12/1/2019 Instant View - Annual Return/Report of Employee Form 5500 OMB Nos. 1210-0110 Department of the Treasury Beneflt Plan 1210 0089 Internal Revenue SerVIce - This form is required to be filed for employee benefit plans under sections 104 - 201 6 Department Of Labor and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and Employee Benefits Security sections 6047(e), 6057(b), and 6058(a) of the Internal Revenue Code (the Code). This Form is Open to PUbliC Administration Inspection Pension Benefit Guaranty Corporation Complete all entries in accordance with the instructions to the Form 5500. .Part I - Annual Report Identification Information _For calendar plan year 2016 or fiscal plan year beginning April 01, 2016 and ending March 31, 2017 A a multiple-employer plan (Filers checking this box must attach a list of participating employer El a a multiple-employer man; information in accordance with the form instructions)for multiemployer a DFE (specify) a single- employer plan; This return/report is: El the first El . the final return/report return/re ort; an afnended a short plan year return/report return/report; (less than 12 months). If the plan is a collectively-bargained plan, check here El Check box if filling under: El Form 5558; El automatic El the DFVC extenSIon, program, El special extension (enter description) _Part II - Basic Plan Information - enter all requested information. . 1a Name of plan 1b Three-digit 001 plan number (PN) BERT ROZELLE NFL PLAYER RETIREMENT PLAN - 1c Effective date of plan September 09, 1962 2a Plan sponsor's name and address, including room or suite number (Employer, if for a single-employer plan) 2b Employer Identification Number (EIN) 13-6043636 RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN I 2c Sponsor's telephone number 200 ST. PAUL STREET, SUITE 2420 410-685-5069 BALTIMORE MD 21202 - 2d Business code (see instructions) 711210 Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established. Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules, statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete. 12/20/2017 TED PHILLIPS Signature of plan administrator Date Enter name of individual signing as plan administrator 12/22/2017 SAM MCCULLUM Signature of employer/plan sponsor Date Enter name of IndIVIduaI Signing as employer or plan sponsor Signature of DFE Date Enter name of individual signing as DFE 'For Paperwork Reduction Act Notice and 0MB Control Numbers, see the instructions for Form 5500. Form 5500 (2016) v.092308.1 3a Plan administrator's name and address (if same as plan sponsor, enter"Same") 3b Administrator's EIN 3c Administrator's telephone number 4 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the 4b EIN name, EIN and the plan number from the last return/report below: 4c PN a Sponsor's name 1/30 12/1 /201 9 Instant View - 5 Total number of participants at the beginning of the plan year - 5 - 12568 6 Number of participants as of the end of the plan year unless othen/vise stated (welfare plans only complete lines 6a(1), 6a(2), 6b, 6c, and 6d) a(1) Total active number of participants at the beginning of the plan year 6a(1) 2220 a(2) Total active number of participants at the end of the plan year 6a(2) Retired or separated participants receiving benefits - 6b - 3716 Other retired or separated participants entitled to future benefits 6c 6190 Subtotal. Add lines 6a(2), 6b, and 6c 6d 12141 Deceased participants whose beneficiaries are receiving or are entitled to receive bene?ts 6e 694 Total. Add lines 6d and 6e 6f 12835 9 Number of participants with account balances as of the end of the plan year (only de?ned contribution plans 69 complete this item) Number of participants that terminated employment during the plan year with accrued benefits that were less 6h than 100% vested 7 Ente; the total number of employers obligated to contribute to the plan (only multiemployer plans complete this_ 7 32 em 8a If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions: If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions: 9a Plan funding arrangement (check all that apply) 9b Plan benefit arrangement (check all that apply) (1) El Insurance (1) El Insurance (2) El Section 412(e)(3) insurance contracts - (2) El Section 412(e)(3) insurance contracts (3) IE) Trust (3) Trust (4) C) General assets of the sponsor (4) C) General assets of the sponsor 10 Check all applicable boxes in 10a and 10b to indicate which schedules are attached,and, where indicated, enter the number attached (See instructions) a Pension Schedules General Schedules (1) El (Retirement Plan Information) (1) El (Financial Information) (2) El MB (Multiemployer Defined Benefit Plan and Certain Money (2) (Financial Information Small Plan) Purchase Plan Actuarial nformation)- signed by the plan actuary (3) 0 A (Insurance Information) (4) a (Service Provider Information) (3) El SB (Single-Employer Defined Benefit Plan Actuarial Information) - (5) (DFE/Participating Plan Information) signed by the plan actuary (6) (Financial Transaction Schedules) Part 'Form M-1 Compliance Information (to be completed by welfare benefit plans) 11a If the plan provides welfare benefits, was the plan subject to Form M-1 filing requirements during the plan year? (See instructions and 29 CFR 2520.101-2) : Yes No If ?Yes? is checked, complete lines 11b and 11c. 11b Is the plan currently in compliance with M-1 filing requirements? (See instructions and 29 CFR 2520.101-2) DYes E) No 11c Enter the Receipt Confirmation Code for the 2016 Form M-1 annual report. If the plan was not required to file the 2016 Form M-1 annual report, enter the Receipt Confirmation Code for the most recent M-1 that was required to be filed under the Form M-1 filing requirements. (Failure to enter a valid Receipt Confirmation Code will subject the Form 5500 filing to rejection as incomplete.) Receipt Confirmation Code 2/30 12/1 /201 9 Instant View - Multiemployer Defined Benefit SCHEDULE MB Plan and Certain (Form 5500) Money Purchase Plan Actuarial Department of the Treasury - Internal Revenue Service Inform atl This Form is Open to Public Department of-Labor This schedule is required to be ?led under section 104 of the Employee Inspection Employee Benefits Security Administration Retirement Income Security Act of 1974 (ERISA) and section 6059 of the Pensron Benefit Guaranty Corporation Internal Revenue Code (the Code). File as an attachment to Form 5500 or 5500-SF. For the calendar plan year 2016 or fiscal plan year beginning April 01, 2016, and ending March 31, 2017 Round off amount to nearest dollar. Caution: A penalty of $1 ,000 will be assessed for late filing of this report unless reasonable cause is established. A Name of plan Three digit 001 BERT ROZELLE NFL PLAYER RETIREMENT PLAN plan number (PN) Plan sponsor?s name as shown on line 2a of Form 5500 or 5500-SF Employer Identification Number RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN (EIN) 13-6043636 Type of Plan: (1) El Multiemployer Defined Benefit (2) El Money Purchase (see instructions) 1a Enter the valuation date: 04/01/2016 Assets (1) Current value of assets 1b(1) $1 ,895,470,476 (2) Actuarial value of assets for funding standard account 1b(2) $2,025,069,480 (1)Accrued liability for plan using immediate gain methods 1c(1) $2,590,783,629 (2) Information for plans using spread gain methods: Unfunded liability for methods with bases 1c(2)(a) Accrued liability under entry age normal method 1c(2)(b) (0) Normal cost under entry age normal method 1c(2)(c) (3) Accrued liability under unit credit cost method 1c(3) $2,590,783,629 Information on current liabilities of the plan: (1)Amount excluded from current liability attributable to pre-participation service (see instrucions): 1d(1) (2) '94" informatoin: Current Liability 1d(2)(a) $5,479,627,110 Expected increase in current liability due to benefits accuring during the plan year 1d(2)(b) $116,420,485 (0) Expected release from '94" current liability for the plan year 1d(2)(c) (3) Expected plan disbursements for the plan year: 1d(3) $155,854,621 Statement by Enrolled Actuary To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions in combination, offer my best estimate of anticipated experience under the plan. 11/21/2017 Signature of actuary Date CHRISTOPHER E. FLOHR 1706359 Print or type name of actuary Most recent enrollment number AON CONSULTING, INC. 410-547-2800 Firm Name Telephone number (including area code) 500 EAST PRATT STREET BALTIMORE MD 21202 Address of the Firm If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the El box and see instructions For Paperwork Reduction Act Notice and 0MB Control Numbers, see the instructions for Form 5500 or Form 5500-SF. Schedule MB (Form 5500) 2016 v.092308.1 2 Operational information as of beginning of this plan year: a Current value of the assets (see instructions) 2a $1 ,895,470,476 '94" current liability/participant count breakdown: (1) Number of Participants (1) For retired participants and bene?ciaries receiving payments 4592 $2,070,363,576 (2) For terminated vested participants 6095 $2,874,097,395 (3) For active participants: Non-vested benefits $21,766,142 Vested benefits $513,399,997 Total active 2220 $535,166,139 (4) Total 12907 $5,479,627,110 If the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such percentage 2c 34.59% 3 Contributions made to the plan for the plan year by employer(s) and employees: Date Amount paid by Amount paid by Date Amount paid by Amount paid by 3/30 12/1/2019 Instant View - employer(s) employees employer(s) employees Totals 3(b) $241,773,537 3(c) 4 Information on plan status: a Fnte5r code to indicate plan's status (see instructions for attachment of supporting evidence of plan's status). If code is go to 4a me Funded percentage for monitoring plan's status (line 1b(2) divided by line 4b 78.2% Is the plan making the scheduled progress under any applicable funding improvement or rehabilitation plan? El Yes El No If the plan is in critical status, were any adjustable benefits reduced? El Yes El No gline 4d is "Yes," enter the reduction in liability resulting from the reduction in adjustable benefits, measured as of the valuation 4e ate If the rehabilitation plan projects emergence from critical status, enter the plan year in which it is projected to emerge. If the rehabilitation plan is based on forestalling possible insolvency, enter the plan year in which insolvency is expected and check 4f here 5 Actuarial cost method used as the basis for this plan year's funding standard account computations (check all that apply): a DAttained age normal El Entry age normal EAccrued benefit (unit credit) DAggregate El Frozen initial liability El Individual level premium 9 El Individual aggregate El Shortfall i El Reorganization El Other (specify): If box 5h is checked, enter period of use of shortfall method 5k I Has a change been made in funding method for this plan year? El Yes El No If line is "Yes," was the change made pursuant to Revenue Procedure 2000-40 or other automatic approval? El Yes El No lf line is "Yes," and line is enter the date of the ruling letter (individual or class) approving the change 5n in funding method 6 Checklist of certain actuarial assumptions: a Interest rate for '94" current liability: 6a 3.23% Pre-Retirement Post-Retirement Rates specified in insurance or annuity contracts Yes Mortality table code for valuation purposes: (1) Males 6c(1) 1OP20 10P20 (2) Females 6c(2) 1OP20 10P20 Valuation liability interest rate 6d 7.25% 7.25% Expense loading 6e 26.1% CI 0.3% CI Salary Scale 6f El 9 Estimated investment return on actuarial value of assets for the year ending on the valuation date 69 4.5% Estimated investment return on current value of assets for the year ending on the valuation date 6h 7 New amortization bases established in the current plan year: (1) Type of Base (2) Initial Balance (3) Amortization Charge/Credit 8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date of the ruling letter 8a granting the approval b(1) Is the plan required to provide a projection of expected benefit payments? (See instructions.) If "Yes," attach a schedule Yes No b(2) Is the plan required to provide a Schedule of Active Participant Data? (see instructions) If "Yes," attach schedule El Yes No Are any of the plan's amortization bases operating under an extension of time under section 412(e) (as in effect prior to 2008) or section Yes El 431(d)(1) of the Code? No cl If line is "Yes," provide the following additional information: (1) Was an extension granted automatic approval under section 431 of the Code? Yes No (2) If line (1) is "Yes," enter the number of years by which the amortization period was extended 8d(2) (3) Was an extension approved by the Internal Revenue Service under section 412(e) (as in effect prior to Yes 2008) or 431(d)(2) of the Code? No (4) If line (3) is "Yes," enter number of years by which the amortization period was extended (not 8 d( 4) including the number of years in line 8d(2)) (5) If line (3) is "Yes," enter the date of the ruling letter approving the extension 8d(5) (6) If line (3) is "Yes," is the amortization base eligible for amortization using interest rates applicable under Yes section 621(b) of the Code for years beginning after 2007? No If box 5h is checked or line 8c is "Yes," enter the difference between the minimum required contribution for the year and the 8e minimum that would have been required without using the shortfall method or extending the amortization base(s) 9 Funding standard account statement for this plan year: Charges to funding standard account: a Prior plan year funding deficiency, if any 9a Employer's normal cost for plan year as of valuation date 9b $26,673,134 Amortization charges as of valuation date: Outstanding balance 1 All bases exce tfundin waivers and certain bases for which the amortization periog has begn extended 96(1) $1?845?480?979 $248?253?455 (2) Funding waivers 9c(2) (3) Certain bases for which the amortization period has been extended 9c(3) Interest as applicable on lines 9a, 9b, and 9c 9d $19,932,178 4/30 12/1/2019 9 I 0:3 10 11 Total charges. Add lines 9a through 9d Credits to funding standard account: Prior year credit balance, if any Employer contributions. Total from column of line 3 Amortization credits as of valuation date Interest as applicable to end of plan year on lines 9f, 99, and 9h Full funding limitation (FFL) and credits: FFL (accrued liability FFL) (2) '94" override (90% current liability FFL) (3) FFL credit (1) Waived funding deficiency (2) Other credits Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(2) Credit balance: If line 9 is greater than line 96, enter the difference Funding deficiency: If line 9e is greater than line enter the difference Current year's accumulated reconciliation account: (1) Due to waived funding deficiency accumulated prior to the 2016 plan year Instant View - 9h 91(1) 91(2) 9e 9f Outstanding balance $643,931,182 9i $1 ,456,264,025 $3,046,202,767 91(3) 9k(1) 9k(2) 9 9m 9n 90(1) (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: (a)Reconciliation outstanding balance as of valuation date Reconciliation amount (line 90(3) balance minus line (3) Total as of valuation date Contribution necessary to avoid an accumulated funding deficiency (see instructions) Has a change been made in the actuarial assumptions for the current plan year? If "Yes," see instructions 90(2)(a) 90(2)(b) 90(3) 10 $294,858,767 $635,835,648 $241,773,537 $98,354,732 $53,990,832 $1 ,029,954,749 $735,095,982 DYes El No 5/30 12/1/2019 Instant View - SCHEDULE Service Provider Information This schedule is required to be filed under section 104 of the OMB NO- 1210 - 0110 (Form 5500) Employee Retirement Income Security Act of 1974 (ERISA). 201 6 Department of the Treasury Internal Revenue Service F'le as an attachment to Form 5500' This Form is Open to Public Department of Labor Inspection Employee Benefits Security Administration Pension Benefit Guaranty Corporation For the calendar plan year 2016 or fiscal plan year beginning April 01, 2016 and ending A Name of plan Three-digit plan number 001 BERT ROZELLE NFL PLAYER RETIREMENT PLAN (PIN) Plan sponsor's name as shown on line 2a of Form 5500 Employer Identification Number RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN - (EIN) 13-6043636 Part I Service Provider Information (see instructions) You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000 or more in total compensation money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to answer line 1 but are not required to include that person when completing the remainder of this Part. 1 Information on Persons Receiving Only Eligible Indirect Compensation a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions) EYes If you answered line 1a ?Yes,? enter the name and EIN or address of each person providing the required disclosures for the service providers who received only eligible indirect compensation. Complete as many entries as needed (see instructions). Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation RIVERSTONE CREDIT PARTNERS LP 98-1231273 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation LANDMARK EQUITY ADVISORS, LLC 06-1519082 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation BLACKSTONE REAL ESTATE SPECIAL SIT 26-1699805 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation GROSVENOR CAPITAL MANAGEMENT, L.P. 36-3795985 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PRIVATE ADVISORS, LLC 54-1886751 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation SIGULAR GUFF D.O. FUND LP 26-1412407 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation SIGULAR GUFF D.O. FUND IV, LP 27-2204076 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation EIG ENERGY FUND XVI, LP 46-2825629 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ARCLIGHT ENERGY PARTNERS Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PANTHEON GLOBAL SECONDARY FUND IV Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation PAYDEN RYGEL 95-3921788 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation 6/30 12/1/2019 Instant View - PIMCO 33-0629048 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ARTISAN 30-0551775 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation VISTA EQUITY PARTNERS FUND IV, L.P. Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation BLACKROCK ADVISORS, LLC 23-2784752 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ADAMS STREET CO-INVESTMENT FUND 36-4780559 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation BROOKFIELD ASSET MANAGEMENT 38-3907663 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation WTI EQUITY OPPORTUNITY FUND LP 81-0710701 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation AMERICAN SECURITIES PARTNERS LP 47-1836594 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation ASIA ALTERNATIVES MANAGEMENT LLC 20-4391329 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation CASCOF Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation OCP ASIA LIMITED 98-0633619 Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation SELECT EQUITY GROUP LP For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Schedule (Form 5500) 2016 v.092308.1 2 Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered ?yes? to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions). Enter name and EIN or address (see instructions) GROOM LAW GROUP 52-1219029 . . lrgv?tisgazegt?: compei?ilioiflo'rri?iwicn party-in-interest enter -0-. p?zzuofislaztrsigwsg?o?) plan none, enter -0-. amount? NONE $4,261,419 DYes EINO DYes DYes Enter name and EIN or address (see instructions) VITECH SYSTEMS GROUP, INC. 13-3785492 7/30 12/1 /201 9 Instant View - Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. (sources other than plan received the required none, enter -0-. amount? plan or plan sponsor) disclosures? 49 50 NONE $3,753,962 DYes EINO DYes DYes Enter name and EIN or address (see instructions) AON 22-2232264 . . . Did service Did indirect . . . . . eist?issiz?seyi; armies? legitisgevzoxsz 3:325; Digerati: art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? NONE $917,623 DYes EINO DYes DYes Enter name and EIN or address (see instructions) NEPC, LLC 26-1429809 . . . Did service Did indirect . . . . . (3333222123? oiovioei compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, an $222323;er you answered ?Yes? to element If amount or estimated - - 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 27 51 NONE $899,070 DYes EINO DYes DYes Enter name and EIN or address (see instructions) RDA CORPORATION 51-0307421 . . . Did service Did indirect . . . . . ?S?r?g?i?ili??n?t oiovioei ??v?i?givie?fi Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $878,840 DYes EINO DYes DYes EINO Enter name and EIN or address (see instructions) ERNST YOUNG U.S., LLP 34-6565596 . . . Did service Did indirect . . . . . 93:23:23? 5233;252:2125: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 16 50 NONE $862,785 Elves Enter name and EIN or address (see instructions) MELLON CAPITAL MANAGEMENT 25-6078093 - . . Did service Did indirect . . . . . sewerage; 93:22:22,122? gravesisgezoyizfz Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $795,221 EYes EYes DYes 8/30 12/1 /201 9 Instant View - Enter name and EIN or address (see instructions) J.P. MORGAN INVESTMENT MANAGEMENT 13-3200244 . . . Did service Did indirect . . . . . eeslr?efs'WIEye; (33:22:22,113? 1133;212:2325: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $708,297 DYes DYes Enter name and EIN or address (see instructions) CLOUDBERRY CREATIVE, INC. 27-1271032 . . . Did service Did indirect . . . . . e?r?ie?ilgi'i?gu'?ige (33153322123? $2331?th $3352} 2in315: perigenearstz'tegea p151" .1131: art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $692,877 DYes EINO DYes EINO DYes EINO Enter name and EIN or address (see instructions) GRANTHAM, MAYO, VAN OTTERLOO CO. 42-1669171 . . . Did service Did indirect . . . . . (giggle? 3131;323:315: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $624,141 Elves Elves Enter name and EIN or address (see instructions) MONDRIAN INVESTMENT GROUP INC 56-2475915 . . . Did service Did indirect . . . . . semeste?gyt; (33:32:22,112? 13152::WW::e2311e212231e1129 1133152323252 3332?; peggenearoe?trtegea .1121: Eteaet'sezegenizg art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $580,557 EYes EINO EYes DYes Enter name and EIN or address (see instructions) NEUMEIER POMA INVESTMENT COUNSEL 77-0444891 Relationship to Enter direct co cl (9) Enter total indirect compensation Did the service employer, employee compensation indirect eFI)i ibl indirect received by service provider excluding provider give you a Service organization, or paid by the com ensation? com ensgtion for which the eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, (sourcgs other than plarFf) received, the required you answered ?Yes? to element If amount or estimated 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 28 51 NONE $557,372 Elves Elves Enter name and EIN or address (see instructions) WELLINGTON TRUST COMPANY, LLP 04-2755549 Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a 9/30 12/1/2019 Instant View - Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. (sources other than plan received the required none, enter -0-. amount? plan or plan sponsor) disclosures? 28 51 NONE $465,698 Elves Elves Enter name and EIN or address (see instructions) ST. PAUL PLAZA . . . Did service Did indirect . . . . . (3333:2253? orovioor compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated pa rty-in-interest enter (sources other than plan received the required none enter -0- amount? plan or plan sponsor) disclosures? 49 50 NONE $420,767 ENO DYes Enter name and EIN or address (see instructions) LOOMIS SAYLES TRUST COMPANY 20-8080381 . . . Did service Did indirect . . . . . e?r?le?i??i'i?gt'?yt??e (3353322153? $335233?ng 32325:) perzgeneurstzisegea Deserts: art -in-interest enter-O- (sources otherthan plan received the required none enter-O- amount? plan or plan sponsor) disclosures? 28 51 NONE $372,847 DYes EINO DYes EINO DYes EINO Enter name and EIN or address (see instructions) RIGGS COUNSELMAN MICHAELS DOWNES 52-0555835 . . . Did service Did indirect . . . . . Jaggerzesstye; (33:22:22,123? gravesiseevzersz Service organization or paid by the indirect eligible indirect eligible indirect compensation for whicgh formula ingteadl of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 22 50 NONE $347,337 DYes EINO DYes EINO DYes EINO Enter name and EIN or address (see instructions) AXIOM INTERNATIONAL INVESTORS, LLC 64-0963574 . . . Did service Did indirect . . . . . (3353322123? 5233;233:325: 3:325; pessettztee art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $322,536 Elves EINO Enter name and EIN or address (see instructions) EMPLOYEE 1028 13-6043636 . . . Did service Did indirect . . . . . ?sgr?sgegztsae rte:52::L$3232:zezsrgezisatesg gravesisgevzegue: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? EMPLOYEE $267,121 Elves Elves Elves Enter name and EIN or address (see instructions) BENEFIT MALL 10/30 12/1/2019 Instant View - . . . Did service Did indirect . . . . . e?nill??ifi'ili?'?yt??e (33432323123? ?'r??vi??irtgiviegfi 3332??) per2?na2'n23vtl??ta??e a #1312, 33; $3513? Kelli?? 3323'; 'Sfteiifinifti?? - - 7 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 49 50 NONE $234,438 DYes EINO DYes DYes Enter name and EIN or address (see instructions) HOLDINGS 46-1337598 Relationship to Enter direct p'd serVIce D'd _ndlrect (9) Enter total indirect compensation Did the service employer employee compensation prowder receive compensation Include received by service provider excluding provider give you a Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 16 50 NONE $224,400 DYes EINO DYes DYes DNO Enter name and EIN or address (see instructions) THE BANK OF NEW YORK MELLON 13-5160382 . . . Did service Did indirect . . . . . ?sgigzigziz? gravitasgazegrz Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, a (33:32:33; $232136 you answered ?Yes? to element If amount or estimated - - 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. NONE $219,927 Elves EYes DYes Enter name and EIN or address (see instructions) MTS HEALTH INVESTORS IV MANAGEMENT 81-2484925 . . . Did service Did indirect . . . . . (3352322123? liaisisgmeyzrz Service organization or paid the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan f?10ne compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $218,192 DYes EINO DYes DYes Enter name and EIN or address (see instructions) EARNEST PARTNERS, LLC 58-2386669 - . . Did service Did indirect . . . . . 3; (3333222123? orovioor compensation lrgv??aygizezr?: Service orggnization oyr paid by the indirect eligible indirect eligible indi?ect compensation for which formula instead] of an Code(s) person known to be a plan. If none, Sg?ggsegst?ggm an 0833:3232? ?23213: you answered "Yes? to element If amount or estimated - - 7 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. NONE $214,556 EYes EYes DYes EINO Enter name and EIN or address (see instructions) WESTERN ASSET MGT 95-2705767 . . . Did service Did indirect . . . . . e?r?l?i??i'i?gl'?yt??e ?Sgr?g??i?illi?t 33323:, peggo?irstmefgea pistols: Eil??'??t'gfteii?niftig art -in-interest enter-O- (sources otherthan plan received the required none enter-O- amount? plan or plan sponsor) disclosures? 11/30 12/1 /2019 Instant View - NONE $191,516 DYes Eves Enter name and EIN or address (see instructions) SITECORE USA INC. 30-0262390 . . . Did service Did indirect . . . . . e?r?t?i'eaf'il??l?yfe ?S?r?grsili?t prOVider compensation inc'ude Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $177,014 Elves Em DYes Eves Enter name and EIN or address (see instructions) EMPLOYEE 1039 13-6043636 . . . Did service Did indirect . . . . . (Stigmata Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? EMPLOYEE $176,649 DYes : Yes Elves Enter name and EIN or address (see instructions) REMOTE IT SOLUTIONS 27-3142086 . . . Did service Did indirect . . . . . (33.523232? Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, you answered ?Yes" to element If amount or estimated 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 99 50 NONE $171,292 DYes EINO DYes DYes Enter name and EIN or address (see instructions) EMPLOYEE 1036 13-6043636 . . . Did service Did indirect . . . . . 12342332325: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $144,783 : Yes : Yes Elves Enter name and EIN or address (see instructions) FEDEX . . . Did service Did indirect . . . . . (3353323153? ?lclvil?ifgivieyr?f: 3:325; passageways. prearriztz art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $132,480 DYes EINO DYes DYes Enter name and EIN or address (see instructions) RR DONNELLEY RECEIVABLES INC. 52-2125127 Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. none, enter -0-. amount? 12/30 12/1/2019 Instant View - (sources other than plan received the required plan or plan sponsor) disclosures? 36 50 NONE $121,871 DYes EINO DYes DYes Enter name and EIN or address (see instructions) POINTCLICK TECHNOLOGIES 26?0291557 . . . Did service Did indirect . . . . . e?r?L?if?'Z?ElEyt??e (522522223123? orov'oor compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter -0- amount? plan or plan sponsor) disclosures? 16 50 NONE $120,207 Em DYes Enter name and EIN or address (see instructions) EMPLOYEE 1018 13-6043636 - . - - . 2222222222222 2222222222 ggvitygf?ggfe 222222222222222222222222222 222222222222 22222 22222222212222 22222222, eeheei??i?h'heifte'?hteh ?22222222222222 party-in-interest enter -0-. p?zauofislaztgigw?onr) plan none, enter -0-. amount? 3_5 EMPLOYEE $107,328 DYes EINO DYes DYes Enter name and EIN or address (see instructions) EMPLOYEE 1034 13-6043636 . . . Did service Did indirect . . . . . e?r?ltii?i'i?gt'?yt??e $3322} 22231152 222222 22222222222223 2222222: ?22222222222222: art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $96,583 DYes Elves Elves Enter name and EIN or address (see instructions) EMPLOYEE 1014 13-6043636 - . . Did service Did indirect . . . . . (33323223123? 225.62% 333523222325: 22222 22222222222222 22222222 hee222'22222222222222222222?2? ?22222222222222 art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $96,294 DYes Eves Enter name and EIN or address (see instructions) BLACKROCK EAFE FUND 94-3112180 2222222222222 22222222222? 22222222222 22222222222222222222222222229 222222222222: 22222 22222222212222. 22222222, compo?egl?oene'rtomm? ?22222222222222 party-in-interest enter -0-. p?zonuofislafitggrowsaort) plan none, enter -0-. amount? NONE $90,267 EYes EYes DYes Enter name and EIN or address (see instructions) EMPLOYEE 1038 13-6043636 13/30 12/1/2019 Instant View - Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. (sources other than plan received the required none, enter -0-. amount? plan or plan sponsor) disclosures? EMPLOYEE $83,572 DYes EINO DYes DYes Enter name and EIN or address (see instructions) SARAH E. GAUNT 13-6043636 . . . Did service Did indirect . . . . . heiress; (33:32:22,222? gtgveaegsgevzeyezez art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 16 50 CONTRACTOR $81,282 Elves : Yes Elves Enter name and EIN or address (see instructions) EMPLOYEE 1031 13-6043636 . . . Did service Did indirect . . . . . 5334:2335: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter -0- (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $69,678 DYes EINO DYes DYes Enter name and EIN or address (see instructions) ADVANCE BUSINESS SYSTEMS . . . Did service Did indirect . . . . . Jameste?e (33:22:22,222? rte:52::Leyeteg'aesgzezes:fem, gravesisgievzeyez'rz Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $89,285 Elves : Yes Elves Enter name and EIN or address (see instructions) EMPLOYEE 1004 13-6043636 . . . Did service Did indirect . . . . . e?r?l?i?i'i?gl'?yt??e (3353322123? 333352} 23315: 33325:) $53.23;: art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $59,975 DYes EINO DYes DYes Enter name and EIN or address (see instructions) EMPLOYEE 1015 13-6043636 . . . Did service Did indirect . . . . . satisfiesgye; ?sgr?sgegztsee gravesisgievzem: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? EMPLOYEE $58,282 Elves Elves Elves Enter name and EIN or address (see instructions) EMPLOYEE 1043 14/30 12/1 /201 9 Instant View - 13-6043636 Relationship to Enter direct p'd servnce D'd (9) Enter total indirect compensation Did the service employer, employee compensation prov?girrgicelve congiig?zt?gigawe received by service provider excluding provider give you a 3:325; pestering: Ettzetisegiesnzizg art -in-int er st enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $56,838 DYes ENC DYes DYes EINO Enter name and EIN or address (see instructions) EMPLOYEE 1012 13-6043636 Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service . provider receive compensation include . . . . . . Se?f??ice e'Z?ian??aetl??E?lee inoiiect Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $52,279 DYes EINO DYes DYes EINO Enter name and EIN or address (see instructions) CALFIDUCIARY SERVICES, INC. 47-5477044 . . eighteen; stgv?iriigevzegisz 33325:) perzgenewneetztegea pretext: 2323:3311ng party-in-interest enter -0-. plan none, enter -0-. amount? NONE $49,095 DYes EINO DYes DYes Enter name and EIN or address (see instructions) EMPLOYEE 1045 13-6043636 . . . Did service Did indirect . . . . . e?r?lh?ifi'i??'?yt??e (3353323123? ?i?vi?ai?gizeW?: 33322?) a pig!" Eyn?liee compensation? compensation to wnicn tne $233 'Sfteii?n??i??g art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $47,885 : Yes : Yes : Yes Enter name and EIN or address (see instructions) EMPLOYEE 1035 13-6043636 - . . Did service Did indirect . . . . . (3:322:23? oiovioei coinoencction inciooe 333532323252 Service organization or paid the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan lf?10ne compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter -0- (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 3_5 EMPLOYEE $47,515 DYes EINO DYes DYes Enter name and EIN or address (see instructions) COMPULINK MANAGEMENT CENTER INC 95-3010597 Relationship to Enter direct p'd servnce D'd (9) Enter total indirect compensation Did the service employer, employee compensation prov?girrgicelve received by service provider excluding provider give you a 3332??) a pl?fn"? $1311, {?gmgigrggo 63%? $3331 - - 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. NONE $43,483 DYes ENC DYes DYes EINO 15/30 12/1/2019 Instant View - Enter name and EIN or address (see instructions) DUFFY CONSULTING SERVICES, INC 46-4467051 . . . Did service Did indirect . . . . . e?r?t?i'??f'i'PSEI'EJSe oroVioor compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $40,320 DYes EINO DYes DYes Enter name and EIN or address (see instructions) ABRAMS, FOSTER, NOLE WILLIAMS 52-1854049 . . . Did service Did indirect . . . . . (33:22:221233 533423232325: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the ou answered ?Yes? to element If amount or estimated art -in-interest enter -0- (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 10 50 NONE $37,800 DYes EINO DYes DYes Enter name and EIN or address (see instructions) PARK-IT OF MARYLAND, INC. - . . Did service Did indirect . . . . . orovioor ?'r??v?i?gfvieyr?fi Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $34,847 DYes EINO DYes DYes Enter name and EIN or address (see instructions) SYSTEMS INTERNATIONAL 56-1974062 Relationship to Enter direct p'd serVIce D'd indirect (9) Enter total indirect compensation Did the service employer employee compensation provrder receive compensation mCIUde received by service provider excluding provider give you a Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-int ere st enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $33,768 Elves : Yes Elves Enter name and EIN or address (see instructions) PAETEC COMMUNICATIONS 16-1551095 . . . Did service Did indirect . . . . . e?r?l?i'??l'i'?l?l?yfe (33:22:22,222? orovioor ?l??v?ilgfvieyr?fi Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, Sg?ggsgi?ggm an ?p?erg??r$e you answered ?Yes? to element If amount or estimated 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 49 50 NONE $33,761 Elves Elves Enter name and EIN or address (see instructions) THE GAUDA GROUP 47-1700662 Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an 16/30 12/1/2019 Instant View - person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. (sources other than plan received the required none, enter -0-. amount? plan or plan sponsor) disclosures? NONE $33,202 DYes EINO DYes DYes Enter name and EIN or address (see instructions) QCC INC. 52-2334679 . . . Did service Did indirect . . . . . (3332323123? orovioor compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter -0- amount? plan or plan sponsor) disclosures? 99 50 NONE $26,276 Em DYes Enter name and EIN or address (see instructions) EMPLOYEE 1013 13-6043636 - . - - . (23:23:23? 52333232335: 3:323; perzgenetlestzisegea 35.23322: he333':AzwgezseezgegestenigsrW party-in-interest enter -0-. p?zauofislaztgigw?onr) plan none, enter -0-. amount? 3_5 EMPLOYEE $25,198 DYes ENC DYes DYes Enter name and EIN or address (see instructions) PROFESSIONAL FIDUCIARY SERVICES LLC 45-3931002 . . . Did service Did indirect . . . . . (333323153? ?'r'gvth?irtgheviegfi 32325:) perzgenea'nestziaegea Ettn?t'srezese?nzizg art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 so NONE $23,323 Elves Elves Elves Enter name and EIN or address (see instructions) LEON KAPLAN AND ASSOCIATES 27-1560450 . . . Did service Did indirect . . . . . 4335;233:329 (33:22:22,122? rte;WeLWW323332253329 Irgv?isgievzegrsz Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $22,800 DYes : Yes Elves Enter name and EIN or address (see instructions) VERIZON WIRELESS . . . Did service Did indirect . . . . . e?r?le?ifi'i?gl?yt??e (3353323123? $3352} 23213352 33325:, perigeneuiestziaegea 333.332.: 32333332353222 art -in-interest enter (sources other than plan received the required none enter -0- amount? plan or plan sponsor) disclosures? 49 50 NONE $22,654 DYes ENC DYes DYes Enter name and EIN or address (see instructions) GALLAGHER BENEFIT SERVICES INC 17/30 12/1/2019 Instant View - 36-4291971 Relationship to Enter direct p'd servnce D'd (9) Enter total indirect compensation Did the service employer, employee compensation provmgirrgicelve congiig?zt?gigawe received by service provider excluding provider give you a 3:325; 3333;233:2938 3:133:22: he6'33'242332393253283333is"? 33:3'222132222 art -in-int er st enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $18,218 DYes ENC DYes DYes EINO Enter name and EIN or address (see instructions) PERSONNEL Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service employer employee compensation prowder receive compensation Include received by service provider excluding provider give you a Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $18,156 DYes EINO DYes DYes Enter name and EIN or address (see instructions) METLIFE . . . Did service Did indirect . . . . . (3332;322:233 1332332335: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter -0- (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $18,123 DYes EINO DYes DYes EINO Enter name and EIN or address (see instructions) MICROSOFT CORPORATION . . . Did service Did indirect . . . . . (3:232:23? 3332;232:352 Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $14,591 DYes ENC DYes DYes Enter name and EIN or address (see instructions) THE BOSTON CO ASSET MGT 04-3404987 . . . Did service Did indirect . . . . . (3:232:13? 33325232935: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 28 51 NONE $14,288 EYes EYes DYes Enter name and EIN or address (see instructions) IMPACT OFFICE PRODUCTS . . . Did service Did indirect . . . . . (3332;322:233 r3:52:?L33:32:333332233329 3332;232:352 Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter -0- (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $13,330 Elves Elves Elves Enter name and EIN or address (see instructions) 18/30 12/1/2019 Instant View - CAROLINA HEADACHE INSTITUTE 27-0823332 . . . Did service Did indirect . . . . . attrzeeresa'sye; (2332:2253? Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $13,000 ENO DYes DYes Enter name and EIN or address (see instructions) VSC FIRE SECURITY INC 54-1543122 . . . Did service Did indirect . . . . . e?r?la?i'??f'il?g?yt??e (3453322123? orovioor compensation Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $12,570 DYes DYes DYes Enter name and EIN or address (see instructions) PORTFOLIO EVALUATIONS INC 22-3189064 . . . Did service Did indirect . . . . . e?r?lt?i?i'c?lr?i?'?yt??e (335332213? 8332?; pretext: art -in-interest enter-O- (sources otherthan plan received the required none enter-O- amount? plan or plan sponsor) disclosures? NONE $12,500 DYes EINO DYes DYes Enter name and EIN or address (see instructions) ASSURANT EMPLOYEE BENEFITS 81-0170040 . . . Did service Did indirect . . . . . (35223122123? orovioer Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $11,110 DYes EINO DYes DYes Enter name and EIN or address (see instructions) ALL BLUE SOLUTIONS INC 80-0835445 . . . Did service Did indirect . . . . . e?r?l?i?i'ill?gt'?ige (3353323153? 3:32:23 perigenea'neetz'tegea pesaettstee art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $10,075 DYes EINO DYes DYes Enter name and EIN or address (see instructions) THE HARTFORD . . . Did service Did indirect . . . . . ?Sgr?g?i?illi?l 3:322: perzgenea'nestzitegea germ heW:tzwgezteezsegeetesgst(that art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 19/30 12/1/2019 Instant View - NONE $9,279 DYes EINO DYes EINO DYes Enter name and EIN or address (see instructions) TOTALFUNDS BY HASLER . . . Did service Did indirect . . . . . (333322123? orovioor compensation $335253?ng Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $9.193 DYes EINO DYes DYes Enter name and EIN or address (see instructions) AMERICAN MANAGEMENT ASSOCIATION 23-7259445 . . . Did service Did indirect . . . . . (333233123? orovioor 3235232321252 Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, an 0822:2323; tfh: $232136 you answered ?Yes? to element If amount or estimated 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 49 50 NONE $8,632 DYes ENC DYes DYes Enter name and EIN or address (see instructions) MODCO SPECIALTY CONTRACTING CORP 81-0564085 . . . Did service Did indirect . . . . . e?nil?ifl'ili?l?yfe (33433323123? 22331221; 3332??) peri?gna?'nzivl?'lf?e a ?55 Elm, Kill?? 3522321 'Sfteii?n??fti?? 7 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. 49 50 NONE $8,233 DYes EINO DYes EINO DYes Enter name and EIN or address (see instructions) DOCUSIGN INC 91-2183967 Relationship to Enter direct p'd servrce indirect (9) Enter total indirect compensation Did the service employer employee compensation provnder receive compensation mCIUde received by service provider excluding provider give you a Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, an $332139 you answered ?Yes? to element If amount or estimated party-In-Interest enter -0-. plan or plan sponsor) disclosures? none, enter -0-. amount? NONE $7,952 DYes EINO DYes DYes Enter name and EIN or address (see instructions) WOLTERS KLUWER Relationship to Enter direct (9) Enter total indirect compensation Did the service employer, employee compensation indirect eli ibl indirect received by servnce provrder excluding provnder give you a Service organization, or paid by the com ensation? com ensgtion for which the eligible indirect compensation for which formula instead of an Code(s) person known to be a plan. If none, (sourcgs other than plar? received, the required you answered ?Yes? to element If amount or estimated 9 party In Interest enter 0 . plan or plan sponsor) disclosures? none, enter 0 . amount. NONE $7,063 DYes EINO DYes DYes Enter name and EIN or address (see instructions) MAILFIANCE Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service Service employer, employee compensation provider receive compensation include received by service provider excluding provider give you a Code(s) organization, or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an person known to be a plan. If none, compensation? compensation, for which the you answered ?Yes? to element If amount or estimated party-in-interest enter -0-. none, enter -0-. amount? 20/30 12/1/2019 Instant View - (sources other than plan received the required plan or plan sponsor) disclosures? 49 50 NONE $6,278 DYes ENC DYes DYes EINO Enter name and EIN or address (see instructions) ADP PROCESSING . . . Did service Did indirect . . . . . (35522222123? gravesisgievzeyz'ue: Service organization or paid by the indirect eligible indirect eligible indirect compensation for which formula instead of an Code(s) person known to be a plan If none compensation? compensation? for WhiCh the you answered ?Yes? to element If amount or estimated art -in-interest enter (sources other than plan received the required none enter amount? plan or plan sponsor) disclosures? 49 50 NONE $6,271 DYes : Yes : Yes Enter name and EIN or address (see instructions) JANNEY MONTGOMERY SCOTT LLC 23-1918844 . . eettr?efg?maeye; Jeevih'g??e'geffe 533422232315: 33325:) perzgenezaestziaegea ?5,233.32: Etenetisezzeaztzg party-in-interest enter -0-. plan reggzgiahgsgaqwred none, enter -0-. amount? NONE $6,000 DYes EINO DYes DYes Enter name and EIN or address (see instructions) STATE STREET GLOBAL MARKETS Relationship to Enter direct Did service Did indirect (9) Enter total indirect compensation Did the service employer, employee compensation prov?girrgeccelve received by service provider excluding provider give you a 32325:) peggenewnesxzetaegea testers: Etenet'sezeesnzizg party-in-interest enter -0-. plan $333313: Sriequwed none, enter -0-. amount? NONE $5,000 DYes ENC DYes DYes EINO 3 If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following questions for each source from whom the service provider received $1,000 or more in indirect compensation and each source for whom the service provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as many entries as needed to report the required information for each source. Service Codes Enter amount of indirect Entr rvi rvi rn it nlin 2 . . . se cepo de a eas appeaso (see Instructions) compensation Describe the indirect compensation, including any Enter name and EIN (address) of source of indirect compensation formula used to determine the service provider?s eligibility for or the amount of the indirect compensation. Part II Service Providers Who Fail or Refuse to Provide Information 4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete this Schedule. Enter name and EIN or address Of servnce Nature Of Describe the information that the service provider failed or refused to provider (see Service . instructions) Codes prowde Part Termination Information on Accountants and Enrolled Actuaries (see instructions) Ill (complete as many entries as needed) Name EIN (0) Position 21/30 12/1/2019 Instant View - Address Telephone Explanation For PapenNork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. v11.3 Schedule (Form 5500) 2014 22/30 12/1/2019 SCHEDULE (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration Instant View - DFE/Participating Plan Information This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA). File as an attachment to Form 5500. .For the calendar plan year 2016 or fiscal plan year beginning April 01, 2016, and ending March 31, 2017 A Name of plan or DFE . BERT ROZELLE NFL PLAYER RETIREMENT PLAN Plan sponsor's name as shown on line 2a of Form 5500 RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN Three-digit plan number (PN) Employer Identi?cation Number (EIN) 13-6043636 .Pa rt I Information on interests in MTIAs, CCTs, PSAs, and 103-12 lEs (to be completed by plans and DFEs) (complete as many entries as needed to report all interests in DFEs) Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12IE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Name of MTIA, CCT, PSA, or 103-12lE Name of sponsor of entity listed in EIN-PN 13-516038200-001 Code Code Code Code Code RUSSELL 1000 INDX NL FUND THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- 12 IE at end of year (see instructions) BLACKROCK EAFE HEDGED THE BANK OF NEW YORK MELLON Entity Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see instructions) EB TEMPORARY INVESTMENT FUND THE BANK OF NEW YORK MELLON Entity Dollar value of interest in MTIA, CCT, PSA, or 103- 12 IE at end of year (see instructions) EB DV DYNAMIC GROWTH FUND THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- 12 IE at end of year (see instructions) SSGA US TREASURY INFL INDEX NL THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- 12 IE at end of year (see instructions) LOOMIS SAYLES CREDIT ASSET TR CL THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- 12 IE at end of year (see instructions) JP MORGAN STRATEGIC PROPERTY FUND THE BANK OF NEW YORK MELLON Entit Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see instructions) WELLINGTON CIF DIVERSIFIED INFLATIO THE BANK OF NEW YORK MELLON Entit Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see instructions) WA FLTG RATE Hl INCOME FUND THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see instructions) WAMCO OPPORTUNISTIC US HI YIELD SEC THE BANK OF NEW YORK MELLON ??lthy Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see instructions) WAMCO OPPORTUNISTIC INVESTMENT THE BANK OF NEW YORK MELLON ELtity Dollar value of interest in MTIA, CCT, PSA, or 103- Code 12 IE at end of year (see Instructions) For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Part II Information on Participating Plans (to be completed by DFEs) (complete as many entries as needed to report all participating plans) OMB No.1210 - 0110 2016 This Form is Open to Public Inspection 001 $306,907,382 $142,640,743 $117,948,771 $103,110,866 $100,321,840 $93,682,246 $71,889,015 $53,390,617 $3,666,312 $2,807,004 $604,353 Schedule (Form 5500) 2016 v.092308.1 23/30 12/1/2019 Instant View - 24/30 12/1/2019 SCHEDULE (Form 5500) Department of the Treasury Internal Revenue Service Department of Labor Employee Benefits Security Administration Pension Benefit Guaranty Corporation Instant View - Financial Information This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA) and section 6058(3) of the Internal Revenue Code (the Code). File as an attachment to Form 5500. For the calendar plan year 2016 or fiscal plan year beginning April 01, 2016, and ending March 31, 2017 A Name of plan BERT ROZELLE NFL PLAYER RETIREMENT PLAN Plan sponsor's name as shown on line 2a of Form 5500 RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN Part I Asset and Liability Statement OMB No. 1210 - 0110 2016 This Form is Open to Public Inspection Three-digit 001 plan number (PN) Employer Identification Number (EIN) 13-6043636 1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report the value of the plan?s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 lEs do not complete lines 1b(1), 1b(2), 10(8), 19, 1h, and 1i. CCTs, PSAs, and 103-12 lEs also do not complete lines 1d and 1e. See instructions. a Total noninterest?bearing cash Receivables (less allowance for doubtful accounts): (1) Employer contributions (2) Participant contributions (3) Other General investments: Beginning 0f End of Year (1) Interest-bearing cash (incl money market accounts certificates of deposit) (2) US. Government securities (3) Corporate debt instruments (other than employer securities): (A) Preferred (B) All other (4) Corporate stocks (other than employer securities): (A) Preferred (B) Common (5) Partnership/joint venture interests (6) Real Estate (other than employer real property) (7) Loans (other than to participants) (8) Participant loans (9) Value of interest in common/collective trusts (10) Value of interest in pooled separate accounts (11) Value of interest in master trust investment accounts (12) Value of interest in 103-12 investment entities (13) Value of interest in registered investment companies mutual funds) (14) Value of funds held in insurance co. general account (unallocated contracts) (15) Other For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. 1d Employer-related investments: (1) Employer securities (2) Employer real property Buildings and other property used in plan operation Total assets (add all amounts in lines 1a through 1e) 9 Benefit claims payable Operating payables i Acquisition indebtedness Other liabilities Total liabilities (add all amounts in lines 1g through Assets Year 1a $300 $130,030,970 1b(1) 1b(2) 1b(3) $72,888,502 $84,790,925 1c(1) $467,189 $553,898 1c(2) $25,654,974 $33,942,853 1c(3)(A) $12,381,709 $13,874,209 1c(3)(B) $13,334,711 $15,513,634 1c(4)(A) $427,969 $380,278 1c(4)(B) $70,362,644 $146,412,199 1c(5) $337,965,056 $524,954,038 1c(6) $91,068,577 $168,794,165 1c(7) 1c(8) 1c(9) $912,702,715 $918,002,464 1c(10) 1c(11) 1c(12) $5,864,122 $7,077,669 1c(13) $419,658,829 $272,651,615 1c(14) 1c(15) $2,685,015 $3,704,427 Schedule (Form 5500) 2016 v.092308.1 0f End of Year 1d(1) 1d(2) 1e 1f $1,965,462,312 $2,320,683,344 Liabilities 19 1h $4,028,936 $3,102,195 1i 1] $65,962,900 $148,514,744 1k $69,991,836 $151,616,939 NetAssets 1 $1,895,470,476 $2,169,066,405 Net assets (subtract line 1k from line 1f) Part II Income and Expense Statement 2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. CCTs, PSAs, and 103-12 lEs do not complete lines 2a, 2e, 2f, and 2g. a Contributions (1) Received or receivable in cash from: (B) Participants (C) Others (including rollovers) (2) Noncash contributions Amount Income (A) Employers a2(1)(A) 2al(1)(B) 2a(1)(C) 2a(2) 2a(3) (3) Total contributions. Add lines (B), (C), and line 2a(2) Earnings on investments: (1) Interest: Total $241,773,537 $188 $241,773,725 25/30 12/1 /201 9 Instant View - (A) Interest-bearing cash (including money market accounts and certificates of deposit) 2b(1)(A) ($1,381) (B) US. Government securities 2b(1)(B) $801,653 (C) Corporate debt instruments 2b(1)(C) $996,748 (D) Loans (other than to participants) 2b(1)(D) (E) Participant loans 2b(1)(E) (F) Other 2b(1)(F) $208,177 (G) Total interest. Add lines 2b(1)(A) through (F) 2b(1)(G) $2,005,197 (2) Dividends (A) Preferred stock 2b(2)(A) $3,872 (B) Common stock 2b(2)(B) $941,753 (C) Registered investment company shares mutual funds) 2b(2)(C) $10,007,964 (D) Total dividends. Add lines (B) and (C) 2b(2)(D) $10,953,589 (3) Rents 2b(3) (4) Net gain (loss) on sale of assests: (A) Aggregate proceeds 2b(4)(A) $319,774,662 (B) Aggregate carrying amount (see instructions) 2b(4)(B) $304,102,358 (C) Subtract line 2b(4)(B) from line 2b(4)(A) 2b(4)(C) $15,672,304 (5) Unrealized appreciation (depreciation) of assets: (A) Real Estate 2b(5)(A) (B) Other 2b(5)(B) $37,324,276 (C) Total unrealized appreciation of assets. Add lines 2b(5)(A) and (B) 2b(5)(C) $37,324,276 (6) Net investment gain (loss) from common/collective trusts 2b(6) $96,987,549 (7) Net investment gain (loss) from pooled separate accounts 2b(7) (8) Net investment gain (loss) from master trust investment accounts 2b(8) (9) Net investment gain (loss) from 103-12 investment entities 2b(9) $624,582 (10) Net investment gain (loss) from registered investment companies mutual funds) 2b(10) $20,515,805 Other Income 2c $12,135,185 Total income. Add all income amounts in column and enter total 2d $437,992,212 Expenses Benefit payment and payments to provide benefits: (1) Directly to participants or beneficiaries, including direct rollovers 2e(1) $148,708,580 (2) To insurance carriers for the provision of benefits 2e(2) (3) Other 2e(3) (4) Total benefit payments. Add lines 2e(1) through (3) 2e(4) $148,708,580 Corrective distributions (see instructions) 2f 9 Certain deemed distributions of participant loans (see instructions) 29 Interest expense 2h i Administrative expenses: (1) Professional fees 2i(1) $3,061,621 (2) Contract administrator fees 2i(2) (3) Investment advisory and management fees 2i(3) $8,189,079 (4) Other 2i(4) $4,437,003 (5) Total administrative expenses. Add lines 2i(1) through (4) 2i(5) $15,687,703 Total expenses. Add all expense amounts in column and enter total 2j $164,396,283 Net Income and Reconciliation Net income (loss) (subtract line 2j from line 2d) 2k $273,595,929 I Transfers of assets (1) To this plan 2i(1) (2) From this plan 2i(2) Part Accountant's Opinion 3 Complete lines 3a through So if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not attached. The attached opinion of an independent qualified public accountant for this plan is (see instructions): a (1) El Unqualified (2) El Qualified (3) El Disclaimer (4) : Adverse Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or El Yes El No Enter the name and EIN of the accountant (or accounting firm) below: (1) Name: WILLIAMS, PA (2) EIN: 52-1854049 The opinion of an independent qualified public accountant is not attached because: (1) El This form is filed for a CCT, PSA, or MTIA. (2) El It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50. Part IV Compliance Questions CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IE3, and GlAs do not complete 43103-12 lEs also do not complete 4] and also do not complete During the plan year: Yes No Amount a Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer ?Yes? for any prior year failures until fully 4a El Yes IE No corrected. (See instructions and Voluntary Fiduciary Correction Program.) Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by 4b El Yes El No participant's account balance. (Attach Schedule (Form 5500) Part I if "Yes" is checked) Were any leases to which the plan was a party in default or classified during the year as 4c El Yes El No uncollectible? (Attach Schedule (Form 5500) Part if "Yes" is checked) Did the plan engage in any nonexempt transaction with any party-in-interest? (Do not include 4d El Yes IE No transactions reported on line 4a. Attach Schedule (Form 5500) Part if "Yes" is checked) Was this plan covered by a fidelity bond? 4e IE Yes El No $2,000,000 Did the Ian have a loss, whether or not reimbursed the Ian's fidelit bond, that was caused fraud oerishonesty? 4f Yes El No 9 Did the plan hold any assets whose current value was neither readily determinable on an 4 El IE established market nor set by an independent third party appraiser? 9 es 0 Did the plan receive any noncash contributions whose value was neither readily determinable established market nor set by an independent third party appraiser? i Did the plan have assets held for investment? (Attach schedule(s) of assets if "Yes" is checked, 4i IE Yes No 26/30 12/1/2019 Instant View - and see instructions for format requirements) Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? (Attach schedule of transactions if "Yes" is checked, and see instructions for format requirements) Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan or brought under the control of the Has the plan failed to provide any benefit when due under the plan? If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR 2520.101-3.) If 4m was answered ?Yes," check the ?Yes? box if you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3 0 Did the plan trust incur unrelated business taxable income? Were in-service distributions made during the plan year? 5a Has a resolution to terminate the plan been adopted during the plan year or any prior plan year? If "Yes", enter the amount of any plan assets that reverted to the employer this year transferred. (See instructions). 5b(1) Name of plan(s) So If the plan is a defined benefit plan, is it covered under the PBGC insurance program (see ERISA El Yes section 4012)? Part Trust Information (optional) 6a Name of trust 6c Name of trustee or custodian If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were Yes Yes EINO 5b(2) 6b Trust?s EIN 6d Trustee?s or custodian?s telephone number EINO EINO DNO EINO EINO Amount: 5b(3) El Not determined 27/30 12/1 /201 9 Instant View - Schedule . . (Form 5500) Retirement Plan Information 0MBNo-121o-o11o rt This schedule is required to be filed under sections 104 and 4065 of the 201 6 lepa mlel; Sreasury Employee Retirement Security Act of 1974 (ERISA) and section 6058(a) of the erna evenue erVIce Internal Revenue Code (the Code). Department of'Labor . . . File as an Attachment to Form 5500. Employee Benefits Security Administration Pension Benefit Guaranty Corporation For the calendar plan year 2016 or fiscal plan year beginning April 01, 2016 and ending March 31, 2017 A Name of plan Three-digit 001 BERT ROZELLE NFL PLAYER RETIREMENT PLAN plan number (PN) Plan sponsor's name as shown on line 2a of Form 5500 Employer Identification Number (EIN) RETIREMENT BOARD OF BERT ROZELLE NFL PLAYER RETIREMENT PLAN 13-6043636 Part I Distributions All references to distributions relate only to payments of benefits during the plan year. 1 Total value of distributions paid in property other than in cash or the forms of property specified in the instructions This Form is Open to Public Inspection 2 Enter the of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter Ele of the two payors who paid the greatest dollar amounts of benefits): 13-5160382 Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3. 3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan year 3 0 Part II Funding Information (If the plan is not subject to the minimum funding requirements of section 412 of the Internal Revenue Code or ERISA section 302, skip this Part) 4 Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d) Yes IE No MIA If the plan is a defined benefit plan, go to line 8. 5 If a waiver of the minimum funding standard for a prior plan year is being amortized in this plan year, see instructions, and enter the date of the ruling letter granting the waiver. Date: If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule. 6 a Enter the minimum required contribution for this plan year (include any prior year accumulated funding deficiency not waived) 6a Enter the amount contributed by the employer to the plan for this plan year 6b Subtract the amount in line 6b from the amount in line 6a. Enter the result (enter a minus sign to the left of a negative amount) 6c If you completed line 6c, skip lines 8 and 9 7 Will the minimum funding amount reported on line 6c be met by the funding deadlinechange in actuarial cost method was made for this plan year pursuant to a revenue procedure or other authority providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan administrator agree with the change? El Yes El No El NIA Part Amendments 9 If this is a defined benefit pension plan, were any amendments adopted DDecrease DBoth IEINO during this plan year that increased or decreased the value of benefits? If yes, check the appropriate box(es). If no, check the ?No? box Part IV ESOPs (see instructions). If this is not a plan described under Section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part. 10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to Yes No repay any exempt loan? 11 a Does the ESOP hold any preferred stock? Yes No If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a El El "back-to-back" loan? (See instructions for definition of "back-to-back? loan.) es 12 Does the ESOP hold any stock that is not readily tradable on an established securities market? Yes No For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Schedule (Form 5500) 2016 v.092308.1 Part Additional Information for Multiemployer Defined Benefit Pension Plans 13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in dollars). See instructions. Complete as many entries as needed to report all applicable employers. 14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer of the participant for: a The current year 14a The plan year immediately preceding the current plan year 14b The second preceding plan year 14c 15 Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an employer contribution during the current plan year to: a The corresponding number for the plan year immediately preceding the current plan year 15a The corresponding number for the second preceding plan year 15b 16 Information with respect to any employers who withdrew from the plan during the preceding plan year: a Enter the number of employers who withdrew during the preceding plan year 16a If item 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or 16b estimated to be assessed against such withdrawn employers 17 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding information to be included as an attachment. Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans 18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see 28/30 12/1/2019 Instant View - instructions regarding supplemental information to be included as an attachment 19 If the total number of participants is 1,000 or more, complete items through a Enter the percentage of plan assets held as: Stock: 40.4% Investment-Grade Debt: 10.8% High-Yield Debt: 1.6% Real Estate: 7.8% Other: 39.4% Provide the avera duration of the combined investment-grade and hi h-yield debt: 0-3 years 3-6 years El 6-9 years El 9-12 years 12-15 years CI 15-18 years CI 18-21 years El 21 years or more What duration measure was used to calculate item 19 Effective duration El Macaulay duration Modified duration El Other (specify): Part VI IRS Compliance Questions 20a Is the plan a 401(k) plan? Yes No If ?Yes,? how does the 401 plan satisfy the nondiscrimination requirements for employee deferrals Design-based ADP 20b and employer matching contributions (as applicable) under sections 401(k)(3) and 401(m)(2)? safe harbor method test If the test is used, did the 401(k) plan perform testing for the plan year 20c using the "current year testing method" for nonhighly compensated employees El Yes El No (Treas. Reg sections and Check the box to indicate the method used by the plan to satisfy the coverage requirements under Ratio Average 21a section 410(b): El percentage El benefit test test 21b Does the plan satisfy the coverage and nondiscrimination tests of sections 410(b) and 401(a)(4) by Yes combining this plan With any other plans under the permisswe aggregation rules? 22a Has the plan been timely amended for all required tax law changes? Yes No Date the last plan amendment/restatement for the required tax law changes was 22b adopted_/_/_. Enter the applicable code (See instructions for tax law changes and codes) If the plan sponsor is an adopter of a pre-approved master and prototype or volume submitter 22c plan that is subject to a favorable IRS opinion or advisory letter, enter the date of that favorable letter and the letter?s serial number If the plan is an individually-designed plan and received a favorable 22d determination letter from the IRS, enter the date of the plan?s last favorable determination letter . Is the Plan maintained in a US. territory Puerto Rico (if no election under ERISA section 1022(i) 23 (2) has been made), American Samoa, Yes El No Guam, the Commonwealth of the Northern Mariana Islands or the US. Virgin Islands)? 29/30 12/1 /201 9 Instant View - 30/30