.00 3,715.20 V- BNY MELLON 5500 NFL (SCALUG FINAL 120913 5500 SCHEBULE OF AT END OF PLAN YEAR (393T 31 MARCH 2013 BERT BELUPETE ROZEQJE NFL RET OVERALL COMPOSITE SHARE FAR WXLUE 10,000.0000 12,000.8000 831.000.0800 40,000.0000 30,000.0000 10,000.0000 252.654.0820 128,??92190 80,000.0000 255.000.0000 10.000.0000 20.000.0000 SECURITY DESCRIPTION VERIZON CGMMUNICATEONS 8.100% 04f15f2018 DD 041044?08 VERIZON ENC 8.?50?70 1:1?01f2018 ED Hf04f08 5.350% 04IO1I2019 DD 03(27f09 VEREZQN CGMMUNICATIONS 1N0 3.580% 11f0?l2021 DD 11l03f11 VERIZON ENC 2.450% 11I01f2022 11107:?12 CELLCO I VERIZON 8.500% 11"?151?2018 DD 05/151'09 COMMERGAL MO CZ XA 144:3. VAR RT 02f1532044 03i01f11 COMMERCIAL XA 144A VAR RT 05f15f2045 BB CQMMERCIAL MOWGA C'i?i AS 3.311% [30 02201113 WACHOWA CORP 5.250% 085015?2014 E39 07f22?04 WELLS FARGO 8? CG 4.600% 0450?;?2021 DD 031?291?1?! FARGO 8. 2.100% DD 05i0W12 0031 12,109. 15,757. 97.420. 41,?55. 29.98? 13,8?7. 13,691 14.153. 62,?99. 274,464. 10,724 19.984 .20 .00 2013?03-31 CYGLE 3 12:09:12 RUN DATE: PRICE 12.0.8830 134.4830 322.?140 103.9170 94.5780 133.0800 4.?100 10.8620 101.9280 105.8010 114.2050 103.1210 MARKET 12,068.30 16,137.96 98.1?1.20 41,586.80 23,372.80 13388.00 81,156.80 269.?92.55 11,420.50 20.62420 PAGE: 22 M11025. UNREALEZEO GAINILOSS 40.?0? 679.68- 750.?0 188.?0? 1,615.12- 559.50? 1,791.26? 165.78~ 842.81% 4.833150- 605.30 64.0.20 11"" BNY MELLON 1 {300 5500 NFL 0 FINAL 128923 5500 SCHEDULE. BERT BELLJPETE ROZELLE NFL OVERALL SHARE 8} FAR VALUE 130.000.0000 50,000.0008 510.008.0000 120,000.0908 WELLS FARGO 8. (30 1.500% O1i16f2018 DD 12f25l12 WELLS FARGO 80 3.453% {3231332023 09 023131?13 WELLS FARGO 3.: CO 863152016 DD {39/151?2010 WYETH LLC 5.950% DD 0312:7[07 TOYAL DEBT INSTRUMENTS - PREFERRED CGRPORATE DEBT 90,000.0000 613.009.0000 142.581.8350 63,800.0000 110.008.0000 60.003.0030 50.0G8.0000 ABBVIE INC 144A 1.759% 111?0612017 DD HZOBHQ ABBVEE INC 144A 2.900% 11313312022 DD HIDSMZ SECURITIES CORP H013 M1 VAR RT 091052033 DD 01f29i04? GRQUP 8.500% 8% 112'10308 ALTRIA GROUP WC- 4.750% DD ALTREA GROEJP ENG 2.850% USIOQIEOQZ DE) {38.189312 HESS CORP 7.875% 101?0112023 DB OF AT PLAN YEAR REVALUED COST 31 MARCH 2013 003? 53,395.50 152,022.00 8.579.560.98 89,811.90 553,613.60 67.04100 118,242.30 59,932.88 86,538.58 2613~93?31 CYCLE 3 12:09:12 RUN DAYE: PRECE 99.?920 100.6720 108.1310 12?.1?220 101.2160 100.0900 104.?710 113.1820 98.3090 128.9910 MARKET 29,937.60 58.33600 54,065.58 153286.40 91,094.40 60,054.00 62,862.60 124.589.20 58.98548 $4,495.50 PAGE: 23 M1102E UNREALIZED 8.40- 128.30 6?0.00 1.24-3.46 150.879.82 1.282.513 1:40.40 4,181 $18? 825190 947.40- 2.043.00- ?v ?10? BNY MELLON 000 5500 NFL SCALUU FINAL 120913 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR COST 31 MARCH 2013 BERT BELLKPETE ROZELLE NFL OVERALL OMPOSITE SHARE 82? PAR VPLUE 80,000.8000 130.000.0000 130.000.0000 20.000.0000 20,000.0000 20.000.0000 10.900.0000 100.000.0800 30.000.0008 320.000.0009 20.000.0000 40.000000!) SECURITY HESS CORP ?.300% 08f15f203? {39 0831.52?01 AMEWCAN EXPRESS CO VAR RT 08(01i06 AMERICAN JNTERNATIONAL GROUP I 6.250% 032155208? 00 03i13i0? ANADARKO 00 7.500% 05(0152031 ?30 04!26?01 ANADARKO PETROLEUM 6.375% 09f15i2817 08f?52510 ARCELORMITTAL VAR RT 0325,3201? ?329 OZIEEBHZ 8A0 CAPZTAL mum XIV VAR RT 091?2912049 02f?610? BBVA. US SENIOR 3.250% 053161?2014 DD 055%31?1? BANK OF AMERICA CORP 5.750% DD BANK OF AMERZCA CORP 4.500% DD 03f?1U10 BANK OF AMERICA CORP 5.625% 07f01r?2020 Eli} 08122i20 BANK (3F AMERICA CORP 5.000% DU COST ?8.350.00 132,599.99 116,099.99 24186.80 23.764.40 29,806.25 7,050.00 99,598.00 11.163730 331.443.29 20,850.60 40,061.88 CYCLE 3 32:09:12 Rim DATE: PRICE 224.2360 107.?500 110.?600 319.3819 104.6500 87.5000 100.6050 115.6660 305.9620 116.8970 112.0970 MARKET VALUE $43,988.00 26,505.40 23.8?2.20 20,930.00 100,605.00 23,339.40 ?14,838.40 PAGE: M1 102E UNREAUZED GAENILOSS 1,308.40? ?.4?5.01 26.93801 1.?98.60 10?.80 1.323.75 1700.00 90?.00 398.?0 ?2,535.20 2.483.80 4,774.80 24 BNY MELLON 1. 000 5500 F1 MAL 12 0913 NFL GCALHG BERT E-ELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURITY 20.000.0930 BANK OF AMERICA CORP 3.875% Gammon DD 26,900.0000 BARRECK GOLB 3.850% 041019022 {313 {343031?12 100,000.0889 BARRICK. NORTH AMERECA 4.400% 051'3012021 DE) 06501111 131,951.2300 ALTERNATNE LOAN 3311083? 35 3A1 VAR RT 08/25i2035 DD OBIGUOS 215,282.9100 ALTERNATIVE LOAN. TRUST .44 1A1 VAR RT 1032522035 081?301?05 ASSET-BACKED 4 AFB VAR RT 101?252?2035 DD GSIQIIGS 159.469.8900 CHL MORTGAGE W81 1A1 VAR RT 03125f2035 UHZEUQB 25.153.8500 CHL PASS-THROUG 4 4M VAR RT 0221532035 DB OHZSIOS 52,552.5900 MORTGAGE 2A1 VAR RT 03125:?2035 OD 83!??195 535.028.2900 CHE. PASS-THRQU 11 6A1 VAR RT 0322519035 (2212.8{05 40,000.0800 ARAUCO 415094: 01311f2?22 80 (NM U12 38,008.0080 CITEGROUP ENC 5.125% 0530512014 DE 0510504 5501} SCHEDULE OF INVESTMENTS END OF PLAN YEAR RWALQEEQ 5081' 31 MARCH 2013 COST 20,110.29 19,988.60 185,406.90 92,550.34 105,757.28 18,408.22 1 00,576.14 14,613.94 28,291.53 49,356.30 39,987.02 2013431341 CYCLE 3 12:09:12 Rim PRICE 10?.5?60 102.2230 106.2820 76.5806 69.?160 100.3910 80.5350 TIL-1440 83.8910 31.43749 1011.00.20 204.5?20 MARKET 21,515.20 20,444.60 108382.00 101.153.81 150,086.63 1921:1223 128,429.08 11978.06 44,086.89 41,600.80 PAGE: M11025 UNREALIZED 1,405.00 456.00 9,603.4? $4,329.35 834.91 272852.94 3,364.12 29,727.87 831.30 249.66- 25 BNY MELLON 5.5.00 FWAL 120913 2013-0353}? CYCLE 3 12:00:12 RUR DATE: 5500 SCHEDULE OF INVESTMENTS END OF PLAN YEAR REVALUEQ COST PAGE: 26 NFL 31 MARCH 2013 M1102E BERT ROZELLEZ NFL RET OVERALL SHARE 8! PAR VALUE SECURETY 150, 000 . 0000 30,000.0000 10.000.0000 ?0,000.0000 80.000.0000 20,000.0000 131.085.7240 106.434.6800 119,861.1300 206,421.6390 75.000.0000 530.000.0000 CITEGROUP ENC 6.8?5% 035092033 DD 031105.708 CLEFFS NATURAL RESOURCES INC 4.800% 1014392020 00 CLIFFS NATURN. REE-SOURCES 1N0 4.038% 04f01i2021 00 03f23l11 RESOURCES WC 3.950% 01i15f2018 DD 121?13112 COMCAST CABLE COMMUNICATIONS L. 8.875% 051011?2017 05f01l07 COMCAST CGRP 5.875% 021'15r?2018 {30 1111??05 CONTINENTAL AIRUNES 1008-1 CL 6.648% 09f151201? DD 02320.398 CWHEQ REVOLVING HOME EQUI 2A VAR RT 0?!15r?2038 00 OGIZQIOS 08M MORTGAGE LOAN BANK VAR 0311912045 DB 024?282?05 QELYA AER LENES 200??1 CLASS A 6.821% 022?1022024 02i10a'08 QEUTSCHE TELEKOM ENTERNATIONAL 5.750% 03f23i2016 00 0312306 DEVON ENERGY CORP 5.600% 0W15f2041 {30 COST 29,453.40 103,932.80 23,680.40 32,521.89 30,203.27 74,061.52 226,031.27? 84,094.50 00,016.80 PRECE 131.2000 99.6330 08.5440 100.4030 128.9960 120.6400 106.?500 66.9310 84.7340 113.2500 112.9200 109.2670 MARKET VALU 196,800.00 29,889.90 9,854.40 70,282.10 103,196.80 24,128.00 33,184.01 ?1.23?.80 101,503.13 84,690.00 81:31 3.50 UNREALJZED 23,010.00 436.50 153.20 39.60 736.00- 453.60 582.12 11,034.53 2?.501.61 ?,740.80 $.50 2.603.20? ?0 BNY MELLON 5500 NFL F1 HAL 1209? 3 S500 SCHEDBLE BERT ROZELLE NFL RET OVERALL COMPOSITE SHARE 82? PAR SECURJTY DESCRIPTION 10,000.0000 10,000.0000 20,000.0000 100,000.0000 20,000.0000 10,000.0000 90,000.0000 20.000.13.000 170, 000. 000 0 140.000.0000 220.000.0000 230.009.0000 DEVON ENERGY CORP 3.250% 05115f2022 DD 05i14i12 DEVON FENANCWG CORP LLC 0980;213:311 80 100331101. ECOLRB 1N8 4.350% 1210812021 12i05111 ENYERPRISE PRODUCTS 9.750% 01f31l2014. DD 12i08108 ENTERPRISE PRODUCTS OPERATING 6.125% 10/1 532039 10305039 PROWCTS 5.950% 02(012?2041 00 0111311 ENTERPRISE PRODUCTS OPERATING 3.350% 03I1512023 {Bi} 03518223 OPERATENG 4.850% 00 03318113 EXPRESS SCRIPTS {30 3.500% 11191 32018 QB 11? 511 2 FIRSTENERGY CORP 1131512031 00 11(151?01 2.?50% 0311552018 0310313 FERSTENERGY CORP 4.250% 031?1532023 DD 03105113 OF INVESTMENTS END OF PLAN YEAR COST 31 WRCH 2013 0081' 9,940.80 10,511.90 21,202.40 114.?5500 22,957.80 11.28150 98,418.60 20.129.10 171,399.41 19,998.00 80,090.10 2013?03?31 CYCLE 3 12:09:12 RUN DATE: PRICE 100.1010 135.6110 130.3350 10?.4420 117.5790 115.8490 101.8380 107.?320 117.1480 101.1320 101.1380 10.01010 13,561.10 22,067.00 10?.442.00 23,515.80 11,584.90 91,654.20 20.41?.40 183,144.40 164,007.20 20,228.40 80,910.40 PAGE: 2? M11025. UN REAUZED 75.30 950.80? 864.60 ?.313.00?- 558.00 317.40 1.231630 288.30 5.5?0.90 228.40 320.30 BNY MELLON 5500 FJNAL 120913 5500 SCHEDULE OF EWESTMENTS END OF PLAN YEAR REVALUEO COST NFL BERT ROZELLE NFL RET VERALL COMPOSITE- PAR VALUE SECURETY DESCREPTION 80,809.8000 MQTOR 415004: 01f?2532043 0E3 OHOSMS 120.000.0000 FORD MOTOR CREDIT CO LLC 3.125% 01515?2028 DD 1.2?14f09 355.000.0800 COPPER (BOLD 3.550% 03301f2022 00 0813912 30,000.0000 COPPER 144.4 2.375% 0321512018 OD 0310?}13 30,000.0800 QOPPER 144A 3.100% 03I15'f2020 00 03107113. 10,000.0090 SACHS EE VAR 06!01f2043 DD 48,157.2400 GREENPOINT MORTGAGE Ft} AR4 1A1 VAR RT 10(25/2045 DD GTIEQZUS 213.000.0800 HEENEKEN NV 144A 1.400% 101015201? 89 70,000.0000 HUMME 1N0 ?.200% 06?. 51'2018 DD 051?05i?? 120.000.0000 HUMANA INC 3.150% 1230132022 00 12310;}? 20,000.0900 CAPETAL AMERICA 144A 2.125% 101?025201? OD TOIGUIZ 10,000.0000 ENG US 1N8 144A VAR RT 021?15/2018 021111?13 31 MARCH 2013 COST 77,750.00 81.952131 29,997.08 29,988.60 6,862.56 28,753.43 19.93439 83,872.60 19,922.00 10,082.60 2013-03-3? CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 E3 R1 CE 93.0?00 128.2610 90.4010 100.4180 100.3340 84.1259 82.3970 99.5450 122.4240 98.7730 100.8150 181.4300 MARKET VALBE 151,513.20 84,490.85 30,125.40 30,100.20 8,412.50 39,580.12 19.90300 85,596.80 20,163.00 10,1?300 PAGE: 28 M11025 GAINILOSS 3,294.00- 3,613.20 2,538.24 128.40 111.60 1,550.00 10,928.80 25.00- 1,824.28 18731-9- 190.40 80.40 it? BNY MELLON 5500 NFL GCALHG FINAL 120913 5590 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSETE SHARE 8! PAR VALUE 30,000.0000 160.000.0000 10,000.0000 140.000.0000 25,000.0000 413.800.0000 ?2.000.0000 ?8,000.0000 80,000.0000 10,000.0000 32.516.4500 180.000.0000 SECURITY DESCRIPYJON INTERNAWONAL LEASE FINAN 144A 6.500% 09110512014 DB 0812OI10 ENTERNATIONAL LEASE FENAN 144% 635.0% 09201.!2018 ?30 OSIZOHG KERR-MOSES CORP 7.8?5% 00 101?031'01 CORP 6.950% 0??)132024. DD 07301304 KENDER MORGAN ENERGY PARTNERS 5.000% 12/1512013 00 11I21s?03 KWQER MORGAN ENERGY 3.950% 0920132022 [30 MONDELEZ 1N3 5.3?5% 02111032020 {30 02!08!'10 KRAFT FOODS GROUP INC 5.3?5% 02f10f2020 DD 08(101?12 KRAFT F0003 GROUP INC- 3.500% 08f08f2022 ?30 12IOSI12 MERRELL 8; CO JNC 6.8?53?0 {J4i25i2018 DD 04(25m? MORTGAGE I ?i 2A1 VAR RT 0412512035 00 042?01f05 INC 6.400% 123151?2066 DD 1221211166 REVALUED COST 31 MARCH. 2013 ?3087 31,687.50 171,400.00 12.89520 189,085.00 25.54825 42,045.60 83,289.89 59,450.00 11,117.00 20,551.87 2013-03-31 CYCLE 3 12:09:12 RUN DATE: PRICE 108.5000 113.0800 131.0608 125.2680 103.1070 105.2500 118.9?80 119.32?0 104.5628 120-7020 96.2330 109.3758 MARKET VALUE 31.950. 180,800 13,106. 1?5,372 25.776. 42.500. 85,684. 93,0?5. 82,737. 12,070. 31,233. 196.8?PAGE: M11025 UNREAHZED GAQNILQSS 262.50 9,400.00 210.80 6.28140 454.440 15.69156 3,271.20 9.53.20 29 BNY MELLON .5500 FINAL. 120913 5500 SCHEDULE OF AT EM) 0? PLAN YEAR REVALUED COST NFL GOALLZO BERT BELLJPEYE RQZELLE NFL OVERALL COMPOSITE PAR VALUE SECURITY 10.000.9000 MIDAMERICAN ENERGY HOLDINGS 6.508% 093151203? 00 0mm? 30,000.0000 MOLSON COOKS BREWING 00 3.500% 05!0132022 GSIOSHE 50.000.0000 MORGAN VAR RT 10(1872015 DD 10i18i06 10,000.0000 MORGAN STANLEY 03'322i201? DB 03(221?12 100,000.0000 MORGAN STANLEY 435001;. 163.936.8450 MORGAN STANLEY MORYGA VAR RT 0152512035 DD 121291?04 200.000.0000 NOBLE ENERGY INC 4.150% 131532021 00 121?081?21 40,000.0000 PACIFIC GAS 8: ELECTRIC CC 5.050% 033011?2034 DD 035232?04 161.000.0000 PEMEX PROJECT FUNDING 6.625% 06i151?2035 DD 12f?35!05 40,000.0000 PETROBRAS FENANC 612500 10!06l2013 DD 10f06106 121.000.0000 PETROLEOS MEXICANOS 144A 3.500% 01f30f2023 01530f13 60,000.0000 REYNOLDS mmamw 1N0 7.625% 06i0?2016 DD 31 MARCH 201 3 13.31600 10.021 .60 10,003.30 101,830.00 125,829.67? 102,211.00 48,622.80 ?2 83,540.00 45,240.00 120,665.04 ?2.0?2.00 2013-03434 CYCLE 3 12:09:12 RUN DATE: PRICE 129.8240 ?04.0350 97 .4230 ?0.3020 103.3830 94.3250 109.9450 125.0910 119.?500 131.8000 99.?500 ?9.0980 MARKET VALQE 32,982.40 10,403.50 48,711.50 51,030.20 103,383.00 ?54,035.07 109,945.00 50,036.40 441,720.00 120,697.50 71,458.80 PAGE: 30 M1 102E GAIMLOSS 333.30? 381.90 5,777.00 1,026.90 1,747.00 28,805.40 ?,734.00 ?413.30 9,257.50 $20.00* 31.46 553.20~ BNY MELLON 5500 FINAL 120013 2013433531 CYCLE 3 12:09:12 Rim DATE: 5500 SCHEQULE OF JWESTMENTS AT 63%? OF PLAN YEAR REVALUEB PAGE: 31 NFL 31 MARCH 2013 M11026 BERT RQZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURIW 30,000.0000 REWOLDS AMERICAN 3.250% 11110132022 00 100,000.0000 Rio TINTO FINANCE USA 0.500% 00 40,000.0000 ROCK TENN 00 3.500% 0330132020 00 10,000.0000 ROCK TENN 00 4.000% 033011?2023 00 20 ,0000000 ROGERS 6.800% DD 10i31i12 LTD 03101X13 1N0 08.500508 10.000.0000 10,000.0000 35.000.0000 10.,0000000 80,000.0000 593581000 0.3215000 ROYAL BANK OF GROUP VAR RT 08!29i2049 00 081020301 ROYAL BANK OF SCOTLAND GROUP 2.550% 00118i2015 DD 09110I12 KONINKUJKE KPH NV 8.375% 10103132030 00 10i04l00 8&8! LLC 7.125% 1211512021 00 06i15?12 SLM 3.075% 09!?012015 00 09i??2?12 i ZOOBJ A1 VAR RT 07f25f2030 {30 06330i06 ERGO i TRUST 2005?? 7 A VAR 092*2532035 DD 09l30f05 29,959.20 123,220.00 30306.60 0,901.40 24,894.20 8,475.00 9,904.30 4403?.90 10,000.00 81,281.20 25,386.14 5,694.94 PRICE 08.8600 122.7500 102.2250 101.1290 125.?870 104.0000 102.7700 130.0040 131.8?50 104.3290 0?.?660 08.7040 122,750.00 40,890.00 10,112.90 25.15140 10.40000 10,2?190 45.83?.40 83,303.20 47,063.40 8,239.57 298.50~ 1,123.40. 131.50 263.20 1,925.00 283.60 309.50 387.50 2,022.00 21. .677.26 5??-63 QGIBUH SLOZHIWZG ?430.91? 318% EENHVM 3WD. ecee?occ?om {10 960939 00?988 091283]. 3N1 33ml #?fgiil? GU SEOZIQHZO 09169 OVSELFGZ '1 00 C38 ?13009? "0813?? 08'889?02 60l90i?0 SLQZESHILO 00101)? AOJZQILO C10 ?161239 097.3158 08981? ?3151053133. Q?fl?fg? G8 EVA u'zoz?zez t?g'gg??SSlv Hit 9% {d OHS L569 00 810mg ??50 ?8 EVA $333138 EUQGIH ?160939 0000;000?981? (30 60'890?9 8?06"301 1.930 80 94309;"? 09'890?9? 01.179111? AVMEHVS 0000?0?30?0? GO OZOZISUQU ?/0096? (38108 SSOWNIVQ 33:21:: 1803 MIHQOBS 83d i??ab?w TNHEIAG 13a ?323% 31132022! ELEM-1138 i838 33mm SLOZ :9 names; as 39%; 1809 Qan?maa avg/t :30 {mg iv smamsam: 30 awneams 0099 23mm was 31:60?? 310m mama; ?WNld 0099 13mm NOTIHW 8N8 vi 4? BNY LLON 5500 FWAL 120913 5500 SCHEGULE OF ENVESTMENTS AT END OF MAN YEAR COST PAGE: 33 NFL GCALUG 31 MARCH 2013 MHOQE 2013-03-3? CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 BERT BELUPETE ROZELLE NFL RET OVERALL SHARE Sf VALUE DESCRIPTION 20,000.0000 60,000.0000 410.080.0000 10,006.0000 40,000.0000 330.000.0000 100.000.0000 321.000.0000 49,000.0000 236.008.0006 89,796.7800 WARNER 0.51ka5 8.?50% 061?1512039 TIME WARNER CABLE 5.875% 1131512040 TRANSOCEAN ENC 5.050% 12535112018 1N0 8.3?5?3?0 1211 522021 EATON CORP 144A 4.150% EATON CORP 144.6. 1.500% 1120212017 EATON CORP 144A 2.750% 11f02/?2G22 UNION PACIFIC CORP 5.3?5% 0550122014 INC {30 1550 00 OD DD DD 80 12f05f11 1210-5141 111201112 11220?? 11120112 053041?04 UAL 20094-151 PASS THROUGH TRUST 9.750% 071?1512018 11124109 118% PLO 515031; 11!03i2020 ?39 ?$3.310 VALE OVERSEAS LTD 6.875% 1112112036 DB 11!21!06 WWO MORTGAGE PASS TH ARE 2A1A VAR DD 041126.105 COST 23,848.80 64,648.81 44,533.20 11,744-20 40,324.90 29.95?.30 99,873.10 25,629.14 33.5.5088 99,745.24 09,614.82 PRICE 118.0120 106.6209 111.3100 116.4280 9?.5000 100.2870 99.4230 105.8?08 116.0000 105.9160 113.5868 91.8870 MARKET VALUE 23,602.40 63,972.00 44,444.00 11,642.80 39,000.00 30,086.10 99,423.00 22.0642?) 25,837.96 42,366.40 97,883.96 82,5116? UNREAUZED 89.20- 101,410+ 1,324.90? 118.80 390.10? 714.00- 208.82 2,815-60 2,062.28~ 12.89635 BNY MELLON 5580 $28913 26?3u?33~3? CYCLE 3 12:38:12 RUN DATE: 5500 SCHEQULE OF 1WESWENTS AT ENE) OF PLAN YEAR REVALUEB PAGE: 34 NFL GCALUO 3? WHICH 2013 M11025 BERT BELLZPETE ROZELLE NFL RET QVERALL CGMPOSZTE MARKET PAR VALUE SECURITY DESC COST PRICE VALKEE 176.859.3700 WAMU MORTGASE PASS TH A5210 1A4 155,323.35 98.4270 18,754.22 VAR RT 091'2512035 DD OTFOUGS 140,?87?100 MORTGAGE PASS 7 AR13 169,282.90 92.7060 130,518.47 21.2355? VAR 1032532845 ?39 10195585 MORTGAGE PASS 0% 29.9940 26.961.86- VAR RT 0?}25r?2047 310,000.0000 WAGE-IOWA CAPITAL TRUST HE 292,949.98 100.3500 331.085.0153 18,135.02 VAR RT 03128f2?i49 DD OZEGUGE WAMU MORTGAGE PASS TH AR1 $58.80369 94.4300 $93,033.52 34.230.13 VAR RT {11950045 DD 18.000.0000 WASTE MANAGEMENT INC 12,322.30 129.5880 32,958.80 36.50 7.3?5% USHSIZGZQ DE) HHSIQQ 20,000.0000 WASTE MANAGEMENT ENC 22,475.40 133.9020 22,600.40 125.03 4.500% 0310132021 DD 02/2811?! 20.003.0000 ACTAVIS INC 19,908.20 101.1880 20,233.20 325.00 1.8?5?3?9 503013201? 88 10162312 WELLPOZNT INC 11,638.30 1173290 11,771.90 95.60 5.8?5% 08(1512017 DE) 40,000.0090 WELLPOWT WC 4Q.668.00 125.0500 50,024.09 358.00 160090 62f15i2019 DD 40,800.0308 WC 41,512.40 305.6083 ?36.80 3.700% USHSJEGZE BB 313.000.0800 29,846.40 100.3780 30,2031?) 357.00 3.125% 05i15i2022 05(071?12 2-0? BNY MELLON 5500 FINAL 128813 5588 SCHEDQLE QF ENVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 35 NFL GCALHO 31 MARCH 2013 541110215 BERT BELUPETE ROZELLE NFL REY COMPOSITE 2333-03?31 CYCLE 3 12:09:12 RUN. DATE: PAR VALUE 20,0990000 2100040008 26,000.0000 5,000.0000 10.00010080 70,000.0000 170,800.0000 10,000.0000 130,009.0000 170,00013000 SECURITY WELLPOINT 1N0 3.250% {39110122015 83 WILLIAMS COS 7.500% 0131512631 DE) 011?17101 COS JNCETHE 08i15f2031 DD 06,113101 WILLIAMS COS ?.875% 0910112821 Bi) 08{21{01 008 VAR RY 0311512032 [313 {33115i03 XSTRATA. LT 5.800% 1111512016 DD 1111386 FINANCE CANADA LT 144A VAR RT 1012322015 10f25'112 XSTRATA FJNANCE CANADA LT 144A VAR RT 101?2532017 DD 18f25f12 ZQEYIS ENC 144A 325091;. 0210112023 90 OUEBHB LEHMAN BRTH HLD (R181) ESCROW 5.857% 113?3012056 139 05117107 LEHMAN HLD ESCROW 1222812017 00 12121i87 BRTH ESCROW 0.000% 0811912065 [313 061?14f06 TQTAL CORPORATE DEBT ENSTRUMENTS COST 19,991.80 28,804?08 31?6??3.45 41,124.93 6,591.60 11,404?98 9,989.00 225.664.?0 (3?00 0.00 FREE 100.8278 122.?559 124.5930 1217780 1315320 113.8520 101.1360 101.3610 ?01x4080 0.0109 0.0100 {3.0100 MARKET WKUE 20,165.40 29,451.20 32,394.18 42,166.74 11385.28 10340.8(} 13100 2?.00 7.00 9.923.26?.88 UNREALIZED ?3.60 6517.12 720.?2 1,641.81. 140.09 19.?0? 737.?0 940.30 351.80 125,65? 2?2290 7.00 447,250?38 #0 BNY MELLON 5500 FINAL 120913 5500 SCHEEJULE OF INVESTMENTS END OF PLAN YEAR REVALU-ED COST PAGE: 36 NFL GCALUG 31 WRCH 2013 M1102E BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSZTE 2013~03-31 CYCLE 3 12:09:12 RUN DATE: MARKET VAR VALUE SECURITY BESCRIPWON COST VALUE UNREALIZED HGAINILOSS CORPORATE STOCK - COMMON 38,600.0000 NABORS INDUSTRIES LTD 388 547,996.00 16-2200 625,092.00 21,904.00- 2,600.0000 PARTNERRE LTD BERMUDA 93.1100 242,036.00 3,000.0000 304.0000 7,600.0000 5.8500000 45.950.23.000 5,400.0000 9.1750000 8.8000000 9,000.0000 1,240.0000 10,880.0000 5,4?00000 10,2?10000 4,200.0000 COM CORE ORTHOWX NV INC ABAXIS INC RESEARCH - TECHN AGILENT WC WC AKAMAE TECHNOLOGES ALLEGHENY TECHNOLOGIES WC AMERCO AMERICAN VANGUARO CORP CORP AMSURG CORP ANSYS WC 394,710.00 12,990.25 228,912.00 261,164.51; 1,513,000.48 238,410.00 792444.315 343,846.00 289,030.00 154,204.39 283,350.90 288,024.46 137.9200 35.3?08 26.6800 47.3200 30.1700 41.9?00 9?.5008 35.3200 31.7100 173.5400 30.5400 51.4509 33.6400 81.4200 413,750 10,964. 217,968 287,358.. 1,388,311 228,638 894,552.. 303,?52, 285,390. 215,189 332,2?5. 281,431 345,578. 341,98419,050.00 10.944.00? 8,193.49 133,588.96? 11,772.00- 102,117.15 40,094.00- 16,330.00 24,520.95- 57,491.98 34,885.20 Vr Agin- 5500 NFL GCALL1O FINAL 120913 5500 SCHEDBLE OF AT END OF PLAN YEAR COST 31 MARCH 2013 BERT BELLIPETE ROZELLE NFL QVERALL COMPOSITE SHARE 8! PAR VALUE 7,500.0000 5,133.0000 33,790.0000 2,100.0009 7,490.0000 2,000.0000 4,500.0000 2,600.0000 16,100.0300 23,439.9000 11,248.0000 12,325.0000 8,400.9000 12,7250000 4,390.0000 29,200.0000 16,246.0000 SECURITY AUTODESK BALCHEM CORP SANK. OF THE OZARKS 1N8 CR BARE) ENC BEACON ROOFING SUPPLY ENC LABORATORIES ENC BLUE MLE INC BORGWARNER WC PROPERTEES CSX CQRP CAMMP CORP CAMBREX CANADZAN RAILWAY CO CANADIAN NATURAL RESOURCES CANADIAN PACIFIC RAILWAY COACH ENC INC CONCEPTUS ENC COST 281.576.0111 213,144.08 192,942.41 227,400.00 251,177.19 340,335.00 280.35%.00 336,834.90 212,252.80 133,503.19 263,337.00 945,213.52 239,438.31 2013-03-31 CYCLE 3 12:09:12 RUN 2Y-JUN-13 5% 41.2509 $3.9408 44.3500 100.7800 38.6600 126.0000 34.4500 ?7.3400 101.0608 24.8300 10.9700 12.?900 100.3000 32.1300 130.4709 49.9900 56.?400 24.1500 MARKET VALU 225,544.02 213,838.08 252,890.00 348,030.00 262356.00 143,336.34 269,892.00 21435196 1,089,408.00 392,196.00 PAGE: 37 M11025 UNREAUZED 506,583.60 1,506.00- 96,620.539 24,600.00 17,602.01} 59,708.10 10,333.15 8,329.00.- 8?3.767.00 43,386-90? 144,194.48 . NY MELLON 5500 555% GCALU 0 FINAL 120933 5580 SCHEDQLE OF INVESTMENTS AT END OF PLAN YEAR BERT BELUPETE ROZELLE NFL FEET OVERALL COMPOSZTE PAR VALUE 3,088.0000 4,380.0000 5.3100000 25,700.0000 6,000.0000 17,560.0000 9,160.0000 4.000.0000 1,450.0080 8.6000000 10,300.0000 29,630.0000 6,140.0000 8.112.005.1121 9.8000008 3?.98?.0880 SECURITY DESC RIPTDN CORPORATE EXECUTWE BOARD COIT CGVANCE ENC PHARMACEUTICALS CYBERONECS 5N0 DR HORTON 1N0 DARQEN RESTAQRANTS 1N1: DIODES WC DREW ENC WC EAGLE MATERJALS WC EASTMAN CHEMECAL C0 EATON VANCE CORP 8X8 JNC ELIZABETH ARDEN 1N0 EMCOR GROUP ENC ENERSYS ENTEGRIS 1N6 GO REVALUED COST 31 WRCH 2013 131,954.89 278,611.08 320,434.92 227,890.18 553,934.92 263,288.51 51,250.43 470,052.00 351,925.86 206,303.81 225,012.85 348,824.67 344,537.56 58 74. 48.1808 3200 3200 .8000 .3000 .6800 9800 .3100 1?00 .6300 3700 .8300 .8500 2500 .3990 .5800 .8600 .5500 2013~03?31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 MARKET PRICE VALUE 310,575.08 363,323.20 248,508.00 524,510.00 318,080.00 368,408.30 332,599.69 348,680.60 96,613.50 ?161,142.00 422,433.00 202,965.50 343,867.88 446,884.00 374,551.82 1.1163154?) PAQE: M1102E UNREALEZEQ GAJNZLOSS 46,480.19 40,985.00 33,848.28 70,575.08 3?.800.00 19,546.31? 3.34236- 85,511.49 45,363.07 8.910.00- ??556.14 3,938.31? 32,357.86 1 38.851083 98,050.33 30,924.26 205.921.?1 38 BNY MELLON 1 000 5500 NFL GCALUO BERT ROZELLE NFL OVERALL SHARE 8! PAR VALUE 38,800.0000 8,480.0000 5.3000000 3.2000000 5,857.0000 9,234.0000 4.3400000 13,630.0000 34,300.0000 33,794.0000 5,700.0008 9.5000000 6,300.0000 2?,3000000 68,032.0000 FINAL 120913 5500 SCHEBULE OF AT OF PLAN YEAR REVALUEG COST 31 WRCH 2013 FINNING INTERNATFQNAL FIRST AIR CORP GOING HNICOW3 HAW CELESTIAL GROUP INCITHE HARSCO CORP HEALWCARE SERVICES amup ENC JACK HENRY ENC iXiA ENERGY JNTERNAHONAL RECTHHER coma JOY GLQBAL rm: KEYCORP SEMICGNDUCYOR 38,050.00 668,185.60 312,544.82 226,112.00 284,244.64 267,389.81 263,268.02 100,135.41. 181,405.00 287,203.32 218.04?.50 181,735.00 441,664.09 253,344.00 3?4.261.82 2013433411 CYCLE 3 12:09:12 RUN DATE: 24.6800 38.0500 37.2900 51.9700 ?0.5100 53.3800 35.4900 41.8600 51.0800 24.7700 25.6309 46.2100 21.6400 58.1500 21.1500 50.5200 99600 5.4550 MARKET 33,935.00 318,219.20 2?5,441,00 225,632.00 313,180.48 325,782.00 265.08?.20 180,821.80 349,336.90 1,585,003.00 298,502.16 331,512.00 200,925.00 388,928.00 371,114.58 PAGE: M1 102% 4,125.00- 45,425.60- 3.6?4.58 28,844.00 488.00? 23,935.82 60,324.85 52,513.99 ?4.951?9 584.09? 62,133.58 30,454.35 21.9?f.00 19,199-03 60,735.09- 13.554.au 39 2* BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF ENVESTMENTS AT END OF PLAN YEAR REVALUED 003T PAGE: 48 NFL GCALUG 31 2033 M11028 BERT ROZELLE NFL FEET OVERALL COMPOSITE 281343341 CYCLE 3 12:09:12 RUN DATE: SHARE 8! PAR VALUE 3.?20.0000 27.525.0000 12.000.000.18 453.0000 7.550.0000 11,530.0000 6.5103000 353.112.0895} 3,700.0000 6,900.0000 17.689.0090 15,064.0000 45,899.0000 107,200.0008 LEAPFROG ENTERPRISES INC LENDSAY CORP MOTORSS STEVEN MADDEN LTD MAXIMUS ENC MEGICAR RES ENC COM MEDICINES MENTOR GRAPHICS MOMMA JNC MUELLER INDUSTRIES ENC MULTIMEQIA GAMES HLBG CO WC MURPHY 01L CORP NEWFEELD EXPLORATION CO OMNICELL ON ENC ONEOK INC ORASURE TECHNOLOGIES 1N8 OREENTRL FINANCIAL GROUP ENC ?g?1 11&62&67 589,425.55 0.90 251,523.52 28&68?35 380.6?4.85 294,950.09 293,817.50 226,858.00 ?297,616.00 273,128.23 36L48696 4?3.12?.02 1,297,120.00 8 88. 47 43.5809 1800 .4800 2280 9708 0808 .4100 .0500 .8700 .2900 .8700 T300 .4200 8800 3106 .6?00 .4800 .5100 MARKET 328,029.60 209,529.24 959,640.90 0.00 252,245.50 345,819.95 346,9:730 235,801.00 354,698.00 333,937.20 381289.34 36?.959.00 241854.60 1,662,672.00 UNRERLEZEO 12,084.54? 13,756.81 93,908.57 42,171.55 370.224.45 0.00 100,716.99 59,132.59 22,891.35- 51.95181 83.45.00 89,853.53? 92.89541 5,5173?) 365.552.90 ?50? BNY MELLON 5500 FENAL 1208?3 20?3~03?31 CYCLE 3 $220932 RUN DATE: 5500. SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALU-ED COST PAGE: 4? NFL GCALHU 31 2013 M11025 BERT B-ELUPETE ROZELLE NFL OVERALL UNREAUZED PAR WRLUE SECURETY DESC REPTION COST PRICE VALUE GAINILOSS 8.8700000 OXFORD 1N6 53.1000 365,115.60 23,405.88 5,132.0000 PAREXEL EMTERNAHONAL CORP 138,410.05 39.5400 202,939.28 6?.509.23 38.3?10000 PEER 1 FMPOFWB $705,693.10 23,0000 187,097.90 FINANCIAL PARTNERS EN 272,818.28 23.3600 34?,?60,32 5.3430000 PLANTRONICS INC 44.1800 236,107.37 28,420.0000 POTASH CORP OF SASKATCHEWRN IN 841,609.80 39.2500 722,985.00 118,624.80- 4,530.0000 PRECSSMAW WC 7?.8300 352,569.90 211.090.0000 PRNATEBANOORP ENC 319,935.30 18.8900 398,390.10 78,454.80 13,800.0000 PROGRESSIVE 268,096.00 25.2700 298,186.00 30,090.00 8,200.0000 PROTECTIVE LIFE CORP 253,954.00 35.8000 293,560.00 39,806.00 22,850.0000 QUESTCOR PHARMACEUTICALS 044,259.35 32.5400 743,530.00 99,279.65 13,788.0000 GUIDEL 253,285.81 23.?500 32?,46500 8,800.0000 RAYMOND JAMES FINANCIAL WC 46.1000 405,630.00 33.40000 13,000.0000 REPQBLIC SERVICES ENC 33.0000 429,000.80 31,060.00 2.9000000 SBA COMMUNICATIQNS 72.0000 203,800.00 2,030.00 52,100.0000 SANTARUS 1N0 17.3300 902,893.00 227,213.22 9.8000000 685,314.00 74.8900 48,608.00 4,700.0000 SCOTTS COHHE 43.2400 203,228.00 3.4?5.60? ?40? BNY MELLON 55.00 FENAL 120913 2013-03-31 CYCLE 3 12:09:12 RUN DATE: 274001-13 5500 OF AT END OF PLAN YEAR REVALUEO COST PAGE: 612 NFL GCALLH) 31 MARCH 2013 M11025 BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSWE PAR VALUE SECURITY BESS 15,500.0000 18,153.0000 17,914.0000 22,050.0300 5,110.0000 417.500.0000 9.5200000 7,720.0000 7.6000000 123000000 9.6000000 8.5000900 19,650.0008 13,900.0000 27,400.0000 5,000.0000 313.800.0800 2,950.0000 SEALED AIR CORP GROUP WC SKECKERS U.S.A. JNC SNAP-ON INC SOVRAN SELF STORAGE 1N8 STEELCASE WC STERIS CORP SUN COMMUNITIES 1N0 SYNOPSYS ENC TJX COS ENC TAUSMAN ENERGY INC TECK RESOURCES LTD THOR ENC TUPPERWARE ERANQS CORP UMB FINANCEAL URS CORP ULTRATECH 1N0 VAIL RESOR73 INC 291,400.00 194,378.82 386,766.55 1,453,855.00 200,820.35 466,262.74 323,756.37 346,772.70 245,351.90 541,597.80 120,960.00 303,110.00 678,906.83 1,163,931.85 1,225,739.00 204,150.00 1,006,845.90 ?286,092.?1939. 62. 1100 2900 .1500 .7000 .4900 .7300 .0100 3300 .8800 .7500 .2500 1600 7900 .7400 .0700 .4100 5300 3200 MARKET VALUE 373,705.00 368,324.37 378,881.10 1,823,535.00 329,543.90 899,875.00 396,127.20 380,827.60 272,885.00 565,675.00 117,600.00 239,350.00 722,923.50 1,544,885.00 1,304,518.00 237,050.00 1,336,114.00 183,844.00 UNREALSZED 82,306.08 173.947.55 12,114.55 369,580.09 38,733.55 233,412.26 72,370.83 34,054.90 27,338.10 24,078.08 3,360.00? 83,750.00 44,018.67 375,954.15 118,779.00 312,900.00 329,258.10 17,751.21 VI 1* BNY MELLON 5530 FINAL 129913 2013-0343: CYCLE 3 121}an Ram DATE: 5500 SCHEDULE OF INVESTMENTS 6N0 OF PLAN YEAR REVALUED COST PAGE: 43 NFL GCALUG 31 MARCH 2013 M11025 BERT BELLIPEYE ROZELLE NFL OVERALL COMPOSETE UNREAUZED PAR VALUE SECUWW DESCRIPTION COST VALUE ?.600.{3000 CORPITIHE 509,523.91 82.2500 473,100.00 36,423.91? 4.470.0000 VALUECLICK ENC 29.5800 132,133.20 35.30535 15,400.0000 VEECO ENSTRUMEENTS INC 484,451.94 38.4100 591,514.00 29,5?00000 WABASH NATIONAL CORP 283,080.00 10.3600 300,431.20 13,600.0000 WABTEC CORPIQE 1,032,752.60 102.1100 1,388,606.00 355,943.40 4,900.0000 WHITENG PETROLEUM 236,670.00 50.8400 249,116.00 12,446.00 9.3000000 XIUNX 1N0 345.081.01.11 38.1700 354,981.00 9,300.00 15,04100000 ALKERMES PLO 284,489.41 23.7000 358,448.00 371,958.59 11.045.0000 ENERGY XXI BERMUDA 393,401.88 27.2200 76,424.98- 8,600.0000 EATON CORP PLO 61.2500 520.?5000 84,022.00 11.000.0000 PUBLIC 454,850.00 55.0100 605,110.00 150,260.00 COMPANY 0,530.0000 JAZZ PHARMACEUNCALS PLC 329.108.1312 55.9100 365,092.30 35,933.63 06.000.0000 WEATHERFORD INTERNAYEQNL LTD 707,721.00 12.1400 589,306.00 138,355.00; REG 20,700.0000 NOBLE CORPORAWON BAAR 38.1500 14,0?600 8141:3253 8,500.0000 TRANSOCEAN [3?0 ZUG 464,950.00 51.9600 441,060.00 23,290.00- ?203000000 UBS AG 8H8 NEW 152,818.00 15.3900 167,751.00 14,933.00 151.623.0000 AVG 251852.63 13,9200 250,232.16 1.3?9.53 I3115f 5500 FENAL 120013 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED PAQE: 44 NFL GCALUU 31 WRCH 2013 MHOEE BERT BELLIPETE ROZELLE NFL OVERALL COMPOSRE 2023-03-31 CYCLE 3 72:09:12 RUN DATE: PAR VALUE $8,500.0000 9,250.0000 ?.900.0000 30,500.0000 10,?030000 ?,590.0000 14,380.0000 11,210.0000 5.2000000 5,500.0000 20,399.0000 14,250.0000 20,430.0000 4,551.0000 6,650.0000 SECURITY DESCRIPTEON ACTIVISION BLIZZARD ENC NEVADA GOL0 AMERICAN CORP AMVRUST FINANCIAL SERWCES INC ANN 1N0 1N0 ARUBA NEWORKS INC- ASPEN TECHNOLOGY AKA SA AER AXIRLL CORP BASF SE AER BANKRATE MC 81%? LTB AER BIOSCREP ENC BRISTOW GROUP INC BRITJSH TOBACCO 131.0 210,458.01 292,798.01 026,612.00 987,904.28 332,539.79 304,902.28 330,590.43 230,141.33 80,0?5?? 260,805.01 480,403.00 1,044,589.41 147,087.68 280,393.99 14.5700 16.4800 34.6500 29.0200 38.2800 24.?400 32.2000 17.2200 02.1800 11.9400 68.4300 12.7100 65.9400 207.0500 MARKET VALUE 289,545.00 152,255.00 807,868.00 1,060,290.00 310,602.06 290,393.40 355,266.40 89,544.00 350,395.92 ?182,509.50 243,564.06 259,605.30 306,686.94 711,882.50 UNREALIZED GAINILOSS 59,088.99 140,503.01? 18,944.00: 72.38532 21.93813 14,508.88? 24,675.91" 131,829.50 3,488.40 89190.9? 2,105.50 69,481.91- 25,292.95 BNY MELLON 5.501} FENAL 120913 2013?03?31 CYCLE 3 12:09:12 RUN DATE: 5500 SCHEDULE OF AT END OF PLAN YEAR REVALUEQ (X387 PAGE: 45 NH. GCALUO 31 MARCH 2013 1.511028 BERT ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY COST PRICE VALUE MS 9,340.0000 BROAUSQFT 1N0 338,236.33 28.4?00 91,006.53 6,200.0000 BROOKHELD ASSET IN 195,134.03 36.4900 226,238.00 39,534.08 15,400.0000 CBRE GROUP WC 315,4?0113 25.2500 388,850.00 5.8000080 INDUSTRIES INC 498,644.00 80.0100 544,068.00 9,570.0800 COHEN 8: STEERS WC 3261,0343? 36.0700 345,189.90 19,155.13 3,670.8000 COMMVAULT SYSTEMS 1N8 191,868.24? 82.0008 300,940.00 109,071.75 3,800.0000 ENC 439,242.08 115.8108 836.00 19,453.0800 Dir-(L GLOBAL CORP 354,989.76 16.64130 323,697.92 41,291.84? DANA HOLDING 141222.24 17.8300 172,594.40 25,372.15 5,430.8008 BEALERTRACK TECHNOLOGY 161,321.68 29.3800 1,788.26? 393.804.0000 DEMAND 1N0 381,884.38 8.6300 29.021.86~ 01,51,660 PLC 639,625.00 125.8400 912,340.00 AER - 18,475.0000 DRESSERRAND GROUP WC 928,430.59 61.6600 1,339,188.50. 6,800.0000 ECHOSTAR 259,523.39 234,996.00 5,372.61 1451410000 EPAM ENC 268,837.85 23.2300 328,634.81 62,596.96 5,900.0000 EXPRESS SCRIPTS HOLDING (30 $25,385.90 5?.6208 339,958.00 14,573.00 CELULOSE SA 14,430.81} 12.0700 20,760.40 6,329.80 11,974.0000 FERST AMERECAN FWANCML CORP 224,973.48 25.5?00 BNY LLON 5500 FINAL 120913 2013-034}? CYCQE 3 12:09:12 RUN DATE: 5500 0F ENVESTMENTS END OF PLRN YEAR REVALUED COST PAGE: 45 NFL GOALHG 31 WRCH 2013 M13625 BERT EELUPETE ROZELLE NFL COMPOSETE SHARE 3! VALUE 11,640.0000 10,403.0000 3.4440000 153540000 42,135.0000 5.5710000 5,010.0000 104000000 40,530.0000 17,000.0000 9.8003000 2,608.0000 15,690.0000 8,100.0090 14.004.0000 9,623.0000 5,080.0000 SECURIW FRANCESCAS HOLDINGS CORP GENERAC HOLDINGS 1N0 GENTHERM WC COM GRAND CANYON EDUCATJON 1N0. GRAPHIC QMKAGING HOLDING CO H?c? EQUIPMENT SERVICES INC HELIX ENERGY SOLUYIONS GROUP 1 HERCEJLES INC H4OTONECS CORP INNOPEOS WC JNTERVAL LEISURE 1N8 1NC INC .32 GLGBAL KAISE ALUMINUM 349,809.86 370,514.03 384,904.93 300,377.39 112,160.0g 439,41 0.00 214,?9819 355,344.00 353,045.25. 315,756.02 515,742.00 181339.34 295,798.71 PRHSE 28.7200 35.3400 18.3800 25.3908 7.4980 29.4000 54.8600 22,8800 14208 66.4100 44.2806 54.5900 263.0700 21.?490 65.6608 10.5800 33.2100 64.8508 MARKET VALUE 334,300.80 367,642.82 400,247.96 315,591.15 329,708.60 443,872.00 346,385.60 7,128,970.00 433,944.00 423,982.00 341,290-60 531,846.00 377,317.83 328,422.00 UNREAUZEG GAENILOSS 15,509.86- 2,872.02- 36,205.98 25,343.03 1,162.00? 4,462.00 131,575.43 173,626.00 23,180.98 76,474.40 52,398.33 16,194.09 31,322.52~ 81,519.12 3,473.19 BNY MELLON 000 5500 NFL 0 FINAL BERT ROZELLE NFL REIT OVERALL COMPOSITE PAR VALUE 414.340.0000 3",3000000 5,080.0000 17 360.0 000 2.60000 00 640.0000 4,180.0000 12,250.0000 73000000 20,700.0000 8,205.0000 100500800 11,850.0000 ?.888.0000 4.4000000 17,225.0000 SECURITY KQDIAK OIL GAS CORP LIQUEDEYY SERVICES 1N6 MANUHFE FINANCIAL CORP 120013 MEDASSETS WC MEDNAX 1N0 MICRO STRATEGY INC WTS TO FUR COM 051241200? MORTGAGE HOLDENGS NESYLE SA. AER NOVARTZS AG ADR PACWEST BANGORP POOL CORP PRESTIGE BRANDS HOLQINGS INC PRWORIS SERVICES CORP PHOTO LABS EN REJNSURANCE. GROUP OF 1 R10 TINTO PLC ADR 5500 SCHEDULE OF INVESTMENTS END OF PLAN YEAR COST 31 WRCH 2013 ?305.: 365.?1 (1.72 223,418.00 6.40 1 64,289.06 ?89.814.50 578,565.70 358,577.12 167,039.09 246,840.00 947,615.35 2013?03?31 CYCLE 3 12:03:12 RUN DATE: 38.1.96. 9.0900 29.8100 14.?200 19.2500 89.6300 0.0100 36.33000 72.41960 .2400 29.1300 48.0000 25.6000 22.1100 49.1000 59.6?00 4?.0800 VALU 403,050.60 ?3,600.00 334,180.00 233,038.00 6.40 154.242.00 888,076.00 548,548.00 602,5?700 303,840.00 273,533.50 252,003.50 33?.300.80 262,548.00 810.953.00 PAGE: MHQQE UNREAUZED ?,124.41- 5,850.00 28,469.20 0,020.00 0.00 $0,047.05- 118,261.50 121,391.00 24,011.30 37,262.88 128,129.25 94354.41 103,828.92 15103.90 138,062.35w it,? BNY MELLON 5500 FINAL 1263??) 28%363-31 CYCLE 3 22:09:12 RUN DATE: 5506 SCHEQGLE Ct? ENVESTMENTS AT END OF PLAN YEAR REEVALUED COST PAGE: 48 NFL. GOALUG 31 MARCH- 2013 M11026 BERT BELUPETE ROZELLE NFL OVERALL COMPOSITE SHARE 81? PAR VALUE 9.4520000 14,900.0900 12,934.0000 372.00.0000 6,980.0000 8,025.0000 9,228.0000 37,335.0800 16,300.0900 22,800.0000 36.458?690 12,466.0600 6,650.0008 28,150.0800 SECURITY 838C HOLDINGS ENC SIRONA DENTAL SYSTEMS JNC SPIRIT ENC STANTEC ENC SUNCOR ENERGY ENC SUSSER HOLBINGS CORP TEAM HEALTH 1N6 8A mm THERMON GROUP HOLDINGS INC- TRJMAS CORP US AIRWAYS INC UNILEVER NV US ECOLOGY ENC VALE 3A VOCERA ENC WAGEWORKS 1N6 WEBEOM GROUP WC COST 761946.00 229,489.18 1,184,448.09 523,200.00 550,512.00 343,359.48 285,253.31 255,393.59 578,501.53 808,831.14 322,782.86 PRICE 29.9800 ?3.7300 25.3669 43.9?00 30.0100 51.1100 36.3800 40.?800 22.2300 32.4?00 16.9?08 41.0000 28.5500 1?.2900 23.0000 25.03%? 7?.8800 MARKET VALUE 328,006.24 480,160.00 358,747.80 291,949.50 $539,633.18 294.1?4.95 688,300.00 605,340.00 630,229.50 286,718.09 166,449.50 344,162.80 UNREAUZED GAZNILOSS 23,596.80 330,631.00 452,238.00 43.040.00? 92,721.01 53.233.80 15,595.35- 113,611.00 28,838.47 36,044.66- 3,059.00 58,1891? BNY MELLON 000 5500 INAL 1200 3 5500 INVESTMENTS AT OF PLAN YEAR NFL GCALLTQ BERT BELUPETE ROZELLE MR. RET COST 2013 COMPOSITE PAR VALUE 8,799.0000 4,502.0000 500.0000 4,018,143,220?) 2,972,532.0000 SECURIW WESTERN REFENENG INC WEX WC YARA WTERNATEONAL ASA AER MEZZANENE FUND LP ALYERNATWES TAX EXEMPT TOTAL CQRPORATE STOCK - COMMON PAR TN ER SH 1PM OINT VENTURE ENTEREST 812,300.0000 ,752.912.0000 4.5000000 7,534,578.0800 1980840000 14,218,2570000 9,768,488.3600 ADAMS FUNEJ LP AQAMS STREET NON US DEV FUNK) ADAMS SREET US FQND LP WESTERN TECH VENTURE LENWNG 5; LEASENG VI ENERGY SPECIRUM PARTNERS Vi ENERGY FUND ADAMS STREET NON US. EMERGING MARKETS FUND SIGULER {318? EV COST 303,382.80 354.848]? 3,960,738.34 3,083,649.72 96.350.324.81 534,140.71 1,016,173.00 4,545,987.50 1,313,07?059 208,406.56 13.009.207.00 7,635,893.36 EM 35.4100 ?3.5000 45.3570 1.0000 1.0000 1.0000 1.0000 ?2.00.00 1,003.2200 1.0000 1.0000 1.0000. 1.0000 1.0000 CYCLE 3 22:09:12 Rim DATE: PAGE: 4&9 M12025 MARKET 311,572.59 8,209.69 350,472.00 5,823.23 22,633.50 1.1.2.409 4,018,143.22 10?.591.194.90- 38.58129 812,190.00 59,431.00 1,752,012.00. 236.739.00 4,514,480.00 31,497.50? 413,580.51 198,084.00 8,322.56- ?109,080,?) 2,132,573.00 x? BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF INVESTMENTS AT ENS OF PLAN YEAR REVALUED 31 2013 NFL GOALMO BERT B-ELUPETE ROZELLE NFL OVERALL COMPOSITE PAR VALUE SECURITY GESCREPTION 7,211.0340000 VISTA EQUITY PARTNERS FUND IV LP 2,558,397.0200 ADVISORS SMALL COMPANY BQYOUT i. 123.298.0000 ASIA ALTERNATIVE DELAWARE i LP 7'500800 VENTURE LENDING LEASING Vi! LLC 3,988,391.0000 THE REALTY ASSOCIATES FUNB UTP LP 23.534.080.0000 GMO MULTI STRATEGY FD OFFSIWIORE CLASS 533,441.0909 RREEF AMERICA 11 4,185,330.3480 WELLINGYON CEF DIVERSIFIED INFLATION HEDGE FUNQ $8,446,522.0000 GROSVENOR WSTL PARTNERS LP SIGULER GUFF LP LANDMARK EQUITY PARTNERS XIV LP PANTHEGN GLOBAL F8 LP TOTAL VENTURE WTEREST 6,919,514.00 1,584,327.54 4,000,000.90 2182423139 $5,304,835.00 5,803,048.23 6,088,976.00 2033-33-33 CYCLE 3 12:00:12 ELEM DATE: 3.0000 1,0000 1.0008 950.6300 1.0000 1.0000 85.4586 15.3308 2.0000 1.0000 1.0000 1.0000 MARKET $7,211,034.00 7,558,397.02 123,299.00 732,867.50 3,958,391.00 23,514,080.00 64.151.113.23 $8,446,522.00 12.901.312.45 25? ,5?5,818,43 FAGE: M11825: NREAUZED GASNILOSS 291,520.00 153,230.52? 19,492.00- 37,132.50- 41,609.00? 1,689,848.01 1,882,401.59 1,418,691.00 50 BNY F. LLON 5500 FINAL 120913 5500 SCHEDULE. OF INVESTMENTS AT END OF PLAN YEAR COST 57 NFL 31 MARCH 2013 MHOZE BERT ROZELLE NFL 20?3?03?31 CYCLE 3 12:00:12 RLEN DATE: OVERALL COMPOSITE VALUE SECURITY DESC REPTION 2.880.000.0000 190,000.0000 100,000.0000 150.000.0000 100,000.0000 70.000.0000 100,000.0000 225.000.0000 12,000.0000 18,000.0000 MEXICAN SONGS 0.500% 0 BIOQFZU 22 MEXICAN 80003 8.000% 051?11i2020 SVENSK EXPORTKREDET AB 1.750% 101?2012015 DD 10(201?10 EDUCTNL LOAN MARKETENG VAR RT 12301.12038 00 01i14i03 JAPAN BANK FOR 2.8?5% 021?0212015 00 02102110 JAPAN FQR 4.000% 01!? 3/2021 PROVINCE OF ONTAREO CANADR 0.950% 05i20i2015 00 053241112 ST HGR EDU VAR RT 05!01{2048 DD 0511 T106 8T ?105: ?230 ASSIST VAR RT 06!01!2047 00 06321107 GOVERNMENT 5.625% [30 03310500 MEXICO GOVERNMENT 4-750% 03308120434 03.3082?12 547,406.58 253,640.26 192,898.10 ?5,000.00 158.21?.00 210,883.00 69,985.30 92,510.00 208,143.20 13,870.00 20.52000 PRICE 9.0215 9.6844 102.8100 88.9093 104.3290 115. 0860 100. 9260 95.4125 0?.1493 115.0000 103.?500 VALUE 581,530.90 195,339.00 88,099.30 156,493.50 115,086.00 95,412.50 218,585.93 13,800.00 GAINILOSS 34,124.32 25,653.59 3,440.90 13,909.30 1.723.50- 4,203.00 662.90 2,902.50 1.0.4.4204 78.00? 1,345.00; 43818? ?88"?4?8?3 ?18'992. '90?008?2 {39211 93733933; LW 89 539Vd ?1?N?l"?13 2ELLWCI 01.100 1799291083 'El'808 99321)? '611?33'31 ?00'008? 1.821888% i?f?ia LBHEVW N?b? 2L3603ZL 2 3332-0 EHQIJG (18 91.8880 91. 638 TWO Ell c138 30813133 0383 "0000?? {33 009660 EL TWO 0'0?0 Sir N?f? 311:! 0 CW HA3 3023:3113 ?1 T1313 St SLN swam. 8A 01 sn ?0000': 89?080'zyz?L 1v101 EL N?f? 001} (193} ma mos vann so @0001 9; mar am 000 ?193) ma am svam 3A3 3:1 *0000?1. 21 mar dxa 00'0 gaming 81% svaai HAS 30 ~0000'Qz 9L gas 00's {2mm 389mg wens ?comm c1313 :95! 00?s (awe) 330mg woos 00003; 21 war cm 000 (3.130} max Sm swag; HA $8 00007.; El 000 (ms) 32mins {38 way; 8n mom's; 8: an? am 000 {mg} 339mg amamma macaw E653 nonc?mssaa mamas anwn aw zsaavns TNHBAO L323 3133208 1.838 ?3103 i2 HVBA N?tf'ld :10 CINE 1V SLNEIWLSEANE :ii} {1099 009$ 15mm ma *1 BNY MELLON 5580 FINAL 128E373 20?3103-31 CYCLE 3 12:0?3232 RUN DATE: 5500 SCHEDULE OF INVESTMENYS AT END OF PLAN YEAR REVALUEED COST PAGE: 53 NFL MARCH 2013 M11828 EERT BELLEPETE MEL OVERALL COMPOSITE SHARE 81 MARKET UNREALIZEEJ PAR VALUE SECURIW COST PRICE VALUE 8.0000- EUROS 3YR JUN 18 1,330.50? 0.0300 150.00? 1,180.50 PUT JUN 13 098.125 Ei) TOTAL WRETTEN 3,385.88- I 5,7084% 2,320.53~ URCHASE OPTIONS 12.0000 EURJEOR EYR MID PUT JUN 33 6.00 {3.2695 8,089.83 8,989.83 CALL JUN 13 099.250 Ef} 5.0000 3M0 EURO EUREBOR SEP 13 0.00 0.0898 1,123.59 1,123.59 CALL 13 099.750 E51 9M6M3 5.0000 BYR FUT JUN 16 2,269.50 0.0300 4.50.00 1,819.50- PUT JUN 13 098.3175 ED 033%4f13 TOTAL PURCHASE OPTIONS 2,269.50 9,683.42 7,393.92 COMMUNICOLLECTNE TRU ST EB DU GLOBAL ALPHA 1 64.134.582.66 $831078 75,881,065.83 11.726.503.11? 264,468.2840 E58 DV NSL iN'fi. 81F $9,738,482.86 159.6176 418.737.0538 EB NSL AGG BEF $3,934,147.56 128.8393 53,949,823.9? 35.876.41 $1,449,801.3108 EB 11%! F0 1.6008 81,449,802.31 0.00 VAR RT 121'3?21?49 FEE ?32. 15 28,338.1830 JP MORGAN STRATEGIC PROPERTY 33,527,442.35 1.940.835? FUND 37,897.0870 CAPWAL 1.3515550 4234132999 6,223,420.99 FUND LTD BNY MELLON 5500 3209113 2013-03-31 CYCLE 3 12:09:12. RUN DATE: 5500 SCHEDULE OF ZNVESTMENTS AT END OF PLAN YEAR REVALUED COST FAGE: 54- NFL GCALHG 31 MARCR 2013 M73025 BERT ROZELLE NFL RET OVERALL COMPOSETE 8HARESI MARKET UNREAUZED PAR VALUE SECURITY DESCRIPTZON COST PRKEE VALUE E8 N82. ?136 81? 4032624603 159.4380 52.004314]? EB DV NSL LCV SH: 45.938.879.11? 156.2114 51.838.669.29 5.9023903?. 3,372.4093010 LOOM18 SAYLES CREQET ASSET 43,015,008.03 1.7.8200 60.0?6.344.44 WUST - CLASS HONEST EMERGING LOCAL CURRENCY 38.?56.000.00 18.3538 41.128.269.28 2,372,269.28 DEBT FUND LLC 21,012.2590 EB STOCK INDEX FUND 41,922,211.30 4214150387 320,298.57 178C MARKETS EQUITY 71.859.050.00 58.4500 53.404.222.05 TOTAL COMMONICQLECTJVE TRUST 591.1%931125 662.131.059.54 TRUSYS 226,944.1870 EB NSL LGE CAP SIF 230.483"? 52.306.952.48 TOTAL MASTER TRUSTS 52.306.952.43 ?$03-12 INVESTMENT ENTITIES WA FLTG Ht ENCGME FE.) 868.15.39.52 1?.9890 556,024.22 {18$ 1.216.380.44 27.5660 2,844,860.08 828,479.64 YIELD SEC LLC 41,487.1830 WAMCO UNITE. ?,057,856.42 26.9120 1.115.954.83 58,168.41 INVESTMENT GRABE SEC LLC TQTAL 10342 INVESTMENT ENTITZES 3,142,428.38 4,585,038.65 1.442.612.2Y BNY MELLON WONFL 5500 FINAL 120923 2013411341 CYCLE 3 12:09:12 RUN DATE: 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR COST PAGE: 55 NFL same 31 MARCH 2313 M11028 ROZELLE NFL RET OVERALL MARKET UNREALZZEB PAR VALUE SECURITY DESCRIPNON COST PRICE REGISTERED WVESTMENT COMPANIES 1,489.9310 VANGUARD ENDEX FUND 168,613.84 144-.6100 215,458.92 46,845.08 ARTISAN FUND 42,865,904.13 25.2300 8M0 STRATEGIC AL 5830334331 21.9200 1,175,000.81 3,294,490.8080 ENCOME FUND 96,646,221]? 12.1600 100,831,008,23 4,214,786.52 278,067.3278 PAYGEN CORPORATE BOND FUNQ 2,855,556.76 11.3300 3,150,502.81 294,946.05 2,900,337.0060 80M) FUND 30,149,411}? 10.9900 1,725,291,921 2342710823 PAYDEN EMERGING BOND 15.1206 4,298,269.48 459,539.86 ?51,827.7990 PAYDEN INCOME FUND 5,888,172.96 7.4000 5,563,525.72 I 4.715533171171520 PIMCO ALL FUND 12.5800 VQTAL REGISTERED INVESTMENT COMPANKES 295,328,033.13 319,878,239.27 24.550.205.14 GRAND TOTAL 35,468.28 {3 i 125,424.501m SCHEDULE OF ASSETS ACQUIRED AND DISPOSED OF WITHIN THE PLAN YEAR BNY MELLON 5500 FINAL 12QQ23 2023~0$31 CYCLE 3 12:09:12 RUN DATE: 55500 OF ASSETS WITHIN THE SAME YEAR REPORT PAGE: 1 NFL FOR THE PEWOD 01 APRIL 2012 THROUGH 31 MARCH 2013 M2574E BERT BELLEPETE ROZELLE RET QVERALL COMPOSITE PAR 10,000.0000 5.308.000.0000 4.700.000.0000 5.380.000.0000 5,008,000.0800 3,000.0003900 5,100,000.0000 5,100,000.0080 5,100,000,0006 53110000080 5,389,000.0000 5,190,000-0000 SECURITY 10 SECURITY INDICATES PENDING SETTLEMENT INDICATES 1N. PRIOR YEAR 05950XAE6 QQZAH3BZ3 QQZAG RZFE QQZAHXWS QQZAGQVE4 992AGG2EG X33311 8N9 BANG OF 5 A4 5.434% {39f101?2947 OD BARCIAYS REPS REFS 0.050% 02:0452013 BARCLAYS CP REPO REPQ 0.080% BARNYS CP REPS REPO 5.339094; 94I12f2012 3E3 GP REM) 0.236% DD BARGAYS REPO 3590 0.119% 12i20f2012 REPS REPO 0.123% DD REPQ REPO {3.125% 04I05I2022 ED BARCLAYS GP REPS REPO 0.229% DD BARCLAYS REPO 0.320% 12f'24f2012 BARCLAYS GP 8590 REPO- 0.138% 0418932012 DD BARCLAYS REPQ REPO 0.130% 04!?032012 {if} 101011?06 O1f31l13 G1IU3I13 1319112 OMOBHZ G4f04112 123214?12 04505512 11,394.53- 5,380,000.00- 5,000,900.00? 5,168,008.08? 5,389,000.00- 5,190,000.00- 5,317,030.00" 5,790,000.09? PRQCEEQS 11,353.13 5,300,9f30.00 $130,000.00 5,000.00030 31.000.000.00. 5, 100,000.00 5,100,000.00 5,100,008.00 5,100.008.08 5,100,000.09 5500 NFL GCALUO BERT BELLIPETE ROZELLE NFL RET GVERALL HARESI PAR VALUE 1 ii: 5.020.800.0000 3,000,000.000? 3,800,000.0000 5.080.000.0000 5,288,000.0000 30.003.0600 87,836.0100 12,028.0000 12,908.3330 10,000.0000 10.006.0000 9.0800 FINAL SECURITY ED INQICATES PENDWG ENOICATES PENQING IN PRIOR YEAR QQZAHX ET4 82944TAES 22 545 233171-1102. 26?410204 29379VAW3 29379VAFO EDF215C33 120913 5500 OF ASSETS WJYHIN THE SAME PLAN YEAR REPORT FOR THE 01 APRIL 2012 31 MARCH 2813 SECURITY DESCRIPTION BARCLAYS REPO REPO 0.150% 04i8312012 DC) 041?02512 BARCLAYS REPQ REPO 0.150% $314112 BARCLAYS CP REPO agyo' {3.150% 1319:2012 12l18!12 BARCLAVS CP REPG REFS 0.160% 911'0332813 DE) 01102113 BARCLAYS CF REPO REPO 0.200% DD 3.950% 091?151?2022 i353 2 COMMERCIAL MORTGAGE PASS C4 A3 5.46?% 09431552039 092?01106 LOAN N0 9 1A1 VAR RT {35f2532035 OMSQIGS 9BR GORP DUKE ENERGY CORP NEW COM PRODUCTS QPERATING 43.350014; 081152042 8D 02f?l5112 ENTERPWSE PRODUCTS OPERATING 5.250% 0133132029 DD 16305IQQ FUTURE. (EUX) EXP MAR 13 2013-03-31 CYCLE 3 12:09:12 RUN DATE: (308T $620,000.00? 3,090,090.00- 3,000,000.00? 5,000,000.00? 5,288,000.00- 29,948.10- 224,584.22~ .00 186,893.08- 9342.40- .06 PROCEEDS 5,020,009. 3.000.060 3,000,900 5.000.808 5,288,800. 35.73? 222.?42 60,469. 186,523 833,477 10,336. 11,690. 16,031.28 .265 20 30 .31 PAGE: 2 ?50? BNY MELLON 000 5508 NFL SCALUO BERT ROZELLE NFL RET OVERALL COMPOSTTE HARESI PAR VALUE 4?0900 1,508.000.0000 1,580,000?0000 1,320,000.0800 1,500,800.0000 2,906,000.0000 20?0003008 30,000.0900 1&50388 10,000.0000 #1 FTNAL ?20913 5500 OF ASSETS WITHIN THE SAME PLAN YEAR REPORT 1E3 32052 QQZAGRV36 45824TAGO 45629PAC2 1354 59.32 2013-03-33 CYCLE 3 12:09:12 RUN DATE: FOR. THE PERIQD 01 APRIL 2012 THROUGH 31 MARCH 2613 SECURTW INDECATES PENBWG SETTLEMENT INDICATES TRANSACTTON PENDING 1N PREOR YEAR EURG-BQND ?3 X) EXP DEC 22 FIRST HOREZON ALTERNAT ?38 VAR RT GREEWH [31120316 GREENWH 0. 130% GREENWH 0.140% GREENWH {3.150% GREENWH 0. 369. {3.180% 02525;?08? CAT 2 REPO 04i04i20?i2 CAT 2 REPS 2 REPO 04f12!2.012 CAT 2 REPO 04f? CAT 2 CAT 2 32:1?52012 DD 12I25a?06 DD 04103112 5K3 04!?1312 DD 045091'12 {34505112 9312114412 JACKSON HOLDENGS SA 15009:: 04501:?2021 DD 10501?? JP MORGAN CHASE COWER LDPQ A3 5.336% 95115204? ?39 121905;!06 MASTR ADJUSTABLE RATE 3 12A1 VAR RT 05f'2?f204?? DB PHILLIPS 66 144A 4,1390% 04213112022 Elf} 03f12f12 .09 225,482.97~ 1,320,000.00? 1,500,000.00- 1,500?000?00- 2,900,000.00w 20,950.00n 141.27 .00 PROCEEDS 1,4?606 1253:5811 1,500,000.00 1,580,000.00 1,500,000.00 1,500,000.00 2,900,000.00 21,450.09 10,242. 30 PAGE: 3 9L 3% {30" {3.83} 3.8mm (38 96381 89 EL 3230 89?621. 013? {i813} EE?i?d {38 9533.}. 3n (300091 GG ZZOZHGESQ G?'933'v1 '05'999?02. BEENQ GAGA 3.0536 unwise GG ?360009 LNG ?2 NVS 3969856? 31d 80:) WAAOH CG 90?8?39?98 8312\3833 G338 BHVZOZQQI. 0008'069??8 {If} ZLOZIZOIGL 0:538 53-38 ZUQLEEL GO %08i?0 ?00'090?000?8 0:133 HWB 382i 00090003000? GU ?00?000?999 6:133 34mg SNBZEJJO SEE 0000'900??89 ZUGHZL GO 00'008?000?8 04538 MRVB 8000'000?600?8 SCI ?1220913 0632:! HWS SE18 {18 ?00110030093 0:333 3W8 SNEZUJQ $925 QOZOSVZEE 00900090093 HVHA SELLVOICJM . ?800 Aii?i?GEiS BBWA {Nd 17V83AO 132i 337232025 Biad?ja? angzw SLQZ LE 82.05 "liticW 10 3H1 803i MWVSE) 17 139Vd 12:10:88 N?x?d SLESSV :10 009$ 331%] mm! Zil??fzt 2 333.10 ELSOZJ. ?Whats! 9099 080N3V3973N NOTIHW ANS BNY MELLON .5500 FINAL 120013 2013-03-31 CYCLE 3 12:09:12 Rim DATE: 5500 05F ASSETS WZTHIN SAME PLAN YEAR REPORT PAGE: 5 NFL FOR THE 01 APRIL 2012 THROUGH 31 MARCH 2013 BERT ROZELLE NFL OVERALL COMPOSITE PAR VALQE SECURITY 1E3 COST PROCEEDS PENDWG SETTLEMENT ENDECATES TRANSACTION 1M PRIOR. YEAR 16.0000 99F13312A US TREAS BD FUTURE - .00 8,531.25? EXP 12 0.0000 99F1339KA US TREAS E30 FUTURE. DEC 12 941.382 CAL.L 12 154.000 80 112332 5.0000 99F1339-JS US TREAS BU FUTQRE DEC 12 2.640.00 2.04150? CALL NOV 12 151.000 ED 102812 0.0000 9915133911? US TREAS SD FUTURE 12 2,886.75 300.?5- CALL OCT 12 150.000 3.0000 99F1339WE US TREAS BD FUTURE BEG 12 1,865.25 $79.13* 5301035012 143.000 50112332 6.0000 US TREES. FUTURE DEC 12 3,688.00 2.941.38w PUP SEC ?22 145.000 158 1132312 5.0000 99F1330VB US TREAS Bi} FUTURE GEO 12 2,874.38 94.33% PUT NEW 12 141.000 E8 103261?12 6.0000 9951330UN US YREAS 88 FUTURE SEC 12 582.00- OCT 12 142.000 E0 00521212 5.0000 99F133QFZ US TREAS Bi) FUTURE SEP 12 4,436.88 844.38* CALL. JUL 12 151.000 ED SEZZIEQ 5.0000 99F1339RC US TREAS BE) FUTURE SEP 12 2,390.00 485.00- PUT JUL 12 341.000 ED 06(221?12 2.0000 99F1339R8 US TREAS BE) 12 808.00 19400.. PUT JUL 12 141000 ED 06i22i12 $0000 99F1339FD US TREAS BGND FUTQRE SEP 12 5,227.25 2.063.38? CALL JUL 12 150.000 58 BNY MELLON 000 5500 NFL GCALUD BERT BELLEPETE ROZELLE NFL RET OVERALL COMPOSSTE PAR VALUE 4:9! ?2.0000 38.0303 6.0808 "(.0000 23.0006 10.0000 10.0000 34.0090 7.0000 16609 "3.0600 48.0000 FINAL SECURETY i0 PENDING 1NDICATES PENBWG iN PRIOR YEAR QQFISQLQA 99F1399QN 89F13912A 99F139C3A 991321 270315: 120913 SECURITY E3580 us. ULTRA 30mTREAS m3 Fm? {can EXP DEC 12 US 20 YR TREAS NTS 12 PUT JUN 12 128.900 ED 051?252?12 US YR YREAS MKS FUT 13 PUT 13 127.000 ED (35124513 38 $0 YR TREAS NTS EXP 12 US NTS FUT MAR '13. CALL FEB 13 133.500 ED 1f2?I13 US TREAS NTS PUT MAR CALL FEB 13 134.500 ES ?25:43 US 10YR TREAS NTS FUTURE (CSTPUT {081'} DEC 22- US YREAS NTS EXP MAR US ZYR TREAS NTS FUTURE EXP SEP ?2 US SYR TREAS HTS FUY (CBT) SEP 12 2313-03-31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 5&00 0F ASSETS WITHEN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2012 THROUGH 31 MARCH 2813 COST .00 .08 .00 3,258.50 .00 2,688.75? .00 .00 .00 .00 .00 PRQCEEQS 2,832.03* 350.88? 53,078.13 436.25 905.QG 14,031.25? 281.24 984.3?~ 1,250.01- 33,031.26- BNY MELLON 5500 FINAL 120913 2&13003031 CYCLE 3 12:09:12 RUH DATE: 5500 ACQEJESETIONSIDISPOSITIGNS OF ASSETS WWHEN SAME PLAN YEAR REPORT PAGE: NFL FOR THE PERJQQ APRIL 2012 THROUGH. 31 MARCH 2013 M2574E BERT BELUPETE ROZELLE NFL OVERALL COMPOSITE FAR VALUE SECUWTY SECURETY COST PROCEEDS PENDENG SETTLEMENT 5N PRIOR. YEAR. 46.0000 99F183L2A US SYR TREAS N78 .00 8,664.04? EXP DEC 12 41.0800 99F183C3A US. SYR TREAS HTS .00 3.328.16 EXP MR 13 20,000.0000 98212819035 WK ENERGY WC 20,000.00? 6,1300% 01f?15f2022 DD 111'34!? 10.0008 99F167F3C QGGAY EUROBOLLAR .00 237.50 EXP JUN 13 .0000 99F167F4C SOD-AV EUROQOLLAR FUTURE (CME) .00 8?.50 EXP JUN. 14 18.0000 99F167F50 BOQAY EUROBOLLAR FUTURE (CME) .00 1,487.50 EXP .EUN 7.0000 995:187836 QODAY EUROBOLLAR FUTURE (CME) .00 4,900.00 EXP MAR 27.0000 QODAY EUROBOLLAR FUTURE (CME) .00 4,3000% EXP MAR ?14 SCHEDULE OF REPORTABLE TRANSACTIONS Schedule H, Part IV, 4 15'? BNY MELLON 5500 FINAL 7.20913 SERIES OF TRANSACTIONS 1N EXCESS OF FIVE PERCENT OF THE CURRENT VALUE OF THE PLAN ASSETS PAGE: 1 FOR THE PERIOD 0? APRIL 2012 31 MARCH 2013 T6500 2013?0343;? CYCLE 3 32:09:12 RUN DANE: NFL GCALMU BERT ROZE-LLE NFL OVERALL COMPGSITE TRAN PAR VALUES 5.634.496.44 12.198.957.52 551.950.464.59 479.441.983.27 59.403.251.64 54.583.314.32 59.8?118 48,062.53 102.610.052.00 102.61 0.05200 SECURITY DESCRIPTION PIMCO DIVERSEFIEB FUNO PIMCO FUND BNY MELLON CASH RESERVE 0.010% 32/33i2049 DO 06i26i9? BNY MELLON CASE RESERVE 0.010% 12.!3if2049 DO 06f26i9? EB TEMP WV VAR RT 12331549 FEE CL 15 EB TEMP WV F0 VAR EZJEIEMQ FEE (St. 15 CASIH ON CASH 0N STOBMN 88 8V STOCK INDEX EB DV STOCK FUND COMMIT TO FUR MUTUAL FE) TO FUR COST OF 105.006.288.91 .00 12..1?8.96?.52 .00 551,950.464.59 .00 $9,403,251.54 .00 ?03493951? .00 102.610.052.00 .00 5% VALUE: ROC FEEDS FROM SAEJTZS .00 67.611.000.00 .00 185.181.81?34 .80 .00 54.583.314.32 .90 85.812.756.53 .00 102.610.052.00 69.198.698.28 COST OF ASSEYS DISPOSEQ .00 53.923.918.30 .00 .00 4?9.4?1.983.2? .00 5%.58331432 .00 81.282.133.15 .00 102.610.052.00 SS .00 3,687,083.70 .00 .00 .00 .00 .00 .00 .00 4,550,823.38 .00 .00 :50? BNY LLON 5500 120913 SINGLE TRANSACWONS IN EXCESS OF FIVE OF THE VALUE OF THE PLAN ASSEYS NFL FOR THE PERIOD APRIL 2012 MARCH 2013 BERT BELUPEYE ROZELLE NFL REIT OVERALL TRAN CODE PAR VALUE SECURRY 8 1?3.002.508.08 BNY MELLON CASH RESERVE 0.010%. Di} 06f26i97 8 92.??2.444.52 EB TEMPORARY 1? 0.105% 333232040 0811f0?01 7RANSACTZON EXPENSE .00 .00 2013-03-31 CYCLE 3 12:09:12 RUN DATE: PAGE: 1 T6400 5% VALUE: COST OF PURCHASES .00 PROCEEDS COST OF ASSEYS FROM SALES DESPOSED GAINILOSS .00 .03 .00 ?00 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 4a I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_4a Cert.pdf Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 4a Illustration Supporting Actuarial Certification of Status I. 2012 Plan Year Valuation Date Funded Percentage 04/01/2012 51.8% Value of Assets $1,404,771,237 Value of Liabilities $2,712,117,198 II. An accumulated funding deficiency is not projected to exist in any of the next seven plan years. III. The sum of the market value of assets and the present value of expected contributions over the next seven years is greater than the present value of benefit payments and administrative expenses over the next seven years. I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_4a Illustration.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 4c Illustration Supporting Scheduled Progress with Funding Improvement Plan 2013 Plan year Valuation Date 2014 Plan year 2015 Plan year 2016 Plan year 2017 Plan year 2018 Plan year 2019 Plan year 2020 Plan year 2021 Plan year 04/01/2013 04/01/2014 04/01/2015 04/01/2016 04/01/2017 04/01/2018` 04/01/2019 04/01/2020 04/01/2021 Original FIP Funded Percentage 66% 65% 62% 61% 63% 67% 70% 73% 80% Updated FIP Funded Percentage 49% 54% 61% 68% 73% 78% 81% 82% 83% I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_4c.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method Mortality Rates: RP-2000 Table projected to 2020 Disability Mortality Before Age 65: RP-2000 Table, disabled mortality Nonfootball Disability Rates Before Retirement: Rate* Age 22 27 32 37 42 47 52 57 62 .19% .19% .19% .26% .45% .90% 2.06% 4.28% 12.19% *Rounded Football Disability Rates: .35% per year for active players and .28% per year for inactive players up to 15 years after the player’s last Credited Season after which it becomes zero. Line-of-Duty Rates: Age Rate 25 – 29 30 – 39 40 – 44 45+ 1.25% 5.00% 2.50% 0.00% Withdrawal Rates: For Players With Service of 1 year 2 years 3 years 4 years 5 years 6 years 7 years 8 years 9 years 10 years 11 years 12 years 13 years 14 years 15 years 16 years 17 years 18 years 19 years 20 years Rate 19.5% 11.0% 16.5% 15.8% 17.4% 18.4% 19.9% 21.4% 24.6% 26.2% 28.2% 30.5% 35.6% 37.2% 42.5% 55.8% 68.7% 78.6% 90.6% 100.0% I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Assumptions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method (continued) Election of Early Payment Benefit: 35% of all players will elect the benefit at termination. No assumption is made for a player who does not have a Credited Season before 1993. Retirement Age: Age 45 46 – 49 50 – 54 55 56 – 59 60 61 62 – 63 64 65 Player with Pre-93 Season Rate 15% 3% 2% 25% 5% 10% 5% 10% 25% 100% Player without Pre-93 Season Rate 0% 0% 0% 50% 5% 10% 5% 10% 25% 100% Percent Married: Social Security Awards in 1972 Age of Player’s Wife: Three years younger than player Remarriage Rates: 1980 Railroad Retirement Board rates Net Investment Return: 7.25% Administrative Expenses: $12,956,046. This amount was the actual administrative expenses during the preceding year. Funding Method: The unit credit cost method is used. The liabilities of the plan are calculated as the present value of all benefits that have been accrued or earned under the plan year as of the first day of the plan year, based on the players’ current number of credited seasons. The plan’s normal cost is the present value of all benefits expected to accrue or be earned under the plan during the plan year plus certain administrative expense. Actuarial Value of Assets: The actuarial value of assets was fresh started to market as of April 1, 2007. Thereafter, an adjusted market value method as described in Section 16 of Revenue Procedure 2000-40 is used. Under the adjusted market value method, a preliminary value is determined. The preliminary value is then constrained such that the final actuarial value is not less than 80%, nor more than 120%, of the net market value. The preliminary value is the market value adjusted by recognition of investment gains or losses over a five-year period at the rate of 20% per year. The calculation of the actuarial value of assets using the adjusted market value method is shown on page. I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Assumptions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 8b Schedule of Active Participant Data as of April 1, 2012 1 1 2 3 4 5 6 7 8 9 10 11 12 Attained Age Under 1 0 to 19 0 20 to 24 0 25 to 29 0 30 to 34 0 35 to 39 0 40 to 44 0 45 to 49 0 50 to 54 0 55 to 59 0 60 to 64 0 65 to 69 0 70 & up 0 Total 0 2 1 to 4 0 624 657 5 0 0 0 0 0 0 0 0 1286 3 4 5 6 7 8 9 10 Years of Credited Service 5 to 9 10 to 14 15 to 19 20 to 24 25 to 29 30 to 34 35 to 39 40 & up 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 430 0 0 0 0 0 0 0 247 103 0 0 0 0 0 0 3 48 15 0 0 0 0 0 0 1 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 681 152 17 2 0 0 0 0 I:\clients\db\NFL\BertBell\Hyper\2012 Age Svc.xls Total 0 625 1087 355 66 5 0 0 0 0 0 0 2138 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases As of 4/01/2012 Type* Date Initial Years Original Amount Annual Payment Remaining Years Outstanding Balance Charges IL PA PA PA PA PA PA PA EL EL PA EL EL EL EL EL PA CA EL PA EL EL CA CF EL PA EL 03/31/1977 11/01/1977 02/01/1979 03/31/1989 03/31/1992 04/01/1993 04/01/1994 04/01/1998 04/01/1999 04/01/2001 04/01/2002 04/01/2002 04/01/2003 04/01/2004 04/01/2005 04/01/2006 04/01/2006 04/01/2007 04/01/2007 04/01/2008 04/01/2008 04/01/2009 04/01/2011 04/01/2011 04/01/2011 04/01/2012 04/01/2012 Total Amortization Charges: 40 40 40 30 30 30 30 30 15 15 30 15 15 15 15 15 30 15 15 15 15 15 15 15 15 15 15 $27,413,000 1,692,600 651,600 1,303,288 124,393,450 5,579,111 23,799,617 50,168,724 8,158,287 27,102,402 125,518,055 29,562,857 60,394,203 14,620,943 17,333,722 15,903,903 233,549,828 57,655,763 8,876,667 19,605,761 31,424,147 333,980,469 187,478,376 124,853,059 162,030,373 606,219,701 51,590,150 $1,780,787 112,808 43,341 93,144 8,968,644 428,686 1,833,394 3,864,728 848,421 2,818,515 9,669,234 3,074,390 6,280,696 1,520,505 1,802,621 1,653,927 17,991,420 5,995,912 923,129 2,038,901 3,267,955 34,732,303 19,496,816 12,984,095 16,850,351 63,043,825 5,365,118 $227,483,666 I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Amort.doc 4.00 4.42 5.83 6.00 9.00 11.00 12.00 16.00 2.00 4.00 20.00 5.00 6.00 7.00 8.00 9.00 24.00 10.00 10.00 11.00 11.00 12.00 14.00 14.00 14.00 15.00 15.00 $6,432,859 443,775 214,910 472,500 62,008,112 3,405,131 15,411,849 38,515,196 1,639,492 10,181,529 107,759,876 13,429,490 31,861,322 8,712,456 11,433,358 11,435,042 216,536,619 44,648,588 6,874,086 16,195,257 25,957,781 291,966,005 180,160,223 119,979,464 155,705,574 606,219,701 51,590,150 $2,039,190,345 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases (continued) As of 4/01/2012 Type* Date Initial Years Original Amount Annual Payment Remaining Years Outstanding Balance 4.00 11.00 12.00 1.00 3.00 5.00 13.00 $329,670 33,818,971 53,752,978 3,800,998 6,677,646 112,094,260 75,875,883 Credits CF CF CA EG EG CF EG 03/31/1980 04/01/1993 04/01/1994 04/01/1998 04/01/2000 04/01/2007 04/01/2010 Total Amortization Credits: 37 30 30 15 15 10 15 $1,375,300 55,410,763 83,007,633 36,549,784 22,918,036 191,088,768 82,554,483 $91,263 4,257,640 6,394,461 3,800,995 2,383,361 25,661,537 8,585,254 $51,174,511 * IL = Initial Liability; EL = Experience Loss; PA = Plan Amendment; CA = Changes in Actuarial Assumptions; EG = Experience Gain; CF = Change in Funding Method; FL = Current Liability Full Funding Limitation Base I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Amort.doc $286,350,406 SCHEDULE MB Multiemployer Defined Benefit Plan and Certain OMB N?t 1210:0110 (Form 5500) Money Purchase Plan Actuarial information 201 2 Department of the Treasury ["iema' Revenue Service This schedule is required to be filed under section 104 of the Empioyee rt it. Retirement Income Security Act of 1974 ERISA and section 6059 of the . . . Emptoyee internal Revenue Cod(e (the (gode). Form '5 Open to PUbhc inspection Penston Bene?t Guaranty Corporation File as an attachment to Form 5500 or 5500-SF. For calendar plan year 2012 or fiscal plan year beginning 0 4 0 2 0 2 and ending 0 3 3 2 0 3 Round off amounts to nearest dollar. Caution: A penaity of $1,000 will be assessed for late ?ling of this report unless reasonable cause is established. A Name of plan Three-digit plan number (PN) 001 Bert Bell Pete Rozelle NFL Player Retirement Plan ., . Plan sponsor?s name as shown on line 2a of Form 5500 or 5500-SF Employer identi?cation Number (EINRetirement Board of Bert Bell/Pete Rozelle NFL Player Retirement Plan Type of plan: (1) Muitiemployer De?ned Bene?t (2) Money Purchase (see instructions) 1a Enter the valuation date: Month 4 Day 1 Year 2 1 2 Assets . (1) Current value of assets 1b(1) 381, 299, 196 (2) Actuarial value of assets for funding standard account 1b((1) Accrued liability for plan using immediate gain methods 16((2) information for plans using spread gain methods: .- I :1 Unfunded liability for methods with bases 1ct2lia) Accrued liability under entry age normal method 16(2ilb) Normal cost under entry age normal method 1Cl2ilcl (3) Accrued liability under unit credit cost method . 10(information on current liabilities of the plan: (1) Amount excluded from current liability attnbutabie to pre-participation service (see instructions) I 1d(1) (2) ?94" information: . Current liability 1d(2)(Expected increase in current liability due to bene?ts accruing during the plan year 1d(2)(Expected reiease from ?94? current liability for the plan year 1d(2)(c) (3) Expected pian disbursements for the plan year 1d(Statement by Enrolled Actuary To the best of my knowledge, the information supplied in this schedule and accompanying schedules. statements and attachments, if any, is complete and accurate. Each prescribed assumption was appiied in accordance with applicable law and regulations. in my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in combination, offer my best estimate of anticipated experience under the plan. oc/K pm IL/5b/516l3 Signature of actuary Date Alvin K. Winters 11?06620 Type or print name of actuary - Most recent enrollment number Aon Hewitt (410) 547w29l6 5 00 East Pratt Street Firm name Telephone number (including area code) Baltimore MD 21202 Address of the ?rm if the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see l] nstructions =or Paperwork Reduction Act Notice and 0MB Controi Numbers, see the instructions for Form 5500 or Form Schedule MB (Form 5500) 2012 v. 120126 Schedule MB (Form 5500) 2012 2 Operational information as of beginning of this plan year: PageZ a Current value of assets (see instructions'94" cdrrent liability/participant count breakdown: (1) Number of participants (2) Current liability (1) For retired participants and beneficiaries receiving payment (2) For terminated vested participants (3) For active participantsNon-vested bene?Vested bene?ts . 571,706,616 Totalactive 2,138 619,853,313 (4) Total 11,684 4,546,578,281 if the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such 2c percentage 30 - 38 3 Contributions made to the plan for the plan year by employer(s) and employees: Date Amount paid by Amount paid by Date Amount paid by Amount paid by employer(s) employees empioyer(s) employees 12/21/2012 6,000,000 02/15/2013 1,460,000 03/28/2013 97,566,052 Totals? 105,026,052 0 4 lnforrnation on plan status: a Enter code to indicate plan's status (see instructions for attachment of supporting evidence of plan?s status). If 4a code is go to line 5. Funded percentage for monitoring plan?s status (line 1b(2) divided by tine 1c(3the plan making the scheduled progress under any applicable funding improvement or rehabilitation plan? Yes No If the plan is in critical status, were any adjustable bene?ts reduced? Yes No If line if is "Yes," enter the reduction in liability resulting from the reduction in adjustable benefits, measured as 4e of the valuation date 7.: 5 Actuarial cost method used as the basis for this plan year's funding standard account computations (check all that apply): a Attained age normal Entry age normal Accrued benefit (unit credit) Aggregate Frozen initial liability individual level premium 9 Individual aggregate Shortfail i Reorganization Other (specify): if box is checked, enter period of use of shortfall method I 5k I Has a change been made in funding method for this plan year? Yes No If line is ?Yes," was the change made pursuant to Revenue Procedure 2000?40 or other automatic approval? Yes No If line is ?Yes," and line is enter the date of the ruling letter (individual or class) 5n approving the change in funding method 6 Cbeckiist of certain actuarial assumptions: a interest rate for ?94" current liability 1 6a 1 4 - 17 Pre-retirement Post-retirement Rates speci?ed in insurance or annuity contracts Yes No MA Yes NO NIA Mortality table code for valuation purposes: . --. l' 1 (1) Males 6c(1) A A (2) Females 6c(2) A A Valuation liability interest rate Expense loading Be 4 3 . 2 El Salary scale 6f NIA 7 9 Estimated investment return on actuarial value of assets for year ending on the valuation date 69 2 . 1 Estimated investment return on current value of assets for year ending on the valuation date 5h 2 . 3 Page3-I Schedule MB (Form 5500) 2012 7 New amortization bases established in the current plan year: (1) Type of base (2) initiat balance (3) Amortization Charge/Credit 3 606,219,701 63,043,825 1 51,590,150 5,365,118 8 Miscellaneous information: a If a waiver of a funding de?ciency has been approved for this pian year, enter the date of the ruling letter granting the approval 8a Is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) if "Yes," attach schedule. Dn?r hams Are any of the plan's amortization bases operating under an extension of time under section 412(3) (as in effect prior to 2008) or section 431(d) of the Code? if line is ?Yes," provide the following additional information: (1) Was an extension granted automatic approval under section 431 of the Code? (2) if tine 8d(1) is "Yes," enter the number of years by which the amortization period was extended 3?42) (3) Was an extension approved by the internal Revenue Service under section 412(e) (as in effect prior to 2008) or 431(d)(2) of the Code? Yes No (4) If line 8d(3) is "Yes," enter number of years by which the amortization period was extended (not including the number of years in line 8d(4) (5) If line 8d(3) is ?Yes,? enter the date of the ruling letter approving the extension 8d(5) (6) if tine 8d(3) is ?Yes," is the amortization base eligible for amortization using interest rates applicabie under section 6621(b) of the Code for years beginning after 2007checked or line 8c is ?Yes," enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfali method or extending the amortization base(s) 8e 9 Funding standard account statement for this pian year: Charges to funding standard account: a Empioyer?s normal cost for plan year as of valuation date Prior year funding de?ciency, if any 9a 0 9b 29, 976,047 Amortization charges as of vaiuation date: Outstanding balance 2, 039, 190, 34 5 227, 4 83. 666 (2) Funding waivers 9c(2) (3) Certain bases for which the amortization period has been extended 9c(3) interest as applicable on lines 9aTotal charges. Add lines 9a through Credits to funding standard account: I Prior year credit balanceEmpioyer contributions. Total from column of line Outstanding batance . Amortization credits as of valuation date interest as applicable to end of ptan year on lines 9fFull funding limitation (FFL) and credits: I 1,940,265,736 1 (1) FFL (accrued FFL) 9j(1) (2) ?94? override (90% current liability FFL) 9j((3) FFL credit 9j(3) 0 (1) Waived funding de?ciency 9km 0 (2) Other credits 9k(2) 0 Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(Credit balance: it line 91 is greater than line 9e, enter the difference Funding de?ciency: If line 99 is greater than line enter the difference 9n Schedule MB (Form 5500) 2012 Page 4 30 Current year's accumulated reconciliation account: (1) Due to waived funding de?ciency accumulated prior to the 2012 plan year 90(1) (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: Reconciliation outstanding balance as of valuation date 0 Reconciliation amount (line 9c(3) balance minus line 90(2Nb) (3) Total as of valuation date 90(3) I0 Contribution necessary to avoid an accumulated funding deficiency. (See instructions.) 10 11 Has a change been made in the actuarial assumptions for the current plan year? If ?Yes," see instructions. Yes g] No 'Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 4a Illustration Supporting Actuarial Certi?cation of Status 1- 2012 Plan Year Valuation Date 04/01/2012 Funded Percentage 51.8% Value of Assets $1,404,771,237 Value of Liabilities $2,712,] 17,198 11. An accumulated funding de?ciency is not projected to exist in any of the next seven plan years. 111. The sum of the market value of assets and the present value of expected contributions over the next seven years is greater than the present value of bene?t payments and administrative expenses over the next seven years. Attach_4a Illustrationdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13450436361001 Schedule MB Line 4c Illustration Supporting Scheduled Progress with Funding Improvement Plan 2013 2014 2015 2016 2017 2018 2019 2020 2021 Plan year Plan year Plan year Plan year Plan year Plan year Plan year Plan year Plan year Valuation Date 04/01/2013 04/01/2014 04/01/2015 04/01/2016 04/01/2017 04/01/2018? 04/01/2019 04/01/2020 04/01/2021 Original HP Funded 66% 65% 62% 61% 63% 67% 70% 73% 80% Percentage Updated Funded 49% 54% 61% 68% 73% 78% 81% 82% 83% Percentage Attach_4c.doc Bert Beli/Pete Rozelle NFL Piayer Retirement Plan 13?6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method Mortality Rates: RP-2000 Table projected to 2020 Disability Mortality Before Age 65: Table, disabled mortality Nonfootball Disability Rates Before Retirement: A32 Bil??2* 22 .19% 27 .19% 32 .19% 37 .26% 42 .45% 47 90% 52 2.06% 57 4.28% 62 12.19% *Rounded Football Disability Rates: .35% per year for active players and 28% per year for inactive players up to 15 years after the player?s last Credited Season after which it becomes zero. Line?of-Duty Rates: Age R_a? 25 29 1.25% 30 39 5.00% 40 44 2.50% 45+ 0.00% Withdrawal Rates: For Players With Service of R_a;e_ 1 year 19.5% 2 years 1 1.0% 3 years 16.5% 4 years 15.8% 5 years 17.4% 6 years 18.4% 7 years 19.9% 8 years 21.4% 9 years 24.6% 10 years 26.2% 11 years 28.2% 12 years 30.5% 13 years 35.6% 14 years 37.2% 15 years 42.5% 16 years 55.8% 17 years 68.7% 18 years 78.6% 19 years 90.6% 20 years 100.0% Attach_Assumptions.doc Bert Bell/Pete Rozeile NFL Player Retirement Plan 13?6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method (continued) Election of Early Payment Bene?t: 35% of all players will elect the bene?t at termination. No assumption is made for a player who does not have a Credited Season before 1993. Retirement Age: Player with Player without Age Pre-93 Season Rate Pre?93 Season Rate 100% 100% Percent Married: Social Security Awards in 1972 Age of Player?s Wife: Three years younger than player Remarriage Rates: 1980 Railroad Retirement Board rates Net Investment Return: 7.25% Administrative Expenses: $12,956,046. This amount was the actual administrative expenses during the preceding year. Funding Method: The unit credit cost method is used. The liabilities of the plan are calculated as the present value of all bene?ts that have been accrued or earned under the plan year as of the ?rst day of the plan year, based on the players? current number of credited seasons. The plan?s normal cost is the present value of all bene?ts expected to accrue or be earned under the plan during the plan year plus certain administrative expense. Actuarial Value of Assets: The actuarial value of assets was fresh started to market as of April 1, 2007. Thereafter, an adjusted market value method as described in Section 16 of Revenue Procedure 2000-40 is used. Under the adjusted market value method, a preliminary value is determined. The preliminary value is then constrained such that the ?nal actuarial value is not less than 80%, nor more than 120%, of the net market value. The preliminary value is the market value adjusted by recognition of investment gains or losses over a five-year period at the rate of 20% per year. The calculation of the actuarial value of assets using the adjusted market value method is shown on page. Attach_Assumptions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan 115-6043636100] Schedule MB Line 6 Summary of Plan Provisions 1. Normal Retirement Pension (21) Age Requirement: 55 Service Requirement: Three Credited Seasons for those active after 1992. (A player will, under certain circumstances, become vested even if he does not meet the preceding requirements if he has 10 years of service with Clubs in the NFL due to any employment, such as a coach.) Legacy Credit Service Requirement: Vested player taking into account Credited Seasons prior to 1993 and alive on August 4, 2011. Amount: Credited Season Bene?t Credit Before 1982 $250 1982 to 1992 255 1993 and 1994 265 1995 and 1996 315 1997 365 1998 to 2011 - 470 2012to 2014 560 2015to 2017 660 2018 through the Plan Year 760 that begins prior to the expiration of the Final League Year Legacy Credited Season Before 1975 124 1975 to 1992 108 Provisionsdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 2. Early Retirement Pension (Not applicable to players who do not have a Credited Season prior Low (3) Age Requirement: 45 through 54 Service Requirement: Same as 1(b) above. Amount: Normal pension actuarially reduced to re?ect earlier bene?t payments. 3. Deferred Retirement Pension Age Requirement: Over age 55 to age 65 Service Requirement: Same as 1(b) above. Amount: Normal pension actuarially increased to re?ect delayed bene?t payments. 4. Total and Permanent Disability Age Requirement: Service Requirement: None if active, otherwise service required for vested status. Amount: Normal pension earned except that bene?t will be no less than $4,000 if disability is for active football, active nonfootball, or inactive category A and $4,167 for inactive category ($5,000 in 2016, $3,334 in 2021). An additional $100 per month will be paid for each dependent child for a player whose application was ?led prior to April 1, 2007. 5. Line-of?Dutv Disability Age Requirement: None Service Requirement: None Duration of Payments: 90 months (6) Nature of Disability: The disability 'must have arisen out of football activities and must be expected to persist for at least 12 months and result in player?s retirement from professional football. The disability must be substantial in the sense that it results in a major bodily impairment with the percentage loss of function depending upon the particular part of the body involved. Amount: Normal pension earned, but not less than $2,000 per month for applications after September 1, 2011. Minimum increases in $500 increments on January 1 of2013, 2015, 2017, 2019 and 2021. Attach_Plan Provisionsdoc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 6. Early Payment Bene?t (Not applicable to players who do not have a Credited Season prior to 1993! Age Requirement: None Service Requirement: Vested and left football on or after March 1, 1977. Amount: A lump sum equal to 25% of the actuarial present value of the player?s bene?t credits as of the date of payment. If the player makes application for this bene?t after March 31, 1982, any and all future bene?ts payable (normal or early retirement, death or disability) will be reduced 25%. If application was made prior to April 1, 1982, only the normal or early retirement bene?t will be reduced 25%. 7. Pre?retirement Widow?s and Surviving Children?s Bene?t Eligibility Requirement: Active player or vested inactive player and survived by widow or dependent children. Amount: 50% of the normal pension accrued, but not less than $9,000 per month for the 48 months immediately following death and no less than $3,600 per month thereafter. (For vested players not active in a season after 1976, the $3,000 minimum bene?t is not applicable. For vested players active in a season after 1976, but not after 1981, the $9,000 minimum bene?t is $6,000.) Minimum increases to $4,000 on January 1, 2014 and to $4,400 on January 1, 2018. Duration of Payment: Bene?ts are paid to the widow until her death or remarriage. If there are surviving dependent children at the point that the widow?s bene?t ceases, payments will continue to the children until they reach age 19, or age 23 if in college. If any dependent child is mentally or physically incapacitated, bene?ts will continue for the child?s lifetime. 8. Spouse?s Pro-retirement Death Bene?t The surviving spouse of a married vested player is eligible to receive a spouse?s preretirement death bene?t. The spouse?s preretirement death bene?t is the bene?t which would have become payable to such surviving spouse upon the death of such player as if he had retired and died on the day following his annuity starting date and elected bene?ts in the form of a Joint and Survivor annuity. The bene?t begins to be paid as of the ?rst day of the month following the date of the death of the vested player or, if later, 'the ?rst day of the month following the month in which such player would have reached his early retirement date had he lived to that date. The bene?t payments continue for the life of the surviving spouse. If a spouse is eligible to receive the bene?t described in this section and the bene?t described in 7 above, she elects which one of the two bene?ts she is to receive. Attach_Plan Provisionsdoc 9. Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) Post-retirement Death Bene?t (3) Eligibility Requirement: Upon retirement, pensioners may elect to receive bene?t payments in various alternative forms involving survivor bene?t protection. Benefit Amount: When a player elects a form of pension involving survivor bene?t rights, the amount payable to him is actuarially reduced. Upon the player?s death, the designated percentage of the pensioner?s bene?t is thereafter continued for the balance of the bene?ciary?s lifetime. Alternatively, the player may elect that his bene?t payments will be made for at least 10 years. If he dies prior to that time, payments will be continued to the designated beneficiary for the remainder of the 10?year period. Attach_Plan Provisionsdoc CDOVN Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 8b Schedule of Active Participant Data as of April 1, 2012 Attained . Age Years of Credited Service Under 1 .lto4 5to9 40&up Total r??l 625 1087 mom V10 Total 1286 00 152 1?4 y?e Age Svc.xls Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/00] Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases As of 4/01/2012 Initial Original Annual Remaining Outstanding Type" Date Yea rs Amount Payment Yea rs Balance Charges IL 03/31/1977 40 $27,413,000 $1,780,787 4.00 $6,432,859 PA 11/01/1977 40 1,692,600 112,808 4.42 443,775 PA 02/01/1979 40 651,600 43,341 5.83 214,910 PA 03/31/1989 30 1,303,288 93,144 6.00 472,500 PA 03/31/1992 30 124,393,450 8,968,644 9.00 62,008,112 PA 04/01/1993 30 5,579,111 428,686 11.00 3,405,131 PA 04/01/1994 30 23,799,617 1,833,394 12.00 15,411,849 PA 04/01/1998 30 50,168,724 3,864,728 16.00 38,515,196 EL 04/01/1999 15 8,158,287 848,421 2.00 1,639,492 EL 04/01/2001 15 27,102,402 2,818,515 4.00 10,181,529 PA 04/01/2002 30 125,518,055 9,669,234 20.00 107,759,876 EL 04/01/2002 15 29,562,857 3,074,390 5 .00 13,429,490 EL 04/01/2003 15 60,394,203 6,280,696 6.00 31,861,322 EL 04/01/2004 15 14,620,943 1,520,505 7.00 8,712,456 13L 04/01/2005 15 17,333,722 1,802,621 8.00 11,433,358 EL 04/01/2006 15 15,903,903 1,653,927 9.00 1 1,435,042 .PA 04/01/2006 30 233,549,828 17,991,420 24.00 216,536,619 CA 04/01/2007 15 57,655,763 5,995,912 . 10.00 44,648,588 EL 04/01/2007 15 8,876,667 923,129 10.00 6,874,086 PA 04/01/2008 15 19,605,761 2,038,901 11.00 16,195,257 EL 04/01/2008 15 31,424,147 3,267,955 1 1.00 25,957,781 EL 04/01/2009 15 333,980,469 34,732,303 12.00 291,966,005 CA 04/01/201 1 15 187,478,376 19,496,816 14.00 180,160,223 CF 04/01/2011 15 124,853,059 12,984,095 14.00 1 19,979,464 BL 04/01/2011 15 162,030,373 16,850,351 14.00 155,705,574 PA 04/01/2012 15 606,219,701 63,043,825 15.00 606,219,701 EL 04/01/2012 15 51,590,150 5,365,118 15.00 51,590,150 Total Amortization Charges: $227,483,666 $2,039,190,345 2 AttachmAmondoc Bert Bell/Pete Rozelle NFL Player Retirement Plan 125?6043636100] Schedule MB Line 9c and 91: Schedule of Funding Standard Account Bases (continued) As of 4/01/2012 Initial Original Annual Remaining Outstanding Type* Date Years Amount Payment Years Balance Credits CF 03/31/1980 37 $1,375,300 $91,263 4.00 $329,670 CF 04/0 1/ 1993 30 55,410,763 4,257,640 11.00 33,818,971 CA 04/01/ 1994 30 83,007,633 6,394,461 12.00 53,752,978 136 04/01/1998 15 36,549,784 3,800,995 1.00 3,800,998 EG 04/01/2000 15 22,918,036 2,383,361 3.00 6,677,646 CF 04/01/2007 10 191,088,768 25,661,537 5.00 1 12,094,260 BC 04/01/2010 15 82,554,483 8,585,254 13.00 75,875,883 Total Amortization Credits: $51,174,511 $286,350,406 1L Initial Liability; EL Experience Loss; PA Plan Amendment; CA Changes in Actuarial Assumptions; EG Experience Gain; CF Change in Funding Method; FL 2 Current Liability Full Funding Limitation Base Attach_Amort.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan 13-6043636/001 Schedule MB Line 43 Certification of Funded Status For the Bert Bell] Pete Rozelle NFL Player Retirement Plan Plan Sponsor: Retirement Board Address: NFL Player Bene?ts 200 St. Paul Place, Suite 2420 Baltimore. MD 21202?2040 Telephone Number: 410-685-5069 N: Plan Number: 001 Plan Year for which this Certification is being made: April 1. 2012 March 31, 2013 Certification Results This is a certi?cation of the status for The Bert Bell! Pete Rozelle NFL Player Retirement Plan (the "Plan") prepared in accordance with internal Revenue Code (IRC) Section 432 and relevant regulations. The funded percentage of the Plan as of April 1. 2012 Is estimated to be less than 80%. As of April 1. 2012 an Accumulated Funding Deficiency, as de?ned under IRC Section 431, is not projected to occur within the next seven plan years. the sum of the assets in the Plan plus the present value of the expected contributions for the next six plan years is expected to be greater than the present value of non?forfeitable bene?ts to be paid in the current plan year and the next six succeeding plan years. and the sum of the assets in the Plan plus the present value of expected contributions for the next four plan years is expected to be greater than the present value of benefits to be paid in the current plan year and the next four succeeding plan years. A Funding improvement Plan was adopted by the Plan on February 23, 2011. As of April 1. 2012, the Plan is making the scheduled progress in meeting the requirements of its Funding improvement Plan. Assumptions and Methods The calculations performed for this certi?cation used the census data, actuarial assumptions, and plan provisions which were used for the actuarial valuation as of April 1. 2011, except as noted below. Unaudited financial statements as of March 31, 2012 were used. Employer contributions were projected using the actuarial assumptions and methods stated in the applicable collective bargaining agreement. The terms of the current collective bargaining agreement are assumed to continue in effect for the succeeding plan years pursuant to Section 432 and relevant regulations. Certification I hereby certify the plan's funded status for the plan year beginning April 1. 2012 in accordance with the provisions of the Pension Protection Act of 2006. I am an Enrolled Actuary and a Member of the American Academy of Actuaries and meet the Qualification Standards of the American Academy of Actuaries to render the actuarial opinion contained herein. DNe?hel-gr?gciqgered nor IEndangered DSeriousiy Endangered DCritical (Green Zone) (Yellow Zone} (Orange Zone) (Red Zone) an 63v . ze?l 2 Signature?f Actuary Date James E. Ritchie, A.S.A.. E.A. Name of Actuary 1 1-05643 Enrollment Number Aon Hewitt 500 East Pratt Street Baltimore. MD 2t202 . e?mail: James.Ritchie@aonhewitt.com Attach_4a ENY 000 5500 NFL FWN. 120913 BERT BELUPETE ROZELLE NFL OVERALL. COMPOSFTE SHARE 8? PAR VALUE 0.1308 43.2300 ?13.3300 319010800 51,335.9300 4,8193373230 55GG SECURITY DESCRIPTION CASH AUG (AUSTRAUAN NZD (NEW ZEALANB DOLLAR) mm EUR CURRENCY AT BROKER BNY MELLON CASH RESERVE 0.03 0% 1233 11'2049 99 LEHMAN PROXY WAMCO ., REC CASH QM HTML ENTER CASH 5. GOVERNMENT SECURIYIES 119.000.0000 110.006.3000 120,000.098? 4033803000 70,850.0000 FEDERAL 5.525% FEDERAL 5.000% FEBERAL 5. 530%. FEDERAL 3. 625% FEDERAL 1.000% HOME LN MTG CORP- 1?:?2332035 HOME LN BK 121?211281 5 HOME LN BK. $2036 HOME LN BK 10f18/?20?I 3 HOME LN 8K CONS 89. DD 1&3044?05 CONS 853 CONS BD 093?? 5208 80 [3911135132 SQHEQULE 0F AT END OF PLAN YEAR 3 1 WRCH 201 3 COST 0.14 0.19 55.41 24,290.63? 253.68 4,839,937.32 4,893,487.98 122.80?.30 127,380.20 150,547.20 42,004.80 2013-33-31 CYCLE 3 12:09:12 RUN DATE: PRICE {3.0000 {3.0000 0.0000 0.0008 160.9000 0.0050 3.0309 ?2.4188 212.4228 133.9280 1013053 100.1100 MARKET VALUE 517.83 4?.514.3? 24,290.83? 258.88 4,819,937.32 123,559.30 123,653.20 160,733.50 40,762.40 ?0.077.{30 PAGE: M1202E UNREAUZED GAENZLOSS 0.0-0 0.00 2.40 1,433.00- 0-00 0.00 0.00 1,430.80? 852.58 10,186.40 1,242.40~ BNY MELLON 55.00 120913 201303-31 CYCLE 3 ?2:09:?2 Rim DATE: 5500 SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALUED PAGE: 2 NFL 3% MARCH- 20?3 - ROZELLE NFL QVERALL COBAPOSWE SHARE 83 MARKET UNREALQZED PAR VALBEE SECURITY DESC REPTION COST PRICE VALUE 120,000.0000 FEDERAL HOME LN MTG CORP 172,749.60 150.3080 f80.367.2{3 "3,617.80 8.175034: 03315203? 00 10!25!00 40,000.0000 FEDERAL HOME LN MTG 48,?6000 101.2430 40.49120 262.80? 1.350% 0432922014 00 043011511: FEDERAL N962. MTG ASSN 85,055.20 88.5210 97.48340 0.000% 1030912019 00 10509384 130.000.0000. FEDERAL NATL M20 ASSN 342.0340 184,618.20 - 8,186.60 6.250% 051(1552029 DD 99,905.9900 MTG K024 6,774.62 6.?480 32.96; VAR RT 09125102022 DD 03101H3 300.000.0000 VALLEY AUTH BD 389.8?1130 137.9730 413,919.00 21:,10800 5.380% 0420102038 53%} 04!?82?96 50.000.0000 TENNESSEE VALLEY ALRH 59,959.00 3,846.50 5.250% $2039 DE) 091'353?09 530.000.0000 VALLEY AUTH 88 98,227.80 1133060 102,335.40 4,107.60 4.825% 09i15i2060 00 09315110 110,000.0000 TENNESSEE VALLEY 80 $22,808.40 115.9820 4371.30 3.8?5% 022?1512021 95,878.8000 US 136,492.35 335,051.59 2.125% 02/132040 DD 0221SZ10 1010020000 US INFLAT 309,385.96 1.04.3670 108,352.06 3,033.90? 0.175094: 02!15!2042 [30 02HSI12 880.000.0000 TREASURY BOND 834,441.98 92.6880 791118.80 2.750% 1111512042 111?15'1512 w? r" BNY MELLON 000 5500 NFL BERT BELLZPETE ROZELLE NFL REY QVERALL SHARE Sf PAR VALUE 50.000.01.300 40,000.0000 337.000.0000 1,145,000.0000 ,500.000.0000 100, 000. 0000 100.000.0000 1,300,000.0000 1,000,000.0000 100.000.0000 100.000.0000 210.753.6300 HNAL 120913 5500 SECURITY QESCRIPTION WERSURY 3.125% 02(151'2043 TREASURY 0.?50% 105315201? 0 WEASURY NOTE 1.625% 11!?51?2022 i} TREASURY 2.000% 02(1512023 COMMIT TO PUR FNMA 2.500% 041'011?2028 YO PUP. FNMA 2.500% 041010043 TO FUR FNMA 3.000% 05(01l2043 COMMIT TO FUR FNMA 3.500% 0430132043 00711211111? TO PUR FNMA 4.000% 04101112043 COMMIT TO FUR GNMA 3.500%. 04315a?2043 COMMZT PUR GNMR 4.000% 0411512043 9001'. 5.000% 03i0112038 DD SCHEDULE OF INVESTMENTS AT OF PLAN YEAR REVALUED COST 31 MARCH 2013 02i15i13 10531112 11315112 02215313 MTG 042?011?13 MTG 042?01f13 MTG MTG 04101113 MTG 04101I13 MTG 042?011?13 MTG 041?01f13 031011'08 908T 48,826.92 40,035.19 330,443.29 1,554,351.56 539,546.88 102,925.78 1,357,879.70 1,064,859.38 106,875.00 108.500.1130 227?. 238.25 2013?03431 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 100.1880 100.2890 98.2270 101.2600 103.7341} 09.1250 102.8590 105.5940 106.8090 107.5630 103 . 9880 307.5580 MARKET 50.094.00 40,115.60 331,024-09 1,154,432.40 1,556.01000 99,125.00 102,859.00 1.3?2.?22.00 1,066,090.00 108,988.00 PAGE: M11021: UNREALIZED - 1,267.08 80.41 581.70 13,836.65 1,658.44 421.88? 66.?8~ 5.042.310 1,230.62 688.00 488.00 480.48+ 3 Vr BNY MELLON 5500 720923 5500 NFL BERT EELUPETE RQZELLE NFL REY OVERALL PAR VALUE SECURITY DESCRIPTION 473.139.0520 POOL #G?m242? 5.500% DD POOL #6041222 5.500% 04301112038 DD 11534411370 POOL 1180-6172 5.500% 12.381i2038 FHLW POOL 6.000% 11(0112039 DD 56,765.8070 FEEMC 9001. #698669 6.5013% 0936112039 DD 82,588.5990 POOL #80411? 6.000% 21,392.0700 FHLNEC P6041. VAR RT 02i01f203? DD POOL #1114463 VAR RT 051031203? DD 51,473.9300 POOL VAR RT 0510112037 ?30 21.25?.7590 1900?. 5.560% 11501112035 DD ?38,?3141940 POOL 3.500% DD 74,571.3270 POOL 3.500% 11f0112042 Di) SCHEDULE OF AT ENG OF RAN YEAR 11101106 04501188 11f81110 041813?11 08181511 09301132 06!D1i07 ??02105 11301112 111011112 REVAUJED COST 31 MARCH 21313 514,286.95 19,136.53 125,544.38 285.2212? 63,993.28 94,109.85 22,545.16 52,935.03 54,179-48 81,253.44 2613?03-43! CYCLE 3 12:09:12 RUN DATE: 108.1322 108.1245 108.3049 109.8450 113.6290 111.5790 105.5800 105.5750 105.2360 108.9298 106.0388 106.0380 MARKET 511,615.88 19,0401? 124,922.64 $4,502.42 92,333569 22,585.75 53,314.89 54,189.10 23, 355.85 104,780.50 PAGE: M11025 UNREALJZED 96.36% 621.?4- 2,748.85- 509.14 40.59 3?8.86 18.36- 41.T1~v 2,865.12? 2,185.50? 4 :0 BNY MELLON $580 NFL 1 0 FINAL 120913 5500 B-ELLIPETE ROZE-LLE NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 180,008.0000 99,060.6100 99,248.4300 99.371.395.30 99,683.5140 538.530.2000 923.847.4918 300.000.6088 200, 000. 000 0 152,538?590 723138000 SECURITY DESCRIPTIQN 3.580% 04f?1f2043 911} 04401133 900%. 55 4.009% 091?011?2042 DD 09:61:12 POOL 4.000% 10f01i2042. PGOE. 3.500% 111011?2042 0011/011?12 POOL 3.500% O1l01i204?3 FNMA STD REMIC PIT VAR RT 121251?2042 FNMA GT3 REMB PIT VAR RT 12125f2042 FNMA STD REMIC Pf? 6.500% 0?:?253?2042 FNMA GT8 REMIC Pf? 5.500% 04I25f204'2 FNMA ?570 REMK) Pi? VAR 09l'2552041 FNMA. GT8 5.000% 05f25f2834- FNMA REMIC Pi? VAR RT 052'251'2041 {11!01113 124.33 CS 111?251?12 32433 {38 DD ?(251'12 13?9 BC {'38 33-9 CB 80 01(01213 11?8? SJ ?~90 Q1 DD 08502111 11-96 83 DD 09f25i11 SCHEBULE OF ENE) OF PLAN YEAR REVALUEG COST 31 MARCH 20?3 COST 105,488.75 206,941.31 130,628.82 295,388.03 105,684.52 26,603.15 25,708.35 362,390.63 31,913.46 16.04244 26i3?03~31 CYCLE 3 32:09:12 RLFN DATE: PRICE 105.468? 109.6830 709.6830 105.53750 105.9?50 27.0490 25.6000 113.5370 115.5215 14.4960 13.8416} 14.5050 MARKET VALUE 105,488 108,652 108,356. 205,308. 105,639. 25,651. 25,304. 358.81? 231,042 25,382. 21,119. 10,543PAGE: M11026 UNREALIZED 0.0.0 2,611.34 24.?2~ 48.28 395.39? 448.25 5,531.27- 5,495.33- 5 Vp #0 BNY MELLON 5500 FINAL 120923 NFL SCALLEU BERT BELLZPETE ROZELLE NFL OVERALL composwe VALUE 83?2492200 198,614.2700 536.078.4300 100.000.0000 94,258. ?i 000 15?.161.8500 5500 SCHEDULE OF 1WESYMENTS AT END OF PLAN YEAR SECURITY FNMA REMIC PET VAR RT 10(251'2041 FNMA GTE) REMIC PIT 6.500% 0832512039 FNMA GTO PIT VAR RT 01091512039 FNMA GTE) REMIC VAR 03125f2042 FNMA REEMIC PIT 6.000% FNMA GTE PIT ?.000% 05(25120422 FNMA 83D RENEE VAR RT 031125112039 FNMA GTO REMC PET VAR RT 03f25f2042 FNMA (STD PIT VAR RT 02105412041 FNMA GTE) REMIC PIT 3.000% 0812552027 FNMA GT8 REMEC- PIT 3.000% (34}252?202? FNMA POOL 3.500% 11112512041 11-96 SA DD 09(251?71 12~28 ?3 00 023011?12 ?22-1 1? WS 00 03251512 124.6 ST {10 02f25?32 12-416 BA BB 04101112 12-51 DD 04102312 12-63 9i] 12?301 SA [30 06125112 12-?0 Y3 DD OGIZSH 2 12-10% AI 00 08101112 400 02 DD 081?0151 2 GD OBIU1I12 SOST 3? WRCH 2013 003'? 40.09083 18,132.72 2232971194 210185195 22.698.51 22,150.19 62.81138 18,0?437 12310.74 2013433431 CYCLE 3 12:09:12 RUN PRICE 18.50?0 112.0110 22.0?70 18.8570 109.9950 113327560 23.1770 19.0140 23.7480 12.4?00 9.8290 9.9420 mug 515,318.07 109,206.86 39.39183 15,531.81 218,485.37? 200,813.73 22,268.10 19,014.00 22,383.04 58,561.34 16,430.34 7.460.93 PAGE: M1 1028 UNREALEZEB 5,853.44 1,561.89- 699.00- 9,981.22- 430.41? 2,361.00? 233.?5 4.250.04?= 1,644.03- 5 BNY MELLON 000 5500 NAL 1209 3' 5500 0F JWESYMENTS AT END OF PLAN YEAR NFL BERT BELLIPEYE ROZELLE NFL OVERALL COMPOSHE 53W 154.664.6000 70 328.4700 924.596.1390 28192613900 373,941.3320 2?4.555.?41 118.868.3309 198.420.0140 98,289-3340 929.058.95.00 DESCRIPTZON FNMA GTO REMIC PIT 409 C18 4.000% 04;?2532042 DD FNMA GTO REMIC PIT 409 C22 4.508% 11i251?2039 00 051501212 MG K1702 X1 VAR RT 022?2522018 DO MULTECLASS MTG $003 X1 VAR RT 05f25'f2018 DD ogmwn MTG 394? SB VAR RT 10315311 MULTICLASS MTG K016 X1 VAR RT 1012512021 DD 12581?? MULTICLASS MTG 3997 SK VAR RT DD MULTICLASS MTG X1 VAR RT 123532021 DD 03IO1I12 MG 405? 88 WKR RT Ogi?i?i2039 DD 08f35i12 am. 405? SA VAR 044152039 MULTECLASS MG 4092 AEEO 3.300% 0921532331 DD 08(011?12 MULTICLASS MTG K023 X1 VAR RT 6652522022 DD REVALUEQ COST 3? WRCH 2013 8.791136 69,982.68 38.10198 92,550.48 17,533.53. 63,834.21 12,181.58 45,462.38 29,521.68 122.51 {33.55 1?.569.55 20?3103*31 CYCLE 3 32:09:72 RUN DATE: PRICE 12.9580 1?.2?90 6.5680 9.3020 24.1560 10.8305 23.3420 9.8660 21.9460 22.5500 3.1.9320 11.0499 MARKET VMUE 20,041.44 7,932.35 23.?82.38 90,329.27 15.?19.93 _54,886.80 41,789.58 21.722.8? 182,493.78 14,338.93 PAGE: M1 1025 UNREALEZED .- 7,024.86- 858.71- 9,255.13- 3.31908? 2.22? .21- 810.52% 252.59 454.03- 3.8?3.20v- 1,201.21 20,625.87? 230.62? Jig.? BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF AT END 0F FLAN YEAR NFL GOALHG BERT BELUPETE ROZELLE NFL REST OVERALL COMPOSITE SHARESI PAR VALUE SECURVEY BESCRIPTJON 97,693.0380 MULTICLASS M18 4115 AS VAR RT DD 10145112 272.513.3540 MULTECLASS W8 K008 X3 VAR RT 0632532020 00 091011?10 213.922.71.90 311518 K009 X1 VAR RT {1852512020 111015?10 FNMA P001. 4.000% 1110112041 113014?11 423,444.5380_ FNMA POOL 4.508% 6420132041 90 04101;? FNMA POOL 6.000% 10101f2040 013 11101112 3,329.6690 FNMA POOL 5.000% 851011?2042 03101113 100.000.0000 FNMA POOL 4.500% {191011120411 {30 {13101113 200,000.0000 FNMA POOL 4.506% 06110152041 ?35} 03301113 199.848.1200 FNMA POOL 4.000% 12f01i20?1 DD 189,926.5120 FNMA POOL 4.000% 0610112042 139 06101112 98.158.0300 FNMA 110131139633 2.500% 1010112842 013 1015071512 (.708? 31 WRC-H 201 3 18,736.63 454,852.52 813.303.58 3,683.45 108,813.09 217,750.00 283356.15 20.55.714.15 159,159.47 201333?31 CYCLE 3 12:09:12 RUN PRICE 25.5240 9.2330 8.0930 106.6918 109.5070 103.5680 109.8395 107.8822 107.3822 106.6910 10?.0818 538.9710 MARKET VALUE. 24,935.17 25,161.15 17,325.60 206,363.05 463301.46 804,001.55 3.85129 215.?84.59 213,211.42 97,147.98 PAGE: M11025 UNREALIZED GAENILOSS 23.45 2.030.16- 2,245.22 9,048.94 9.30100? 2'6.16~ 99210? 1.985.41~ 3,455.27 2.338.94- 3.011.49- 8 BNY MELLON 5509 120913 NFL GCALLW BERT BELLIPETE ROZELLE NFL REY OVERALL COMPOSITE 550i} PAR VALUE DESCRIPTION 99 412 . 5 880 FNMA POOL 3.500% 12;?011?2042 0911(01i12 99,455.5800 FNMA POOL 3.500% 121?011'2042 ?30 12i01i12 97.689.??40 FNMA POOL 4.000% OWOH2042 {38 {175'011?32 955.319.9300 FNMA POOL #0A?47i0 3.500% DD FNMA FOOL 3.000% 0928?;?2042 DD 093871512 150.527.9220 MTG EA 8.000% 05(1532036 56.033.1488 FNMA STD REMIC PET VAR RT 111257203? FNMA mt} REMIC PIT VAR RT 1331252041 00 G?f?if?? 07?1?5 SM 98 10450 SN 1325510 114.193.6600 MULTICLASS WG 345?! SB VAR. RT 05.11 M2038 110.073.2205 FNMA GTE) Pf? 5.500% 073251?2041 ?5.883.??200 FNMA PIT VAR RT 12f2512039 92,986.3700 FNMA REMEC PIT VAR 10f25i204?0 E313 0511 5188 11-59 NZ 894.81 NS 11125i09 10?118 YB 00 {39!25310 SGHEQULE 0F ZWESTMENTS AT END OF PLAN YEAR COST 3% MARCH 2033 COST 108,499.53 108,499.82 365,?553? 204,489.83 1231191929 9,280.49 9.5.13.8? 13,1 32.2? 32.25.290.51 9,343.11 12.78332 20j3-03..31 CYCLE 3 12:09:12 RLEN PRICE 106.2250 106.2250 109.5810 185.8500 703.3610 1.12.1090 15.3880 13.9130 10.3560 120.2450 23.5340. MARKET VALU 165,601.02 105,646.69 304.07? .65 207,458.07 8,622.38 3,014.41 11,825.90 732,365.86 10,270.02 22,065.91 PAGE: 102E UNREALIZED GALNILOSS 2.898.51~ 2.853.13- 394.0?3 1,683.7? 3,011.81? 5,183.94- 658.11- 1.49.9.2? 1.308.37~ 4.075-325 926.91. 717.81? 9 BNY MELLON 1 030 5500 NFL GCALUU BERT BELUPETE RGZELLE OVERALL COMPOSWEE SHARE Si PAR mug 2052324430 551,335.6420 88,912.1050 619,399,2380 8355741800 50.163.971.30 103,345.3100 104,2??9300 $0,128.4380 44,632.9490 FINAL 120923 5500 SCHEGULE 0F AT E1830- OF PLAN YEAR NFL SECUREW DESCRIPTION FNMA REMIC 10-2? 36 VAR RT 0442512040 03125110 MFG X1 VAR RT 0432512020 DD GEICAHG FNMA GTO REMKE PIT 10442 Ski VAR RT 12325i2040 DD 13f25?10 MTG K006 VAR RT 0112512028 DD 0413531110 MULTEC-LASS MTG 3621 SB VAR RT G?f15!2040 DD GUESHO FNMA POOL #0?45?59 550031: 11101;?2836 FNMA P002. #0836484 VAR RT DD 091?011?05 FNMA #0836841 VAR RT 10f0?if2035 {30 09301105 FNMA POOL. #0888560 6.000% 11101;!2035 Di} 0710118? FNMA POOL #0888832 1ii??a?2037 DD 10f01l0? FNMA POOL #0389117 5.000% 1810112035 01201308 FNMA POQL #0890243 6.000% 08110332037 DD REVALUEB COST 3 WRCH 261 3 COST 39.729.18 12,823.811 39,207.96 12,849.63 513,782,88 787,419.23 103,445,05 29,646.22 88,823.93 54,276,30 $8,993.15 2013413351 CYCLE 3 12:09:12 RUN DATE: QYWJUNJZB PRICE 9.9030 6.5760 14?5?1?} 5.8228 14.6840 1051,1990 205.3170 105.15?0 132.5430 112.9640 183.9550 112.5290 MARKET VALU 28,324.17 36,255.83 124955138 36.08142 12,2?2?12 108,840.18 109,655.54? 23,203.28 89,739.08 54.622135 50,225.81 PAGE: 53110255 UNREALIZED 335.38 3,4213?35- 131.54 3.146148+ 577.51? 4.04- 1,420.95 1,207.49 442.94- 115.15 346.35 768.14? 10 BNY MELLON 000 5500 NFL GCALLEO FINAL 120813 5500 BERT BELLEPETE ROZELLE NFL RET OVERALL COMPOSWE VALUE 29,667.6080 9308.71.30 58.870.1700 $9,374.8880 487,918.8300 539.314.9280 294.317.0400 138.398.3950 68,771.5300 449.675.5500 5,043.5560 SECURETY FNMA POW. #0934848 7.000% DD FNMA POOL #0985867 7.000% 08150132038 OD FNMA #0995072 5.500% 0830112038 013 FNMA POOL 4.500% 091?0112041 FNMA POOL 3.000% 0910112042 [30 FNMA POOL 3.500% 12101f20?2 DD FNMA POOL 4.000% 08701121M2 ?30 FNMA POOL 7.000% 022?0112039 BB GNMA 1 1 P001. #0004040 3.500% 10;?202?203? DD GNMA POOL #0004195. 6.000% 0712012038 ?313 GNMA ii PGOL #0004245 6.000% 0912012038 [30 GNMA It POOL #0004559 5.000% 1012032839 Di} 1 OF AT END OF PLAN YEAR 11(01/08 08f01f08 08101111 08/01i12 111032512 07101112 121'01f10 10501107 07101388 GQIQUOS 31 2013 COST 13,505.49 64,475.53 ?4,523.24 108,392.93 318.095.1518 258,640.25 61,737.49 506.25.34.23 5,580.61 2013*03?31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 PRICE 118.9430 118.9430 111.0430 100.5070 103.3610 106.2250 109.1130 138.8260 115.1850 112.5910 114.4590 111.8030 VALU E. 35,287.54 11,785.72 65.249312 75.97036 504,317.78 105,497.28 321.792.1313 161454.47 61.998.37 77.43055; 514.694.35 5,508.50 PAGE: M11025 UNREALEZED GAINILOSS 836.02 279.23 673.49 1.449212 7.120.26- 2.895.65? 3.69735 5,814.21 258.88 341.95 86399.92 37.89 11 :40? BNY MELLON 1 000 5500 NFL (313513.10 FINAL 120013 BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 66,500.3110 154,341.6800 69,299.9640 415?,4383590 $8,309.9240 5500 SCHEDULE OF JWESTMENTS AT 0? PW YEAR SECURIW DESCRIPTION GNMA I 1 4.500% (Nikki 1 4. 500% (EMMA i 1 8.000% GNMA 1 4. 50 0% GNMA i I 4.500% GNMA 1 1 4.390% WOL #000461? 011?2012040 DD POOL #0004696 0 512 032040 1313 POOL. #000483?" 1012032040 01} POOL #0004923 011?2012041 DD POOL #00049?8 0312 (N204 3 P001. #0783368 0172 0f2041 DD 0.5101310 102101110 01i01f11 {13201111 08101111 86,824.0810 156.384.2400 165,571.2800 265,943.6200 240,119.9500 12413837600 GNMA {370 REMZC PIT VAR RT 0812012035 GNMA. GTO REMC PET VAR RT 01i2032040 GNMA am Pf? VAR RT 05120412080 GNMA GTO REMKZ PIT VAR RT 1032012060 (ERMA REMEC Pf"? VAR RT 10!20!2060 GNMA GT8 REMIC PET VAR RT 0512012059 10-93 PS 00 0?:?201?10 10*85 HS [313 0?120110 104-110 FC {39 05220110 104120 AF 00 10.12.0110 104-124 FA 01) 11120110 104-122 FE 11(20l18 REVALUED COST 31 MARCH 2013 9931? 72,462.58 174,353.69 ?5,621.58 499,164.42 74,628.58 11,350.34 188,460.36 123,159.30 2013433431 CYCLE 3 12:09:12 RUN DATE: 130.?570 110.5178 113.1530 110.6170 110.61%} 110.3790 8.5540 35.8508 102.4850 99.6580 99.7970 99.8560 MARKET VALUE 73,550.85 ?4,642-24 $00,003.04 ?5,263.19 5,716.13 20,521.80 169,685.73 265,028.77 239,632.51 124,210.64 PAGE: Ev}? 102E UNREAUZED 1,135.45 1,097.97 288.55 1,035.96 6,833.62 634.61 3,054.53- 828.44? 1,225.3? 3,284.05. 2,835.01 1,051.34 12 BNY MELLON 000 5560 NW. BERT 81511.!me ROZELLE NFL QVERALL COMPOSITE PAR VALUE 223.349.6900 92,1?54100 98.345.8400 138.688.5640 530.357.4700 813.442.3300 571,749.6920 2.378.000.0000 PENN. 128973 5599 SCHEDQLE SECURITY DESCREPTION GTE) PIT VAR RT 02f23f2061 GNMA GTO REMIC Pf? VAR RT 03f20f205?? GNMA REMIC PIT VAR RT 1112052038 (ERMA GTE) REMIC PIT VAR RT 09(2012040 GNMA PIT VAR RT 0932(11?2840 GNMA REWC Pf? VAR 01;?2012341 GNMA REMIC Pf? VAR RT 1211632036 GT9 REMIC VAR RT 1111512041 GNMA GR) PIT 3.500% 02!20!2038 TREASURY BOND 2.160% 08115l20?2 8 TREASURY NOTE 1.3?5?9?0 O1f31!2020 TOTAL U. 8. GOVERNMENT 114-106 FA 00 02i20f11 114409 AF 033201111 153~3 MS GHZOHO 10423 ES DD 09f20i10 10-721 SE 0?!20f10 11-11 SA 90 01/201111 11-?0 8'8 DD 05116H?l ??19148 YS 32-86 {3110 QB GSIGU12 OSHSME O1i31i13 OF 1WESTMEENTS AT END OF PLAN YEAR 31 MARCH 201 3 $9.31 221,554.35 91,862.66 153136.28 9,282.93 9,395.24 9,661.87 13,5714? 20,443.37 102,914.94 1310.32388 2,366,337.28 CYCLE 3 12:89:12 RUN DATE: 27-JUN-13 PRICE 100.2470 100.4910 12.9450 26.4938 37.3148 15.3026 13.22%) 24.6110 15.1310 92.?810 101.1413 MARKET VALUE 223,981.36 32,6219?) 12.?30.84 10,157.88 13.58141 8,048.51 20.53599 86,511.45 1,635,729.03 PAGE: 13 54110213 UNREALIZED GAINELOSS 2,341!? 985.33 2,705.44- 3438.0? "282.54 19.51%? 3.522.96- 32.62 16.403.49- 74.399.85? 39.70142 116,180.25 w. ?10? BNY MELLON LU 000 5500 NFL 0 FINAL 120913 5500 SCHEEJULE 0F INVESTMENTS AT END OF PLAN YEAR BELLIPETE ROZELLE NFL OVERALL COMPOSITE SHARE 8! PAR VALUE CORPORATE 1 30,000.0009 50,000.0000 100.000.0000 10,000.0000 40,000.0000 40,000.0000 40.000000!) 130, 000. 0000 410.000.0000 120,800.0000 50,000.0000 SECURITY DESCRIPYEON DEBT PREFERRED 1N0 5.500% 00 021?01108 1N0 8.550% 02315112039 00 023031?09 ATSJ INC 2.500% 08111512015 DD 07f30i10 INC 5.550% 081159041 90 08f18311 ENC 2.625% 1210152022 00 12211112 AMERICA 8A8 DE CV 5.825% 1111 51'2017 DD 10:?301?07 AMERICAN EXPRESS 5.125% 0832512014 00 083251109 ANHEUSER-BUSCH INBEV WORLDWIBE 5.000% 04i151?2020 [30 03329110 ANHEUSERBUSCH WSEV 2.500% 073?151?2022 00 01'1?36112 APACHE CORP 8.000% 0911512013 [30 10(01i08 AWS BUBGET RENAL 2A A 144A 2.802% 0532032018 DD 03122112 COST 31 MARCH 2013 COST 153,409.40 80,848.00 104,002.00 11,819.05 39.08080 46,572.00 43,504.00 149,955.00 30.80120 129.290.1313 49,960.50 2013-03-31 CYCLE 3 12:09:12 RUN DATE: 117.5644) 123.5290 103.8670 110.2260 06.5550 110.2190 105.2360 118.5890 98.2930 102.4430 105.1060 MARKET VALUE. 152,833.20 303.80?.00 11,022.50 38,622.00 46,487.60 42.499440 329,317.20 322,931.00 52,553.00 PAGE: M11028 UNREALIZED 576.20? $18.50 ?35.00- 798.45? 1,340.80? 84.40? 1.009.60~ 4,210.78 490.00? 6,358.80? 2,592.50 14 ?ap? IEIJTK 000 5508 NFL FINAL 120913 5500 SCHEDULE EERT BELLZPETE RQZELLE NFL RET OVERALL PAR VALUE 100. 000. (380 160,000.0090 180.090.0000 60,300.0060 10,038.0me 50,000.0000 140.008.0000 70.000.0000 30,000.0000 80,000.0800 110.000.0000 170.000.8900 SECURITY UESC AVIS BUQGET RENTAL 2.100% 0312012019 3A A 144A [30 07(31i12 FINANCE USA LTD 3.256% 11f21f2?21 BF MARKETS 5.250% 113071201 3 EP CAPITAL MARKETS 3.875% {1311012915 BP CAPITAL WRKETS 3.361% 112'01l202? PARIBAS SA 2.375% 09f?412017 BAKER HUGHES WC {500% 1111512018 {30 Hf21f11 PLC DE) 1110?}?08 PLC DD 03f10i09 PLC {3811101511 DD 09514112 DD 10l28?08 BANK OF CORP 5.420% 03115.3201? 03?? BOEING CAPHAL CORP 4.708% 1Ua?27f20?i 9 BOEENG COITHE 4.875% 022?152?2020 DD 10!??109 0?;?282?09 C35 2607?304 COMMERCIAL {304 A4 5.322% 1211132049 DD 03(01107 6.200% 09801201 3' DD 091'281?98 OF INVESTMENTS AT END OF PLAN YEAR REVALUEB COST 3? WRCH 2013 COST 99,955.38 192.349.80 64,349.40 10.29120 59,921.40 184,706.20 71. .5?3.60 34,651.10 94,436.80 325.541.80 184,229.00 2013?03?31 CYCLE 3 12:09:12 RUN DAYE: PRICE 102.0439 105.6380 162.7920 108.3230 106.1868 101.4810 131.2240 110.817?) 11?.3?48 118.6470 113.5680 102.?919 MARKET VALU 182,043.00 185,025.60 63.613380 10,618.50 60,888.80 183,713.61} 77,5?190 35352.20 125.034.80 174344.?) PAGE: 15 MHOZE UNREAUZEE) GAINAOSS 2,087.84 17,545.60 3.19.40 96?.20 992.60- 5,998.30 491.10 480.80 50?.1?30? ?10? BNY LLON 5500 FINAL 120913 5500 SCHEDULE AT EM) OF PLAN YEAR REVALUED COST NFL GCALUG BERT SELLEPETE ROZELLE NFL REY QVERALL PAR VALUE SECURITY DESC 240,000.0000 1N0 5.000% 09f1532014 146,066.0090 WC 6.000% 12I13f2013 DE) 081'151?10 120,000.0000 CITIGRQUP COMMERCI A 144A 2.110% 01i12f2018 DD 03i01f13 100,000,0000 COMCAST 6.590% 01i151?2015 {30 011101103 91,000.0000 COMM MORTGAGE TR (29 A4 VAR RT 12111012049 08101?)? 70,900.0000 HOLBINS CO 6,9551% 04I1512829 DD 041201953 10,000.0000 COOPERAHEVE RMFFEIS 3.8?5?Vo 02208i2022 DD 022081?12 COOPERAWEVE CENTRALE 3.375% 01i19f201? 0131?112 100,000.0000 CREDIT AGRICOLE SA Z44A VAR. RT 101?2912049 DD 10!?3109 28,000.0000 COMMERCIAL MORTGAGE PASS 05 A3 5.311% 121151?2039 12(021?06 DBUBS 2011.103 MO LC3A XA 144A VAR RT 08151012044 DD 08101?1 150,000.0000 DAIMLER NORTH AME 144A 1.300% 0713112015 8D 03:01112 31 MARCH 2013 COST 248,551.20 148,330.00 122,996.32 11.451061?) 195J8335 94,042.20 49,893.61 93,000.00 31,134.59 11,229.87 14372100 2013433?31 CYCLE 3 12:09:12 RUN DATE: 105.0030 103.6080 102.3?00 110.3050 1111800 135,091?) 1054860 107.0818 109.3?50 111.9830 4.39%} 10346?40 MARKET VALUE 145,051.20 122,8?4?? 110,305,013 305,833.80 94,565.80 10,5d8.60 31,355.24 8?89245 153,011.00 FAGE: 15 M11026. UNREALIZEB 3,458400 3,278.80? 152.32- 3,801?00? 523.30 ?3.00 16,375.00 228.55 1,284.00 Ian? BNY MELLON 3 880 5500 NFL GCALLIG FINAL 120933 5508 BERT BELLIPETE ROZELLE NFL FEET OVERALL COMPOSITE SHARE Sf PAR VALUE SECURITY DESC RZPYION 43,000.0000 100,380-0000 953.102.3900 150,000.0000 160,009.0000 330.900.0000 30,003.0000 50,900.0000 20.003.0{300 JOHN DEERE CAPITAL 2.250% 0411752019 PLC 4.828% 071?151?2020 EFS VOLUNTEER M0 2 VAR {132'251?2038 GS MORTGAGE SECURI VAR RT (3871819044 (58 MORTGAGE SECURE 3.551% {34;?1032034 CORP 04f17l12 DD 05f14f10 1 A2 344A {30 05f22f12 (305 XA 144A 18101?? ALGH ?s 00 {35201312 GENERAL ELECTRIC 00 0.850% 10.109.12015 DD 10109112 GENERAL ELECTRIC CAPITAL CORP VRR RT 11? 51206? 00 Sit}? GENERAL ELECTRIC CAPITAL CORP 6.875% 0131012039 01169309 GENERAL ELECTRIC CAPITAL CORP 1.525% 0?302!2015 DD 07'102112 GLAXOSMITHKLINE 2.850% 0 SIG 81?282 2 80 05109112 GOLDMAN SACHS GROUP ZNCITHE 8.000% 05i81i2014 DD 051?06109 GOLBMAN SACHS 5.375% 03? 5.12020 03308118 SCHEDULE OF INVESTMENTS AT 5N9 RAN YEAR REVALUEB COST 31 MARCH 2013 40,069.46 132,532.49 91582.03 8.85054 152,244.52 33,959.26: 163,200.00 491530.29 39,430.80 49,660.06 21.33920 715180.80 201310341 CYCLE 3 12:09:12 RUN DATE: PRICE 103.4060 116.9410 103.9880 8.4240 105.2520 100.3340 106.0000 131.0230 101.7080 182.0200 105.4068 113.9300 VALUE 41.362. 18?.105 103,988 8.26161?. 15?,?28 40,133. 432.3?5 30,512. 5.1.010. 21.081 79,751 4..20 .09 PAGE: M11028 UNREALIZED 1 292,941+ 4,523.20 5,405.9? 586.43~ 5,483.48 144.40 6,400.68 24,845.70 31.60 1,350.00 258.8?a 8.59040 17 BNY MELLON 000 5500 NFL GCALLEG FINAL BERT ROZELLE NFL RET OVERALL COMPOSITE SHARESI PAR VALUE 60 ,000.0000 20,809.8000 140.000.0008 20,000.0000 130,000.0000 50,300,000?) 130.000.0000 150,000.0009 230,000.0000 120.009.0806 30.000.8009 80,000.19000 5500 SCHEDULE OF INVESTMENTS AT ENE OF PLAN YEAR REVALUEO COST MARCH 2013 SECURETY DESC GOLDMAN 6 . 00 0% GOLDMAN 5. 250% GOLDMAN 6. 250% GOLDMAN 5. 250% GOLDMAN 2. 3?5% SACHS GROUP 0631512020 DD 06333.510 SACHS GROUP 101?141?03 SACHS GROUP 021?011'2041 01i28i11 SACHS GROUP {3?{27f2021 DD 0752?}?! SACRS GROUP 01I22Z2018 H388 FINANCE CORP 6.6?6% G?{15i2021 01?1?151?11 JPMORGAN CHASE (30 2.190% 101*1532015 DD 10l38i12 JPMORGAN CHASE 5.125% 09!? $2014 80 091'? $04 JPMORGAN CHASE CO 5.150% 1010?If2015 18304105 CHASE CO 8. 225% 0632.7}2017 DD JPMORGAN CHASE CC 4.350% 08!?5l2021 9f} 08(101?11 RENTENBANK 1.375% 10/23f2019 DD 10f23i12 3? COST 63,132.88 20,935.20 1382271130 129,945.40 53,3?1 .50 1 29348.78 250,270.10 135,948.80 13,2111?) 59,533.50 2613~03~33 3 12:09:12 KEEN BATE: PRICE 138.02%} 102.4510 118.8350 113.30?0 101.3630 3.18.3340 100.1420 108.0789 109.4820 117.3490 110.3180 99.6000 MARKET VALUE 70,812.60 20,490.20 166,369.80 22,661.40 59,167.00 130,384.50 159,127.09 251,808.83 140.318.80 11,031.80 59,760.00 PAGE: UNREALIZED 7,530.00 445.00? 23,098.00 2,853.08 1,826.50 237.96 1,620.80~ ?1,598.50 3,870.00 81?.50 85.40 18 V: BNY MELLON 5500 120913 5500 SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALUEB COST 3? MARCH 2013 NFL GCALUG BERT BELLIPETE ROZELLE. NFL RET OVERALL COMPOSITE SHARE 8! PAR VALUE 40,000.0000 60,000.0000 220.000.0000 20,000.0000 60,000.0000 50,000.0000 80,000.0000 18,000.0000 213.000.0000 28,000.0000 80,000.0000 32,000.0000 SECURETY DESC RIPTIQN MEDTRONZC ENC 4.450% 03f151?2020 DD 03(151?10 METLIFE INC 87.50% 06(01f2018 ?30 MORGAN STANLEY BANK OF A PA 2.918% 0211512046 [30 01f01f13 MORGAN BANK AS 144A 3.214% 02515;:2046 [30 01501f13 OCCEDENTAL CORP 3.125% 0211532022 00 08218111 OCCJQENRXL PETROLEUM 2.700% 0231512023 0&22122 ORACLE. CORP 1.200% 101132017 DD 101251.112 GAS ELECTREC 00 5.800% 03501f203?? 00 03f13f0? PACEFIC GRS ELECTRIC CC 8.250% 10115102018 DD 10i21108 INC 7.900% 111014?2018 00 10324308 PEPSECO 1N0 0.700% 081132?2015 DD 082'131?12 FENANC 5.750% 01220/2020 DD 003? 45,043.20 ?1,283.60 20,599.80 20,598.78 80,532.20 49,926.10 79,861.60 11,948.70 79,973.60 2013433411 CYCLE 3 12:09:12 RUN DATE: 2741314313 114.9200 11?.5590 101.02?0 101.1120 105.1430 100.0930 100.1100 121.0250 134.3060 133.1410 100.1500 110.131?) MARKET VALUE 45,988.00 70,535.40 20,205.40 20,222.40 83,085.80 50,045.50 80,088.00 12,192.50 26,821.20 80,120.00 35,243.84 PAGE: 19 M1 10213 UNREALJZED GNMLOSS 924.80 394.40- 375.38? 2,553.60 120.40 226.40 245.80 142.20 354.?6.? 1416.40 BNY MELLON 5500 FINAL 120913 5500 SCHEDULE 0? ZNVESTMENTS 61%) OF PLAN YEAR COST PACSE: 20 NFL GCALHG 31 MARCH 2013 M1102E 2013-03-31 CYCLE 3 12:09:12 RUN DATE: BERT ROZELLE NFL RET OVERALL SHARE 8! PAR VALUE DESCRIPYION 220.000.0900 PETROBRAS ENTERNATEONAL FINANC 5.3?5% 002712021 DE) 01127111 80,000.0000 PHILIP 1NTERNATIONAL IN 2.900% '111?15z'2021 DD 113151?11 413.000.0000 mamas 1N 4.500% 03f20f2042 DU 033202?12 410.000.0000 PHJLIP MORRIS JNYERNATEONFHL 2.500% 0819212022 08f21f32 30,000.0000 RAYWEON CO 3.125% 10? 51?2020 DE) 101'201?110 20.000.001.10 R10 TINTO FINANCE USA LTD 2.500% 053202?2016 DD 05/20f11 201000.000!) R10 TINTO FINANCES USA LTD 4.125% 05120f202? 40,000.0000 R10 FINANCE USA LTD 3.3350311: (3932012921 DD GQHQIH 100.000.0000 82.916 STU-DENT "11108"? 200 5?3 8 RT 0911552024 081?281?02 100,000.0000 SLM LOAN TRUST 20 3 AS VAR RT 8?,?25f?2023 Di} 03?18i04 30,000.0000 SHELL ENTERNATZONAL FINAMIEE BV 6.3?5?5?a 12i15l2038 DE) 121?11l08 20,000.0000 SHELL 1NTERNATIONAL FENANCE 8V 4.375% 03.32512020 DB 03E25310 COST 238,882.80 39,461.20 39,548.80 30,534.00 20,728.80 21,100.00 42 204.413 90.53000 39,691.80 22,835.80 PRICE 10?.8990 103.1680 102.?890 08.6360 105.8120 104.4000 107.9930 105.3470 92.0630 99.1730 138.1120 115.8970 VALUE. 82,534.40 41,115.60 39,474.40 31,683.60 20,880.00 21,598.60 42,333.80 91,968.00 99.173100 $1,433.60 23,179.40 UNREAUZED GAINFLOSS 495.00 3,647.20 1,554.40 1,149.60 751.20 498.60 344. 40 ?338.00 1,393.00 1,741.80 293.60 BNY MELLON mama 5500 FINAL 220913. 5500 SCHEDULE OF ENS Oi; PLAN YEAR REVALUED COST PAGE: 21 2013-93-33 CYCLE 3 12:09:12 RUN DATE: NFL 31 MARCH 2013 M2 3026 BERT BELLIPETE ROZELLE NFL QVERALL COMPOSWE PAR VALUE SECURITY DESCRIPTION 55,951.5000 STRUCTURES AQJUSTABLE 16XS A1 VAR RT {385252035 00 ONQSIOS 100,000.0000 SUMZTOMO MWSUJ 1449. 3.150% 039232015 DD {37322310 TEVA PHARMACEUTICAL FINANCE (30 3.650% 1231012021 DD 115101111 10,000.8000 TEVA PHARMACEUTECAL FINANCE 3.850% 1151022021 DD HHOIH 90,000.0000 TOYOTA MOTOR CORP 1.250% 181951201? DB 10i85'i12 LIBS-BARCLAYS SUMMER (34 AS Z44A 3.31?% ?E'2f10f2945 DD 2712,00133000 UNION PACIFJC WRP 4.183% U?!15i2022 40,800.0000 TECHNOLOGKES CORP 4.500% 8823132042 06f01l12 20,000.0900 UNITEDHEALTH GROUP INC 5.800% 031?15l2036 O3IQREOS UNETEDHEALTH GROUP ENC 3.875% 10(152'2020 40,080.0000 UNITEDHEALTH GROUP WC 10f15i2048 10525310 172.008.0000 VALE GVERSEAS LTD 0131122022 DB 01211I12 085T 43,232.83 104,122.00- 10,122.88 10,122.88 89.94?.80 45,378.96 39,506.80 23,006.08 31.689320 45,436.81} 172,785.40 PRICE 84.3450 106.4200 106.4208 99.8910 100.1510 112.8050 106.5870 318.8030 109.5330 118.3020 102.6050 MARKET VALUE 10,642.00 10,842.00 89,901.90 50.07550 47.294. 10 42.63430 32,904.98 ??.320.80 UNREAUZEB 9 ,5 54. 81 575.00 519.20 519.20 45.90- 1,174.21- 1,915.20 3.128.530 754.60 1,215.60 884.00 3,715.20 V- BNY MELLON 5500 NFL (SCALUG FINAL 120913 5500 SCHEBULE OF AT END OF PLAN YEAR (393T 31 MARCH 2013 BERT BELUPETE ROZEQJE NFL RET OVERALL COMPOSITE SHARE FAR WXLUE 10,000.0000 12,000.8000 831.000.0800 40,000.0000 30,000.0000 10,000.0000 252.654.0820 128,??92190 80,000.0000 255.000.0000 10.000.0000 20.000.0000 SECURITY DESCRIPTION VERIZON CGMMUNICATEONS 8.100% 04f15f2018 DD 041044?08 VERIZON ENC 8.?50?70 1:1?01f2018 ED Hf04f08 5.350% 04IO1I2019 DD 03(27f09 VEREZQN CGMMUNICATIONS 1N0 3.580% 11f0?l2021 DD 11l03f11 VERIZON ENC 2.450% 11I01f2022 11107:?12 CELLCO I VERIZON 8.500% 11"?151?2018 DD 05/151'09 COMMERGAL MO CZ XA 144:3. VAR RT 02f1532044 03i01f11 COMMERCIAL XA 144A VAR RT 05f15f2045 BB CQMMERCIAL MOWGA C'i?i AS 3.311% [30 02201113 WACHOWA CORP 5.250% 085015?2014 E39 07f22?04 WELLS FARGO 8? CG 4.600% 0450?;?2021 DD 031?291?1?! FARGO 8. 2.100% DD 05i0W12 0031 12,109. 15,757. 97.420. 41,?55. 29.98? 13,8?7. 13,691 14.153. 62,?99. 274,464. 10,724 19.984 .20 .00 2013?03-31 CYGLE 3 12:09:12 RUN DATE: PRICE 12.0.8830 134.4830 322.?140 103.9170 94.5780 133.0800 4.?100 10.8620 101.9280 105.8010 114.2050 103.1210 MARKET 12,068.30 16,137.96 98.1?1.20 41,586.80 23,372.80 13388.00 81,156.80 269.?92.55 11,420.50 20.62420 PAGE: 22 M11025. UNREALEZEO GAINILOSS 40.?0? 679.68- 750.?0 188.?0? 1,615.12- 559.50? 1,791.26? 165.78~ 842.81% 4.833150- 605.30 64.0.20 11"" BNY MELLON 1 {300 5500 NFL 0 FINAL 128923 5500 SCHEDULE. BERT BELLJPETE ROZELLE NFL OVERALL SHARE 8} FAR VALUE 130.000.0000 50,000.0008 510.008.0000 120,000.0908 WELLS FARGO 8. (30 1.500% O1i16f2018 DD 12f25l12 WELLS FARGO 80 3.453% {3231332023 09 023131?13 WELLS FARGO 3.: CO 863152016 DD {39/151?2010 WYETH LLC 5.950% DD 0312:7[07 TOYAL DEBT INSTRUMENTS - PREFERRED CGRPORATE DEBT 90,000.0000 613.009.0000 142.581.8350 63,800.0000 110.008.0000 60.003.0030 50.0G8.0000 ABBVIE INC 144A 1.759% 111?0612017 DD HZOBHQ ABBVEE INC 144A 2.900% 11313312022 DD HIDSMZ SECURITIES CORP H013 M1 VAR RT 091052033 DD 01f29i04? GRQUP 8.500% 8% 112'10308 ALTRIA GROUP WC- 4.750% DD ALTREA GROEJP ENG 2.850% USIOQIEOQZ DE) {38.189312 HESS CORP 7.875% 101?0112023 DB OF AT PLAN YEAR REVALUED COST 31 MARCH 2013 003? 53,395.50 152,022.00 8.579.560.98 89,811.90 553,613.60 67.04100 118,242.30 59,932.88 86,538.58 2613~93?31 CYCLE 3 12:09:12 RUN DAYE: PRECE 99.?920 100.6720 108.1310 12?.1?220 101.2160 100.0900 104.?710 113.1820 98.3090 128.9910 MARKET 29,937.60 58.33600 54,065.58 153286.40 91,094.40 60,054.00 62,862.60 124.589.20 58.98548 $4,495.50 PAGE: 23 M1102E UNREALIZED 8.40- 128.30 6?0.00 1.24-3.46 150.879.82 1.282.513 1:40.40 4,181 $18? 825190 947.40- 2.043.00- ?v ?10? BNY MELLON 000 5500 NFL SCALUU FINAL 120913 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR COST 31 MARCH 2013 BERT BELLKPETE ROZELLE NFL OVERALL OMPOSITE SHARE 82? PAR VPLUE 80,000.8000 130.000.0000 130.000.0000 20.000.0000 20,000.0000 20.000.0000 10.900.0000 100.000.0800 30.000.0008 320.000.0009 20.000.0000 40.000000!) SECURITY HESS CORP ?.300% 08f15f203? {39 0831.52?01 AMEWCAN EXPRESS CO VAR RT 08(01i06 AMERICAN JNTERNATIONAL GROUP I 6.250% 032155208? 00 03i13i0? ANADARKO 00 7.500% 05(0152031 ?30 04!26?01 ANADARKO PETROLEUM 6.375% 09f15i2817 08f?52510 ARCELORMITTAL VAR RT 0325,3201? ?329 OZIEEBHZ 8A0 CAPZTAL mum XIV VAR RT 091?2912049 02f?610? BBVA. US SENIOR 3.250% 053161?2014 DD 055%31?1? BANK OF AMERICA CORP 5.750% DD BANK OF AMERZCA CORP 4.500% DD 03f?1U10 BANK OF AMERICA CORP 5.625% 07f01r?2020 Eli} 08122i20 BANK (3F AMERICA CORP 5.000% DU COST ?8.350.00 132,599.99 116,099.99 24186.80 23.764.40 29,806.25 7,050.00 99,598.00 11.163730 331.443.29 20,850.60 40,061.88 CYCLE 3 32:09:12 Rim DATE: PRICE 224.2360 107.?500 110.?600 319.3819 104.6500 87.5000 100.6050 115.6660 305.9620 116.8970 112.0970 MARKET VALUE $43,988.00 26,505.40 23.8?2.20 20,930.00 100,605.00 23,339.40 ?14,838.40 PAGE: M1 102E UNREAUZED GAENILOSS 1,308.40? ?.4?5.01 26.93801 1.?98.60 10?.80 1.323.75 1700.00 90?.00 398.?0 ?2,535.20 2.483.80 4,774.80 24 BNY MELLON 1. 000 5500 F1 MAL 12 0913 NFL GCALHG BERT E-ELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURITY 20.000.0930 BANK OF AMERICA CORP 3.875% Gammon DD 26,900.0000 BARRECK GOLB 3.850% 041019022 {313 {343031?12 100,000.0889 BARRICK. NORTH AMERECA 4.400% 051'3012021 DE) 06501111 131,951.2300 ALTERNATNE LOAN 3311083? 35 3A1 VAR RT 08/25i2035 DD OBIGUOS 215,282.9100 ALTERNATIVE LOAN. TRUST .44 1A1 VAR RT 1032522035 081?301?05 ASSET-BACKED 4 AFB VAR RT 101?252?2035 DD GSIQIIGS 159.469.8900 CHL MORTGAGE W81 1A1 VAR RT 03125f2035 UHZEUQB 25.153.8500 CHL PASS-THROUG 4 4M VAR RT 0221532035 DB OHZSIOS 52,552.5900 MORTGAGE 2A1 VAR RT 03125:?2035 OD 83!??195 535.028.2900 CHE. PASS-THRQU 11 6A1 VAR RT 0322519035 (2212.8{05 40,000.0800 ARAUCO 415094: 01311f2?22 80 (NM U12 38,008.0080 CITEGROUP ENC 5.125% 0530512014 DE 0510504 5501} SCHEDULE OF INVESTMENTS END OF PLAN YEAR RWALQEEQ 5081' 31 MARCH 2013 COST 20,110.29 19,988.60 185,406.90 92,550.34 105,757.28 18,408.22 1 00,576.14 14,613.94 28,291.53 49,356.30 39,987.02 2013431341 CYCLE 3 12:09:12 Rim PRICE 10?.5?60 102.2230 106.2820 76.5806 69.?160 100.3910 80.5350 TIL-1440 83.8910 31.43749 1011.00.20 204.5?20 MARKET 21,515.20 20,444.60 108382.00 101.153.81 150,086.63 1921:1223 128,429.08 11978.06 44,086.89 41,600.80 PAGE: M11025 UNREALIZED 1,405.00 456.00 9,603.4? $4,329.35 834.91 272852.94 3,364.12 29,727.87 831.30 249.66- 25 BNY MELLON 5.5.00 FWAL 120913 2013-0353}? CYCLE 3 12:00:12 RUR DATE: 5500 SCHEDULE OF INVESTMENTS END OF PLAN YEAR REVALUEQ COST PAGE: 26 NFL 31 MARCH 2013 M1102E BERT ROZELLEZ NFL RET OVERALL SHARE 8! PAR VALUE SECURETY 150, 000 . 0000 30,000.0000 10.000.0000 ?0,000.0000 80.000.0000 20,000.0000 131.085.7240 106.434.6800 119,861.1300 206,421.6390 75.000.0000 530.000.0000 CITEGROUP ENC 6.8?5% 035092033 DD 031105.708 CLEFFS NATURAL RESOURCES INC 4.800% 1014392020 00 CLIFFS NATURN. REE-SOURCES 1N0 4.038% 04f01i2021 00 03f23l11 RESOURCES WC 3.950% 01i15f2018 DD 121?13112 COMCAST CABLE COMMUNICATIONS L. 8.875% 051011?2017 05f01l07 COMCAST CGRP 5.875% 021'15r?2018 {30 1111??05 CONTINENTAL AIRUNES 1008-1 CL 6.648% 09f151201? DD 02320.398 CWHEQ REVOLVING HOME EQUI 2A VAR RT 0?!15r?2038 00 OGIZQIOS 08M MORTGAGE LOAN BANK VAR 0311912045 DB 024?282?05 QELYA AER LENES 200??1 CLASS A 6.821% 022?1022024 02i10a'08 QEUTSCHE TELEKOM ENTERNATIONAL 5.750% 03f23i2016 00 0312306 DEVON ENERGY CORP 5.600% 0W15f2041 {30 COST 29,453.40 103,932.80 23,680.40 32,521.89 30,203.27 74,061.52 226,031.27? 84,094.50 00,016.80 PRECE 131.2000 99.6330 08.5440 100.4030 128.9960 120.6400 106.?500 66.9310 84.7340 113.2500 112.9200 109.2670 MARKET VALU 196,800.00 29,889.90 9,854.40 70,282.10 103,196.80 24,128.00 33,184.01 ?1.23?.80 101,503.13 84,690.00 81:31 3.50 UNREALJZED 23,010.00 436.50 153.20 39.60 736.00- 453.60 582.12 11,034.53 2?.501.61 ?,740.80 $.50 2.603.20? ?0 BNY MELLON 5500 NFL F1 HAL 1209? 3 S500 SCHEDBLE BERT ROZELLE NFL RET OVERALL COMPOSITE SHARE 82? PAR SECURJTY DESCRIPTION 10,000.0000 10,000.0000 20,000.0000 100,000.0000 20,000.0000 10,000.0000 90,000.0000 20.000.13.000 170, 000. 000 0 140.000.0000 220.000.0000 230.009.0000 DEVON ENERGY CORP 3.250% 05115f2022 DD 05i14i12 DEVON FENANCWG CORP LLC 0980;213:311 80 100331101. ECOLRB 1N8 4.350% 1210812021 12i05111 ENYERPRISE PRODUCTS 9.750% 01f31l2014. DD 12i08108 ENTERPRISE PRODUCTS OPERATING 6.125% 10/1 532039 10305039 PROWCTS 5.950% 02(012?2041 00 0111311 ENTERPRISE PRODUCTS OPERATING 3.350% 03I1512023 {Bi} 03518223 OPERATENG 4.850% 00 03318113 EXPRESS SCRIPTS {30 3.500% 11191 32018 QB 11? 511 2 FIRSTENERGY CORP 1131512031 00 11(151?01 2.?50% 0311552018 0310313 FERSTENERGY CORP 4.250% 031?1532023 DD 03105113 OF INVESTMENTS END OF PLAN YEAR COST 31 WRCH 2013 0081' 9,940.80 10,511.90 21,202.40 114.?5500 22,957.80 11.28150 98,418.60 20.129.10 171,399.41 19,998.00 80,090.10 2013?03?31 CYCLE 3 12:09:12 RUN DATE: PRICE 100.1010 135.6110 130.3350 10?.4420 117.5790 115.8490 101.8380 107.?320 117.1480 101.1320 101.1380 10.01010 13,561.10 22,067.00 10?.442.00 23,515.80 11,584.90 91,654.20 20.41?.40 183,144.40 164,007.20 20,228.40 80,910.40 PAGE: 2? M11025. UN REAUZED 75.30 950.80? 864.60 ?.313.00?- 558.00 317.40 1.231630 288.30 5.5?0.90 228.40 320.30 BNY MELLON 5500 FJNAL 120913 5500 SCHEDULE OF EWESTMENTS END OF PLAN YEAR REVALUEO COST NFL BERT ROZELLE NFL RET VERALL COMPOSITE- PAR VALUE SECURETY DESCREPTION 80,809.8000 MQTOR 415004: 01f?2532043 0E3 OHOSMS 120.000.0000 FORD MOTOR CREDIT CO LLC 3.125% 01515?2028 DD 1.2?14f09 355.000.0800 COPPER (BOLD 3.550% 03301f2022 00 0813912 30,000.0000 COPPER 144.4 2.375% 0321512018 OD 0310?}13 30,000.0800 QOPPER 144A 3.100% 03I15'f2020 00 03107113. 10,000.0090 SACHS EE VAR 06!01f2043 DD 48,157.2400 GREENPOINT MORTGAGE Ft} AR4 1A1 VAR RT 10(25/2045 DD GTIEQZUS 213.000.0800 HEENEKEN NV 144A 1.400% 101015201? 89 70,000.0000 HUMME 1N0 ?.200% 06?. 51'2018 DD 051?05i?? 120.000.0000 HUMANA INC 3.150% 1230132022 00 12310;}? 20,000.0900 CAPETAL AMERICA 144A 2.125% 101?025201? OD TOIGUIZ 10,000.0000 ENG US 1N8 144A VAR RT 021?15/2018 021111?13 31 MARCH 2013 COST 77,750.00 81.952131 29,997.08 29,988.60 6,862.56 28,753.43 19.93439 83,872.60 19,922.00 10,082.60 2013-03-3? CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 E3 R1 CE 93.0?00 128.2610 90.4010 100.4180 100.3340 84.1259 82.3970 99.5450 122.4240 98.7730 100.8150 181.4300 MARKET VALBE 151,513.20 84,490.85 30,125.40 30,100.20 8,412.50 39,580.12 19.90300 85,596.80 20,163.00 10,1?300 PAGE: 28 M11025 GAINILOSS 3,294.00- 3,613.20 2,538.24 128.40 111.60 1,550.00 10,928.80 25.00- 1,824.28 18731-9- 190.40 80.40 it? BNY MELLON 5500 NFL GCALHG FINAL 120913 5590 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSETE SHARE 8! PAR VALUE 30,000.0000 160.000.0000 10,000.0000 140.000.0000 25,000.0000 413.800.0000 ?2.000.0000 ?8,000.0000 80,000.0000 10,000.0000 32.516.4500 180.000.0000 SECURITY DESCRIPYJON INTERNAWONAL LEASE FINAN 144A 6.500% 09110512014 DB 0812OI10 ENTERNATIONAL LEASE FENAN 144% 635.0% 09201.!2018 ?30 OSIZOHG KERR-MOSES CORP 7.8?5% 00 101?031'01 CORP 6.950% 0??)132024. DD 07301304 KENDER MORGAN ENERGY PARTNERS 5.000% 12/1512013 00 11I21s?03 KWQER MORGAN ENERGY 3.950% 0920132022 [30 MONDELEZ 1N3 5.3?5% 02111032020 {30 02!08!'10 KRAFT FOODS GROUP INC 5.3?5% 02f10f2020 DD 08(101?12 KRAFT F0003 GROUP INC- 3.500% 08f08f2022 ?30 12IOSI12 MERRELL 8; CO JNC 6.8?53?0 {J4i25i2018 DD 04(25m? MORTGAGE I ?i 2A1 VAR RT 0412512035 00 042?01f05 INC 6.400% 123151?2066 DD 1221211166 REVALUED COST 31 MARCH. 2013 ?3087 31,687.50 171,400.00 12.89520 189,085.00 25.54825 42,045.60 83,289.89 59,450.00 11,117.00 20,551.87 2013-03-31 CYCLE 3 12:09:12 RUN DATE: PRICE 108.5000 113.0800 131.0608 125.2680 103.1070 105.2500 118.9?80 119.32?0 104.5628 120-7020 96.2330 109.3758 MARKET VALUE 31.950. 180,800 13,106. 1?5,372 25.776. 42.500. 85,684. 93,0?5. 82,737. 12,070. 31,233. 196.8?PAGE: M11025 UNREAHZED GAQNILQSS 262.50 9,400.00 210.80 6.28140 454.440 15.69156 3,271.20 9.53.20 29 BNY MELLON .5500 FINAL. 120913 5500 SCHEDULE OF AT EM) 0? PLAN YEAR REVALUED COST NFL GOALLZO BERT BELLJPEYE RQZELLE NFL OVERALL COMPOSITE PAR VALUE SECURITY 10.000.9000 MIDAMERICAN ENERGY HOLDINGS 6.508% 093151203? 00 0mm? 30,000.0000 MOLSON COOKS BREWING 00 3.500% 05!0132022 GSIOSHE 50.000.0000 MORGAN VAR RT 10(1872015 DD 10i18i06 10,000.0000 MORGAN STANLEY 03'322i201? DB 03(221?12 100,000.0000 MORGAN STANLEY 435001;. 163.936.8450 MORGAN STANLEY MORYGA VAR RT 0152512035 DD 121291?04 200.000.0000 NOBLE ENERGY INC 4.150% 131532021 00 121?081?21 40,000.0000 PACIFIC GAS 8: ELECTRIC CC 5.050% 033011?2034 DD 035232?04 161.000.0000 PEMEX PROJECT FUNDING 6.625% 06i151?2035 DD 12f?35!05 40,000.0000 PETROBRAS FENANC 612500 10!06l2013 DD 10f06106 121.000.0000 PETROLEOS MEXICANOS 144A 3.500% 01f30f2023 01530f13 60,000.0000 REYNOLDS mmamw 1N0 7.625% 06i0?2016 DD 31 MARCH 201 3 13.31600 10.021 .60 10,003.30 101,830.00 125,829.67? 102,211.00 48,622.80 ?2 83,540.00 45,240.00 120,665.04 ?2.0?2.00 2013-03434 CYCLE 3 12:09:12 RUN DATE: PRICE 129.8240 ?04.0350 97 .4230 ?0.3020 103.3830 94.3250 109.9450 125.0910 119.?500 131.8000 99.?500 ?9.0980 MARKET VALQE 32,982.40 10,403.50 48,711.50 51,030.20 103,383.00 ?54,035.07 109,945.00 50,036.40 441,720.00 120,697.50 71,458.80 PAGE: 30 M1 102E GAIMLOSS 333.30? 381.90 5,777.00 1,026.90 1,747.00 28,805.40 ?,734.00 ?413.30 9,257.50 $20.00* 31.46 553.20~ BNY MELLON 5500 FINAL 120013 2013433531 CYCLE 3 12:09:12 Rim DATE: 5500 SCHEQULE OF JWESTMENTS AT 63%? OF PLAN YEAR REVALUEB PAGE: 31 NFL 31 MARCH 2013 M11026 BERT RQZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURIW 30,000.0000 REWOLDS AMERICAN 3.250% 11110132022 00 100,000.0000 Rio TINTO FINANCE USA 0.500% 00 40,000.0000 ROCK TENN 00 3.500% 0330132020 00 10,000.0000 ROCK TENN 00 4.000% 033011?2023 00 20 ,0000000 ROGERS 6.800% DD 10i31i12 LTD 03101X13 1N0 08.500508 10.000.0000 10,000.0000 35.000.0000 10.,0000000 80,000.0000 593581000 0.3215000 ROYAL BANK OF GROUP VAR RT 08!29i2049 00 081020301 ROYAL BANK OF SCOTLAND GROUP 2.550% 00118i2015 DD 09110I12 KONINKUJKE KPH NV 8.375% 10103132030 00 10i04l00 8&8! LLC 7.125% 1211512021 00 06i15?12 SLM 3.075% 09!?012015 00 09i??2?12 i ZOOBJ A1 VAR RT 07f25f2030 {30 06330i06 ERGO i TRUST 2005?? 7 A VAR 092*2532035 DD 09l30f05 29,959.20 123,220.00 30306.60 0,901.40 24,894.20 8,475.00 9,904.30 4403?.90 10,000.00 81,281.20 25,386.14 5,694.94 PRICE 08.8600 122.7500 102.2250 101.1290 125.?870 104.0000 102.7700 130.0040 131.8?50 104.3290 0?.?660 08.7040 122,750.00 40,890.00 10,112.90 25.15140 10.40000 10,2?190 45.83?.40 83,303.20 47,063.40 8,239.57 298.50~ 1,123.40. 131.50 263.20 1,925.00 283.60 309.50 387.50 2,022.00 21. .677.26 5??-63 QGIBUH SLOZHIWZG ?430.91? 318% EENHVM 3WD. ecee?occ?om {10 960939 00?988 091283]. 3N1 33ml #?fgiil? GU SEOZIQHZO 09169 OVSELFGZ '1 00 C38 ?13009? "0813?? 08'889?02 60l90i?0 SLQZESHILO 00101)? AOJZQILO C10 ?161239 097.3158 08981? ?3151053133. Q?fl?fg? G8 EVA u'zoz?zez t?g'gg??SSlv Hit 9% {d OHS L569 00 810mg ??50 ?8 EVA $333138 EUQGIH ?160939 0000;000?981? (30 60'890?9 8?06"301 1.930 80 94309;"? 09'890?9? 01.179111? AVMEHVS 0000?0?30?0? GO OZOZISUQU ?/0096? (38108 SSOWNIVQ 33:21:: 1803 MIHQOBS 83d i??ab?w TNHEIAG 13a ?323% 31132022! ELEM-1138 i838 33mm SLOZ :9 names; as 39%; 1809 Qan?maa avg/t :30 {mg iv smamsam: 30 awneams 0099 23mm was 31:60?? 310m mama; ?WNld 0099 13mm NOTIHW 8N8 vi 4? BNY LLON 5500 FWAL 120913 5500 SCHEGULE OF ENVESTMENTS AT END OF MAN YEAR COST PAGE: 33 NFL GCALUG 31 MARCH 2013 MHOQE 2013-03-3? CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 BERT BELUPETE ROZELLE NFL RET OVERALL SHARE Sf VALUE DESCRIPTION 20,000.0000 60,000.0000 410.080.0000 10,006.0000 40,000.0000 330.000.0000 100.000.0000 321.000.0000 49,000.0000 236.008.0006 89,796.7800 WARNER 0.51ka5 8.?50% 061?1512039 TIME WARNER CABLE 5.875% 1131512040 TRANSOCEAN ENC 5.050% 12535112018 1N0 8.3?5?3?0 1211 522021 EATON CORP 144A 4.150% EATON CORP 144.6. 1.500% 1120212017 EATON CORP 144A 2.750% 11f02/?2G22 UNION PACIFIC CORP 5.3?5% 0550122014 INC {30 1550 00 OD DD DD 80 12f05f11 1210-5141 111201112 11220?? 11120112 053041?04 UAL 20094-151 PASS THROUGH TRUST 9.750% 071?1512018 11124109 118% PLO 515031; 11!03i2020 ?39 ?$3.310 VALE OVERSEAS LTD 6.875% 1112112036 DB 11!21!06 WWO MORTGAGE PASS TH ARE 2A1A VAR DD 041126.105 COST 23,848.80 64,648.81 44,533.20 11,744-20 40,324.90 29.95?.30 99,873.10 25,629.14 33.5.5088 99,745.24 09,614.82 PRICE 118.0120 106.6209 111.3100 116.4280 9?.5000 100.2870 99.4230 105.8?08 116.0000 105.9160 113.5868 91.8870 MARKET VALUE 23,602.40 63,972.00 44,444.00 11,642.80 39,000.00 30,086.10 99,423.00 22.0642?) 25,837.96 42,366.40 97,883.96 82,5116? UNREAUZED 89.20- 101,410+ 1,324.90? 118.80 390.10? 714.00- 208.82 2,815-60 2,062.28~ 12.89635 BNY MELLON 5580 $28913 26?3u?33~3? CYCLE 3 12:38:12 RUN DATE: 5500 SCHEQULE OF 1WESWENTS AT ENE) OF PLAN YEAR REVALUEB PAGE: 34 NFL GCALUO 3? WHICH 2013 M11025 BERT BELLZPETE ROZELLE NFL RET QVERALL CGMPOSZTE MARKET PAR VALUE SECURITY DESC COST PRICE VALKEE 176.859.3700 WAMU MORTGASE PASS TH A5210 1A4 155,323.35 98.4270 18,754.22 VAR RT 091'2512035 DD OTFOUGS 140,?87?100 MORTGAGE PASS 7 AR13 169,282.90 92.7060 130,518.47 21.2355? VAR 1032532845 ?39 10195585 MORTGAGE PASS 0% 29.9940 26.961.86- VAR RT 0?}25r?2047 310,000.0000 WAGE-IOWA CAPITAL TRUST HE 292,949.98 100.3500 331.085.0153 18,135.02 VAR RT 03128f2?i49 DD OZEGUGE WAMU MORTGAGE PASS TH AR1 $58.80369 94.4300 $93,033.52 34.230.13 VAR RT {11950045 DD 18.000.0000 WASTE MANAGEMENT INC 12,322.30 129.5880 32,958.80 36.50 7.3?5% USHSIZGZQ DE) HHSIQQ 20,000.0000 WASTE MANAGEMENT ENC 22,475.40 133.9020 22,600.40 125.03 4.500% 0310132021 DD 02/2811?! 20.003.0000 ACTAVIS INC 19,908.20 101.1880 20,233.20 325.00 1.8?5?3?9 503013201? 88 10162312 WELLPOZNT INC 11,638.30 1173290 11,771.90 95.60 5.8?5% 08(1512017 DE) 40,000.0090 WELLPOWT WC 4Q.668.00 125.0500 50,024.09 358.00 160090 62f15i2019 DD 40,800.0308 WC 41,512.40 305.6083 ?36.80 3.700% USHSJEGZE BB 313.000.0800 29,846.40 100.3780 30,2031?) 357.00 3.125% 05i15i2022 05(071?12 2-0? BNY MELLON 5500 FINAL 128813 5588 SCHEDQLE QF ENVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 35 NFL GCALHO 31 MARCH 2013 541110215 BERT BELUPETE ROZELLE NFL REY COMPOSITE 2333-03?31 CYCLE 3 12:09:12 RUN. DATE: PAR VALUE 20,0990000 2100040008 26,000.0000 5,000.0000 10.00010080 70,000.0000 170,800.0000 10,000.0000 130,009.0000 170,00013000 SECURITY WELLPOINT 1N0 3.250% {39110122015 83 WILLIAMS COS 7.500% 0131512631 DE) 011?17101 COS JNCETHE 08i15f2031 DD 06,113101 WILLIAMS COS ?.875% 0910112821 Bi) 08{21{01 008 VAR RY 0311512032 [313 {33115i03 XSTRATA. LT 5.800% 1111512016 DD 1111386 FINANCE CANADA LT 144A VAR RT 1012322015 10f25'112 XSTRATA FJNANCE CANADA LT 144A VAR RT 101?2532017 DD 18f25f12 ZQEYIS ENC 144A 325091;. 0210112023 90 OUEBHB LEHMAN BRTH HLD (R181) ESCROW 5.857% 113?3012056 139 05117107 LEHMAN HLD ESCROW 1222812017 00 12121i87 BRTH ESCROW 0.000% 0811912065 [313 061?14f06 TQTAL CORPORATE DEBT ENSTRUMENTS COST 19,991.80 28,804?08 31?6??3.45 41,124.93 6,591.60 11,404?98 9,989.00 225.664.?0 (3?00 0.00 FREE 100.8278 122.?559 124.5930 1217780 1315320 113.8520 101.1360 101.3610 ?01x4080 0.0109 0.0100 {3.0100 MARKET WKUE 20,165.40 29,451.20 32,394.18 42,166.74 11385.28 10340.8(} 13100 2?.00 7.00 9.923.26?.88 UNREALIZED ?3.60 6517.12 720.?2 1,641.81. 140.09 19.?0? 737.?0 940.30 351.80 125,65? 2?2290 7.00 447,250?38 #0 BNY MELLON 5500 FINAL 120913 5500 SCHEEJULE OF INVESTMENTS END OF PLAN YEAR REVALU-ED COST PAGE: 36 NFL GCALUG 31 WRCH 2013 M1102E BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSZTE 2013~03-31 CYCLE 3 12:09:12 RUN DATE: MARKET VAR VALUE SECURITY BESCRIPWON COST VALUE UNREALIZED HGAINILOSS CORPORATE STOCK - COMMON 38,600.0000 NABORS INDUSTRIES LTD 388 547,996.00 16-2200 625,092.00 21,904.00- 2,600.0000 PARTNERRE LTD BERMUDA 93.1100 242,036.00 3,000.0000 304.0000 7,600.0000 5.8500000 45.950.23.000 5,400.0000 9.1750000 8.8000000 9,000.0000 1,240.0000 10,880.0000 5,4?00000 10,2?10000 4,200.0000 COM CORE ORTHOWX NV INC ABAXIS INC RESEARCH - TECHN AGILENT WC WC AKAMAE TECHNOLOGES ALLEGHENY TECHNOLOGIES WC AMERCO AMERICAN VANGUARO CORP CORP AMSURG CORP ANSYS WC 394,710.00 12,990.25 228,912.00 261,164.51; 1,513,000.48 238,410.00 792444.315 343,846.00 289,030.00 154,204.39 283,350.90 288,024.46 137.9200 35.3?08 26.6800 47.3200 30.1700 41.9?00 9?.5008 35.3200 31.7100 173.5400 30.5400 51.4509 33.6400 81.4200 413,750 10,964. 217,968 287,358.. 1,388,311 228,638 894,552.. 303,?52, 285,390. 215,189 332,2?5. 281,431 345,578. 341,98419,050.00 10.944.00? 8,193.49 133,588.96? 11,772.00- 102,117.15 40,094.00- 16,330.00 24,520.95- 57,491.98 34,885.20 Vr Agin- 5500 NFL GCALL1O FINAL 120913 5500 SCHEDBLE OF AT END OF PLAN YEAR COST 31 MARCH 2013 BERT BELLIPETE ROZELLE NFL QVERALL COMPOSITE SHARE 8! PAR VALUE 7,500.0000 5,133.0000 33,790.0000 2,100.0009 7,490.0000 2,000.0000 4,500.0000 2,600.0000 16,100.0300 23,439.9000 11,248.0000 12,325.0000 8,400.9000 12,7250000 4,390.0000 29,200.0000 16,246.0000 SECURITY AUTODESK BALCHEM CORP SANK. OF THE OZARKS 1N8 CR BARE) ENC BEACON ROOFING SUPPLY ENC LABORATORIES ENC BLUE MLE INC BORGWARNER WC PROPERTEES CSX CQRP CAMMP CORP CAMBREX CANADZAN RAILWAY CO CANADIAN NATURAL RESOURCES CANADIAN PACIFIC RAILWAY COACH ENC INC CONCEPTUS ENC COST 281.576.0111 213,144.08 192,942.41 227,400.00 251,177.19 340,335.00 280.35%.00 336,834.90 212,252.80 133,503.19 263,337.00 945,213.52 239,438.31 2013-03-31 CYCLE 3 12:09:12 RUN 2Y-JUN-13 5% 41.2509 $3.9408 44.3500 100.7800 38.6600 126.0000 34.4500 ?7.3400 101.0608 24.8300 10.9700 12.?900 100.3000 32.1300 130.4709 49.9900 56.?400 24.1500 MARKET VALU 225,544.02 213,838.08 252,890.00 348,030.00 262356.00 143,336.34 269,892.00 21435196 1,089,408.00 392,196.00 PAGE: 37 M11025 UNREAUZED 506,583.60 1,506.00- 96,620.539 24,600.00 17,602.01} 59,708.10 10,333.15 8,329.00.- 8?3.767.00 43,386-90? 144,194.48 . NY MELLON 5500 555% GCALU 0 FINAL 120933 5580 SCHEDQLE OF INVESTMENTS AT END OF PLAN YEAR BERT BELUPETE ROZELLE NFL FEET OVERALL COMPOSZTE PAR VALUE 3,088.0000 4,380.0000 5.3100000 25,700.0000 6,000.0000 17,560.0000 9,160.0000 4.000.0000 1,450.0080 8.6000000 10,300.0000 29,630.0000 6,140.0000 8.112.005.1121 9.8000008 3?.98?.0880 SECURITY DESC RIPTDN CORPORATE EXECUTWE BOARD COIT CGVANCE ENC PHARMACEUTICALS CYBERONECS 5N0 DR HORTON 1N0 DARQEN RESTAQRANTS 1N1: DIODES WC DREW ENC WC EAGLE MATERJALS WC EASTMAN CHEMECAL C0 EATON VANCE CORP 8X8 JNC ELIZABETH ARDEN 1N0 EMCOR GROUP ENC ENERSYS ENTEGRIS 1N6 GO REVALUED COST 31 WRCH 2013 131,954.89 278,611.08 320,434.92 227,890.18 553,934.92 263,288.51 51,250.43 470,052.00 351,925.86 206,303.81 225,012.85 348,824.67 344,537.56 58 74. 48.1808 3200 3200 .8000 .3000 .6800 9800 .3100 1?00 .6300 3700 .8300 .8500 2500 .3990 .5800 .8600 .5500 2013~03?31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 MARKET PRICE VALUE 310,575.08 363,323.20 248,508.00 524,510.00 318,080.00 368,408.30 332,599.69 348,680.60 96,613.50 ?161,142.00 422,433.00 202,965.50 343,867.88 446,884.00 374,551.82 1.1163154?) PAQE: M1102E UNREALEZEQ GAJNZLOSS 46,480.19 40,985.00 33,848.28 70,575.08 3?.800.00 19,546.31? 3.34236- 85,511.49 45,363.07 8.910.00- ??556.14 3,938.31? 32,357.86 1 38.851083 98,050.33 30,924.26 205.921.?1 38 BNY MELLON 1 000 5500 NFL GCALUO BERT ROZELLE NFL OVERALL SHARE 8! PAR VALUE 38,800.0000 8,480.0000 5.3000000 3.2000000 5,857.0000 9,234.0000 4.3400000 13,630.0000 34,300.0000 33,794.0000 5,700.0008 9.5000000 6,300.0000 2?,3000000 68,032.0000 FINAL 120913 5500 SCHEBULE OF AT OF PLAN YEAR REVALUEG COST 31 WRCH 2013 FINNING INTERNATFQNAL FIRST AIR CORP GOING HNICOW3 HAW CELESTIAL GROUP INCITHE HARSCO CORP HEALWCARE SERVICES amup ENC JACK HENRY ENC iXiA ENERGY JNTERNAHONAL RECTHHER coma JOY GLQBAL rm: KEYCORP SEMICGNDUCYOR 38,050.00 668,185.60 312,544.82 226,112.00 284,244.64 267,389.81 263,268.02 100,135.41. 181,405.00 287,203.32 218.04?.50 181,735.00 441,664.09 253,344.00 3?4.261.82 2013433411 CYCLE 3 12:09:12 RUN DATE: 24.6800 38.0500 37.2900 51.9700 ?0.5100 53.3800 35.4900 41.8600 51.0800 24.7700 25.6309 46.2100 21.6400 58.1500 21.1500 50.5200 99600 5.4550 MARKET 33,935.00 318,219.20 2?5,441,00 225,632.00 313,180.48 325,782.00 265.08?.20 180,821.80 349,336.90 1,585,003.00 298,502.16 331,512.00 200,925.00 388,928.00 371,114.58 PAGE: M1 102% 4,125.00- 45,425.60- 3.6?4.58 28,844.00 488.00? 23,935.82 60,324.85 52,513.99 ?4.951?9 584.09? 62,133.58 30,454.35 21.9?f.00 19,199-03 60,735.09- 13.554.au 39 2* BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF ENVESTMENTS AT END OF PLAN YEAR REVALUED 003T PAGE: 48 NFL GCALUG 31 2033 M11028 BERT ROZELLE NFL FEET OVERALL COMPOSITE 281343341 CYCLE 3 12:09:12 RUN DATE: SHARE 8! PAR VALUE 3.?20.0000 27.525.0000 12.000.000.18 453.0000 7.550.0000 11,530.0000 6.5103000 353.112.0895} 3,700.0000 6,900.0000 17.689.0090 15,064.0000 45,899.0000 107,200.0008 LEAPFROG ENTERPRISES INC LENDSAY CORP MOTORSS STEVEN MADDEN LTD MAXIMUS ENC MEGICAR RES ENC COM MEDICINES MENTOR GRAPHICS MOMMA JNC MUELLER INDUSTRIES ENC MULTIMEQIA GAMES HLBG CO WC MURPHY 01L CORP NEWFEELD EXPLORATION CO OMNICELL ON ENC ONEOK INC ORASURE TECHNOLOGIES 1N8 OREENTRL FINANCIAL GROUP ENC ?g?1 11&62&67 589,425.55 0.90 251,523.52 28&68?35 380.6?4.85 294,950.09 293,817.50 226,858.00 ?297,616.00 273,128.23 36L48696 4?3.12?.02 1,297,120.00 8 88. 47 43.5809 1800 .4800 2280 9708 0808 .4100 .0500 .8700 .2900 .8700 T300 .4200 8800 3106 .6?00 .4800 .5100 MARKET 328,029.60 209,529.24 959,640.90 0.00 252,245.50 345,819.95 346,9:730 235,801.00 354,698.00 333,937.20 381289.34 36?.959.00 241854.60 1,662,672.00 UNRERLEZEO 12,084.54? 13,756.81 93,908.57 42,171.55 370.224.45 0.00 100,716.99 59,132.59 22,891.35- 51.95181 83.45.00 89,853.53? 92.89541 5,5173?) 365.552.90 ?50? BNY MELLON 5500 FENAL 1208?3 20?3~03?31 CYCLE 3 $220932 RUN DATE: 5500. SCHEDULE OF JWESTMENTS AT END OF PLAN YEAR REVALU-ED COST PAGE: 4? NFL GCALHU 31 2013 M11025 BERT B-ELUPETE ROZELLE NFL OVERALL UNREAUZED PAR WRLUE SECURETY DESC REPTION COST PRICE VALUE GAINILOSS 8.8700000 OXFORD 1N6 53.1000 365,115.60 23,405.88 5,132.0000 PAREXEL EMTERNAHONAL CORP 138,410.05 39.5400 202,939.28 6?.509.23 38.3?10000 PEER 1 FMPOFWB $705,693.10 23,0000 187,097.90 FINANCIAL PARTNERS EN 272,818.28 23.3600 34?,?60,32 5.3430000 PLANTRONICS INC 44.1800 236,107.37 28,420.0000 POTASH CORP OF SASKATCHEWRN IN 841,609.80 39.2500 722,985.00 118,624.80- 4,530.0000 PRECSSMAW WC 7?.8300 352,569.90 211.090.0000 PRNATEBANOORP ENC 319,935.30 18.8900 398,390.10 78,454.80 13,800.0000 PROGRESSIVE 268,096.00 25.2700 298,186.00 30,090.00 8,200.0000 PROTECTIVE LIFE CORP 253,954.00 35.8000 293,560.00 39,806.00 22,850.0000 QUESTCOR PHARMACEUTICALS 044,259.35 32.5400 743,530.00 99,279.65 13,788.0000 GUIDEL 253,285.81 23.?500 32?,46500 8,800.0000 RAYMOND JAMES FINANCIAL WC 46.1000 405,630.00 33.40000 13,000.0000 REPQBLIC SERVICES ENC 33.0000 429,000.80 31,060.00 2.9000000 SBA COMMUNICATIQNS 72.0000 203,800.00 2,030.00 52,100.0000 SANTARUS 1N0 17.3300 902,893.00 227,213.22 9.8000000 685,314.00 74.8900 48,608.00 4,700.0000 SCOTTS COHHE 43.2400 203,228.00 3.4?5.60? ?40? BNY MELLON 55.00 FENAL 120913 2013-03-31 CYCLE 3 12:09:12 RUN DATE: 274001-13 5500 OF AT END OF PLAN YEAR REVALUEO COST PAGE: 612 NFL GCALLH) 31 MARCH 2013 M11025 BERT BELUPETE ROZELLE NFL RET OVERALL COMPOSWE PAR VALUE SECURITY BESS 15,500.0000 18,153.0000 17,914.0000 22,050.0300 5,110.0000 417.500.0000 9.5200000 7,720.0000 7.6000000 123000000 9.6000000 8.5000900 19,650.0008 13,900.0000 27,400.0000 5,000.0000 313.800.0800 2,950.0000 SEALED AIR CORP GROUP WC SKECKERS U.S.A. JNC SNAP-ON INC SOVRAN SELF STORAGE 1N8 STEELCASE WC STERIS CORP SUN COMMUNITIES 1N0 SYNOPSYS ENC TJX COS ENC TAUSMAN ENERGY INC TECK RESOURCES LTD THOR ENC TUPPERWARE ERANQS CORP UMB FINANCEAL URS CORP ULTRATECH 1N0 VAIL RESOR73 INC 291,400.00 194,378.82 386,766.55 1,453,855.00 200,820.35 466,262.74 323,756.37 346,772.70 245,351.90 541,597.80 120,960.00 303,110.00 678,906.83 1,163,931.85 1,225,739.00 204,150.00 1,006,845.90 ?286,092.?1939. 62. 1100 2900 .1500 .7000 .4900 .7300 .0100 3300 .8800 .7500 .2500 1600 7900 .7400 .0700 .4100 5300 3200 MARKET VALUE 373,705.00 368,324.37 378,881.10 1,823,535.00 329,543.90 899,875.00 396,127.20 380,827.60 272,885.00 565,675.00 117,600.00 239,350.00 722,923.50 1,544,885.00 1,304,518.00 237,050.00 1,336,114.00 183,844.00 UNREALSZED 82,306.08 173.947.55 12,114.55 369,580.09 38,733.55 233,412.26 72,370.83 34,054.90 27,338.10 24,078.08 3,360.00? 83,750.00 44,018.67 375,954.15 118,779.00 312,900.00 329,258.10 17,751.21 VI 1* BNY MELLON 5530 FINAL 129913 2013-0343: CYCLE 3 121}an Ram DATE: 5500 SCHEDULE OF INVESTMENTS 6N0 OF PLAN YEAR REVALUED COST PAGE: 43 NFL GCALUG 31 MARCH 2013 M11025 BERT BELLIPEYE ROZELLE NFL OVERALL COMPOSETE UNREAUZED PAR VALUE SECUWW DESCRIPTION COST VALUE ?.600.{3000 CORPITIHE 509,523.91 82.2500 473,100.00 36,423.91? 4.470.0000 VALUECLICK ENC 29.5800 132,133.20 35.30535 15,400.0000 VEECO ENSTRUMEENTS INC 484,451.94 38.4100 591,514.00 29,5?00000 WABASH NATIONAL CORP 283,080.00 10.3600 300,431.20 13,600.0000 WABTEC CORPIQE 1,032,752.60 102.1100 1,388,606.00 355,943.40 4,900.0000 WHITENG PETROLEUM 236,670.00 50.8400 249,116.00 12,446.00 9.3000000 XIUNX 1N0 345.081.01.11 38.1700 354,981.00 9,300.00 15,04100000 ALKERMES PLO 284,489.41 23.7000 358,448.00 371,958.59 11.045.0000 ENERGY XXI BERMUDA 393,401.88 27.2200 76,424.98- 8,600.0000 EATON CORP PLO 61.2500 520.?5000 84,022.00 11.000.0000 PUBLIC 454,850.00 55.0100 605,110.00 150,260.00 COMPANY 0,530.0000 JAZZ PHARMACEUNCALS PLC 329.108.1312 55.9100 365,092.30 35,933.63 06.000.0000 WEATHERFORD INTERNAYEQNL LTD 707,721.00 12.1400 589,306.00 138,355.00; REG 20,700.0000 NOBLE CORPORAWON BAAR 38.1500 14,0?600 8141:3253 8,500.0000 TRANSOCEAN [3?0 ZUG 464,950.00 51.9600 441,060.00 23,290.00- ?203000000 UBS AG 8H8 NEW 152,818.00 15.3900 167,751.00 14,933.00 151.623.0000 AVG 251852.63 13,9200 250,232.16 1.3?9.53 I3115f 5500 FENAL 120013 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED PAQE: 44 NFL GCALUU 31 WRCH 2013 MHOEE BERT BELLIPETE ROZELLE NFL OVERALL COMPOSRE 2023-03-31 CYCLE 3 72:09:12 RUN DATE: PAR VALUE $8,500.0000 9,250.0000 ?.900.0000 30,500.0000 10,?030000 ?,590.0000 14,380.0000 11,210.0000 5.2000000 5,500.0000 20,399.0000 14,250.0000 20,430.0000 4,551.0000 6,650.0000 SECURITY DESCRIPTEON ACTIVISION BLIZZARD ENC NEVADA GOL0 AMERICAN CORP AMVRUST FINANCIAL SERWCES INC ANN 1N0 1N0 ARUBA NEWORKS INC- ASPEN TECHNOLOGY AKA SA AER AXIRLL CORP BASF SE AER BANKRATE MC 81%? LTB AER BIOSCREP ENC BRISTOW GROUP INC BRITJSH TOBACCO 131.0 210,458.01 292,798.01 026,612.00 987,904.28 332,539.79 304,902.28 330,590.43 230,141.33 80,0?5?? 260,805.01 480,403.00 1,044,589.41 147,087.68 280,393.99 14.5700 16.4800 34.6500 29.0200 38.2800 24.?400 32.2000 17.2200 02.1800 11.9400 68.4300 12.7100 65.9400 207.0500 MARKET VALUE 289,545.00 152,255.00 807,868.00 1,060,290.00 310,602.06 290,393.40 355,266.40 89,544.00 350,395.92 ?182,509.50 243,564.06 259,605.30 306,686.94 711,882.50 UNREALIZED GAINILOSS 59,088.99 140,503.01? 18,944.00: 72.38532 21.93813 14,508.88? 24,675.91" 131,829.50 3,488.40 89190.9? 2,105.50 69,481.91- 25,292.95 BNY MELLON 5.501} FENAL 120913 2013?03?31 CYCLE 3 12:09:12 RUN DATE: 5500 SCHEDULE OF AT END OF PLAN YEAR REVALUEQ (X387 PAGE: 45 NH. GCALUO 31 MARCH 2013 1.511028 BERT ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY COST PRICE VALUE MS 9,340.0000 BROAUSQFT 1N0 338,236.33 28.4?00 91,006.53 6,200.0000 BROOKHELD ASSET IN 195,134.03 36.4900 226,238.00 39,534.08 15,400.0000 CBRE GROUP WC 315,4?0113 25.2500 388,850.00 5.8000080 INDUSTRIES INC 498,644.00 80.0100 544,068.00 9,570.0800 COHEN 8: STEERS WC 3261,0343? 36.0700 345,189.90 19,155.13 3,670.8000 COMMVAULT SYSTEMS 1N8 191,868.24? 82.0008 300,940.00 109,071.75 3,800.0000 ENC 439,242.08 115.8108 836.00 19,453.0800 Dir-(L GLOBAL CORP 354,989.76 16.64130 323,697.92 41,291.84? DANA HOLDING 141222.24 17.8300 172,594.40 25,372.15 5,430.8008 BEALERTRACK TECHNOLOGY 161,321.68 29.3800 1,788.26? 393.804.0000 DEMAND 1N0 381,884.38 8.6300 29.021.86~ 01,51,660 PLC 639,625.00 125.8400 912,340.00 AER - 18,475.0000 DRESSERRAND GROUP WC 928,430.59 61.6600 1,339,188.50. 6,800.0000 ECHOSTAR 259,523.39 234,996.00 5,372.61 1451410000 EPAM ENC 268,837.85 23.2300 328,634.81 62,596.96 5,900.0000 EXPRESS SCRIPTS HOLDING (30 $25,385.90 5?.6208 339,958.00 14,573.00 CELULOSE SA 14,430.81} 12.0700 20,760.40 6,329.80 11,974.0000 FERST AMERECAN FWANCML CORP 224,973.48 25.5?00 BNY LLON 5500 FINAL 120913 2013-034}? CYCQE 3 12:09:12 RUN DATE: 5500 0F ENVESTMENTS END OF PLRN YEAR REVALUED COST PAGE: 45 NFL GOALHG 31 WRCH 2013 M13625 BERT EELUPETE ROZELLE NFL COMPOSETE SHARE 3! VALUE 11,640.0000 10,403.0000 3.4440000 153540000 42,135.0000 5.5710000 5,010.0000 104000000 40,530.0000 17,000.0000 9.8003000 2,608.0000 15,690.0000 8,100.0090 14.004.0000 9,623.0000 5,080.0000 SECURIW FRANCESCAS HOLDINGS CORP GENERAC HOLDINGS 1N0 GENTHERM WC COM GRAND CANYON EDUCATJON 1N0. GRAPHIC QMKAGING HOLDING CO H?c? EQUIPMENT SERVICES INC HELIX ENERGY SOLUYIONS GROUP 1 HERCEJLES INC H4OTONECS CORP INNOPEOS WC JNTERVAL LEISURE 1N8 1NC INC .32 GLGBAL KAISE ALUMINUM 349,809.86 370,514.03 384,904.93 300,377.39 112,160.0g 439,41 0.00 214,?9819 355,344.00 353,045.25. 315,756.02 515,742.00 181339.34 295,798.71 PRHSE 28.7200 35.3400 18.3800 25.3908 7.4980 29.4000 54.8600 22,8800 14208 66.4100 44.2806 54.5900 263.0700 21.?490 65.6608 10.5800 33.2100 64.8508 MARKET VALUE 334,300.80 367,642.82 400,247.96 315,591.15 329,708.60 443,872.00 346,385.60 7,128,970.00 433,944.00 423,982.00 341,290-60 531,846.00 377,317.83 328,422.00 UNREAUZEG GAENILOSS 15,509.86- 2,872.02- 36,205.98 25,343.03 1,162.00? 4,462.00 131,575.43 173,626.00 23,180.98 76,474.40 52,398.33 16,194.09 31,322.52~ 81,519.12 3,473.19 BNY MELLON 000 5500 NFL 0 FINAL BERT ROZELLE NFL REIT OVERALL COMPOSITE PAR VALUE 414.340.0000 3",3000000 5,080.0000 17 360.0 000 2.60000 00 640.0000 4,180.0000 12,250.0000 73000000 20,700.0000 8,205.0000 100500800 11,850.0000 ?.888.0000 4.4000000 17,225.0000 SECURITY KQDIAK OIL GAS CORP LIQUEDEYY SERVICES 1N6 MANUHFE FINANCIAL CORP 120013 MEDASSETS WC MEDNAX 1N0 MICRO STRATEGY INC WTS TO FUR COM 051241200? MORTGAGE HOLDENGS NESYLE SA. AER NOVARTZS AG ADR PACWEST BANGORP POOL CORP PRESTIGE BRANDS HOLQINGS INC PRWORIS SERVICES CORP PHOTO LABS EN REJNSURANCE. GROUP OF 1 R10 TINTO PLC ADR 5500 SCHEDULE OF INVESTMENTS END OF PLAN YEAR COST 31 WRCH 2013 ?305.: 365.?1 (1.72 223,418.00 6.40 1 64,289.06 ?89.814.50 578,565.70 358,577.12 167,039.09 246,840.00 947,615.35 2013?03?31 CYCLE 3 12:03:12 RUN DATE: 38.1.96. 9.0900 29.8100 14.?200 19.2500 89.6300 0.0100 36.33000 72.41960 .2400 29.1300 48.0000 25.6000 22.1100 49.1000 59.6?00 4?.0800 VALU 403,050.60 ?3,600.00 334,180.00 233,038.00 6.40 154.242.00 888,076.00 548,548.00 602,5?700 303,840.00 273,533.50 252,003.50 33?.300.80 262,548.00 810.953.00 PAGE: MHQQE UNREAUZED ?,124.41- 5,850.00 28,469.20 0,020.00 0.00 $0,047.05- 118,261.50 121,391.00 24,011.30 37,262.88 128,129.25 94354.41 103,828.92 15103.90 138,062.35w it,? BNY MELLON 5500 FINAL 1263??) 28%363-31 CYCLE 3 22:09:12 RUN DATE: 5506 SCHEQGLE Ct? ENVESTMENTS AT END OF PLAN YEAR REEVALUED COST PAGE: 48 NFL. GOALUG 31 MARCH- 2013 M11026 BERT BELUPETE ROZELLE NFL OVERALL COMPOSITE SHARE 81? PAR VALUE 9.4520000 14,900.0900 12,934.0000 372.00.0000 6,980.0000 8,025.0000 9,228.0000 37,335.0800 16,300.0900 22,800.0000 36.458?690 12,466.0600 6,650.0008 28,150.0800 SECURITY 838C HOLDINGS ENC SIRONA DENTAL SYSTEMS JNC SPIRIT ENC STANTEC ENC SUNCOR ENERGY ENC SUSSER HOLBINGS CORP TEAM HEALTH 1N6 8A mm THERMON GROUP HOLDINGS INC- TRJMAS CORP US AIRWAYS INC UNILEVER NV US ECOLOGY ENC VALE 3A VOCERA ENC WAGEWORKS 1N6 WEBEOM GROUP WC COST 761946.00 229,489.18 1,184,448.09 523,200.00 550,512.00 343,359.48 285,253.31 255,393.59 578,501.53 808,831.14 322,782.86 PRICE 29.9800 ?3.7300 25.3669 43.9?00 30.0100 51.1100 36.3800 40.?800 22.2300 32.4?00 16.9?08 41.0000 28.5500 1?.2900 23.0000 25.03%? 7?.8800 MARKET VALUE 328,006.24 480,160.00 358,747.80 291,949.50 $539,633.18 294.1?4.95 688,300.00 605,340.00 630,229.50 286,718.09 166,449.50 344,162.80 UNREAUZED GAZNILOSS 23,596.80 330,631.00 452,238.00 43.040.00? 92,721.01 53.233.80 15,595.35- 113,611.00 28,838.47 36,044.66- 3,059.00 58,1891? BNY MELLON 000 5500 INAL 1200 3 5500 INVESTMENTS AT OF PLAN YEAR NFL GCALLTQ BERT BELUPETE ROZELLE MR. RET COST 2013 COMPOSITE PAR VALUE 8,799.0000 4,502.0000 500.0000 4,018,143,220?) 2,972,532.0000 SECURIW WESTERN REFENENG INC WEX WC YARA WTERNATEONAL ASA AER MEZZANENE FUND LP ALYERNATWES TAX EXEMPT TOTAL CQRPORATE STOCK - COMMON PAR TN ER SH 1PM OINT VENTURE ENTEREST 812,300.0000 ,752.912.0000 4.5000000 7,534,578.0800 1980840000 14,218,2570000 9,768,488.3600 ADAMS FUNEJ LP AQAMS STREET NON US DEV FUNK) ADAMS SREET US FQND LP WESTERN TECH VENTURE LENWNG 5; LEASENG VI ENERGY SPECIRUM PARTNERS Vi ENERGY FUND ADAMS STREET NON US. EMERGING MARKETS FUND SIGULER {318? EV COST 303,382.80 354.848]? 3,960,738.34 3,083,649.72 96.350.324.81 534,140.71 1,016,173.00 4,545,987.50 1,313,07?059 208,406.56 13.009.207.00 7,635,893.36 EM 35.4100 ?3.5000 45.3570 1.0000 1.0000 1.0000 1.0000 ?2.00.00 1,003.2200 1.0000 1.0000 1.0000. 1.0000 1.0000 CYCLE 3 22:09:12 Rim DATE: PAGE: 4&9 M12025 MARKET 311,572.59 8,209.69 350,472.00 5,823.23 22,633.50 1.1.2.409 4,018,143.22 10?.591.194.90- 38.58129 812,190.00 59,431.00 1,752,012.00. 236.739.00 4,514,480.00 31,497.50? 413,580.51 198,084.00 8,322.56- ?109,080,?) 2,132,573.00 x? BNY MELLON 5500 FINAL 120913 5500 SCHEDULE OF INVESTMENTS AT ENS OF PLAN YEAR REVALUED 31 2013 NFL GOALMO BERT B-ELUPETE ROZELLE NFL OVERALL COMPOSITE PAR VALUE SECURITY GESCREPTION 7,211.0340000 VISTA EQUITY PARTNERS FUND IV LP 2,558,397.0200 ADVISORS SMALL COMPANY BQYOUT i. 123.298.0000 ASIA ALTERNATIVE DELAWARE i LP 7'500800 VENTURE LENDING LEASING Vi! LLC 3,988,391.0000 THE REALTY ASSOCIATES FUNB UTP LP 23.534.080.0000 GMO MULTI STRATEGY FD OFFSIWIORE CLASS 533,441.0909 RREEF AMERICA 11 4,185,330.3480 WELLINGYON CEF DIVERSIFIED INFLATION HEDGE FUNQ $8,446,522.0000 GROSVENOR WSTL PARTNERS LP SIGULER GUFF LP LANDMARK EQUITY PARTNERS XIV LP PANTHEGN GLOBAL F8 LP TOTAL VENTURE WTEREST 6,919,514.00 1,584,327.54 4,000,000.90 2182423139 $5,304,835.00 5,803,048.23 6,088,976.00 2033-33-33 CYCLE 3 12:00:12 ELEM DATE: 3.0000 1,0000 1.0008 950.6300 1.0000 1.0000 85.4586 15.3308 2.0000 1.0000 1.0000 1.0000 MARKET $7,211,034.00 7,558,397.02 123,299.00 732,867.50 3,958,391.00 23,514,080.00 64.151.113.23 $8,446,522.00 12.901.312.45 25? ,5?5,818,43 FAGE: M11825: NREAUZED GASNILOSS 291,520.00 153,230.52? 19,492.00- 37,132.50- 41,609.00? 1,689,848.01 1,882,401.59 1,418,691.00 50 BNY F. LLON 5500 FINAL 120913 5500 SCHEDULE. OF INVESTMENTS AT END OF PLAN YEAR COST 57 NFL 31 MARCH 2013 MHOZE BERT ROZELLE NFL 20?3?03?31 CYCLE 3 12:00:12 RLEN DATE: OVERALL COMPOSITE VALUE SECURITY DESC REPTION 2.880.000.0000 190,000.0000 100,000.0000 150.000.0000 100,000.0000 70.000.0000 100,000.0000 225.000.0000 12,000.0000 18,000.0000 MEXICAN SONGS 0.500% 0 BIOQFZU 22 MEXICAN 80003 8.000% 051?11i2020 SVENSK EXPORTKREDET AB 1.750% 101?2012015 DD 10(201?10 EDUCTNL LOAN MARKETENG VAR RT 12301.12038 00 01i14i03 JAPAN BANK FOR 2.8?5% 021?0212015 00 02102110 JAPAN FQR 4.000% 01!? 3/2021 PROVINCE OF ONTAREO CANADR 0.950% 05i20i2015 00 053241112 ST HGR EDU VAR RT 05!01{2048 DD 0511 T106 8T ?105: ?230 ASSIST VAR RT 06!01!2047 00 06321107 GOVERNMENT 5.625% [30 03310500 MEXICO GOVERNMENT 4-750% 03308120434 03.3082?12 547,406.58 253,640.26 192,898.10 ?5,000.00 158.21?.00 210,883.00 69,985.30 92,510.00 208,143.20 13,870.00 20.52000 PRICE 9.0215 9.6844 102.8100 88.9093 104.3290 115. 0860 100. 9260 95.4125 0?.1493 115.0000 103.?500 VALUE 581,530.90 195,339.00 88,099.30 156,493.50 115,086.00 95,412.50 218,585.93 13,800.00 GAINILOSS 34,124.32 25,653.59 3,440.90 13,909.30 1.723.50- 4,203.00 662.90 2,902.50 1.0.4.4204 78.00? 1,345.00; 43818? ?88"?4?8?3 ?18'992. '90?008?2 {39211 93733933; LW 89 539Vd ?1?N?l"?13 2ELLWCI 01.100 1799291083 'El'808 99321)? '611?33'31 ?00'008? 1.821888% i?f?ia LBHEVW N?b? 2L3603ZL 2 3332-0 EHQIJG (18 91.8880 91. 638 TWO Ell c138 30813133 0383 "0000?? {33 009660 EL TWO 0'0?0 Sir N?f? 311:! 0 CW HA3 3023:3113 ?1 T1313 St SLN swam. 8A 01 sn ?0000': 89?080'zyz?L 1v101 EL N?f? 001} (193} ma mos vann so @0001 9; mar am 000 ?193) ma am svam 3A3 3:1 *0000?1. 21 mar dxa 00'0 gaming 81% svaai HAS 30 ~0000'Qz 9L gas 00's {2mm 389mg wens ?comm c1313 :95! 00?s (awe) 330mg woos 00003; 21 war cm 000 (3.130} max Sm swag; HA $8 00007.; El 000 (ms) 32mins {38 way; 8n mom's; 8: an? am 000 {mg} 339mg amamma macaw E653 nonc?mssaa mamas anwn aw zsaavns TNHBAO L323 3133208 1.838 ?3103 i2 HVBA N?tf'ld :10 CINE 1V SLNEIWLSEANE :ii} {1099 009$ 15mm ma *1 BNY MELLON 5580 FINAL 128E373 20?3103-31 CYCLE 3 12:0?3232 RUN DATE: 5500 SCHEDULE OF INVESTMENYS AT END OF PLAN YEAR REVALUEED COST PAGE: 53 NFL MARCH 2013 M11828 EERT BELLEPETE MEL OVERALL COMPOSITE SHARE 81 MARKET UNREALIZEEJ PAR VALUE SECURIW COST PRICE VALUE 8.0000- EUROS 3YR JUN 18 1,330.50? 0.0300 150.00? 1,180.50 PUT JUN 13 098.125 Ei) TOTAL WRETTEN 3,385.88- I 5,7084% 2,320.53~ URCHASE OPTIONS 12.0000 EURJEOR EYR MID PUT JUN 33 6.00 {3.2695 8,089.83 8,989.83 CALL JUN 13 099.250 Ef} 5.0000 3M0 EURO EUREBOR SEP 13 0.00 0.0898 1,123.59 1,123.59 CALL 13 099.750 E51 9M6M3 5.0000 BYR FUT JUN 16 2,269.50 0.0300 4.50.00 1,819.50- PUT JUN 13 098.3175 ED 033%4f13 TOTAL PURCHASE OPTIONS 2,269.50 9,683.42 7,393.92 COMMUNICOLLECTNE TRU ST EB DU GLOBAL ALPHA 1 64.134.582.66 $831078 75,881,065.83 11.726.503.11? 264,468.2840 E58 DV NSL iN'fi. 81F $9,738,482.86 159.6176 418.737.0538 EB NSL AGG BEF $3,934,147.56 128.8393 53,949,823.9? 35.876.41 $1,449,801.3108 EB 11%! F0 1.6008 81,449,802.31 0.00 VAR RT 121'3?21?49 FEE ?32. 15 28,338.1830 JP MORGAN STRATEGIC PROPERTY 33,527,442.35 1.940.835? FUND 37,897.0870 CAPWAL 1.3515550 4234132999 6,223,420.99 FUND LTD BNY MELLON 5500 3209113 2013-03-31 CYCLE 3 12:09:12. RUN DATE: 5500 SCHEDULE OF ZNVESTMENTS AT END OF PLAN YEAR REVALUED COST FAGE: 54- NFL GCALHG 31 MARCR 2013 M73025 BERT ROZELLE NFL RET OVERALL COMPOSETE 8HARESI MARKET UNREAUZED PAR VALUE SECURITY DESCRIPTZON COST PRKEE VALUE E8 N82. ?136 81? 4032624603 159.4380 52.004314]? EB DV NSL LCV SH: 45.938.879.11? 156.2114 51.838.669.29 5.9023903?. 3,372.4093010 LOOM18 SAYLES CREQET ASSET 43,015,008.03 1.7.8200 60.0?6.344.44 WUST - CLASS HONEST EMERGING LOCAL CURRENCY 38.?56.000.00 18.3538 41.128.269.28 2,372,269.28 DEBT FUND LLC 21,012.2590 EB STOCK INDEX FUND 41,922,211.30 4214150387 320,298.57 178C MARKETS EQUITY 71.859.050.00 58.4500 53.404.222.05 TOTAL COMMONICQLECTJVE TRUST 591.1%931125 662.131.059.54 TRUSYS 226,944.1870 EB NSL LGE CAP SIF 230.483"? 52.306.952.48 TOTAL MASTER TRUSTS 52.306.952.43 ?$03-12 INVESTMENT ENTITIES WA FLTG Ht ENCGME FE.) 868.15.39.52 1?.9890 556,024.22 {18$ 1.216.380.44 27.5660 2,844,860.08 828,479.64 YIELD SEC LLC 41,487.1830 WAMCO UNITE. ?,057,856.42 26.9120 1.115.954.83 58,168.41 INVESTMENT GRABE SEC LLC TQTAL 10342 INVESTMENT ENTITZES 3,142,428.38 4,585,038.65 1.442.612.2Y BNY MELLON WONFL 5500 FINAL 120923 2013411341 CYCLE 3 12:09:12 RUN DATE: 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR COST PAGE: 55 NFL same 31 MARCH 2313 M11028 ROZELLE NFL RET OVERALL MARKET UNREALZZEB PAR VALUE SECURITY DESCRIPNON COST PRICE REGISTERED WVESTMENT COMPANIES 1,489.9310 VANGUARD ENDEX FUND 168,613.84 144-.6100 215,458.92 46,845.08 ARTISAN FUND 42,865,904.13 25.2300 8M0 STRATEGIC AL 5830334331 21.9200 1,175,000.81 3,294,490.8080 ENCOME FUND 96,646,221]? 12.1600 100,831,008,23 4,214,786.52 278,067.3278 PAYGEN CORPORATE BOND FUNQ 2,855,556.76 11.3300 3,150,502.81 294,946.05 2,900,337.0060 80M) FUND 30,149,411}? 10.9900 1,725,291,921 2342710823 PAYDEN EMERGING BOND 15.1206 4,298,269.48 459,539.86 ?51,827.7990 PAYDEN INCOME FUND 5,888,172.96 7.4000 5,563,525.72 I 4.715533171171520 PIMCO ALL FUND 12.5800 VQTAL REGISTERED INVESTMENT COMPANKES 295,328,033.13 319,878,239.27 24.550.205.14 GRAND TOTAL 35,468.28 {3 i 125,424.501m BNY MELLON 5500 FINAL 12QQ23 2023~0$31 CYCLE 3 12:09:12 RUN DATE: 55500 OF ASSETS WITHIN THE SAME YEAR REPORT PAGE: 1 NFL FOR THE PEWOD 01 APRIL 2012 THROUGH 31 MARCH 2013 M2574E BERT BELLEPETE ROZELLE RET QVERALL COMPOSITE PAR 10,000.0000 5.308.000.0000 4.700.000.0000 5.380.000.0000 5,008,000.0800 3,000.0003900 5,100,000.0000 5,100,000.0080 5,100,000,0006 53110000080 5,389,000.0000 5,190,000-0000 SECURITY 10 SECURITY INDICATES PENDING SETTLEMENT INDICATES 1N. PRIOR YEAR 05950XAE6 QQZAH3BZ3 QQZAG RZFE QQZAHXWS QQZAGQVE4 992AGG2EG X33311 8N9 BANG OF 5 A4 5.434% {39f101?2947 OD BARCIAYS REPS REFS 0.050% 02:0452013 BARCLAYS CP REPO REPQ 0.080% BARNYS CP REPS REPO 5.339094; 94I12f2012 3E3 GP REM) 0.236% DD BARGAYS REPO 3590 0.119% 12i20f2012 REPS REPO 0.123% DD REPQ REPO {3.125% 04I05I2022 ED BARCLAYS GP REPS REPO 0.229% DD BARCLAYS REPO 0.320% 12f'24f2012 BARCLAYS GP 8590 REPO- 0.138% 0418932012 DD BARCLAYS REPQ REPO 0.130% 04!?032012 {if} 101011?06 O1f31l13 G1IU3I13 1319112 OMOBHZ G4f04112 123214?12 04505512 11,394.53- 5,380,000.00- 5,000,900.00? 5,168,008.08? 5,389,000.00- 5,190,000.00- 5,317,030.00" 5,790,000.09? PRQCEEQS 11,353.13 5,300,9f30.00 $130,000.00 5,000.00030 31.000.000.00. 5, 100,000.00 5,100,000.00 5,100,008.00 5,100.008.08 5,100,000.09 5500 NFL GCALUO BERT BELLIPETE ROZELLE NFL RET GVERALL HARESI PAR VALUE 1 ii: 5.020.800.0000 3,000,000.000? 3,800,000.0000 5.080.000.0000 5,288,000.0000 30.003.0600 87,836.0100 12,028.0000 12,908.3330 10,000.0000 10.006.0000 9.0800 FINAL SECURITY ED INQICATES PENDWG ENOICATES PENQING IN PRIOR YEAR QQZAHX ET4 82944TAES 22 545 233171-1102. 26?410204 29379VAW3 29379VAFO EDF215C33 120913 5500 OF ASSETS WJYHIN THE SAME PLAN YEAR REPORT FOR THE 01 APRIL 2012 31 MARCH 2813 SECURITY DESCRIPTION BARCLAYS REPO REPO 0.150% 04i8312012 DC) 041?02512 BARCLAYS REPQ REPO 0.150% $314112 BARCLAYS CP REPO agyo' {3.150% 1319:2012 12l18!12 BARCLAVS CP REPG REFS 0.160% 911'0332813 DE) 01102113 BARCLAYS CF REPO REPO 0.200% DD 3.950% 091?151?2022 i353 2 COMMERCIAL MORTGAGE PASS C4 A3 5.46?% 09431552039 092?01106 LOAN N0 9 1A1 VAR RT {35f2532035 OMSQIGS 9BR GORP DUKE ENERGY CORP NEW COM PRODUCTS QPERATING 43.350014; 081152042 8D 02f?l5112 ENTERPWSE PRODUCTS OPERATING 5.250% 0133132029 DD 16305IQQ FUTURE. (EUX) EXP MAR 13 2013-03-31 CYCLE 3 12:09:12 RUN DATE: (308T $620,000.00? 3,090,090.00- 3,000,000.00? 5,000,000.00? 5,288,000.00- 29,948.10- 224,584.22~ .00 186,893.08- 9342.40- .06 PROCEEDS 5,020,009. 3.000.060 3,000,900 5.000.808 5,288,800. 35.73? 222.?42 60,469. 186,523 833,477 10,336. 11,690. 16,031.28 .265 20 30 .31 PAGE: 2 ?50? BNY MELLON 000 5508 NFL SCALUO BERT ROZELLE NFL RET OVERALL COMPOSTTE HARESI PAR VALUE 4?0900 1,508.000.0000 1,580,000?0000 1,320,000.0800 1,500,800.0000 2,906,000.0000 20?0003008 30,000.0900 1&50388 10,000.0000 #1 FTNAL ?20913 5500 OF ASSETS WITHIN THE SAME PLAN YEAR REPORT 1E3 32052 QQZAGRV36 45824TAGO 45629PAC2 1354 59.32 2013-03-33 CYCLE 3 12:09:12 RUN DATE: FOR. THE PERIQD 01 APRIL 2012 THROUGH 31 MARCH 2613 SECURTW INDECATES PENBWG SETTLEMENT INDICATES TRANSACTTON PENDING 1N PREOR YEAR EURG-BQND ?3 X) EXP DEC 22 FIRST HOREZON ALTERNAT ?38 VAR RT GREEWH [31120316 GREENWH 0. 130% GREENWH 0.140% GREENWH {3.150% GREENWH 0. 369. {3.180% 02525;?08? CAT 2 REPO 04i04i20?i2 CAT 2 REPS 2 REPO 04f12!2.012 CAT 2 REPO 04f? CAT 2 CAT 2 32:1?52012 DD 12I25a?06 DD 04103112 5K3 04!?1312 DD 045091'12 {34505112 9312114412 JACKSON HOLDENGS SA 15009:: 04501:?2021 DD 10501?? JP MORGAN CHASE COWER LDPQ A3 5.336% 95115204? ?39 121905;!06 MASTR ADJUSTABLE RATE 3 12A1 VAR RT 05f'2?f204?? DB PHILLIPS 66 144A 4,1390% 04213112022 Elf} 03f12f12 .09 225,482.97~ 1,320,000.00? 1,500,000.00- 1,500?000?00- 2,900,000.00w 20,950.00n 141.27 .00 PROCEEDS 1,4?606 1253:5811 1,500,000.00 1,580,000.00 1,500,000.00 1,500,000.00 2,900,000.00 21,450.09 10,242. 30 PAGE: 3 9L 3% {30" {3.83} 3.8mm (38 96381 89 EL 3230 89?621. 013? {i813} EE?i?d {38 9533.}. 3n (300091 GG ZZOZHGESQ G?'933'v1 '05'999?02. BEENQ GAGA 3.0536 unwise GG ?360009 LNG ?2 NVS 3969856? 31d 80:) WAAOH CG 90?8?39?98 8312\3833 G338 BHVZOZQQI. 0008'069??8 {If} ZLOZIZOIGL 0:538 53-38 ZUQLEEL GO %08i?0 ?00'090?000?8 0:133 HWB 382i 00090003000? GU ?00?000?999 6:133 34mg SNBZEJJO SEE 0000'900??89 ZUGHZL GO 00'008?000?8 04538 MRVB 8000'000?600?8 SCI ?1220913 0632:! HWS SE18 {18 ?00110030093 0:333 3W8 SNEZUJQ $925 QOZOSVZEE 00900090093 HVHA SELLVOICJM . ?800 Aii?i?GEiS BBWA {Nd 17V83AO 132i 337232025 Biad?ja? angzw SLQZ LE 82.05 "liticW 10 3H1 803i MWVSE) 17 139Vd 12:10:88 N?x?d SLESSV :10 009$ 331%] mm! Zil??fzt 2 333.10 ELSOZJ. ?Whats! 9099 080N3V3973N NOTIHW ANS BNY MELLON .5500 FINAL 120013 2013-03-31 CYCLE 3 12:09:12 Rim DATE: 5500 05F ASSETS WZTHIN SAME PLAN YEAR REPORT PAGE: 5 NFL FOR THE 01 APRIL 2012 THROUGH 31 MARCH 2013 BERT ROZELLE NFL OVERALL COMPOSITE PAR VALQE SECURITY 1E3 COST PROCEEDS PENDWG SETTLEMENT ENDECATES TRANSACTION 1M PRIOR. YEAR 16.0000 99F13312A US TREAS BD FUTURE - .00 8,531.25? EXP 12 0.0000 99F1339KA US TREAS E30 FUTURE. DEC 12 941.382 CAL.L 12 154.000 80 112332 5.0000 99F1339-JS US TREAS BU FUTQRE DEC 12 2.640.00 2.04150? CALL NOV 12 151.000 ED 102812 0.0000 9915133911? US TREAS SD FUTURE 12 2,886.75 300.?5- CALL OCT 12 150.000 3.0000 99F1339WE US TREAS BD FUTURE BEG 12 1,865.25 $79.13* 5301035012 143.000 50112332 6.0000 US TREES. FUTURE DEC 12 3,688.00 2.941.38w PUP SEC ?22 145.000 158 1132312 5.0000 99F1330VB US TREAS Bi} FUTURE GEO 12 2,874.38 94.33% PUT NEW 12 141.000 E8 103261?12 6.0000 9951330UN US YREAS 88 FUTURE SEC 12 582.00- OCT 12 142.000 E0 00521212 5.0000 99F133QFZ US TREAS Bi) FUTURE SEP 12 4,436.88 844.38* CALL. JUL 12 151.000 ED SEZZIEQ 5.0000 99F1339RC US TREAS BE) FUTURE SEP 12 2,390.00 485.00- PUT JUL 12 341.000 ED 06(221?12 2.0000 99F1339R8 US TREAS BE) 12 808.00 19400.. PUT JUL 12 141000 ED 06i22i12 $0000 99F1339FD US TREAS BGND FUTQRE SEP 12 5,227.25 2.063.38? CALL JUL 12 150.000 58 BNY MELLON 000 5500 NFL GCALUD BERT BELLEPETE ROZELLE NFL RET OVERALL COMPOSSTE PAR VALUE 4:9! ?2.0000 38.0303 6.0808 "(.0000 23.0006 10.0000 10.0000 34.0090 7.0000 16609 "3.0600 48.0000 FINAL SECURETY i0 PENDING 1NDICATES PENBWG iN PRIOR YEAR QQFISQLQA 99F1399QN 89F13912A 99F139C3A 991321 270315: 120913 SECURITY E3580 us. ULTRA 30mTREAS m3 Fm? {can EXP DEC 12 US 20 YR TREAS NTS 12 PUT JUN 12 128.900 ED 051?252?12 US YR YREAS MKS FUT 13 PUT 13 127.000 ED (35124513 38 $0 YR TREAS NTS EXP 12 US NTS FUT MAR '13. CALL FEB 13 133.500 ED 1f2?I13 US TREAS NTS PUT MAR CALL FEB 13 134.500 ES ?25:43 US 10YR TREAS NTS FUTURE (CSTPUT {081'} DEC 22- US YREAS NTS EXP MAR US ZYR TREAS NTS FUTURE EXP SEP ?2 US SYR TREAS HTS FUY (CBT) SEP 12 2313-03-31 CYCLE 3 12:09:12 RUN DATE: 27-JUN-13 5&00 0F ASSETS WITHEN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2012 THROUGH 31 MARCH 2813 COST .00 .08 .00 3,258.50 .00 2,688.75? .00 .00 .00 .00 .00 PRQCEEQS 2,832.03* 350.88? 53,078.13 436.25 905.QG 14,031.25? 281.24 984.3?~ 1,250.01- 33,031.26- BNY MELLON 5500 FINAL 120913 2&13003031 CYCLE 3 12:09:12 RUH DATE: 5500 ACQEJESETIONSIDISPOSITIGNS OF ASSETS WWHEN SAME PLAN YEAR REPORT PAGE: NFL FOR THE PERJQQ APRIL 2012 THROUGH. 31 MARCH 2013 M2574E BERT BELUPETE ROZELLE NFL OVERALL COMPOSITE FAR VALUE SECUWTY SECURETY COST PROCEEDS PENDENG SETTLEMENT 5N PRIOR. YEAR. 46.0000 99F183L2A US SYR TREAS N78 .00 8,664.04? EXP DEC 12 41.0800 99F183C3A US. SYR TREAS HTS .00 3.328.16 EXP MR 13 20,000.0000 98212819035 WK ENERGY WC 20,000.00? 6,1300% 01f?15f2022 DD 111'34!? 10.0008 99F167F3C QGGAY EUROBOLLAR .00 237.50 EXP JUN 13 .0000 99F167F4C SOD-AV EUROQOLLAR FUTURE (CME) .00 8?.50 EXP JUN. 14 18.0000 99F167F50 BOQAY EUROBOLLAR FUTURE (CME) .00 1,487.50 EXP .EUN 7.0000 995:187836 QODAY EUROBOLLAR FUTURE (CME) .00 4,900.00 EXP MAR 27.0000 QODAY EUROBOLLAR FUTURE (CME) .00 4,3000% EXP MAR ?14 15'? BNY MELLON 5500 FINAL 7.20913 SERIES OF TRANSACTIONS 1N EXCESS OF FIVE PERCENT OF THE CURRENT VALUE OF THE PLAN ASSETS PAGE: 1 FOR THE PERIOD 0? APRIL 2012 31 MARCH 2013 T6500 2013?0343;? CYCLE 3 32:09:12 RUN DANE: NFL GCALMU BERT ROZE-LLE NFL OVERALL COMPGSITE TRAN PAR VALUES 5.634.496.44 12.198.957.52 551.950.464.59 479.441.983.27 59.403.251.64 54.583.314.32 59.8?118 48,062.53 102.610.052.00 102.61 0.05200 SECURITY DESCRIPTION PIMCO DIVERSEFIEB FUNO PIMCO FUND BNY MELLON CASH RESERVE 0.010% 32/33i2049 DO 06i26i9? BNY MELLON CASE RESERVE 0.010% 12.!3if2049 DO 06f26i9? EB TEMP WV VAR RT 12331549 FEE CL 15 EB TEMP WV F0 VAR EZJEIEMQ FEE (St. 15 CASIH ON CASH 0N STOBMN 88 8V STOCK INDEX EB DV STOCK FUND COMMIT TO FUR MUTUAL FE) TO FUR COST OF 105.006.288.91 .00 12..1?8.96?.52 .00 551,950.464.59 .00 $9,403,251.54 .00 ?03493951? .00 102.610.052.00 .00 5% VALUE: ROC FEEDS FROM SAEJTZS .00 67.611.000.00 .00 185.181.81?34 .80 .00 54.583.314.32 .90 85.812.756.53 .00 102.610.052.00 69.198.698.28 COST OF ASSEYS DISPOSEQ .00 53.923.918.30 .00 .00 4?9.4?1.983.2? .00 5%.58331432 .00 81.282.133.15 .00 102.610.052.00 SS .00 3,687,083.70 .00 .00 .00 .00 .00 .00 .00 4,550,823.38 .00 .00 :50? BNY LLON 5500 120913 SINGLE TRANSACWONS IN EXCESS OF FIVE OF THE VALUE OF THE PLAN ASSEYS NFL FOR THE PERIOD APRIL 2012 MARCH 2013 BERT BELUPEYE ROZELLE NFL REIT OVERALL TRAN CODE PAR VALUE SECURRY 8 1?3.002.508.08 BNY MELLON CASH RESERVE 0.010%. Di} 06f26i97 8 92.??2.444.52 EB TEMPORARY 1? 0.105% 333232040 0811f0?01 7RANSACTZON EXPENSE .00 .00 2013-03-31 CYCLE 3 12:09:12 RUN DATE: PAGE: 1 T6400 5% VALUE: COST OF PURCHASES .00 PROCEEDS COST OF ASSEYS FROM SALES DESPOSED GAINILOSS .00 .03 .00 ?00 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions 1. Normal Retirement Pension (a) Age Requirement: 55 (b) Service Requirement: For Benefit Credits, three Credited Seasons for those active after 1992. (A player will, under certain circumstances, become vested even if he does not meet the preceding requirements if he has 10 years of service with Clubs in the NFL due to any employment, such as a coach.) For Legacy Credits, vested player taking into account Credited Seasons prior to 1993 and alive on August 4, 2011. (c) Monthly Amount: Credited Season Before 1982 Benefit Credit $250 1982 to 1992 255 1993 and 1994 265 1995 and 1996 315 1997 365 1998 to 2011 470 2012 to 2014 560 2015 to 2017 660 2018 through the Plan Year that begins prior to the expiration of the Final League Year 760 Credited Season Legacy Credit Before 1975 124 1975 to 1992 108 I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 2. 3. 4. 5. Early Retirement Pension (Only for players who have a Credited Season prior to 1993) (a) Age Requirement: 45 through 54 (b) Service Requirement: Same as 1(b) above. (c) Monthly Amount: Normal pension actuarially reduced to reflect earlier benefit payments. Deferred Retirement Pension (a) Age Requirement: Over age 55 to age 65 (b) Service Requirement: Same as 1(b) above. (c) Monthly Amount: payments. Normal pension actuarially increased to reflect delayed benefit Total and Permanent Disability (a) Age Requirement: N/A (b) Service Requirement: None if active, otherwise service required for vested status. (c) Monthly Amount: Normal pension earned except that benefit will be no less than $4,000 if disability is for active football, active nonfootball, or inactive category A and $4,167 for inactive category B ($5,000 in 2016, $3,334 in 2021). An additional $100 per month will be paid for each dependent child for a player whose application was filed prior to April 1, 2007. Line-of-Duty Disability (a) Age Requirement: None (b) Service Requirement: None (c) Duration of Payments: 90 months (d) Nature of Disability: The disability must have arisen out of football activities and must be expected to persist for at least 12 months and result in player’s retirement from professional football. The disability must be substantial in the sense that it results in a major bodily impairment with the percentage loss of function depending upon the particular part of the body involved. (e) Monthly Amount: Normal pension earned, but not less than $2,000 per month for applications after September 1, 2011. Minimum increases in $500 increments on January 1 of 2013, 2015, 2017, 2019 and 2021. I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 6. 7. 8. Early Payment Benefit (Not applicable to players who do not have a Credited Season prior to 1993) (a) Age Requirement: None (b) Service Requirement: Vested and left football on or after March 1, 1977. (c) Amount: A lump sum equal to 25% of the actuarial present value of the player’s benefit credits as of the date of payment. If the player makes application for this benefit after March 31, 1982, any and all future benefits payable (normal or early retirement, death or disability) will be reduced 25%. If application was made prior to April 1, 1982, only the normal or early retirement benefit will be reduced 25%. Pre-retirement Widow’s and Surviving Children’s Benefit (a) Eligibility Requirement: Active player or vested inactive player and survived by widow or dependent children. (b) Monthly Amount: 50% of the normal pension accrued, but not less than $9,000 per month for the 48 months immediately following death and no less than $3,600 per month thereafter. (For vested players not active in a season after 1976, the $3,000 minimum benefit is not applicable. For vested players active in a season after 1976, but not after 1981, the $9,000 minimum benefit is $6,000.) Minimum increases to $4,000 on January 1, 2014 and to $4,400 on January 1, 2018. (c) Duration of Payment: Benefits are paid to the widow until her death or remarriage. If there are surviving dependent children at the point that the widow’s benefit ceases, payments will continue to the children until they reach age 19, or age 23 if in college. If any dependent child is mentally or physically incapacitated, benefits will continue for the child’s lifetime. Spouse’s Pre-retirement Death Benefit The surviving spouse of a married vested player is eligible to receive a spouse’s preretirement death benefit. The spouse’s preretirement death benefit is the benefit which would have become payable to such surviving spouse upon the death of such player as if he had retired and died on the day following his annuity starting date and elected benefits in the form of a Joint and Survivor annuity. The benefit begins to be paid as of the first day of the month following the date of the death of the vested player or, if later, the first day of the month following the month in which such player would have reached his early retirement date had he lived to that date. The monthly benefit payments continue for the life of the surviving spouse. If a spouse is eligible to receive the benefit described in this section and the benefit described in 7 above, she elects which one of the two benefits she is to receive. I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 9. Post-retirement Death Benefit (a) Eligibility Requirement: Upon retirement, pensioners may elect to receive benefit payments in various alternative forms involving survivor benefit protection. (b) Monthly Benefit Amount: When a player elects a form of pension involving survivor benefit rights, the amount payable to him is actuarially reduced. Upon the player’s death, the designated percentage of the pensioner’s benefit is thereafter continued for the balance of the beneficiary’s lifetime. Alternatively, the player may elect that his benefit payments will be made for at least 10 years. If he dies prior to that time, payments will be continued to the designated beneficiary for the remainder of the 10-year period. I:\clients\db\NFL\BertBell\Hyper\2012 SchMB Attach_Plan Provisions.doc