University of California, San Diego
Human Research Protections Program
Institutional Review Board
Standard Operating Policies and Procedures
Section 1.5
UCSD Institutional Policies
Policy
There are a number of local institutional policies that complement federal and state regulations
regarding research involving human volunteers. In general UCSD may institute or amend
policies as needed that relate to human subjects as long as they do not violate Federal or State
regulations, or contravene University of California policy.
It is the policy of UCSD that only Principal Investigator-qualified faculty, as defined by UCSD
policy PPM-150-10, can serve as the Principal Investigator (PI) on a study unless a PI exemption
has obtained from the Office of Academic Affairs for funded studies. This policy, however, does not
prohibit salaried faculty from submitting an application to the IRB with the non-salaried faculty as a
co-investigator. Individuals who are non-faculty may be permitted to serve as a PI only for nonfunded studies on a case-by-case basis. Circumstances under which this may be permitted include
that the PI is affiliated with UCSD as a student or has a salaried appointment. The proposed PI must
have appropriate training, resources, and qualifications to ensure the protection of the rights and
welfare of individuals associated with the study. Student PIs will require a faculty supervisor to be a
co-investigator on the study.
All clinical trials and other human subject activity that is not exempt from IRB review involving
University faculty, staff, and students must be reviewed by a UCSD IRB unless UCSD has
entered into an agreement with an “outside” IRB to provide review such as a Review/Rely
agreement. The HRPP program recognizes that, on occasion a research sponsor may require use
of a common IRB; such practices are permitted only if the outside IRB review and oversight is in
addition to that provided by the UCSD HRPP.
All clinical trial activity sponsored, in whole or part, by commercial and not-for-profit entities
must be negotiated by one of the following offices: UCSD Office of Grants and Contracts, or
UCSD Office of Clinical Trials Administration.
All sponsored clinical trials must have a clinical trial agreement in place, signed by one of the
officials authorized to execute UCSD contracts and grants, before initiation of the clinical trial
activity.
A copy of all FDA, NIH, Departmental, Divisional, Organizational Research Units, or Center
audits and/or letters of warning must be forwarded to the HRPP Office within ten working days
after receipt. Failure to comply with this policy may result in suspension of human subjects
approval for project(s). Additionally, a copy of all responses to audits and/or letters of warning
UCSD Human Research Protections Program
IRB Standard Operating Policies and Procedures
Responsibility and Authority. Version Date: 9/27/2017
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 must be sent to the HRPP Office prior to or immediately following being sent to the regulatory
agencies.
As a result of the Moore v. Regents court decision, informed patient consent requires “…that (a)
a physician must disclose personal interest unrelated to the patient's health, whether research or
economic, that may affect the physician's professional judgment; and (b) a physicians' failure to
disclose such interests may give rise to a cause of action for performing medical procedures
without informed consent or breach of confidentiality."
General Counsel of the Regents of the University of California has stated that: "If a principal
investigator conducts an activity involving human subjects, but does not obtain the approval of
the campus Human Subjects Committee, the Regents would not be obligated to defend or
indemnify the principal investigator if legal action were instituted by the subject."
This institution has policies and procedures for the review of the safe use of hazardous biological
materials and organisms, the use of radioactive materials or radiation-producing equipment that
results in exposure to human subjects, and for the identification and management of conflict of
interest issues of all investigators.
This institution has policies and procedures for the identification and management of conflict of
interest issues of not only IRB members, but of all investigators. These conflicts are reviewed
and managed by a separate committee, the Independent Review Committee. When appropriate,
conflict of interest information is included in informed consent documents.
Procedures
1. IRB Chair, IRB members and Chair Designees review Research Plan and consent
documents for compliance with local institutional policy.
Applicable Regulations
Moore v. Regents of University of California, 51 Cal.3d 120, Supreme Court of California, July
9, 1990
PPM 150-10 Policy — Eligibility To Submit Proposals For Extramural Support
UCSD HRPP Standard Operating Policies and Procedures, section 3.19, Collaboration with
UCSD Committees

UCSD Human Research Protections Program
IRB Standard Operating Policies and Procedures
Responsibility and Authority. Version Date: 9/27/2017
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