Summary of Events 0 10/28/13: UCSD Murphy/Daniels received Gift from Alan Taylor, cancer patient 0 10/2014: Treated Mr. Kreutzkamp for Cancer at Ccare (Kaiser pt, non UCSD facility) 0 1/1/15: TMS device used by Murphy at cCare to treat Kreutzkamp with following cancer Tx for Chemobrain, pro bono, practice of medicine 0 4/3/14: Taylor gift used - 80k to Fund EEG processing MRT. 0 8/20/14: Del Mar Neuro lease privately funded by Murphy?s friend Greg Mauro Private Clinic practicing medicine, all pro bono - 9/1/14: Mike Murphy hired at 40% as employee UCSD as eeg tech and assistant to clinical trials 0 9/2015: Dr Murphy met with UCSD Chief legal counsel, Mike McDermott, for assistance/guidance re clinical practice and initiating research trials 0 9/23/15: Mike McDermott assists Dr in setting up a private practice clinic in 45 ranch 0 11/2/15: Mike McDermott has Dr. Murphy?s private practice sign a MSO agreement with his own private entity. 0 6/9/16: Kreutzkamp issued letter; gifted 10M to Dr Murphy for research in 0 Gift was incorrectly directed/received by the Moores Cancer Center 0 11/9/16: Donor?s widow met with UC Foundation and Dean, reaffirming gift to Dr Murphy?s research. Acceptance letter from Janet Napolitano due to gift size. 0 Scott Lippman AJ Mundt infuriated over the gesture and loss of funds 0 Scott Lippman AJ Mundt embarrassed over need to cancel recruitments 0 AJ Mundt tells Dr Murphy cannot protect 0 Dr Murphy requests direct reporting and fund oversight to Deans office 0 2016-2017: Three separate denials for fund management (D Brenner, Rhoades, Hasagawa) 2017: Dr Murphy assigned part-time admin assistant 3, Eric Lin, to manage 10M fund 0 4/17/17: Murphy terminates Mike McDermott?s MSO Agreement. 0 6/14/17: Replacement AA3 Hired, Stephanie Corneil. 2017: Hired Vendor, World Wide Clinical Trials, to act as CRO, to write Protocols per donor?s intent protocols for chemobrain, cerebral palsy, and PTSD clinical trials are written 0 2017: PTSD trial submitted to Veterans Medical Research Foundation VA 0 1/31/17: VM RF returns with a cost of 3.6M (36,000/vet) to treat 100 vets 0 3/20/17: Dr Murphy disagrees with Maria Sittmann, Exec Director and CEO of VMRF, regarding the exorbitant price to perform trials 0 2017: Dr. Murray Stein, PI for PTSD trial, complains to Maria Sittman, and a new proposal was given to us, taking off~1M? 2017: Dr Murphy approaches to initiate trials at UCSD 2017: Mah notifies Dr Murphy that a ?software? will be needed for trials 0 1/13/17: Dr Murphy approaches center to assist in writing software 0 Swarz center recommends to Dr Murphy to make software off?campus at his own expense 2/24/17: PeakLogic Inc is formed, and privately funded 4/10/17: Dr Murphy uses private funds (ie neither university funds nor Kreutzkamp funds) to pay legal and submit for patent(s) on software algorithm 10/14/17: PeakLogic signs software dev contract/process with CrossTx 2017: Dr Murphy notified by IRB that he needs to be removed as Pl to avoid COI 2017: Dr Murphy removes himself from all trials as the Pl 6/5/17?18: Cerebral Palsy trial goes through FDA IRB process via Rady?s and Dr Skalsky 8/17/17-18: Chemobrain trial goes through UCSD IRB and FDA process via Dr Hoopes 11/15/17: Dr Murphy meets with Dan Weissburg to assist in setting up and separating outside private clinical practice, from the new research center (UCSD center for neuromodulation) 1/15/18: Resubmission of trials to UCSD IRB 1/5/18: Dr Murphy hires Sandi Matranga to manage funds 1/20/18: Request to have Sandi report directly to Dean?s office, again denied by Gene Hasagawa 1/1/218: Dr Murphy begins hiring process (15 employees) to prepare for clinical trials 3/18/18: UCSD Compliance/Dan Weissburg broker an agreement and sublease agreement for research center, and private practice sublease agreement were signed with UCSD real estate 2018: PeakLogic submits a Data Use Agreement to UCSD to initiate trials 2018: UCSD revises the Data Use Agreement to Data ?Transfer? agreement 2018: PeakLogic attorneys protest that ?transfer? agreement would be akin to transferring lP 6/30/18: Dr Murphy is not recommended by AJ Mundt for annual advancement to professor step ll 6/15/18: Dr Murphy notified by IRB that he is now in conflict as an owner and shareholder of PeakLogic Inc. 6/20/18: Andy Ries recommends going to a part-time status to remove potential COI 7/1/18: Gary Firestein recommends giving all IP to UCSD in order to unlock potential COI and proceed with trials ?if you just turn over all of your IP to the University, everything will flow and the trials will start. QM, Mao rawdfl'g Perm (ca/Me, 9? 8/19/18: Dr Murphy notified of an audit by AMAS /(Lrista Perkins Dave Meier) 3 8/27/18: Dr Murphy and his attorney, Mike Kinkelaar, meet with AMAS, and object to ?outside? audit of PeakLogic clients before doing an internal audit 8/23/18: Dr Murphy sends email to Dave Meier requesting he discontinue harassing clients of PeakLogic. 8/25/2018: Dave Meier (AMAS) denies Dr Murphy?s request, and continues ?outside? audit 10/9/18: Dr Murphy contacted Tech transfer (Skip Cynar) for IP discussion regarding use of PeakLogic software in clinical trials 10/18/18: Dr Murphy contacts Judy Bruner, Dean Brenner, Kim Gillespie for help 10/28/18: Tech transfer meeting canceled, Skip Cynar (phone call) told Dr Murphy he was advised to not discuss any IP until audit was completed 10/30/18: Dr Murphy meets with Judy Bruner, and lays out whistleblower complaints of retaliation from AJ Mundt, AMAS, Dan Weissburg, and outside audit process (calling PeakLogic clients) 10/31/18: Dr Murphy complains to Andy Ries that he is unable to remove impediments to progress 11/1/18: Andy Ries contacts Dr Murphy with pathway to unblock COI issues 11/15/18: (phone call) Dan Weissburg tells Dr Murphy that he has instructed AJ Mundt to not sign the MSP contract to a part-time status 11/15/18: (phone call) Dr Murphy told by Dan Weissburg to ?stop contacting University is making matters told that you ?should not have angered the AMAS you look a bad strategy to antagonize the . 12/16/2018: Dr Murphy files a whistleblower complaint with UCOP 12/17/18: Dan Weissburg/Al Mundt/KM conduct phone call 0 During phone call, Dr Murphy?s job is threatened, Dr Murphy is accused of being a whistleblower by Dan Weissburg, in immediate aftermath of filing, with retaliatory and chilling impact and repeatedly questioned whether or not he contacted the UCOP and made a complaint 0 Dr Murphy was admonished for having contacted more University officials since the last call with Dr Weissburg warning against this behavior 0 Dan Weissburg recommends to KM to not go to part-time status (MSP) 0 Dan Weissburg reaffirms he directed AJ Mundt to not sign Dr Murph?s lP declaration to tech transfer (spelling out that no departmental funds or resources were used to create PeakLogic software) 0 Dan Weissburg tells Dr Murphy he has instructed General Counsel (Kim Gillespie) to not respond to Dr Murphy 12/27/18: Dr Murphy sends email to Scott Makeig and Mateusz Gola of Swarz Center, canceling all research, and subsequently, begins process to lay off all staff to preserve donor?s funding 1/15/19: Dr Murphy attempts to contact UC legal counsel, Kim Gillespie, with no response 2018: Dr Murphy receives complaints from Union representatives for letting staff go 2/19/19: Dr Murphy complains to Mundt that his clinical productivity bonuses are being withheld without cause 2019: Audit continues with no explanation of direction or wrongdoing 2019: Dr Murphy notified he is now under formal ?investigation? by outside counsel 2019: Outside counsel notifies Dr Murphy in May that they were ?wrapping up? 2019: 2019: Dr Murphy complains to AJ Mundt, that three quarterly clinical bonuses have been withheld with no justification 6/30/19: Dan Weissburg is let go by University. Mundt is now willing to sign MSP contract, effective June 30, 2019 7/15/19: Dr Murphy is immediately taken offall websites (even though he remains a UCSD provider) 2019: Dr Murphy requests a reappointment (non-salaried) to the dept of RMAS 2019: Request for reappointment denied by AJ Mundt 2019: Dr Mundt meets with Dr Murphy at research site, for first time in 4 years 2019: Dr Mundt warns Dr Murphy that ?your job is not protected? 2019: Dr Murphy is told that Al Mundt is spreading rumor KM was forced to go part? time 2019: AJ Mundt given a cease and desist from Dr. Murphy?s attorney, Jim 8/5/19: Biomedical Engineering offers Dr Murphy a faculty appt 2019: Transfer of funds to to initiate trials withheld secondary to ?investigation? 2019: Dr Mundt is told to not be in contact with Dr Murphy via outside counsel 2019: Dan Park (UCSD general counsel) is told to not be in contact with Dr 11/5/19: third internal inventory audit performed by AMAS of Dr Murphy?s private practice in suite 102 11/13/19: Donor?s daughter, Ernestina Alonso, visits empty research center, very disappointed 2019: Dr Murphy contacts Foundation, (Marlene Shafer) and she has been instructed by outside counsel to not re5pond to Dr Murphy