Form 5500 Department of the Treasury Internal Revenue Service Annual Return/Report of Employee Benefit Plan This form is required to be filed for employee benefit plans under sections 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and sections 6047(e), 6057(b), and 6058(a) of the Internal Revenue Code (the Code). Department of Labor Employee Benefits Security Administration  Complete all entries in accordance with the instructions to the Form 5500. 2013 This Form is Open to Public Inspection Pension Benefit Guaranty Corporation Part I OMB Nos. 1210-0110 1210-0089 Annual Report Identification Information For calendar plan year 2013 or fiscal plan year beginning 04/01/2013 X a multiemployer plan; A This return/report is for: B This return/report is: and ending 03/31/2014 X a single-employer plan; X a multiple-employer plan; or X a DFE (specify) _C_ X the first return/report; X an amended return/report; X the final return/report; X a short plan year return/report (less than 12 months). C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X X Form 5558; X automatic extension; X the DFVC program; D Check box if filing under: X special extension (enter description) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Part II Basic Plan Information—enter all requested information 1a Name of plan ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1b Three-digit plan 2a Plan sponsor’s name and address; include room or suite number (employer, if for a single-employer plan) 2b Employer Identification 1c 001 001 number (PN)  Effective date of plan 09/09/1962 YYYY-MM-DD Number (EIN) 13-6043636 012345678 RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 200 ST. PAUL STREET, SUITE 2420 c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI BALTIMORE, MD 21202 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK 2c Sponsor’s telephone number 0123456789 410-685-5069 2d Business code (see instructions) 711210 012345 Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established. Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules, statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete. SIGN HERE SIGN HERE SIGN HERE 01/12/2015 YYYY-MM-DD RICHARD CASSABCDEFGHI ABCDEFGHI ABCDE ABCDEFGHI Signature of plan administrator Date Enter name of individual signing as plan administrator Filed with authorized/valid electronic signature. 01/12/2015 YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE JEFFREY VAN NOTE Signature of employer/plan sponsor Date Enter name of individual signing as employer or plan sponsor YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Filed with authorized/valid electronic signature. Signature of DFE Date Enter name of individual signing as DFE Preparer’s name (including firm name, if applicable) and address; include room or suite number. (optional) Preparer’s telephone number ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (optional) ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Form 5500 (2013) v. 130118 Form 5500 (2013) Page 2 3a Plan administrator’s name and address X Same as Plan Sponsor Name X Same as Plan Sponsor Address ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK 4 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the name, 3b Administrator’s EIN 012345678 3c Administrator’s telephone number 0123456789 4b EIN 012345678 a Sponsor’s name 4c PN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012 5 Total number of participants at the beginning of the plan year 11748 123456789012 5 6 Number of participants as of the end of the plan year (welfare plans complete only lines 6a, 6b, 6c, and 6d). EIN and the plan number from the last return/report: a Active participants ................................................................................................................................................................ 6a 2182 123456789012 b Retired or separated participants receiving benefits ............................................................................................................. 6b 3371 123456789012 c Other retired or separated participants entitled to future benefits.......................................................................................... 6c 5917 123456789012 d Subtotal. Add lines 6a, 6b, and 6c....................................................................................................................................... 6d 11470 123456789012 e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits. ................................................ 6e 583 123456789012 f Total. Add lines 6d and 6e. ................................................................................................................................................. 6f 12053 123456789012 6g 123456789012 g Number of participants with account balances as of the end of the plan year (only defined contribution plans complete this item) ............................................................................................................................................................... h Number of participants that terminated employment during the plan year with accrued benefits that were 123456789012 less than 100% vested ......................................................................................................................................................... 6h 7 Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item)......... 7 32 8a If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions: 1B b If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions: 4F 4H 4L 9a Plan funding arrangement (check all that apply) 9b Plan benefit arrangement (check all that apply) (1) X Insurance (1) X Insurance (2) X Code section 412(e)(3) insurance contracts (2) X Code section 412(e)(3) insurance contracts (3) X Trust (3) X Trust (4) X General assets of the sponsor (4) X General assets of the sponsor 10 Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions) a Pension Schedules (1) X R (Retirement Plan Information) (2) (3) X X b General Schedules H (Financial Information) (1) X MB (Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information) - signed by the plan actuary (2) SB (Single-Employer Defined Benefit Plan Actuarial Information) - signed by the plan actuary (5) X I (Financial Information – Small Plan) 0 A (Insurance Information) X ___ X C (Service Provider Information) X D (DFE/Participating Plan Information) X G (Financial Transaction Schedules) (3) (4) (6) SCHEDULE MB OMB No. 1210-0110 Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration 2013 This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6059 of the Internal Revenue Code (the Code). This Form is Open to Public Inspection Pension Benefit Guaranty Corporation  File as an attachment to Form 5500 or 5500-SF. For calendar plan year 2013 or fiscal plan year beginning and ending 04/01/2013 03/31/2014 Round off amounts to nearest dollar. Caution: A penalty of $1,000 will be assessed for late filing of this report unless reasonable cause is established. A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLANABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 or 5500-SF RETIREMENT BOARD OF BERTABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI E Type of plan: (1) X Multiemployer Defined Benefit 1a Enter the valuation date: b Assets 04 Month _________ (2) 01 Day _________ B Three-digit plan number (PN)  001 001 D Employer Identification Number (EIN) 012345678 13-6043636 X Money Purchase (see instructions) 2013 Year _________ (1) Current value of assets ...................................................................................................................... (2) Actuarial value of assets for funding standard account....................................................................... 1b(1) 1b(2) 1401307960 1370972863 c (1) Accrued liability for plan using immediate gain methods .................................................................... 1c(1) 2835418564 (2) Information for plans using spread gain methods: 1c(3) -123456789012345 -123456789012345 -123456789012345 -123456789012345 2835418564 1d(1) -123456789012345 (a) Current liability .................................................................................................................................. 1d(2)(a) (b) Expected increase in current liability due to benefits accruing during the plan year ........................... 1d(2)(b) (c) Expected release from “RPA ‘94” current liability for the plan year .................................................... 1d(2)(c) -123456789012345 5278723889 -123456789012345 76861205 -123456789012345 -123456789012345 178494956 (a) Unfunded liability for methods with bases ......................................................................................... 1c(2)(a) (b) Accrued liability under entry age normal method............................................................................... 1c(2)(b) (c) Normal cost under entry age normal method .................................................................................... 1c(2)(c) (3) Accrued liability under unit credit cost method ........................................................................................ d Information on current liabilities of the plan: (1) Amount excluded from current liability attributable to pre-participation service (see instructions) ............ (2) “RPA ‘94” information: (3) Expected plan disbursements for the plan year ....................................................................................... Statement by Enrolled Actuary 1d(3) To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in combination, offer my best estimate of anticipated experience under the plan. SIGN HERE 12/22/2014 Signature of actuary CHRISTOPHER E. FLOHR Date 14-06359 Type or print name of actuary Most recent enrollment number Firm name Telephone number (including area code) 410-547-2800 AON HEWITT 500 EAST PRATT STREET, BALTIMORE, MD 21202 Address of the firm If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see instructions For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 or Form 5500-SF. X Schedule MB (Form 5500) 2013 v. 130118 Schedule MB (Form 5500) 2013 Page 2 - 11 x 2 Operational information as of beginning of this plan year: a Current value of assets (see instructions) ...................................................................................................………… 2a b “RPA ‘94” current liability/participant count breakdown: (1) Number of participants 12345678 4060 (1) For retired participants and beneficiaries receiving payment .................................. 12345678 5782 (2) For terminated vested participants ......................................................................... (3) -123456789012345 1401307960 (2) Current liability -123456789012345 1859046710 -123456789012345 2688042755 For active participants: (a) Non-vested benefits ......................................................................................... 61140241 -123456789012345 670494183 -123456789012345 731634424 -123456789012345 -123456789012345 5278723889 (b) Vested benefits ................................................................................................ (c) Total active ...................................................................................................... 2174 12345678 12016 (4) Total ....................................................................................................................... c If the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such 2c 123.12 26.54 % percentage ........................................................................................................................................................... 3 Contributions made to the plan for the plan year by employer(s) and employees: (a) Date (MM-DD-YYYY) 03/28/2014 (b) Amount paid by employer(s) (c) Amount paid by employees 299724223 (a) Date (MM-DD-YYYY) (b) Amount paid by employer(s) (c) Amount paid by employees 0 Totals ► 3(b) 299724223 4 Information on plan status: a Enter code to indicate plan’s status (see instructions for attachment of supporting evidence of plan’s status). If 3(c) 0 4a code is “N,” go to line 5. ......................................................................................................................................... E 123.1 b Funded percentage for monitoring plan’s status (line 1b(2) divided by line 1c(3)) ................................................... 4b 48.4 % c Is the plan making the scheduled progress under any applicable funding improvement or rehabilitation plan? ............................................................. X Yes X No d If the plan is in critical status, were any adjustable benefits reduced? ........................................................................................................... X Yes X No e If line d is “Yes,” enter the reduction in liability resulting from the reduction in adjustable benefits, measured as 4e of the valuation date ............................................................................................................................................... -123456789012345 5 Actuarial cost method used as the basis for this plan year’s funding standard account computations (check all that apply): a X Attained age normal b X Entry age normal c X Accrued benefit (unit credit) d X Aggregate e X Frozen initial liability f X Individual level premium g X Individual aggregate h X Shortfall j X Other (specify): ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI AB ABCDEFGHI i X Reorganization ABCDEFGHI ABCDEFGHI C ABCDEFGHI ABCDEFGHI ABCDEFGHI DE YYYY-MM-DD k If box h is checked, enter period of use of shortfall method .................................................................................... 5k l Has a change been made in funding method for this plan year? ................................................................................................................... X Yes X No m If line l is “Yes,” was the change made pursuant to Revenue Procedure 2000-40 or other automatic approval? ............................................ X Yes X No n If line l is “Yes,” and line m is “No,” enter the date (MM-DD-YYYY) of the ruling letter (individual or class) YYYY-MM-DD 5n approving the change in funding method ................................................................................................................ 6 Checklist of certain actuarial assumptions: a Interest rate for “RPA ‘94” current liability. ...................................................................................................................................... 6a b Rates specified in insurance or annuity contracts .................................... 123.12 3.69 % Pre-retirement Post-retirement X Yes X X No X N/A X Yes X No X N/A c Mortality table code for valuation purposes: (1) Males .................................................................................... 6c(1) (2) Females ................................................................................ 6c(2) A A A A 123.12 7.25 % d Valuation liability interest rate ...................................................... 6d e Expense loading ......................................................................... 6e 123.12 47.6 % X N/A f Salary scale ................................................................................ 6f 123.12% X N/A 123.12 7.25 % 123.12 0.6 % X N/A g Estimated investment return on actuarial value of assets for year ending on the valuation date ...................... 6g -123.1 3.5 % h Estimated investment return on current value of assets for year ending on the valuation date......................... 6h -123.1 7.8 % Schedule MB (Form 5500) 2013 Page 3 - 11 x 7 New amortization bases established in the current plan year: (1) Type of base A3 A1 A (2) Initial balance (3) Amortization Charge/Credit 1250357 -123456789012345 11714505 -123456789012345 -123456789012345 12023238 -123456789012345 112644876 -123456789012345 -123456789012345 8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date (MM-DD-YYYY) of the 8a YYYY-MM-DD b Is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) If “Yes,” attach schedule. c Are any of the plan’s amortization bases operating under an extension of time under section 412(e) (as in effect prior to X Yes X No ruling letter granting the approval ........................................................................................................................... 2008) or section 431(d) of the Code? ................................................................................................................................ . X Yes X No d If line c is “Yes,” provide the following additional information: X Yes X No (1) Was an extension granted automatic approval under section 431(d)(1) of the Code? ....................................... (2) If line 8d(1) is “Yes,” enter the number of years by which the amortization period was extended...................... 8d(2) (3) Was an extension approved by the Internal Revenue Service under section 412(e) (as in effect prior to 2008) or 431(d)(2) of the Code? ........................................................................................................................ (4) If line 8d(3) is “Yes,” enter number of years by which the amortization period was extended (not including 8d(4) the number of years in line (2)) ......................................................................................................................... (5) If line 8d(3) is “Yes,” enter the date of the ruling letter approving the extension ................................................ 8d(5) (6) If line 8d(3) is “Yes,” is the amortization base eligible for amortization using interest rates applicable under section 6621(b) of the Code for years beginning after 2007? .................................................................................................... 12 X Yes X No 12 YYYY-MM-DD X Yes X No e If box 5h is checked or line 8c is “Yes,” enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfall method or extending the amortization base(s) .............................................................................................................................................. 8e -123456789012345 9 Funding standard account statement for this plan year: Charges to funding standard account: a Prior year funding deficiency, if any........................................................................................................................ 9a -1234567890123450 b Employer’s normal cost for plan year as of valuation date ...................................................................................... 9b 33473934 -123456789012345 Outstanding balance c Amortization charges as of valuation date: (1) All bases except funding waivers and certain bases for which the amortization period has been extended ..................................................... 9c(1) -123456789012345 2067723526 -123456789012345 240448528 (2) Funding waivers ........................................................................................ 9c(2) -123456789012345 -123456789012345 (3) Certain bases for which the amortization period has been extended .......... 9c(3) -123456789012345 -123456789012345 d Interest as applicable on lines 9a, 9b, and 9c ......................................................................................................... e Total charges. Add lines 9a through 9d .................................................................................................................. 9d 19859378 -123456789012345 9e 293781840 -123456789012345 f Prior year credit balance, if any .............................................................................................................................. 9f 351051681 -123456789012345 g Employer contributions. Total from column (b) of line 3 .......................................................................................... 9g 299724223 -123456789012345 Credits to funding standard account: Outstanding balance h Amortization credits as of valuation date ......................................................... 9h 252226144 -123456789012345 i Interest as applicable to end of plan year on lines 9f, 9g, and 9h............................................................................ 9i 47373516 -123456789012345 29058302 -123456789012345 j Full funding limitation (FFL) and credits: (1) ERISA FFL (accrued liability FFL) ........................................................... 9j(1) 1983021736 -123456789012345 (2) “RPA ‘94” override (90% current liability FFL) ......................................... 9j(2) 3548873199 -123456789012345 (3) FFL credit ....................................................................................................................................................... 9j(3) -123456789012345 k (1) Waived funding deficiency .............................................................................................................................. 9k(1) -123456789012345 Other credits .................................................................................................................................................. 9k(2) -123456789012345 l Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(2) ................................................................................... 9l 727207722 -123456789012345 m Credit balance: If line 9l is greater than line 9e, enter the difference ....................................................................... 9m 433425882 -123456789012345 n Funding deficiency: If line 9e is greater than line 9l, enter the difference ................................................................ 9n -123456789012345 (2) Schedule MB (Form 5500) 2013 Page 4 9 o Current year’s accumulated reconciliation account: (1) Due to waived funding deficiency accumulated prior to the 2013 plan year ................................................. (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: (3) 9o(1) -1234567890123450 (a) Reconciliation outstanding balance as of valuation date........................................................................ 9o(2)(a) -1234567890123450 (b) Reconciliation amount (line 9c(3) balance minus line 9o(2)(a)) ............................................................. 9o(2)(b) -1234567890123450 Total as of valuation date ............................................................................................................................ 9o(3) -1234567890123450 10 -123456789012345 X Yes X No 10 Contribution necessary to avoid an accumulated funding deficiency. (See instructions.) ..................................... 11 Has a change been made in the actuarial assumptions for the current plan year? If “Yes,” see instructions. ...................... Page 1 Schedule C (Form 5500) 2011 SCHEDULE C OMB No. 1210-0110 Service Provider Information 2013 (Form 5500) Department of the Treasury Internal Revenue Service This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of Labor Employee Benefits Security Administration  File as an attachment to Form 5500. This Form is Open to Public Inspection. Pension Benefit Guaranty Corporation For calendar plan year 2013 or fiscal plan year beginning 04/01/2013 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI and ending 03/31/2014 B Three-digit plan number (PN)  001 001 C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN) ABCDEFGHI RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN 012345678 13-6043636 Part I Service Provider Information (see instructions) You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to answer line 1 but are not required to include that person when completing the remainder of this Part. 1 Information on Persons Receiving Only Eligible Indirect Compensation a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . X Yes X No b If you answered line 1a “Yes,” enter the name and EIN or address of each person providing the required disclosures for the service providers who received only eligible indirect compensation. Complete as many entries as needed (see instructions). (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation AUDAX MANAGEMENT COMPANY LLC 26-3763878 (b) Enter name and EIN or address of person who provided you disclosure on eligible indirect compensation LANDMARK EQUITY PARTNERS 06-1519082 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation BLACKSTONE REAL ESTATE DEBT STRAT 90-0928477 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation GROSVENOR CAPITAL MANAGEMENT 36-4339676 For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule C (Form 5500) 2013 v.130118 Schedule C (Form 5500) 2013 Page 2- 1 x (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PRIVATE ADVISORS 54-1886751 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation SIGULAR GUFF 13-3855629 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ENTRUST 90-0644478 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation EIG ENERGY FUND XVI, LP 46-2825629 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PICTET 98-0396762 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PANTHEON FUND 600 MONTGOMERY STREET 23RD FLOOR SAN FRANSCISCO, CA 94111 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PAYDEN & RYGEL 95-3921788 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PIMCO 33-0629048 Schedule C (Form 5500) 2013 Page 2- 1 2 x (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ARTISAN PO BOX 8412 BOSTON, MA 02266-8412 (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation (b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation Schedule C (Form 5500) 2013 Page 3 - 11 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GROOM LAW GROUP 52-1219029 (b) (c) Service Code(s) 29 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 5086529 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) AON HEWITT 22-2232264 (b) (c) Service Code(s) 11 16 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 1371739 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MELLON CAPITAL MANAGEMENT 25-6078093 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 729470 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 12 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) J.P. MORGAN INVESTMENT MANAGEMENT 13-3200244 (b) (c) Service Code(s) 28 51 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 583118 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) GRANTHAM, MAYO, VAN OTTERLOO CO. 42-1669171 (b) Service Code(s) 28 51 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 571895 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No Yes X X No X (a) Enter name and EIN or address (see instructions) THE BOSTON CO ASSET MGT (b) Service Code(s) 28 51 (c) MELLON FINANCIAL CENTER ONE BOSTON PLACE BOSTON, MA 02108-4408 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 571130 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 13 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WELLINGTON TRUST COMPANY, NA 04-2755549 (b) (c) Service Code(s) 28 51 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 550674 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No Yes X X No X (a) Enter name and EIN or address (see instructions) SUSAN CASSIDY 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 475463 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NEPC, LLC 26-1429809 (b) Service Code(s) 27 51 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 434914 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 14 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ST. PAUL PLAZA (b) (c) Service Code(s) 49 50 200 SAINT PAUL STREET SUITE 2121 BALTIMORE, MD 21202 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 420257 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NEUMEIER POMA INVESTMENT COUNSEL 77-0444891 (b) Service Code(s) 28 51 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 416440 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BENEFIT MALL (b) Service Code(s) 49 50 PO BOX 418742 BOSTON, MA 02241 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 406912 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 15 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) RIGGS, COUNSELMAN,MICHAELS & DOWNES 52-0555835 (b) (c) Service Code(s) 22 51 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 317240 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 2020 PEACHTREE ROAD NW ATLANTA, GA 30309 DAVID APPLE, MD (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 296986 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BNY MELLON ASSET SERVICING 13-5160382 (b) Service Code(s) (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 19 50 59 62 ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 293429 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 16 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ALL FLORIDA ORTHOPAEDICS 59-2681990 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 280915 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) LOOMIS SAYLES TRUST COMPANY 20-8080381 (b) (c) Service Code(s) 28 51 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 271247 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PERRY ORTHOPEDIC & SPORTS MEDICINE 56-2258322 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 267744 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 17 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) COMPULINK MANAGEMENT CENTER, INC. 95-3010597 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 229581 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 5701 W 119 STREET OVERLAND PARK, KS 66209 KANSAS CITY SPINE SPORTS MEDICINE (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 224356 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ASIA ALTERNATIVES MANAGEMENT LLC (b) Service Code(s) 28 50 (c) ONE MARITIME PLAZA, SUITE 1000 SAN FRANCISCO, CA 94111 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 215221 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 18 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WENTWORTH, HAUSER & VIOLICH 91-1631301 (b) (c) Service Code(s) 28 51 68 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 209362 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 1234567890123450 Yes X No X Yes X No Yes X X No X (a) Enter name and EIN or address (see instructions) SARAH E. GAUNT 13-6043636 (b) (c) Service Code(s) 16 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest EMPLOYEE/CONTR 123456789012 ABCDEFGHI 204944 ACTOR ABCDEFGHI 345 ABCD (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MERCER 13-2834414 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 199485 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 19 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GIANNA, JAMIE 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 177777 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) EARNEST PARTNERS, LLC 58-2386669 (b) (c) Service Code(s) 28 51 68 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 176114 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 850 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WESTERN ASSET MGT 95-2705767 (b) Service Code(s) 28 51 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 163278 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 110 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BERNSTEIN & MCCASLAND, MC, PC 58-1318583 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 152500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 2041 GEORGIA AVE, NW, STE 4300 WASHINGTON, DC 20060 TERRY L. THOMPSON, MD (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 150500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SCOTT, PAUL 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 148396 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 111 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ORRIN SHERMAN, MD (b) (c) Service Code(s) 49 50 145 E. 32ND STREET 4TH FLOOR NEW YORK, NY 10016 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 137525 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) REMOTE IT SOLUTIONS 27-3142086 (b) Service Code(s) 99 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 125933 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ADVANCED BUSINESS SYSTEMS (b) Service Code(s) 49 50 (c) PO BOX 759319 BALTIMORE, MD 21275 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 122125 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 112 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) NOBLEZA, FRANK 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 118845 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) P.O. BOX 188 MEDINA, WA 98039 ALLEN JACKSON, M.D. (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 116000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO SPORTS MED & ORTHOPAEDIC 33-0834309 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 112600 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 113 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MILLER, MICHAEL 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 111368 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 96 REYNOSA SAN ANTONIO, TX 78261 ERIC J. BRAHIN, MD (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 111000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) GREGORY MACK, MD 20-4015690 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 107890 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 114 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SUTAPA FORD, PHD (b) (c) Service Code(s) 49 50 103 MARKET STREET CHAPEL HILL, NC 27516 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 106000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) JOSEPH D. EUBANKS, PHD 74-2756720 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 105000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) THE TRAVEL STORE 95-2958880 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 104667 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 115 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CAROLINA HEADACHE INSTITUTE 27-0823332 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 101000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PRINTING CORPORATION OF AMERICA 26-2502340 (b) (c) Service Code(s) 36 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 100112 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO NERVE STUDY CENTER 33-0576174 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 99000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 116 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) DEAN DELIS, PHD ABPP 81-0608729 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 97500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 1150 CAMPO SANO AVE. SUITE 301 CORAL GABLES, FL 33146 F.HARLAN SELESNICK, MD (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 97500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) FONDREN ORTHOPEDIC GROUP 76-0363583 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 96330 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 117 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) NATIONAL REHABILITATION HOSPITAL 52-1369749 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 94500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ORTHOPEDIC CARE SPECIALISTS 65-0882367 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 93424 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PAUL S. SAENZ, MD 74-2613458 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 93030 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 118 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MARC F. SCHLOSBERG (b) (c) Service Code(s) 49 50 106 IRVING STREET, NW WASHINGTON, DC 20010 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 92000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MID STATE ORTHOPAEDIC & SPORTS 72-1310991 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 89923 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) VINCENT, SAM 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 89609 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 119 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ORTHOPAEDIC ASSOCIATES OF CHICAGO 36-2731428 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 86754 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) STEVEN W MEIER, MD 26-2053717 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 78000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MILLER, ANNETTE 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 73615 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 120 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CHARLES A. BUSH-JOSEPH, MD (b) (c) Service Code(s) 49 50 419 NORTH LINCOLN HINSDALE, IL 60521 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 72765 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) EVES, ROSE MARY 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 71554 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) R21 HOLDINGS 46-1337598 (b) Service Code(s) 16 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 69317 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 121 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MARILYN KRIEBEL 33-0098491 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 63837 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PO BOX 550045 ATLANTA, GA 30355 ATLANTA NUEROPSYCHOLOGY (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 63000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) NAPLES NEUROPSYCHOLOGY, PA 26-2833467 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 62500 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 122 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ROSE, LASHAY 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 62310 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) CORAL GABLES SPECIALTY PHYSICIANS 26-0886056 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 61517 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) EDWARD RANKIN, MD (b) Service Code(s) 49 50 (c) 7731 ROCTON COURT CHEVY CHASE, MD 20815 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 60000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 123 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) CALDWELL, CHARISSE 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 59269 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) TIMPSON, CYNTHIA 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 58861 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) GONZALEZ, JANETTE 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 53722 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 124 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WARNER, SHELLEY 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 50491 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 201 8TH STREET SOUTH NAPLES, FL 34102 MARK RUBINO, MD (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 49000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MARKWARD, MEYLI 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 48905 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 125 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) THE CORE INSTITUTE (b) Service Code(s) 49 50 3010 W AGUA FRIA FREEWAY SUITE 100 PHOENIX, AZ 85027 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 48307 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 733 US HIGHWAY 1 NORTH PALM BEACH, FL 33408 ORTHOPEDIC SPECIALTY CARE (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 48000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) THE HERTZ CORPORATION (b) Service Code(s) 49 50 (c) COMMERICAL BILLING DEPT 1124 PO BOX 121124 DALLAS, TX 75312 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 47768 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 126 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ANDERSON, MEGAN 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 47398 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) POINTCLICK TECHNOLOGIES 26-0291557 (b) (c) Service Code(s) 16 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 46586 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SAN DIEGO IMAGING MEDICAL GROUP 95-2669833 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 45940 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 127 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BANKS, ELT0N 13-6043636 (b) Service Code(s) (c) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 45595 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 200 SAINT PAUL STREET SUITE 2121 BALTIMORE, MD 21202 PARK-IT OF MARYLAND, INC. (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 45511 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) RODNEY D. VANDERPLOEG, PHD (b) Service Code(s) 49 50 (c) 5322 PRIMROSE LAKE CIRCLE SUITE F TAMPA, FL 33647 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 42000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 128 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) NAGENGAST, MARY 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 41192 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) JACKSON, SHERI 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 38777 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WEBSTER ORTHOPEDICS 94-1700181 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 38462 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 129 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BARNES JEWISH HOSPITAL 23-7309937 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 38428 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PO BOX 967 MILWAUKEE, WI 53201 ASSURANT HEALTH (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 37034 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) UNITED STATES POSTAL SERVICE (b) Service Code(s) 49 50 (c) PO BOX 2453 BALTIMORE, ME 21203 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 36150 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 130 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ABRAMS, FOSTER, NOLE & WILLIAMS 52-1854049 (b) (c) Service Code(s) 10 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 36000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) QCC INC. 52-2334679 (b) Service Code(s) 99 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 35818 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) JOHHY HUNG-CHI WEN, PHD (b) Service Code(s) 49 50 (c) 3838 CARSON STREET SUITE 334 TORRANCE, CA 90503 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 35000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 131 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) RICHARD, ELISE 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 30452 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) WASHINGTON UNIVERSITY 43-0653611 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 29995 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) FLORIDA MUSCULOSKELETAL SURG 46-1074291 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 29455 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 132 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) IMPACT OFFICE PRODUCTS (b) (c) Service Code(s) 49 50 PO BOX 403846 ATLANTA, GA 30384 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 27729 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SINGLETON, SHEREECE 13-6043636 (b) (c) Service Code(s) EMPLOYEE ABCDEFGHI ABCDEFGHI ABCD 35 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest 123456789012 27692 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) SHANNON, RONALD 13-6043636 (b) Service Code(s) 35 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI EMPLOYEE ABCDEFGHI ABCD 123456789012 27528 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 133 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) GUERNSEY OFFICE PRODUCTS (b) (c) Service Code(s) 49 50 PO BOX 10846 CHANTILLY, VA 20153 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 23734 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) HOWARD UNIVERSITY HOSPITAL 53-0196961 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 23453 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) CADENCE CAPITAL MANAGEMENT, LLC 04-3244012 (b) Service Code(s) 28 51 68 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 23249 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 0 Yes X No X Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 134 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) VERIZON WIRELESS (b) Service Code(s) 49 50 PO BOX 25505 LEHIGH VALLEY, PA 18002 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 23200 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 115 MORGAN BEND CT CHAPEL HILL, NC 27517 TIMOTHY TAFT (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 22500 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) TRIBULSKI PMR CONSULTING LLC (b) Service Code(s) 49 50 (c) 17 MARKHAM DRIVE LONG VALLEY, NJ 07853 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 21500 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 135 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) REHABILITATION INSTITUTE OF CHICAGO 36-2256036 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 21295 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) P.O. BOX 804466 KANSAS CITY, MO 64180 METLIFE (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 20608 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) FRANSISCO PEREZ (b) Service Code(s) 49 50 (c) 6560 FANNIN SUITE 1810 HOUSTON, TX 77030 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 18500 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 136 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) MICHAEL C HILTON (b) (c) Service Code(s) 49 50 3975 ROSWELL ROAD ATLANTA, GA 30342 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 17523 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PAETEC COMMUNICATIONS 16-1551095 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 16898 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) ROBERT P FUCETOLA, PHD 45-4275937 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 16000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 137 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) BARRY JORDAN, MD (b) (c) Service Code(s) 49 50 785 MAMARONECK AVE WHITE PLAINS, NY 10605 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 15000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) EDWARD J O'CONNER 20-5079634 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 14000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) M SYSTEMS INTERNATIONAL 56-1974062 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 13363 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 138 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ADVANCED RADIOLOGY OF BEVERLY HIILS (b) (c) Service Code(s) 49 50 P.O. BOX 17038 BEVERLY HILLS, CA 90209 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 13094 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 500 EAST PRATT STREET #1150 BALTIMORE, MD 21202 OFFICE TEAM (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 12562 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) BRAD THOMAS, MD 20-0635701 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 12000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 139 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SILVANA RIGGIO (b) Service Code(s) 49 50 170 EAST 87TH STREET WEST 20C NEW YORK, NY 10128 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 12000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 8705 BOLLMAN PLACE SUITE 300 SAVAGE, MD 20763 RAPID RESPONSE DELIVERY (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 10059 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MAURY DONNELLY & PARR (b) Service Code(s) 49 50 (c) 24 COMMERCE STREET BALTIMORE, MD 21202 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 8081 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 140 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) SPORTS MEDICINE ASSO OF SAN ANTONIO 90-0120192 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 8043 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 1 MERCANTILE STREET WORCHESTER, MA 01608 PROVIDENT LIFE & ACCIDENT INS CO (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 7428 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MAILFIANCE (b) Service Code(s) 49 50 25881 NETWORK PLACE CHICAGO, IL 60673 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 7306 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 141 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) LOREN SPANN (b) (c) Service Code(s) 49 50 31 JOHN DRIVE ANNADALE, NJ 08801 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 7250 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) PROVIDENCE HOSPITAL 52-1275587 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6845 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) GENWORTH LIFE INSURANCE CO (b) Service Code(s) 49 50 (c) PO BOX 79744 BALTIMORE, MD 21279 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 6516 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 142 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) ADP, LLC ONE ADP DRIVE AUGUSTA, GA 30909 (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6211 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 1160 VARNUN STREET, NE, STE, 312 WASHINGTON, DC 20017 RANKIN ORTHOPAEDIC & SPORTS MED CEN (b) (c) Service Code(s) 49 50 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) JOSEPH B BAIRD, MD 58-1453366 (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 6000 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 3 - 143 x 2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). (a) Enter name and EIN or address (see instructions) WILLIAM GARMOE, PHD (b) Service Code(s) 49 50 (c) 14300 GALLANT FOX LANE SUITE 107 BOWIE, MD 20715 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 6000 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) 231 AZALEA CT TOMS RIVER, NJ 08753 CARRIE NEWSOME (b) Service Code(s) 49 50 (c) (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest NONE ABCDEFGHI ABCDEFGHI ABCD 123456789012 5700 345 (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. 123456789012345 Yes X No X Yes X No X Yes X No X (a) Enter name and EIN or address (see instructions) MICHAEL BRUNET, MD (b) Service Code(s) 49 50 (c) 238 BEVERLY DRIVE METAIRIE, LA 70001 (d) (e) Relationship to Enter direct Did service provider receive indirect employer, employee compensation paid organization, or by the plan. If none, compensation? (sources other than plan or plan person known to be enter -0-. sponsor) a party-in-interest ABCDEFGHI NONE ABCDEFGHI ABCD 123456789012 5560 345 Yes X No X (f) (g) (h) Did indirect compensation Enter total indirect Did the service include eligible indirect compensation received by provider give you a compensation, for which the service provider excluding formula instead of plan received the required eligible indirect an amount or disclosures? compensation for which you estimated amount? answered “Yes” to element (f). If none, enter -0-. Yes X No X Yes X No X Schedule C (Form 5500) 2013 Page 4- 1 1 x Part I Service Provider Information (continued) 3 If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as many entries as needed to report the required information for each source. (a) Enter service provider name as it appears on line 2 (d) Enter name and EIN (address) of source of indirect compensation (a) Enter service provider name as it appears on line 2 (d) Enter name and EIN (address) of source of indirect compensation (a) Enter service provider name as it appears on line 2 (d) Enter name and EIN (address) of source of indirect compensation (b) Service Codes (see instructions) (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. (b) Service Codes (see instructions) (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. (b) Service Codes (see instructions) (c) Enter amount of indirect compensation (e) Describe the indirect compensation, including any formula used to determine the service provider’s eligibility for or the amount of the indirect compensation. Schedule C (Form 5500) 2013 Page 5- 1 x Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD ABCD (a) Enter name and EIN or address of service provider (see instructions) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCD ABCD ABCD (b) Nature of Service Code(s) 10 11 12 13 (b) Nature of Service Code(s) 10 11 12 13 (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (c) Describe the information that the service provider failed or refused to provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE (b) Nature of (c) Describe the information that the service provider failed or refused to 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to 10 11 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) Nature of (c) Describe the information that the service provider failed or refused to Service Code(s) Service Code(s) Service Code(s) Service Code(s) provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE provide ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI provide ABCDE ABCDE ABCDE ABCDE ABCDE ABCDE Schedule C (Form 5500) 2013 Part III a c d (complete as many entries as needed) ABCDEFGHI ABCDEFGHI Name: ALVIN WINTERS ABCDEFGHI ABCDEFGHI Position: ENROLLED ACTUARY ABCDEFGHI Address: AONABCDEFGHI HEWITT 500 E. PRATT STREET ABCDEFGHI ABCDEFGHI BALTIMORE, MD 21202 Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d Name: Position: Address: Explanation: a c d x Termination Information on Accountants and Enrolled Actuaries (see instructions) Explanation: a c d Page 6- 1 1 Name: Position: Address: Explanation: ABCDEFGHI ABCD 123456789 22-2232264 b EIN: ABCD ABCDEFGHI ABCD 1234567890 e Telephone: 410-547-2916 ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI MR. ABCDEFGHI WINTERS IS NOABCDEFGHI LONGER EMPLOYED AT AON HEWITT. AS A RESULT, THE ENROLLED ACTUARY HAS CHANGED. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b EIN: 123456789 ABCD 1234567890 e Telephone: ABCD ABCD ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI SCHEDULE D DFE/Participating Plan Information OMB No. 1210-0110 (Form 5500) Department of the Treasury Internal Revenue Service 2013 This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). Department of Labor Employee Benefits Security Administration For calendar plan year 2013 or fiscal plan year beginning  File as an attachment to Form 5500. 04/01/2013 This Form is Open to Public Inspection. and ending 03/31/2014 A Name of plan B Three-digit 001 BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 001 plan number (PN)  ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan or DFE sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN) ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678 RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN 13-6043636 ABCDEFGHI Part I Information on interests in MTIAs, CCTs, PSAs, and 103-12 IEs (to be completed by plans and DFEs) (Complete as many entries as needed to report all interests in DFEs) a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV GLOBAL ALPHA I ABCDEFGHI FUND ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C c EIN-PN 13-5160382-001 82037242 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) INVESTMENT FUND ABCDEFGHI ABCD a Name of MTIA, CCT, PSA, or 103-12 IE: EB TEMPORARY ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 182600453 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) STRATEGICABCDEFGHI PROPERTY FUND a Name of MTIA, CCT, PSA, or 103-12 IE: JP MORGAN ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 59760520 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) INTL SIF a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 58010394 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL AGG BIF ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C c EIN-PN 13-5160382-001 56748717 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) CAPITAL DIVERSIFIED FUND ABCDEFGHI ABCD a Name of MTIA, CCT, PSA, or 103-12 IE: ENTRUST ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 23627535 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) LCG SIF a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 21481243 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Schedule D (Form 5500) 2013 v. 130118 Schedule D (Form 5500) 2013 Page 2 - 11 x LCV SIF a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 22146753 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) CREDITABCDEFGHI ASSET TR CL BABCDEFGHI ABCD a Name of MTIA, CCT, PSA, or 103-12 IE: LOOMIS SAYLES ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 59463809 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) LOCAL CURR GLOBAL a Name of MTIA, CCT, PSA, or 103-12 IE: PICTET EMERGING ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 37489061 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL SIF ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 1290657 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) MARKETS EQUITY a Name of MTIA, CCT, PSA, or 103-12 IE: TBC EMERGING ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 75965761 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) LGE CAP SIF ABCDEFGHI ABCDEFGHI ABCD a Name of MTIA, CCT, PSA, or 103-12 IE: EB DV NSL ABCDEFGHI THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or C 28911044 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) RATE HI INCOME FUND a Name of MTIA, CCT, PSA, or 103-12 IE: WA FLTGABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or E 1945263 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) US HI YIELD SEC a Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO OPPORTUNISTIC ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD THE BANK OF NEW YORK MELLON ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or E 2881350 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) INTL INVESTMENT a Name of MTIA, CCT, PSA, or 103-12 IE: WAMCO OPPORTUNISTIC ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI THE BANK OF NEW YORK MELLON b Name of sponsor of entity listed in (a): ABCDEFGHI d Entity e Dollar value of interest in MTIA, CCT, PSA, or E 1141218 c EIN-PN 13-5160382-001 123456789-123 1 -123456789012345 code 103-12 IE at end of year (see instructions) a Name of MTIA, CCT, PSA, or 103-12 IE: b Name of sponsor of entity listed in (a): c EIN-PN 123456789-123 d Entity code ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI e Dollar value of interest in MTIA, CCT, PSA, or 1 -123456789012345 103-12 IE at end of year (see instructions) Schedule D (Form 5500) 2013 Page 3 - 11 x 6 Part II Information on Participating Plans (to be completed by DFEs) (Complete as many entries as needed to report all participating plans) a Plan name b Name of plan sponsor ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN b Name of plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123 a Plan name a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor a Plan name b Name of plan sponsor ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN ABCDEFGHI 123456789-123 SCHEDULE H OMB No. 1210-0110 Financial Information (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the Internal Revenue Code (the Code). Pension Benefit Guaranty Corporation  File as an attachment to Form 5500. For calendar plan year 2013 or fiscal plan year beginning 04/01/2013 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI and ending B ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI RETIREMENT OF BERT ABCDEFGHI BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI 2013 This Form is Open to Public Inspection 03/31/2014 Three-digit plan number (PN)  001 001 D Employer Identification Number (EIN) 012345678 13-6043636 Part I Asset and Liability Statement 1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report the value of the plan’s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 1b(1), 1b(2), 1c(8), 1g, 1h, and 1i. CCTs, PSAs, and 103-12 IEs also do not complete lines 1d and 1e. See instructions. Assets a Total noninterest-bearing cash ...................................................................... b Receivables (less allowance for doubtful accounts): (a) Beginning of Year (b) End of Year 1a -123456789012345 -123456789012345 (1) Employer contributions.......................................................................... 1b(1) (2) Participant contributions ........................................................................ 1b(2) (3) Other..................................................................................................... 1b(3) -123456789012345 -123456789012345 41349457 -123456789012345 -123456789012345 -123456789012345 127604619 -123456789012345 4892057 -123456789012345 25116324 -123456789012345 2375772 -123456789012345 26300355 -123456789012345 8730441 -123456789012345 9923268 -123456789012345 10942701 -123456789012345 8969086 -123456789012345 426988 -123456789012345 71137744 -123456789012345 258614610 -123456789012345 -123456789012345 66051960 -123456789012345 -123456789012345 709533188 -123456789012345 -123456789012345 -123456789012345 5967831 -123456789012345 c General investments: (1) Interest-bearing cash (include money market accounts & certificates of deposit)............................................................................................ 1c(1) (2) U.S. Government securities .................................................................. 1c(2) (3) Corporate debt instruments (other than employer securities): (A) Preferred ........................................................................................ 1c(3)(A) (B) All other .......................................................................................... 1c(3)(B) (4) Corporate stocks (other than employer securities): (A) Preferred ........................................................................................ 1c(4)(A) (B) Common......................................................................................... 1c(4)(B) (9) Value of interest in common/collective trusts ......................................... 1c(9) (10) Value of interest in pooled separate accounts ....................................... 1c(10) (11) Value of interest in master trust investment accounts ............................ 1c(11) (12) Value of interest in 103-12 investment entities ....................................... (13) Value of interest in registered investment companies (e.g., mutual funds).................................................................................... (14) Value of funds held in insurance company general account (unallocated contracts) .............................................................................................. 1c(12) -1234567890123450 107591195 -123456789012345 185061706 -123456789012345 66454112 -123456789012345 -123456789012345 -123456789012345 714438012 -123456789012345 -123456789012345 -123456789012345 4585039 -123456789012345 1c(13) -123456789012345 319878239 -123456789012345 391086845 1c(14) -123456789012345 -123456789012345 (15) Other ..................................................................................................... 1c(15) 1811284 -123456789012345 2107590 -123456789012345 (5) Partnership/joint venture interests ......................................................... 1c(5) (6) Real estate (other than employer real property) ..................................... 1c(6) (7) Loans (other than to participants) .......................................................... 1c(7) (8) Participant loans .................................................................................... 1c(8) For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule H (Form 5500) 2013 v. 130118 Schedule H (Form 5500) 2013 Page 2 1d Employer-related investments: (a) Beginning of Year (1) Employer securities .................................................................................. 1d(1) (2) Employer real property ............................................................................. 1d(2) 1e Buildings and other property used in plan operation ....................................... 1f Total assets (add all amounts in lines 1a through 1e) ..................................... Liabilities 1g Benefit claims payable.................................................................................... 1h Operating payables ........................................................................................ 1i Acquisition indebtedness ................................................................................ 1j Other liabilities................................................................................................ 1k Total liabilities (add all amounts in lines 1g through1j) .................................... Net Assets 1l Net assets (subtract line 1k from line 1f) ......................................................... (b) End of Year -123456789012345 -123456789012345 -123456789012345 1489831134 -123456789012345 -123456789012345 -123456789012345 -123456789012345 1681119289 -123456789012345 1k -123456789012345 3393676 -123456789012345 -123456789012345 85129500 -123456789012345 88523176 -123456789012345 -123456789012345 3651672 -123456789012345 -123456789012345 60297961 -123456789012345 63949633 -123456789012345 1l 1401307958 -123456789012345 1617169656 -123456789012345 1e 1f 1g 1h 1i 1j Part II Income and Expense Statement 2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 2a, 2b(1)(E), 2e, 2f, and 2g. (a) Amount Income (b) Total a Contributions: (1) Received or receivable in cash from: (A) Employers................................. 2a(1)(A) (B) Participants ...................................................................................... 2a(1)(B) (C) Others (including rollovers) ............................................................... 2a(1)(C) (2) Noncash contributions .............................................................................. 2a(2) (3) Total contributions. Add lines 2a(1)(A), (B), (C), and line 2a(2)................. 2a(3) 299724223 -123456789012345 -123456789012345 -123456789012345 -123456789012345 299724223 -123456789012345 b Earnings on investments: (1) Interest: (A) Interest-bearing cash (including money market accounts and certificates of deposit)....................................................................... 2b(1)(A) -123456789012345 163 (B) U.S. Government securities .............................................................. 2b(1)(B) (C) Corporate debt instruments .............................................................. 2b(1)(C) (D) Loans (other than to participants) ..................................................... 2b(1)(D) (E) Participant loans ............................................................................... 2b(1)(E) 911966 -123456789012345 792784 -123456789012345 -123456789012345 -123456789012345 1178800 -123456789012345 (F) Other ................................................................................................ 2b(1)(F) (G) Total interest. Add lines 2b(1)(A) through (F) .................................... 2b(1)(G) (2) Dividends: (A) Preferred stock .................................................................. 2b(2)(A) (B) Common stock.................................................................................. 2b(2)(B) (C) Registered investment company shares (e.g. mutual funds) ............. 2b(2)(C) (D) Total dividends. Add lines 2b(2)(A), (B), and (C) 2b(2)(D) (3) Rents........................................................................................................ 2b(3) (4) Net gain (loss) on sale of assets: (A) Aggregate proceeds ...................... 2b(4)(A) (B) Aggregate carrying amount (see instructions) ................................... 2b(4)(B) (C) Subtract line 2b(4)(B) from line 2b(4)(A) and enter result ................. 2b(4)(C) (5) Unrealized appreciation (depreciation) of assets: (A) Real estate........................ 2b(5)(A) (B) Other ................................................................................................ (C) Total unrealized appreciation of assets. Add lines 2b(5)(A) and (B)................................................................ 2b(5)(B) 2b(5)(C) 2883713 -123456789012345 869 -123456789012345 1268046 -123456789012345 10673775 11942690 -123456789012345 -123456789012345 271532868 -123456789012345 261753983 -123456789012345 9778885 -123456789012345 -123456789012345 26887121 -123456789012345 -123456789012345 26887121 Schedule H (Form 5500) 2013 Page 3 (a) Amount 2b(6) (7) Net investment gain (loss) from pooled separate accounts ....................... 2b(7) (8) Net investment gain (loss) from master trust investment accounts............ 2b(8) (9) Net investment gain (loss) from 103-12 investment entities ...................... (10) Net investment gain (loss) from registered investment companies (e.g., mutual funds)................................................................. 2b(9) 52349060 -123456789012345 -123456789012345 -123456789012345 302793 -123456789012345 2b(10) -123456789012345 14893192 2c 2845753 -123456789012345 421607430 -123456789012345 c Other income.................................................................................................. d Total income. Add all income amounts in column (b) and enter total..................... Expenses e Benefit payment and payments to provide benefits: f g h i (b) Total (6) Net investment gain (loss) from common/collective trusts ......................... 2d (1) Directly to participants or beneficiaries, including direct rollovers .............. 2e(1) (2) To insurance carriers for the provision of benefits..................................... 2e(2) (3) Other ........................................................................................................ 2e(3) (4) Total benefit payments. Add lines 2e(1) through (3).................................. 2e(4) Corrective distributions (see instructions) ....................................................... 2f Certain deemed distributions of participant loans (see instructions) ................ 2g Interest expense ............................................................................................. 2h Administrative expenses: (1) Professional fees.............................................. 2i(1) (2) Contract administrator fees....................................................................... 2i(2) (3) Investment advisory and management fees.............................................. 2i(3) (4) Other ........................................................................................................ 2i(4) (5) Total administrative expenses. Add lines 2i(1) through (4)........................ 2i(5) 183087624 -123456789012345 -123456789012345 -123456789012345 183087624 -123456789012345 -123456789012345 -123456789012345 -123456789012345 6559110 -123456789012345 0 -123456789012345 7124978 -123456789012345 8974020 -123456789012345 2j 22658108 -123456789012345 205745732 -123456789012345 2k 215861698 -123456789012345 (1) To this plan ............................................................................................... 2l(1) (2) From this plan .......................................................................................... 2l(2) -123456789012345 -123456789012345 j Total expenses. Add all expense amounts in column (b) and enter total ........ Net Income and Reconciliation k Net income (loss). Subtract line 2j from line 2d........................................................... l Transfers of assets: Part III Accountant’s Opinion 3 Complete lines 3a through 3c if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not attached. a The attached opinion of an independent qualified public accountant for this plan is (see instructions): (1) X Unqualified (2) X Qualified (3) X Disclaimer (4) X Adverse X Yes b Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)? c Enter the name and EIN of the accountant (or accounting firm) below: (1) Name: ABRAMS,FOSTER,NOLE ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD (2) EIN: 52-1854049 123456789 & WILLIAMS, PA d The opinion of an independent qualified public accountant is not attached because: (1) X This form is filed for a CCT, PSA, or MTIA. (2) X It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50. X No Part IV Compliance Questions 4 CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IEs, and GIAs do not complete lines 4a, 4e, 4f, 4g, 4h, 4k, 4m, 4n, or 5. 103-12 IEs also do not complete lines 4j and 4l. MTIAs also do not complete line 4l. During the plan year: a b Yes No Amount Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.) ..... 4a X -123456789012345 Were any loans by the plan or fixed income obligations due the plan in default as of the close of the plan year or classified during the year as uncollectible? Disregard participant loans secured by participant’s account balance. (Attach Schedule G (Form 5500) Part I if “Yes” is checked.).................................................................................................................................. 4b X -123456789012345 Schedule H (Form 5500) 2013 Page 4- 1 X Yes No Amount c Were any leases to which the plan was a party in default or classified during the year as uncollectible? (Attach Schedule G (Form 5500) Part II if “Yes” is checked.) ............................. 4c X -123456789012345 d Were there any nonexempt transactions with any party-in-interest? (Do not include transactions reported on line 4a. Attach Schedule G (Form 5500) Part III if “Yes” is checked.).................................................................................................................................. 4d X -123456789012345 Was this plan covered by a fidelity bond? ................................................................................. 4e Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was caused by fraud or dishonesty? ........................................................................................................... 4f X -123456789012345 Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? ........................................ 4g X -123456789012345 Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser?......... 4h X -123456789012345 Did the plan have assets held for investment? (Attach schedule(s) of assets if “Yes” is checked, and see instructions for format requirements.) .......................................................................... 4i X j Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? (Attach schedule of transactions if “Yes” is checked, and see instructions for format requirements.) ................................................................................. 4j X k Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? ...................................................................... 4k X 4l X e f g h i l Has the plan failed to provide any benefit when due under the plan?........................................ m If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR 2520.101-3.) ............................................................................................................................. n If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3. ............................ X 2000000 -123456789012345 -123456789012345 4m 4n 5a Has a resolution to terminate the plan been adopted during the plan year or any prior plan year? If “Yes,” enter the amount of any plan assets that reverted to the employer this year........................... 5b X Yes X No Amount:-123 If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were transferred. (See instructions.) 5b(1) Name of plan(s) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 5b(2) EIN(s) 5b(3) PN(s) 123456789 123 123456789 123 123456789 123 123456789 123 5c If the plan is a defined benefit plan, is it covered under the PBGC insurance program (see ERISA section 4021)? ..... X Yes X No X Not determined Part V Trust Information (optional) 6a Name of trust ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 6b Trust’s EIN SCHEDULE R OMB No. 1210-0110 Retirement Plan Information 2013 (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration This schedule is required to be filed under section 104 and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6058(a) of the Internal Revenue Code (the Code). This Form is Open to Public Inspection.  File as an attachment to Form 5500. Pension Benefit Guaranty Corporation For calendar plan year 2013 or fiscal plan year beginning and ending 04/01/2013 A Name of plan BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 RETIREMENT OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN ABCDEFGHIBOARD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Part I 03/31/2014 B Three-digit plan number (PN)  001 001 D Employer Identification Number (EIN) 012345678 13-6043636 Distributions All references to distributions relate only to payments of benefits during the plan year. 1 Total value of distributions paid in property other than in cash or the forms of property specified in the instructions.......................................................................................................................................................... 2 Enter the EIN(s) of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter EINs of the two payors who paid the greatest dollar amounts of benefits): EIN(s): 13-5160382 _______________________________ -1234567890123450 1 _______________________________ Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3. 3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan year...................................................................................................................................................................... Part II 123456780 3 Funding Information (If the plan is not subject to the minimum funding requirements of section of 412 of the Internal Revenue Code or ERISA section 302, skip this Part) 4 X Yes Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d)(2)? ......................... X No X N/A If the plan is a defined benefit plan, go to line 8. 5 If a waiver of the minimum funding standard for a prior year is being amortized in this plan year, see instructions and enter the date of the ruling letter granting the waiver. Date: Month _________ Day _________ Year _________ If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule. 6 a Enter the minimum required contribution for this plan year (include any prior year accumulated funding deficiency not waived) ................................................................................................................................... b Enter the amount contributed by the employer to the plan for this plan year ................................................... . 6a -123456789012345 6b -123456789012345 6c -123456789012345 c Subtract the amount in line 6b from the amount in line 6a. Enter the result (enter a minus sign to the left of a negative amount) ...................................................................................... If you completed line 6c, skip lines 8 and 9. 7 Will the minimum funding amount reported on line 6c be met by the funding deadline?...................................... X Yes X No X N/A 8 If a change in actuarial cost method was made for this plan year pursuant to a revenue procedure or other authority providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan administrator agree with the change?................................................................................................................. X Yes X No X N/A X Part III 9 Amendments If this is a defined benefit pension plan, were any amendments adopted during this plan year that increased or decreased the value of benefits? If yes, check the appropriate box. If no, check the “No” box......................................................................................... Part IV X Increase X Decrease X Both X No ESOPs (see instructions). If this is not a plan described under Section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part. 10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to repay any exempt loan? ............. 11 a Does the ESOP hold any preferred stock? ................................................................................................................................. b If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a “back-to-back” loan? (See instructions for definition of “back-to-back” loan.) ............................................................................................................... 12 Does the ESOP hold any stock that is not readily tradable on an established securities market? ....................................................... For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. X Yes X Yes X No X No X Yes X No X Yes X No Schedule R (Form 5500) 2013 v. 130118 Schedule R (Form 5500) 2013 Page 2 - 11 x Part V Additional Information for Multiemployer Defined Benefit Pension Plans 13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in dollars). See instructions. Complete as many entries as needed to report all applicable employers. Name of contributing employer a b EIN d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ a b Name of contributing employer d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______ e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise, complete lines 13e(1) and 13e(2).) (1) Contribution rate (in dollars and cents) _____________ (2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________ EIN EIN EIN EIN EIN c c c c c c Dollar amount contributed by employer Dollar amount contributed by employer Dollar amount contributed by employer Dollar amount contributed by employer Dollar amount contributed by employer Dollar amount contributed by employer Schedule R (Form 5500) 2013 Page 3 14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer of the participant for: a The current year ............................................................................................................................................... 14a b The plan year immediately preceding the current plan year .............................................................................. 14b 123456789012345 c The second preceding plan year ...................................................................................................................... 14c 123456789012345 123456789012345 15 Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an employer contribution during the current plan year to: a The corresponding number for the plan year immediately preceding the current plan year ............................... 15a b The corresponding number for the second preceding plan year ....................................................................... 15b 123456789012345 123456789012345 16 Information with respect to any employers who withdrew from the plan during the preceding plan year: a Enter the number of employers who withdrew during the preceding plan year ............................................... 16a b If line 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers ................................................................................................... 16b 123456789012345 123456789012345 17 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding supplemental information to be included as an attachment. ....................................................................................................................... X Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans 18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see instructions regarding supplemental information to be included as an attachment ....................................................................................................................................................................... X 19 If the total number of participants is 1,000 or more, complete lines (a) through (c) a Enter the percentage of plan assets held as: Stock: _____ 7.4 % Other: _____ 20.3 % 40.9 % Investment-Grade Debt: _____ 26.2 % High-Yield Debt: _____ 5.2 % Real Estate: _____ b Provide the average duration of the combined investment-grade and high-yield debt: X 0-3 years X 3-6 years X 6-9 years X 9-12 years X 12-15 years X 15-18 years X 18-21 years X 21 years or more c What duration measure was used to calculate line 19(b)? X Effective duration X Macaulay duration X Modified duration X Other (specify): BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Financial Statements and Independent Auditor’s Report Years Ended March 31, 2014 and 2013 TABLE OF CONTENTS Page Independent Auditor’s Report 1 Financial Statements Statements of Net Assets Available for Benefits Statements of Changes in Net Assets Available for Benefits Notes to Financial Statements 3 4 5 Supplementary Information Schedules of Investment and Administrative Expenses Schedule of Assets Held for Investment Purposes, Schedule H, line 4i Schedule of Assets Acquired and Disposed of Within the Plan Year, Schedule H, line 4i Schedule of Reportable Transactions, Schedule H, line 4j 22 24 74 88 INDEPENDENT AUDITOR’S REPORT To the Retirement Board of the Bert Bell/Pete Rozelle NFL Player Retirement Plan Baltimore, Maryland Report on the Financial Statements We have audited the accompanying financial statements of Bert Bell/Pete Rozelle NFL Player Retirement Plan (the Plan), which comprise the statements of net assets available for benefits as of March 31, 2014 and 2013, the related statements of changes in net assets available for benefits for the years then ended, and the related notes to the financial statements. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the Plan’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the financial statements referred to above present fairly, in all material respects, information regarding the Plan’s net assets available for benefits as of March 31, 2014 and 2013, and changes therein for the years then ended and its financial status as of March 31, 2014 and 2013, and changes therein for the years then ended in accordance with accounting principles generally accepted in the United States of America. Report on Supplementary Information Our audits were conducted for the purpose of forming an opinion on the financial statements as a whole. The supplementary schedules of investment and administrative expenses, assets held for investment purposes, assets acquired and disposed of within the plan year, and reportable transactions, together referred to as “supplementary information,” are presented for the purpose of additional analysis and are not a required part of the financial statements but are supplementary information required by the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. Such information is the responsibility of the Plan’s management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. Abrams, Foster, Nole & Williams, P.A. Certified Public Accountants Baltimore, Maryland November 21, 2014 2 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Net Assets Available for Benefits March 31, 2014 and 2013 2014 2013 ASSETS Investments, at Fair Value Interest bearing cash Common stock Preferred stock Corporate debt U. S. government securities Common/collective trusts Registered investment companies Real estate Other investments Total investments $ Receivable for securities sold Interest and dividends receivable Receivable for units issued Other plan receivables Total receivables 2,375,772 71,137,744 426,988 19,911,787 26,300,355 709,533,188 391,086,845 66,051,960 266,690,031 1,553,514,670 $ 4,892,057 107,591,195 18,653,709 25,116,324 714,438,012 319,878,239 57,588,466 200,323,675 1,448,481,677 54,919,256 418,903 70,000,000 2,186,226 127,524,385 39,824,442 453,476 956,877 41,234,795 80,234 1,681,119,289 114,662 1,489,831,134 60,297,961 3,651,672 63,949,633 $ 1,617,169,656 85,129,501 3,393,673 88,523,174 $ 1,401,307,960 Cash Total assets LIABILITIES Payable for securities purchased Accrued expenses Total liabilities Net Assets Available for Benefits “See Accompanying Notes” 3 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Statements of Changes in Net Assets Available for Benefits Years Ended March 31, 2014 and 2013 2014 2013 ADDITIONS Net Investment Income Dividend and interest income Net realized and unrealized appreciation (depreciation) in fair value of investments Total investment income Less investment expenses $ 17,678,525 $ 19,740,759 104,204,682 121,883,207 (7,124,978) 89,890,836 109,631,595 (6,033,759) 114,758,229 299,724,223 414,482,452 103,597,836 105,026,052 208,623,888 15,533,132 183,087,624 198,620,756 215,861,696 15,177,158 173,437,967 188,615,125 20,008,763 1,401,307,960 $ 1,617,169,656 1,381,299,197 $ 1,401,307,960 Net investment income Contributions Total additions DEDUCTIONS Administrative expenses Benefit payments Total deductions Net increase Net assets available for benefits: Beginning of year End of Year “See Accompanying Notes” 4 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 1. DESCRIPTION OF THE PLAN The following brief description of the Bert Bell/Pete Rozelle NFL Player Retirement Plan (the Plan) is provided for general information purposes only. Participants should refer to the Plan document for more complete information. Capitalized terms have the meaning provided for in the Plan documents. A. General The Plan is a multiemployer defined benefit pension plan, which provides eligible Players with pension and disability benefits, and offers survivor protection for their wives and family. The Plan is maintained in accordance with the 2011 Collective Bargaining Agreement ("CBA") between the National Football League Players Association ("NFLPA") and the National Football League Management Council ("NFL Management Council"). The Bert Bell/Pete Rozelle NFL Player Retirement Plan Trust holds the assets of the Plan. The Plan has been revised and amended many times since it was created. Most recently, the Plan was amended and restated effective April 1, 2012, and immediately prior to this date, the Plan was amended and restated effective August 1, 2011. These amendments were necessary in order to reflect new Plan terms and provisions provided for in the 2011 CBA and to comply with applicable law. The current key features are summarized below. B. Participants’ Benefits Under the Plan’s provisions, benefits accrue to participants based upon credited seasons earned and the credit amount determined for a particular credited season as defined by the Plan document. C. Funding Policy Contributions from member clubs are made based upon amounts required to be funded under the CBA between the NFLPA and the NFL Management Council. During 2014 and 2013, the clubs made contributions of $299,724,223 and $105,026,052, respectively. The contributions meet the minimum funding requirements under Employee Retirement Income Security Act of 1974 (ERISA). D. Vesting A Vested Player is a Player who is eligible to receive retirement benefits. Generally speaking, Players become Vested Players either by earning enough Credited Seasons or by satisfying special rules. A Player may also become vested if he qualifies for total and permanent disability benefits while an Active Player. 5 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 1. DESCRIPTION OF THE PLAN (Continued) E. Pension Benefits There are two retirement benefits under the Plan: (1) the Benefit Credit Pension; and (2) the Legacy Credit Pension. All Vested Players are entitled to Benefit Credit Pension benefits. Only certain Vested Players are entitled to a Legacy Credit Pension. In addition, some Vested Players who are entitled to a Legacy Credit Pension also will receive an increase to their Benefit Credit Pension due to the Legacy Floor. F. Death and Disability Benefits The Plan offers death benefits to widows and surviving children of Vested Inactive Players who die before their Benefit Credit Annuity Starting Date. The Plan also provides death benefits to widows of Legacy Eligible Vested Inactive Players who die before their Legacy Credit Annuity Starting Date. The amount depends upon the Player’s credited seasons, marital status and other factors as specified in the Plan document. The Plan offers total and permanent disability and line-of-duty disability benefits to Active and Vested Inactive Players under conditions and in amounts specified in the Plan document. G. Distributions Players may elect to receive their retirement benefits at Normal Retirement or Deferred Retirement. In some cases, a Player may also be eligible to receive an Early Payment Benefit and/or a benefit at Early Retirement. The Benefit Credit Pension and Legacy Credit Pension are paid in the form of a Life Only Pension if the Player is single, as a reduced benefit, and in the form of a Qualified Joint and Survivor Annuity if the Player is married, unless the Player chooses an optional form of payment and a spousal waiver, if applicable, is signed. Optional forms of payment include the following, although not every option is available for the Legacy Credit Pension: Life Only Pension, Qualified Joint and Survivor Annuity, Qualified Optional Joint and Survivor Annuity, Life Only Pension with Social Security Adjustment, Life and Contingent Annuitant Pension, and Life and 10-Year Certain Pension. 6 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 1. DESCRIPTION OF THE PLAN (Continued) H. Plan Amendment or Termination The NFLPA and the NFL Management Council, when acting jointly, may amend the Plan in any respect and may terminate the Plan. The Retirement Board may amend the Plan subject to limitations set forth in the Plan document, and may terminate the Plan if no collective bargaining agreement has been in effect for more than one year. 2. SIGNIFICANT ACCOUNTING POLICIES A. Basis of Accounting The accompanying financial statements are prepared on the accrual basis of accounting. B. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities as of the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. C. Investment Valuation and Income Recognition Investments are reported at fair value. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The Plan’s Retirement Board (through the Plan’s custodian and the Plan’s investment consultant and advisors) determines the Plan’s valuation policies utilizing information provided by its investment managers and custodian. See note 10 for a discussion of fair value measurements. Purchases and sales of securities are recorded on the trade date. Realized gains or losses resulting from sales or disposals of securities are determined based on the average cost method of securities sold. Dividend income is recognized on the ex-dividend date. Interest income is recognized on the accrual basis. Net appreciation includes the Plan’s gains and losses on investments bought and sold as well as held during the year. 7 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Payment of Benefits Benefit payments to participants are recorded upon distribution. E. Administrative Expenses The Plan’s expenses are paid by the Plan as provided by the Plan document. Certain expenses incurred in connection with the general administration of the Plan that are paid by the Plan are recorded as deductions in the accompanying statement of changes in net assets available for benefits. In addition, certain investment related expenses are included in net appreciation of fair value of investments presented in the accompanying statement of changes in net assets available for benefits. F. Pension Benefit Guaranty Corporation Guarantee The Pension Benefit Guaranty Corporation (PBGC) guarantees pension benefits payable at normal retirement age and some early retirement benefits. The maximum benefit that the PBGC guarantees is set by law. Only benefits that have been earned and that cannot be forfeited are guaranteed. The PBGC’s maximum guarantee, based on the Plan’s benefit provisions, is $33.75 per month times a player’s Credited Seasons. 3. INCOME TAX STATUS On July 30, 2013, the Internal Revenue Service (IRS) provided the Plan a determination letter stating that the Plan document, as amended, is qualified under Section 401(a) of the Internal Revenue Code (the Code), and the Trust is, therefore, exempt from federal income tax under Section 501(a) of the Code. Although the Plan has been amended since receiving the determination letter, the Plan administrator and the Plan’s tax counsel believe that the Plan is designed, and is currently being operated, in compliance with the applicable requirements of the IRC and, therefore, believe that the Plan is qualified, and the related trust is tax-exempt. Accounting principles generally accepted in the United States of America require Plan management to evaluate tax positions taken by the plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service or Department of Labor. The plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of March 31, 2014, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Retirement Board is not aware of any course of action or series of events 8 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 3. INCOME TAX STATUS (Continued) that have occurred that will adversely affect the Plan's qualified status at March 31, 2014. The Plan is subject to routine audits by taxing jurisdictions. The plan administrator believes it is no longer subject to income tax examinations for plan years prior to March 31, 2011. 4. PLAN AMENDMENTS During the years ended March 31, 2014 and March 31, 2013, many plan amendments were adopted. These amendments addressed, among other subjects: (1) technical matters required for compliance with IRS rules; (2) procedures for processing disability benefit claims; (3) effective dates for certain disability benefit claims; (4) the calculation of contributions for Plan Years 2011 through 2020; (5) governance and structure of the Retirement Board; and (5) the calculation of death benefit payments in certain cases. Because the amendments are lengthy, they are not reproduced here. 5. ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS Accumulated plan benefits are those estimated future periodic payments, including lumpsum distributions that are attributable under the Plan's provisions based upon the Credited Seasons Players earned through the valuation date. Accumulated plan benefits include benefits expected to be paid to: (a) retired and Vested Inactive Players or their beneficiaries, (b) beneficiaries of Players who have died, and (c) present Players or their beneficiaries. Benefits payable under all circumstances (retirement, death and disability) are included to the extent they are deemed attributable to service rendered to the valuation date. The actuarial present value of accumulated plan benefits was calculated by the Plan's enrolled actuary, and is that amount that results from applying actuarial assumptions to adjust the accumulated plan benefits to reflect the time value of money (through discounts for interest) and the probability of payment (by means of decrements such as for death, disability, withdrawal or retirement) between the valuation date and the expected date of payment. 9 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 5. ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS (Continued) The accumulated plan benefit information as of April 1, 2013 and 2012 is as follows: Actuarial present value of accumulated plan benefits Vested benefits Participants currently receiving payments Other Participants Nonvested benefits Total 2013 2012 $ 1,309,442,851 1,414,363,511 2,723,806,362 111,612,202 $ 2,835,418,564 $ 1,162,344,039 1,451,527,186 2,613,871,225 111,049,974 $ 2,724,921,199 The changes in accumulated plan benefit information for the years ended March 31, 2013 and 2012 are as follows: 2013 Value of benefits accumulated and changes in data Increase due to passage of time Less benefits paid Plan amendments Total 10 $ $ 77,441,180 191,269,661 (173,437,967) 15,224,491 110,497,365 2012 $ $ 6,134,045 147,337,531 (134,023,771) 606,219,701 625,667,506 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 5. ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS (Continued) Significant assumptions underlying the actuarial computations as of April 1, 2013 and 2012 are as follow: Assumed rate of return on investments 7.25% Mortality basis RP-2000 Table projected to 2020 Player Turnover 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Actuarial Cost Method Unit credit cost method year of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – years of service – 11 19.5% 11.0% 16.5% 15.8% 17.4% 18.4% 19.9% 21.4% 24.6% 26.2% 28.2% 30.5% 35.6% 37.2% 42.5% 55.8% 68.7% 78.6% 90.6% 100.0% BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 5. ACTUARIAL PRESENT VALUE OF ACCUMULATED PLAN BENEFITS (Continued) Retirement Age 45 46 – 49 50 – 54 55 56 – 59 60 61 62 – 63 64 65 Player with Pre-93 Season Rate 15% 3% 2% 25% 5% 10% 5% 10% 25% 100% Player without Pre-93 Season Rate 0% 0% 0% 50% 5% 10% 5% 10% 25% 100% The foregoing actuarial assumptions are based on the presumption that the Plan will continue. Were the Plan to terminate, different actuarial assumptions and other factors, might be applicable in determining the actuarial present value of accumulated plan benefits. The computations of the actuarial present value of accumulated plan benefits were made as of April 1, 2013 and 2012. Had the valuations been performed as of March 31, 2014 and 2013, there would be no material differences. 6. PLAN TERMINATION In the event the Plan terminates, the net assets of the Plan will be allocated as prescribed by ERISA and its related regulations, generally to provide the following benefits in the order indicated: A. Annuity benefits that former players or their beneficiaries have been receiving for at least three years, or that players eligible to retire in that three-year period would have been receiving if they had retired with benefits in the normal form of annuity under the Plan. The priority amount is limited to the lowest benefit that was payable (or would have been payable) during those three years. The amount is further limited to the lowest benefit that would be payable under Plan provisions in effect at any time during the five years preceding Plan termination. B. Other vested benefits insured by the PBGC (a U.S. government agency) up to the applicable limitations. C. All other vested benefits (that is, vested benefits not insured by the PBGC). 12 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 6. PLAN TERMINATION (Continued) D. All nonvested benefits. Certain benefits under the Plan are insured by the PBGC if the Plan terminates. Generally, the PBGC guarantees most vested normal age retirement benefits, early retirement benefits, and certain disability and survivor’s pensions. However, the PBGC does not guarantee all types of benefits under the Plan, and the amount of benefit protection is subject to certain limitations. Vested benefits under the Plan are guaranteed at the level in effect on the date of the Plan’s termination. Whether all participants receive their benefits should the Plan terminate at some future time will depend on the sufficiency, at that time, of the Plan’s net assets to provide for accumulated benefit obligations and may also depend on the financial condition of the plan sponsor and the level of benefits guaranteed by the PBGC. 7. RISKS AND UNCERTAINTIES The Plan provides for investments in various investment securities that are exposed to certain risks such as interest rate, credit and overall market volatility. Due to the level of risk associated with certain investment securities, changes in value of investment securities could occur in the near term and these changes could materially affect the amounts reported in the statement of net assets available for benefits. 8. RELATED PARTY AND PARTY IN INTEREST TRANSACTIONS The Bank of New York Mellon is the Trustee of the Plan and provides investment custody service to the Plan. Fees paid to The Bank of New York Mellon for these services for the years ended March 31, 2014 and 2013 were $293,429 and $260,682, respectively. As described in Note 2, the Plan paid certain other expenses related to plan operations and investment activity to various service providers. These transactions are party in interest transactions under ERISA. 9. INVESTMENTS The Trustee and custodian of the Plan's securities is The Bank of New York Mellon. Investment advisory agreements are currently in force with various investment managers. 13 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 9. INVESTMENTS (Continued) The Plan's investments (including investments bought, sold, as well as held during the year) appreciated (depreciated) in value during years ended March 31, 2014 and 2013, as follows: 2014 Interest bearing cash $ 1,025,690 Common stocks 17,722,591 Preferred stocks 966 Corporate debt (1,115,642) U.S. government securities (1,417,217) Common/collective trusts 52,344,253 Registered investment companies 18,030,648 Real estate 6,186,330 Other investments 11,427,063 Total $ 104,204,682 2013 $ $ 135,732 9,184,893 (1,809) 932,040 53,581 45,110,743 19,376,006 2,859,566 12,240,084 89,890,836 The investments that represent more than 5% of the plan’s net assets as of March 31, 2014 and 2013, respectively are as follows: 2014 PIMCO Diversified Income Fund EB Temp Inv Fund EB DV Global Alpha I Fund 10. $ 99,447,825 170,852,942 - 2013 $100,861,008 81,449,801 75,861,066 FAIR VALUE MEASUREMENTS Financial Accounting Standards Board ASC 820-10-50-2, Fair Value Measurements (formerly FASB Statement No. 157), establishes a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). The three levels of the fair value hierarchy under ASC 820-10-50-2 are described below: Level 1 Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access. 14 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) Level 2 Inputs to the valuation methodology include:  Quoted prices for similar assets or liabilities in active markets;  Quoted prices for identical or similar assets or liabilities in inactive markets;  Inputs other than quoted prices that are observable for the assets or liabilities;  Inputs that are derived principally from or corroborate by observable market data by correlation or other means. If the asset or liability has a specified (contractual) term, the Level 2 input must be observable for substantially the full term of the asset or liability. Level 3 Inputs to the valuation methodology are unobservable and significant to the fair value measurement. The asset’s or liability’s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs. The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used as of March 31, 2014. Cash: Valued at the closing price reported on the active market on which cash is traded. Common stocks, corporate bonds and U.S. government securities: Valued at the closing price reported on the active market in which the individual securities are traded. Mutual funds: Valued at the net assets value (“NAV”) of shares held by the plan at year end. Treasury Prime Cash: Value at the closing price reported on the active market on which the securities are traded. Guaranteed investment contract: Valued at the relative fair value of the underlying market value of investments in the contract. 15 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) The methods described above may produce a fair value calculation that may not be indicative of net realized value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date. There is no formal policy for transfers among or between levels, however, if they do, the Plan’s advisors will discuss and determine if a change is actually required. The Plan does not own mortgages directly; however, the Plan may have exposure to mortgages via collateralized mortgage obligations and asset backed mortgage securities. The following tables, set forth by level, within fair value hierarchy, the Plan’s assets at fair value as of March 31, 2014 and 2013. Assets at Fair Value as of March 31, 2014: Level 1 Interest bearing cash Common stock Preferred common stock Corporate debt U.S. government securities Common/collective trust Registered investment companies Real estate Other investments Total Assets $ $ Level 2 61,576,927 8,925,553 391,086,845 (23,770) 461,565,555 $ $ 2,375,772 426,988 19,911,787 17,374,802 2,131,360 42,220,709 Level 3 $ $ Total Fair Value 9,560,817 709,533,188 66,051,960 264,582,441 1,049,728,406 $ Level 3 Total Fair Value $ 2,375,772 71,137,744 426,988 19,911,787 26,300,355 709,533,188 391,086,845 66,051,960 266,690,031 1,553,514,670 Assets at Fair Value as of March 31, 2013: Level 1 Interest bearing cash Common stock Corporate debt U.S. government securities Common/collective trust Registered investment companies Real estate Other investments Total Assets $ $ Level 2 100,600,440 6,646,968 319,878,239 (22,590) 427,103,057 $ $ 16 4,892,057 18,653,709 18,469,356 1,833,873 43,848,995 $ $ 6,990,755 714,438,012 57,588,466 198,512,392 977,529,625 $ $ 4,892,057 107,591,195 18,653,709 25,116,324 714,438,012 319,878,239 57,588,466 200,323,675 1,448,481,677 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) Transfers between Levels The availability of observable market data is monitored to assess the appropriate classification of financial instruments within the fair value hierarchy. Changes in economic conditions or model based valuation techniques may require the transfer of financial instruments from one fair value level to another. In such instances, the transfer is reported at the end of the reporting period. There were no transfers of assets between level 1 and 2 classifications for the year ended March 31, 2014 and March 31, 2013. Changes in Fair Value of Level 3 Assets and Related Gains and Losses Plan investment managers are required to establish and adhere to formal fair value methodologies. Significant changes in valuation methodologies are reviewed by the investment managers’ independent auditors and by the Plan’s investment advisors. The following tables present a summary of changes in the fair value of the Plan’s level 3 assets for the years ended March 31, 2014 and 2013: 2014 Level 3 Investments 103-12 Partnership/ Fair Value at March 31, 2013 Transfer in Net realized gains Net change in unrealized gains/(losses) Purchases Sales Fair Value at March 31, 2014 Common Common/ Investment Joint Venture Stock Collective Trust Entities Interest Real Estate Total $ 4,585,039 302,793 1,080,000 $ 5,967,832 $ 193,927,352 2,809,744 10,277,134 64,125,111 (12,524,732) $ 258,614,609 $ 57,588,466 6,186,330 7,150,572 (4,873,408) $ 66,051,960 $ 977,529,625 40,091,735 32,579,345 614,455,614 (614,927,913) $1,049,728,406 $ 6,990,755 93,200 657,626 2,864,762 (1,045,528) $ 9,560,815 $ 714,438,013 37,188,791 15,155,462 539,235,169 (596,484,245) $ 709,533,190 2013 Level 3 Investments 103-12 Partnership/ Fair Value at March 31, 2012 Net realized gains Net change in unrealized gains/(losses) Purchases Sales Fair Value at March 31, 2013 $ Common Common/ Investment Joint Venture Stock Collective Trust Entities Interest Real Estate Total $ 4,855,661 290,633 239,375 (800,630) $ 4,585,039 $ 151,775,010 1,783,194 10,012,830 37,365,116 (7,008,798) $ 193,927,352 $ 57,480,543 2,859,566 (2,751,643) $ 57,588,466 $ 767,337,057 24,834,921 35,488,282 905,214,023 (755,344,658) $ 977,529,625 1,816,608 80,495 (53,633) 6,245,672 (1,098,387) $ 6,990,755 $ 551,409,235 22,680,599 22,430,144 861,603,235 (743,685,200) $ 714,438,013 17 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) The amount of total gains or losses for the years ended March 31, 2014 and 2013 included in changes in net assets attributable to the change in unrealized gains or losses relating to assets still held at the reporting date are as follows: March 31, 2014 Common/ 103-12 Partnership/ Common Collective Investment Joint Venture Stock Trust Entities Interest Real Estate Total $ 686,277 $ 35,515,703 $ 302,793 $ 12,605,726 $ 8,161,299 $ 57,271,798 March 31, 2013 Common/ 103-12 Partnership/ Common Collective Investment Joint Venture Stock Trust Entities Interest Real Estate Total $ (20,732) $ 42,565,953 $ 477,225 $ 10,330,141 $ 3,662,877 $ 57,015,464 Total gains and losses (realized and unrealized) for the years ended March 31, 2014 and 2013 are reported in net appreciation in fair value of investments in the statements of changes in net assets available for benefits. Fair Value of Investments that Calculate Net Asset Value The following table summarizes investments measured at fair value based on net asset value (NAVs) per share as of March 31, 2014 and 2013, respectively. Unfunded Commitments Fair Value March 31, 2014 Redemption Frequency (if currently eligible) Redemption Notice Period Common/Collective Trust (See (a) below) $ 467,172,215 - Varies Varies between one and ninety days Other Investments (See (b) below) $ 69,489,236 - Varies Varies between three and ten days 18 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) (a) The objective of these investments is to diversify the Plan’s portfolio and reduce volatility. Types of investments in the Common/Collective Trust category include collective trust funds, emerging debt commingled funds, emerging markets equity commingled funds, and US equity commingled funds. Collective trust funds have a daily redemption frequency with a redemption notice of one day before for settlement four days later. Emerging debt commingled funds have a monthly redemption frequency with a redemption notice of ten days. Emerging debt commingled funds have a daily redemption frequency with a seven day redemption notice. There are two types of investments under US equity commingled funds: one which may be redeemed bimonthly with a thirty day redemption notice period and one with a quarterly redemption frequency and a ninety day redemption notice period. (b) The objective of these investments is to diversify the Plan’s portfolio and reduce volatility. Types of investments in the Other Investments Fund include a 103-12 Investment Entity with a daily redemption frequency and a three day redemption notice period and a hedge fund with a monthly redemption frequency and a ten day redemption notice period. Unfunded Commitments Fair Value March 31, 2013 Redemption Frequency (if currently eligible) Redemption Notice Period Common/Collective Trust (See (c) below) $ 578,963,471 - Varies Varies between one and ninety days Other Investments (See (d) below) $ 68,746,153 - Varies Varies between three and ten days (c) The objective of these investments is to diversify the Plan’s portfolio and reduce volatility. Types of investments include US debt commingled funds, emerging debt commingled funds, international commingled funds, US equity commingled funds, and collective trust funds. The commingled funds have redemption frequencies ranging from daily to quarterly and redemption notice periods ranging from four days to ninety days. The collective trust funds have daily redemption frequencies and a redemption notice of one day before for settlement four days later. 19 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 10. FAIR VALUE MEASUREMENTS (Continued) (d) 11. The objective of these investments is to diversify the Plan’s portfolio and reduce volatility. Types of investments in the Other Investments Fund include a 103-12 Investment Entity with a daily redemption frequency and a three day redemption notice period and a hedge fund with a monthly redemption frequency and a ten day redemption notice period. DERIVATIVE INSTRUMENTS The Plan may enter into futures contracts and options to hedge the portfolio, manage risk, and adjust exposure along the yield curve. Specifically, futures positions are utilized to shift the portfolio’s duration to its target or adjust the exposure to specific parts of the yield curve and options positions are utilized to hedge against the portfolio’s exposure to interest rate volatility. The portfolio’s guidelines do not permit swaps of any kind. As of March 31, 2014 the portfolio’s derivative exposure consisted of six futures positions and two options positions. The Plan has one separate account manager which holds 3.5 percent of Plan assets that uses derivatives. The Plan does not have direct exposure to any other derivatives except exposure gained through commingled funds. As a result, derivatives are not being used to hedge Plan operations in any way. 12. RECEIVABLES FROM OTHER PLANS The Plan provided certain administrative services to other plans and incurred reimbursable expenses in connection with the provision of these services, as follows: 2014 NFL Player Tax Qualified Annuity Plan NFL Player Annuity Program NFL Player Annuity & Insurance Company NFL Player Second Career Savings Plan NFL Player Supplemental Disability Plan 88 Plan Gene Upshaw NFL Player Health Reimbursement Account Plan Total $ $ 286,944 544,008 8,116 870,684 145,986 189,861 140,627 2,186,226 2013 $ $ 124,115 225,050 273 390,737 66,846 86,940 62,916 956,877 These amounts are reflected as receivables on the Statements of Net Assets Available for Benefits as of March 31, 2014 and 2013 because the amounts had not yet been reimbursed 20 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Notes to Financial Statements March 31, 2014 and 2013 from the respective benefit plans as of those dates. 13. RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500 There were no reconciling differences, the net assets available for benefits per financial statement agree to net assets available for benefits per the Form 5500. Benefits paid to participants per the financial statement also agree to benefits paid to participants per Form 5500. 14. RECLASSIFICATIONS Certain amounts in the prior periods presented have been reclassified to conform to the current period financial statement presentation. These reclassifications have no effect on previously reported net increase in net assets available for benefits. 15. SUBSEQUENT EVENTS FASB Accounting Standards Codification ASC 855-10-50, Subsequent Events, requires organizations to evaluate events and transactions that occur after the statement of financial position date but before the date the financial statements are available to be issued. ASC 855-10-50 requires entities to recognize in the financial statements the effect of all events or transactions that provide additional evidence of conditions that existed at the statement of financial position date, including the estimates inherent in the financial statement preparation process. Subsequent events that provide evidence about conditions that arose after the statement of financial position date should be disclosed if the financial statements would otherwise be misleading. The Plan has evaluated subsequent events through the date the financial statements were available to be issued on November 21, 2014 and determined there were not material transactions which need to be disclosed. 21 SCHEDULES OF INVESTMENT AND ADMINISTRATIVE EXPENSES BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Schedules of Investment and Administrative Expenses Years Ended March 31, 2014 and 2013 2014 2013 INVESTMENT EXPENSES Trustee Fees - Bank of New York Mellon Investment management fees* Investment advisory fees Total Investment Expenses $ $ 293,429 6,396,635 434,914 7,124,978 $ $ 260,682 5,367,454 405,623 6,033,759 ADMINISTRATIVE EXPENSES Acturial, Auditing and Benefit Statement Preparation Aon Consulting, Inc. Abrams, Foster, Nole & Williams, P.A. Attorney Fees Groom Law Group Other legal expenses Insurance Expense Pension Benefit Guaranty Corporation Fiduciary Liability Insurance Plan Office Expenses Salaries and and related expenses Rent Insurance Retirement Board costs Plan Office Pension Contributions Other Plan Office expenses Other Sibson Consulting Korn Ferry Advanced Computer Solutions Player medical and travel expenses Printing expenses PointClick Tech R2Integrated, LLC Laserfische Mercer 22 $ 1,371,739 36,000 $ 2,367,856 47,276 5,086,529 64,842 5,011,532 - 145,579 317,240 111,654 199,181 1,550,048 299,426 353,747 155,674 95,786 408,016 1,393,620 223,974 301,147 159,587 290,550 495,295 4,145 4,790,661 103,558 46,586 69,317 229,581 199,485 5,000 33,264 367,507 3,335,478 90,296 48,809 166,242 221,834 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN Schedules of Investment and Administrative Expenses Years Ended March 31, 2014 and 2013 ADMINISTRATIVE EXPENSES (Continued) Other (continued) Tribulski PMR Consulting, LLC Remote IT Solutions Quick Connect Communications M Systems International All Covered Other technology expenses Miscellaneous expenses Total Administrative Expenses $ 21,500 125,933 25,982 13,363 7,140 11,255 15,533,132 $ 16,095 78,094 470 16,044 540 195,813 15,177,158 * Excludes certain investment management fees paid to NAV managers netted against investments 23 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES, SCHEDULE H, line 4i BNY MELLON 5500 FINAL 094123 2014?03?31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 1 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE SECURITY DESCRIPTION INTEREST-BEARING CASH 0.1300 0.2300 31,311.2600 ?,466.9300 51,335.9300 2, 31 1 ,600. 3200 AUD (AU STRAL IAN DOLLARS) NZD ZEALAND DOLLAR) EUR CURRENCY AT BROKER BNY MELLON CASH RESERVE 0.010% 12131112049 DD LEHMAN PROXY WAMCO - REC CASH ON DEPOSIT-GUST DDIAN TOTAL INTEREST-BEARING CASH U. S. GOVERNMENT SECURITIES 110.000.0000 120,000.0000 40,000.0000 110.000.0000 130,000.0000 FEDERAL 5. 62 5% FEDERAL 6. 50% FEDERAL 1 . 350% FEDERAL 0.000% FEDERAL 6.250% HOME LN MTG CORP 11I23f2035 HOME LN MTG CORP 03115412031 DD 1011254100 HOME LN MTG CORP 04I29f2014 DD 04I01f11 NATL MTG ASSN 10109412019 DD 101094164 NATL MTG ASSN 05115112029 DD COST 0. 0. 40,366. 14 19 90 93 256.66 2,311,600. 2,359,695. 123,659. 160,36?. 40,49?. 9?,463. 164,6160.0000 0.0000 0.0000 100.0000 0.2599 1.0000 106.6970 139.2190 100.0960 66.0670 131.4950 MAR KET VALUE 0.12 0.20 2,311,600.32 40,039.20 UNREALIZED GAINILOSS 0.02- 0.01 0.00 13,090.61 0.00 15.6T6.4?r 6.293.10- 13,304.40- 456.00- BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 2 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAINILOSS 99,320.5000 MULTICLASS MTG K024 X1 5.6530 5,523.15 636.92- VAR RT 09125412022 DD 011014113 20,000.0000 FEDERAL HOME LN MTG CORP 19,058.50 95.?810 19,156.20 1.250% 10102I2019 DD 10102f12 300,000.0000 TENNESSEE VALLEY AUTH BD 413,919.00 123.5520 43,263.00- 5.980% 04101412035 DD 041184195 50,000.0000 TENNESSEE VALLEY AUTH BD 113.2390 55,519.50 5.250% 09115;?2039 DD 09!15!09 90,000.0000 TENNESSEE VALLEY AUTH ED 102,335.40 97.8150 88,034.40 14,301.00- 4.625% 09115I2060 DD 09!15!10 110,000.0000 TENNESSEE VALLEY AUTH BD 118,551.30 9.018.90- 02115112021 DD 021084111 US TREAS-CPI INFLAT 135,543.83 119.?340 115,609.90 19,933.93- 2.125% 02115;?2040 DD 02115;?10 103.508.0000 US TREAS-CPI INFLAT 87.1410 0.750% 02!15!2042 DD 02!15!12 1,113,000.0000 TREASURY BOND 1,032,552.53 65.3?50 2.?50% 06115412042 DD 061154112 TREASURY BONDS 555,155.55 101.1550 3.625% 0211512044 DD 02!15!14 10,035.6000 US TREAS-CPI 102.0470 10,241.03 485.2? 1.3?5% 02115412044 DD 021154114 1,340,000.0000 TREASURY NOTE 98.5000 1,319,900.00 5.511??- 2.000% 11!30!2020 DD 11!30!13 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 3 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE 320.000.0000 190.000.0000 30.000.0000 421 .3?5.4000 50.000.0000 1.390.000.0000 150.000.0000 420.000.0000 40.000.0000 1.250.000.0000 300.000.0000 400.000.0000 SECURITY DESCRIPTION TREASURY NOTE 2.125% 0113112021 DD TREASURY NOTE 2.?50% 0211512024 DD TREASURY NOTE 2.000% 0212312021 DD US TREAS-CPI INFLAT 2.000% 0T11512014 DD TREASURY NOTE 1.500% 0212312019 DD TREASURY NTS 1.525% 0313112019 DD TREASURY NOTE 3.525% 0311512019 DD TREASURY NOTE 1.500% 0313112013 DD TREASURY NOTE 0.?50% 101311201? DD TREASURY NOTES 2.000% 0913012020 DD COMMIT TO FUR FNMA SF 3.000% 0410112029 DD COMMIT TO FUR FNMA SF 3.500% 0410112029 DD 01131114 02115114 02123114 0T115104 02123114 03131114 03115109 03131111 10131112 09130113 MTG 04101114 MTG 04101114 COST 319.612. 190.33'1. 29.423. 434.5?3. 49.355. 1.334.030. 155.?31 41?.292. 40.115. 303.5713. 420.531PRICE 99.0230 100.2190 93.1020 101.5330 99.0000 99.4920 109.1300 99.3130 93.3330 93.3130 102.?190 104.3440 MAR KET VALUE 316.3?3. 190.416. 29.430. 423.?34. 49.500. 1.332.933 153.??0. 419.214. 39.353. 1.235.132. 303.1571. 419.3?GAIN1LOSS 2.?33.90- T311 "1.16 5.903.?3- 355.35- 1.091.35- 3.011.25- 1.921.63 T6240- 12.525.00- 421.13- 1.155.25- BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 15-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 4 NFL GOALL10 31 MARCH 2014 M1102E BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE SHARES: MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE 300.000.0000 COMMIT TO PUR FNMA SF M15 310,431.50 103.5150 310,134.00 235.50 4.000% 05:01:2044 00 05:01:14 1.500.000.0000 COMMIT TO PUR FNMA SF MTG 1,534,154.05 105.3130 1,534,535.00 530.34 4.500% 05:01:2044 DD 05:01:14 400.000.0000 COMMIT TO PUR FNMA SF 1015 434,331.50 105.1550 435,032.00 34.50 5.00034 05:01:2044 00 05:01:14 100.000.0000 COMMIT TO PUR SNMA SF MTS 101,530.53 102.0150 102,015.00 125.31 3.500% 04:15:2044 DD 04:01:14 100.000.0000 COMMIT TO PUR SOLD SFM 512,000.00 35.0350 512,555.00 555.00 3.000% 05:01:2044 00 05:01:14 300.000.0000 COMMIT TO PUR SNMA II JUMBOS 305,431.50 102.0410 305,141.00 235.50- 3.5005.: 04:20:2044 00 04:01:14 500.000.0000 COMMIT TO PUR SNMA II JUMBDS 531,215.15 105.0150 530,455.00 150.15- 4.0003:u 04:20:2044 00 04:01:14 400.000.0000 COMMIT TO PUR SNMA II JUMBOS 431,305.25 101.1310 431,155.00 115.25- 4.5005 04:20:2044 00 04:01:14 110.153.3100 FOOL 113,141.23 105.4530 120,112.52 1,031.23 5.000% 03:01:2035 00 03:01:05 251.513.3520 POOL 550-2421 253,332.33 103.1133 233,141.31 4,405.35 5.500% 12:01:2035 DD 11:01:05 3.550.1350 POOL 550-4222 10,325.15 103.1315 10,455.34 153.15 5.500% 04:01:2035 00 04:01:05 53.233.1210 FOOL 550-5112 55,431.20 103.1110 53,415.55 321.55 5.500% 12:01:2035 DD 11:01:10 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 135,3 53.0550 56,140.0500 18,328.2000 45,903.2200 14.790.4090 93,453.5300 95,019.2530 FINAL 094123 5500 SECURITY DESCRIPTION 5.000% 6.500% 5.000% ?.000% FH LMC VAR RT FH LMC 1VAR RT FH LMC VAR RT 5.500% 3. 500% 4.000% 4.000% 3. 500% POOL 111101412039 DD POOL 09101412039 DD POOL 10101 412035 DD POOL #804335 03101112039 DD POOL 02101 DD POOL 05101112037 DD POOL #1 N-1 532 0510111203? DD POOL 11101412035 DD POOL 04101412043 DD POOL 09101412042 DD POOL 1010112042 DD POOL 11101 112042 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR 04I01I11 031014111 091014112 04I01I13 05101410? 05101110? 11101:?05 041014113 091014112 101014112 11I01I12 REVALUED COST 31 MARCH 2014 COST 143,951.52 40,520.49 52,695.59 43,503.23 45,119.31 16,111.12 102,513.54 100,595.51 PRICE 110.9950 112.0150 112.5150 109.4050 105.4?40 105.2090 105.3120 109.3240 99.3440 103.1?10 103.1?40 99.?350 MAR KET VALUE 40,043.33 53,156.55 19,353.36 43,294.32 15,243.42 99,222.31 95,430.06 PAGE: M1102E UNREALIZED GAINILOSS 1.335.50 5?3.33- 459.95 5,343.33- 20.01- 213.95- 252.3? 132.30 5.4?9.54- 5,252.39- 6,033.43- 5.923.20- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 5 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED 003T PAGE: 5 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE RDZELLE NFL RET ENERALL COMPOSITE SHARES1 MARKET UNREALIZEDII PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LDSS 91,014.4940 POOL 102,311.09 99.1310 95,159.35 5.051.14- 3.500% 0110112043 DD 01101113 95,356.3930 POOL 11111-1192 102,656.22 100.6200 96,450.10 6,205.52- 3.500% 0510112043 DD 04101113 90,154.3300 FNMA ISTD REMIC P1T 12-133 ID 24,543.13 21.2290 19,255.24 5,231.94- VAR RT 1212512042 DD 11125112 232.314.1000 FNMA STD REMIC P1T 13-9 BC 213,311.41 111.5050 259,666.93 13,104.43- 6.500% 0112512042 DD 01101113 134.613.1100 FNMA STD REMIC P1T 13-9 (33 213,335.23 110.3240 204,552.13 8,614.10- 5.500% 0412512042 DD 01101113 102,212.5250 FNMA STD REMIC P1T 13-10 JZ 12,524.94 11.5230 19,392.19 5.151.25 3.000% 0112512043 DD 05101113 95,355.5110 FNMA STD REMIC P1T 13-61 KS ID 22,110.56 22.1010 21,014.52 1,035.04- VAR RT 0112512043 DD 06125113 230.951.1530 FNMA STD REMIC P1T 11-31 SS 51,323.40 13.1420 41,902.11 9,921.23- 1111311? RT 0412512040 DD 03125111 124,510.1400 FNMA STD REMIC P1T 11-90 QI 11,241.10 13.4510 15,155.93 435.11- 5.000% 0512512034 DD 03101111 215,163.0600 FNMA STD REMIC P1T 11-96 ID 40,141.01 15.3360 34,216.12 5,310.95- VAR RT 1012512041 DD 09125111 53,929.5200 FNMA ISTD REMIC P1T 12-23 11,503.15 111.1150 11,035.40 512.15- 5.500% 0512512039 DD 02101112 115,054.0100 FNMA STD REMIC P1T 12-45 BA 121,553.52 110.1290 121,309.19 155.51 6.000% 0512512042 DD 04101112 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE RDZELLE NFL RET ENERALL COMPOSITE SHARESI PAR VALUE 109.32?.3800 83.385.4300 406.162.4800 139.134.9500 125.9?3.0380 128.541.0100 49,912.6200 332.693.3120 153.038.9000 241.331.2T10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION FNMA STD REMIC PIT 12-51 ?.000% 05I25I2042 DD 04I01I12 FNMA STD REMIC PIT 12-?4 ID VAR RT 03I25I2042 DD 06I25I12 FNMA STD REMIC PIT 12-?0 IO VAR RT 02I25I2041 DD 06I25I12 FNMA STD REMIC PIT 12-101 Al 3.000% DD 08I01I12 FNMA STD REMIC PIT 409 C2 ID 3.000% DD 06I01I12 FNMA POOL 3.500% 11I25I2041 DD 06I01I12 FNMA STD REMIC PIT 409 C1 ID 4.000% 04I25I2042 DD 06I01I12 FNMA STD REMIC PIT 409 C2 ID 4.500% 11I25I2039 DD 06I01I12 MULTICLASS MTG 394? SS VAR RT 10I15I2041 DD 10I15I11 MULTICLASS MTG K016 X1 VAR RT 10I25I2021 DD 12I01I11 MULTICLASS MTG 399? SK VAR RT 11I15I2041 DD 02I15I12 MULTICLASS MTG X1 VAR RT 12I25I2021 DD 03I01I12 COST 124.366. 14,46?. 19,802. 50.648. 13.6?5. 20.151 16.656. 5.629 80.365. 16.543. 56.331 11,582PRICE 110.9500 15.3660 18.4530 11.8850 12.38?0 21.9500 24.?960 21.2580 19.8540 9.4160 1?.8020 8.5420 MAR KET VALUE 11,691.90 48.2?2.41 1?.234.65 10,610.42 66,052.93 14,410.14 10,028.30 PAGE: M1102E UNREALIZED GAINILDSS 4,415.32- 2.3?5.98- 3,559.13 ?.499.6? 4,980.83 14.312.42- 2,133.40- 13,369.83- 1.554.33- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE RDZELLE NFL RET ENERALL COMPOSITE PAR VALUE 821.145.4300 129.094.1200 172.529.3520 100.402.8130 102.017.5900 353.158.9150 338.430.2880 79.754.5900 152.854.5000 98.700.4800 172.170.2500 93.154.0900 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REMALUED COST 31 MARCH 2014 SECURITY DESCRIPTION MULTICLASS MTG 4092 AIID 3.000% 0971572031 DD 08701712 MULTICLASS MTG K021 X1 VAR RT 0672572022 DD 11701712 MULTICLASS MTG K008 X1 1MAR RT 0572572020 DD 09701710 MULTICLASS MTG 4210 2 3.000% 0571572043 DD 05701713 MULTICLASS MTG 4226 ?32 3.000% 0771572043 DD 07701713 MULTICLASS MTG 4239 I0 3.500% FNMA 4.500% FNMA 4.500% FNMA 4. 500% FNMA 5.000% FNMA 5.500% FNMA 2. 500% 0571572027 DD POOL 0470172041 DD POOL 0970172041 DD POOL 0570172041 DD POOL 0770172041 DD POOL 0570172040 DD POOL 1070172042 DD 08701713 04701711 03701713 03701713 04701713 11701713 10701712 COST 90.588. 14.283. 15.929. 81.858. 77,268. 52.092. 370.804. 86.041 154.903. 105.252. 190.651 92.195PRICE 14.2240 9.8030 7.7580 81.8730 79.4570 13.9590 108.7970 106.7550 105.7300 108.8310 112.1950 92.5410 MAR KET VALUE 115.799. 12.398. 13.384. 82.001. 81,060. 50.594. 381.433. 85.142. 153.141 105.240. 193.188. 85.205PAGE: M1102E UNREALIZED GAINILDSS 25.211.04 1.888.83- 2.544.75- 345.19 3,791.75 1.397.30- 9.171.51- 899.04- 1.751.29- 12.58- 2.514.75 5.989.77- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 8 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 9 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 90,263.3660 92,365.9230 33,913.5240 95.335.4300 96,239.3300 913.361.0210 1122219020 SECURITY DESCRIPTION FNMA 4.000% FNMA 3.500% FNMA 3. 500% FNMA 4.000% FNMA 3.500% FNMA 3.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% POOL 121'01 I2042 DD POOL 12101 ?2042 DD POOL 121'01 1'2042 DD POOL 0TI01I2042 DD POOL 03101I2042 DD POOL 09I01f2042 DD POOL 06101f2043 DD POOL 07101:?204 3 DD POOL DD POOL 01"!01 f2043 DD POOL 031'01 I204 3 DD 11I01I12 11!01!12 121'01f12 0TI01I12 03101 1'1 2 09I01I12 06101I13 06101 I1 3 0601 I1 3 06101113 0?!01!13 FHLMO MULTICLASS MTG ZA 6.000% 05115I2036 DD 05I01f06 COST 93,393. 93,646. 101,100. 100,226. 166,236. 99,334. 99.459. 99,3?3. 101,325. 102,135. 125,6151'0 PRICE 105.3230 100.0460 100.0460 103.9620 99.6?30 96.6960 104.35?0 104.1460 104.1410 104.3210 103.2150 111.5590 MAR KET VALUE 95,529. 92,903. 95,220. 92,441. 100,056. 99.303. 100,224. 102,135. 102,039. 125,200GAINILOSS 2,363.32- 5,330.33- 4,996.26- 12,005.36- 6?1.33 349.53 346.23 360.34 96.39- 415.3?- BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 10 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 58,140.3800 FHLMO MULTICLASS MTG 3451 88 6,020.96 11.2840 6,560.56 539.60 VAR RT 0511512038 DD 05115108 116,288.5500 FNMA STD REMIC P1T 11-59 NZ 138,575.19 113.6780 132,194.50 6,380.69- 5.500% 0712512041 DD 06101111 436.760.1860 MULTICLASS MTG K007 X1 28,721.28 5.3340 23,296.79 5,424.49- 1MAR RT 0412512020 DD 06101110 52,309.9850 FNMA STD REMIC P1T 10-142 IO 7,622.13 12.3840 6,478.07 1,144.06- VAR RT 1212512040 DD 11125110 609.840.6800 MULTICLASS MTG K006 AX1 35,504.85 4.8600 29,638.26 5,866.59- VAR RT 0112512020 DD 04101110 57,956.5000 FHLMO MULTICLASS MTG 3621 88 8,510.30 15.1750 8,794.90 284.60 1VAR RT 0111512040 DD 01115110 28,851.6490 FNMA POOL #0745959 31,505.76 110.6090 31,912.52 406.76 5.500% 1110112036 DD 10101106 87,998.7600 FNMA POOL #0836464 92,677.74 105.7360 93,046.37 368.63 1MAR RT 1010112035 DD 09101105 87,939.9900 FNMA POOL #0836641 92,475.10 105.4560 92,738.00 262.90 1I1AR RT 1010112035 DD 09101105 18,159.2710 FNMA POOL #0888560 20,436.95 112.4540 20,420.83 16.12- 6.000% 1110112035 DD 07101107 41,999.4110 FNMA POOL #0830032 47,444.26 113.0160 47,466.05 21.79 6.500% 1110112037 DD 10101107 33,711.6580 FNMA POOL #0889117 36,733.96 109.5890 36,944.27 210.31 5.000% 1010112035 DD 01101108 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 30,442.2690 13,433.4330 5,133.0230 36, 350.5000 50,931.2130 94.012.1930 93,440.9310 206.339.0200 5500 SECURITY DESCRIPTION FNMA 5.000% FNMA 5.000% FNMA ?.000% FNMA ?.000% FNMA 5.500% FNMA 4. 500% FNMA 3.000% FNMA 3.500% FNMA 4.000% FNMA 4.000% FNMA 4. 500% FNMA 4.000% POOL #0390243 0310141203? DD POOL #0915154 04!01!203? DD POOL #0934643 111101412033 DD POOL #093535? 03101112033 DD POOL #09950?2 03!01!2033 DD POOL 091101112041 DD POOL 09101112042 DD POOL 12I01f2042 DD POOL 05101412043 DD POOL 06I01I2043 DD POOL 061101412031 DD POOL 03101112042 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 09I01I10 04!01!0? 1111014103 03I01f03 11!01!03 0311011111 031011112 11I01I12 0411014113 05f01f13 0511011111 COST 34,256. 105,?01 15,973. ?,330. 40,364. 4?3,353. 99.364. 99,141 95,?40. 222,900. 303,9?PRICE 112.4530 103.3310 110.4950 112.35?0 110.6220 105.?360 95.5910 100.0460 104.1340 104.0420 103.1340 103.2120 MAR KET VALUE 34,233. 105,3?4. 14,343. 3,943. 40,211 54,33?. 442,312. 94.055. 99,4?3. 223,1?6. 23?,5397'2 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAGE: 11 M1102E UNREALIZED GAINILOSS 23.09- 2?.19- 1,134.91- 33?.45- 153.03- 1.335.91- 30,545.30- 5.3039?- 336.93 4??.24 2?6.56 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 12 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 MARKET UNREALIZEDII PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 192,127.6400 FNMA POOL 205,426.47 100.0460 192,216.02 13,210.45- 3.500% 0310112043 DD 02101113 192,978.7300 FNMA POOL 206,381.73 100.0460 193,067.50 13,314.23- 3.500% 0410112043 DD 03101113 193.452.6920 FNMA POOL 207,961.65 100.0460 193,541.68 14,419.97- 3.500% 0510112043 DD 04101113 85,772.2650 FNMA POOL 101,919.81 110.6480 94,905.30 7,014.51- 7.000% 0210112039 DD 12101110 36,990.4180 GNMA l POOL #0004040 42,600.06 112.2890 41,536.17 1,063.89- 6.500% 1012012037 DD 10101107 44,772.3800 GNMA ll POOL #0004195 50,409.73 113.2510 50,705.17 295.44 6.000% 0712012038 DD 07101108 287.610.8300 GNMA POOL #0004245 329,196.54 113.2820 325,811.30 3,385.24- 6.000% 0912012038 DD 09101108 50,101.3480 GNMA POOL #0004617 55,490.80 107.9640 54,091.42 1.399.38- 4.500% 0112012040 DD 01101110 51,872.2910 GNMA POOL #0004696 57,379.63 107.9500 55,996.14 1,383.49- 4.500% 0512012040 DD 05101110 110,896.9100 GNMA POOL #0004837 125,483.23 112.1620 124,384.19 1,099.04- 6.000% 1012012040 DD 10101110 56,012.6340 GNMA l POOL #0004923 61,959.56 108.0970 60,547.98 1,411.58- 4.500% 0112012041 DD 01101111 356,528.5990 GNMA ll POOL #0004978 394,381.29 108.1040 385,421.68 8.959.61- 4.500% 0312012041 DD 03101111 BNY ME LLON 5500 NFL GSALL10 BERT BELLIPETE RDZELLE NFL RET ENERALL COMPOSITE SHARESI PAR VALUE 155.232.0500 250.020.6100 222.226.8200 113,310.2500 210.155.9400 456.063.2500 169,203.5590 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION SNMA POOL #0?53 4.500% 0TI20I2041 GNMA STD REMIC PIT VAR RT 01I20I2040 GNMA STD REMIC PIT VAR RT 05I20I2060 SNMA STD REMIC PIT VAR RT 10I20I2060 GNMA STD REMIC PIT VAR RT 10I20I2060 SNMA STD REMIC PIT VAR RT 05I20I2059 GNMA STD REMIC PIT VAR RT 02I20I2061 SNMA STD REMIC PIT VAR RT 03I20I2061 SNMA STD REMIC PIT VAR RT 03I15I2052 GNMA STD REMIC PIT 3.500% 02I20I2033 GNMA STD REMIC PIT VAR RT 02I16I2044 SNMA STD REMIC PIT VAR RT 06I16I2044 363 DD 03I01I11 10-65 ID DD 10-H10 FC DD 06I20I10 10-H20 AF DD 10I20I10 10-H24 FA DD 11I20I10 10-H22 FE DD 11I20I10 11-H06 FA DD 02I20I11 11-H09 AF DD 03I20I11 12-100 ID DD 03I01I12 12-66 DD 05I01I12 13-154 AB DD 10I01I13 13-153 AB DD 10I01I13 COST 55,995. 159,135. 249,105. 221,?39. 113,531. 210,6?5. 56,515. 12,055. 214,294. ?'1,430PRICE 10?.?950 16.4120 101.3390 93.8300 98.8?80 99.3390 99.3490 99.5690 6.5320 14.42?0 101.4540 101.45?0 MAR KET VALUE 3,067.61 24?,095. 3? 113,034.32 55,692.35 11,052.40 210,949.93 PAGE: M1102E UNREALIZED SAINILDSS 1.276.53- 2?6.31 2,010.39- 2,005.94- 546.31- 623.51- 1,003.39- 3,539.49- 3,344.49- 1.112.?5- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 13 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE FINAL 094123 PAR VALUE SECURITY DESCRIPTION 69,257.3400 GNMA STD REMIC PIT 169,236.2600 99,605.3700 94,339.5350 970.000.0000 120,000.0000 50,000.0000 330.000.0000 2.250% 0371672035 GNMA STD REMIC PIT VAR RT 0671672055 GNMA REMIC 2.000% 1271672049 GNMA STD REMIC PIT VAR RT 0672072043 TREASURY BONDS 3.750% 1171572043 TREASURY NOTE 0.250% 1273172015 TREASURY NOTE 1.500% 1273172013 TREASURY NOTE 2.750% 1171572023 TOTAL U. S. GOVERNMENT SECURITIES CORPORATE DEBT INSTRUMENTS - 13-173 A DD 11701713 13-173 IO DD 11701713 13-193 AB DD 12701713 13-152 HSIOI DD 10720713 DD 11715713 DD 12731713 DD 12731713 DD 11715713 PREFERRED 40,000.0000 100,000.0000 171 ,4 32.2270 ATE-T INC 5.500% 0270172013 AT3T INC 2.500% 0371572015 DD 02701703 DD 07730710 AIRSPEED LTDICAYMAN 1A G1 144A VAR RT 0671572032 DD 06727707 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 70,279.97 11,367.29 99,372.42 19,990.40 935,761.33 119,625.60 49,336.72 324,939.93 26,799,513.03 47,025.61 103,367.00 143,145.91 PRICE 100.0530 6.5290 99.4400 21.0630 103.5310 99.3670 99.2500 100.4530 112.3270 102.4350 34.0000 MAR KET VALUE 69,297.51 11,052.70 99,043.03 19,930.79 1,004,250.70 119,340.40 49,625.00 331,494.90 26,300,355.27 45,130.30 102,435.00 144,003.07 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAGE: 14 M1102E UNREALIZED GAINILOSS 932.45- 314.59- 324.34- 9.61- 13,433.37 214.30 233.23 6,504.92 499.162.31- 1,394.31- 1.332.00- 357.16 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE BERT BELLIPETE RDZELLE NFL RET UVERALL COMPOSITE PAR VALUE 40,000.0000 40,000.0000 130.000.0000 40,000.0000 50,000.0000 100,000.0000 120.000.0000 160.000.0000 40,000.0000 50,000.0000 10,000.0000 40,000.0000 SECURITY DESCRIPTION AMERICA MOVIL SAB DE CV 5.525% 111151201? DD 10130410? AMERICAN EXPRESS CREDIT CORP 5.125% 0512519014 DD 05125I09 INBEV WORLDWIDE 5.000% 04115412020 DD 031294110 ANHEUSER-BUSCH INBEV WORLDWIDE 2.500% DD 0TI15I12 AVIS BUDGET RENTAL 2A A 144A 2.802% 05I20I2018 DD 03!22!12 AVIS BUDGET RENTAL 3A A 144A 2.100% 03120112019 00 0TI31I12 AVIS BUDGET RENTAL 2A A 144A 0212012020 DD 091181113 BHP BILLITCN FINANCE USA LTD 3.250% 11121:?2021 DD 11I21I11 BHP BILLITON FINANCE USA LTD 5.000% 0913012043 DD 091304113 BP CAPITAL MARKETS PLC 0311012015 DD 03110109 BP CAPITAL MARKETS PLC 3.551% 11101412021 DD 111014111 BNP PARIBAS SA 0911411201? DD 091141112 OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 45,431 42,494. 154,165. 52,553. 102,043. 119,9?9. 169,020. 39,994. 53,513. 10,616. 40,592PRICE 113.3?50 101.5550 112.9540 94.4190 103.4180 100.5220 102.?450 101.1160 105.3130 103.2940 102.?530 102.4230 MAR KET VALUE 45,350. 40,?45. 146,340. 51,?09. 100,522. 123,295. 161.?35. 42,321 51,9?5. 10,2?3. 40,959PAGE: M1102E UNREALIZED GAINILDSS 1.13150- 1,549.50- 344.00- 1.521.00- 3,315.50 ?.235.20- 2,333.20 33?.30- 3?5.30 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 15 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE 140,000.0000 10,000.0000 130,000.0000 80,000.0000 50,000.0000 30,000.0000 20,000.0000 20,000.0000 20,000.0000 10,000.0000 10,000.0000 FINAL 094123 5500 SECURITY DESCRIPTION BAKER HUGHES INC ?.500% BANK OF 5.420% BANK OF 4.125% BANK OF 5.000% BANK OF 4.000% BANK OF 1121522013 DD AMERICA CORP 032152201? DD AMERICA CORP 0122222024 DD AMERICA CORP 0122122044 DD AMERICA CORP 0420122024 DD AMERICA CORP 0420122044 DD BOEIN CAPITAL CORP 4.200% 1022222019 DD BOEIN COITHE 0221522020 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 10223209 03215207 01221214 01221214 04201214 04201214 10222209 07223209 COMMERCIAL MORTGAGE PA CR12 A4 4.045% 1021022046 DD 11201213 COMMERCIAL MORTGAGE PA CR12 AM 4.300% 1021022046 DD 11201213 COMMERCIAL MORTGAGE PAS CR12 RT 1021022045 DD 11201213 COMMERCIAL MORTGAGE PAS CR3 A3 2.322% 1021522045 DD 10201212 COST 133,213. 10.131 129,?33. 59,943. 35,152. 53,052. 20,599. 20,599. 10,299. 10,2192014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 MARKET PRICE 122.3333 122,343.23 113.1233 22,123.23 131.1223 13,112.23 132.3333 132,215.23 33.3323 23,335.33 133.4553 53,223.33 111.5223 33,423.13 112.3343 23,432.33 133.2353 23,353.33 132.3343 23,523.33 133.4333 13,343.33 35.3313 3,533.13 PAGE: 16 M1102E UNREALIZED GAINILOSS 448.?0- 13.60- 2,982.60 154.20 329.40 4.650.10- 59.11 19.92- 4T.04 550.04- iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE BERT BELL1PETE RDZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE 452,433.1930 10,000.0000 30.000.0000 116.359.1100 100.000.0000 50,000.0000 10,000.0000 91.000.0000 40,000.0000 10,000.0000 40,000.0000 SECURITY DESCRIPTION ASSET-BACKED 5 1A VAR RT 1012512034 DD 0512?104 CATHOLIC HEALTH INITIATIVES 4.350% 1110112042 DD 10131112 CITIGRDUP INC 5.000% 0911512014 DD 09116104 CITIGRDUP CDMMERCI 5MP A 144A 2.110% 0111212030 DD 03101113 COMBAST CORP 6.500% 0111512015 DD 01110103 CDMCAST CORP 6.950% 031151203? DD 0312310? CDMCAST CORP 6.550% 0T10112039 DD 06113109 COMM 2007-C9 MORTGAGE TR C9 A4 VAR RT 1211012049 DD 03101107 HOLDING 00 6.950% 0411512029 DD 04120199 CDDPERATIEVE CENTRALE RAIFFEIS 0210312022 DD 02103112 COOPERATIEVE CENTRALE RAIFFEIS 3.3?5% 011191201? DD 01119112 SUISSE 09-2R 1A16 144A VAR RT 0912612034 DD 04101109 OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 40?,234. 33 3,901.30 34,002. 119,116. 110,305. 62,062. 12,045. 106,633. 54,03?. 10,543. 42,324. 231,400PRICE 90.2330 91.4990 101.9360 100.?360 104.53?0 129.3960 124.3240 112.3220 133.29?0 103.5620 106.0130 93.6900 MAR KET VALUE 403,515. 41 9,149.90 31,543. 11?,215. 104,53?. 64,943. 12,432. 102,213. 53,313. 10,356. 42,4071. 2?6,332PAGE: M1102E UNREALIZED GAIN1LDSS 1,230.53 243.10 2,453.31- 1,901.25- 2.335.60 43?.20 ?13.30- 192.40- 41?.20- 5.06?.39- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 1? BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 13 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS DBUBS 2011-LC3 MO LC3A XA144A 3.0850 5,141.41 2,505.81- VAR RT 0811012044 DD 08101111 150,000.0000 DAIMLER FINANCE NORTH AME 144A 151,011.00 100.58T0 151,045.50 34.50 1.300% 0T13112015 DD 08101112 30,000.0000 JOHN DEERE CAPITAL CORP 31,021.80 100.08T0 30,026.10 885.?0- 2.250% 0411?12018 DD 0411?112 10,000.0000 JOHN DEERE CAPITAL CORP 8,453.20 85.?500 112.80 1.?00% 0111512020 DD 10112112 150.000.0000 DIAGEO CAPITAL PLC 111.1?10 8,232.00- 4.828% 0?1'11512020 DD 05114110 100,000.0000 EFS VOLUNTEER NO 2 1 A2 144A 103,888.00 102.5830 102,583.00 1.305.00- VAR RT 0312512035 DD 05122112 30,000.0000 EATON CORP 30,085.10 88.5180 230.40- 1.500% 111021201? DD 11102113 110.000.0000 EATON CORP 108,883.50 84.5530 104,128.30 5.?54.20- 2.750% 1110212022 DD 11102113 40,000.0000 EATON CORP 40,324.80 83.3820 2,858.10- 4.150% 1110212042 DD 11102113 150,000.0000 EDUCATIONAL FUNDING OF TH 1 A2 158,100.00 100.0580 150,082.80 882.80 VAR RT 0412512035 DD 05108111 86,623.0200 G8 MORTGAGE SECURI GCS XA 144A 8,138.4? l6.8080 VAR RT 0811012044 DD 10101111 150,000.0000 GS MORTGAGE SECURI ALOH A 144A 100.2200 151,080.00 5.548.00- 3.551% 0411012034 DD 05101112 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 50,000.0000 40,000.0000 30.000.0000 40,000.0000 30,000.0000 130,000.0000 320.000.0000 130.000.0000 50,000.0000 20,000.0000 50,000.0000 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION GS MORTGAGE SECURITIES GC15 A4 11110412043 DD 111014113 GS MORTGAGE SECURITIES GC15 AS 4.649% 1111012046 DD 111011113 GS MORTGAGE SECURITIES GC13 1WAR RT GENERAL 0.350% GENERAL 4.500% GENERAL 1VAR RT GENERAL GENERAL 1.625% 11110112045 DD 111014113 ELECTRIC CO 10IOQI2015 DD 10IOQI12 ELECTRIC CO 03f11f2044 DD 03I11I14 ELECTRIC CAPITAL CORP 1111511205? DD 11115410? ELECTRIC CAPITAL CORP 01!10!2039 DD 01!09!03 ELECTRIC CAPITAL CORP 07102:?2015 DD 07!02!12 GLAXOSMITH KLINE CAPITAL PLC 2.350% GOLDMAN 6.000% GOLDIHIAN 5. 3?5% GOLDMAN 3.000% 05103412022 DD 051094112 SACHS GROUP INCITHE 0510140014 DD 05!06!09 SACHS GROUP INCITHE 03115412020 DD 031034110 SACHS GROUP INCITHE 05115112020 DD 051031110 COST 41,199. 30,393. 40,133. 29,726. 13?,300. 413,2?3. 30,512. 51,010. 21,031 79.?51 ?0,312PRICE 105.5110 105.3320 103.5330 100.4520 101.5510 110.0000 131.5340 101.3590 9?.5230 100.4400 111.5?40 114.3310 MAR KET VALUE 42,552. 31,9?4. 40,130. 30,465. 143,000. 421,420. 30.40?. 43,314. 20,033. 53,393PAGE: M1102E UNREALIZED GAINILOSS 1.503.94 1,353.23 1,0?6 .90 4120 T3360 5.1339? 104.?0- 2,195.00- 993.20- 1,649.20- 1.914.00- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 19 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 20 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 MARKET UNREALIZEDII PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 20,000.0000 GOLDMAN SACHS GROUP 20,350.30 114.5520 22,910.40 2,559.60 6.?50% 101011203? DD 1010310? 140.000.0000 GOLDMAN SACHS GROUP INC1THE 166,369.00 113.?450 166,243.00 126.00- 6.250% 0210112041 DD 01123111 20.000.0000 GOLDMAN SACHS GROUP 22,661.40 110.6990 22,139.30 521.60- 5.250% 0112112021 DD 01121111 90.000.0000 GOLDMAH SACHS GROUP INC1THE 100.6640 90.59160 629.10- 2.3?5% 0112212013 DD 01122113 10.000.0000 GOLDMAN SACHS GROUP 10,056.00 101.9190 10.19190 141.90 2.900% 0111912013 DD 0?1119113 50,000.0000 HSBC FINANCE CORP 59,161.00 116.6940 53,341.00 320.00- 0111512021 DD 071115111 130.000.0000 JPMORGAN CHASE 3 CO 130,134.60 100.4100 130,533.00 343.40 1.100% 1011512015 DD 10113112 10.000.0000 JPMORGAN CHASE 3 CO 11,031.30 107.1900 10.?19.00 312.30- 4.350% 0311512021 DD 03110111 40,000.0000 COMMERCIAL MORTGA C15 AS 41,199.33 104.1560 41,902.40 7102.52 4.420% 1111512045 DD 10101113 10.000.0000 JPMEIEI COMMERCIAL MORTGAG 3 10,131.93 105.?340 10.5?3.40 396.42 VAR RT 011151204? DD 12101113 100.000.0000 JP MORGAN 13-INN A 144A 100,000.00 100.0640 100,064.00 64.00 VAR RT 1011512030 DD 10122113 40,000.0000 RENTENBANK 39,340.00 96.2030 33,431.20 1.353.30- 1012312019 DD 10123112 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 21 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 116,236.1110 LONG BEACH MORTGAGE LOAN 4 AV1 102,622.55 92.1530 101,161.20 4,533.65 VAR RT 0312512033 DD 01110103 40,000.0000 MEDTRONIC INC 45,963.00 109.1300 43,912.00 2,056.00- 4.450% 0311512020 DD 03116110 60,000.0000 METLIFE INC 10,535.40 112.1460 61,231.60 3,241.30- 6.150% 0610112016 DD 05129109 10,000.0000 MORGAN STANLEY BANK OF A [31 A4 10,102.10 95.1610 9,516.10 526.00- 2.913% 0211512046 DD 01101113 20,000.0000 MORGAN STANLEY BANK C1 A3 20,222.40 95.5010 19,101.40 1,121.00- 3.214% 0211512046 DD 01101113 30,000.0000 MORGAN STANLEY CAPITAL AM 31,111.33 109.3040 31,443.20 323.63- 1VAR RT 0111212044 DD 03101106 160,000.0000 MORGAN STANLEY BANK OF A C6 AS 166,561.96 93.3900 151,424.00 9,143.96- 3.416% 1111512045 DD 10101112 43,069.2430 NATIONAL COLLEGIATE STUDE 2 A4 46,356.13 94.3420 45,349.49 1,001.29- 1MAR RT 1112112023 00 10123104 210,000.0000 NATIONAL COLLEGIATE STUDE 3 A4 245,025.00 95.2310 251,123.10 12,093.10 VAR RT 0412512029 DD 10112105 50,000.0000 OCCIDENTAL PETROLEUM CORP 52,511.51 99.3120 49,656.00 2,915.51- 3.125% 0211512022 DD 03113111 40,000.0000 OCCIDENTAL PETROLEUM CORP 40,031.20 94.4990 31,199.60 2,231.60- 2.100% 0211512023 DD 06122112 30,000.0000 ORACLE CORP 30,033.00 99.2140 19,311.20 116.30- 1.200% 1011512011 DD 10125112 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 22 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 20,000.0000 PACIFIC GAS 8 ELECTRIC CO 26,821.20 124.4910 24,898.20 1.923.00- 8.250% 1011512018 DD 10121108 28,000.0000 PEPSICO INC 125.52'1'0 2,131.92- ?.900% 1110112018 DD 10124108 80,000.0000 PEPSICO INC 80,120.00 100.2300 80,184.00 64.00 0.?0031: 0811312015 DD 08113112 32,000.0000 PETROBRAS INTERNATIONAL FINANC 35,243.84 104.3820 33,402.24 1,841.80- 5.?50% 0112012020 DD 10130109 220.000.0000 PETROEIRAS INTERNATIONAL FINANC 101.1320 222,490.40 14,831.40- 0112?112021 DD 01127111 30,000.0000 PETROBRAS GLOBAL FINANCE 8V 29,648.40 91.5020 2.191.80- 4.3153}: 0512012023 DD 05120113 80,000.0000 PHILIP MORRIS INTERNATIONAL IN 82,534.40 98.8880 18,950.40 3,584.00- 2.900% 1111512021 DD 11115111 40,000.0000 PHILIP MORRIS INTERNATIONAL IN 41,115.60 9?.8780 39,151.20 1.964.40- 4.500% 0312012042 DD 03120112 40,000.0000 PHILIP MORRIS INTERNATIONAL IN 94.0080 31,603.20 1,811.20- 2.500% 0812212022 DD 08121112 150,000.0000 R88 COML FDG INC 13-GSP A 144A 149,498.09 101.8?20 152,508.00 3,011.91 VAR RT 0111312032 DD 12101113 30,000.0000 RAYTHEON CO 31,683.60 101.0230 30,306.90 3.125% 1011512020 DD 10120110 20,000.0000 RIO TINTO FINANCE USA PLC 20,021.00 99.9920 19,998.40 22.60- 2.250% 1211412018 DD 08119113 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 23 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 20,000.0000 RIO TINTO FINANCE USA LTD 20,330.00 103.2390 20,641.30 232.20- 2.500% 0512012016 DD 05120111 20,000.0000 RIO TINTOI FINANCE USA LTD 21,593.60 105.36'10 21,313.40 525.20- 4.125% 0512012021 DD 05120111 40,000.0000 RIO TINTO FINANCE USA LTD 42,133.30 102.9920 41,196.30 942.00- 3.1503}: 0912012021 DD 09119111 100.000.0000 SLM STUDENT LOAN TRUST 200 5 91,963.00 96.1540 96,154.00 4,136.00 VAR RT 0911612024 DD 03129102 30,000.0000 SHELL INTERNATIONAL FINANCE EV 41,433.60 123.9120 2.716300- 1211512033 DD 12111103 20,000.0000 SHELL INTERNATIONAL FINANCE 3'11 23,119.40 109.1590 21,951.30 1.221.60- 4.3153}: 0312512020 DD 03125110 100.000.0000 SUMITOMO MITSUI BANKING 144A 104,191.00 103.0390 103,039.00 1,153.00- 3.150% 0112212015 DD 0T122110 90,000.0000 TOYOTA MOTOR CREDIT CORP 39,901.90 99.0350 7125.40- 1.250% 1010512017 DD 10105112 25,000.0000 UBS-BARCLAYS OOMMER C4 A5 144A 25,031.14 96.4560 24,114.00 923.14- 3.31?% 1211012045 DD 12101112 42,000.0000 UNION PACIFIC CORP 105.?240 44,404.03 2,390.02- 4.163% 0111512022 DD 06123111 40,000.0000 UNITED TECHNOLOGIES CORP 42,634.30 101.32T0 40,130.30 1,904.00- 4.500% 0610112042 DD 06101112 20,000.0000 UNITEDHEALTH GROUP INC 23,160.60 116.3130 435.00- 5.300% 0311512036 DD 03102106 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 24 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 30,000.0000 UNITEDHEALTH GROUP INC 32,904.90 105.?550 31,?2650 1.178.40- 1011512020 DD 10125110 40,000.0000 UNITEDHEALTH GROUP INC 116.8240 591.20- 5.700% 1011512040 DD 10125110 100.000.0000 COMMUNICATIONS INC 122,382.80 11?.9630 4.419.80- 6.350% 0410112019 DD 031271109 248.098.6220 COMMERCIAL MD C2 XA 144A 11,685.41 3.6??0 9,122.59 2,562.82- VAR RT 0211512044 DD 03101111 126.706.4990 COMMERCIAL XA 144A 13,763.02 9.2430 11,111.61r 2,051.35- VAR RT 0611512045 DD 06101112 60,000.0000 COMMERCIAL MORTGA C11 AS 61,156.80 91.0950 58,251.00 2.899.80- 0311512045 DD 02101113 10,000.0000 WELLS FARGO 8 CO 11,420.50 110.0640 11,006.40 414.10- 4.600% 0410112021 DD 03129111 20,000.0000 WELLS FARGO 8 OD 20,624.20 102.3930 145.60- 2.100% 0510812017 DD 05107112 30,000.0000 WELLS FARGO DO 99.0450 224.10- 1.500% 0111612018 DD 12126112 30,000.0000 WELLS FARGO 8 CO 30,201.60 9?.0590 1,083.90- 3.450% 0211312023 DD 02113113 40,000.0000 WELLS FARGO CO 39,881.60 105.3390 42,135.60 2,254.00 5.315% 1110212043 DD 10128113 50,000.0000 WELLS FARGO OO 54,065.50 106.0340 53,012.00 1.048.50- STEP 0611512016 DD 0911512010 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 25 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 263,000.0000 WELLS FARGO 3 OD 263,992.23 103.3160 2.?2335 4.430% 0111612024 DD 11126113 30,000.0000 WYETH LLC 102,1?160 121.0300 96,324.00 5,353.60- 5.950% 041011203? DD 031221107 TOTAL CORPORATE DEBT INSTRUMENTS - PREFERRED 3,969,035.74 133,414.99- CORPORATE DEBT INSTRUMENTS 110,000.0000 TIME WARNER INC 146,652.30 134.1050 363.20 7.700% 0510112032 DD 04103102 90,000.0000 ABBVIE INC 91,094.40 100.3160 90,234.40 310.00- 1.?50?111 1110612017 DD 05106113 60,000.0000 ABBVIE INC 60,054.00 96.2630 2,293.20- 2.900% 1110612022 DD 05106113 129.492.1050 ACE SECURITIES CORP HOM FM1 M1 93.0960 1I1AR RT 0912512033 DD 01129104 20,000.0000 ALTRIA GROUP INC 30,504.60 160.4430 32,039.60 1,535.00 9.950% 1111012033 DD 11110103 110,000.0000 ALTRIA GROUP INC 124,500.20 109.1330 120,046.30 4,453.90- 4.?50% 0510512021 DD 05105111 60,000.0000 ALTRIA GROUP INC 53,935.40 93.3400 56,304.00 2,631.40- 2.350% 0310912022 DD 03109112 40,000.0000 ALTRIA GROUP INC 40,133.30 104.5390 41,315.60 1.6??.30 5.325% 0113112044 DD 10131113 10,000.0000 ALTRIA GROUP INC 100.1390 10,013.90 31.10 4.000% 0113112024 DD 10131113 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE 50,000.0000 20,000.0000 130.000.0000 130,000.0000 20.000.0000 20,000.0000 10.000.0000 320.000.0000 20,000.0000 40,000.0000 20.000.0000 90,000.0000 SECURITY DESCRIPTION HESS CORP 1010112029 DD 10101199 HESS CORP 0311512031 DD 03115101 AMERICAN EXPRESS CO 1WAR RT 0910112055 DD 03101105 AMERICAN INTERNATIONAL GROUP I 6.250% 031151203? DD 0311310? PETROLEUM CORP 0911512017 DD 08112110 ARCE REVALUED COST 31 MARCH 2014 COST 54,495.50 140,075.00 143,933.00 23,413.20 20,930.00 1VAR RT BANK OF 5.150% BANK OF 4.500% BANK OF 5.525% BANK OF 5.000% BANK OF 3.315% BANK OF 2.600% 021251201 1' DD AMERICA CORP 121011201? DD AMERICA CORP 0410112015 DD AMERICA CORP 0110112020 DD AMERICA CORP 0511312021 DD AMERICA CORP 031221201?r DD AMERICA CORP 0111512019 DD 02123112 1210410? 03111110 05122110 05113111 03122112 10122113 11.566. 339.073. 23,339. 44,336. 21,515. 39,934. 60 40 46 40 20 1'0 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 MARKET PRICE 131.3346 65,661.66 126.3666 25,216.66 166.5166 142,441.66 166.6666 136,566.66 114.4320 22,366.46 166.1256 21,225.66 113.2146 11,321.46 163.1436 331,663.66 113.1656 22,156.66 116.2646 44,165.66 166.6656 21,333.66 166.3656 66,355.56 PAGE: M1102E UNREALIZED GAIN1LOSS 1,111.50 432.40 2 .365 .00 ?,433.00- 521.30- 295.00 245.20- 71.034.30- 530.40- T3030- 132.20- 310.30 25 BNY MELLON 5500 NFL GCALL10 BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE FINAL 034123 5500 SCHEDULE SHARES1 PAR VALUE SECURITY DESCRIPTION 20,000.0000 BARRICK GOLD CORP 3.350% 0410112022 DD 04103112 30,000.0000 BARRICK GOLD CORP 100.000.0000 30,000.0000 103.240.3T00 130,335.5300 14,544.2500 44,331.4100 503333300 40,000.0000 4.100% 0510112023 DD 05102113 BARRICK NORTH AMERICA FINANCE 4.400% 0513012021 DD 05101111 CV3 CAREMARK CORP 5.?50% 0511512041 DD 05112111 ALTERNATIVE LOAN TRUST 33 3A1 VAR RT 0312512035 DD 03101105 ALTERNATIVE LOAN TRUST 44 1A1 VAR RT 1012512035 DD 03130105 ASSET-BACKED 4 AF3 VAR RT 1012512035 DD 03101105 CHL MORTGAGE PASS-THR HYB1 1A1 VAR RT 0312512035 DD 01123105 CHL MORTGAGE PASS-THROUG 4 4A1 VAR RT 0212512035 DD 01123105 CHL MORTGAGE PASS-THROUG 2A1 VAR RT 0312512035 DD 0112?105 CHL MORTGAGE PASS-THROU 11 l3A1 VAR RT 0312512035 DD 02123105 CELULOSA ARAUCO CONSTITUCION 4.?50% 0111112022 DD 0T111112 OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 20,444. 103,?32. 33,333. 33,743. 125,130. 14,301 113,243. 3,333 33,515. 34,400. 41,500PRICE 35.5130 34.3330 100.?330 115.3330 36.34?0 31.11?0 100.2200 36.7340 ?3.42?0 33.5530 33.1?10 100.4310 MAR KET VALUE 13,103.30 154,435.37" 127,333.13 33,332.33 44,332.40 40,132.40 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 PAGE: 2? M1102E UNREALIZED GAIN1LOSS 1.341.00- 3,013.00- 5,304.30 11,123.43 23,245.55 31.03- 11.533655 3.15323 3,313.33 3.331.713 1.403.40- BNY ME LLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST MARCH 2014 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 33,000.0000 10,000.0000 40,000.0000 30,000.0000 60,000.0000 30,000.0000 10,000.0000 30,000.0000 20,000.0000 22,093.2340 90, 546.3600 SECURITY DESCRIPTION CITIGROUP INC 5.125% 05I05f2014 DD CITIGROUP INC 4.050% 0YI30I2022 DD 02I03I13 CITIGROUP INC 3.500% 051115412023 DD 05I14I13 CITIGROUP INC 09113;?2043 DD 09I13I13 CITIGROUP INC 5.500% 09I13I2025 DD 09I13I13 CLIFFS NATURAL RESOURCES INC 4.300% 10I01I2020 DD 0911204110 CLIFFS NATURAL RESOURCES INC 4.3?5% 04I01f2021 DD 03123;?11 CLIFFS NATURAL RESOURCES INC 3.950% DD 12I13f12 COMCAST CABLE COMMUNICATIONS 3.3?5% 05110141201? DD 051101419? COMCAST CORP 02I15I2013 DD CONTINENTAL AIRLINES 1993-1 CL 6.643% 031115412019 DD 0211204193 CWHEO REVOLVING HOME EOUI 2A VAR RT DD 06I29f06 31 COST 10,334.40 33,559.33 60,054.10 29,339.90 9,354.40 103,196.30 24,123.00 23,539.92 55,349.93 PRICE 100.4150 100.3360 94.3450 11?.1000 106.5200 93.1330 9?.4040 100.5140 122.0020 114.5010 106.0000 ?'3.4130 KET VALUE 10,033.60 93,630.00 63,912.00 29,456.40 9,?40 .40 70,359.30 22,900.20 23,424.13 ?1,005.04 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAGE: 23 M1102E UNREALIZED GAINILOSS 1.579.66- 345.30- 321.33- 2,925.60 433.50- 114.00- 5.595.20- 165.?4- 15,655.06 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE 105,114.3000 195,131.2590 115.000.0000 30,000.0000 10,000.0000 10,000.0000 10,000.0000 170.000.0000 210,000.0000 20,000.0000 100.000.0000 ?0,000.0000 SECURITY DESCRIPTION DSLA MORTGAGE LOAN TR AR1 2A1A VAR RT 0311912045 DD 02123105 DELTA AIR LINES 200T-1 CLASS A l3.321% 0211012024 DD 02110103 DEUTSCHE TELEKOM INTERNATIONAL 5.150% 0312312015 DD 03123105 DEVON ENERGY CORP 5.500% 0T11512041 DD 0T112111 DEVON ENERGY CORP 3.250% 0511512022 DD 05114112 DEVON FINANCING CORP LLC 1.315% 0913012031 DD 10103101 ECOLAB INC 4.350% 1210312021 DD 12103111 EXPRESS SCRIPTS HOLDING CO 3.500% 1111512015 DD 11115112 FIRSTENERGY CORP 1111512031 DD 11115101 FIRSTENERGY CORP 2.?50% 0311512013 DD 03105113 CORP 4.250% 0311512023 DD 03105113 FORD MOTOR OO 4.?50% 0111512043 DD 01103113 COST 3?,315. 221,042. 34,590. 3?,413. 10,016. 13,551. 11,033. 133,144. 235,301 20,225. 93,941 55,149.1'0 40 .T1 00 PRICE 39.5530 11?.5000 109.2530 110.?530 93.4920 135.0310 10?.5000 105.3300 114.3550 99.59?0 95.9940 95.?020 MAR KET VALUE 95,044. 229,331 31,939. 33,502. 9,349 13,503. 10,?50. 1119.995. 241,213. 19,939. 95,994. 5?,591PAGE: M1102E UNREALIZED GAIN1LOSS 1,223.10 3,295.19 1,133.30 165.90- 42.00 2'1'3.50- 3,143.40- 4,915.90 23?.00- 2,542.40 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 29 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE 120,000.0000 20,000.0000 40,000.0000 60,000.0000 45,512.5100 20,000.0000 Y0.000.0000 10,000.0000 20,000.0000 10,000.0000 30,000.0000 SECURITY DESCRIPTION FORD MOTOR CREDIT CO LLC 5.125% 0111512020 DD 12114109 FREEPORT-MCMORAN COPPER 5 SOLD 3.550% 0310112022 DD 02113112 COPPER SOLD 2.3?5% 0311512015 DD 091151113 FREEPORT-MCMORAN COPPER 5 SOLD 3.100% 0311512020 DD 09115113 GOLDMAN SACHS GROUP INC 4.000% 0310312024 DD 03103114 GREENPOINT MORTGAGE FU AR4 1A1 1VAR RT 10125112045 DD 0T129f05 HEINEKEN NV 144A 1.400% 101011201? DD 10110112 HUMANA INC 7.200% 06115112015 DD 061051105 HUMANA INC 3.150% 1210112022 DD 12110112 HYUNDAI CAPITAL AMERICA 144A 2.125% 101021201? DD 10101112 ING US INC STEP 02115112015 DD 02111112013 INTERNATIONAL LEASE FINAN 144A 5.500% 0910112014 DD 03120110 COST 151,513. 20,053. 39,301. 59,821 33,035. 19,909. 35,696. 20,153. 10,143. 31,9502014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 MARKET PRHSE _;gng? 120.1000 151,320.00 05.5020 21,020.50 00.2130 10,042.00 02.2020 30,012.00 00.5520 50,234.20 00.0050 41,003.02 00.5030 10,012.00 110.0010 03,210.20 05.1350 0,513.50 100.2200 20,145.00 1020020 10,240.20 102.1250 30,032.50 PAGE: M1102E UNREALIZED GAINILOSS 193.20- 2,924.25- 141.00- 333.20- 3?.60- 3.323.13 3.50 2.400.10- 353.50- 1T.40- 103.20 1.312.50- 30 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 31 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 150.000.0000 INTERNATIONAL LEASE FINAN 144A 130,300.00 111.2500 113,000.00 2.300.00- 5.150% 0910112015 DD 03120110 150.000.0000 JPMORGAN CHASE 3 CO 159,111.00 102.1020 153,153.00 5.954.00- 5.125% 0911512014 DD 09115104 230.000.0000 JPMORGAN CHASE 3 CO 251,303.60 106.1250 244,031.50 1,121.10- 5.150% 1010112015 DD 10104105 120.000.0000 JPMORSAN CHASE 3 CO 140,313.30 113.3530 135,029.50 4.139.20- 5.125% 0512112011 DD 05121101 60.000.0000 JPMORGAN CHASE 3 OO 59,624.26 94.6620 56,191.20 2,321.06- 3.315% 0510112023 DD 05101113 120.000.0000 KERR-MCGEE CORP 150,319.20 121.2590 145,510.30 4.303.40- 6.95031: 0110112024 DD 01101104 12.000.0000 MONDELEZ INTERNATIONAL INC 35,554.15 113.0500 31,395.00 4,253.15- 5.315% 0211012020 DD 02103110 43.000.0000 KRAFT FOODS GROUP INC 51,276.96 114.0310 54,134.33 2,542.03- 5.315% 0211012020 DD 03110112 50.000.0000 KRAFT FOODS GROUP INC 52,231.00 100.5030 50,301.50 1,919.50- 3.500% 0510512022 DD 12105112 20.000.0000 KROGER CO1THE 24,435.50 123.3100 24,114.00 333.40 6.900% 0411512033 DD 03121103 60.000.0000 LORILLARDI TOBACCO CO 56,656.00 94.2560 56,553.60 102.40- 3.150% 0512012023 DD 05120113 10,000.0000 MERRILL 3 CO INC 12,010.20 111.9310 11,193.10 211.10- 5.315% 0412512013 DD 04125103 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 32 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 25,923.0000 MERRILL MORTGAGE I 1 2A1 24,948.01 94.2?10 24,432.87 510.14? VAR RT 0412512035 DD 04101105 180,000.0000 METLIFE INC 105.5000 159,900.00 5,975.00- 6.400% 1211512056 DD 12121105 10,000.0000 MIDAMERICAN ENERGY HOLDINGS CO 12,982.40 123.5?00 515.40- 6.500% 09115120371r DD 0812810? 10,000.0000 MOLSON DOORS BREWING CO 10,403.50 99.?580 3.500% 0510112022 DD 05103112 90,000.0000 MONDELEZ INTERNATIONAL INC 90,3?890 101.4?50 91.32150 948.60 4.000% 0210112024 DD 01116114 50,000.0000 MORGAN STANLEY 48,211.50 99.71510 49,8?550 1.164.00 111AR RT 1011812016 DD 10118106 10,000.0000 MORGAN STANLEY 11,030.20 109.1330 10,913.30 115.90- 4.?50% 031221201? DD 03122112 143.642.5360 MORGAN STANLEY MORTGA 11AR 1A1 135,492.33 91.7850 131,842.30 3.650.03- 111AR RT 0112512035 DD 12129104 100,000.0000 NOBLE ENERGY INC 109,945.00 105.3550 105,355.00 4,590.00- 4.150% 1211512021 DD 12108111 40,000.0000 PACIFIC SAS 5 ELECTRIC CO 50,035.40 115.1040 6.050% 0310112034 DD 03123104 151,000.0000 PEMEX PROJECT FUNDING MASTER 111.0000 6.625% 0611512035 DD 12115105 40,000.0000 PETROBRAS INTERNATIONAL FINANC 44,220.00 10?.6220 43,048.80 1,621.20- 5.125% 1010512015 DD 10105105 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 33 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 80,000.0000 121 ,000.0000 10,000.0000 30,000.0000 30,000.0000 10.000.0000 40,000.0000 10,000.0000 20,000.0000 10,000.0000 SECURITY DESCRIPTION PETROBRAS GLOBAL FINANCE 6.250% 03111012024 DD PETROLEOS MEXICANOS 3.500% 0113012023 DD 031113114 071130113 PETROLEOS MEXICANOS 144A 6.3?5% 01123112045 DD 011231114 PLAINS EXPLORATION 5 PRODUCTIO 6.500% 1111512020 DD REYNOLDS AMERICAN INC 3.250% 11I01I2022 DD REYNOLDS AMERICAN INC 6.150% 09115112043 00 RID TINTD FINANCE USA 6.500% 0TI1512018 DD RID TINTD FINANCE USA 9.000% 05I01I2019 DD ROCK TENN 00 3.500% 0310112020 DD ROCK TENN CO 4.000% 0310112023 DD ROGERS COMMUNICATIONS 6.800% 08115112018 DD 101261112 10!31!12 091171113 LTD 0612:3108 LTD 041'171'09 03101113 03101113 INC 08106108 ROYAL BANK OF SCOTLAND GROUP VAR RT 0812912049 DD 08120101 COST 69,4?6. 10,?00. 29,660. 33,029. 85,925. 13,361 40,890. 10,112. 10,400PRICE 103.0260 94.1000 110.1250 94.0800 112.8240 11?.5190 130.0820 101.4320 100.5510 118.?660 10?.5000 MAR KET VALUE 82,420.80 113,861.00 11,012.50 28,224.00 82,263.30 13,008.20 10,055.10 UNREALIZED GAINILDSS 2.603.20 6,836.50- 6,036.10 312.50 1,436.30- 81?.40 353.10- 31?.20- 5T.80- 1,404.20- 350.00 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 34 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE 10,000.0000 30,000.0000 60.000.0000 10,000.0000 35,000.0000 10,000.0000 30,000.0000 57.901.9300 100,000.0000 120,000.0000 110.000.0000 214,316.9900 SECURITY DESCRIPTION ROYAL BANK OF SCOTLAND GROUP 4.?00% 0T10312013 DD 0T103103 ROYAL BANK OF SCOTLAND GROUP 6.100% 0611012023 DD 06110113 ROYAL BANK OF SCOTLAND GROUP 6.000% 1211912023 DD 12119113 ROYAL BANK OF SCOTLAND GROUP 2.550% 0911312015 DD 09113112 KONINKLIJKE KPN NV 1010112030 DD 10104100 SESI LLC ?.125% 1211512021 DD 06115112 SLM CORP 3.3?5% 0911012015 DD SACO I TRUST 2006-71' 1WAR RT 0712512036 DD SANTANDER US DEBT SAU 3.?31% 1010?12015 DD SOUTHERN COPPER CORP 5.250% 1110312042 DD STATE STREET CORP VAR RT 0311512013 DD STRUCTURED ADJUSTABLE VAR RT 0T12512035 DD 09112112 A1 06130106 144A 10102110 11103112 09115110 15 1A1 06101105 COST 10,031.00 33,303.20 39,396.93 102,003.00 113,624.40 124,962.20 133,601.39 PRICE 102.??30 103.3020 102.3950 102.1210 134.?940 111.5000 103.0000 146.1050 103.4260 35.6160 103.9400 T959710 MAR KET VALUE 10,2?130 33,041.60 10,212.10 11,150.00 32,400.00 34.59?.69 103,426.00 119,334.00 UNREALIZED GAIN1LOSS 246.30 1,656.00 65.30- 1,340.50 3T.50- 903.20- 45.200316 1,423.00 10,335.20- 5,123.20- 12,614.01- BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 5500 SCHEDULE OFINVESTMENTS AT END CF PLAN YEAR REVALUED 003T PAGE: 35 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE RDZELLE NFL RET ENERALL COMPOSITE PAR VALUE 48,126.4800 20,000.0000 30.000.0000 20,000.0000 10,000.0000 15,000.0000 10,000.0000 50.000.0000 10,000.0000 50,000.0000 30.000.0000 40,000.0000 SECURITY DESCRIPTION STRUCTURED ADJUSTABLE 16KB A1 VAR RT 081125112035 DD TELEFDNICA EMISIDNES SAU 6.221% DD TELEFONICA EMISIONES SAU DD THERMC FISHER SCIENTIFIC INC 3.800% 081115112021 DD 081181111 THERMO FISHER SCIENTIFIC INC 5.300% 0210119044 DD 12!11!13 TIME WARNER ENTERTAINMENT 00 DD 0111151194 TIME WARNER INC 8.250% 031129112041 DD 041011111 TIME WARNER CABLE INC 8.750% 02114112019 DD 111181'08 TIME WARNER CABLE INC 6.?50% 061115112039 DD 0611291109 TIME WARNER CABLE INC 4.125% 02115112021 DD 111151110 TIME WARNER CABLE INC 5.8?5% 111115112040 DD 1111151110 TRANSOCEAN INC 5.050% 12115112018 DD 121051111 COST 44,962.42 33,003.00 20,888.20 10,214.50 11,821.50 66,125.50 11,801.20 52,095.00 31,986.00 44,444.00 MARKET _;gALg? 04.1330 45,302.30 113.1130 22,523.40 1124300 33,343.00 101.3500 20,330.00 103.3330 10,333.30 1333030 20,331.35 113.1430 11,314.30 123.5020 33,251.00 113.5220 11,352.20 104.5330 52,344.00 103.3530 32,503.30 103.3530 43,503.20 GAINILDSS 340.48 245.80 744.00 318.20- 562.10 64.05- 105.?0- 51.00 249.00 520.80 936.80- BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 36 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 10,000.0000 TRANSOCEAN INC 11,642.80 112.3950 11,239.50 403.30- 1211512021 DD 12105111 21,000.0000 UNION PACIFIC CORP 100.3800 21,319.80 984.90- 0510112014 DD 05104104 18,029.2460 UAL 2009-2A PASS THROUGH TRUST 20,913.94 115.0000 180.31- 9.?50% 0?11512018 DD 11124109 30,000.0000 UBM PLC 144A 10?.1580 3?2.60 5.?50% 1110312020 DD 11103110 86,000.0000 VALE OVERSEAS LTD 97,683.96 106.5480 91,631.28 6,052.68- 1112112036 DD 11121106 VALE OVERSEAS LTD 99.2830 5.?13.84- 0111112022 DD 01111112 30,000.0000 VERIZON COMMUNICATIONS INC 91.1290 271,338.10 1,034.10- 2.450% 1110112022 DD 1110'1'112 20,000.0000 VERIZON COMMUNICATIONS INC 20,082.63 108.6040 1,638.1? 4.500% 0911512020 DD 09118113 210,000.0000 VERIZON COMMUNICATIONS INC 109.4320 295,466.40 1?,9529? 5.150% 0911512023 DD 09118113 160,000.0000 VERIZON COMMUNICATIONS INC 164,812.29 118.?250 189,960.00 6.400% 0911512033 DD 09118113 130.000.0000 VERIZON COMMUNICATIONS INC 151,835.48 121.6930 158,200.90 6,365.42 6.550% 0911512043 DD 09118113 40,000.0000 VERIZON COMMUNICATIONS 39,935.20 101.5950 40,638.00 102.80 4.150% 0311512024 DD 0311 '1'11 4 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 3'1 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 20,000.0000 VERIZON COMMUNICATIONS 20,344.00 102.5330 173.40 5.050% 0311512034 DD 0311'1'114 60,000.0000 VERIZON COMMUNICATIONS 60,230.10 101.3690 60,321.40 591.30 3.450% 0311512021 DD 0311T114 40,000.0000 VIACOM INC 39,390.09 102.3?40 41,149.60 4.250% 0910112023 DD 03119113 30,105.5500 WAMU MORTGAGE PASS TH AR6 2A1A 93.1600 "14,626.33 1,305.99 VAR RT 0412512045 DD 04126105 146.336.3900 WAMU MORTGAGE PASS TH AR10 1A4 144,034.16 94.1130 VAR RT 0912512035 DD 0?1101105 WAMU MORTGAGE PASS AR13 A1A1 91.9200 113,955.22 252.09 1VAR RT 1012512045 DD 10125105 WAMU MORTGAGE PASS TH OA6 1A1B 143,623.36 40.?360 195,299.91 VAR RT DD 0610110? 20.000.0000 WPP FINANCE 2010 13.36130 93.3630 19.6?2.60 304.30 5.125% 09101112042 DD 09107112 10,000.0000 WFP FINANCE 2010 9,996.40 105.3430 533.30 5.625% 1111512043 DD 11112113 WAMU MORTGAGE PASS TH AR1 A2A3 93.2030 166,120.92 VAR RT 0112512045 DD 01113105 10,000.0000 WASTE MANAGEMENT INC 12,953.30 12?.1430 244.50- 0511512029 DD 11115199 20,000.0000 WASTE MANAGEMENT INC 22,600.40 103.4590 21,691.30 903.60- 4.600% 0310112021 DD 02123111 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 33 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 PAR VALUE 10,000.0000 10,000.0000 10.000.0000 30,000.0000 20.000.0000 24,000.0000 23,000.0000 33.000.0000 5,000.0000 10,000.0000 10.000.0000 50,000.0000 SECURITY DESCRIPTION WELLPOINT INC 031151201? DD WELLPOINT INC 0211512019 DD INC 3.?00% 0311512021 DD WELLPOINT INC 3.125% 0511512022 DD WELLPUINT INC 1.250% 0911012015 DD WILLIAMS COS INO1THE 0111512031 DD WILLIAMS COS 0311512031 DD WILLIAMS COS INC1THE 7.375% 0910112021 DD WILLIAMS COS VAR RT 0311512032 DD WM WRIGLEY JR CO 144A 1012112020 DD WIITI WRIGLEY JR CO 144A 2.400% 1012112013 DD WM WRIGLEY JR 00 144A 2.900% 1012112019 DD 0310310? 02105109 03115111 0510?112 09110112 01117101 03113101 03121101 03115103 10121113 10121113 10121113 COST 12,503.00 10,530.30 30,203.40 20,135.40 29,451.20 32,394.13 42.136.7?4 9,990.10 9,931.30 50,139.10 PRICE 112.?500 113.9220 102.1030 95.39?0 100.3?00 110.0450 112.1920 113.3130 120.5520 100.9530 100.2390 100.9010 MAR KET VALUE 11,2?5. 11,392. 10,210. 23,?09. 20,134. 25,411 29.139. 39.203. 5.02? 10,095. 10,023. 50,450GAIN1LOSS 495.90- 313.30- 350.00- 1,494.30- 31.40- 3.050.15- 3,224.23- 2.953.45- ?04.00- 105.?0 4T.30 251.40 BNY MELLON 5500 FINAL 004123 5500 SCHEDULE NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURITY DESCRIPTI ON 10,000.0000 XSTRATA FINANCE CANADA LT 144A 5.300% 11I15f2015 DD XSTRATA FINANCE CANADA LT 144A VAR RT 1012340015 DD 101254112 70,000.0000 XSTRATA FINANCE CANADA LT 144A VAR RT 1012511201? 10,000.0000 ZOETIS INC 3.250% 02101;?2023 DD 03I01I13 130.000.0000 LEHMAN BRTH HLD ESCROW DD LEHMAN BRTH HLD (RICI) ESCROW 0.000% 121231201? DD 1212110? LEHMAN BRTH HLD (RICI) ESCROW 0.000% 03119f2055 DD 05114f05 TOTAL CORPORATE DEBT INSTRUMENTS CORPORATE STOCK - PREFERRED 10,000.0000 BAC CAPITAL TRUST XIV VAR RT 09I29f2049 DD 100.000.0000 CREDIT AGRICOLE SA 144A VAR RT DD 10,000.0000 GOLDMAN SACHS CAPITAL ll VAR RT 12129112049 DD 05115410? 310.000.0000 WACHOVIA CAPITAL TRUST VAR RT DD OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 11,335.20 10,140.30 13.00 2T.00 100 10.353.935.33 3,412.50 311,035.00 PRICE 110.0950 101.1490 101.2100 95.4550 0.0100 0.0100 0.0100 T130000 113.5000 95.1250 MAR KET VALUE 11,009.50 9,545.50 13.00 2?.00 100 113,500.00 .00 29198150 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAGE: 39 M1102E UNREALIZED GAINILOSS 3T5.50- 9.10 105.?0- 495.30- 0.00 0.00 0.00 33.?35.55 950.00- 4,125.00 ?2.50- iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURITY DESCRIPTION TOTAL CORPORATE STOCK - PREFERRED CORPORATE STOCK - COMMON 21,085.0000 3,241.0000 60,260.0000 67,800.0000 5,400.0000 8,600.0000 9,000.0000 5,470.0000 4,200.0000 7,500.0000 27,725.0000 2,100.0000 2,000.0000 9,000.0000 2,600.0000 16,100.0000 NABORS INDUSTRIES LTD SHS RENAISSANCE RE HOLDINGS LTD ORBOTECH LTD ISRAEL COM ACACIA RESEARCH - ACACIA TECHN AGILENT TECHNOLOGIES INC AKAMAI TECHNOLOGIES INC ALLEGHENY TECHNOLOGIES INC AMERISOURCEBERGEN CORP ANSYS INC AUTODESK INC BANK OF THE OZARKS INC CR BARD INC BIO-RAD LABORATORIES INC BORGWARNER INC BOSTON PROPERTIES INC CSX CORP COST 437,622. 343,618. 299,710. 696,228. 1,130,060. 226,638. 303,752. 285,390. 281,431 341,964. 309,375. 1,248,875 211,638. 252,000. 348,030. 262,756. 396,6432014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 24.6500 97.6000 15.3900 15.2800 55.9200 58.2100 37.6800 65.5900 77.0200 49.1800 68.0600 147.9800 128.1200 61.4700 114.5300 28.9700 MAR KET VALUE 426,987. 519,745. 316,321. 773,347. 883,184. 301,968. 500,606. 339,120. 358,777. 323,484. 368,850. 1,886,963. 310,768. 256,240. 553,230. 297,778. 466,417PAGE: 40 M1102E UNREALIZED GAINILOSS 10.635.00- 176,126.73 16,610.77 77,119.41 246,876.00- 75,330.00 196.854.00 53.730.00 77,345.80 18,480.00- 59,475.00 638,087.61 99,120.00 4,240.00 205,200.00 35,022.00 69,874.00 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 41 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE PAR VALUE 4,630.0000 19,500.0000 22,000.0000 4,300.0000 25, 700.0000 6,000.0000 6,600.0000 10,100.0000 33, 550.0000 19,600.0000 7,200.0000 40,250.0000 7,306.0000 3,200.0000 34, 300.0000 5,700.0000 3,100.0000 6,400.0000 SECURITY DESCRIPTION CABOT CORP CALAMP CORP COHERENT INC COVANCE INC DR HORTON INC DARDEN RESTAURANTS INC EASTMAN CHEMICAL CO EATON VANCE CORP ELECTRONICS FOR IMAGING INC ENERSYS FEI CO FIRST FINANCIAL BANGORP GATX CORP GENERAL DYNAMICS CORP JACK HENRY 3: ASSOCIATES INC INTEGRYS ENERGY GROUP INC INTUIT INC JOY GLOBAL INC COST 197,625. 227,571 1,246,629 319,576. 624,510. 310,030. 461,142. 422,433. 1,170,633 973,635. 464,760. 644,303. 370,335. 225,632. 1,535,003 331,512. 531,346. 330,923PRICE 59.0600 27.3700 65.3500 103.9000 21.6500 50.7600 36.2100 33.1600 43.3100 69.2900 103.0200 17.9300 67.3300 103.9200 55.7600 59.6500 77.7300 53.0000 MAR KET VALUE 276,400.30 543,465.00 1,437,700.00 446,770.00 556,405.00 304,560.00 563,936.00 335,416.00 1,669,600.50 1,353,034.00 741,744.00 723,695.00 495,931.23 343,544.00 1,912,563.00 340,005.00 629,613.00 371,200.00 GAINILOSS 73,775.66 315,393.60 191,070.13 127,194.00 63,105.00- 5,520.00- 107,344.00 37,067.00- 493.917.27 379,393.70 276,933.93 73,391.10 125,545.93 122,912.00 327,565.00 3,493.00 97,767.00 9,723.00- BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 42 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION PRICE GAINILOSS 27,300.0000 271,903.00 14.2400 333,752.00 116,344.00 100,550.0000 LIONBRIDGE TECHNOLOGIES INC 705,335.35 5.7100 575,351.50 30,024.35- 49,300.0000 MKS INSTRUMENTS INC 1,467,270.91 29.3900 1,433,522.00 21,251.09 40,162.0000 STEVEN MADDEN LTD 1,243,304.69 35.9300 1,445,023.76 201,724.07 17,553.0000 MSCO CORP 353,537.25 22.2100 390,135.23 31,593.03 15,300.0000 MAXIMUS INC 531,753.00 44.3500 703,733.00 77,025.00 463.0000 MEDICAL RES INC COM 0.00 0.0000 0.00 0.00 3,700.0000 MURPHY OIL CORP 204,135.05 62.3600 232,532.00 23,446.95 10,032.0000 NEWFIELIIJI EXPLORATION OO 230,145.91 31.3500 315,171.52 35.025.51 22,900.0000 OSI SYSTEMS INC 1,324,250.53 59.3500 1,370,794.00 45,543.47 36,475.0000 PATRICK INDUSTRIES INC 1,012,490.16 44.3300 1,616,936.75 604,446.59 37,650.0000 PIER 1 IMPORTS INC 320,523.72 13.3300 710,332.00 109,695.72- 11,300.0000 PROGRESSIVE CORPITHE 293,135.00 24.2200 235,795.00 12,390.00- 3,200.0000 PROTECTIVE LIFE CORP 293,550.00 52.5900 431,233.00 137,573.00 6,550.0000 OUESTCOR PHARMACEUTICALS INC 293,520.77 64.9300 425,291.50 126,770.73 3,300.0000 RAYMOND JAMES FINANCIAL INC 405,630.00 55.9300 492,134.00 36,504.00 13,000.0000 REPUBLIC SERVICES INC 429,000.00 34.1500 444,030.00 15,030.00 2,900.0000 SBA COMMUNICATIONS CORP 203,300.00 90.9500 253,734.00 54,934.00 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 43 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION PRICE GAINILOSS 4,700.0000 MIRACLE-BRO 203,223.00 61.2300 233,016.00 34,733.00 15,500.0000 SEALED AIR CORP 373,705.00 32.3700 509,435.00 135,730.00 13,500.0000 SNAP-ON INC 1,553,997.09 113.4300 2,099,330.00 540,332.91 52,475.0000 STEELCASE INC 764,350.15 16.6100 371,609.75 107,259.60 3,262.0000 STIFEL FINANCIAL CORP 346,364.24 49.7600 411,117.12 64,752.33 7,600.0000 SYNOPSYS INC 272,633.00 33.4100 291,913.00 19,223.00 12,100.0000 TJX COS INC 565,675.00 60.6500 733,365.00 163,190.00 26,050.0000 THOR INDUSTRIES INC 1,065,535.96 61.0600 1,590,613.00 525,027.04 10,600.0000 BRANDS CORP 360,530.49 33.7600 337,356.00 27,325.51 10,250.0000 UMB FINANCIAL CORP 502,967.52 64.7000 663,175.00 160,207.43 5,000.0000 URS CORP 237,050.00 47.0600 235,300.00 1.750.00- 16,225.0000 ULTRATECH INC 633,035.90 29.1900 473,607.75 164,423.15- 23,200.0000 UNITED STATIONERS INC 1,247,495.06 41.0700 1,153,174.00 39.321.06- 7,600.0000 CORPITHE 473,100.00 72.1200 543,112.00 75,012.00 17,200.0000 WABTEC CORPIDE 373,146.02 77.5000 1,333,000.00 454,353.93 4,900.0000 WHITING PETROLEUM CORP 249,116.00 69.3900 340,011.00 90,395.00 9,300.0000 XILINX INC 354,931.00 54.2700 504,711.00 149,730.00 13,500.0000 ACTIVISION BLIZZARD INC 269,545.00 20.4400 373,140.00 103,595.00 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 44 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAINILOSS 7,900.0000 AMERICAN TOWER CORP 507,658.00 81.8700 646,773.00 39,105.00 37,932.0000 AMTRUST FINANCIAL SERVICES INC 1,219,701.68 37.6100 1,426,622.52 206,920.84 17,906.0000 CBRE GROUP INC 446,644.37 27.4300 491,161.58 44,517.21 4,450.0000 CHART INDUSTRIES INC 356,044.51 79.4500 353,552.50 2,492.01- 17,525.0000 CORE-MARK HOLDING CO INC 1,289,485.88 72.6000 1,272,315.00 17.170.88- 3,800.0000 CUMMINS INC 440,078.00 148.9900 566,162.00 126,084.00 20,875.0000 DRESSER-RAND GROUP INC 1,284,838.08 58.4100 1,219,308.75 65,529.33- 6,800.0000 ECHOSTAR CORP 264,996.00 47.5600 323,408.00 58,412.00 5,900.0000 EXPRESS SCRIPTS HOLDING CO 339,958.00 75.0900 443,031.00 103,073.00 6,300.0000 IPG PHOTONICS CORP 408,375.06 71.0800 447,804.00 39,428.94 2,600.0000 INTERCONTINENTAL EXCHANGE INC 423,982.00 197.8300 514,358.00 90,376.00 49,600.0000 INTERFACE INC 864,691.09 20.5500 1,019,280.00 154,588.91 5,200.0000 MEDNAX INC 233,038.00 51.9800 322,296.00 89.258.00 640.0000 MICRO STRATEGY INC 6.40 0.0100 6.40 0.00 WTS TO PUR COM 0672472007 39,250.0000 OFG BANCORP 608,767.53 17.1900 674,707.50 65,939.97 41,675.0000 PACWEST BAN-CORP 1,279,931.72 43.0100 1,792,441.75 512,510.03 4,400.0000 REINSURANCE GROUP OF AMERICA I 262,548.00 79.6300 350,372.00 87.824.00 8,600.0000 SIRONA DENTAL SYSTEMS INC 634,078.00 74.6700 642,162.00 8,084.00 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 45 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAINILOSS 22,200.0000 STANTEC INC 61.0600 3T9.641.99 30,600.0000 US ECOLOGY INC 614,661.36 3?.1200 1,143,296.00 326,614.64 AUDAX MEZZANINE FUND LP 1.0000 33,029.04 5,491,645.0000 ASIA ALTERNATIVES TAX EXEMPT 1.0000 5,491,345.00 TOTAL CORPORATE STOCK - COMMON 60,160,40650 PARTNERSHIPIJOINT VENTURE INTEREST ADAMS STREET DIRECT FUND LP 500,572.46 1.0000 371,501.54 1:31:35 STREET NON US DEV MKT 1,043,609.00 1.0000 1,159,749.00 115,940.00 2,354,006.0000 ADAMS SREET US FUND LP 2,241,463.00 1.0000 2,354,006.00 112,543.00 WESTERN TECH VENTURE LENDING 4,764,490.00 1,063.5300 LEASING VI ENERGY SPECTRUM PARTNERS VI 1.0000 432.256.90 ENERGY FUND XV-A LP 1.0000 366,503.0000 ADAMS STREET NON US EMERGING 309,446.56 1.0000 363,503.00 MARKETS FUND 19,620,2520000 SIGULER GUFF DIST OPP FD IV 1.0000 19,620,25200 10,255,668.3300 INDUSTRY VENTURES VI 9,956,246.56 1.0000 10,255,66863 VISTA EOUITY PARTNERS FUND IV 16,624,930.00 1.0000 851919.00 LP iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE 1.?10.930.0000 1.?46.924.0000 2.062.5000 10.196.428.0000 1.382.122.0000 6385610000 5.083.898.9200 850.?46.8900 1.319.087.0000 26.3?1.831.0000 533.441.0900 4.260.322.2200 63.012.199.0000 11.012.914.0000 6.402.994.0000 SECURITY DESCRIPTION PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND ASIA ALTERNATIVE DELAWARE LP VENTURE LENDING 8: LEASING VII LLC THE REALTY ASSOCIATES FUND UTP LP LANDMARK EQUITY PARTNERS XV LP VISTA FOUNDATION FUND II BLACKSTONE RE DEBT STRATEGIES ll LP EIG ENERGY FUND XVI LP INDUSTRY VENTURES VII 6M0 MULTI STRATEGY FD OFFSHORE CLASS RREEF AMERICA WELLINGTON CI DIVERSIFIED INFLATION HEDGE FUND GROSVENOR INSTL PARTNERS LP SIGULER GUFF LP LANDMARK EQUITY PARTNERS XIV LP COST 1.6?1.060.55 2.025.36?.50 9,642,?3300 638.56T.00 4,913,085.35 966.862.?9 1,350,000.00 25.946.311.34 45.58?.153.81 58.446.522.00 6,284,580 PRICE 1.0000 1.0000 1.032.?100 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 93.63?6 14.9100 1.0000 1.0000 1.0000 MAR KET VALUE 1.?10.930.00 1.?46.924.00 2,129,964.38 10.196.428.00 1,382,122.00 5,083,898.92 850.?46.89 26.3?1.831.00 49.950.14?.14 63.521.404.30I 6,402,994.00 PAGE: M1102E UNREALIZED GAINILOSS 39,869.45 42.813.46- 104,596.83 553,695.00 0.00 116,115.90- 30,913.00- 425,519.66 4,362,993.33 1,652,523.25 118,413.28 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 46 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE SECURITY DESCRIPTION PANTHEON GLOBAL SECONDARY FD IV LP TOTAL PARTNERSHIPIJOINT VENTURE INTEREST OTH ER INVESTMENTS 9,535,000.0000 200.000.0000 134,000.0000 150.000.0000 100,000.0000 150,000.0000 200.000.0000 13,000.0000 12,000.0000 MEXICAN BONOS 5. 500% RUSSIAN FOREIGN BOND - EUROBON VAR RT I31I2030 REPUBLIC OF COLUMBIA 5.525% 02125412044 DD 01123114 HUNGARY 5.?50% 1112212023 DD 11122113 JAPAN BANK FOR INTERNATIONAL 02I02f2015 DD 02I02f10 JAPAN FINANCE ORGANIZATION FOR 4.000% 0111312021 DD 01113111 REPUBLIC OF POLAND 4.000% 0112212024 DD 01122114 REPUBLIC OF TURKEY 5.?50% 03I22f2024 DD 01I29I14 MEXICO GOVERNMENT INTERNATIONA 4.?50% 03103112044 DD 031034112 UNITED MEXICAN STATES 4.000% DD 10I02f13 COST 303,193,335. ?34,?45. 124,331 199,354. 133,302. 156.493. 115,035. 153,?10. 193,502. 13,5?5. 11,9452014-03-31 ?.39?5 113.?500 104.4000 103.2500 102.0?20 10?.9?30 100.5250 103.4500 95.0000 101.0000 MAR KET VALUE 324,555,559. ?51,014. 203,300. 133,355. 153,103. 10?,973. 150,340. 206,900. 1?,100. 12,120PAGE: M1102E UNREALIZED GAINILOSS 1.552.412 .00 15,472,534.53 23.?3032- 4,053.35- 9,446.00 5.052.44 3,335.50- ?.113.00- 2,129.50 3,393.00 1.5?5.00- 1?4.34 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 4? BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 48 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAINILOSS 230,000.0000 UNITED MEXICAN STATES 228,?8560 106.2500 15.589.40 5.550% 0112112045 DD 01121114 9.0000- US TREAS BD FUTURE (EST) 0.00 133.218? 9,664.05- 3,664.05- EXP JUN 14 1T.0000 US 10YR TREAS NTS FUTURE 0.00 123.5000 EXP JUN 14 45.0000- SODAY EURODOLLAR FUTURE (CME) 0.00 86.5500 EXP JUN 18 68.0000 90DAY EURODOLLAR FUTURE 0.00 14,812.50- 14,812.50- EXP DEC 16 9.0000- U8 5YR TREAS NTS FUTURE (CBT) 0.00 118.8531 1,242.18- 1.242.18- EXP JUN 14 2.0000 US ULTRA BOND FUT (EST) 0.00 144.468? 5,882.81 5,882.81 EXP JUN 14 TOTAL OTHER INVESTMENTS 2,130,436.84 20,894.08- WRITTEN OPTIONS 5.0000- US 10YR TREAS NTS FUT JUN 14 28.1250 1,406.25- 100.88- PUT JUN 14 121.500 ED 05123114 5.0000- US 10YR TREAS NTS FUTURE JUN14 2,008.49- 10.9375 546.88- 1,461.61 CALL JUN 14 126.500 ED 052314 TOTAL WRITTEN OPTIONS 3,313.86- 1,853.13- 1.360.?3 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE PAR VALUE FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION COMMUNICOLLECTIVE TRUST 303.343.0570 441 ,465.2690 102,431.5950 132.600.453.0000 26,333.4130 13,543.5430 109.330.4940 116,623. ?660 3,131 ,534.2140 EB DV GLOBAL ALPHA FUND EB DV NSL INTL SIF TEMP INV FD VAR RT 12131I49 FEE CL 15 JP MORGAN STRATEGIC PROPERTY FUND ENTRUST CAPITAL DIVERSIFIED FUND LTD NSL SIF LOOMIS SAYLES CREDIT ASSET TRUST - CLASS PICTET EMERGING LOCAL CURRENCY DEBT FUND LLC TBO EMERGING MARKETS EOUITY TOTAL COMMUNICOLLECTIVE TRUST COST 64,134,562.66 132.600.453.00 13,359,249.51 13,437,3229? 16,143,550.39 33,756,00000 34,359,050.00 613,610,393.15 204.5039 133.1323 263.1463 123.5462 232.1096 1.0000 196.3900 139.3991 13.6900 14.9159 5?.9500 MAR KET VALUE 53,010,393.51 23,911,044.44 132,600,453.00 21,431,242.55 22,146,?5262 59,463,303.96 PAGE: M1102E UNREALIZED GAINILOSS 10,141,302.32 221.330.?3 31392.54- 0.00 23.013.399.23 5,263,235.49 ?.993.919.53 6,003,202.13 13,331,334.61 1,236,939.22- 3,393,233.99- 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 49 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 50 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAINILOSS 103-12 INVESTMENT ENTITIES 102.934.3330 WA FLTG RATE HI INCOME FD 1,293,139.52 13.3930 1,945,262.52 642,023.05 92.901.3340 WAMCO OPPORTUNISTIC USS HIGH 1,366,330.44 29.4310 2,331,350.35 1,014,969.91 YIELD SEC PORT LLC 41,462.1330 WAMCO OPPORTUNISTIC INTL 1,052,356.42 22.5210 1,141,213.34 33.361.92 INVESTMENT GRADE SEC LLC TOTAL 103-12 INVESTMENT ENTITIES 4,222,426.33 5,962,331.26 1,245,404.33 REGISTERED INVE STMENT COMPANIES 2.593.440.2200 ARTISAN INTERNATIONAL FUND 56.600.339.22 30.1200 23.265.035.99 21.664.696.22 1.422.063.1230 ARTISAN SMALL CAP FUND 36.602.369.62 29.6600 42.123.542.01 5,525,622.39 2.222.921.6920 3M0 STRATEGIC OPPORTUNITIES AL 53.344.403.31 23.6100 64.406.231.22 5.561.322.96 3.550.923.2220 PIMCO DIVERSIFIED INCOME FUND 99.541.321.49 11.6300 99.442.324.92 93.546.52- INSTITUTIO 203.232.0910 PAYDEN EMERGING MARKET CORPORA 2,032,624.41 10.1900 2,020,935.96 33.311.55 291.351.2200 PAYDEN CORPORATE BOND FUND 3,006,202.24 11.1100 3,242,422.61 236,264.32 3.011.455.5340 PAYDEN CORE BOND FUND 31.329.924.41 10.6600 32.102.116.53 222,192.12 150,969.1250 PAYDEN EMERGING MARKETS BOND 2,041,459.20 13.2500 2,025,325.42 34.366.22r 313,164.3560 PAYDEN HIGH INCOME FUND 6,362,934.22 2.1500 5,349,323.22 513.055.55- 4.923,503.4560 PIMCO ALL ASSET FUND 53.662.429.53 12.2900 61.135.302.42 2,513,322.39 INSTITUTIOI 1.513.4150 VANGUARD 500 INDEX FUND 123,264.20 122.6300 262,123.93 33,359.23 TOTAL REGISTERED INVESTMENT COMPANIES 355.202.332.95 391.036.344.93 35.333.962.03 GRAND TOTAL 1.393,025.596.54 1.553.514,669.34 4,612.99 155.434.455.31 155.439.023.30 SCHEDULE OF ASSETS ACQUIRED AND DISPOSED OF WITHIN THE PLAN YEAR Schedule H, line 4i BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 1S-JUL-14 5500 ACQUISITIONS1DISPOSITIONS 0F ASSETS WITHIN THE SAME PLAN YEAR REPORT PAGE: 1 NFL GCALL10 FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 M2574E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE SECURITY ID SECURITY DESCRIPTION COST PROCEEDS INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 20.000.0000 032511AY3 ANADARKO PETROLEUM CORP 22.953.30- 23,443.50 5.450% 0911512035 DD 09113105 200.000.0000 03T333AK6 APPLE INC 199.406.30- 133,304.60 2.400% 0510312023 DD 05103113 10.000.0000 ARIZONA BRD OF RGTS ST SY 10,134.10- 10,543.40 5.000% 0?10112043 DD 01122113 10,000.0000 05051GDX4 BANK OF AMERICA CORP 11,231.30- 11,338.00 5.550% 0510112018 DD 05102108 QQZAKNYX1 BARCLAYS CAT 9 REPO 0.010% 0210512014 DD 02104114 5.200.000.0000 QQZAKJHZ4 BARCLAYS REPO REPO 5.200.000.00- 5,200,000.00 0.010% 0110312014 DD 01102114 5.200.000.0000 BARCLAYS CP REPO REPO 5.200.000.00- 5,200,000.00 0.010% 0110712014 DD 01106114 5.200.000.0000 QQZAKJ3A4 BARCLAYS CP REPO REPO 5.200.000.00- 5.200.000.00 0.010% 0110812014 DD 0110?114 5.200.000.0000 QQZAKJS43 BARCLAYS CP REPO REPO 5.200.000.00- 5,200,000.00 0.010% 0110912014 DD 01103114 5.200.000.0000 BARCLAYS CP REPO REPO 5.200.000.00- 5.200.000.0121 0.010% 0111012014 DD 01109114 5.200.000.0000 BARCLAYS REPO REPO 5,200,000.00- 5,200,000.00 0.010% 0111312014 DD 01110114 5,333,000.0000 QQZAKKUTO BARCLAYS CP REPO REPO 5,333,000.00- 5,333,000.00 0.010% 0111412014 DD 01113114 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SH PAR VALUE 2,900,000. 5,100,000. 5,200,000. 5,400,000. 5,200,000. 5,400,000. 5,400,000. 5.400.000. 5,400,000. 5, 349,000. 5,355,000. 4,900,000. 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 FINAL SECURITY ID 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION 992AKK519 99ZAKLOV3 99ZAKL KKS QQZAKLRGU 992A 99ZAKL423 QQZAKM C22 992A KMJ93 QQZAK MTSD 992AKMZ95 992AKM8F1 INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR BAROLAYS OP REPO REPO 0.010% 01I15I2014 DD BARCLAYS CP REPO REPO 0.010% 01I16I2014 DD BAROLAYS OP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% DD BARCLAYS CP REPO REPO 0.010% 01I22I2014 DD BAROLAYS OP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% 01I24I2014 DD BARCLAYS OP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% 01I28I2014 DD BARCLAYS CP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% 01I30I2014 DD BAROLAYS OP REPO REPO 0.010% DD 01I15I14 014'241'14 01I23I14 01f29I'14 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 2,900,000. 5,100,000. 5,200,000. 5,400,000. 5,200,000. 5,400,000. 5,400,000. 5.400.000. 5,400,000. 5,349,000. 5,355,000. 4,900,000. 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- PROCEEDS 2,900,000 5.100.000 5.200.000. 5,400 ,000. 5,200,000 . 5.400.000 5,400,000 5.400.000 5.400.000 5.349 .000 5.355.000. 4,900,000PAGE: M2574E 2 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SH PAR VALUE 3,?00,000. 5.500.000. 5,3?0,000. 5.3T1.000. 5.200.000. 5, 354,000. 5, 5.200.000. 5, 300,000. 5,100,000. 3,000,000. 4,300,000. 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 0000 FINAL SECURITY ID 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION QQZAKNHEZ QQZAKPABO QQZAKPGOB QQZAK P922 QQZAKOECZ QQZAKOMC3 QQZAKOUPS 992A QQZAKRDEIB INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR BAROLAYS OP REPO REPO 0.010% DD BAROLAYS CP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% 02f10I2014 DD BARCLAYS CP REPO REPO 0.010% 02I13I2014 DD BAROLAYS OP REPO REPO 0.010% 02f14I'2014 DD BAROLAYS OP REPO REPO 0.010% 02I13I2014 DD BARCLAYS OP REPO REPO 0.010% 024'191'2014 DD BAROLAYS OP REPO REPO 0.010% DD BARCLAYS CP REPO REPO 0.010% 02I21I2014 DD BAROLAYS OP REPO REPO 0.010% DD BAROLAYS OP REPO REPO 0.010% 02102612014 DD 02I12I14 02I14I14 024'131'14 02I19I14 02f24I'14 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 5,500,000. 5,3?0,000. 5.3T1.000. 5.200.000. 5,354,000. 5,3?6,000. 5.200.000. 5,300,000. 5,100,000. 3,000,000. 4,800,000. 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- PROCEEDS 3300.000 5.500 .000 5.3?0.000. 5,3?1,000. 5,200 .000 . 5.354 .000 5,3?6 .000 5.200.000 5.300.000 5.100.000 3.000.000. 4,800 .000PAGE: M2574E 3 iv BNY MELLON 5500 NFL GOALL10 BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SH ARES1 PAR VALUE 5. 399.000.0000 l611.000.0000 5.400.000.0000 2. 500.000.0000 5.200.000.0000 5.200.000.0000 5.414.000.0000 535.000.0000 5?6.000.0000 534.000.0000 100.000.0000 435.000.0000 FINAL SECURITY ID 094123 5500 ACQUISITIONS1DISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION 992AKRTU4 QQZAKUTBB 992A KH 5J2 992AK QQZAKH453 992AKR394 992A KS E79 992AKSOG6 QQZAKTT13 992AKV O90 99ZAKU EJ3 INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR BAROLAYS OP REPO REPO 0.010% 0212'1'12014 DD BARCLAYS CP REPO REPO 0.010% 0312412014 DD BAROLAYS OP REPO REPO 0.010% 1212112013 DD BAROLAYS OP REPO REPO 0.010% 1213012013 DD BAROLAYS CP REPO REPO 0.010% 1213112013 DD BAROLAYS OP REPO REPO 0.020% 0110512014 DD BAROLAYS OP REPO REPO 0.020% 0310312014 DD BARCLAYS OP REPO REPO 0.020% 0310412014 DD BAROLAYS OP REPO REPO 0.020% 0310512014 DD BARCLAYS CP REPO REPO 0.020% 03117112014 DD BAROLAYS OP REPO REPO 0.020% 0312512014 DD BAROLAYS OP REPO REPO 0.030% 0311312014 DD 02125114 03121114 12125113 1212?113 12130113 01103114 02123114 03103114 03104114 03114114 03124114 0311?114 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 5.399.000. 611.000. 5.400.000. 2.500.000. 5.200.000. 5.200.000. 5.414.000. 535.000. 513.000. 534.000. ?00.000. 435.000. 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- PROCEEDS 5.399 .000. l611.000. 5.400.000. 2.500 .000. 5.200 .000 . 5.200.000 5.414.000 535.000. 513.000. 534.000. 100.000. 435.000PAGE: M2574E 4 iv BNY MELLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE SH PAR VALUE 5.400.000.0000 5.500.000.0000 20.000.0000 30.000.0000 20.000.0000 20.000.0000 30.000.0000 40.000.0000 50.000.0000 10.000.0000 5.0000 ?.0000 FINAL SECURITY ID INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 992AKGGC2 99ZAJJLK4 13053BWB4 13053CEN5 13053CEQQ 13053CFT2 166T54AH3 20T72JNL2 99F9259 RC EDF215ISS 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION BARCLAYS CP REPO REPO 0.030% DD BARCLAYS CP REPO REPO 0.050% DD CALIFORNIA ST 5.000% 04I01I2042 DD CALIFORNIA ST 5.000% DD CALIFORNIA ST 5.000% DD CALIFORNIA ST 5.000% 11f01I'2043 DD CHEVRON CORP DD CHEVRON CORP 3.191% DD 124'151'1 3 04f30f13 054'241'13 COBALT CMBS COMMERCIAL C2 A3 VAR RT 04I15I204T DD CONNECTICUT ST 5.000098.525 ED EURO-BOBL FUTURE (EUX) EXP SEP 13 JUN 15 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 COST 5.400.000. 5.500.000. 20.229. 33.553. 21.921 20.1?2 30.000 40.000 55.259. 11.403 319 00- 00- 40- T0- .40- .00- .00- .00- .00- .50- .00 PROCEEDS 5.400.000 5.500 .000 20.913. 34.953. 22.?82 21.002. 29.?99. 39.539. 55.504. 11.595. 1.405. 2.144PAGE: M2574E 5 iv BNY MELLON 5500 NFL GCALL10 BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SH ARES1 PAR VALUE 2.?00.000.0000 20.000.0000 10,000.0000 10,000.0000 30.000.0000 20.000.0000 10.000.0000 20.000.0000 10.000.0000 20,000.0000 20,000.0000 FINAL SECURITY ID 094123 5500 ACQUISITIONS1DISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION 992AKRET1 36193EAE5 36193FAE2 52103H4V3 561234AB1 551234AA3 576000MH3 553903EDO 645135J51 343133.135 INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR GREENWH CAT 2 REPO 0.020% 0212512014 DD 02124114 GS MORTGAGE SECURITIES G013 A5 VAR RT 0T11012046 DD 0T101113 GS MORTGAGE SECURITIES GC14 A5 4.243% 0311012045 DD 03101113 LB-UBS COMMERCIAL MORTGA C3 AM 4.?94% 0'111512040 DD 03111105 MALLINCKRODT INTERNATIONA 144A 3.500% 0411512013 DD 04111113 MALLINCKRODT INTERNATIONA 144A 4.150% 0411512023 DD 04111113 MARYLAND ST 5.000% 0310112023 DD 03106113 MASSACHUSETTS ST SCH BLDG AUTH 5.000% 0311512023 DD 03115112 OH REGL SWR DIST 5.000% 1111512043 DD 04113113 NEW JERSEY ST ECON AUTH LE 5.000% 0611512046 DD 09112113 NEW JERSEY ST TRUSTF 5.000% 0611512033 DD 12111112 JERSEY ST TRUSTF 5.000% 0311512042 DD 12111112 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 2.?00.000. 20.599 10,299. T4.210. 9,935. 23.045 23.191 11.?40 20.139 20.013. 20.134. 00- .55- 94? 20- .20- .00- .00- .20? 90- 00- 20- PROCEEDS 20.36?. 10.407. 9.38? . 23.330. 23.233. 11.533. 21.220. 10.620. 20.394. 20.322. 2.?00 .000 .PAGE: M2574E 6 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE SH PAR VALUE 10.000.0000 10.000.0000 10,000.0000 120.000.0000 10,000.0000 10.000.0000 20.000.0000 10.000.0000 40.000.0000 10.000.0000 10,000.0000 30,000.0000 FINAL SECURITY ID 094123 SECURITY DESCRIPTION INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 6461393R4 CE2 649 649T103V8 64966KUYG 649 66 KYY3 64990EDG9 64951QBU6 650035C30 659155DF9 NEW JERSEY ST TURNPIKE AUTH 5.000% DD NEW YORK CITY NY MUNI WTR FINA 5.000% 061'151204? DD NEW YORK CITY NY MUNI WTR FINA 5.000% DD 12f13I12 NEW YORK CITY NY TRANSITIONALF 6.000% DD 114'131'13 NEW YORK NY 5.000% DD 03f15f13 NEW YORK NY 5.000% 081'0112025 DD NEW YORK ST DORM AUTH ST PERSO 5.000% DD NEW YORK ST LIBERTY CORP 5.000% 124'151'2041 DD 12I03I11 NEW YORK ST URBAN CORP 5.000% DD 09I26I13 NORTH EAST TX INDEP SCH DIST 5.000% 03f01f2043 DD OHIO ST TURNPIKE COMMISSION 5.000% DD 031'15113 OHIO ST TURNPIKE COMMISSION 6.000% 02I15I2048 DD 084'151'13 2014-03-31 CYCLE 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 COST 10.189. 10.253 10,24?. 20.?96. 11.620 10.981 21.463 10.101 43.023 10.350. 10.143. 29.?56. 50- .00- 50- 60- .90- .10- .00- .60- .60? 10- 50- 1o? 2 09:41:25 RUN DATE: 16-JUL-14 PROCEEDS 10.423. 10.403. 10.413. 21.226. 11.629. 11.3?9. 22.469. 10.350. 44.952. 10.556. 10.430. 30.?66PAGE: M2574E BNY ME LLON 5500 NFL GCALL10 FINAL 094123 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SH PAR VALUE 10,000.0000 20,000.0000 851,000.0000 645,000.0000 467.000.0000 3.000.000.0000 200,000.0000 900.000.0000 613,000.0000 ?30.000.0000 229,000.0000 1,000,000.0000 SECURITY ID SECURITY DESCRIPTION INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR T09223TPO Y4265LA57 99ZAKMUC3 QBZAKM051 QQZAKKUTB QQZAKKO D8 QQZAKIUIEHO QQZAKNWUS 992A KPA46 QQZAKPHAS QQZAKP1C3 ST TURNPIKE COMMI 5.000% DD PRIV CLGS 3. UNIVS AUTH GA 5.000% 101'013?2043 DD 031'15313 RBS CITIZENS BANK REPO 0.010% 014'291'2014 DD RBS CITIZENS BANK REPO 0.010% 01!30!2014 DD 01I2QI14 RES CITIZENS BANK 0.020% 01f14f2014 DD 01f13f14 RBS CITIZENS BANK REPO 0.020% 01111512014 DD 01:1141'14 RBS CITIZENS BANK REPO 0.020% 01I27I2014 DD 01I24I14 RBS CITIZENS BANK REPO 0.020% 01412812014 DD RBS CITIZENS BANK REPO 0.020% DD RBS CITIZENS BANK REPO 0.020% 02!0?!2014 DD RBS CITIZENS BANK REPO 0.020% 024'101'2014 DD RBS CITIZENS BANK REPO 0.020% 021'131'2014 DD 02f12f14 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 9,315.50- 10,304.90 20,391.40 351,000.00- 351,000.00 645,000.00- 645,000.00 467,000.00- 467,000.00 3,000,000.00- 3.000.000.00 200,000.00- 200,000.00 900.000.00- 900.000.00 613,000.00- 613,000.00 T30.000.00 Z2Q.000.00 1,000,000.00- 1,000,000.00 PAGE: M2574E 8 iv BNY MELLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SH PAR VALUE 336.000.0000 924.000.0000 3.000.000.0000 1.201.000.0000 5.400.000.0000 336.000.0000 5.424.000.0000 5. 339.000.0000 5.400.000.0000 5.415.000.0000 5.416.000.0000 5.415.000.0000 FINAL SECURITY ID 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH SECURITY DESCRIPTION QQZAK PT24 99ZAKQFU1 QQZAK HYSS QQZAK 99ZAKHLNO QQZAK R509 QQZAKSOLS 992AKU7C1 QQZAKVEKB 99ZAKSDX3 QSZAKT200 QQZAKUEC3 INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR RBS CITIZENS BANK REPO 0.020% DD 02I13I14 RBS CITIZENS BANK REPO 0.020% DD RBS CITIZENS BANK REPO 0.020% DD RBS CITIZENS BANK REPO 0.030% DD 02I26I14 RBS CITIZENS BANK 0.030% DD RBS CITIZENS BANK REPO 0.040% 03I03I2014 DD RBS CITIZENS BANK REPO 0.040% DD RBS CITIZENS BANK REPO 0.040% 034'241'2014 DD 034'211'14 RBS CITIZENS BANK REPO 0.040% DD RBS CITIZENS BANK REPO 0.050% DD RBS CITIZENS BANK REPO 0.050% DD 03f14I14 RBS CITIZENS BANK REPO 0.050% 03I13I2014 DD 2014 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 336.000. 924.000. 3.000.000. 1.201.000. 5.400.000. 336.000. 5.424.000. 5.339.000. 5.400.000. 5.415.000. 5.416.000. 5.415.000. 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- 00- PROCEEDS 336.000. 924.000. 3.000.000. 1.201.000. 5.400 .000 . 336.000. 5.424.000 5.339.000 5.400.000 5.415.000 5.416.000. 5.415.000 .00 PAGE: M2574E El iv BNY MELLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE SH PAR VALUE 10,000.0000 10.000.0000 10,000.0000 30,000.0000 2.0000 15.0000 9.0000 9.0000 18.0000 l6.0000 12.0000 2.0000 i- in FINAL SECURITY ID 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION ?96253204 99F133L3A 99F133C4A 99F1349KB 99 F1 329WK 99F1339UG 99F1339CG INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR RICHMOND 5.000% DD 09I25I13 RICHMOND VA 5.000% 031'0132023 DD RICHMOND VA 5.000% DD 09f25I13 SAN ANTONIO TX ELEC 8: GAS REVE 5.000% DD 0TI25I13 US TREAS ED FUTURE (CST) EXP DEC 13 U5 TREAS BD FUTURE (CBT) EXP MAR 14 US TREAS BD FUTURE (CBT) EXP SEP 13 US TREAS ED FUTURE DEC 13 CALL DEC 13 133.000 ED 112213 US TREAS BD FUTURE DEC 13 CALL OCT 13 135.000 ED 9I20I13 US TREAS BD FUTURE DEC 13 PUT DEC 13 132.000 ED 11I22I13 US TREAS BD FUTURE DEC 13 PUT OCT 13 12?.000 ED US TREAS BD FUTURE JUN 14 CALL APR 14 135.000 ED 3I21I14 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST 11,043.50- 10,951.60- 10,352.50- 30,868.20- .00 .00 .00 1.154.25- 5.44150 1,691.33- 5.421353 524.?5 PROCEEDS 11,239.50 11.1?2.70 11.0?3.50 .50 111.33 1.605.33? 5.511.?5 351.50- 600.25- PAGE: M2574E 10 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 OF ASSETS WITHIN THE SAME PLAN YEAR REPORT PAGE: 11 NFL GCALL10 FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 M2574E BERT BELL1PETE ROZELLE NFL RET ENERALL COMPOSITE SHARES1 PAR VALUE SECURITY ID SECURITY DESCRIPTION COST PROCEEDS INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 10.0000 99F1339CF US TREAS BD FUTURE JUN 14 1,061.25 136.?5? CALL APR 14 136.000 ED 3121114 l6.0000 99F1339MF US TREAS BD FUTURE MAR 14 2,136,715 425.?5- PUT FEB 14 12?.000 ED 01124114 6.0000 99F1339GJ US TREAS BD FUTURE SEP 13 3,324.25 615.?54 CALL AUG 13 144.000 ED 1126113 6.0000 99F1339FV US TREAS BD FUTURE SEP 13 2,996.13 CALL JUL 13 143.000 ED 6121113 I6.0000 99F1339RR US TREAS BD FUTURE SEP 13 PUT JUL 13 13?.000 ED 06121113 2.0000 99F1339RL U8 TREAS BD FUTURE SEP 13 1.243.50 1.225.25- PUT JUL 13 140.000 ED 06121113 2.0000 99FTO0L3A US ULTRA BOND (EST) .00 EXP DEC 13 2.0000 99F700C4A US ULTRA E-CND (CST) .00 6.039.06 EXP MAR 14 2.0000 US ULTRA BOND (CBT) .00 1113.?5? EXP SEP 13 24.0000 US 10 YR TREAS NTS FUT .00 15,323.10 EXP SEP 13 13.0000 99F13000P US 10 YR TREAS NTS FUT JUN 13 4.245.33? 6,004.63 PUT JUN 13 132.00 ED 05124113 4.0000 US 10 YR TREAS NTS FUT JUN 13 950.50- 5,114.50 PUT MAY 13 133.000 ED 05124113 BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 5500 ACQUISITIDNS1DISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT PAGE: 12 NFL GCALL10 FOR THE PERHDD 01 APRIL 2013 THROUGH 31 MARCH 2014 M2574E BERT BELL1PETE RDZELLE NFL RET OVERALL DOMPOSWE SHARES1 PAR VALUE SECURITY ID SECURITY DESCRIPTION COST PROCEEDS INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 3.0000 33F1333FZ US 10 YR TREAS NTS FUT SEP 13 526.00? CALL JUL 13 131.500 ED 6121113 3.0000 33F1339HL US 10 YR TREAS NTS FUT SEP 13 1,063.33 334.?5- CALL SEP 13 123.000 ED 3123113 1.0000 33F1333RP US 10 YR TREAS NTS FUT SEP 13 303.25 362.634 PUT JUL 13 123.000 ED 06121113 3.0000 33F1333TO US 10 YR TREAS NTS FUT SEP 13 1,021.50 431.33- PUT SEP 13 123.500 ED 03123113 2.0000 33F1503FA US 10Y NOTE 1ST WM FUT 331.00 350 25- CALL JUN 13 123.500 ED 060713 2.0000 33F1503RA U8 10Y NOTE 1ST WM FUT (CBT) 331.00 331.13- PUT JUN 13 123.500 ED 0610T113 4.0000 33F1333KT US 10YR TREAS NTS FUT DEC 13 1,431.00 1,133.00- CALL DEC 13 123.000 ED 112213 3.0000 99F1339CB US 10YR TREAS NTS FUT JUN 14 140.25 150.33- CALL APR 14 126.000 ED 3121114 3.0000 33F1333OS US 10YR TREAS NTS FUT JUN 14 545.50 103.50? PUT APR 14 121.500 ED 03121114 2.0000 33F13993R US 10YR TREAS NTS FUT MAR 14 556.00 4T5.25- ICALL MAR 14 125.500 ED 2121114 2.0000 U3 10YR TREAS NTS FUT MAR 14 556.00 100.26- PUT MAR 14 123.000 ED 02121114 53.0000 33F133L3A US 10YR TREAS NTS FUTURE (CBT) .00 30.430.3? EXP DEC 13 iv BNY MELLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE SH PAR VALUE 53.0000 1.0000 2.0000 10000 2.0000 9.0000 15.0000 13.0000 4.0000 5.0000 30,000.0000 FINAL SECURITY ID 094123 5500 ACQUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION 99F 1 39 C4A 99F1399UC 99F21TC4A 99F183L3A 99F1S3C4A 99F1339VA 99F1B39DE INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR US 10YR TREAS NTS FUTURE (CST) EXP MAR 14 US 10YR TREAS NTS FUTURE (CST) PUT OCT 13 122.000 ED US 2YR TREAS NTS FUT (GET) EXP DEC 13 US 2YR TREAS NTS FUT (CBT) EXP JUN 14 US 2YR TREAS NTS FUTURE (CST) EXP SEP 13 U8 2YR TREASURY NTS FUT (CBT) EXP MAR 14 US 5YR TREAS NTS FUTURE (CBT) EXP DEC 13 U5 5YR TREAS NTS FUTURE (CST) EXP MAR 14 U5 SYR TREAS NTS FUTURE (CBT) EXP SEP 13 US 5YR TREAS NTS FUTURE DEC 13 PUT NOV 13 113.750 ED US SYR TREAS NTS FUTURE JUN 13 CALL MAY 13 124.500 ED 41'251'13 UTAH ST TRANSIT AUTH SALES TAX 5.000% 05f15f2042 DD 11f28f12 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 COST .00 340.50 .00 .00 .00 .00 .00 .00 .00 1.455.75 553.13- 30,083.40- PROCEEDS 50.13- 5.234.334 984.38 22.?590?? 513.00- 429.06 PAGE: M2574E 13 BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 5500 ACOUISITIONSIDISPOSITIONS OF ASSETS WITHIN THE SAME PLAN YEAR REPORT PAGE: 14 NFL GCALL10 FOR THE PERHDD 01 APRIL 2013 THROUGH 31 MARCH 2014 M2574E BERT BELLIPETE ROZELLE NFL RET OVERALL OOMPOSWE PAR VALUE SECURITY ID SECURITY DESCRIPTION COST PROCEEDS INDICATES PENDING SETTLEMENT INDICATES TRANSACTION PENDING IN PRIOR YEAR 10,000.0000 VERIZON COMMUNICATIONS INC 3,435.30- 3,115.30 3350% 11!01!2042 DD 11IOTI12 10,000.0000 92343VAW4 VERIZON COMMUNICATIONS INC 12,269.60- 11.035.50 6000% 04f01f2041 DD 1000 WELLS FARGO 00 144A 13- 10 4.430% 01!16!2024 DD 11126I13 10,000.0000 FARGO COMMERCIAL LC12 A4 10,233.24- 10,466.41 VAR RT 0?!15!2046 DD 0?!01!13 XXF210F5J 3M0 EURO EURIBOR FUTURE (HF) .00 60?.34 EXP JUN 15 9.0000 90DAY EURODOLLAR FUTURE (CME) .00 5.13150- EXP DEC 14 6.0000 99F16TL5C 90DAY EURODOLLAR FUTURE (CME) .00 12.53T.50 EXP DEC 15 13.0000 99F167C5C 90DAY EURODOLLAR FUTURE .00 11.?3?.50 EXP MAR 15 SCHEDULE OF REPORTABLE TRANSACTIONS Schedule H, line 4j BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 SINGLE TRANSACTIONS IN EXCESS OF FIVE PERCENT OF THE CURRENT VALUE OF THE PLAN ASSETS PAGE: 1 NFL GCALL10 FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 T6400 BERT BELLIPETE ROZELLE NFL RET ENERALL COMPOSITE 5% VALUE: TRAN TRANSACTION COST OF PROCEEDS COST OF ASSETS CODE PAR VALUE SECURITY DESCRIPTION EXPENSE PURCHASES FROM SALES DISPOSED GAINILOSS El EEI TEMP INV TEMP INV .00 130,993.372.33 BNY ME LLON 5500 NFL GOALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE TRAN COUNT 15 11 20 604 628 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 SERIES OF TRANSACTIONS IN EXCESS OF FIVE PERCENT OF THE CURRENT VALUE OF THE PLAN ASSETS FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 PAR VALUE SECURITY DESCRIPTION PIMCO DIVERSIFIED INCOME FUND INSTITUTIO 4,233,422.40 PIMCO DIVERSIFIED INCOME FUND INSTITUTIO 136,?5437 EB DV NSL SIF 131,941.52 EB DV NSL SIF 21,012.22 99.602,369.62 134,668,921.62 EB TEMP INV FD VAR RT 12f31f49 FEE CL 15 EB TEMP INV FD VAR RT 12f31f49 FEE CL 15 EB DV STOCK INDEX FUND EB DV STOCK INDEX FUND COMMIT TO PUR MUTUAL FD COMMIT TO PUR MUTUAL FD ICOST OF PURCHASES .00 41,483,04030 .00 .00 40,999,999.34 .00 99.602,369.62 .00 5% VALUE: PROCEEDS FROM SAL ES .00 49,529,000.00 .00 .00 .00 42,639,046.03 .00 134,663,921.62 COST OF ASSETS DISP OSED .00 49,332,312.43 .00 .00 .00 41,922,211.30 .00 134,663.921.62 PAGE: 1 T6500 .00 .00 .00 .00 .00 .00 .00 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 8b Schedule of Active Participant Data Years of Credited Service Attained Age 0 to 19 20 to 24 25 to 29 30 to 34 35 to 39 40 to 44 45 to 49 50 to 54 55 to 59 60 to 64 65 to 69 70 & up Total Under 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 to 4 0 661 677 9 0 0 0 0 0 0 0 0 1,347 5 to 9 0 0 436 225 3 0 0 0 0 0 0 0 664 10 to 14 15 to 19 20 to 24 25 to 29 30 to 34 35 to 39 40 & up 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 115 0 0 0 0 0 0 31 15 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 146 16 1 0 0 0 0 Total 0 661 1,113 349 49 2 0 0 0 0 0 0 2,174 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method Mortality Rates: RP-2000 Table projected to 2020 Disability Mortality Before Age 65: RP-2000 Table, disabled mortality Nonfootball Disability Rates Before Retirement: Age Rate* 22 27 32 37 42 47 52 57 62 .19% .19% .19% .26% .45% .90% 2.06% 4.28% 12.19% *Rounded Football Disability Rates: .35% per year for active players and .28% per year for inactive players up to 15 years after the player’s last Credited Season after which it becomes zero. Line-of-Duty Rates: Age Rate 25 – 29 30 – 39 40 – 44 45+ 1.25% 5.00% 2.50% 0.00% Withdrawal Rates: For Players With Service of 1 year 2 years 3 years 4 years 5 years 6 years 7 years 8 years 9 years 10 years 11 years 12 years 13 years 14 years 15 years 16 years 17 years 18 years 19 years 20 years Rate 19.5% 11.0% 16.5% 15.8% 17.4% 18.4% 19.9% 21.4% 24.6% 26.2% 28.2% 30.5% 35.6% 37.2% 42.5% 55.8% 68.7% 78.6% 90.6% 100.0% I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Assumptions .doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method (continued) Election of Early Payment Benefit: 35% of all players will elect the benefit at termination. No assumption is made for a player who does not have a Credited Season before 1993. Retirement Age: Age 45 46 – 49 50 – 54 55 56 – 59 60 61 62 – 63 64 65 Player with Pre-93 Season Rate 15% 3% 2% 25% 5% 10% 5% 10% 25% 100% Player without Pre-93 Season Rate 0% 0% 0% 50% 5% 10% 5% 10% 25% 100% Percent Married: Social Security Awards in 1972 Age of Player’s Wife: Three years younger than player Remarriage Rates: 1980 Railroad Retirement Board rates Net Investment Return: 7.25% Administrative Expenses: $15,936,769. This amount was the actual administrative expenses during the preceding year. Funding Method: The unit credit cost method is used. The liabilities of the plan are calculated as the present value of all benefits that have been accrued or earned under the plan year as of the first day of the plan year, based on the players’ current number of credited seasons. The plan’s normal cost is the present value of all benefits expected to accrue or be earned under the plan during the plan year plus certain administrative expense. Actuarial Value of Assets: The actuarial value of assets was fresh started to market as of April 1, 2007. Thereafter, an adjusted market value method as described in Section 16 of Revenue Procedure 2000-40 is used. Under the adjusted market value method, a preliminary value is determined. The preliminary value is then constrained such that the final actuarial value is not less than 80%, nor more than 120%, of the net market value. The preliminary value is the market value adjusted by recognition of investment gains or losses over a five-year period at the rate of 20% per year. The calculation of the actuarial value of assets using the adjusted market value method is shown on page. I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Assumptions .doc [10' BL 13 33:] BWLEIZL LEI EVA ANI dlr?lEll 00' El 13 .LH EVA 00' 00' ANI EIEI El WOHJ saswaund H?'lW?x 3000 SESSV i303 :10 1300 NVHJ. $539 .LEIH .LHEIEI 001:9]. FLDZ LE ELDZ I-D EIHJ. HCH SESSV EIHJ. 3mm .LNEIHHFIU EIHJ. SSEOXEI NI Qailt?BD EZWBD D099 NOTTEIIN ANSI 4 *a BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE TRAN COUNT 15 11 20 304 623 PAR VALUE 4,233,422.40 131,941.52 21,012.22 99.602,369.62 134,663,921 .62 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 SERIES OF TRANSACTIONS IN EXCESS OF FIVE PERCENT OF THE CURRENT VALUE OF THE PLAN ASSETS FOR THE PERIOD 01 APRIL 2013 THROUGH 31 MARCH 2014 SECURITY DESCRIPTION PIMCO DIVERSIFIED INCOME FUND INSTITUTIO PIMCO DIVERSIFIED INCOME FUND INSTITUTIO TEMP INV FD VAR RT 121311'49 FEE CL 15 EB TEMP INV FD VAR RT 121311'49 FEE CL 15 EB DV STOCK INDEX FUND EB DV STOCK INDEX FUND COMMIT TO PUR MUTUAL FD COMMIT TO FUR MUTUAL FD COST OF PURCHASES .00 41,433,040.30 .00 .00 40,999,999.34 .00 99.602,369.62 .00 5% VALUE: PROCEEDS FROM SAL ES .00 49,529,000.00 .00 .00 .00 42,639,046.03 .00 134,663,921.62 COST OF ASSETS DISP OSED .00 49,332,812.43 .00 .00 .00 41,922,211.30 .00 134,663.921.62 PAGE: 1 T6500 .00 .00 .00 .00 .00 .00 .00 SCHEDULE MB 3 Multiemplayer Defined Benefit Plan and Certain 0MB (pom, 5500) Money Purchase Plan Actuarial information 201 3 of the Pawn-2y i Inlavna! Raven-ac Semen This schedule is required to be ?led under section 104 of the Empiuyee I. am 11:11? Re?remenl. meme Securit' As! of 1974 ERISA and section 6059 0111113 . 511133111?? egfig?miry intemaf?evenue God; (1116 $006). This For?!" is opt? to PUb?c 1392121on Bene?t Gumamv 'l "Spam on i I File as an attachment to Form 5500 or SSW-SF. For cai?n63r ptan year 21113 or ?scal plan year beginning? anc? ending Rnund off amounts to nearest doth: A penalty 01'51 000 will be assumed for 1313 filing of this report unless reasonglale cause is estabiishea A Name of plan Three?61911 p?an number (PM) 1, Hex: B911 Pe1'e Raze11e P11ayer Retirement an Plan 596113613 name as shawn on lme Za of Form 5500 or 0 Employer iden??calion Number (EIN) 113?6642416315 Rerzvemeub Beazd 0'5 Bert NelifPete Rozelle P1ayer Re11?emert Flaw Type of man: (1) Mulziempioyer De?ned Benefit (2) Mane)! P-urchase(see instruction} 13' Enter the valuation date: PM ?3 Day 1 Year {.233 Assets (1-) Current vaiue of assets 113((2) Actuarial value of 355913 for funding standard account. . 113(2) 1 3 "19,3732 8 6 3 Accrued ilabilily 1m plan usang immediate gain methcas 16(Information for plans using- spread gain methods: Unfunded liability for with. bases Accrued llamey under enzry age normal Normal cost under envy age normal! method MGM) Amuediiawity under'unitcredifoostmelhod 1ct3) 2,835.4131354 13 Information on current ?iabimles of the pian: (1) Amount exciuded from current attribulable to prewpar?cipation swine {see instruction) . .11 16(1) (2) informailon: Current Eiability .. 1d(2)((13} Expected' Increase in current liability due 16 benefits accruing during the man year 'Expected reiease from EPA 94 curreni llabilityforlhe plan 1 (.3) Expected plan disbursements for the plan year . 111(955 Stafemem' by Enroilad Actuary Ta 11%- my imm?iedge, {he snfom?ation suw?te? 11?: a maintain and act-.eduias.a1mwanls and Machmenm Il? any in grommets: and Each presented was acmarm mm apmrcable 1am and reg?: mama. in my 01mm. rack mhar wsumv?m reasmau: 1-.- 99525219; mm?sinatzzm 12%! My 1395?. 981mm) nf arm?: mites ems! :e un?m the ?lm SIGN 5 HERE Signature 61 actuary cm i 3 5 Type or print name of actuary am am Gum the 11me 6mm 11119.31 an an: mesasm?m'za ew?almr-s; at 11.1: nthar 886211121): ante, c?F Date 14 ??16359 Mos: 13631111 enro?man: number Am: Piewizt {4113*}- 547?2800 5 '3 0 Ba 3 P'ra ?54 t- 3 ram; Firm name 1161313110112 number {including area code) E3511 trimare MD 2120:?: the actuary has not fulry reflected any regulation or ruling promulgated under lhe statute in compleslng 1h :5 sane-mile check the 1mm and sea Instructions For Pavement Redua?on Act Notice and OMB Control Numbers, no the instructions for Form 5500 or Form Cl Schemh MB 201:3 ?1 361 1 8 Schedule llei (Form 5500i201313b118 2 Operational information as of beginning of this plan year. a Current value of assets (see instructions'94" current liebilityiparticipant count breakdown: Number of participants (2) Current liability For retired participants and bene?ciaries receiving payment For terminated vested participants 5 782 2 688 042 755 For active participants: Non-vested bene?ts 6 140 24 ?v'esled benefts 6?0,494,183 {ct Totai active 2, 174 731,634,424 Total 12,016 5,278,723,889 If the percentage resulting from dividing line 2a by line Ebtcl) column is less than 70% enter such 2c _pe_rcentage 26 - 55 ?fa 3 Contributions made to the plan for the plan year by employeris} and employees: ofthe valuation date . Date to) Amount paid by Amount paid by Date Amount paid by Amount paid by employerts] employees employeris) employees 03f28f2014 299,724,223 Totals 3{b} 299,724,223 sad i 4 Information on plan status: 3 Enter code to indicate plan's status lsee instructiOns for attachment of supporting evidence of plan's status). If 43 code is go to line 5. Funded percentage for monitoring plan?s status [line 1b{2) divided by line 4b 48 . 4 C. is the plan making the scheduled progress under any applicable funding improvement or rehabilitabon plan? Yes Na lithe pian is in critical status, were any adjustable bene?ts reduced? . Yes No If line is "Yes enter the reduction in liability resulting from the reduction in adjustable bene?ts measured as 4e 5 Actuariat cost method used as the basis for this plan year's funding standard account computatiOns (check all that apply): a Attained age normal Frozen initial liability i Reorganization Entry age normal Individual level premium Other {specify}: Accrued bene?ttunitcredit] Individual aggregate Aggregate l] Shortfall if box is checked enter period of use of shortfall method 5k I I Has a change been made in funding method for this plan year? Yes No In It line i is "Yes,? was the change made pursuant to Revenue Procedure 2000?40 or other automatic approval? Yes No It line i is ?Yes," and line is "No' enter the date of the ruling letter {individual or class} 5? approving the change' In fUnding method 6 Checklist of certain actuarial assumptions: 3 interest rate for '94" current liability 53 3 . 69 its Pro-retirement Post?retirement Rates speci?ed in insurance or annuity contracts Yes No Yes No Modality table code for valuation purposes: it} Males 5cm A A Females ?thj A A ivaluation liability interest rate Ed 7 .2 5 ?it: it 25 ?it. Expense toading 6e 47 . 6 ?it: . 6 El Salary scale . 5f NM 9 Estimated investment return on actuarial value of assets for year ending on the vaiuation date ?g 3 . 5 Estimated investment retum on current value of assets for year ending on the valuation date 6h 7 . 8 ?In 37 New amortization bases established in the current plan year: Page3 Schedule MB {Form 5500) 2013 130118 i1iTrpebibase Amortization Chargei?Credit 3 12,023,238 1,25o,357 1 113544375 11,714,505 8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date of the Bar mling letter granting the approval . Is the plan required to provide a Schedule of Active Participant Data? {See the instructions.) attach schedule. YES ND 9 Funding standard account statement for this plan year: Charges to funding standard accountthe plan's amortization bases operating under an extension of time under section 412(e] {as in effect prior to 2008} or section 431(d) of the Code? lfline is "Yes." provide the following additional information: Was an extension granted automatic approval under section 431(dlt1} of the Code? If line Edit) is ?Yes." enter the number ofyears by which the amortization period was extended . Ddlzi (3) Was an extension approved by the internal Revenue Service under section 412(e} {as in effect prior to 2008) or 431(djii2] of the Code? Yes No If line cots} is ?Yes," enter number of years by which the amortization period was extended (not including Edict] the number of years in line . if line Bola) is "Yes," enter the date ofthe ruling letter approving the extension Bdi?] (6) If line BdiB} is ?Yes," is the amortization base eligible for amortization using interest rates applicable under section 5621th of the Code for years beginning after 200checked or line 8c is ?Yes." enter the difference between the minimum required contribution for the year and the minimum that would have been required without using the shortfall method or extending the 39 amortization basefs) a Prior year funding de?ciency. if any . . 9a Employer's normal cost for plan year as of valuation date 9b 3 3 a 7?3 93?3 Amortization charges as of valuation date: Outstanding balance *l 9cm Funding waivers Sci?) Certain bases for which the amortization period has been extended jaw] interest as applicable on lines So. EibTotal charges. Add lines 9a through Sid Be 2 93 781 as 0 Credits to funding standard account: Prior year credit balanceEmployer contributions. Total from column to} of line 3 99 2 9 9 7'21} 2 2 3 Outstanding balance Amortization credits as or valuation date 9b 252, 226, 141:; 47 373 516 i interest as applicable to end of plan year on lines 9g(358 302 Full funding limitation and credits: ERISA FFL {accmed liability 9H1) 1 983 O21 73 6 ?94" override (90% current liability FFL) 3 548 37'3 199 FFL credit 9113} Waived funding de?ciency . 0 Other credits . 9142) Total credits. Add lines Elf through 9i. 9313}. Elk?), and GHQ) 91 72'? . 207 7'22 in Credit balance: If line BI is greater than line 9e, enter the differenca . Funding de?ciency: if line 9a is greater than line 9i, enter the difference 9n Schedule MB [Form 5511012013 130118 Page 4 9 0 Current year's abournulated reconciliation account: (1) Due to waived funding de?ciency acournuiated prior to the 2013 plan year 0 Due to amortization bases extended and amortized using the interest rate under section 66210:} of the Code: Reconciliation outstanding balance as oivaiuation date 9012313) 0 {b1 Reconciliation amount [line chfSi balance minus line 9ot2itaji 0 Total as of valuatioodate 90(3) '10 Contribution necessary to avoid an accumulated funding de?ciency. (See instructions.) l? .10 11 Has a change been made in the actuarial assumptions for the current plan year? If ?Yes." see instructions Yes No Bert Bellfl?ete Rozelle NFL Player Retirement Plan EINHPN: Schedule MB Line 43 Illustration Supporting Actuarial Certi?cation of Status 20]} Firm l'ear Valuation Date Funded Percentage 49'. 1v'alue of ASsets SL3710899059 Value Liabilities 32.796.48.320 H. An accumulated funding deficiency is not projected to exist in any oftlie next seven plan years. Ill. The sum ot? the market value efaissets and the present value of expected contributions over the next seven years is greater than the present value ol?bene?t payments and administrative expenses ever the next seven years. Attach_4a new awn-15 a?muanmd ?1+5 3 [369}? E189 ?14.39 [3311mm {11:1 pampdn a??'muamad [3-003 ?sh EL 95-21%) 91'. I 9 ?$29 9,699 mm: nd Imu?wo (pl 03-? Ill-1'0 131 (ls-"FD Off-{11 DEE 31"? llouumm ?19.11!va .mm' mm; .ng.1' (?an .mn. t' mm; .mn.t' 3mm .mrxf? ?Wu" .mn. 1? HHS (1505 8M5 HUS FHJE uuld maulanouluu Bugpund [mm 553.130.? palnpalps Immumnm Jr an? my; ainpauag l?lle?Nt?IW'YI "?ld umumjgm? .IaAlqd TIN anon)? alodma? 1mg Bert Bell??etc anelie NFL Player Retirement Plan 13411143133610? Schedule MB Line 81) Schedule of Active Participant Data Attained Age Years; (11" Credited Service Under 1 1104 101014 151019 201024 233129 Total 661 677 (23:33:23 .- l) 0 333:: a 3 c: I: C.) a?a? 1} 661 1,113 349 49 2 Total 664 CD 3 146 16 CJCD 2,174 9L8?ttv9?:69'38 I I gg??szs?m L995 I I1 maxim I I 3:03.601 {5599631 ?3929 I I ?5 800?173 I DUI-I (WM 0001 006 006 008 001 00") $061 00m 008 00gzg?zto'w 9 I 3?96Iv?51 Sg??wz?E 1068 ?16566? ecr? I 661 I Lab?sgg?I 969'086?9 :2 I 51?s I saws: 93981:? tt9'396'8 IN ?96 I I 9L8?tt9?al I OEI ?069? I I Oi??l 3909 $05123?:sz 6%?08 1999;3?8 595.3391; 3:8?6tg?asz 593996: 57508 I I I I I I I??ig?g 2:9 009'269'1 000%: I VI 11"1 I In Ilnm rq?H?GIVE) I 03" I I I Ui't'? I ONTO I I I I I I 6003.5 I SH Off-U 8 I 0.7170 ?00 I 90 GEEI CPI-ITO 9 003 I 1300 Cf I OIITU HIDE-3 I I1. I70 EDUEH I [If I GEIITU EGO 0:11] 1116 1 I 0,5170 :61?. (a .-I LEE3333.1qu uognguomv [9101. VII FIEI Vd :If) ?63 13 ?v?Ir'cl ?v'cl 53313113 luaulrEE'd Edi], lunuuv anaemia Bugpumsmo 9139}. ?ugugemau mummy smarg .1190 ID 5V sasn? Junoaav pmpums Bugpund J0 alnpaqng 36 Mr] SIM: l??fgf?JEf??'El ?Eld Jai?ld "135;. DIIOZOH aladgllag nag] Bert Bell/Pete Rozelle NFL Player Retirement Plan EINIPN: 13?60436361'001 Schedule MB Line and 9h Schedule of Funding Standard Account Bases (continued) AS of 41?0U20l3 Initial Original Annual Remaining Outstanding Type* Date Years Amount Payment Yea rs Balance Credits CF 0353 131980 37 31.335300 $91,263 3.00 8255.692 (31: 0-130 151993 30 55.410.763 4.257.640 10.00 31.704.52? Cit 04501-1904 30 83.001633 6.394.461 1 I .00 50.791009 tiG 15 22.51 18.036 23 83.361 2.00 4.605.621 EC: 04.50 1.5200? 10 191.088.7138 25661.3? 4.00 92,699,095 {7 04:01.20 1 0 15 82,554,483 8.535.254 12.00 712, 1 69.200 Total .r'tmnt?tixatinn Credits: 547.373.3116 8251226344 11. Initial Liability; El. Experience PA Plan Amendment: CA Change: in Actuarial Assumptinne: lit} Experience (lain: CF Change in Funding Method: FL Current Liability Full Funding Limitation Base lients?db'xNFL'EBettBel Hyper?QD 13 Attach ?Amendoc Certification of Funded Status For the Bert Beill Pete Rozelle NFL Player Retirement Plan Pien Sponsor Reti ement Board of Bert Betti? Pete Rozeiie NFL Piayer Retirement Plan Address: NFL Piayer Bene?ts EGO St. Paul Street. Suite 2420 Baltimore. MD 21202?2040 Telephone Number: ?lid-6856069 t3-6043636 Plan Number: 30*. Pian Year for which this Certification is being made: April 1, 2013 March 31, 2014 Certification Resuits This is a certification of the status for The Bert Belli? Pete Rosalie NFL Ptayer Retirement Plan {the "Plan"; prepared in accordance with internal Revenue Code Section 432 and relevant regulations. The funded percentage of the Plan as of April 1, 2013 is estimated to be tess than 80%. As oiAprii t, 2013 an Accumuiated Funding Deficiency, as defined under Section 431, is not projected to occur within the next seven pier: years. the sum of the assets in the Plan pius the present value of the expected contributions :?or the next six plan years is expected to be greater than the present value of non?fodeitabie bene?ts to be paid in the current plan year and the next six succeeding plan years, and the sum of the assets in the Plan plus the present vaiue of expected contributions For the next four plan years is expected to be greater than the present value of benefits to be paid in the current pien year and the next Four succeeding pian years. A Funding improvement Plan was adopted by the Plan on Februaryr 23. 2011. As or" Aprii i. 313, the Pian is matting the scheduled progress in meeting the requirements of its Funding Improvement Pian. Assumptions and Methods The caicuiations performed for this certi?cation used the census data, actuarial assumptions. and plan provisions which were used for the actuarial valuation as of Aprii 1, 2012, except as noted 'oeiovv. Unaudited financial statements as of March 31. 2013 were used to determine the Plans assets. Employer contributions were projected using the actuarial assumptions and methods stated in the applicahie coitective bargaining agreement- The terms of the current collective bargaining agreement are assumed to continue in effect for the succeeding plan years pursuant to Section 432 and reievant regulations. Codification i hereby certify the plan's funded status for the pier: year beginning April 1. 2013 in accordance with the previsions of the Pension Protection Act of 20GB. i am an Enrolied Actuary and meet the Qualification Standards of the American i??tcadt?im5.r of Actuaries to render the actuariai opinion contained herein. i? 't . . ??i?gemd ?or EEndangered DSenousiy Endangered DCritical (Green Zone) {Yellow Zone} (Orange Zone} {Red Zone} Cede/f ?/er/esis Signature of Actuary Date Alvin K. Winters. FSA. EA. MMA Name of Actuary 1 1?06620 Enrollment Number Aon Hewitt 500 East Pratt Street Baltimore. lull] 21202 Te!ephone: Mil-5412916 e-maii: at.vrinters@aonhewittcom Bert Rozelle NFL Player Retirement Plan EIMPN: E3?6o43636r00t Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method Mortality Rates: Table projected to 2020 Disability Mortality Before Age 65: RP-3000 Table. disabled mortality Non football Disability Rates Before Retirement: ?gg Rate*- 22 .1 ?(in 2? .1906 32 .1906 3? 26% 42 45% 47 00%: ?12 2.06% 57 4.28% 62 13.19% ?3 Rounded Football Disability Rates: 35% per year for active players and 28% per year for inaetlye players up to 15 years after the player's last Credited Season after which it becomes zero. Line-of?Duty Rates: Ave Rate 25 29 1.25% 30 - 39 5.00% 40 44 2.50% 45+ 0.00% Withdrawal Rates: For Players With Service of B_at_e 1 year H.300 2 years 1 0% 3 years 16 ?~00 4 years 15-8% i years H.401: 6 years 18.4% years 19 9% 8 years 21.4% 9 years 24.6% 10 years 26.2% 1 I years 28.2% years 30.5% l3 years 35 6% 14 years 371.2% 15 years 42 5% 16 years 55.8% 11' years 68.7% 18 years 78.6% 19 years 90.6% 30 years 100.0% Attach ?ssumptions .doe Bert Belli?Pete Rozelle NFL Player Retirement Plan EWPN: l3??043636/00l Schedule MB Line 6 Actuarial Assumptions and Actuarial Cost Method (continued) Election of Earlv Pavment Bene?t: 35% of all players will elect the benefit at termination. No assumption is made for a player who does not have a Credited Season before 1993. Retirement Age: Player with Player without g5; Pre-93 Season Rate Pre??J?j Season Rate 55. 25% 5.259/ 35% 65 1 00% 00% Percent Married: Social Security Awards in [972 Age of Plavcr?s Wife Three years younger than player Remarriagrc Rates: 1980 Railroad Retirement Board rates Net Investment Return: 125% Administrative Expenses: 515.936.??69. This amount was the actual administrative expenses during the preceding. yeah Funding Method: The unit credit cost method is used. The liabilities ofthe plan are calculated as the present value of all bene?ts that have been accrued or earned under the plan year as of the ?rst day of the plan year. based on the players? current number of credited seasOns. The plan?s normal cost is the present value of all bene?ts expected to accrue or be earned under the plan during the plan year plus certain administrative expense. Actuarial lt-"alue of Assets: The actuarial value of assets was fresh started to market as at April l. 200?. Thereafter. an adjusted market value method as described in Section 16 of Revenue Procedure 3000?40 is used. Under the adjusted market value method. a preliminary value is determined. The preliminary value is then constrained such that the ?nal netuarial value is not less than 80%, nor more than 12 of the net market value. The preliminary value is the market value adjusted by recognition of investment gains or losses over a five-year period at the rate ot?ED?l?b per year. The calculation of" the actuarial value of assets using the adjusted market value method is shown on page. Sehl?le Attaclr?ssumptions .doc Bert BellfPete Rozelle NFL Player Retirement Plan EINIPN: [3-6043e36m01 Schedule MB Line (3 Summary of Plan Provisions 1. Normal Retirement Pension Age Requirement: 55 (11] Service Requirement: For Benefit Credits. three Credited Seasons for those active after 1992. player will. under certain circumstances. become vested even if he does not meet the preceding requirements if he has 10 years of service with Clubs in the NFL due to any employment. such as a coach.) For Legacy Credits- vested player taking into account Credited Seasons prior to I993 and alive on August 4, 201 l. Amount: Credited Season Bene?t Credit Before 1982 $250 1982 to 1992 255 1093 and 1994 265 19052111d 19% 315 W97 365 1998 to 2011 470 2012 to 2014 563 20l5 to 2017' 660 2018 through the Plan Year 760 that begins prior to the expiration of the Final League Year Credited Season Leo, any Credit Before 1975 124 19715 to 19192 108 Provisionsdoe Bert Bellfl?ete Rozelle NFL Player Retirement Plan 13?6043fi36f??i Schedule MB Line 6 Summary of Plan Provisions (continued) Earlv Retirement Pension {Only for plavers who have a Credited Season prior to 1993) (at) Age Requirement: 4:5 through 54 Service Requirement: Same as lib] above. Amount: Normal pension actuarially reduced to reflect earlier benefit payments. Deferred Retirement Pension (at) Age Requirement: Over age 55 to age 65 Service Requirement: Same as lib} above. Amount: Normal pension aetnarially increased to reflect delayed benefit payments. Total and Permanent Disabilitv Age Requirement: NM Service Requirement: None if active, otherwise service required for vested status. to) Amount: Norma] pension earned except that benefit will be no less than $4,000 if disability is for active football. active nonfootball. or inactive category A and $4.l67 for inactive category 8 ($5,000 in 2016. $3.334 in 202] An additional $100 per month will he paid for each dependent child fora player whose application was ?led prior to April 1.2007. Line?of?Dutv Disabilitv (at) Age Requirement: None Service Requirement: None Duration ot'Payments: 90 months Nature of Disability: The disability must have arisen out of football activities and must be expected to persist for at least 13 months and result in player?s retirement from professional football. The disability must be substantial in the sense that it results in a major bodily impairment with the percentage loss of function depending upon the particular part of the body involved. Amount: Normal pension earned, but not less than $2,000 per month for applications after September l, 2011. Minimum increases in $500 increments on January I ol'20l3, 2015. 20W. 2019 and 2021. Attaeh_ Plan Provisionsdoc Bert Bellfli'ete Rozelle NFL Player Retirement Plan 13?60436361001 Schedule MB Line 6 Summary of Plan Provisions (continued) Earlv Pavment Bene?t [Not applicable to players who do not have a Credited Season prior to 1993! (at Age Requirement: None Service Requirement: Vested and left football on or after March 1. 1977. Amount: A lump stun equal to 25% of the actuarial present value of the player?s bene?t credits as ol?the date ol? payment. It? the player makes application for this bene?t after March 31. 1982. any and all t'uture bene?ts payable (normal or early retirement. death or disability) ill be reduced Bio-ta. It? application was made prior to April 1. 1982. only the normal or early retirement bene?t will be reduced 25%. Pie-retirement Witlon"s and Surviving Children?s Bene?t Eligibility Requirement: Active player or vested inactive player and survived by widow or dependent children. Amount: 50% of the normal pension accrued, but not less than $9,000 per month for the 48 months immediately following death and no less than $3,600 per month thereafter. [For vested players not active in a season after 19W). the $3.000 minimum bene?t is not applicable. l-?or vested players active in a season after 19%. but not alter 1981. the $9.000 minimum bene?t is 36.000.) Minimum increases to $4.000 on January I. 2014 and to $4.400 on January 1. 3018. Duration of Payment: Bene?ts are paid to the widow until her death or remarriage. Itithel?e are surviving dependent children at the point that the widow?s benefit ceases. payments will continue to the children until they reach age 19. or age 23 it? in college. 11" any dependent child is mentally or physically incapacitated. bene?ts will continue for the child?s lifetime. Spouse?s Pre-retirement Death Bene?t The surviving spouse ofa married vested player is eligible to receive a spouse?s preretirement death bene?t. The spouse?s preretirement death benefit is the bene?t which would have become payable to such surviving spouse upon the death of Such player as if he had retired and died on the day following his annuity starting date and elected bene?ts in the form ofa Joint and Survivor annuity. The bene?t begins to be paid as of the ?rst day of the month following the date ofthe death of the vested player or. it later. the ?rst day of the month tollowing the month in which such player would have reached his early retirement date had he lived to that date. The bene?t payments continue for the life of the surviving spouse. [in spouse is eligible to receive the bene?t described in this section and the bene?t described in 7 above. she elects which one of the two bene?ts she is to receive. 3 Attaehflan Provisionsdoe Bert BellfPete Rozelle NFL Player Retirement Plan EINEPN: Schedule MB Line 6 Summary of Plan Provisions (continued) Post?retirement Death Bene?t Eligibility Requirement: L?pon retirement, pensioners may elect to receive benefit payments in various alternative forms involving survivor benefit protection. Benefit Amount: When a player elects a form of pension involving, survivor benefit rights. the amount payable to him is aetuarially reduced. Upon the player?s death. the designated percentage of?the pensioner?s benefit is thereafter continued for the balance of" the beneficiary?s lifetime. Alternatively. the player may elect that his benefit payments will he made for at least 10 years. If he dies prior to that time, payments will be continued to the designated bene?ciary for the remainder ot'the ill?year period. Hyper?QUlB Attach Plan Provisionstloc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 4c Illustration Supporting Scheduled Progress with Funding Improvement Plan 2014 Plan year Valuation Date 2015 Plan year 2016 Plan year 2017 Plan year 2018 Plan year 2019 Plan year 2020 Plan year 2021 Plan year 04/01/2014 04/01/2015 04/01/2016 04/01/2017 04/01/2018` 04/01/2019 04/01/2020 04/01/2021 Original FIP Funded Percentage 65% 62% 61% 63% 67% 70% 73% 80% Updated FIP Funded Percentage 56% 62% 68% 73% 78% 80% 80% 81% I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_4c .doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions 1. Normal Retirement Pension (a) Age Requirement: 55 (b) Service Requirement: For Benefit Credits, three Credited Seasons for those active after 1992. (A player will, under certain circumstances, become vested even if he does not meet the preceding requirements if he has 10 years of service with Clubs in the NFL due to any employment, such as a coach.) For Legacy Credits, vested player taking into account Credited Seasons prior to 1993 and alive on August 4, 2011. (c) Monthly Amount: Credited Season Before 1982 Benefit Credit $250 1982 to 1992 255 1993 and 1994 265 1995 and 1996 315 1997 365 1998 to 2011 470 2012 to 2014 560 2015 to 2017 660 2018 through the Plan Year that begins prior to the expiration of the Final League Year 760 Credited Season Legacy Credit Before 1975 124 1975 to 1992 108 I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 2. 3. 4. 5. Early Retirement Pension (Only for players who have a Credited Season prior to 1993) (a) Age Requirement: 45 through 54 (b) Service Requirement: Same as 1(b) above. (c) Monthly Amount: Normal pension actuarially reduced to reflect earlier benefit payments. Deferred Retirement Pension (a) Age Requirement: Over age 55 to age 65 (b) Service Requirement: Same as 1(b) above. (c) Monthly Amount: payments. Normal pension actuarially increased to reflect delayed benefit Total and Permanent Disability (a) Age Requirement: N/A (b) Service Requirement: None if active, otherwise service required for vested status. (c) Monthly Amount: Normal pension earned except that benefit will be no less than $4,000 if disability is for active football, active nonfootball, or inactive category A and $4,167 for inactive category B ($5,000 in 2016, $3,334 in 2021). An additional $100 per month will be paid for each dependent child for a player whose application was filed prior to April 1, 2007. Line-of-Duty Disability (a) Age Requirement: None (b) Service Requirement: None (c) Duration of Payments: 90 months (d) Nature of Disability: The disability must have arisen out of football activities and must be expected to persist for at least 12 months and result in player’s retirement from professional football. The disability must be substantial in the sense that it results in a major bodily impairment with the percentage loss of function depending upon the particular part of the body involved. (e) Monthly Amount: Normal pension earned, but not less than $2,000 per month for applications after September 1, 2011. Minimum increases in $500 increments on January 1 of 2013, 2015, 2017, 2019 and 2021. I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 6. 7. 8. Early Payment Benefit (Not applicable to players who do not have a Credited Season prior to 1993) (a) Age Requirement: None (b) Service Requirement: Vested and left football on or after March 1, 1977. (c) Amount: A lump sum equal to 25% of the actuarial present value of the player’s benefit credits as of the date of payment. If the player makes application for this benefit after March 31, 1982, any and all future benefits payable (normal or early retirement, death or disability) will be reduced 25%. If application was made prior to April 1, 1982, only the normal or early retirement benefit will be reduced 25%. Pre-retirement Widow’s and Surviving Children’s Benefit (a) Eligibility Requirement: Active player or vested inactive player and survived by widow or dependent children. (b) Monthly Amount: 50% of the normal pension accrued, but not less than $9,000 per month for the 48 months immediately following death and no less than $3,600 per month thereafter. (For vested players not active in a season after 1976, the $3,000 minimum benefit is not applicable. For vested players active in a season after 1976, but not after 1981, the $9,000 minimum benefit is $6,000.) Minimum increases to $4,000 on January 1, 2014 and to $4,400 on January 1, 2018. (c) Duration of Payment: Benefits are paid to the widow until her death or remarriage. If there are surviving dependent children at the point that the widow’s benefit ceases, payments will continue to the children until they reach age 19, or age 23 if in college. If any dependent child is mentally or physically incapacitated, benefits will continue for the child’s lifetime. Spouse’s Pre-retirement Death Benefit The surviving spouse of a married vested player is eligible to receive a spouse’s preretirement death benefit. The spouse’s preretirement death benefit is the benefit which would have become payable to such surviving spouse upon the death of such player as if he had retired and died on the day following his annuity starting date and elected benefits in the form of a Joint and Survivor annuity. The benefit begins to be paid as of the first day of the month following the date of the death of the vested player or, if later, the first day of the month following the month in which such player would have reached his early retirement date had he lived to that date. The monthly benefit payments continue for the life of the surviving spouse. If a spouse is eligible to receive the benefit described in this section and the benefit described in 7 above, she elects which one of the two benefits she is to receive. I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Plan Provisions.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 6 Summary of Plan Provisions (continued) 9. Post-retirement Death Benefit (a) Eligibility Requirement: Upon retirement, pensioners may elect to receive benefit payments in various alternative forms involving survivor benefit protection. (b) Monthly Benefit Amount: When a player elects a form of pension involving survivor benefit rights, the amount payable to him is actuarially reduced. Upon the player’s death, the designated percentage of the pensioner’s benefit is thereafter continued for the balance of the beneficiary’s lifetime. Alternatively, the player may elect that his benefit payments will be made for at least 10 years. If he dies prior to that time, payments will be continued to the designated beneficiary for the remainder of the 10-year period. I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Plan Provisions.doc iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 1 NFL GCALL10 31 II1IARCH 2014 M1102E 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 PAR VALUE SECURITY DESCRIPTION INTEREST-BEARING CASH 0.1300 0.2300 31,311.2300 ?,463.9300 51,335.9300 2, 31 1 .300. 3200 AUD (AUSTRALIAN DOLLARS) NZD DOLLAR) EUR CURRENCY AT BROKER BNY MELLON CASH RESERVE 0.010% 1213112049 DD 0612619? LEHMAN PROXY WAIUICO - REC CASH ON DEPOSIT-GUST ODIAN TOTAL INTEREST-BEARING CASH U. S. GOVERNMENT SECURITIES 110.000.0000 120.000.0000 40.000.0000 110.000.0000 130.000.0000 FEDERAL HOME LN MTG CORP 5.625% 1112312035 DD 11122105 FEDERAL HOME LN MTG CORP 6.150% 0311512031 DD 10125100 FEDERAL HOME LN MTG CORP 1.350% 0412912014 DD 04101111 FEDERAL NATL MTG ASSN 0.000% 1010912019 DD 10109134 FEDERAL NATL MTG ASSN 6.250% 0511512029 DD 05115199 COST 0. 0. 40,363. ?,463 14 19 90 .93 256.63 2,311,300. 2,359,395. 123,659. 130,361 40.49'1. 91.433. 134,613PRICE 0.0000 0.0000 0.0000 100.0000 0.2599 1.0000 106.6970 139.2190 100.0930 36.0370 131.4950 MAR KET VALUE 0.12 0.20 43,154.17 2,311,300.32 117.366.?0 161,062.30 40,039.20 UNREALIZED GAIN1LOSS 0.02- 0.01 2.?35.3? 0.00 13,090.61 0.00 15.316.41r 6.293.10- 13,304.40- 453.00- 13.6?4.?0- will L55 .1358? '00' '00'593'517 EZDHW EBHH 80' 51'532?056 05'509?9? 0171750?33 00'959?018 EDNA 13H 000550 095 0511055 01?21'5 DEBILDL DQLBIB 02552er 0595'5 n-1nr-9L ZELVCI N03 53417550 3 313M) 91'551?5 ?0'596'L0l- 05'951?89 50' 20159 1500 LE 1503 17H5H30 ZI-I5H50 ZH5HZD LHBDIZD 05 0H5H60 05 EDIQHED 00 QBIBLHFO CIE ZHZUEDL 00 DEDZIDEIH $6000? ELLON AHFISVEIELL 5 Fl 00 91551151 30 PPDZI5HZD $65395 SONGS AHHSVEIELL 00 ZVOZI5LI50 5 Fl CID Zt?03a?5H20 %05?'0 .LV'llel SH 00 SH 00 LZDZI5H20 Hin?d' EIEISSEINNEIJ. 00 090ZI5HBD l3553917 00 BSDZIGHED $50525 H.l.l"lV EIEISBEINNEIL 00 QEOZHOHFO 9150555 HHW EEISSEINNEIJ. 00 LDZIZDEDL 91W N'l EIWOH 00 3303353050 .LH EVA I-X 91W HEEL NV'lcl CINEI SLNEWLSEANI 0000?000?0t'E 0000'000'019 0000'505'50l- 0003'058 ?15 00000000? 0000'000?06 0000'000?05 0000'000'002 0000'000?03 0005035 ?66 ALIHHUES .LEIH .LHEIEI 0055 'I?U'lel 0055 ma *1 BNY ME LLON 5500 NFL GCALL10 BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 PAR VALUE 320.000.0000 190.000.0000 30.000.0000 421 .8?5.4000 50,000.0000 1.390.000.0000 150.000.0000 420.000.0000 40,000.0000 1.250.000.0000 300.000.0000 400.000.0000 FINAL 094123 5500 SECURITY DESCRIPTION TREASURY NOTE 2.125% 0113112021 DD TREASURY NOTE 2.?50% 0211512024 DD TREASURY NOTE 2.000% 0212812021 DD US TREAS-CPI INFLAT 2.000% 0T11512014 DD TREASURY NOTE 1.500% 0212812019 DD TREASURY NTS 1.625% 0313112019 DD TREASURY NOTE 3.825% 0811512019 DD TREASURY NOTE 1.500% 0813112018 DD TREASURY NOTE 0.?50% 101311201? DD TREASURY NOTES 2.000% 0913012020 DD COMMIT TO PUR FNMA SF 3.000% 0410112029 DD COMMIT TO FUR FNMA SF 3.500% 0410112029 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 01131114 02115114 02128114 0T115104 02128114 03131114 08115109 08131111 10131112 09130113 MTG 04101114 MTG 04101114 COST 319,612.50 190.33T.99 29,423.44 434.8?3.41 49,855.85 1,384,030.16 166.?81.25 41T.292.97 40,115.60 308.5?8.13 420,531.25 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 99.0230 100.2190 98.1020 101.6330 99.0000 99.4920 109.1800 99.8130 98.3830 98.8130 102.?190 104.8440 MAR KET VALUE 316,813.60 190,418.10 29,430.80 428.?64.83 49,500.00 1,382,938.80 163.??0.00 419,214.60 39,353.20 1,235,182.50 308,151.00 419,316.00 PAGE: 3 M1102E UNREALIZED GAIN1LOSS 2.138.90- 3?8.11 "1.16 5.908.?8- 355.85- 1.091.36- 3.011.25- 1.921.63 T6240- 12,525.00- 421.13- 1.155.25- 55135 Blv'55lv 55'80tr't' 52' '51'053'. ?05'552 00'959 #5'055 D5553 EZDHW 1: 3355B Pl'1nr'9l BLVD NHH 533lv550 3 513m 55' 1.5' 35 00' 00' 00' 00' 00' 00' 00' ?#3555 BQVDEQ 939'319 380'5217 EDNA 13H 55211.50!- 055t'50t 0151'L0l- 0310'50l 011:0"an 0350'96 0351'50lr 02." 9F 55' 83' 51' 05' 00' 85' 05' 05' 555'555 000'319 055' LDL 1500 leZ LE 1503 omoru 90HOHL 50;? I-DIED 17H L0f170 SOEHHF t? CICI 311 100d 00 100d 100d 00 100d Cl? 38053 ?3le 950055 5503a? $5005 '5 5502i LINED %000'5 PPDZIDZWD 560051? 01 OJ. "260059 VWNQ Hf'lcl Oi .LIWWOG l0a'50 I3500012 HHS G109 30d 01 .LIWWOO tr 91W t'H L0f50 91W 51W tr? L0f50 91W HEEL NV'lcl CINEI SLNEWLSEANI CICI 00 CICI Hf'ld OJ. 950005 VWNJ ENE 01 .LIWWOU 80d .LIWWOD 30d 01 .LIWWOG 0555515155 001?55510le 0000'000'0017 0000'000'005 0000'000'005 0000'000'002?. 0000'000'001? 0000'000'005 ALIHHUES 0055 'I?d'lel .LEIH .LHEIEI 0055 NOTTEIIN ANSI 4 *a BNY MELLON 5500 NFL BERT CW GCALL10 BELLIPETE ROZELLE NFL RET ERALL COMPOSITE PAR VALUE 135,3 53.0660 56,140.0600 18,328.2000 45,903.2200 93,463.5300 95,019.2530 FINAL 094123 5500 SECURITY DESCRIPTION 6.000% 6.500% 6.000% ?.0005.500% 3. 500% 4.000% 4.000% 3. 500% POOL 11101412039 DD POOL 09101112039 DD POOL 10101 412036 DD POOL 03101112039 DD POOL 0210119037 DD POOL 05101112037 DD POOL #1 N-1 532 0510111203? DD POOL 11101412035 DD POOL 04101412043 DD POOL 09101112042 DD POOL 1010112042 DD POOL 11101112042 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR 041014111 031011111 091014112 041011113 04101?)? 05101410? 06101110? 11101:?05 041014113 091011112 101014112 111011112 REVALUED COST 31 MARCH 2014 COST 143,961.52 40,620.49 62,696.59 19,3?36? 43,503.23 46,119.31 16,111.12 102,513.54 100,696.61 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 110.9960 112.0160 112.5160 109.4050 105.4?40 105.2090 105.3120 109.3240 99.3440 103.1?10 103.1?40 99.?360 MAR KET VALUE 40,043.33 63,166.55 19,353.36 43,294.32 16,243.42 99,222.31 96,430.06 PAGE: M1102E UNREALIZED 1.335.50 5?6.66- 469.96 5,346.33- 20.01- 213.96- 252.3? 132.30 5.4?9.64- 6,262.39- 6,033.43- 5,923.20- 5 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 5 NFL GSALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 SHARESI lu'lAR KET PAR VALUE SECURITY DESCRIPTION COST PRI SE VALUE UNREALIZEDI GAINILOSS POOL 102,511.09 99.?3?0 95,?5995 5.051.?4- 95,555.3930 102,2 T252 50 95,355.5110 230.96T.7650 63,929.5200 115,0 54.0?00 3.500% 01 I01 I2043 DD 01I01I13 POOL 3.500% 05I01I2043 FNMA STD REMIS PIT 1IIAR RT 12I25I2042 FNMA STD REMIS PIT 5.500% 0TI25I2042 FNMA STD REMIC PIT 5.500% 04I25I2042 FNMA STD REMIS PIT 3.000% 0TI25I2043 FNMA STD REMIC PIT VAR RT 0TI25I2043 FNMA STD REMIS PIT RT 04I25I2040 FNMA STD REMIC PIT 5.000% 05I25I2034 FNMA STD REMIC PIT VAR RT 10I25I2041 FNMA STD REMIS PIT l5.500% 05I25I2039 FNMA STD REMIS PIT 5.000% 05I25I2042 DD 04I01I13 12-133 IO DD 11I25I12 13-9 BC DD 01I01I13 13-9 CE DD 01I01I13 13-?0 JZ DD 05I01I13 13-5? KS IO DD 05I25I13 11-87 SS DD 08I25I11 11-90 Ol 00 05I01I11 11-95 IO DD 09I25I11 12-28 DD 02I01 I12 12-45 BA DD 04I01 I12 102,555. 24,543. 213.336. 22,110. 51,823. 1?,241 12?,553100.5200 21.2290 111.5050 110.8240 T7.5250 22.1010 15.1420 13.4510 15.5550 111.1150 110.1290 95,450. 19,266. 259,555. 204,662. 21,0?4. 41,902. 15,?55. 34,2?5. 12?,309. 7'0 24 93 5,205.52- 5,231.94- 5.?5725 1,035.04- 9.921.23- 5T2.T6- 155.57:Ir iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE SHARESI PAR VALUE 109.32?.3500 ?5.089.4500 53.355.4300 405.152.4800 139.134.9500 128.541.0100 49,912.5200 332.593.3120 153.038.9000 241.331.2?10 SECURITY DESCRIPTION FNMA ETD REMIC PIT ?.000% 05I25I2042 FNMA STD REMIC PIT VAR RT 03I25I2042 FNMA STD REMIC PIT VAR RT 02I25I2041 FNMA GTD REMIC PIT 3.000% FNMA GTD REMIC PIT 3.000% FNMA POOL 3.500% 11I25I2041 FNMA STD REMIC PIT 4.000% 04I25I2042 FNMA STD REMIC PIT 4.500% 11I25I2039 MULTICLASS MTG 394? 55 50,355. VAR RT 10I15I2041 MULTICLASS MTG K015 X1 15.543. VAR RT 10I25I2021 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 12-51 124,355. DD 04I01 I12 12-?4 ID 14.45? DD 05I25I12 12-?0 IO 19,802. DD 05I25I12 12-101 Al 50.548. DD 08I01 I12 409 C2 I0 13.5?5. DD 05I01 I12 20,151 DD 05I01I12 409 C1 ID 15.555. DD 05I01I12 409 C2 ID 5.529 DD 05I01I12 DD 10I15I11 DD 12I01I11 MULTICLASS MTG 399? SK 55,331 VAR RT 11I15I2041 MULTICLASS MTG X1 11,552. VAR RT 12I25I2021 DD 02I15I12 DD 03I01I12 COST 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 110.9500 15.3550 15.4530 11.8850 12.35?0 21.9500 24.?950 21.2550 19.5540 9.4150 1?.5020 5.5420 MAR KET VALUE 11,591.90 15.38?.11 48.2?2.41 1?.234.55 10,510.42 55,052.93 14,410.14 10,025.30 PAGE: M1102E UNREALIZED GAINILDSS 4.415.32- 2.3?5.98- 3,559.13 ?.499.5? 4,980.53 14.312.42- 2,133.40- 13,359.53- 1.554.33- iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 8 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 SHARES1 PAR VALUE 821.145.4300 129.094.1200 172.529.3520 100.402.5130 102.017.5900 353.158.9150 338.430.2880 79.754.5900 152.854.5000 95.700.4500 172.170.2500 93.154.0900 SECURITY DESCRIPTION MULTICLASS MTG 4092 AIIO 3.000% 0911512031 DD 08101112 MULTICLASS MTG K021 X1 VAR RT 0512512022 DD 11101112 MULTICLASS MTG K008 X1 1MAR RT 0512512020 DD 09101110 MULTICLASS MTG 4210 2 3.000% 0511512043 DD 05101113 MULTICLASS MTG 4225 ?32 3.000% 0711512043 DD 07101113 MULTICLASS MTG 4239 IO 3.500% FNMA 4.500% FNMA 4.500% FNMA 4. 500% FNMA 5.000% FNMA 5.500% FNMA 2. 500% 0511512027 DD POOL 0410112041 DD POOL 0910112041 DD POOL 0510112041 DD POOL 0710112041 DD POOL 0510112040 DD POOL 1010112042 DD 08101113 04101111 03101113 03101113 04101113 11101113 10101112 COST 90.588. 14.253. 15.929. 81.555. 77,258. 52.092. 370.504. 85.041 154.903. 105.252. 190.551 92.195PRICE 14.2240 9.5030 7.7580 81.5730 79.4570 13.9590 105.7970 105.7550 105.7300 108.8310 112.1950 92.5410 VALUE 115.799. 12.395. 13.384. 82.001 81,050. 50.594. 351.433. 85.142. 153.141 105.240. 193.155. 85.205GAIN1LOSS 25.211.04 1.855.53- 2.544.75- 345.19 3,791.75 1.397.30- 9.171.51- 899.04- 1.751.29- 12.55- 2.514.75 5.989.77- iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 9 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAR VALUE 90,266.6660 92,665.9260 66,916.5240 95.635.4600 96,239.3300 96.661.0210 SECURITY DESCRIPTION FNMA 4.000% FNMA 3.500% FNMA 3. 500% FNMA 4.000% FNMA 3.500% FNMA 3.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% FNMA 4.000% POOL DD POOL DD POOL 1210112042 DD POOL DD POOL DD POOL 0910112042 DD POOL 0610112043 DD POOL 071'011'204 3 DD POOL 0210112043 DD POOL 01'1'01 I2043 DD POOL 06101 1"204 3 DD 12I01f12 0TI01 1'12 061'01 1'12 09IOH12 06101;?13 061'011'13 061'011'13 MULTICLASS MTG ZA 6.000% 05115;?2036 DD 05I01f06 COST 96,393.06 101,100.93 100,226.43 166,236.06 99,364.36 99,459.24 99,626.37" 101,625.55 PRICE 105.6260 100.0460 100.0460 103.9620 99.6?30 96.6960 104.35?0 104.1460 104.1410 104.3210 103.2150 111.5590 MAR KET VALUE 92,906.65 95,220.05 92,441.46 94,3??64 100,056.26 99,606.62 100,224.60 102,165.69 102,039.40 125,200.33 UNREALIZEDI 2,663.32- 5,660.66- 4,996.26- 12,005.36- 6?1.66 349.56 346.23 360.34 96.39- 415.3?- EDMUND CICI $50009 DBBSEDL 100d LOHDEDL $80099 100d VWNJ CICI 100d BUILDIED SEDZILDIDL EVA 100d QDHDEBD QEDZHDEDL .LE EVA PQVQEBEM 100d VWNJ CICI QEDZHDIH "?30099 ESESFLEW 100d DVDZISHLD .I.E EVA BELFSL 33 L298 91W 000995515 DZDZIQZHD iH EVA '59'999?9 0093'? 90034 91W DHSEHL CICI .LE EVA 0 Etrl?DL DHLDEQO DZDZISZWD .I.E EVA LX LDDH 91W CICI LPDZIQZMD ZN BOISHSD CICI BEDZISHSU .LE EVA 95'095?9 ES LSIFE 91W .LSDG ALIEFICIES EVE .LEHEVW EILISOEWOD .LEIE 32mm no: +13va LE m'nvaa :51an 1903 wax NV?lcl an; smamsanm =10 annaaHs-rs 0099 :31ch una sazwso a 31mm Le-en-vmz 'IVlel nonnwomzm 15mm NOTTHW ANSI 4 *a iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 30,442.2690 13,433.4330 6,163.0230 36, 350.5000 50,931.2130 94.012.1930 93,440.9310 206.339.0200 5500 SECURITY DESCRIPTION FNMA 6.000% FNMA 5.000% FNMA ?.000% FNMA ?.000% FNMA 5.500% FNMA 4. 500% FNMA 3.000% FNMA 3.500% FNMA 4.000% FNMA 4.000% FNMA 4. 500% FNMA 4.000% POOL #0390243 03110141203? DD POOL #0915154 041'01 DD POOL #0934643 11101412033 DD POOL #093536? 03101112033 DD POOL #0995072 DD POOL 09101112041 DD POOL 09101112042 DD POOL 12101 I2042 DD POOL 051101412043 DD POOL 06101412043 DD POOL 06101412031 DD POOL 03101112042 DD SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 0911014110 111014103 03I01f03 11I01I03 031011111 031011112 11I01I12 0411014113 051'01f13 051011111 COST 34,256. 105,?01 15,973. ?,330. 40,364. 99.364. 99,141 96,?40. 222,900. 303,9?2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 112.4530 103.3310 110.4950 112.65?0 110.6220 106.?360 96.6910 100.0460 104.1340 104.0420 103.1340 103.2120 MAR KET VALUE 34,233. 105,6?4. 14,343. 6,943 40,211 54,331 442,312. 94.055. 99,4?3. 223,1?6. 23?,5393'0 7'2 PAGE: 11 M1102E UNREALIZED 23.09- 2T.19- 1,134.91- 33?.46- 153.03- 1.335.91- 30,546.30- 5.3039?- 336.93 4??.24 2?6.56 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 12 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 192,1216400 193,452.6920 85,??22650 36,990.4180 44, 712.3800 2816108300 50.101.3480 51,812.2910 110,896.9100 56,012.6340 356,528. 5990 SECURITY DESCRIPTION FNMA 3. 500% FNMA 3.500% FNMA 3. 500% FNMA 1000% GNMA 6.500% GNMA I 6.000% GNMA 6.000% GNMA I 4.500% GNMA 4.500% GNMA I I 6.000% GNMA 4.500% GNMA I 4.500% POOL 0310112043 DD POOL 0410112043 DD POOL 0510112043 DD POOL 0210112039 DD POOL #0004040 101201203? DD POOL #0004195 0112012038 DD POOL #0004245 0912012038 DD POOL #0004611r 0112012040 DD POOL #0004696 0512012040 DD POOL #000483? 1012012040 DD POOL #0004923 0112012041 DD POOL #0004918 0312012041 DD 02101113 03101113 04101113 12101110 10101 1'0? 01101108 09101108 01101110 05101110 10101110 01101111 03101111 31 MARCH 2014 COST 205,426.4? 201961.65 101,919.81 42,600.06 50,409.13 329,196.54 55,490.80 125,483.23 61,959.56 394,381.29 PRICE 100.0460 100.0460 100.0460 110.6480 112.2890 113.2510 113.2820 1019640 101.9500 112.1620 108.09?0 108.1040 MAR KET VALUE 192,216. 193,061 193,541 94,905. 41,536. 50,105. 325,811 54.091 55,996. 124,384. 60,541 385,421 .68 M1102E UNREALIZED 13,210.45- 13,314.23- 14,419.91- ?,014.51- 1,063.89- 295.44 3,385.24- 1.399.38- 1,383.49- 1,099.04- 1,411.53- 8,959.61- BNY ME LLON 5500 NFL SSALL10 BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE SHARESI PAR VALUE 155.252.0500 250.020.5100 222.226.5200 115,510.2500 210.155.9400 456.063.2500 159,203.5590 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION SNMA POOL #0?53 4.500% 0TI20I2041 GNMA STD REMIC PIT VAR RT 01I20I2040 GNMA STD REMIC PIT VAR RT 05I20I2050 GNMA STD REMIC PIT VAR RT 10I20I2050 SNMA STD REMIC PIT VAR RT 10I20I2060 SNMA STD REMIS PIT VAR RT 05I20I2059 GNMA STD REMIC PIT VAR RT 02I20I2051 SNMA STD REMIC PIT VAR RT 03I20I2061 SNMA STD REMIC PIT VAR RT 05I15I2052 GNMA STD REMIC PIT 3.500% 02I20I2035 GNMA STD REMIC PIT VAR RT 02I15I2044 SNMA STD REMIC PIT VAR RT 05I15I2044 355 DD 05I01I11 10-55 ID DD 10-H10 FC DD 05I20I10 10-H20 AF DD 10I20I10 10-H24 FA DD 11I20I10 10-H22 FE DD 11I20I10 11-H05 FA DD 02I20I11 11-H09 AF DD 03I20I11 12-100 ID DD 05I01I12 12-55 DD 05I01I12 13-154 AB DD 10I01I13 13-153 AB DD 10I01I13 COST 55,995. 159,135. 249,105. 221,?39 115,531 210,5?5. 56,515. 12,055. 214,294. ?'1,4302014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 10?.?950 15.4120 101.3390 95.5300 95.5?50 99.3590 99.3490 99.5690 5.5320 14.42?0 101.4540 101.45?0 MAR KET VALUE 5,057.51 24?,095. 3? 115,054.32 55,592.35 11,052.40 210,949.95 PAGE: M1102E UNREALIZED SAINILDSS 1.275.55- 2?5.31 2,010.39- 2,005.94- 545.51- 523.51- 1,003.39- 3,559.49- 3,344.49- 1.112.?5- 13 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 14 NFL GCALL10 31 MARCH 2014 M1102E 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE SHARESI PAR VALUE 69,252.3400 GNMA STD REMIC PIT 2.250% 03I16I2035 169,286.2600 GNMA STD REMIC PIT VAR RT 06I16I2055 99.605.8T00 GNMA GTD REMIC PIT 2.000% 12I16I2049 94,839.5350 GNMA STD REMIC PIT VAR RT 06I20I2043 9T0.000.0000 TREASURY BONDS 3.750% 11I15I2043 TREASURY NOTE 0.250% 12I31I2015 120,000.0000 50,000.0000 TREASURY NOTE 1.500% 12I31I2018 330.000.0000 TREASURY NOTE 2.750% 11I15I2023 TOTAL U. S. GOVERNMENT SECURITIES SECURITY DESCRIPTION 13-1?8 A DD 11I01I13 13-1T8 IO DD 11I01I13 13-193 AB DD 12I01I13 13-152 HSIOI DD 10I20I13 DD 11I15I13 DD 12I31I13 DD12I31I13 DD 11I15I13 CORPORATE DEBT INSTRUMENTS - PREFERRED 40,000.0000 AT3-T INC 5.500% 02I01I2018 100,000.0000 ATST INC 2.500% 08I15I2015 VAR RT 06I15I2032 DD 02I01 I08 DD AIRSPEED LTDICAYMAN 1A G1 144A DD COST 99,372. 19,990. 985.?61 119,525. 49,386. 324,989. 26,?99,518 4?,025. 103,861 143,145PRICE 100.0580 6.5290 99.4400 21.0680 103.5310 99.86?0 99.2500 100.4530 112.82?0 102.4850 84.0000 MAR KET VALUE 69,29? 11,052. 99,048. 19,980. 1,004,250 119,840. 49,625. 331,494. 26,300,355 45,130. 102,485. 144,003UNREALIZED GAINILOSS 982.46- 314.59- 324.34- 9.61- 18,488.81? 214.80 238.28 6.504.92 499.162.81- 1,894.81- 1,382.00- 85?.16 BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 15 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 NFL GCALL10 BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE PAR VALUE 40,000.0000 40,000.0000 130.000.0000 40,000.0000 50,000.0000 100,000.0000 120.000.0000 160.000.0000 40,000.0000 60,000.0000 10,000.0000 40,000.0000 SECURITY DESCRIPTION AMERICA MDVIL SAB DE CV 5.625% 11:11 51201? DD 1013010? AMERICAN EXPRESS CREDIT CORP 5.125% 031'2512014 DD 031'251'09 IN BEV WORLDWIDE 5.000% 0411512020 DD 03129110 ANHEUSER-BUSCH IN BEV WORLDWIDE 2.500% 0TI1512022 AVIS BUDGET RENTAL 2.302% 05!20!2013 AVIS BUDGET RENTAL 2.100% 0312012019 AVIS BUDGET RENTAL 2.9?0% 0212012020 DD 2A A 144A DD 03122f12 3A A 144A DD 0TI31I12 2A A 144A DD 09113113 BHP BILLITCN FINANCE USA LTD 3.250% 11121412021 DD 11121111 BHP BILLITDN FINANCE USA LTD 5.000% 0913012043 BP CAPITAL MARKETS 0311012015 BP CAPITAL MARKETS 3.561% 1110112021 BNF PARIBAS SA 091141201? DD 09130113 PLC DD 031'10109 PLC DD 11101111 DD 091141112 31 MARCH 2014 COST 46,431 42,494. 154,165. 52,553. 102,043. 119,9?9. 169,020. 39,994. 63,613. 10,616. 40,592PRICE 113.3?50 101.3660 112.9540 94.4190 103.4130 100.5220 102.?460 101.1160 105.3130 103.2940 102.?330 102.4230 MAR KET VALUE 45,350.00 146,340.20 100,522.00 123,295.20 161.?35.60 40,969.20 M1102E UNREALIZED 1.13160- 1,549.60- 344.00- 1.521.00- 3,315.60 ?.235.20- 2,333.20 33?.30- 3?6.30 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 16 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE MARKET UNREALIZED PAR VALUE 140,000.0000 10,000.0000 130.000.0000 30,000.0000 50,000.0000 30,000.0000 20,000.0000 20,000.0000 10,000.0000 10,000.0000 SECURITY DESCRIPTION BAKER HUGHES INC 150094: BANK OF 5.420% BANK OF 4.125% BANK OF 5.000% BANK OF 4.000% BANK OF 11I15I2013 DD AMERICA CORP DD AMERICA CORP 01I22f2024 DD AMERICA CORP 01121;?2044 DD AMERICA CORP 041'01 I2024 DD AMERICA CORP 041'01 I2044 DD BOEIN CAPITAL CORP 4.?00% DD BOEIN COITHE 02I15I2020 DD 03? 5'0? 01I21I14 041'01 4'14 04I01I14 07I2BI09 COMMERCIAL MORTGAGE PA CR12 A4 4.046% 10I10f2046 DD 11I01I13 COMMERCIAL MORTGAGE PA CR12 AM 4.300% DD11I01I13 COMMERCIAL MORTGAGE PAS CR12 1WAR RT 10I10f2046 DD 11I01I13 COMMERCIAL MORTGAGE PAS CR3 A3 2.322% 10115;?2045 DD COST 133,?13. 10.131 129,?33. 59,943. 35,152. 33,052. 20,599. 20,593. 10,299. 10,219PRICE 122.3330 110.1?30 101.12?0 102.0390 99.3320 100.4550 111.5??0 112.0040 103.2950 102.3940 103.4660 95.6910 VALUE 1?2,043. 10,112. 132,?15. 50,2?3. 33,4?3. T3.402. 20,659. 20,5?3. 10,346. 9,56911.5?0.40- 443.?0- 13.60- 2,932.60 154.20 329.40 4.650.10- 59.11 19.32- 4T.04 650.04? iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 15-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 1? NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE MAR KET PAR VALUE SECURITY DESCRIPTI ON COST PRICE VALUE UNREALIZED 452,433.1930 ASSET-BACKED 5 1A VAR RT DD 90.2330 403,515.41 1,230.53 10,000.0000 CATHOLIC HEALTH INITIATIVES 8,901.80 91.4990 9,149.90 248.10 30.000.0000 116.359.1100 100.000.0000 50,000.0000 10,000.0000 91.000.0000 40,000.0000 10,000.0000 40,000.0000 4.350% 11I01I2042 DD 10I31f12 INC 5.000% 09I1SI2014 DD 09I15I04 CITIGRDUP CCMMERCI 5MP A 144A 2.110% 01112;?2030 DD COMBAST CORP 5.500% DD 01I10I03 CCMCAST CORP 5.950% DD CCMCAST CORP 6.550% DD 06118;?09 COMM 2007-C9 MORTGAGE TR C9 A4 VAR RT 12I10I2049 DD 03I01I07 HOLDING 00 5.950% 04I15f2029 DD CDDPERATIEVE CENTRALE RAIFFEIS 02I03I2022 DD COOPERATIEVE CENTRALE RAIFFEIS 3.3?5% DD 01I19f12 CREIDT SUISSE 09-2R 1A15 144A VAR RT 09I26I2034 DD 04101;?09 34,002. 119,116. 110,305. 52,052. 12,045. 105,533. 54,031 10,548. 42,324. 231,400101.9350 100.?360 104.53?0 129.3950 124.8240 112.3220 133.29?0 103.5620 105.0130 93.5900 31,543. 11?,215. 104,53?. 54,943. 12,482. 102,213. 53,313. 10,356. 42,401 2?5,3322,453.51- 1,901.25- 2.335.50 43?.20 ?13.30- 192.40- 41?.20- 5.05139- BNY MELLON 5500 NFL GCALL10 BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 PAR VALUE 199,0?3. 3?00 150,000.0000 30.000.0000 10,000.0000 160.000.0000 100,000.0000 30,000.0000 110.000.0000 40,000.0000 150,000.0000 96,623.0200 150,000.0000 FINAL 094123 5500 SECURITY DESCRIPTION DBUBS 2011-LC3 MO LC3A XA 144A VAR RT 0311012044 DD 03101111 DAIMLER FINANCE NORTH AME 144A 1.300% 0T13112015 JOHN DEERE CAPITAL 2.250% 0411?12019 JOHN DEERE CAPITAL 1.?00% 0111512020 DIAGEO CAPITAL PLC 4.323% 0T11512020 EFS VOLUNTEER NO 2 1VAR RT 0312512035 EATON CORP 1.500% 111021201? EATON CORP 2.?50% 1110212022 EATON CORP 4.150% 1110212042 DD 03101112 CORP DD 04111112 CORP DD 10112112 DD 05114110 L1 A2144A DD 05122112 DD 11102113 DD 11102113 DD 11102113 EDUCATIONAL FUNDING OF TH 1 A2 VAR RT 0412512035 GS MORTGAGE SECURI VAR RT 0311012044 63 MORTGAGE SECURI 3.551% 0411012034 DD 05109111 GIG-5 XA 144A DD 10101111 ALOH A 144A DD 05101112 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 151,011 31,021 3,453 13?.105 103,933. 30,035. 109,393. 40,324. 153,100. 3,139 15?,?232014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 3.0350 100.53'10 100.03?0 35.?500 111.1?10 102.6330 33.5130 94.6630 93.3920 100.0530 l6.3030 100.?200 MAR KET VALUE 5,141. 151,045 30,026. 3,5?5 102,533. 23,355. 104,129. 3?,355. 150,032. 6,5'1'3. 151,030PAGE: M1102E UNREALIZED GAIN1LOSS 2.505.31- 34.50 995.710- 112.30 9,232.00- 1.305.00- 230.40- 5.?64.20- 2.353.10- 332.30 5.543.00- 13 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 19 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE PAR VALUE 60,000.0000 40,000.0000 30.0000000 40,000.0000 30,000.0000 130,000.0000 320.000.0000 130.000.0000 50,000.0000 20,000.0000 60,000.0000 SECURITY DESCRIPTION GS MORTGAGE SECURITIES GC16 A4 1111012046 DD 11101113 GS MORTGAGE SECURITIES GC16 AS 4.649% 1111012046 DD 111'01l'13 GS MORTGAGE SECURITIES G016 1WAR RT GENERAL 0.850% GENERAL 4.500% GENERAL 1VAR RT GENERAL GENERAL 1.625% 11110112046 DD 111011113 ELECTRIC CO 10109112015 DD 101081112 ELECTRIC CO 0311110044 DD 03!11!14 ELECTRIC CAPITAL CORP 1111511206? DD 11115110? ELECTRIC CAPITAL CORP 0111012039 DD 011091109 ELECTRIC CAPITAL CORP 07102:?2015 DD 071024112 GLAXOSMITH KLINE CAPITAL PLC 2.850% GOLDMAN 6.000% 5. 3?5% GOLDMAN 6.000% 0510812022 DD 05108112 SACHS GROUP INCITHE 0510112014 DD 05106109 SACHS GROUP INCITHE 03115112020 DD 031084110 SACHS GROUP INCITHE 06115112020 DD 061031110 COST 41,189. 30,898. 40,133. 29,726. 13?,800. 419,2?3. 30,512. 51,010. 21,081 79.?51 ?'0,812PRICE 105.5110 106.3820 106.5830 100.4520 101.5510 110.0000 131.6940 101.3590 9?.6280 100.4400 111.5?40 114.8310 MAR KET VALUE 63,306.60 42,552.80 40,180.80 30,465.30 143,000.00 421,420.80 48,814.00 20,088.00 68,898.60 UNREALIZED GAINILDSS 1.50894 1,353.28 1.0T6 .90 4120 T3360 5.1090? 104.?0- 2,196.00- 993.20- 1,649.20- 1.914.00- ?00"023 09'699'2 EZDHW 02 EBHH 03" 00' 0t" 0 ;r 319:0!- 00'899?0El 0011:2?35 05'15L?0l 09159?05 EDNA 13H 090096 0t8?90l~ 00lt'00l 0816'L0lr 0t99'00l- 09131??- 039917le n-1nr-9L ZELVCI N03 93417550 3 313M) 00? 00' 35' 99 03' 09' 00? 00' 021' 01?' 00 09' 01:9?59 119L739 098?03 1800 LE 1903 HEEL NV?ld CINEI SLNEIWLSEIANI ZHEZIDL 00 BLDZIEEIDL $591.81 ELIZZIDL 00 DEDZISHDL .I.H EVA VPPL clf? LPDZIQHLD .LH EVA El 1L3 SVEJLHOW EI-H-DIDI- 00 91702.79?le 916031;? SH VBLHOW CID LZDZI9H30 960921? 00 ?9 SSW-I0 00 SLDZISHDL 00 '9 NVBHOWCIP 00 LZDZISHLD OEQH BLDZIBHLD EHJJCINI an?tlS SHOVS ELIZZHD 00 BLDZIEZHD 00 EHJJONI an?dS SHOVS LDIEDIDL 00 LEDZHDIDL NWUTOQ $5918 '3 $60939 $60939 $60919 0000000?01:r 0000'000?0? 0000'000'09l 0000000?09 0000'000?05 0000'000?03 0000'000'0trl 0000'000?03 ALIHHUES 0099 .LEIH .LHEIEI 'I?d'lel 0099 ma *1 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 21 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL2PETE ROZELLE NFL RET WERALL COMPOSITE SHARES2 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN2LOSS 115,235.1220 LONG BEACH MORTGAGE LOAN 4 AV1 102,522.55 92.1530 102,161.20 4,533.65 VAR RT 0322522033 DD 02210203 40,000.0000 MEDTRONIC INC 45,963.00 109.2300 43,912.00 2,056.00- 4.450% 0321522020 DD 03216210 l60,000.0000 METLIFE INC 20,535.40 112.1460 62,232.60 3,242.30- 6.250% 0620122016 DD 05229209 10,000.0000 MORGAN STANLEY BANK OF A [32 A4 10,102.20 95.2620 9,526.20 526.00- 2.913% 0221522046 DD 01201213 20,000.0000 MORGAN STANLEY BANK C2 AS 20,222.40 95.5020 19,101.40 1,121.00- 3.214% 0221522046 DD 01201213 30,000.0000 MORGAN STANLEY CAPITAL HOS AM 32,221.33 109.3040 32,443.20 323.53- VAR RT 0221222044 DD 03201206 160.000.0000 MORGAN STANLEY BANK OF A C6 AS 166,562.96 93.3900 152,424.00 9,143.96- 3.426% 1121522045 DD 10201212 43,069.2430 NATIONAL COLLEGIATE STUDE 2 A4 46,356.23 94.3420 45,349.49 1,002.29- 1I2AR RT 1122222023 DD 10223204 220,000.0000 NATIONAL COLLEGIATE STUDE 3 A4 245,025.00 95.2310 252,123.20 12,093.20 VAR RT 0422522029 DD 10212205 50,000.0000 OCCIDENTAL PETROLEUM CORP 52,521.51 99.3120 49,656.00 2,915.51- 3.125% 0221522022 DD 03213211 40,000.0000 OCCIDENTAL PETROLEUM CORP 40,032.20 94.4990 32,299.60 2,232.30- 2.200% 0221522023 DD 06222212 30,000.0000 ORACLE CORP 30,033.00 99.2140 29,321.20 216.30- 1.200% 1021522012 DD 10225212 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 22 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 20,000.0000 PACIFIC SAS 151 ELECTRIC CO 25,821.20 124.4910 24,898.20 1.923.00- 8.250% 1011512018 DD 10121108 28,000.0000 PEPSICO INC 125.52'1'0 2,131.92- ?.900% 1110112018 DD 10124108 80,000.0000 PEPSICO INC 80,120.00 100.2300 80,184.00 54.00 0.100% 0811312015 DD 08113112 32,000.0000 PETROBRAS INTERNATIONAL FINANC 35,243.84 104.3820 33,402.24 1,841.50- 5.?50% 0112012020 DD 10130109 220.000.0000 PETROBRAS INTERNATIONAL FINANC 101.1320 222,490.40 5.315% 0112112021 DD 011271111 30,000.0000 PETROBRAS GLOBAL FINANCE 8V 29,548.40 91.5020 21,450.50 2.191.80- 4.315?1?0 0512012023 DD 05120113 80,000.0000 PHILIP MORRIS INTERNATIONAL IN 82,534.40 98.5880 18,950.40 3,584.00- 2.900% 1111512021 DD 11115111 40,000.0000 PHILIP MORRIS INTERNATIONAL IN 41,115.60 97.87180 39,151.20 1,954.40- 4.500% 0312012042 DD 03120112 40,000.0000 PHILIP MORRIS INTERNATIONAL IN 39,414.40 94.0080 31,503.20 1,811.20- 2.500% 0812212022 DD 08121112 150,000.0000 R88 COML FDG INC 13-GSP A 144A 149,495.09 101.5?20 152,508.00 3,011.91 VAR RT 0111312032 DD 12101113 30,000.0000 RAYTHEON CO 31,683.50 101.0230 30,305.90 3.125% 1011512020 DD 10120110 20,000.0000 RIO TINTO FINANCE USA PLC 20,021.00 99.9920 19,998.40 22.50- 2.250% 1211412018 DD 05119113 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 23 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE 20,000.0000 RIO TINTO FINANCE USA LTD 20,880.00 103.2390 232.20- 2.500% DD 20,000.0000 RIO TINTO FINANCE USA LTD 21,598.60 105.36T0 525.20- 4.125% 051'201'2021 DD 05I2?f11 40,000.0000 RIO TINTO FINANCE USA LTD 42,138.80 102.9920 41,196.80 942.00- 3.?50% 0912012021 DD 100.000.0000 SLM STUDENT LOAN TRUST 200 5 91,968.00 96.1540 96,154.00 4,186.00 VAR RT 09116;?2024 DD 08!29!02 30,000.0000 SHELL INTERNATIONAL FINANCE EV 41,433.60 128.9120 1211510038 DD 12I11I08 20,000.0000 SHELL INTERNATIONAL FINANCE 8V 109.?590 21,951.80 1.22T.60- 0312512020 DD 03125I10 100.000.0000 SUMITOMO MITSUI BANKING 144A 103.0390 103,039.00 3.150% DD 90,000.0000 TOYOTA MOTOR CREDIT CORP 89,901.90 99.0850 T2540- 1.250% DD 10I05f12 25,000.0000 UBS-BARCLAYS COMMER C4 AS 144A 96.4560 24,114.00 923.?4- 3.31?% DD 42,000.0000 UNION PACIFIC CORP 105.?240 44,404.08 2,890.02- 4.163% DD 06I23I11 40,000.0000 UNITED TECHNOLOGIES CORP 42,634.80 101.82?0 1,904.00- 4.500% 06101f2042 DD 06101312 20,000.0000 UNITEDHEALTH GROUP INC 23,?6060 116.3?80 485.00- 5.800% 03I15f2036 DD 03102;?06 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 24 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE GAIN1LOSS 30,000.0000 UNITEDHEALTH GROUP INC 32,904.90 105.1550 31,126.50 1.118.40- 3.815% 1011512020 DD 10125110 40,000.0000 UNITEDHEALTH GROUP INC 41,320.80 116.8240 46,129.60 591.20- 5.100% 1011512040 DD 10125110 100.000.0000 VERIZON COMMUNICATIONS INC 122,382.80 111.9630 111,963.00 4.419.80- 6.350% 0410112019 DD 03121109 248.098.6220 COMMERCIAL MD C2 XA 144A 11,685.41 3.6110 9,122.59 2,562.82- VAR RT 0211512044 DD 03101111 126.108.4990 WFRE-S COMMERCIAL C1 XA 144A 13,163.02 9.2430 11,111.61 2,051.35- VAR RT 0611512045 DD 06101112 60,000.0000 COMMERCIAL MORTGA C11 AS 61,156.80 91.0950 58,251.00 2.899.80- 3.311?1?0 0311512045 DD 02101113 10,000.0000 WELLS FARGO 8 CO 11,420.50 110.0640 11,006.40 414.10- 4.600% 0410112021 DD 03129111 20,000.0000 WELLS FARGO 8 GO 20,624.20 102.3930 20,418.60 145.60- 2.100% 0510812011 DD 05101112 30,000.0000 WELLS FARGO 8 DO 29,931.60 99.0450 29,113.50 224.10- 1.500% 0111612018 DD 12126112 30,000.0000 WELLS FARGO 8 CO 30,201.60 91.0590 29,111.10 1,083.90- 3.450% 0211312023 DD 02113113 40,000.0000 WELLS FARGO CO 39,881.60 105.3390 42,135.60 2,254.00 5.315% 1110212043 DD 10128113 50,000.0000 WELLS FARGO CO 54,065.50 106.0340 53,011.00 1.048.50- STEP 0611512016 DD 0911512010 ?09'855?9 EZDIIW QZ EBHH 171' 980? EDNA 13H DESI-EDI- 039296 ZELVCI NHH 53417550 3 313M) IFIDZ HDHWI 1903 HEEL NV'lcl SLNEWLSEANI DDQQ 1800 LE EHLEIDL PEDZHEILD UNI EHLEIDL $651195 CINI ZHBDIBD ZZDZIBDIBD QNI anHE} CICI IZDZISDISD $6091? DNI BOIDHLI- UCI BEDZIDHLL $60563 CINI CID EEDZIQZIBD EVA LIN LWJ WOH SEILIHHCIES 33V EHQDIQD CICI $6005? UNI EHQDIQD LIDZIQDHI "a??gi?lv CINI ZEDZHDIQD 9000211 HEINEIVM EIWIJ. DQDI SLNEIWFIHLSNI .LEIEICI .LEECI LDILZIED IIfa?g?c'g HEIAM EIIQZII-I CICI IFZDZIQI-II-D 9608?? 00 new: ISEWHS .LEIH .LHEIEI 'I?d'lel D099 NOTIEHAI ma *1 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 50,000.0000 20,000.0000 130.000.0000 130.000.0000 20.000.0000 20,000.0000 10.000.0000 320.000.0000 20,000.0000 40,000.0000 20.000.0000 90,000.0000 SECURITY DESCRIPTION HESS CORP 1010112029 DD 10I01I99 HESS CORP 08I15I2031 DD 081'15101 AMERICAN EXPRESS CO 1WAR RT 09101412055 DD 081101105 AMERICAN INTERNATIONAL GROUP I 5.250% 031151208? DD ANADARKO PETROLEUM CORP 091151001? DD 08I12I10 ARCE REVALUED COST 31 MARCH 2014 COST 54,495.50 140,075.00 143,988.00 23,418.20 1VAR RT BANK OF 5.135031: BANK OF 4.500% BANK OF 5.525% BANK OF 5.000% BANK OF 3.8?531: BANK OF 2.500% 0211251201? DD AMERICA CORP DD AMERICA CORP 041'014'2015 DD AMERICA CORP 07"!0112020 DD AMERICA CORP 05I13I2021 DD AMERICA CORP 031221201?r DD AMERICA CORP 0111512019 DD 02I28I12 051122110 051'13111 03I22I12 20,930.00 11.555. 339.078. 23,339. 44,835. 21,515. 89,984. 50 40 4o 40 20 1'0 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 131.3340 125.3980 109.5?00 105.0000 114.4820 105.1250 113.2140 103.7480 113.?950 110.2540 106.5650 100.3950 MAR KET VALUE 55,551 25,2?9. 142,441 135,500. 22.896 21,225. 11,321 331.993. 22,?59. 44,105. 21,333. 90,355PAGE: M1102E UNREALIZED GAINILOSS 1.1?1.50 432.40 2 .355 .00 ?,488.00- 521.80- 295.00 245.20- ?.084.80- 580.40- T3080- 182.20- 3?0.80 25 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 PAR VALUE 20,000.0000 50,000.0000 100.000.0000 90,000.0000 109.240.5T00 190.355.5900 14,544.2500 44,951.4100 50.336.T300 40,000.0000 5500 SCHEDULE SECURITY DESCRIPTION BARRICK 3.550% BARRICK 4.100% BARRICK 4.400% GOLD CORP 0410112022 DD 04103112 GOLD CORP 0510112023 DD 05102113 NORTH AMERICA FINANCE 0513012021 DD 05101111 CV5 CARE MARK CORP 5.?50% 0511512041 DD 05112111 ALTERNATIVE LOAN TRUST 35 3A1 VAR RT 0512512035 DD 06101105 ALTERNATIVE LOAN TRUST 44 1A1 VAR RT 1012512035 00 05130105 ASSET-BACKED 4 AF3 VAR RT 1012512035 DD 05101105 CHL MORTGAGE PASS-THR HYB1 1A1 VAR RT 0312512035 DD 01125105 GHL MORTGAGE PASS-THROUG 4 4A1 VAR RT 0212512035 DD 01125105 CHL MORTGAGE PASS-THROUG 2A1 VAR RT 0312512035 DD 011271105 CHL MORTGAGE PASS-THROU 11 l5A1 VAR RT 0312512035 DD 02125105 CELULOSA ARAUCO 4.?50% 0111112022 DD 0T111112 OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 20,444. ?19,53'1. 106,?52. 95,999. 53,743. 125,190. 14,5031. 115,249. 9,599 35,515. 34,400. 41,5002014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 95.5150 94.5530 100.?530 115.5930 56.54?0 51.11?0 100.2200 56.7940 ?5.42?0 55.5530 55.1?10 100.4510 MAR KET VALUE 19,103.50 94,512.42 154,435.91r 127,539.13 39,532.39 44,352.40 40,192.40 PAGE: 2? M1102E UNREALIZED GAIN1LOSS 1.341.00- 5,019.00- 5,304.50 11,125.45 29,245.55 31.03- 11.559.55 3.15523 3,315.55 9,951 .719 1.405.40- BNY ME LLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 38,000.0000 10,000.0000 40,000.0000 80,000.0000 60,000.0000 30,000.0000 10,000.0000 80,000.0000 20,000.0000 22,098.2840 90, 546.8600 SECURITY DESCRIPTION CITIGROUP INC 5.125% DD CITIGRDUP INC 4.050% DD CITIGROUP INC 3.500% 05111512023 DD 051114113 CITIGROUP INC 09113112043 DD 09I13I13 CITIGROUP INC 5.500% 09I13I2025 DD 09I13I13 CLIFFS NATURAL RESOURCES INC 4.800% 10110112020 DD 091120110 CLIFFS NATURAL RESOURCES INC 4.8?5% DD 031231111 CLIFFS NATURAL RESOURCES INC 3.950% DD COMCAST CABLE COMMUNICATIONS 8.8?5% 05110141201? DD 051101419? COMCAST CORP DD CONTINENTAL AIRLINES 1998-1 CL 6.648% 03111512019 DD 021120198 CWHEO REVOLVING HOME EOUI 2A VAR RT DD 06I29f06 COST 10,384.40 38,559.83 60,054.10 29,889.90 9,854.40 103,196.80 24,128.00 23,589.92 55,349.98 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 100.4150 100.3860 94.3450 11?.1000 106.5200 98.1880 9?.4040 100.5140 122.0020 114.5010 106.0000 ?'8.4180 MAR KET VALUE 10,038.60 93,680.00 29,456.40 9,?40 .40 70,359.80 22,900.20 23,424.18 ?1,005.04 PAGE: 28 M1102E UNREALIZED 1.579.66- 345.80- 821.83- 2,925.60 433.50- 114.00- 5.595.20- 165.?4- 15,655.06 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE SHARES1 PAR VALUE 105,114.3000 195,131.2590 115.000.0000 30,000.0000 10,000.0000 10,000.0000 10,000.0000 170.000.0000 210,000.0000 20,000.0000 100.000.0000 ?0,000.0000 SECURITY DESCRIPTION DSLA MORTGAGE LOAN TR AR1 2A1A VAR RT 0311912045 DD 02123105 DELTA AIR LINES 200?-1 CLASS A l3.821% 0211012024 DD 02110103 DEUTSOHE TELEKOM INTERNATIONAL 5.150% 0312312015 DD 03123105 DEVON ENERGY CORP 5.500% 0T11512041 DD 0T112111 DEVON ENERGY CORP 3.250% 0511512022 DD 05114112 DEVON FINANCING OORP LLC 1.315% 0913012031 DD 10103101 ECOLAB INC 4.350% 1210312021 DD 12103111 EXPRESS SCRIPTS HOLDING 3.500% 1111512015 DD 11115112 FIRSTENERGY CORP 1111512031 DD 11115101 FIRSTENERGY CORP 2.?50% 0311512018 DD 03105113 CORP 4.250% 0311512023 DD 03105113 FORD MOTOR OO 4.?50% 0111512043 DD 01103113 OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 3?,315. 221,042. 34,590. 3?,413. 10,016 13,551 11,033. 133,144. 235,301 20,225. 98,941 55,1492014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 39.5530 11?.5000 109.2530 110.?530 93.4920 135.0310 10?.5000 105.3300 114.3550 99.59'10 95.9940 95.?020 MAR KET VALUE 95,044.90 31 ,939.?5 33,502.40 9,349.20 13,503.10 241,213.50 19,939.40 95,994.00 PAGE: M1102E UNREALIZED GAIN1LOSS 1.223.10 3,295.19 1,133.30 165.30- 42.00 2'1'3.50- 3,143.40- 4,915.90 23?.00- 2.542 .40 29 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 120,000.0000 20,000.0000 40,000.0000 60,000.0000 45,512.5100 20,000.0000 Y0.000.0000 10,000.0000 20,000.0000 10,000.0000 30,000.0000 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION FORD MOTOR CREDIT CO LLC 3.125% 01115412020 DD 12I14I09 FREEPORT-MCMORAN COPPER 3 SOLD 3.550% 03I01I2022 DD COPPER GOLD 2.3?5% 03I15f2013 DD 09115:?13 FREEPORT-MCMORAN COPPER 3 SOLD 3.100% DD 09115;?13 GOLDMAN SACHS GROUP INC 4.000% 031'03f2024 DD 031'03f14 GREENPOINT MORTGAGE FU AR4 1A1 1VAR RT 10125112045 DD 0T129f05 HEINEKEN NV 144A 1.400% 10101;?201? DD 10110;?12 HUMANA INC 7.200% DD HUIIJIANA INC 3.150% 121101412022 DD 1211104112 HYUNDAI CAPITAL AMERICA 144A 2.125% DD ING US INC STEP 02I15f2013 DD 02:11112013 INTERNATIONAL LEASE FINAN 144A 5.500% 09101;?2014 DD 03I20f10 COST 151,513.20 20,033.60 39,301.00 59,321.30 33,035.49 19,909.00 35,696.30 9,3??30 20,153.00 10,143.00 31,950.00 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 125.1000 95.5020 99.7130 9?.2320 99.55?0 90.0050 99.5530 113.3310 95.1350 100.?230 102.4620 102.1250 MAR KET VALUE 151,320.00 19,942.60 33,912.30 41,353.57 19,912.50 9,513.50 20,145.50 10,246.20 PAGE: M1102E UNREALIZED 193.20- 2,924.25- 141.00- 333.20- 3?.60- 3.323.13 3.50 2.430.10- 353.30- 1T.40- 103.20 1.312.50- 30 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 31 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET OVERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 13-JUL-14 SHARES1 MAR KET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE UNREALIZED GAIN1LOSS 130,000.0000 INTERNATIONAL LEASE FINAN 144A 3.?50% 0310112013 DD 03120110 130,300.00 111.2500 123,000.00 2.300.00- 150,000.0000 JPMORGAN CHASE 3 CO 5.125% 0911512014 DD 09115104 102.1020 153,153.00 5,934.00- 230,000.0000 JPMORGAN CHASE 3 CO 251,303.60 5.150% 1010112015 DD 10104105 106.1250 244,031.50 120.000.0000 JPMORSAN CHASE 3 CO 140,313.30 3.125% 0312'11201? DD 113.3530 133,029.30 60,000.0000 JPMORGAN CHASE 3 GO 59,624.26 94.6620 2,321.06- 0510112023 DD 05101113 120,000.0000 43.000.0000 50,000.0000 20,000.0000 60.000.0000 10,000.0000 KERR-MCGEE CORP 150,319.20 3.950% 0T10112024 DD 0T101104 MONDELEZ INTERNATIONAL INC 0211012020 DD KRAFT FOODS GROUP INC 0211012020 DD KRAFT FOODS GROUP INC 3.500% 0310312022 DD KROGER CO1THE 6.900% 0411512033 DD TOBACCO C0 3.250% 0512012023 DD MERRILL 8: CO INC 0412512013 DD 02103110 03110112 12103112 0312?103 05120113 04125103 35,334. 57,276. 52,231 24,435. 56,656. 12,0?121.2530 145,510.30 4.303.40- 113.0500 114.0310 100.3030 123.3?00 94.2560 11 13310 31,393. 54.?34. 50,301 56,553. 11,?93. 00 33 .50 00 60 4,233.13- 2,542.03- 1,919.50- 333.40 102.40- 27?.10- QDIQDIDL CICI QLDZIQDIDL DZZQIDL ONVNH 0000000131? SDISHZL SEDZISHQD 94:52:99 .L SNICINFH iGElf?OHd $60909 03 '9 8113 I-I-IBDIZI- UCI LZDZISHZL CINI ASHENEI QEDZIQZHD .LH EVA LVL HELL A31NVLS NVBHOW ZHZZIED CICI LLDZIZZIED $6091? NVSHOW QDIBHDL QLDZIBHDL EVA MFG-HOW PEDZHDEZD CINI BLEEDIQD CICI ZEDZHDIQD $50098 SNIMEIHE LDIBZIBO LEDZISHBD $60099 03 ASHEINEI NVCIIHEWVUIW QQDZIQHZL UNI CICI .LH EVA LVZ I- 1800 ALIHHOES EILISOCIWGD .LEIH EllEldf'l'lEl?El LE 29 335MB 1903 HEEL CINE SLNEWLSEANI D099 ZELVCI NHH 3 313m 'I?U'lel D099 ma *1 EB ?09'983?9 EZDHW EBHH EDNA 13H Ill-9900!- 0&2?le n-1nr-9L ZELVCI NHH 93417550 3 313M09' 925?93 099?53 Ill-9?61 1800 leZ LE 1903 cl BOIQDIBO ONI EHLDEED ELM-DIED Emil-E170 BDHZIQD ZULEEDL ZHQZIDL CICI .LH EVA HNVE BLDZISHBD $80039 SNOILVOINHWWOO SHEISOH 03 NNELL UCI 960098 OC- NNELL Cl? EUNVNH CliNlJ. CIIH CICI BLDZIQHLD $60099 VSFI OLNIJ. Ol?tl UNI CINI NWIHEWV CICI DZDZIG 960099 OILDFIUDHCI '3 SVDZIEZE Ll} $891199 VPPL SONVSIXEIW ENC-EILE- bull-ISO EZDZIDEHD SONVDIXEIW CICI LIED $60939 HEEL NV'lcl CINEI SLNEWLSEANI LZL ALIHHUES .LEIH .LHEIEI D099 'I?U'lel D099 ma *1 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 34 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 lu'lAR KET PAR VALUE SECURITY DESCRIPTION COST PRI OE VALUE UNREALIZEDI 10,000.0000 30,000.0000 60.000.0000 10,000.0000 35,000.0000 10,000.0000 30,000.0000 57.901.9300 100,000.0000 120,000.0000 110.000.0000 214,316.9900 ROYAL BANK OF SCOTLAND GROUP 4.?00% 0T103f2013 DD ROYAL BANK OF SCOTLAND GROUP 6.100% 06? 0112023 DD ROYAL BANK OF SCOTLAND GROUP 6.000% 12119112023 DD 121194113 ROYAL BANK OF SCOTLAND GROUP 2.550% 09113112015 DD KONINKLIJKE KPN NV DD SESI LLC 7.125% 12115112021 DD SLM CORP 3.3?5% 09110112015 DD SACO TRUST 2006-1r 1WAR RT 07I25f2036 DD SANTANDER US DEBT SAU 3.231% 10!0?!2015 DD SOUTHERN COPPER CORP 5.250% 11I03f2042 DD STATE STREET CORP 1WAR RT 03115412013 DD STRUCTURED ADJUSTABLE VAR RT DD 09I13I12 061154112 091121112 A1 06I30I06 144A 1010:1111 091154110 15 1A1 06I01 1'05 10,031. 59,?31 45,33? 11,13?. 33,303. 39,396. 102,003. 113,624. 124,962. 133,601 .39 102.??30 103.3020 102.3950 102.1210 134.?940 111.5000 103.0000 146.1050 103.4260 35.6160 103.9400 29.5920 10,2?3?. 33,041 61 10,212. 11,150. 32,400. 34.59?. 103,426. 102,?39. 119,334. 1?0,93246.30 1,656.00 65.30- 1,340.50 3T.50- 903.20- 45.200336 1,423.00 10,335.20- 5,123.20- 12,614.01- iv BNY MELLON 5500 FINAL 084123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 35 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET OVERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 MARKET UNREALIZEDI PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE 48,126.4800 20,000.0000 30,000.0000 20,000.0000 10,000.0000 15,000.0000 10,000.0000 50,000.0000 10,000.0000 50,000.0000 30,000.0000 40,000.0000 STRUCTURED ADJUSTABLE 16KB A1 VAR RT 08125412035 DD TELEFONICA EMISIONES SAU 6.221% DD TELEFONICA EMISIONES SAU 021115412018 DD 0211064108 THERMO FISHER SCIENTIFIC INC 3.600% 08I15I2021 DD 081161111 THERMO FISHER SCIENTIFIC INC 5.300% 02I01I2044 DD TIME WARNER ENTERTAINMENT 00 DD 011154184 TIME WARNER INC 6.250% 03128412041 DD 041011111 TIME WARNER CABLE INC 8.750% 02114412018 DD TIME WARNER CABLE INC 6.?50% 06115412038 DD 0611284108 TIME WARNER CABLE INC 4.125% 02I15I2021 DD 11I15110 TIME WARNER CABLE INC 5.8?5% 111115412040 DD 1111154110 TRANSOCEAN INC 5.050% 12115112016 DD 121051111 44,862.42 33,003.00 20,688.20 10,214.50 20,235.40 11,821.50 66,125.50 11,801.20 52,085.00 31,886.00 44,444.00 84.1330 113.11?0 112.4800 101.8500 13?.8080 11?.1480 126.5020 118.5220 104.6880 108.3560 108.2680 45,302.80 22,623.40 63,251.00 11,852.20 52,344.00 32,506.80 43,502.20 340.48 245.80 744.00 318.20- 562.10 64.05- 106.?0- 51.00 248.00 520.80 836.80- iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 36 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE MAR KET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE UNREALIZED 10,000.0000 TRANSOCEAN INC 1211512021 DD 12105111 11,642.30 112.3950 11,239.50 403.30- 21,000.0000 UNION PACIFIC CORP DD 051'04104 100.3300 934.90- 13,029.2460 UAL 2009-2A PASS THROUGH TRUST 20,913.94 115.0000 130.31- 30,000.0000 36,000.0000 30,000.0000 120.000.0000 130,000.0000 130.000.0000 40,000.0000 9.?50% UBM PLC 5.?50% 0N1 5112013 DD 1111244109 144A 11103112020 DD 111031110 VALE OVER SEAS LTD 11I21I2036 DD 111'21 1'06 VALE OVERSEAS LTD VERIZON 2.450% VERIZON 4.500% VERIZON 5.150% VERIZON 6.400% VERIZON 6. 550% VERIZON 4.150% 011111112022 00 0111114112 COMMUNICATIONS INC 11101112022 DD COMMUNICATIONS INC 09I15I2020 DD COMMUNICATIONS INC 0911512023 DD 09113113 COMMUNICATIONS INC 0911512033 DD 091'13113 COMMUNICATIONS INC 091115412043 DD 0911134113 COMMUNICATIONS 03115112024 DD 0311?!14 97,633. 23,3?2. 20,032. 2??,513. 134,312. 151,335. 39,93510?.1530 106.5430 99.2330 91.1290 103.6040 109.4320 113.?250 121.6930 101.5950 32,1413. 91.631 21,?20. 295,466. 139,930. 153,200. 40,6333?2.30 6,052.63- 5.?13.34- 1,034.10- 1.6331? 6,365 .42 Z0230 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 3? NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE ROZELLE NFL RET WERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 SHARES1 MARKET PAR VALUE SECURITY DESCRIPTION COST PRICE VALUE UNREALIZEIZII GAIN1LOSS 20,000.0000 VERIZON COMMUNICATIONS 5.050% 0311512034 DD 031111114 20,344.00 10258710 20,512.40 17'3.40 60,000.0000 VERIZON COMMUNICATIONS 60,230.10 101.3690 60,821.40 591.30 3.450% 0311512021 DD 0311?114 40,000.0000 80,105.5500 146.386.8900 VIACOM INC 4.250% 0910112023 WAMU MORTGAGE PASS VAR RT 0412512045 WAMU MORTGAGE PASS VAR RT 0912512035 DD 08119113 TH AR6 2A1A DD 04126105 TH AR10 1A4 DD 0T101105 39,390.09 144,084.16 102.8?40 93.1600 94.1180 41,149.60 1,805.99 WAMU MORTGAGE PASS AR13 A1A1 91.9200 113,955.22 252.09 VAR RT 1012512045 00 10125105 WAMU MORTGAGE PASS TH OA6 1A1B 143,623.36 40.71860 195,299.91 VAR RT DD 0610110? 20,000.0000 WFF FINANCE 2010 18,861.80 98.3630 804.80 5.125% 0910712042 DD 09107112 10,000.0000 WFF FINANCE 2010 9,996.40 105.34?0 10,534.20 538.30 5.625% 1111512043 00 11112113 WAMU MORTGAGE PASS TH AR1 A2A3 93.2080 166,120.92 VAR RT 0112512045 01118105 10,000.0000 WASTE MANAGEMENT INC 12,958.80 12?.1430 244.50- 0511512029 DD 11115199 20,000.0000 WASTE MANAGEMENT INC 22,600.40 108.4590 21,691.80 908.60- 4.600% 0310112021 DD 02128111 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 33 NFL GCALL10 31 MARCH 2014 M1102E BERT BELL1PETE RDZELLE NFL RET WERALL COMPOSITE SHARES1 PAR VALUE 10,000.0000 10,000.0000 10,000.0000 30,000.0000 20,000.0000 24,000.0000 26,000.0000 33,000.0000 5,000.0000 10,000.0000 10,000.0000 50,000.0000 SECURITY DESCRIPTION WELLPDINT INC 061151201? DD WELLPDINT INC 100093 0211512019 DD WELLPOINT INC 3.?00% 0311512021 00 WELLPDINT INC 3.125% 0511512022 DD WELLPOINT INC 1.250% 0911012015 DD WILLIAMS COS INC1THE 150096 0111512031 DD WILLIAMS COS 0611512031 DD WILLIAMS COS INC1THE 7.375% 0910112021 DD WILLIAMS COS VAR RT 0311512032 DD WRIGLEY JR 00 144A 1012112020 DD WRIGLEY JR CO 144A 2.400% 1012112013 00 WM WRIGLEY JR 00 144A 2.900% 1012112019 DD 0610310? 02105109 03115111 0510?112 09110112 01117101 06113101 03121101 03115103 10121113 10121113 10121113 COST 12,506.00 10,560.30 30,203.40 20,165.40 29,461.20 32,394.13 9,990.10 9,931.30 50,139.10 PRICE 112.?500 113.9220 102.1030 95.69?0 100.6?00 110.0460 112.1920 113.3130 120.5520 100.9530 100.2390 100.9010 MAR KET VALUE 11,225.00 11,392.20 10,210.30 20,134.00 26,411.04 29,169.92 39,203.29 10,095.30 10,023.90 50,450.50 UNREALIZED GAIN1LDSS 496.90- 613.30- 350.00- 1,494.30- 31.40- 3.050.16- 3,224.26- 2,953.45- ?04.00- 105.?0 4T.60 261.40 95'991'83 EZDHW BE EBHH 09135153 00? 00111 0012 EDNA 13H 0000111 (10092? n-1nr-9L ZELVCI NHH 53417550 3 313M) 1800 leZ LE 1903 BUILDEZD BPDZIBZEED 18 SEA VIADHOVM LOISHSD .I.H EVA BDIEHDL .LH VPPL VS .LICIEIHQ LDIQHZD CICI .LH EVA AIX 3V3 H0013 .LEHCI CICI SQDZIEHBD M03383 (IDIH) . LDHZIZL JLDZIBZIZL M03383 (IDIH) HLHE LDILHQD QQDZIDEEH 901999 M03333 (IOIHJ HLHE EHLDIBD CICI EEDZHDIZD UNI SILEIOZ ZLISZEDL LLDZISZEDL 1H EVA VVPL .L'l EIONVNH ZHQZEDL QLDZIEZEDL .LH EVA Vt?- QDISI-H-L CICI QLDZISHH $50089 Vt?? EICINVNH ALIHHUES .LEIH .LHEIEI HEEL NV'lcl CINEI SLNEWLSEANI DUES 'I?d'lel D099 ma *1 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE SECURITY DESCRIPTION TOTAL CORPORATE STOCK - PREFERRED CORPORATE STOCK - COMMON 21,035.0000 3,241.0000 60,260.0000 67,300.0000 5,400.0000 3,600.0000 9,000.0000 5,470.0000 4,200.0000 7,500.0000 27,725.0000 2,100.0000 2,000.0000 9,000.0000 2,600.0000 16,100.0000 NABORS INDUSTRIES LTD SHS RENAISSANCE RE HOLDINGS LTD ORBOTECH LTD ISRAEL COM ACACIA RESEARCH - ACACIA TECHN AGILENT TECHNOLOGIES INC AKAMAI TECHNOLOGIES INC ALLEGHENY TECHNOLOGIES INC AMERISOURCEBERGEN CORP ANSYS INC AUTODESK INC BANK OF THE OZARKS INC CR BARD INC BIO-RAD LABORATORIES INC BORGWARNER INC BOSTON PROPERTIES INC CSX CORP COST 437,622. 343,613. 299,710. 696,223. 1,130,060 226,633. 303,752. 235,390. 231,431 341,964. 309,375. 1,243,375 211,633. 252,000. 343,030. 262,756. 396,6432014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 24.6500 97.6000 15.3900 15.2300 55.9200 53.2100 37.6300 65.5900 77.0200 49.1300 63.0600 147.9300 123.1200 61.4700 114.5300 23.9700 MAR KET VALUE 426,937. 50 519,745.25 316,321.60 773,347.50 333,134.00 301,963.00 500,606.00 339,120.00 353,777.30 323,434.00 363,350.00 1,336,963.50 310,753.00 256,240.00 553,230.00 297,773.00 466,417.00 PAGE: 40 M1102E UNREALIZED 10.635.00- 176,126.73 16,610.77 77,119.41 246,376.00- 75,330.00 196.354.00 53.730.00 77,345.30 13,430.00- 59,475.00 633,037.61 99,120.00 4,240.00 205,200.00 35.022.00 69,374.00 iv BNY MELLON 5500 FINAL 094123 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 41 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 4,680.0000 19,500.0000 22,000.0000 4,300.0000 25, 700.0000 6,000.0000 6,600.0000 10,100.0000 38, 550.0000 19,600.0000 7,200.0000 40,250.0000 7,306.0000 3,200.0000 34, 300.0000 5,700.0000 8,100.0000 6,400.0000 SECURITY DESCRIPTION CABOT CORP CALAMP CORP COHERENT INC COVANCE INC DR HORTON INC DARDEN RESTAURANTS INC EASTMAN CHEMICAL CO EATON VANCE CORP ELECTRONICS FOR IMAGING ENERSYS FEI CO FIRST FINANCIAL BANCORP GATX CORP GENERAL DYNAMICS CORP JACK HENRY 8: ASSOCIATES INC INTEGRYS ENERGY GROUP INC INTUIT INC JOY GLOBAL INC 0901 102,525.14 223,521.40 1,246 .629 .87 310,570.00 524,510.00 310,030.00 401,142.00 422,433.00 033,535.30 404,700.02 044,303.00 320,335.35 225,532.00 1,555,003.00 331,512.00 531,345.00 380,928.00 59.0600 27.8700 65.3500 103.9000 21.6500 50.7600 86.2100 38.1600 43.3100 69.2900 103.0200 17.9800 67.8800 108.9200 55.7600 59.6500 77.7300 58.0000 MAR KET VALUE 276,400.80 543,465.00 1,437,700.00 446,770.00 556,405.00 304,560.00 568,986.00 385,416.00 1,669,600.50 1,358,084.00 741,744.00 723,695.00 495,931.28 348,544.00 1,912,568.00 340,005.00 629,613.00 371,200.00 UNREALIZED 78,775.66 315,893.60 191,070.13 127,194.00 68,105.00- 5,520.00- 107,844.00 37,067.00- 498,917.27 379,398.70 276,983.98 78,891.10 125,545.93 122,912.00 327,565.00 8,493.00 97,767.00 9,728.00- V. I BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 42 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE RDZELLE NFL RET WERALL COMPOSITE SHARESI MARKET UNREALIZED PAR VALUE SECURITY DESCRIPTION 23,300.0000 KEYCORP 231,303.00 14.2400 333,352.00 113.344.00 100,650.0000 LIONSRIDGE TECHNOLOGIES INC 305,336.36 6.3100 635,361.50 30,024.36- 43,300.0000 MKS INSTRUMENTS INC 1,433,230.31 23.3300 1,433,522.00 21,251.03 40,132.0000 STEVEN MADDEN LTD 1,243,304.33 35.3300 1,445,023.33 201,324.03 13,553.0000 MASCO CORP 353,533.25 22.2100 330,135.23 31.533.03 15,300.0000 MAXIMUS INC 631,363.00 44.3600 303,333.00 33,025.00 433.0000 MEDICAL RES INC COM 0.00 0.0000 0.00 0.00 3,300.0000 MURPHY OIL CORP 204,135.05 32.3300 232,532.00 23,443.35 10,032.0000 NEWFIELD EXPLORATION OO 230,145.31 31.3500 315,131.52 33.025.51 22,300.0000 OSI SYSTEMS INC 1,324,250.53 53.3600 1,330,334.00 46,543.43 33,435.0000 PATRICK INDUSTRIES INC 1,012,430.13 44.3300 1,313,333.35 304,443.53 33,350.0000 PIER 1 IMPORTS INC 320,523.32 13.3300 310,332.00 103,333.32- 11,300.0000 PROGRESSIVE 233,135.00 24.2200 235,333.00 12.330.00- 3,200.0000 PROTECTIVE LIFE CORP 233,560.00 52.5300 431,233.00 133,633.00 3,550.0000 OUESTCOR PHARMACEUTICALS INC 233,520.33 34.3300 425,231.50 123,333.33 3,300.0000 RAYMOND JAMES FINANCIAL INC 405,330.00 55.3300 432,134.00 33,504.00 13,000.0000 REPUBLIC SERVICES INC 423,000.00 34.1500 444,030.00 15.030.00 2,300.0000 SBA COMMUNICATIONS CORP 203,300.00 30.3600 263,334.00 54,334.00 iv BNY MELLON 5500 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 43 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAR VALUE MAR KET VALUE UNREALIZEDI SECURITY DESCRIPTION COST PRICE 15,500.0000 13,500.0000 52,4?50000 3,262.0000 ?,600.0000 12,100.0000 26,050.0000 10,600.0000 10,250.0000 5,000.0000 16,225.0000 23,200.0000 ?,300.0000 1?,2000000 4,900.0000 9,300.0000 13,500.0000 SCOT-F3 MIRACLE-SRO COITHE SEALED AIR CORP SNAP-ON INC STEELCASE INC STIFEL FINANCIAL CORP SYNOPSYS INC TJX COS INC THOR INDUSTRIES INC TUPPERWARE BRANDS CORP UMB FINANCIAL CORP URS CORP ULTRATECH INC UNITED STATIONERS INC CORPIT HE WASTEC WHITING PETROLEUM CORP XILINX INC ACTIVISION BLIZZARD INC 203,223 1,553.99? 346,364. 565,675. 1,065,535 360,530. 502,961 23?.050. 633,035. 1,24?,495 3?3,146. 249,116. 354,931 269,54561.2300 32.3?00 113.4300 16.6100 49.2600 33.4100 60.6500 61.0600 33.?600 54.?000 47.0600 29.1900 41.0?00 T2.1200 ??.5000 69.3900 54.2?00 20.4400 233,016. 509,435. 2,099,330. 411,117. 291,916. 1,590,613 332,356. 633,1?5. 235,300. 1,153,1?4 543,112. 1,333,000 340,011 504,?34,233.00 540.332.91 64.?52.33 19,223.00 163,190.00 2?.325.51 1.?50.00- 164,423.15- 39.321.06- ?5,012.00 454,353.93 90,395.00 103,595.00 iv BNY MELLON 5500 NFL GCALL10 FINAL 094123 5500 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE ?,900.0000 1?,9060000 4,450.0000 3,800.0000 20,8?50000 5,900.0000 6,300.0000 2,600.0000 49,600.0000 5,200.0000 640.0000 39,250.0000 41,6?50000 4,400.0000 8,600.0000 SECURITY DESCRIPTION AMERICAN TOWER CORP AMTRUST FINANCIAL SERVICES INC CBRE GROUP INC CHART INDUSTRIES INC CORE-MARK HOLDING CO INC CUMMINS INC DRESSER-RAND GROUP INC EC HOSTAR CORP EXPRESS SCRIPTS HOLDING OO IPG PHOTONICS CORP INTERCONTINENTAL EXCHANGE INC INTERFACE INC MEDNAX INC MICRO STRATEGY INC SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 ?931 533,353.33 1,213,331.33 445.5443? 355,344.51 1,233,435.33 443,333.33 1,234,333.33 234,333.33 333,353.33 433,335.33 423,332.33 354,531.33 233,333.33 6.40 TO PUR COM 0611241200? OFG BANGORP PACWEST BAN-GORP REINSURANCE GROUP OF AMERICA I SIRONA DENTAL SYSTEMS INC 262,543.00 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 31.3?00 3?.6100 2?.4300 79.4500 ?'2.6000 148.9900 58.4100 47.5600 T5.0900 T1.0800 197.3300 20.5500 61.9300 0.0100 1?.1900 43.0100 ?'9.6300 T4.6T00 MAR KET VALUE 646,??300 1,426,622.52 491,161.58 353,552.50 566,162.00 323,408.00 443,031.00 514,358.00 1,019,280.00 322,296.00 6.40 1,?92,441 642,162.00 PAGE: 44 M1102E UNREALIZED 39,105.00 206,920.84 44.51T.21 2,492.01- 126,084.00 65,529.33- 58,412.00 103,073.00 39,428.94 90,376.00 154,588.91 39,253.00 0.00 65,9399? 512,510.03 31324.00 8,084.00 V. I BNY MELLON 5500 FINAL 034123 2014-03-31 CYCLE 2 03:41:25 RUN DATE: 16-JUL-14 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST PAGE: 45 NFL GCALL10 31 MARCH 2014 M1102E BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE UNREALIZED PAR VALUE SECURITY DESCRIPTION VALUE 22,200.0000 STANTEO INC 01.0000 3T9.041.99 30,800.0000 US ECOLOGY INC 814,081.30 3?.1200 1,143,290.00 328,014.04 AUDAX MEZZANINE FUND LP 1.0000 33,029.04 5,491,845.0000 ASIA ALTERNATIVES TAX EXEMPT 1.0000 5,491,345.00 TOTAL CORPORATE STOCK - 00,100,40850 PARTNERSHIPMDINT VENTURE INTEREST ADAMS STREET DIRECT FUND LP 1.0000 ADAMS STREET NON US DEV MKT 1,043,809.00 1.0000 1,159,749.00 115,940.00 FUND 2,354,000.0000 ADAMS SREET US FUND LP 2,241,403.00 1.0000 2,354,000.00 112,543.00 4,750.0000 WESTERN TECH VENTURE LENDING 8: 1,003.5300 LEASING VI ENERGY SPECTRUM PARTNERS VI 1.0000 432.258.90 ENERGY FUND XV-A LP 1.0000 388,503.0000 ADAMS STREET NON US EMERGING 309,440.50 1.0000 388,503.00 ?9,050.44 MARKETS FUND 19,020,252.0000 SIGULER GUFF DIST OPP FD IV 1.0000 19,020,252.00 10,255,808.3300 INDUSTRY VENTURES VI 9,958,240.50 1.0000 10,255,808.33 VISTA EQUITY PARTNERS FUND IV 10,024,930.00 1.0000 851919.00 LP BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 1.?10.930.0000 1.?45.924.0000 2.052.5000 10.195.428.0000 1.382.122.0000 5385510000 5.083.898.9200 850.?45.8900 1.319.087.0000 25.3?1.831.0000 533.441.0900 4.250.322.2200 5.402.994.0000 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND ASIA ALTERNATIVE DELAWARE LP VENTURE LENDING 8: LEASING VII LLC THE REALTY ASSOCIATES FUND UTP LP LANDMARK EQUITY PARTNERS XV LP VISTA FOUNDATION FUND II LP BLACKSTONE RE DEBT STRATEGIES ll LP EIG ENERGY FUND XVI LP INDUSTRY VENTURES VII GMO MULTI STRATEGY FD OFFSHORE CLASS RREEF AMERICA II WELLINGTON DIVERSIFIED INFLATION HEDGE FUND GROSVENOR INSTL PARTNERS LP SIGULER SUFF LP LANDMARK EOUITY PARTNERS XIV LP COST 2,025.35? 9,542,?33 .55 .45 .50 .00 .00 538,557.00 4,913,085. 35 955.852.?9 1.350.000 25,945,311 .00 .34 45.58?.153.81 55.250.5Y9.15 58.445.522.00 9,355,390. 5,284,580 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 1.0000 1.0000 1.032.?100 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 93.53?5 14.9100 1.0000 1.0000 1.0000 MAR KET VALUE 1.?10.930.00 1.?45.924.00 2,129,954.38 10.195.428.00 1,382,122.00 538.56?.00 5,083,898.92 850.?45.89 1.319.08T.00 25.3?1.831.00 49.950.14?.14 53.521.404.30 5,402,994.00 PAGE: M1102E UNREALIZED 39,859.45 42.813.45- 104,595.88 553,595.00 0.00 115.115.90- 30.913.00- 425.519.55 4,352,993.33 1.?29.1?4.85- 4.570.57T.00 1.552.523.25 118,413.28 45 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE 10,035,01?90000 FINAL 094123 5500 SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 SECURITY DESCRIPTION PANTHEON GLOBAL SECONDARY FD IV LP TOTAL VENTURE INTEREST OTI-I ER INVESTMENTS 9,535,000.0000 200.000.0000 134,000.0000 150.000.0000 100,000.0000 150,000.0000 200.000.0000 18,000.0000 12,000.0000 MEXICAN BONOS 5. 500% RUSSIAN FOREIGN BOND - EUROBON VAR RT I31I2030 REPUBLIC OF CIDLOMBIA 5.525% 02I25I2044 DD 01I28I14 HUNGARY 5.135031: 11I22I2023 DD 11I22I13 JAPAN BANK FOR INTERNATIONAL 02I02f2015 DD 02I02f10 JAPAN FINANCE ORGANIZATION FOR 4.000% 01I13I2021 DD 01I13I11 REPUBLIC OF POLAND 4.000% DD REPUBLIC OF TURKEY 5.?50% 03I22I2024 DD 01I29I14 MEXICO GOVERNMENT INTERNATIONA 4.?50% DD 03I08I12 UNITED MEXICAN STATES 4.000% 10I02I2023 DD 10I02I13 COST 308,193,885. ?84,?45. 124,831 199,354. 133,302. 156.493. 115,085. 158,?10. 193,502. 18,5?5. 11,9452014-03-31 PRICE MAR KET VALUE 1.0000 324,555,56991 ?.89?5 113.?500 104.4000 103.2500 102.0?20 10?.9?30 100.5250 103.4500 95.0000 101.0000 ?51,014.89 203,500.00 138,355.00 153,108.00 150,840.00 206,900.00 12,120.00 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PAGE: 4? M1102E UNREALIZED 1.552.412 .00 16,472,684.68 23.?3032- 4,053.35- 9,446.00 5,052.44 3,385.50- ?.113.00- 2,129.60 8,398.00 1.5?5.00- 1?4.84 ?50"?99?5 EZDHW EBHH ?E?'t99?5 EDNA 13H 31310 091918 1303 leZ HDHWI LE 1903 SNOILHO NELLIHM PLEEQD PL alumna SLN SVEIHJ. HAUL SH CIEI NIT .Ll'ld NIT .Ll'lzl S.LN SVEIHL HAUL Sf'l NELLIHM SLNEWLSEANI kl NIT (1.93) CINOEI SH 0000': trl. ch3 (1.90) SLN SVEHJ. HAS 90 El 030 an (awn) aunma 3001000303 AVGDB 0000'09 Bl NIT (3W3) AVGDE t?l ch3 (1.33] alumna SLN SVEIHJ. HAUL SH 17L EIHFIJJH CIE SVEIHL SH CICI $50999 SELVLS ALIHFICIES EDNA H?u'd .LEIH .LHEIEI 'lle HHEIA NV'ld CINE .Un" SLNEWLSEANI ETHGEHOS D099 D099 ma *1 BNY ME LLON 5500 NFL GCALL10 BERT BELLIPETE ROZELLE NFL RET WERALL COMPOSITE PAR VALUE FINAL 094123 5500 SECURITY DESCRIPTION COMMUNICDLLECTIVE TRUST 308.348.0570 441 ,465.2690 102,481.5950 182.600.453.0000 26,833.4130 18,548.5430 109.380.4940 116,623. ?'660 3,181 ,584.2140 EB DV GLOBAL ALPHA EB DV NSL INTL SIF TEMP INV MORGAN STRATEGIC PROPERTY FUND ENTRUST CAPITAL DIVERSIFIED FUND LTD NSL LCV SIF LDDMIS SAYLES CREDIT ASSET TRUST - CLASS PICTET EMERGING LOCAL CURRENCY DEBT FUND LLC TBC EMERGING MARKETS EQUITY TOTAL COMMUNICOLLECTIVE TRUST FUND SCHEDULE OF INVESTMENTS AT END OF PLAN YEAR REVALUED COST 31 MARCH 2014 COST 64,134,562.66 182.600.453.00 18,359,249.51 13,487,322.9? 16,143,550.39 38,756,00000 84,859,050.00 618,610,398.15 2014-03-31 CYCLE 2 09:41:25 RUN DATE: 16-JUL-14 PRICE 204.5039 188.1328 268.1463 128.5462 282.1096 1.0000 196.3900 189.8991 18.6900 14.9159 5?.9500 MAR KET VALUE 58,010,393.51 28,911,044.44 182,600,453.00 21,481.242.55 22,146,?5282 59,463,808.96 PAGE: M1102E UNREALIZED 10,141,302.32 221.380.?8 31392.54- 0.00 28.013.399.28 5,268,285.49 ?.993.919.58 6,003,202.13 18,881,834.61 1,286,939.22- 8,893,288.99- 49 ?2'95? #81! 99L 3 W101. LNEWLSEANI CIEHELSIBEH 321'599?98 XECINI DDS . . . . i OILHLILSNI . . EH 3 BBL L9 ?99 39 Cle'ld DQGVEDG 315 tr BINGONI HDIH DDSLEI. :l CINDE SLEHHVIN BNISHEWE 3303 SWODNI GEHISHEAIG O?l?lld To" OWE) CINFH dV? 56?520?592?81 (JNI?lzl NVSILHV $3 .LNEWLS EANI CEHELSIEEH SEIILILNEI 333 LNEIWLSEIANI DLZSIZ OMVM OTI 33$ HBIH OOINVM Cl:l EIWODNI IH Eli'lzl HM SEIILILNEI LNEIWLSEIANI Dl EDNA 1303 ALIHHUES EDNA .LEIH .LHEIEI EZDHW LE 'Ile 09 1903 aan'lvnaa HEEL NV'ld .Uu" SLNEWLSEANI D099 NFIH 93411150 3 31mm DUES NOTTEIIN ANSI 4 *a Certification of Funded Status For the Bert Pete Rozelle NFL Player Retirement Plan Plan Sponsor: Retirement Board of Bert Beltl Pete Rozelle NFL Player Retirement Plan Address: NFL Player Benefits 200 St. Paul Street. Suite 2420 Baltimore. MD 21202-2040 Telephone Number: 410?685-5069 136043636 Plan Number: 001 Plan Year for which this Certification is being made: April 1. 2013 - March 31. 2014 Certification Results This is a certification of the status for The Bert Pete Rozelle NFL Player Retirement Plan {the ?'Plan") prepared in accordance with Internal Revenue Code (IRS) Section 432 and relevant regulations. The funded percentage of the Plan as of April 1. 2013 is estimated to be less than 80%. As of April 1. 2013 an Accumulated Funding Deficiency, as defined under Section 431. is not projected to occur within the next seven plan years. the sum of the assets in the Plan plus the present value of the expected contributions for the next six plan years is expected to be greater than the present value of non-forfeitabie benefits to be paid in the current plan year and the next six succeeding plan years. and the sum of the assets in the Plan plus the present value of expected contributions for the next four plan years is expected to be greater than the present value of benefits to be paid in the current plan year and the next four succeeding plan years. A Funding improvement Plan was adopted by the Plan on February 23. 2011. As of April 1. 2013. the Plan is making the scheduled progress in meeting the requirements of its Funding improvement Plan. Assumptions and Methods The calculations performed for this codi?cation used the census data. actuarial assumptions. and plan provisions which were used for the actuarial valuation as of April 1. 2012. except as noted below. Unaudited financial statements as of March 31. 2013 were used to determine the Plans assets. Employer contributions were projected using the actuarial assumptions and methods stated in the applicable collective bargaining agreement. The terms of the current collective bargaining agreement are assumed to continue in effect for the succeeding plan years pursuant to Section 432 and relevant regulations. Certification I hereby certify the plan's funded status for the plan year beginning April 1. 2013 in accordance with the provisions of the Pension Protection Act of 2006. I am an Enrolled Actuary and meet the Qualification Standards of the American Academy of Actuaries to render the actuarial opinion contained herein. I:INeither Endangered nor Critical [ZIEndangered DSeriously Endangered DCritical {Green Zone) (Yellow Zone} {Orange Zone] (Red Zone} ?/Qr/aaia Signature of Actuary Date 1 Alvin K. Winters. FSA. EA. Name of Actuary 11-06620 Enrollment Number Aon Hewitt 500 East Pratt Street Baltimore. MD 21202 Telephone: 410?54?-2916 e-mail: ai.winters@aonhewitt.com Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 4a Illustration Supporting Actuarial Certification of Status I. 2013 Plan Year Valuation Date Funded Percentage 04/01/2013 49.1% Value of Assets $1,372,089,059 Value of Liabilities $2,796,413,820 II. An accumulated funding deficiency is not projected to exist in any of the next seven plan years. III. The sum of the market value of assets and the present value of expected contributions over the next seven years is greater than the present value of benefit payments and administrative expenses over the next seven years. I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_4a Illustration.doc Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases As of 4/01/2013 Type* Date Initial Years Original Amount 03/31/1977 11/01/1977 02/01/1979 03/31/1989 03/31/1992 04/01/1993 04/01/1994 04/01/1998 04/01/1999 04/01/2001 04/01/2002 04/01/2002 04/01/2003 04/01/2004 04/01/2005 04/01/2006 04/01/2006 04/01/2007 04/01/2007 04/01/2008 04/01/2008 04/01/2009 04/01/2011 04/01/2011 04/01/2011 04/01/2012 04/01/2012 04/01/2013 04/01/2013 40 40 40 30 30 30 30 30 15 15 30 15 15 15 15 15 30 15 15 15 15 15 15 15 15 15 15 15 15 $27,413,000 1,692,600 651,600 1,303,288 124,393,450 5,579,111 23,799,617 50,168,724 8,158,287 27,102,402 125,518,055 29,562,857 60,394,203 14,620,943 17,333,722 15,903,903 233,549,828 57,655,763 8,876,667 19,605,761 31,424,147 333,980,469 187,478,376 124,853,059 162,030,373 606,219,701 51,590,150 12,023,238 112,644,876 Annual Payment Remaining Years Outstanding Balance Charges IL PA PA PA PA PA PA PA EL EL PA EL EL EL EL EL PA CA EL PA EL EL CA CF EL PA EL PA EL Total Amortization Charges: $1,780,787 112,808 43,341 93,144 8,968,644 428,686 1,833,394 3,864,728 848,421 2,818,515 9,669,234 3,074,390 6,280,696 1,520,505 1,802,621 1,653,927 17,991,420 5,995,912 923,129 2,038,901 3,267,955 34,732,303 19,496,816 12,984,095 16,850,351 63,043,825 5,365,118 1,250,357 11,714,505 $240,448,528 I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Amort.doc 3.00 3.42 4.83 5.00 8.00 10.00 11.00 15.00 1.00 3.00 19.00 4.00 5.00 6.00 7.00 8.00 23.00 9.00 9.00 10.00 10.00 11.00 13.00 13.00 13.00 14.00 14.00 15.00 15.00 $4,989,347 354,962 184,008 406,859 56,884,829 3,192,237 14,562,893 37,162,627 848,424 7,896,833 105,202,214 11,105,845 27,435,221 7,713,367 10,328,965 10,490,246 212,939,726 41,454,995 6,382,401 15,182,692 24,334,838 275,883,145 172,311,504 114,752,533 148,922,227 582,556,127 49,576,347 12,023,238 112,644,876 $2,067,723,526 Bert Bell/Pete Rozelle NFL Player Retirement Plan EIN/PN: 13-6043636/001 Schedule MB Line 9c and 9h Schedule of Funding Standard Account Bases (continued) As of 4/01/2013 Type* Date Initial Years Original Amount Annual Payment Remaining Years Outstanding Balance 3.00 10.00 11.00 2.00 4.00 12.00 $255,692 31,704,527 50,792,009 4,605,621 92,699,095 72,169,200 Credits CF CF CA EG EG CF 03/31/1980 04/01/1993 04/01/1994 04/01/2000 04/01/2007 04/01/2010 Total Amortization Credits: 37 30 30 15 10 15 $1,375,300 55,410,763 83,007,633 22,918,036 191,088,768 82,554,483 $91,263 4,257,640 6,394,461 2,383,361 25,661,537 8,585,254 $47,373,516 * IL = Initial Liability; EL = Experience Loss; PA = Plan Amendment; CA = Changes in Actuarial Assumptions; EG = Experience Gain; CF = Change in Funding Method; FL = Current Liability Full Funding Limitation Base I:\clients\db\NFL\BertBell\Hyper\2013 SchMB Attach_Amort.doc $252,226,144 BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN FUNDING IMPROVEMENT PLAN Originally Adopted February 23, 2011 Updated May 15, 2014 TABLE OF CONTENTS Introduction ................................................................................................................................3 FIP Requirements.......................................................................................................................4 Operation of Retirement Plan in the Yellow Zone ....................................................................6 FIP Schedule ..............................................................................................................................7 Annual Review and Update .......................................................................................................8 Penalties for Non-Compliance ...................................................................................................9 Construction of and Modifications to FIP ...............................................................................10 2 INTRODUCTION This document constitutes an update to the Funding Improvement Plan (“FIP”) for the Bert Bell/Pete Rozelle NFL Player Retirement Plan (“Retirement Plan”), which was originally adopted by the Retirement Plan’s Retirement Board on February 23, 2011, in accordance with federal law. The FIP provides the bargaining parties, the National Football League Management Council (“NFL Management Council”), and the National Football League Players Association (“NFLPA”), with a contribution arrangement that is expected to enable the Retirement Plan to increase its funding percentage. Section 305 of the Employee Retirement Income Security Act of 1974, as amended, and the parallel section 432 of the Internal Revenue Code, establish “endangered” status (also referred to as “yellow zone”) and “critical” status (also referred to as “red zone”) for multiemployer defined benefit pension plans based on the plan’s funded level and whether the plan is expected to experience a funding deficiency in the current or next six years (for endangered status) or in the current or next three or four years (for critical status). A plan in the yellow or red zone is subject to certain requirements intended to improve the plan’s funded level. A plan that is not in the yellow or red zone is in the “green” zone, and none of the yellow or red zone requirements apply. On June 28, 2010, the actuary for the Retirement Plan certified that the Retirement Plan was in endangered (yellow zone) status for the Plan Year beginning April 1, 2010 because the Retirement Plan was less than 80 percent funded on April 1, 2010. In response to this certification, the Retirement Board adopted a FIP effective February 23, 2011. The Retirement Board will update the FIP annually based on the actual experience of the Plan. This update was adopted May 15, 2014 and supersedes the updated FIP that was adopted on July 24, 2013. It 3 includes experience and data for the Plan as of April 1, 2013 and reflects additional contributions negotiated by the collective bargaining parties. 4 FIP REQUIREMENTS A FIP consists of benefit reductions, contribution increases, or both, that are reasonably expected over a ten-year period to meet two benchmarks: (1) reduce the plan’s unfunded liabilities by at least one third and (2) avoid an accumulated funding deficiency, i.e., a failure to meet minimum funding requirements for a plan year. A FIP must be based on reasonably anticipated experience and reasonable actuarial assumptions regarding investment income and other experience of the plan over a period of future years. If, before the ten year period ends, the actuary certifies that the plan is no longer in endangered status (e.g., the plan is at least 80 percent funded and not expected to have a funding deficiency in the current or next six years) and the plan is not then in critical status, the FIP requirements end. Funding Improvement Period The ten year period or “funding improvement period” begins on the first day of the first plan year beginning after the earlier of (1) the second anniversary of the date of the adoption of the FIP, i.e., the first plan year beginning after February 24, 2013 or (2) the expiration of the collective bargaining agreement (“CBA”) (covering at least 75% of active participants) in effect on the due date for certification of the plan’s status, i.e., the first plan year beginning after March 3, 2011. For the Retirement Plan, the funding improvement period therefore begins April 1, 2011 (the first Plan Year beginning after March 3, 2011) and ends March 31, 2021. 5 Schedule Generally speaking, once a FIP is adopted, the bargaining parties must agree on a schedule consisting of increased contributions or future benefit reductions, or both, which would allow the Retirement Plan to satisfy the funding benchmarks of federal law by the end of the tenyear funding improvement period. If the bargaining parties cannot agree, then the Retirement Board is required to implement a “status quo” or “default” schedule after the expiration of the then-current CBA that, among other things, assumes that the Retirement Plan will provide no new pension benefit accruals. To meet its FIP obligations, the bargaining parties agreed and the Retirement Board adopted a schedule of increased contributions, the most current version of which can be found below, under “FIP SCHEDULE.” 6 OPERATION OF RETIREMENT PLAN IN THE YELLOW ZONE While operating under a FIP, the Retirement Plan is subject to certain restrictions during the funding improvement period extending from April 1, 2011 and ending on March 31, 2021 (or earlier if the Plan is no longer certified to be endangered). Adoption of Collective Bargaining Agreements or Participation Agreements: The Retirement Board cannot accept a collective bargaining agreement or participation agreement that provides for (1) a reduction in the level of contributions for any participants, (2) a suspension of contributions with respect to any period of service, or (3) any new exclusion of any younger or newly added employees from plan participation. Plan Amendments: The Retirement Plan may not be amended so as to be inconsistent with the FIP. The Retirement Plan can be amended to increase benefits, however, if the actuary certifies that the benefit increase is consistent with the FIP and that such increase is paid for with contributions that are not required to meet the benchmarks under the FIP schedule or schedules. Since the original FIP was adopted on February 23, 2011, the Retirement Plan was amended to increase certain benefits to take into account the 2011 CBA between the NFL Management Council and NFLPA. The Retirement Plan’s actuary has certified that the benefit increases are consistent with the FIP and are paid for with contributions that are not required to meet the benchmarks under the FIP schedule. 7 FIP SCHEDULE The Funding Improvement Plan Schedule below shows the estimated contributions and funded percentage of the Retirement Plan during the remaining portion of the funding improvement period. Funding Improvement Plan Schedule (millions) April 1, 2013 Updated FIP Schedule Plan Year Ending 03/31/2012 03/31/2013 03/31/2014 03/31/2015 03/31/2016 03/31/2017 03/31/2018 03/31/2019 03/31/2020 03/31/2021 Estimated Contribution $172.1 $105.0 $299.7 $320.8 $281.7 $260.1 $260.7 $168.3 $139.2 $119.0 Estimated Funded Percentage* 52% 48% 56% 62% 68% 73% 78% 80% 80% 81% *Funded percentage is estimated as of the end of the Plan Year 8 The original FIP adopted on February 23, 2011 was developed with the intention of achieving a funded percent of 80% by the end of the funding improvement period. The Retirement Plan’s actuary has estimated that the current estimated contributions will result in the Retirement Plan reaching that benchmark by March 31, 2019, consistent with last year’s FIP and two years ahead of the original FIP. The updated FIP is based on the census data, asset information actuarial assumptions, and plan provisions which were used for the actuarial valuation as of April 1, 2013. Employer contributions were projected using the actuarial assumptions and methods stated in the applicable collective bargaining agreement. ANNUAL REVIEW AND UPDATE The Retirement Board will review the FIP and schedules annually and make changes, as appropriate, to satisfy the FIP requirements. 10 PENALTIES FOR NON-COMPLIANCE A contributing employer’s failure timely to contribute to the Retirement Plan at the rates required by the schedule that the bargaining parties have adopted or that has been imposed by the Retirement Board will result in the deficient amounts being treated as delinquent employer contributions under the Retirement Plan. Employers are subject to an excise tax if they fail to make contributions required under the FIP. The amount of the excise tax is the amount of the unpaid contribution. The Department of Labor has the authority to assess a penalty of up to $1,100 per day against the Retirement Board if it does not timely adopt a funding improvement plan or if the Retirement Plan does not meet the funding improvement benchmarks (reduce the Retirement Plan’s unfunded liabilities by one third (or fund the plan to 80%) and avoid an accumulated funding deficiency) by the end of the funding improvement period. 11 CONSTRUCTION OF AND MODIFICATIONS TO FIP The Retirement Board reserves the right, in its sole and absolute discretion, to construe, interpret, and/or apply the terms and provisions of the FIP in a manner that is consistent with the law. Any and all constructions, interpretations and/or applications of the Retirement Plan (and other Retirement Plan documents) or the FIP by the Retirement Board, in its sole and absolute discretion, shall be final and binding. Subject to applicable law and notwithstanding anything herein to the contrary, the Retirement Board further reserves the right to make any modifications to the FIP that the Retirement Board, in its sole and absolute discretion, determines are necessary and/or appropriate (including, without limitation in the event of the issuance of any future legislative, regulatory, or judicial guidance). 12