Message (Digitally Signed)

From:

Sent:
To:

Chewn ing, Eric SESSD [/O =SD/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOH F23SPDLT)/CN =Rt Cl Pl ENTS/CN=CH EWN ING, ERIC SESSDDD4)
9/12/2019 10:24:19 AM
Elaine A HON OSD OUSD C (USA) l/O=SD/OU=First Administrative
Group/cn=Recipients/cn =ll■■■■■■■■J; Norquist, David HON SD [/O=SD/OU=EXCHANGE
(b) (6)
Mccusker,

ADMINIS TRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIP IENTS/CN=Norquist , David HON SD81d]

Subject :
RE: USAI
Attachments '. smime ,p7s

t han ks
From: Mccusker , Elaine A HON OSD OUSD C (USA) (b)
Sent: Wednesday, September 11, 2019 9 :51 PM
To! Norquist, David HON SD (b) (6)
>
Cc: Chewning, Eric SES SD(b) (6)
Subject: USAI

(6)

>

FYI, you may know this , but getting word from OJ\tIB that funds will be released for obligation starting
tomorrow . No addi tiona l intel yet. Will advise .

EM

AO v OMB DoD Release for 19-L-1929 14 Feb 20 001

MULTI-DOD-19-1188-A-000001

 Message (DigitallySigned)
From:

Mccusker, Elaine A HONOSDOUSDC (USA)[/O=EASF/OU=EXCHANGE
ADMINISTRATIVE
GROUP

Sent:

8/26/2019 10:33:20 AM
Duffey, Michael P. EOP/OMB(b) (6)
RE:USAI
smime.p7s

(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=ll■■■■■■-J
(b) (6)

To:
Subject:
Attachments:

(b) (5)
EM
-----original
Message----From: Duffey, Michael P. EOP/OMB<(b) (6)
Sent: Monday, August 26, 2019 5:07 AM
To: Mccusker, Elaine A HONOSDOUSDC
subject: USAI

(b) (6)

>

Elaine We will be extending the footnote right
readout I got from the Friday meeting.

away this

morning. If you are free early,

I can provide the

Mike
Sent from my iPhone

AO v OMB DoD Release for 19-L-1929 14 Feb 20 002

MULTI-DOD-19-1188-A-000002

 Message
Falk Curtin, Edna T. EOP/OMB (b) (6)
9/12/2019 11:51:59 AM
To :
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=REClPlENTS/CN (b) (6)
Subject:
Fwd: SIGNED: DoD Apportionment -Operation and Maintenance, Defense-wide [Apportionment
Approval from (b) (6)
Attachments : 97-0100 2019 OM DW 25.xlsx; l _Warning .txt
From:

Sent :

sent to Agency after

The apportionment is signed and is at DOD
Thanks,
Edna

Begin forwarded message :
From: 11Saldivar, John A. EOP/OMB" (b)
Date: September 12, 2019 at 7:43:45 AM
(6)EDT
11
(b) (6)
To: "Falk Curtin , Edna T. EOP/OMB
Sub,ject: FW: SIGNED: DoD Apportionment-Operatioa and Maintenance, Defense-wide
[Apportionment sent to Agency after Approval from (b) (6)

From: apportion ment@omb.gov <apportion m ent@omb.go v>
Sent: Thursday, September 12, 2019 3:42 AM

(b) (6)

Subject: SIGNED:DoD Apportionment-Operation
to Agency after Approval from (b) (6)

and Maintenance, Defense-wide [Apportionment sent

Message from Sender:
Message F1·omSystem Administrator:
OMB 1s apportionment system sent this email to members of the OSD email group apportionment
group . If you believe that you received this emajl in en-or, please con tact your agency
apportionment administrators. You can search for them here :
htt ps ://portal.max .gov/bome/ sa/findA gencyA dminForm
Do not reply to this email address. lt is used only to send emails generate d in the apportionment
system .
Apportionment file(s) attached .
AO v OMB DoD Release for 19-L-1929 14 Feb 20 003

MULTI-DOD-19-1188-A-000003

 Message
From:
Sent:
To:

FalkCurtin, Edna T. EOP/OMB(b) (6)
9/11/2019 12:00:14 PM
ADMINISTRATIVE
GROUP
Relyea, WilliamJ SESOSDOUSDC (USA)[/O=EASF/OU=EXCHANGE
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=ll■■■■■IJ
(b) (6)

Subject:

USAI

Bi 17 ,
Mike extended the USAI obligation
get into the office.
obligations

hold through Thursday.
I will
may be made starting
on Friday.

forward the signed apportionment

I reiterated
the information that Elaine sent to him on Monday as a reminder before he signed the
apportionment.
Alas, he must have received OGC's OK before signing it.
I still
Edna

have no insight

on the rationale

for the hold.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 004

MULTI-DOD-19-1188-A-000004

when I

 Message
From:
Sent:
To:
Subject:
Attachments:

Falk Curtin, Edna T. EOP/OMB (b) (6)
9/12/2019 4:15:54 AM
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECI Pl ENTS/CN (b) (6)
USAI funds available for obligation
97-0100 2019 OM DW 25.xlsx

Bill,
I received an email from Mike tonight at 7:30pm requesting that I provide him a new Operation and Maintenance,
Defense-wide apportionment that makes the USAI funds available for obligation immediately. I did not get home until
1145pm, and just saw Mike's note. I drafted the attached apportionment that removes the USAI footnote, but am
currently unable to get into the MAX apportionment system to upload the apportionment for his signature.
I will get it into the system either before I leave for work in the morning, and if I still can't get into the apportionment
system, I'll try again when I get into the office.
Hope that this is good news!
Edna

AO v OMB DoD Release for 19-L-1929 14 Feb 20 005

MULTI-DOD-19-1188-A-000005

 Message
From:

Sent:
To:

CC:

Subject:

Falk Curtin, Edna T. EOP/OMB (b) (6)
9/5/2019 5:40:14 PM
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECI Pl ENTS/CN (b) (6)
Glazer, Josh S. EOP/OMB (b) (6)
; Broomell, Katie W. EOP/OMB
]; Robinson, Wandlyn D. EOP/OMB (b) (6)
(b) (6)
Duffey, Michael P. EOP/OMB (b) (6)
]; Scher, Adam (b) (6)
Mark S. EOP/OMB (b) (6)
Updated 97-0100 O&M, Defense-wide apportionment

]; Sandy,

Bill,
Our leadership requested another update to the USAI footnote.
transferred to DOD via the MAX system.

The apportionment

with the updated footnote was just

Please let me know if you received it or would like me to send you a copy via email.
Thanks,
Edna

-

(b) (6)

AO v OMB DoD Release for 19-L-1929 14 Feb 20 006

MULTI-DOD-19-1188-A-000006

 Message
From:

Falk Curtin, Edna T. EOP/OMB

Sent:

9/7/2019

(b) (6)

12:24:53 AM

Relyea, William J SES OSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP

To:

(FYDIBOHF23SPDLT)/CN=RECI Pl ENTS/CN
Subject:

USAI another footnote

(b) (6)

extension

Hi Bi 77 ,

I just
I'll

an email to extend
go into

MAXsoon.

the USAI footnote

I'll

let

to make funds available

you know when Mike signs

on 9/11.

the apportionment.

E.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 007

MULTI-DOD-19-1188-A-000007

 Message (Digitally Signed)
From:
Sent:
To:

CC:

Mccusker, Elaine A HON OSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPlENTS/CN(b) (6)
9/16/2019 2:25:46 PM
Duffey, Michael P. EOP/OMB (b) (6)
McAndrew, Anne J SESOSD OUSD C (US) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=ll■■■■■■IJ;
Sandy, Mark S. EOP/OMB
(b) (6)

(b) (6)
Subject:
Attachments:

Hill Request for Apportionment Docs
97-0100 2019 OM DW 24.xlsx; 97-0100 2019 OM DW 25.xlsx; smime.p7s

Mike
Good morning.
We have a request
funding
hold.
our

planned

from the

response

is

to

Hill

(HAC-D) for

provide

the

the

attached,

apportionment
which

that

shows the

release

on the

Ukraine

shows:

(b)(5) -- DoD

Wr,
EM

AO v OMB DoD Release for 19-L-1929 14 Feb 20 008

MULTI-DOD-19-1188-A-000008

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 24
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-09-06
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

6190

Total budgetary resources available

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 009

MULTI-DOD-19-1188-A-000009

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until September 12, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 010

MULTI-DOD-19-1188-A-000010

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 011

MULTI-DOD-19-1188-A-000011

 FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 012

MULTI-DOD-19-1188-A-000012

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 013

MULTI-DOD-19-1188-A-000013

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 31, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 014

MULTI-DOD-19-1188-A-000014

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 015

MULTI-DOD-19-1188-A-000015

 OMB Approved this apportionment request using
the web‐based apportionment system

Mark Affixed By:

Michael Duffey                                                                                     
Associate Director for National Security Programs                                                                                                                     

Signed On:
File Name:
Sent By:
Sent On:

2019‐09‐10 07:55 PM
97‐0100 2019 OM DW 24.xlsx
Edna Curtin
2019‐09‐11 08:53 AM

TAF(s) Included: 

97‐0100 \2019 

AO v OMB DoD Release for 19-L-1929 14 Feb 20 016

MULTI-DOD-19-1188-A-000016

 Report Run: 2019-08-15 13.58.19

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS Line No

Line Description

Appor

SF 133

Appor
Amts

Obs

Other Lines
Appor
SF 133 Cat B #

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-08-15
Latest SF 133: Jun, 2019
1021
Unob Bal: Recov of prior year unpaid obligations
1021
Unob Bal: Recov of prior year unpaid obligations
1100
BA: Disc: Appropriation
1100
BA: Disc: Appropriation
1120
BA: Disc: Approps transferred to other accounts
1120
BA: Disc: Approps transferred to other accounts
1121
BA: Disc: Approps transferred from other accounts
1121
BA: Disc: Approps transferred from other accounts
1700
BA: Disc: Spending auth: Collected
1700
BA: Disc: Spending auth: Collected
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1910/1920 Total Budgetary Resources
1910/1920 Total Budgetary Resources
6001
Category A -- 1st quarter
6001
Category A -- 1st quarter
6002
Category A -- 2nd quarter
6002
Category A -- 2nd quarter
6003
Category A -- 3rd quarter
6003
Category A -- 3rd quarter
6004
Category A -- 4th quarter
6004
Category A -- 4th quarter
6012
Reimbursable
6012
Reimbursable
2001
Direct obs incurred: Category A (by quarter)
2001
Direct obs incurred: Category A (by quarter)
2002
Direct obs incurred: Category B (by project)
2002
Direct obs incurred: Category B (by project)
2101
Reimbursable obs incurred: Category A (by quarter)
2101
Reimbursable obs incurred: Category A (by quarter)
2102
Reimbursable obs incurred: Category B (by project)

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,190,571
-2,190,571
199,559
199,559
441,783
672,277
441,783
672,277
1,028,643 1,186,840
1,028,643 1,186,840
1,829,574 1,115,069
1,829,574 1,115,069
45,645,965 45,527,912
45,645,965 45,527,912
13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,131,080
2,131,080
3,300,000
3,300,000
28,031,854
28,031,854
2,666,384
2,666,384
456,077
456,077
708,127

012-92
012-92

012-92

Page 10 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 017

MULTI-DOD-19-1188-A-000017

 2102
Reimbursable obs incurred: Category B (by project)
2###/6### Total Apportioned Amounts \ Obligations
2###/6### Total Apportioned Amounts \ Obligations
2201
Unob Bal: Apportioned: Avail in the current period
2201
Unob Bal: Apportioned: Avail in the current period
2202
Unob Bal: Apportioned: Avail in subsequent periods
2202
Unob Bal: Apportioned: Avail in subsequent periods
2203
Unob Bal: Apportioned: Anticipated
2203
Unob Bal: Apportioned: Anticipated
2403
Unob Bal: Unapportioned: Other
2403
Unob Bal: Unapportioned: Other
2500/6190 Total Budgetary Resources
2500/6190 Total Budgetary Resources

708,127
45,645,965 31,862,442
45,645,965 31,862,442

012-92

9,511,525
9,511,525
3,034,814
3,034,814
1,115,069
1,115,069
4,061
4,061
45,645,965 45,527,912
45,645,965 45,527,912

End of file

Page 11 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 018

MULTI-DOD-19-1188-A-000018

 Report Run: 2019-08-15 13.58.19

Non-Expenditure Transfers Report, FY 2019
STAR Ref NoLegal Cite

Title

Amount Date Posted Date Effective To TAFS

From TAFS

To_From

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) Appropriation T
8,000,000 2018-12-19 2018-12-07
PL 115-245, Title Appropriation T
8,029,300 2019-01-04 2018-12-31
PL 115-245, secti Appropriation T
1,500,000 2019-03-22 2019-03-21
PL 115-245, Title Appropriation T 1,693,442,000 2018-12-04 2018-11-20
PL 115-232, secti Appropriation T
10,000,000 2018-12-13 2018-12-11
PL 115-245, secti Appropriation T
5,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
150,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
1,279,500 2019-01-03 2018-12-31
PL 115-245, secti Appropriation T
10,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
627,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
742,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
707,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
505,000 2019-01-03 2018-12-31
PL 115-245, Title Appropriation T
32,028,000 2019-03-13 2019-03-08
PL 115-245, Title Appropriation T
8,549,000 2019-02-28 2019-02-27
PL 115-245, secti Appropriation T
54,500,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
5,900,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
1,990,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
46,454,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
147,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
366,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
2,671,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,443,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,862,000 2019-04-04 2019-04-04

979721977597171717575721219797171757211717575721-

-0100- 19-000 95-0100- 19-000 97-2035-1921-00097-0100-1920-00097-0944- 19-000 97-0300-1921-00097-1108- 19-000 97-1405- 19-000 97-1810-1921-00097-3700- 19-000 97-3850- 19-000 97-2070- 19-000 97-2060- 19-000 97-0100- 19-000 97-0100- 19-000 97-1804- 19-000 97-1106- 19-000 97-3400- 19-000 97-2020- 19-000 97-1108- 19-000 97-1405- 19-000 97-3850- 19-000 97-3700- 19-000 97-2070- 19-000 97-

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 019

MULTI-DOD-19-1188-A-000019

 20014594
20990798
20990799
20990801
20990799
20990796
20990795
20990799
20990797
20990800
20990800
21111208
21111206
21111206

PL 115-245, secti Appropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T
PL 115-245 132 SAppropriation T

600,000
23,090,000
3,125,000
90,796,000
5,200,000
6,240,000
7,900,000
14,003,000
13,780,000
15,200,000
36,400,000
290,000
4,350,000
7,900,000

2019-04-04
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-08-09
2019-08-09
2019-08-09

2019-04-04
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-08-08
2019-08-08
2019-08-08

2121179717172117575757575757-

-2060- 19-000 97-2035-1921-00097-1109-1921-00097-0300-1921-00097-1506-1921-00097-1804- 19-000 97-2020- 19-000 97-1810-1921-00097-3400- 19-000 97-3080-1921-00097-3010-1921-00097-3700- 19-000 97-3080-1921-00097-3010-1921-00097-

-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-

19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 020

MULTI-DOD-19-1188-A-000020

 Report Run: 2019-08-15 13.58.21

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 021

MULTI-DOD-19-1188-A-000021

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 25
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-09-11
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

6190

Total budgetary resources available

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000

45,591,470,800

A2,
A3

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 022

MULTI-DOD-19-1188-A-000022

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

B6

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.
(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

AO v OMB DoD Release for 19-L-1929 14 Feb 20 023

MULTI-DOD-19-1188-A-000023

 End of File

AO OMB Release for 19-L-1929 14 Feb 20 024
MU LTI-DOD-19-1188-A-000024

FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 025

MULTI-DOD-19-1188-A-000025

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 026

MULTI-DOD-19-1188-A-000026

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 31, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 027

MULTI-DOD-19-1188-A-000027

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 028

MULTI-DOD-19-1188-A-000028

 Report Run: 2019-08-15 13.58.19

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS Line No

Line Description

Appor

SF 133

Appor
Amts

Obs

Other Lines
Appor
SF 133 Cat B #

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-08-15
Latest SF 133: Jun, 2019
1021
Unob Bal: Recov of prior year unpaid obligations
1021
Unob Bal: Recov of prior year unpaid obligations
1100
BA: Disc: Appropriation
1100
BA: Disc: Appropriation
1120
BA: Disc: Approps transferred to other accounts
1120
BA: Disc: Approps transferred to other accounts
1121
BA: Disc: Approps transferred from other accounts
1121
BA: Disc: Approps transferred from other accounts
1700
BA: Disc: Spending auth: Collected
1700
BA: Disc: Spending auth: Collected
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1910/1920 Total Budgetary Resources
1910/1920 Total Budgetary Resources
6001
Category A -- 1st quarter
6001
Category A -- 1st quarter
6002
Category A -- 2nd quarter
6002
Category A -- 2nd quarter
6003
Category A -- 3rd quarter
6003
Category A -- 3rd quarter
6004
Category A -- 4th quarter
6004
Category A -- 4th quarter
6012
Reimbursable
6012
Reimbursable
2001
Direct obs incurred: Category A (by quarter)
2001
Direct obs incurred: Category A (by quarter)
2002
Direct obs incurred: Category B (by project)
2002
Direct obs incurred: Category B (by project)
2101
Reimbursable obs incurred: Category A (by quarter)
2101
Reimbursable obs incurred: Category A (by quarter)
2102
Reimbursable obs incurred: Category B (by project)

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,190,571
-2,190,571
199,559
199,559
441,783
672,277
441,783
672,277
1,028,643 1,186,840
1,028,643 1,186,840
1,829,574 1,115,069
1,829,574 1,115,069
45,645,965 45,527,912
45,645,965 45,527,912
13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,131,080
2,131,080
3,300,000
3,300,000
28,031,854
28,031,854
2,666,384
2,666,384
456,077
456,077
708,127

012-92
012-92

012-92

Page 8 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 029

MULTI-DOD-19-1188-A-000029

 Agy/Bur/Acct/TAFS Line No
Line Description
2102
Reimbursable obs incurred: Category B (by project)
2###/6### Total Apportioned Amounts \ Obligations
2###/6### Total Apportioned Amounts \ Obligations
2201
Unob Bal: Apportioned: Avail in the current period
2201
Unob Bal: Apportioned: Avail in the current period
2202
Unob Bal: Apportioned: Avail in subsequent periods
2202
Unob Bal: Apportioned: Avail in subsequent periods
2203
Unob Bal: Apportioned: Anticipated
2203
Unob Bal: Apportioned: Anticipated
2403
Unob Bal: Unapportioned: Other
2403
Unob Bal: Unapportioned: Other
2500/6190 Total Budgetary Resources
2500/6190 Total Budgetary Resources

Appor

SF 133

Amts

Obs
708,127
45,645,965 31,862,442
45,645,965 31,862,442

Appor

SF 133 Cat B #
012-92

9,511,525
9,511,525
3,034,814
3,034,814
1,115,069
1,115,069
4,061
4,061
45,645,965 45,527,912
45,645,965 45,527,912

End of file

Page 9 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 030

MULTI-DOD-19-1188-A-000030

 Report Run: 2019-08-15 13.58.19

Non-Expenditure Transfers Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No Legal Cite

Title

Amount Date Posted

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) (b) (c)
PL 115-245, Title II, page(s) 7-9
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, Title IX, HR 6157, page(s) 54-55
PL 115-232, section 315(a), HR 5515, page 78
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33

Appropriation Transfer
8,000,000 2018-12-19
Appropriation Transfer
8,029,300 2019-01-04
Appropriation Transfer
1,500,000 2019-03-22
Appropriation Transfer 1,693,442,000 2018-12-04
Appropriation Transfer
10,000,000 2018-12-13
Appropriation Transfer
5,000,000 2019-03-22
Appropriation Transfer
150,000 2019-01-03
Appropriation Transfer
1,279,500 2019-01-03
Appropriation Transfer
10,000,000 2019-03-22
Appropriation Transfer
627,500 2019-01-03
Appropriation Transfer
742,000 2019-01-03
Appropriation Transfer
707,500 2019-01-03
Appropriation Transfer
505,000 2019-01-03
Appropriation Transfer
32,028,000 2019-03-13
Appropriation Transfer
8,549,000 2019-02-28
Appropriation Transfer
54,500,000 2019-03-26
Appropriation Transfer
5,900,000 2019-03-26
Appropriation Transfer
1,990,000 2019-03-26
Appropriation Transfer
46,454,000 2019-03-26
Appropriation Transfer
147,000 2019-04-04
Appropriation Transfer
366,000 2019-04-04
Appropriation Transfer
2,671,000 2019-04-04
Appropriation Transfer
1,443,000 2019-04-04
Appropriation Transfer
1,862,000 2019-04-04

AO v OMB DoD Release for 19-L-1929 14 Feb 20 031

MULTI-DOD-19-1188-A-000031

 Agy/Bur/Acct/TAFS

STAR Ref No
20014594
20990798
20990799
20990801
20990799
20990796
20990795
20990799
20990797
20990800
20990800
21111208
21111206
21111206

Legal Cite
PL 115-245, section 8052, HR 6157, page 33
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3013 Sec 8052
PL 115-245 132 STAT 3042 Sec 9002
PL 115-245 132 STAT 3042 Sec 9002

Title
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer

Amount
600,000
23,090,000
3,125,000
90,796,000
5,200,000
6,240,000
7,900,000
14,003,000
13,780,000
15,200,000
36,400,000
290,000
4,350,000
7,900,000

Date Posted
2019-04-04
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-08-09
2019-08-09
2019-08-09

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 032

MULTI-DOD-19-1188-A-000032

 9
Date Effective To TAFS

From TAFS

2018-12-07
2018-12-31
2019-03-21
2018-11-20
2018-12-11
2019-03-21
2018-12-31
2018-12-31
2019-03-21
2018-12-31
2018-12-31
2018-12-31
2018-12-31
2019-03-08
2019-02-27
2019-03-21
2019-03-21
2019-03-21
2019-03-21
2019-04-04
2019-04-04
2019-04-04
2019-04-04
2019-04-04

959797979797979797979797979797979797979797979797-

979721977597171717575721219797171757211717575721-

-0100- 19-000
-0100- 19-000
-2035-1921-000
-0100-1920-000
-0944- 19-000
-0300-1921-000
-1108- 19-000
-1405- 19-000
-1810-1921-000
-3700- 19-000
-3850- 19-000
-2070- 19-000
-2060- 19-000
-0100- 19-000
-0100- 19-000
-1804- 19-000
-1106- 19-000
-3400- 19-000
-2020- 19-000
-1108- 19-000
-1405- 19-000
-3850- 19-000
-3700- 19-000
-2070- 19-000

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

To_From

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 033

MULTI-DOD-19-1188-A-000033

 Date Effective
2019-04-04
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-08-08
2019-08-08
2019-08-08

To TAFS
21- -2060- 19-000
21- -2035-1921-000
17- -1109-1921-000
97- -0300-1921-000
17- -1506-1921-000
17- -1804- 19-000
21- -2020- 19-000
17- -1810-1921-000
57- -3400- 19-000
57- -3080-1921-000
57- -3010-1921-000
57- -3700- 19-000
57- -3080-1921-000
57- -3010-1921-000

From TAFS
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000

To_From
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 034

MULTI-DOD-19-1188-A-000034

 Report Run: 2019-08-15 13.58.21

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 035

MULTI-DOD-19-1188-A-000035

 Message
From:
Sent:

To:
CC:
Subject:
Attachments:

Elaine

Duffey, Michael P. EOP/OMB(b) (6)
9/3/2019 1:25:49 PM
Mccusker, Elaine A HONOSDOUSDC (USA)[/O=EASF/OU=EXCHANGE
ADMINISTRATIVE
GROUP
(FYDI
BOHF23SPDL
T)/CN=RECI
PlENTS/CN(b) (6)
Sandy, Mark S. EOP/OMB(b) (6)
RE:Footnote
97-0100 2019 O&M DW 21.xlsx

- attached

is the apportionment

with the footnote

re: USAI, pausing

funds through

tomorrow.

Sincerely,
Mike
Mike Duffey
Associate Director for National Security
office of Management and Budget
iiiihite
House

Programs

(b)
(6)

-----original
Message----From: Mccusker, Elaine A HONOSD
Sent: Monday, September 2, 2019
To: Duffey, Michael P. EOP/
(b)
Cc: Sandy, Marks. EOP/OMB(b) (6)
subject:
Footnote

(b) (6)
(6)

Mike
Hey, hope you are getting

some time this

We have not yet seen a footnote

providing

weekend. Struggling
direction

to do so myself ...

to extend the pause on USAI obligations.

EM

AO v OMB DoD Release for 19-L-1929 14 Feb 20 036

MULTI-DOD-19-1188-A-000036

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 21
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-08-27
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

6190

Total budgetary resources available

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 037

MULTI-DOD-19-1188-A-000037

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until September 5, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 038

MULTI-DOD-19-1188-A-000038

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 039

MULTI-DOD-19-1188-A-000039

 FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 040

MULTI-DOD-19-1188-A-000040

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 041

MULTI-DOD-19-1188-A-000041

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 31, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 042

MULTI-DOD-19-1188-A-000042

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 043

MULTI-DOD-19-1188-A-000043

 OMB Approved this apportionment request using
the web‐based apportionment system

Mark Affixed By:

Michael Duffey                                                                                     
Associate Director for National Security Programs                                                                                                                     

Signed On:
File Name:
Sent By:
Sent On:

2019‐08‐31 09:19 AM
97‐0100 2019 O&M DW 21.xlsx
Katie Broomell
2019‐08‐31 10:07 AM

TAF(s) Included: 

97‐0100 \2019 

Page 8 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 044

MULTI-DOD-19-1188-A-000044

                                 

Page 9 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 045

MULTI-DOD-19-1188-A-000045

 Report Run: 2019-08-15 13.58.19

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS

Line No

Line Description

Appor

SF 133

Appor
Amts

Obs

Other Lines
Appor
SF 133 Cat B #

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-08-15
Latest SF 133: Jun, 2019
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97
97

0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100
0100

2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019

1021
1021
1100
1100
1120
1120
1121
1121
1700
1700
1701
1701
1740
1740
1910/1920
1910/1920
6001
6001
6002
6002
6003
6003
6004
6004
6012
6012
2001
2001
2002
2002
2101
2101
2102
2102
2###/6###
2###/6###
2201
2201
2202
2202
2203
2203
2403
2403
2500/6190
2500/6190

Unob Bal: Recov of prior year unpaid obligations
Unob Bal: Recov of prior year unpaid obligations
BA: Disc: Appropriation
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts
BA: Disc: Approps transferred to other accounts
BA: Disc: Approps transferred from other accounts
BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
BA: Disc: Spending auth:Antic colls, reimbs, other
Total Budgetary Resources
Total Budgetary Resources
Category A -- 1st quarter
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Category A -- 4th quarter
Reimbursable
Reimbursable
Direct obs incurred: Category A (by quarter)
Direct obs incurred: Category A (by quarter)
Direct obs incurred: Category B (by project)
Direct obs incurred: Category B (by project)
Reimbursable obs incurred: Category A (by quarter)
Reimbursable obs incurred: Category A (by quarter)
Reimbursable obs incurred: Category B (by project)
Reimbursable obs incurred: Category B (by project)
Total Apportioned Amounts \ Obligations
Total Apportioned Amounts \ Obligations
Unob Bal: Apportioned: Avail in the current period
Unob Bal: Apportioned: Avail in the current period
Unob Bal: Apportioned: Avail in subsequent periods
Unob Bal: Apportioned: Avail in subsequent periods
Unob Bal: Apportioned: Anticipated
Unob Bal: Apportioned: Anticipated
Unob Bal: Unapportioned: Other
Unob Bal: Unapportioned: Other
Total Budgetary Resources
Total Budgetary Resources

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,190,571
-2,190,571
199,559
199,559
441,783
672,277
441,783
672,277
1,028,643 1,186,840
1,028,643 1,186,840
1,829,574 1,115,069
1,829,574 1,115,069
45,645,965 45,527,912
45,645,965 45,527,912
13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,131,080
2,131,080
3,300,000
3,300,000
28,031,854
28,031,854
2,666,384
2,666,384
456,077
456,077
708,127
708,127
45,645,965 31,862,442
45,645,965 31,862,442

012-92
012-92

012-92
012-92

9,511,525
9,511,525
3,034,814
3,034,814
1,115,069
1,115,069
4,061
4,061
45,645,965 45,527,912
45,645,965 45,527,912

Page 10 of 16

AO v OMB DoD Release for 19-L-1929 14 Feb 20 046

MULTI-DOD-19-1188-A-000046

 Agy/Bur/Acct/TAFS

Line No

Line Description

Appor

End of file

I

Page 11 of 16

SF 133

I

Amts

I

Obs

I

Appor

I

SF 133 Cat B #

I

I

AO v OMB DoD Release for 19-L-1929 14 Feb 20 047

MULTI-DOD-19-1188-A-000047

 Report Run: 2019-08-15 13.58.19

Non-Expenditure Transfers Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No Legal Cite

Title

Amount Date Posted

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) (b) (c)
PL 115-245, Title II, page(s) 7-9
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, Title IX, HR 6157, page(s) 54-55
PL 115-232, section 315(a), HR 5515, page 78
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33

Appropriation Transfer
8,000,000 2018-12-19
Appropriation Transfer
8,029,300 2019-01-04
Appropriation Transfer
1,500,000 2019-03-22
Appropriation Transfer 1,693,442,000 2018-12-04
Appropriation Transfer
10,000,000 2018-12-13
Appropriation Transfer
5,000,000 2019-03-22
Appropriation Transfer
150,000 2019-01-03
Appropriation Transfer
1,279,500 2019-01-03
Appropriation Transfer
10,000,000 2019-03-22
Appropriation Transfer
627,500 2019-01-03
Appropriation Transfer
742,000 2019-01-03
Appropriation Transfer
707,500 2019-01-03
Appropriation Transfer
505,000 2019-01-03
Appropriation Transfer
32,028,000 2019-03-13
Appropriation Transfer
8,549,000 2019-02-28
Appropriation Transfer
54,500,000 2019-03-26
Appropriation Transfer
5,900,000 2019-03-26
Appropriation Transfer
1,990,000 2019-03-26
Appropriation Transfer
46,454,000 2019-03-26
Appropriation Transfer
147,000 2019-04-04
Appropriation Transfer
366,000 2019-04-04
Appropriation Transfer
2,671,000 2019-04-04
Appropriation Transfer
1,443,000 2019-04-04
Appropriation Transfer
1,862,000 2019-04-04

Page 12 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 048

MULTI-DOD-19-1188-A-000048

 Agy/Bur/Acct/TAFS

STAR Ref No
20014594
20990798
20990799
20990801
20990799
20990796
20990795
20990799
20990797
20990800
20990800
21111208
21111206
21111206

Legal Cite
PL 115-245, section 8052, HR 6157, page 33
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3046 Sec. 9018
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3042 Sec. 9002
PL 115-245 132 STAT 3013 Sec 8052
PL 115-245 132 STAT 3042 Sec 9002
PL 115-245 132 STAT 3042 Sec 9002

Title
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer

Amount
600,000
23,090,000
3,125,000
90,796,000
5,200,000
6,240,000
7,900,000
14,003,000
13,780,000
15,200,000
36,400,000
290,000
4,350,000
7,900,000

Date Posted
2019-04-04
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-08-09
2019-08-09
2019-08-09

End of file

Page 13 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 049

MULTI-DOD-19-1188-A-000049

 9
Date Effective To TAFS

From TAFS

2018-12-07
2018-12-31
2019-03-21
2018-11-20
2018-12-11
2019-03-21
2018-12-31
2018-12-31
2019-03-21
2018-12-31
2018-12-31
2018-12-31
2018-12-31
2019-03-08
2019-02-27
2019-03-21
2019-03-21
2019-03-21
2019-03-21
2019-04-04
2019-04-04
2019-04-04
2019-04-04
2019-04-04

959797979797979797979797979797979797979797979797-

979721977597171717575721219797171757211717575721-

-0100- 19-000
-0100- 19-000
-2035-1921-000
-0100-1920-000
-0944- 19-000
-0300-1921-000
-1108- 19-000
-1405- 19-000
-1810-1921-000
-3700- 19-000
-3850- 19-000
-2070- 19-000
-2060- 19-000
-0100- 19-000
-0100- 19-000
-1804- 19-000
-1106- 19-000
-3400- 19-000
-2020- 19-000
-1108- 19-000
-1405- 19-000
-3850- 19-000
-3700- 19-000
-2070- 19-000

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

To_From

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

Page 14 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 050

MULTI-DOD-19-1188-A-000050

 Date Effective
2019-04-04
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-08-08
2019-08-08
2019-08-08

To TAFS
21- -2060- 19-000
21- -2035-1921-000
17- -1109-1921-000
97- -0300-1921-000
17- -1506-1921-000
17- -1804- 19-000
21- -2020- 19-000
17- -1810-1921-000
57- -3400- 19-000
57- -3080-1921-000
57- -3010-1921-000
57- -3700- 19-000
57- -3080-1921-000
57- -3010-1921-000

From TAFS
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000
97- -0100- 19-000

To_From
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

Page 15 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 051

MULTI-DOD-19-1188-A-000051

 Report Run: 2019-08-15 13.58.21

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 052

MULTI-DOD-19-1188-A-000052

 Message
From:

Sent :
To :

Subject:

Denaro, Paul J. EOP/OMB (b) (6)
7/26/2019 1:08 :15 PM
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBO-HF23SPDLT)/CN=REClPlENTS/CN (b) (6)
FW: O&M Defense Wide 97-0100 0MB signed apportionment [Apportionment sent to Agency a~ er Approvc1.Jfro

l

(b) (6)

Attachments : Copy of INC 2019 - 19-23-24-25 IR-19-05 PA_ 97-0100 2019-complete 07.25 .2019v2.xlsx

FYSA
From: apportion ment@o m b.gov [m ai Ito :apportion m ent@omb.gov]
Sent: Thursday , July 25, 2019 2:48 PM
To: (b) (6)

Subject: O&M Defense Wide 97-0100 0MB signed apportionment [Apportionment sent to Agency after Approval from

(b)(6)

l

Message from Sender:
Thanks
Karie

-

(b) (6)

Message From System Administrator:

This email generated from the OMB's web-based apportionment system was sent to members of the
DOD /Operat ion and Maintenance and Military Personnel team . The subject line includes the email address of
the person sending this email. Your agency (if you are an agency staffer) ore. amining division (jfyou are an
o:rvrnstaffer) decided that you should receive these kinds of emails . If you believe that you received this email
in error, please contact yow· agency appo1iionment administrator s. You can search for tbem here·
https ://portal .max.gov/home/sa/findAgencvAdminFonn
Apportionment file(s) attached .

AO v OMB DoD Release for 19-L-1929 14 Feb 20 053

MULTI-DOD-19-1188-A-000053

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 16
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-06-26
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

44,336,976,000 B1
-2,133,392,500 B3
B5,
134,378,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,637,961,800
13,267,414,034
14,946,467,889
12,001,002,777
2,123,077,100
3,300,000,000

6190

Total budgetary resources available

45,637,961,800

A2,
A3

44,336,976,000 B1
-2,190,470,500 B3
B5,
185,753,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,632,258,800
13,267,414,034
14,946,467,889
12,001,002,777
2,117,374,100
3,300,000,000

45,632,258,800

A2,
A3

44,336,976,000 B1
-2,190,470,500 B3
B5,
185,753,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,632,258,800
13,267,414,034
14,946,467,889
12,001,002,777
2,117,374,100
3,300,000,000
A2,
A3,
45,632,258,800 A4

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 054

MULTI-DOD-19-1188-A-000054

 21
21
21
21
97
17
21
21
57
17
17
17
57
57
21
57
21
21
17
17
57
57
97
57
57
21
17
57
57
57
17
21
97

2019
2019
2019
2019
2019
2019
2019
2019

2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2019
2021
2021
2021
2021
2021
2020
2020
2021

2070
2070
2060
2010
0100
1806
2065
2065
3840
1105
1453
1405
3700
3700
2060
3850
2020
2020
1804
1106
3400
3400
0100
3840
3740
2035
1810
3010
3010
3080
1319
2040
0300

1121
1120
1120
1120
1120
1120
1120
1121
1120
1121
1121
1121
1121
1120
1121
1121
1121
1120
1121
1121
1121
1120
1121
1121
1121
1121
1121
1121
1120
1121
1121
1120
1120

Agency
Request

OMB
Action

OMB Footnote

Previous
Approved

Agency Footnote

Line Line
No Split Bureau/ Account Title / Cat B Stub / Line Split

Prev Approved Footnote

Alloc Sub-Account

Alloc Account

Treasury Account

FY2

FY1

Treasury Agency

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

910,000
-163,000
-444,000
-4,000,000
-57,078,000
-10,000
-921,000
70,000
-39,000
4,239,000
4,642,000
2,887,000
1,937,000
-250,000
7,339,000
2,785,000
44,926,000
-49,000,000
55,654,000
3,741,000
114,618,000
-10,365,000
51,375,000
680,000
128,000
269,000
6,782,000
59,059,000
-4,959,000
4,583,000
4,000,000
-4,000,000
-1,089,000

Reserve Personnel, Army
Reserve Personnel, Army
National Guard Personnel, Army
Military Personnel, Army
Operation and Maintenance, Defense-Wide
Operation and Maintenance, Navy Reserve
Operation and Maintenance, Army National Guard
Operation and Maintenance, Army National Guard
Operation and Maintenance, Air National Guard
Military Personnel, Marine Corps
Military Personnel, Navy
Reserve Personnel, Navy
Reserve Personnel, Air Force
Reserve Personnel, Air Force
National Guard Personnel, Army
National Guard Personnel, Air Force
Operation and Maintenance, Army
Operation and Maintenance, Army
Operation and Maintenance, Navy
Operation and Maintenance, Marine Corps
Operation and Maintenance, Air Force
Operation and Maintenance, Air Force
Operation and Maintenance, Defense-Wide
Operation and Maintenance, Air National Guard
Operation and Maintenance, Air Force Reserve
Other Procurement, Army
Other Procurement, Navy
Aircraft Procurement, Air Force
Aircraft Procurement, Air Force
Other Procurement, Air Force
Research, Development, Test, and Evaluation, Navy
Research, Development, Test, and Evaluation, Army
Procurement, Defense-Wide

a/ The above amounts are transferred in accordance with provisions and sections 8005, 8052 ,and 8055 of
divison A of Public Law 115-245, the DoD Appropriations Act, 2019; and section 1001 of Public Law 115-232,
the John S. McCain National Defense Authorization Act for FY 2019, as delegated, the Deputy Under Secretary
of Defense (Comptroller) has determined that it is in the national interest to effect the transfer of funds between
appropriations of the DoD, as reflected in DoD Reprogramming Actions FY 19-23 IR; FY 19-24 IR; FY 19-25 IR
and FY 19-05 PA.

b/ One or more Classified Attachments displaying the apportionment of specific classified programs within the
amount displayed may be included. All documents associated with this apportionment are unclassified except
for the Classified Attachments. The classified apportionment shall be allotted in full and executed without change.
Allotments shall be made no later than thirty days after OMB signs the apportionment or the start of the
subsequent calendar month, whichever is later.

Signed:
Anne J. McAndrew, Deputy Comptroller (Program/Budget)

21
21
21
97
17
21
57
17
17

2019
2019
2019
2019
2019
2019
2019
2019
2019

2070
2060
2010
0100
1806
2065
3840
1105
1453

6004
6004
6004
6004
6004
6004
6004
6004
6004

Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter
Fourth Quarter

747,000
6,895,000
-4,000,000
-5,703,000
-10,000
-851,000
641,000
4,239,000
4,642,000

Page 2 of 15

AO v OMB DoD Release for 19-L-1929 14 Feb 20 055

MULTI-DOD-19-1188-A-000055

 17
57
57
21
17
17
57
57
21
17
57
57
17
21
97

2019
2019
2019
2019
2019
2019
2019

2019
2019
2019
2019
2019
2019
2019
2019
2021
2021
2021
2021
2020
2020
2021

1405
3700
3850
2020
1804
1106
3400
3740
2035
1810
3010
3080
1319
2040
0300

Page 3 of 15

Agency
Request
2,887,000
1,687,000
2,785,000
-4,074,000
55,654,000
3,741,000
104,253,000
128,000
269,000
6,782,000
54,100,000
4,583,000
4,000,000
-4,000,000
-1,089,000

OMB
Action

OMB Footnote

Previous
Approved

Agency Footnote

Line Line
No Split Bureau/ Account Title / Cat B Stub / Line Split
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6004
Fourth Quarter
6011
Lump Sum
6011
Lump Sum
6011
Lump Sum
6011
Lump Sum
6011
Lump Sum
6011
Lump Sum
6011
Lump Sum

Prev Approved Footnote

Alloc Sub-Account

Alloc Account

Treasury Account

FY2

FY1

Treasury Agency

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

AO v OMB DoD Release for 19-L-1929 14 Feb 20 056

MULTI-DOD-19-1188-A-000056

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 5, 2019, to allow for an interagency process to
determine the best use of such funds. Based on OMB’s communication with DOD on July 25, 2019, OMB understands
from the Department that this brief pause in obligations will not preclude DOD’s timely execution of the final policy
direction. DOD may continue its planning and casework for the Initiative during this period.
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

B6

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(16) FY 19-23 IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in
accordance with section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005
and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in
accordance with section 8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $187,814,000 (Part II) in accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12)
This action restores $2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on
Military Aviation Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000
out of this account in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $2,000,000 to the National Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9)
FY 19-04 transfers $-155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and
transfers $-16,500,000 in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 1904 LTR transfers $-10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $1,693,442,000 in accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $4 011 500 in accordance with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(16) FY 19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in
accordance with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17
IR transfers $31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9)
FY 19-04 IR transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 1908 IR transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers
$8,549,000 in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in
accordance with Title II of division A of P.L. 115-245.
(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 057

MULTI-DOD-19-1188-A-000057

 FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

B6

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(16) FY 19-23 IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in
accordance with section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005
and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in
accordance with section 8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $187,814,000 (Part II) in accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12)
This action restores $2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on
Military Aviation Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000
out of this account in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $2,000,000 to the National Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9)
FY 19-04 transfers $-155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and
transfers $-16,500,000 in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 1904 LTR transfers $-10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $1,693,442,000 in accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $4 011 500 in accordance with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(16) FY 19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in
accordance with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17
IR transfers $31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9)
FY 19-04 IR transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 1908 IR transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers
$8,549,000 in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in
accordance with Title II of division A of P.L. 115-245.
(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 058

MULTI-DOD-19-1188-A-000058

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

B6

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in accordance with sections 9002 and
9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores $2,000,000 that was previously
transferred in FY19-06 LTR to fund the National Commission on Military Aviation Safety; the Commission will be
funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account in accordance with section
8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National Commission on Military
Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $-155,092,000 in accordance
with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in accordance with sections
9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $-10,000,000 in accordance with
section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in accordance with Title IX (OCO) of
division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance with section 8052 of division A of
Per the April 2019 SF-133
(15) FY 19-17 IR transfers $31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L.
115-245. (9) FY 19-04 IR transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115245. (8) FY 19-08 IR transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR
transfers $8,549,000 in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in
accordance with Title II of division A of P.L. 115-245.
(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 059

MULTI-DOD-19-1188-A-000059

 OMB Approved this apportionment request using
the web‐based apportionment system

Mark Affixed By:

Mark Sandy                                                                                         
Deputy Associate Director for National Security Programs                                                                                                       

Signed On:
File Name:
Sent By:
Sent On:

2019‐07‐25 06:44 PM
Copy of INC 2019‐19‐23‐24‐25 IR‐19‐05 PA_97‐0100 2019‐complete 07.25.2019v2.xlsx
Katie Broomell
2019‐07‐25 06:47 PM

TAF(s) Included: 

97‐0100 \2019 

AO v OMB DoD Release for 19-L-1929 14 Feb 20 060

MULTI-DOD-19-1188-A-000060

 Report Run: 2019-07-12 08.01.04

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS Line No

Line Description

Appor

SF 133

Appor
Amts

Obs

Other Lines
Appor
SF 133 Cat B #

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-06-26
Latest SF 133: May, 2019
1021
Unob Bal: Recov of prior year unpaid obligations
1021
Unob Bal: Recov of prior year unpaid obligations
1100
BA: Disc: Appropriation
1100
BA: Disc: Appropriation
1120
BA: Disc: Approps transferred to other accounts
1120
BA: Disc: Approps transferred to other accounts
1121
BA: Disc: Approps transferred from other accounts
1121
BA: Disc: Approps transferred from other accounts
1700
BA: Disc: Spending auth: Collected
1700
BA: Disc: Spending auth: Collected
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1910/1920 Total Budgetary Resources
1910/1920 Total Budgetary Resources
6001
Category A -- 1st quarter
6001
Category A -- 1st quarter
6002
Category A -- 2nd quarter
6002
Category A -- 2nd quarter
6003
Category A -- 3rd quarter
6003
Category A -- 3rd quarter
6004
Category A -- 4th quarter
6004
Category A -- 4th quarter
6012
Reimbursable
6012
Reimbursable
2001
Direct obs incurred: Category A (by quarter)
2001
Direct obs incurred: Category A (by quarter)
2002
Direct obs incurred: Category B (by project)
2002
Direct obs incurred: Category B (by project)
2101
Reimbursable obs incurred: Category A (by quarter)
2101
Reimbursable obs incurred: Category A (by quarter)
2102
Reimbursable obs incurred: Category B (by project)

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,133,393
-2,133,393
134,378
134,378
441,783
525,719
441,783
525,719
1,028,643 1,230,697
1,028,643 1,230,697
1,829,574 1,251,783
1,829,574 1,251,783
45,637,962 45,561,925
45,637,962 45,561,925
13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,123,077
2,123,077
3,300,000
3,300,000
25,335,569
25,335,569
2,470,523
2,470,523
351,690
351,690
617,070

012-92
012-92

012-92

Page 9 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 061

MULTI-DOD-19-1188-A-000061

 Agy/Bur/Acct/TAFS Line No
Line Description
2102
Reimbursable obs incurred: Category B (by project)
2###/6### Total Apportioned Amounts \ Obligations
2###/6### Total Apportioned Amounts \ Obligations
2201
Unob Bal: Apportioned: Avail in the current period
2201
Unob Bal: Apportioned: Avail in the current period
2202
Unob Bal: Apportioned: Avail in subsequent periods
2202
Unob Bal: Apportioned: Avail in subsequent periods
2203
Unob Bal: Apportioned: Anticipated
2203
Unob Bal: Apportioned: Anticipated
2403
Unob Bal: Unapportioned: Other
2403
Unob Bal: Unapportioned: Other
2500/6190 Total Budgetary Resources
2500/6190 Total Budgetary Resources

Appor

SF 133

Amts

Obs
617,070
45,637,962 28,774,852
45,637,962 28,774,852

Appor

SF 133 Cat B #
012-92

12,688,491
12,688,491
2,842,736
2,842,736
1,251,783
1,251,783
4,061
4,061
45,637,962 45,561,925
45,637,962 45,561,925

End of file

Page 10 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 062

MULTI-DOD-19-1188-A-000062

 Report Run: 2019-07-12 08.01.05

Non-Expenditure Transfers Report, FY 2019
STAR Ref NoLegal Cite

Title

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) (b) (c)
PL 115-245, Title II, page(s) 7-9
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, Title IX, HR 6157, page(s) 54-55
PL 115-232, section 315(a), HR 5515, page 78
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, section 9002, HR 6157, page 62
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, HR 6157, section 8052, page 33
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, Title VI, HR 6157, page 17
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 9018, HR 6157, page 66
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33
PL 115-245, section 8052, HR 6157, page 33

Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer
Appropriation Transfer

8,000,000
8,029,300
1,500,000
1,693,442,000
10,000,000
5,000,000
150,000
1,279,500
10,000,000
627,500
742,000
707,500
505,000
32,028,000
8,549,000
54,500,000
5,900,000
1,990,000
46,454,000
147,000
366,000
2,671,000
1,443,000
1,862,000

2018-12-19
2019-01-04
2019-03-22
2018-12-04
2018-12-13
2019-03-22
2019-01-03
2019-01-03
2019-03-22
2019-01-03
2019-01-03
2019-01-03
2019-01-03
2019-03-13
2019-02-28
2019-03-26
2019-03-26
2019-03-26
2019-03-26
2019-04-04
2019-04-04
2019-04-04
2019-04-04
2019-04-04

2018-12-07
2018-12-31
2019-03-21
2018-11-20
2018-12-11
2019-03-21
2018-12-31
2018-12-31
2019-03-21
2018-12-31
2018-12-31
2018-12-31
2018-12-31
2019-03-08
2019-02-27
2019-03-21
2019-03-21
2019-03-21
2019-03-21
2019-04-04
2019-04-04
2019-04-04
2019-04-04
2019-04-04

Page 11 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 063

MULTI-DOD-19-1188-A-000063

 STAR Ref NoLegal Cite
20014594 PL 115-245, section 8052, HR 6157, page 33

Title
Appropriation Transfer

Amount Date Posted Date Effective
600,000 2019-04-04 2019-04-04

Page 12 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 064

MULTI-DOD-19-1188-A-000064

 To TAFS

From TAFS

979721977597171717575721219797171757211717575721-

959797979797979797979797979797979797979797979797-

-0100- 19-000
-0100- 19-000
-2035-1921-000
-0100-1920-000
-0944- 19-000
-0300-1921-000
-1108- 19-000
-1405- 19-000
-1810-1921-000
-3700- 19-000
-3850- 19-000
-2070- 19-000
-2060- 19-000
-0100- 19-000
-0100- 19-000
-1804- 19-000
-1106- 19-000
-3400- 19-000
-2020- 19-000
-1108- 19-000
-1405- 19-000
-3850- 19-000
-3700- 19-000
-2070- 19-000

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

To_From

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

Page 13 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 065

MULTI-DOD-19-1188-A-000065

 To TAFS
21- -2060- 19-000

From TAFS
To_From
97- -0100- 19-000 From this account

Page 14 of 15
AO v OMB DoD Release for 19-L-1929 14 Feb 20 066

MULTI-DOD-19-1188-A-000066

 Report Run: 2019-07-12 08.01.05

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 067

MULTI-DOD-19-1188-A-000067

 Message

To:

Falk Curtin, Edna T. EOP/OMB (b) (6)
9/16/2019 3:51:03 PM
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP

Subject:
Attachments:

(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=ll■■■■■ll
(b) (6)
O&M, DW apportionment
97-0100 2019 OM DW 25 signed.xlsx

From:
Sent:

Bill,
I heard that Elaine may be looking for the most recent O&M, Defense-wide apportionment
contain the USAI footnote.

(signed) that does not

Here it is!

E.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 068

MULTI-DOD-19-1188-A-000068

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 25
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-09-11
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

6190

Total budgetary resources available

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000

45,591,470,800

A2,
A3

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 069

MULTI-DOD-19-1188-A-000069

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

B6

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.
(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

Page 2 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 070

MULTI-DOD-19-1188-A-000070

 End of File

Page 3 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 071

MULTI-DOD-19-1188-A-000071

 FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

Page 4 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 072

MULTI-DOD-19-1188-A-000072

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

Page 5 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 073

MULTI-DOD-19-1188-A-000073

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 31, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

Page 6 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 074

MULTI-DOD-19-1188-A-000074

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

Page 7 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 075

MULTI-DOD-19-1188-A-000075

 OMB Approved this apportionment request using
the web‐based apportionment system

Mark Affixed By:

Michael Duffey                                                                                     
Associate Director for National Security Programs                                                                                                                     

Signed On:
File Name:
Sent By:
Sent On:

2019‐09‐12 07:13 AM
97‐0100 2019 OM DW 25.xlsx
John Saldivar
2019‐09‐12 07:42 AM

TAF(s) Included: 

97‐0100 \2019 

AO v OMB DoD Release for 19-L-1929 14 Feb 20 076

MULTI-DOD-19-1188-A-000076

 Report Run: 2019-08-15 13.58.19

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS Line No

Line Description

Appor

SF 133

Appor
Amts

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-08-15
Latest SF 133: Jun, 2019
1021
Unob Bal: Recov of prior year unpaid obligations
1021
Unob Bal: Recov of prior year unpaid obligations
1100
BA: Disc: Appropriation
1100
BA: Disc: Appropriation
1120
BA: Disc: Approps transferred to other accounts
1120
BA: Disc: Approps transferred to other accounts
1121
BA: Disc: Approps transferred from other accounts
1121
BA: Disc: Approps transferred from other accounts
1700
BA: Disc: Spending auth: Collected
1700
BA: Disc: Spending auth: Collected
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1910/1920 Total Budgetary Resources
1910/1920 Total Budgetary Resources
6001
Category A -- 1st quarter
6001
Category A -- 1st quarter
6002
Category A -- 2nd quarter
6002
Category A -- 2nd quarter
6003
Category A -- 3rd quarter
6003
Category A -- 3rd quarter
6004
Category A -- 4th quarter

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,190,571
-2,190,571
199,559
199,559
441,783
672,277
441,783
672,277
1,028,643 1,186,840
1,028,643 1,186,840
1,829,574 1,115,069
1,829,574 1,115,069
45,645,965 45,527,912
45,645,965 45,527,912

13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,131,080

Page 10 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 077

MULTI-DOD-19-1188-A-000077

 Agy/Bur/Acct/TAFS Line No
Line Description
6004
Category A -- 4th quarter
6012
Reimbursable
6012
Reimbursable
2001
Direct obs incurred: Category A (by quarter)
2001
Direct obs incurred: Category A (by quarter)
2002
Direct obs incurred: Category B (by project)
2002
Direct obs incurred: Category B (by project)
2101
Reimbursable obs incurred: Category A (by quarter)
2101
Reimbursable obs incurred: Category A (by quarter)
2102
Reimbursable obs incurred: Category B (by project)
2102
Reimbursable obs incurred: Category B (by project)
2###/6### Total Apportioned Amounts \ Obligations
2###/6### Total Apportioned Amounts \ Obligations
2201
Unob Bal: Apportioned: Avail in the current period
2201
Unob Bal: Apportioned: Avail in the current period
2202
Unob Bal: Apportioned: Avail in subsequent periods
2202
Unob Bal: Apportioned: Avail in subsequent periods
2203
Unob Bal: Apportioned: Anticipated
2203
Unob Bal: Apportioned: Anticipated
2403
Unob Bal: Unapportioned: Other
2403
Unob Bal: Unapportioned: Other
2500/6190 Total Budgetary Resources
2500/6190 Total Budgetary Resources

Appor

SF 133

Amts
2,131,080
3,300,000
3,300,000

45,645,965
45,645,965

End of file

Page 11 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 078

MULTI-DOD-19-1188-A-000078

 Obs

Other Lines
Appor
SF 133 Cat B #

Page 12 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 079

MULTI-DOD-19-1188-A-000079

 Obs

Appor

SF 133 Cat B #

28,031,854
28,031,854
2,666,384
2,666,384
456,077
456,077
708,127
708,127
31,862,442
31,862,442

012-92
012-92

012-92
012-92

9,511,525
9,511,525
3,034,814
3,034,814
1,115,069
1,115,069
4,061
4,061
45,645,965 45,527,912
45,645,965 45,527,912

Page 13 of 16
AO v OMB DoD Release for 19-L-1929 14 Feb 20 080

MULTI-DOD-19-1188-A-000080

 Page 14 of 16
Report Run: 2019-08-15 13.58.19

Non-Expenditure Transfers Report, FY 2019
STAR Ref NoLegal Cite

Title

Amount Date Posted Date Effective To TAFS

From TAFS

To_From

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) Appropriation T
8,000,000 2018-12-19 2018-12-07
PL 115-245, Title Appropriation T
8,029,300 2019-01-04 2018-12-31
PL 115-245, secti Appropriation T
1,500,000 2019-03-22 2019-03-21
PL 115-245, Title Appropriation T 1,693,442,000 2018-12-04 2018-11-20
PL 115-232, secti Appropriation T
10,000,000 2018-12-13 2018-12-11
PL 115-245, secti Appropriation T
5,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
150,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
1,279,500 2019-01-03 2018-12-31
PL 115-245, secti Appropriation T
10,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
627,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
742,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
707,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
505,000 2019-01-03 2018-12-31
PL 115-245, Title Appropriation T
32,028,000 2019-03-13 2019-03-08
PL 115-245, Title Appropriation T
8,549,000 2019-02-28 2019-02-27
PL 115-245, secti Appropriation T
54,500,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
5,900,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
1,990,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
46,454,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
147,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
366,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
2,671,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,443,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,862,000 2019-04-04 2019-04-04

979721977597171717575721219797171757211717575721-

-0100- 19-000 95-0100- 19-000 97-2035-1921-00097-0100-1920-00097-0944- 19-000 97-0300-1921-00097-1108- 19-000 97-1405- 19-000 97-1810-1921-00097-3700- 19-000 97-3850- 19-000 97-2070- 19-000 97-2060- 19-000 97-0100- 19-000 97-0100- 19-000 97-1804- 19-000 97-1106- 19-000 97-3400- 19-000 97-2020- 19-000 97-1108- 19-000 97-1405- 19-000 97-3850- 19-000 97-3700- 19-000 97-2070- 19-000 97-

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 081

MULTI-DOD-19-1188-A-000081

 Page 15 of 16
STAR Ref NoLegal Cite
Title
20014594 PL 115-245, secti Appropriation T
20990798 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990801 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990796 PL 115-245 132 SAppropriation T
20990795 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990797 PL 115-245 132 SAppropriation T
20990800 PL 115-245 132 SAppropriation T
20990800 PL 115-245 132 SAppropriation T
21111208 PL 115-245 132 SAppropriation T
21111206 PL 115-245 132 SAppropriation T
21111206 PL 115-245 132 SAppropriation T

Amount
600,000
23,090,000
3,125,000
90,796,000
5,200,000
6,240,000
7,900,000
14,003,000
13,780,000
15,200,000
36,400,000
290,000
4,350,000
7,900,000

Date Posted
2019-04-04
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-08-09
2019-08-09
2019-08-09

Date Effective
2019-04-04
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-08-08
2019-08-08
2019-08-08

To TAFS
From TAFS
21- -2060- 19-000 97- -0100- 19-000
21- -2035-1921-00097- -0100- 19-000
17- -1109-1921-00097- -0100- 19-000
97- -0300-1921-00097- -0100- 19-000
17- -1506-1921-00097- -0100- 19-000
17- -1804- 19-000 97- -0100- 19-000
21- -2020- 19-000 97- -0100- 19-000
17- -1810-1921-00097- -0100- 19-000
57- -3400- 19-000 97- -0100- 19-000
57- -3080-1921-00097- -0100- 19-000
57- -3010-1921-00097- -0100- 19-000
57- -3700- 19-000 97- -0100- 19-000
57- -3080-1921-00097- -0100- 19-000
57- -3010-1921-00097- -0100- 19-000

To_From
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

AO v OMB DoD Release for 19-L-1929 14 Feb 20 082

MULTI-DOD-19-1188-A-000082

 Report Run: 2019-08-15 13.58.21

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

AO v OMB DoD Release for 19-L-1929 14 Feb 20 083

MULTI-DOD-19-1188-A-000083

 Message

To:

Falk Curtin, Edna T. EOP/OMB (b) (6)
9/7/2019 2:34:48 AM
Relyea, William J SESOSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP

Subject:
Attachments:

(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=ll■■■■■ll
(b) (6)
Updated USAI footnote
97-0100 2019 OM DW 23 signed.xlsx

From:
Sent:

Bill,
As promised, I sent a revised O&M, Defense-wide apportionment through MAX to you. It includes the footnote
extending the prohibition on obligating USAI funds through Tuesday, September 10th . I've also attached a copy of the
signed apportionment in this email.
Have a good weekend,
Edna

AO v OMB DoD Release for 19-L-1929 14 Feb 20 084

MULTI-DOD-19-1188-A-000084

 SF 132 APPORTIONMENT SCHEDULE

Previous
Approved

Bureau/ Account Title / Cat B Stub / Line Split

Agency Request

OMB Action

OMB Footnote

Line
Split

Agency Footnote

Line
No

Prev Footnote

FY 2019 Apportionment
Funds provided by Public Law 115-245

Memo
Obligations

Department of Defense--Military Programs
Bureau: Operation and Maintenance
Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /2019
IterNo 23
RptCat NO
AdjAut NO
1100
1120

Last Approved Apportionment: 2019-09-05
Reporting Categories
Adjustment Authority provided
BA: Disc: Appropriation
BA: Disc: Approps transferred to other accounts

1121
1700
1701
1740
1920
6001
6002
6003
6004
6012

BA: Disc: Approps transferred from other accounts
BA: Disc: Spending auth: Collected
BA: Disc: Spending auth: Chng uncoll pymts Fed src
BA: Disc: Spending auth:Antic colls, reimbs, other
Total budgetary resources avail (disc. and mand.)
Category A -- 1st quarter
Category A -- 2nd quarter
Category A -- 3rd quarter
Category A -- 4th quarter
Reimbursable

6190

Total budgetary resources available

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

44,336,976,000 B1
-2,259,470,500 B3
B5,
213,965,300 B6
441,782,648 B4
1,028,642,887 B4
1,829,574,465 B2
45,591,470,800
13,267,414,034
14,946,467,889
12,001,002,777
2,076,586,100
3,300,000,000
A2,
A3,
45,591,470,800 A4

Submitted _____________________________________ Date _________________

See Approval Info tab for OMB approval information

AO v OMB DoD Release for 19-L-1929 14 Feb 20 085

MULTI-DOD-19-1188-A-000085

 FY 2019 Apportionment
OMB Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until September 11, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

AO v OMB DoD Release for 19-L-1929 14 Feb 20 086

MULTI-DOD-19-1188-A-000086

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

AO v OMB DoD Release for 19-L-1929 14 Feb 20 087

MULTI-DOD-19-1188-A-000087

 FY 2019 Apportionment
Agency Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

Page 4 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 088

MULTI-DOD-19-1188-A-000088

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

Page 5 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 089

MULTI-DOD-19-1188-A-000089

 FY 2019 Apportionment
Previously Approved Footnotes

Footnotes for Apportioned Amounts
A2

A3
A4

A classified attachment displaying the apportionment of specific classified programs within the amount displayed may
be included. All documents associated with this apportionment are unclassified except for the Classified Attachment.
The classified apportionment shall be allotted in full and executed without change. Such apportionment shall remain
valid during the fiscal year until such time as a reapportionment of such classified apportionment is required.
Allotments shall be made no later than 30 days after OMB signs the apportionment or the start of the subsequent
calendar month, whichever is later.
Pursuant to 31 U.S.C. 1553(b), not to exceed one percent of the total appropriations for this account is apportioned for
the purpose of paying legitimate obligations related to canceled appropriations.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 31, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this
Footnotes for Budgetary Resources

B1

B2
B3

B4
B5

Funds provided by P. L. 115-245 signed September 28, 2018 appropriated amount of $43,534,193,000; plus section
8048 $44,000,000; plus section 8118 $16,571,000; plus section 9013 $250,000,000 plus section 9018 $500,000,000
minus 8024(f) $7,788,000.
Apportioned anticipated budgetary resources, once realized, do not need to be reapportioned unless the amount
realized exceeds the conditions on the total amount apportioned (OMB Circular A-11 sections 120.49).
(19) FY 19-27 IR transfers $-49,996,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115245 and transfers $-18,904,000 (Part II) in accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115245. (18) FY 19-29 IR transfers $-100,000 in accordance with section 8052 of division A of P.L. 115-245. (16) FY 19-23
IR transfers $-2,538,000 in accordance with P.L.115-245. FY 19-24 IR transfers $-35,000,000 in accordance with
section 8055 of P.L. 115-245. FY19-25 IR transfers $-7,290,000 in accordance with sections 8005 and 8052 of division
A of P.L. 115-245 and section 1001 of P.L. 115-232. FY 19-05 PA transfers $-12,250,000 in accordance with section
8005 of division A of P.L. 115-232. (15) FY 19-17 IR transfers $-59.444,000 (Part I) and $-187,814,000 (Part II) in
accordance with sections 9002 and 9018 of Title IX (OCO) of division A of P.L. 115-245. (12) This action restores
$2,000,000 that was previously transferred in FY19-06 LTR to fund the National Commission on Military Aviation
Safety; the Commission will be funded using other resources. (11) FY 19-10 IR transfer $7,089,000 out of this account
in accordance with section 8052 of division A of P.L. 115-245. (10) FY 19-06 LTR transfers $-2,000,000 to the National
Commission on Military Aviation Safety in accordance with section 1087 of P.L. 115-232. (9) FY 19-04 transfers $155,092,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245 and transfers $-16,500,000 in
accordance with sections 9002 and 9018 of Title IX of division A of P.L. 115-245. (4) FY 19-04 LTR transfers $10,000,000 in accordance with section 315(a) of P.L. 115-232. (3) FY 19-02 LTR transfers $-1,693,442,000 in
accordance with Title IX (OCO) of division A of Public Law 115-245. (5) FY19-02 transfers $-4,011,500 in accordance
with section 8052 of division A of P L 115-245
Per the April 2019 SF-133
(19) FY 19-27 IR transfers $9,861,000 (Part I) in accordance with section 9018 of Title IX of division A of P.L. 115-245.
FY 19-28 IR transfers $4,545,000 in accordance with Title VI of division A of P.L. 115-245. (17) FY 19-07 PA transfers
$13,806,000 in accordance with section 8005 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (16) FY
19-23 IR transfers $33,586,000 in accordance with P.L. 115-245. FY 19-25 IR transfers $17,789,000 in accordance
with sections 8005 and 8052 of division A of P.L. 115-245 and section 1001 of P.L. 115-232. (15) FY 19-17 IR transfers
$31,524,000 (Part I) in accordance with section 9018 of Title IX (OCO) of division A of P.L. 115-245. (9) FY 19-04 IR
transfers $46,248,000 in accordance with section 9018 of Title IX of division A of P.L. 115-245. (8) FY 19-08 IR
transfers $32,028,000 in accordance with Title VI of Division A of P.L. 115-245. (7) FY 19-05 IR transfers $8,549,000
in accordance with Title VI of Division A of P.L. 115-245. (6) FY 19-03 IR transfers $8,029,000 in accordance with Title
II of division A of P.L. 115-245.

Page 6 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 090

MULTI-DOD-19-1188-A-000090

 B6

(14) Transfers $8,000,000 from the Intelligence Community Management Account (ICMA) (Treasury Accounting
System control #19011631) in accordance with provisions of the Intelligence Authorization Act for 2005

End of File

Page 7 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 091

MULTI-DOD-19-1188-A-000091

 OMB Approved this apportionment request using
the web‐based apportionment system

Mark Affixed By:

Michael Duffey                                                                                     
Associate Director for National Security Programs                                                                                                                     

Signed On:
File Name:
Sent By:
Sent On:

2019‐09‐06 10:23 PM
97‐0100 2019 OM DW 23.xlsx
 
 

TAF(s) Included: 

97‐0100 \2019 

Page 8 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 092

MULTI-DOD-19-1188-A-000092

                                 

Page 9 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 093

MULTI-DOD-19-1188-A-000093

 Report Run: 2019-08-15 13.58.19

Approved Apportionment vs SF 133, FY 2019
Agy/Bur/Acct/TAFS Line No

Line Description

Appor

SF 133

Appor
Amts

Obs

Other Lines
Appor
SF 133 Cat B #

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /2019
Last Apportioned: 2019-08-15
Latest SF 133: Jun, 2019
1021
Unob Bal: Recov of prior year unpaid obligations
1021
Unob Bal: Recov of prior year unpaid obligations
1100
BA: Disc: Appropriation
1100
BA: Disc: Appropriation
1120
BA: Disc: Approps transferred to other accounts
1120
BA: Disc: Approps transferred to other accounts
1121
BA: Disc: Approps transferred from other accounts
1121
BA: Disc: Approps transferred from other accounts
1700
BA: Disc: Spending auth: Collected
1700
BA: Disc: Spending auth: Collected
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1701
BA: Disc: Spending auth: Chng uncoll pymts Fed src
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1740
BA: Disc: Spending auth:Antic colls, reimbs, other
1910/1920 Total Budgetary Resources
1910/1920 Total Budgetary Resources
6001
Category A -- 1st quarter
6001
Category A -- 1st quarter
6002
Category A -- 2nd quarter
6002
Category A -- 2nd quarter
6003
Category A -- 3rd quarter
6003
Category A -- 3rd quarter
6004
Category A -- 4th quarter
6004
Category A -- 4th quarter
6012
Reimbursable
6012
Reimbursable
2001
Direct obs incurred: Category A (by quarter)
2001
Direct obs incurred: Category A (by quarter)
2002
Direct obs incurred: Category B (by project)
2002
Direct obs incurred: Category B (by project)
2101
Reimbursable obs incurred: Category A (by quarter)
2101
Reimbursable obs incurred: Category A (by quarter)
2102
Reimbursable obs incurred: Category B (by project)

30
30
44,336,976
44,336,976
-1,783,280
-1,783,280

44,336,976
44,336,976
-2,190,571
-2,190,571
199,559
199,559
441,783
672,277
441,783
672,277
1,028,643 1,186,840
1,028,643 1,186,840
1,829,574 1,115,069
1,829,574 1,115,069
45,645,965 45,527,912
45,645,965 45,527,912
13,267,414
13,267,414
14,946,468
14,946,468
12,001,003
12,001,003
2,131,080
2,131,080
3,300,000
3,300,000
28,031,854
28,031,854
2,666,384
2,666,384
456,077
456,077
708,127

012-92
012-92

012-92

Page 10 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 094

MULTI-DOD-19-1188-A-000094

 Agy/Bur/Acct/TAFS Line No
Line Description
2102
Reimbursable obs incurred: Category B (by project)
2###/6### Total Apportioned Amounts \ Obligations
2###/6### Total Apportioned Amounts \ Obligations
2201
Unob Bal: Apportioned: Avail in the current period
2201
Unob Bal: Apportioned: Avail in the current period
2202
Unob Bal: Apportioned: Avail in subsequent periods
2202
Unob Bal: Apportioned: Avail in subsequent periods
2203
Unob Bal: Apportioned: Anticipated
2203
Unob Bal: Apportioned: Anticipated
2403
Unob Bal: Unapportioned: Other
2403
Unob Bal: Unapportioned: Other
2500/6190 Total Budgetary Resources
2500/6190 Total Budgetary Resources

Appor

SF 133

Amts

Obs
708,127
45,645,965 31,862,442
45,645,965 31,862,442

Appor

SF 133 Cat B #
012-92

9,511,525
9,511,525
3,034,814
3,034,814
1,115,069
1,115,069
4,061
4,061
45,645,965 45,527,912
45,645,965 45,527,912

End of file

Page 11 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 095

MULTI-DOD-19-1188-A-000095

 Report Run: 2019-08-15 13.58.19

Non-Expenditure Transfers Report, FY 2019
STAR Ref NoLegal Cite

Title

Amount Date Posted Date Effective To TAFS

From TAFS

To_From

Account: Operation and Maintenance, Defense-wide (007-10-0100)
TAFS: 97-0100 /19
19011631
19227512
19896688
18894024
19052240
19896690
19213427
19213427
19896689
19213473
19213473
19213470
19213470
19768067
19679691
19896684
19896684
19896687
19896685
20014596
20014596
20014597
20014597
20014594

50 USC 1910 (a) Appropriation T
8,000,000 2018-12-19 2018-12-07
PL 115-245, Title Appropriation T
8,029,300 2019-01-04 2018-12-31
PL 115-245, secti Appropriation T
1,500,000 2019-03-22 2019-03-21
PL 115-245, Title Appropriation T 1,693,442,000 2018-12-04 2018-11-20
PL 115-232, secti Appropriation T
10,000,000 2018-12-13 2018-12-11
PL 115-245, secti Appropriation T
5,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
150,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
1,279,500 2019-01-03 2018-12-31
PL 115-245, secti Appropriation T
10,000,000 2019-03-22 2019-03-21
PL 115-245, HR 6Appropriation T
627,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
742,000 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
707,500 2019-01-03 2018-12-31
PL 115-245, HR 6Appropriation T
505,000 2019-01-03 2018-12-31
PL 115-245, Title Appropriation T
32,028,000 2019-03-13 2019-03-08
PL 115-245, Title Appropriation T
8,549,000 2019-02-28 2019-02-27
PL 115-245, secti Appropriation T
54,500,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
5,900,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
1,990,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
46,454,000 2019-03-26 2019-03-21
PL 115-245, secti Appropriation T
147,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
366,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
2,671,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,443,000 2019-04-04 2019-04-04
PL 115-245, secti Appropriation T
1,862,000 2019-04-04 2019-04-04

979721977597171717575721219797171757211717575721-

-0100- 19-000 95-0100- 19-000 97-2035-1921-00097-0100-1920-00097-0944- 19-000 97-0300-1921-00097-1108- 19-000 97-1405- 19-000 97-1810-1921-00097-3700- 19-000 97-3850- 19-000 97-2070- 19-000 97-2060- 19-000 97-0100- 19-000 97-0100- 19-000 97-1804- 19-000 97-1106- 19-000 97-3400- 19-000 97-2020- 19-000 97-1108- 19-000 97-1405- 19-000 97-3850- 19-000 97-3700- 19-000 97-2070- 19-000 97-

-0401-0810-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0100-0105-0105-0100-0100-0100-0100-0100-0100-0100-0100-0100-

19-000
X-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000
19-000

To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
To this account
To this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

Page 12 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 096

MULTI-DOD-19-1188-A-000096

 STAR Ref NoLegal Cite
Title
20014594 PL 115-245, secti Appropriation T
20990798 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990801 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990796 PL 115-245 132 SAppropriation T
20990795 PL 115-245 132 SAppropriation T
20990799 PL 115-245 132 SAppropriation T
20990797 PL 115-245 132 SAppropriation T
20990800 PL 115-245 132 SAppropriation T
20990800 PL 115-245 132 SAppropriation T
21111208 PL 115-245 132 SAppropriation T
21111206 PL 115-245 132 SAppropriation T
21111206 PL 115-245 132 SAppropriation T

Amount
600,000
23,090,000
3,125,000
90,796,000
5,200,000
6,240,000
7,900,000
14,003,000
13,780,000
15,200,000
36,400,000
290,000
4,350,000
7,900,000

Date Posted
2019-04-04
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-07-17
2019-08-09
2019-08-09
2019-08-09

Date Effective
2019-04-04
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-07-16
2019-08-08
2019-08-08
2019-08-08

To TAFS
From TAFS
21- -2060- 19-000 97- -0100- 19-000
21- -2035-1921-00097- -0100- 19-000
17- -1109-1921-00097- -0100- 19-000
97- -0300-1921-00097- -0100- 19-000
17- -1506-1921-00097- -0100- 19-000
17- -1804- 19-000 97- -0100- 19-000
21- -2020- 19-000 97- -0100- 19-000
17- -1810-1921-00097- -0100- 19-000
57- -3400- 19-000 97- -0100- 19-000
57- -3080-1921-00097- -0100- 19-000
57- -3010-1921-00097- -0100- 19-000
57- -3700- 19-000 97- -0100- 19-000
57- -3080-1921-00097- -0100- 19-000
57- -3010-1921-00097- -0100- 19-000

To_From
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account
From this account

Page 13 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 097

MULTI-DOD-19-1188-A-000097

 Report Run: 2019-08-15 13.58.21

Warrants Report, FY 2019
Agy/Bur/Acct/TAFS

STAR Ref No

Legal Cite

Amount Date Posted Date Effective

Account: Operation and Maintenance, Defense-wide (007-10-0100) (007-10-0100)
Treas Account: Operation and Maintenance, Defense-wide
TAFS: 97-0100 /19
18600931 132 STAT 2985

44,336,976,000 2018-11-02

2018-10-28

End of file

Page 14 of 14
AO v OMB DoD Release for 19-L-1929 14 Feb 20 098

MULTI-DOD-19-1188-A-000098

 Message
From:

Sent:
To:

CC:

Subject:

Duffey, Michael P. EOP/OMB (b) (6)
8/20/2019 7:42:21 PM
Mccusker, Elaine A HON OSD OUSD C (USA) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN RECIPIENTS/CN(b) (6)
Paoletta, Mark R. EOP/OMB (b) (6)
Sandy, Mark S. EOP/OMB
];
Ney,
Paul
C
Jr
HON
OSD
OGC
(USA)
[/O=EASF/OU=EXCHANGE ADMINISTRATIVE
(b) (6)
GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN (b) (6)
Footnote

Elaine - it is our intent to add the following footnote to the Ukraine apportionment this afternoon to take effect
immediately.
Amounts apportioned, but not yet obligated as of the date of this reapportionment, for the Ukraine Security Assistance
Initiative (Initiative) are not available for obligation until August 26, 2019, to allow for an interagency process to
determine the best use of such funds. DOD may continue its planning and casework for the Initiative during this period.

(b) (5)

Thank you.
Sincerely,
Mike
Mike Duffey
Associate Director for National Security Programs
Office of Management and Budget
The White House

(b) (6)

AO v OMB DoD Release for 19-L-1929 14 Feb 20 099

MULTI-DOD-19-1188-A-000099

 M essage(Digi tally Signed)
Rood, John C HON OSD OUSD POLICY(USA) 1/0= EASF/O U=EXCHANGE ADMINI STRATIVE GROUP
(FYDIBOHF23SPDLT)/C N=RECIPIENTS/CN , ,
Sent:
9/12/2019 2:57:53 PM
To :
Sendak, Cat herine E SES (USA) [/O= EASF/O U=EXCHANGE ADMINI STRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN= o o
Whee lbarger, Kathryn L SES OSD OUSD POLICY
(USA) 1/0= EASF/O U=EXCHANGEADMINI STRATIVE GROUP
(FYDIBOHF23SPDLT)/C N=RECIPIENTS/CN o o
; Cooper, Laura K SES OSD OUSD POLICY(US)
1/0= EASF/O U=EXCHANGE ADMINI STRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN o ,
CC:
o o
oo
CIV OSD OUSD POLICY (USA) [/O=EASF/O U=EXCHANGE ADMINI STRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
MAJ USARMY OSD OUSD POLICY (US)
1/0= EASF/O U=EXCHA NGE ADMINI STRATIVE GROUP (FYDIBOHF23SPDLT)/ CN=RECIPIENTS/CN , o
o o
CIV OSD OUSD POLICY(USA) [/O= EASF/O U=EXCHANGE ADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/C N=RECIPIENTS/CN , o
]; OSD Pentagon OUSD Policy lis t ISA FO
1/0= EASF/O U=EXCHANGE ADMINI STRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
OSD Pentagon OUSD Policy lis t USDP MAs and SAs [/O= EASF/O U=EXCHANGE ADMIN ISTRATIVE
GROUP (FYDIBOHF23SPDLT)/ CN=RECIPIENTS/CN o o
o o
CIV OSD OUSD POLICY (USA) [/O= EASF/O U=EXCHANGE ADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/C N=RECIPIENTS/ o o
; , o
CIV OSD OUSD POLICY
(USA) [/O= EASF/O U=EXCHANGE ADMINI STRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
Subject :
RE: Update - USAI funds availab le for obligation
Attachments : smime.p7s
From :

Very good news. I heard the same from Comptrol l er.
obli gated. -- John - -

Please move out with DSCAto get the funds

----- or i ginal Message----From: Sendak, cather i ne E SES
Sent: Thursday , September 12,
To: Rood' John C HONOSDOUSD
OUSDPOLICY(USA)

Importance:

Kathryn L SES OSD
POLICY(US)

e -- USAI
High

Good morni ng John/ Katie
we have good news on Ukrai ne - - OGCand Comptroll er in f ormed us ear li er th i s morni ng, they received an
a ort i onment f rom 0MB re l eas i n the Ukraine Secur i t Ass i stance In i t i at i ve (USAI) funding. ~
At th i s point, ~
exp anat 1on on t e reason an DSCA1s movi ng to rap , y i mp ement cas e s 1t ad on hol d . The team wil l
push to obli gate maxi mum funds bef ore the end of fi scal year . Thi s news i s very t i mel y, in advance of the
SecDef ca ll wi th Ukrai nian MinDef Zagorodnyk on Monday, September 16 .
Pl ease let us know i f you have any f urther
i nf ormation . Thank you!

questions

and we will

keep you posted as we get more

Best,
Kati e
cather i ne Sendak
Principa l Director
Russia Ukrai ne, Eurasia

AO v OMB, DoD Release 27 Apr 2020 001

MULTI-DOD-19-1188-B-000001

Message
Rood, John CHON OSD OUSD POLICY(USA) 1/O=EASF/OU=EXC
HANGE ADMINISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN o o
Sent :
9/25/2019 10:16:14 PM
To :
o o
Col USAF OSD OUSD POLICY(USA) 1/O=EASF/OU=EXCHANGE
ADMINISTRATIVE GROUP
CAPTUSN OSD OUSD POLICY
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C N o o
; [mi(d
(USA) 1/O=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/l"{(Dl(d
LtCol USMC OSD OUSD POLICY
(USA) 1/O=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/Cl'fil>l(d
; Billingslea, Rachel E (Richmond) SESOSD OUSD
POLICY(USA) 1/O=EASF/OU=EXCHANGEADMIN ISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/Cl'fil>l(d
; Trulio, David V SESOSD OUSD POLICY (USA)
[/O=EASF/OU=EXCHANGEADMINISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN= o o
CIV OSD OUSD POLICY(US) 1/O=EASF/OU=EXC
HANGE ADMIN ISTRATIVE GROUP
o
o
CIV OSD OUSD
(FYDIBOHF23SPDLT)/CN=RECIPIEN
TS/CN o o
POLICY (USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVEGROUP
3]; o o
OL USARMY OSD OUSD
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/Cl'filJl(d
POLICY(USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVEGROUP
CIV OSD OUSD POLICY(USA)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/Crfil>l(j
)
[/O=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
;WJl(d,
___ CIV OSD OUSD POLICY(US)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN- o o
[/O=EASF/OU=EXCHANGEADMINI STRATIVE GROUP (FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN
Subject:
FW: Background on Ukra ine for SecDefThursday press conference
Attachments : USAI FY19 Tranche 2 letters - USDP Signed.pdf
From:

I

From: Cooper, Laura K SES OSD OUSDPOLICY(US)
Sent: Wednesday, September 25, 2019 6:16 :0 7 PM (UTC-05:0 0) Eastern Time (US & Canada)
To: Rood, John CHON OSD OUSDPOLICY(USA); wheelbarger, Kathry n L SES OSDOUSDPOLICY(USA); Anderso n ,
James H HONOSDOUSDPOLICY(USA)
Cc: OSD Pentagon OUSDPol icy Li st USDPMAsand SAs; OSD Pe~
olicy Lis t ISA FO; Tr ulio, David V
SES OSDOUSDPOLICY (USA); Sendak, Catherine E SES (USA); ~
CIV OSD OUSDPOLICY(USA); OSD
Pentagon OUSDPolicy List ISA RUEUKR
subject: Background on Ukraine for secoef Thursday press conference
John and Katie -

AO v OMB, DoD Release 27 Apr 2020 002

MULTI-DOD-19-1188-B-000002

Best,
Laura
Laura K. Cooper
Deputy Assistant Secretary of Defense
Russia, Ukraine, Eurasia
.....
e under secretary of Defense for Policy

AO v OMB, DoD Release 27 Apr 2020 003

MULTI-DOD-19-1188-B-000003

UND E R SE C R ET ARY O F DE FE NS E
2000 D EF ENSE PFNTAGON
WAS HIN G T ON DC
20301-2000

NAY
2 3 2019
The Honorable Richard C. Shelby
Chairman
Committee on Appropriations
United States Senate
Washington, DC 20510
Dear Mr . Chairman:
On behalf of the Secretary of Defense, and in coordination -withthe Secretary of State, I
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purposes of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S. assistance. An assessment of the
action s taken by Ukraine, the remaining areas in need of defense institutional refonn, and the
methodolo gy used to evaluate this refo1m are included in this letter. Furthermore, now that this
defense institutional reform has occurred, we will use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most recently by section 1246 of the John S. McCain NOAA for Fi scal Year 20 19
(Public Law 115-232) , to support programs in Ukraine further . Implementation of this further
support will begin no sooner than 15 days following this notification. Th.is authority will be used
to provide appropriate security assistance, includi ng training, equipment, and logistics support ,
supplies, and services , to the military and other security forces of the Government of Ukraine.
Pursuant to Section 9013 of the Department of Defense (DoD) Appropriations Act. 2019
(division A of Public Law 115-245). we are notifying the committees of this obligation.
Figures provided in this notification reflect estimated quantities and value s. These
figures may change based on the final p1ice and availability of individual items, but the overall
cost will not exceed $125 million, and the quantity of items will remain consistent with the stated
nature and scope of the program.
The primary methodology used to infonn this certification was persistent U.S.
engagement with Ukraine, including, but not limited to: I) the Secretary's meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U.S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consultations with and participation in Ukraine's Defense Reform Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine; 4) former Secretary of the Navy Dr . Donald Winter's
visit to Kyiv in his role a U .S. Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State, including the U.S.-Ukraine Strategic Partnership Commissio n; 6)
U.S. European Command's efforts through the Multinational Joint Comm ission on Ukraine; 7)
the Joint Mult inational Training Group - Ukraine training program; and 8) other advisory efforts
through the Ministry of Defense Advisors Program, Defense Governance and Management

AO v OMB, DoD Release 27 Apr 2020 004

MULTI-DOD-19-1188-B-000004

Team, Cooperative Technology Security Dialogue. and the U.S. Embassy in Kyiv and U.S.
Mission to NATO in Brussels.
Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NATO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Forei!:,rnMilitary Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Substantial progress has been made on defense reform since 2014, but there remain areas
that require significant attention. Although Ukraine has made a commitment to defense industry
reforms, increased transparency in acquisition and budgeting will require a sustained effort.
DoD is supporting Ukraine with the development of a transformation plan to bring its industry in
line with global best practices, which will likely be a multi-year effort. The implementation of a
modem human resources management system is another area that still requires attention.
Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its processes and
procedures to ensure technology security, proper accountability, and end-use controls for U.S.provided equipment. The United States remains committed to assisting with the implementation
of these reforms to bolster Ukraine's ability to defend its territorial integrity in support of a
secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees, the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

~"~?J't
John C. Rood
Enclosures:
As Stated
cc:
The Honorable Patrick J. Leahy
Vice Chairman

AO v OMB, DoD Release 27 Apr 2020 005

MULTI-DOD-19-1188-B-000005

UNDER

SECRETARY

OF OE F ENSE

2000 DEFEI\ISE PE.NTAGON
WASHINGTON
D.C 20301 .20 00

tAY2 3 2019
"0LtCY

The Honorable Richard C. Shelby
Chairman
Subcommittee of Defense
Committee on Appropriations
United States Senate
Washington, DC 20510
Dear Mr. Chairman:
I am writing to notify you that the Secretary of Defense, in coordination wi th the
Secretary of State, has certified that the Government of Ukraine has taken substantial actions to
make defense institutional refonns. An assessment of the actions taken by Ukraine, the On
behalf of the Secretary of Defense, and in coordination with the Secretary of State, I have
certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purposes of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S . assistance . An assessment of the
actions taken by Ukraine, the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this reform are included in this letter. Furthermore, now that this
defense institutional reform has occurred, we will use the authority provided by section 1250 of
the Nationa l Defense Authorization Act (NOAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most recently by section 1246 of the John S. McCain NDAA for Fiscal Year 2019
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
support will begin no soone r than 15 days following this notification. This authority will be used
to provide appropriate security assistance , including training, equipment, and logistics support,
supplies, and services , to the military and other security forces of the Government of Ukraine .
Pursuant to Section 9013 of the Department of Defense (DoD) Appropriations Act, 20 I 9
(division A of Public Law 115-245), we are notifying the committees of this obligation .
Figures provided in th is notification reflect estimated quantities and values. The se
figures may change based on the final price and availability of individual items, but the overall
cost will not exceed $125 million, and the quantity of items will remain con sistent with the stated
nature and scope of the program.
The primary methodology used to inform this certification was persistent U .S.
engagement with Ukraine , including , but not limited to: 1) the Secretary's meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U.S . Deputy As sistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consultations with and participation in Ukraine's Defense Reform Advisory Board in his role as
U.S . Senior Defense Advisor on Ukraine~ 4) former Secretary of the Navy Dr. Donald Winter's
visit to Kyiv in his role a U.S. Senior Defens e Industry Advisor; 5) senior level engagements led
by the Department of State, including the U.S. -Ukraine Strategic Partnership Commission; 6)

AO v OMB, DoD Release 27 Apr 2020 006

MULTI-DOD-19-1188-B-000006

U.S. European Command's efforts through the Multinational Joint Commission on
Ukraine; 7) the Joint Multinational Training Group - Ukraine training program; and 8) other
advisory efforts through the Ministry of Defense Advisors Program, Defense Governance and
Management Team, Cooperative Technology Security Dialogue, and the U.S. Embassy in Kyiv
and U.S. Mission to NATO in Brussels.
Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NA TO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modem human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees, the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

~!w

/JJ

/k~/,

Z?oh~
~Rood

Enclosures:
As Stated
cc:
The Honorable Richard J. Durbin
Vice Chairman

AO v OMB, DoD Release 27 Apr 2020 007

MULTI-DOD-19-1188-B-000007

UND E R SECRETARY

OF DEFENSE

2000 DEFENSE
PENTAGON
WASHINGTON
DC
20301 .2000

MAY
2 3 201
~
P OLICY

The Honorable Adam Smith
Chairman
Committee on Armed Services
U.S. House of Rep rese ntatives
Washington, DC 205 15
Dear Mr. Chainnan:
On behalf of the Secretary of Defense, and in coordination with the Secretary of State, l
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purposes of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S. assistance. An assessment of the
actions taken by Ukr aine , the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this reform are included in this letter. Furthermore, now that this
defense institutional refonn has occwTed, we will use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law 114-92). as
amended most recently by section 1246 of the John S. McCain NDAA for Fi scal Year 2019
(Public Law 115-232), to support programs in Ukra.il1efurther . Implementation of this further
support will begin no sooner than 15 days following this notification. This authority will be used
to provide appropriate security assistance, including training. equipment, and logistics support.
supplies, and services, to the military and other security forces of the Government of Ukraine .
Pur suant to Section 9013 of the Department of Defense (DoD) Approp riations Act, 2019
(division A of Public Law 115-245}, we are notifying the committees of th is obligation .
Figures provided in this notification reflect estimated quantities and values . These
figures may change based on the final price and availabilit y of individual items, but the overall
cost wil l not exceed $125 million , and the quantity of items 'will remain consistent with the stated
nature and scope of the progran1.
The primary methodology used to inform this certification was persistent U.S .
engagement with Ukraine, including , but not limited to: I) the Secretary's meetings with
Mini ster of Defense Poltorak; 2) a visit to Kyiv by the U .S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consultations v.-ith and participation in Ukraine's Defense Reform Advi sory Board in his role as
U.S . Senior Defense Advisor on Ukraine; 4) fonner Secretary of the Navy Dr . Donald Winter"s
visit to Kyiv in his role a U.S. Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State, including the U .S.-Ukraine Strategic Partnership Commiss ion; 6)
U.S . European Command ' s efforts through the Multinational Joint Commi ssion on Ukraine; 7)
the Joint Multinational Training Group- Ukraine training program ; and 8) other advisory efforts
through the Ministry of Defense Advisors Program , Defense Governance and Management
Team, Cooperative Technology Security Dialogue , and the U.S. Embassy in Kyiv and U .S.
Mission to NA TO in Brussels .

AO v OMB, DoD Release 27 Apr 2020 008

MULTI-DOD-19-1188-B-000008

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NATO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which wilJ
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modern human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees, the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

~~~GBP
John C. Rood
Enclosures:
As Stated
cc:

The Honorable William M. "Mac'' Thornberry
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 009

MULTI-DOD-19-1188-B-000009

UNDER

SECRETARY

OF DEFENSE

2 000 DEFENSE
PEN TA GON
WASH INGTON . D C 2 0 30 1.200 0

MAY
-2 3 2019

POLJt;s

The Honorable James M. Inhofe
Chairman
Committee on Armed Services
United States Senate
Washington, DC 20510
Dear Mr. Chairman:
On behalf of the Secretary of Defense , and in coordination with the Secretary of State, 1
have certified that the Government of Ukraine has taken substan tial actions to make defense
institutional refo1ms for the pw-poses of decreasing corruption. increasing accountability, and
sustaining improvements of combat capability enabled by U.S . assistance. An assessment of the
actions taken by Ukraine, the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this refotm are included in this letter. Furthennore, now that this
defense institutional reform has occurred, we wi.11use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most recently by section 1246 of the John S. McCain NDAA for Fiscal Year 20 I 9
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
support will begin no sooner than 15 days following this notification . Th,is authority will be used
to provide appropriate security assistance, including training , equipment , and logistics support
supplies, and services , to the military and other security forces of the Government of Ukraine .
Pursuant to Section 9013 of the Department of Defense (DoD) Appropriations Act, 2019
(division A of Public Law 115-245), we are noti fying the committees of this obligation .
Figures provided in this notificatio n reflect estimated quantities and values. These
figures may change based on the final price and availability of individual items, but the overall
cost will not exceed $12 5 million, and the quantity of items will remain consistent with the stated
nature and scope of the program .
The primary methodology used to inform this certification was persistent U.S.
engagement with Ukraine, including , but not limited to: I) the Secretary's meet ings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U.S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consu ltations with and participation in Ukraine ' s Defense Reform Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine; 4) former Secretary of the Navy Dr. Donald Winter's
visit to Kyiv in his role a U.S . Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State, including the U.S.-Ukraine Strategic Partnership Commission; 6)
U.S. European Command.s efforts through the Multinational Joint Commission on Ukraine; 7)
the Joint Multinational Training Group- Ukraine training program ; and 8) other advisory efforts
through the Ministry of Defense Advisors Program , Defense Governance and Management
Team. Cooperative Technology Security Dialogue, and the U.S . Embassy in Kyiv and U.S.
Mission to NATO in Brussels .
#!ft

o.,

AO v OMB, DoD Release 27 Apr 2020 010

MULTI-DOD-19-1188-B-000010

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number<of substantial actions to align Ukraine's defense
enterprise more closely with NATO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modem human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees, the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

yr~~~
John C. Rood
Enclosures:
As Stated
cc:
The Honorable Jack Reed
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 011

MULTI-DOD-19-1188-B-000011

UNDER

SECRETARY

OF DEFENS

E

2000 DEFENSE
PENTAGON
WASHINGTON
DC
20301 2000

MAY
2 3 2019
POL IC-,

The Honorable Nita M. Lowey
Chairwoman
Comm ittee on Appropriations
U.S. House of Representatives
Washington, DC 20515
Dear Madam Chairwoman:
On behalf of the Secretary of Defense. and in coordination with the Secretary of State, I
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purposes of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S. assistance . An assessment of the
actions taken by Ukraine, the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this reform are included in this letter. FU1thermore, now that this
defense institutiona l reform has occurred, we will use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most rec ently by section 1246 of the John S. McCain NDAA for Fiscal Year 2019
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
support will begin no sooner than 15 days following this notification . This authority will be used
to provide appropriate security assistance, including training, equipment, and logistics support,
supplies. and services, to the military and other security forces of the Government of Ukraine .
Pursuant to Section 9013 of the Department of Defense (DoD) Appropria tions Act, 2019
(division A of Public Law 115-245), we are notifying the committees of this obligation .
Figures provided in this notification reflect estimated quantities and values . These
figures may change based on the final price and availability of individual items, but the overall
cost will not exceed $125 million, and the quantity of items will remain consistent with the stated
nature and scope of the program.
The primary methodology used to inform this certification was persistent U .S.
engagement with Ukraine, including, but not limited to: 1) the Secretary's meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U.S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consultations with and participation in Ukraine's Defense Refonn Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine; 4) former Secretary of the Navy Dr. Donald Winter 's
visit to Kyiv in his role a U.S. Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State, including the U.S. -Ukraine Strategic Partnership Commission; 6)
U.S. European Command's effo1ts through the Multinational Joint Commission on l.Jkraine; 7)
the Joint Multinational Training Group - Ukraine training progran1; and 8) other advisory efforts
through the Ministry of Defense Advisors Program , Defense Governance and Management
Team, Cooperative Technology Security Dialogue , and the U.S. Embassy in Kyiv and U.S.
Mission to NATO in Brussels.

AO v OMB, DoD Release 27 Apr 2020 012

MULTI-DOD-19-1188-B-000012

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NA TO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to refonn the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transfonnation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modem human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NOAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees, the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

yf1._;:?:_?
John C. Rood
Enclosures:
As Stated
cc:
The Honorable Kay Granger
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 013

MULTI-DOD-19-1188-B-000013

UND E R SECRE T ARY OF DEFENS

E

2000 DEFENSE
PENTAGON
WASHINGTON
DC
20301 . 2000

MAY
2 3 201
9
PO I.ICo

The Honorable Peter J. Visclosky
Chainnan
Subcommittee on Defense
Committee on Appropriations
U.S. House of Representatives
Washington, DC 20515
Dear Mr. Chairman:
On behalf of the Secretary of Defense, and in coordination with the Secretary of State, I
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purposes of decreasing conuption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S . assistance. An assessment of the
actions taken by Ukraine, the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this reform are included in this letter. Furthermore, now that this
defense institutional reform has occurred , we will use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law I 14-92), as
amended most recently by section 1246 of the John S. McCain NDAA for Fiscal Year 2019
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
support wiU begin no sooner than 15 days following this notification . This authority will be used
to provide appropriate security assistance, inclucting training, equipment, and logistics support,
supplies, and services, to the military and other secmity forces of the Government of Ukraine.
Pursuant to Section 9013 of the Department ofDefense (DoD ) Appropriations Act , 2019
(division A of Public Law 115-245), we are notifying the committees of this obligation.
Figures provided in this notification reflect estimated quantities and values. These
figures may change based on the final price and availability of individual items, but the overall
cost will not exceed $125 million , and the quantity of items will remain consistent with the stated
nature and scope of the program.
The primary methodology used to inform this certification was persistent U.S.
engagement with Ukraine ; including, but not limited to: 1) the Secretary ' s meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U.S. Deputy Assistant Secretary of
Defense for Russia, Ukraine , Eurasia; 3) Lieutenant General (Retired) Keith Dayton os bilateral
consultations with and participation in Ukraine ' s Defense Reform Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine; 4) former Secretary of the Navy Dr. Donald Winter's
visit to Kyiv in his role a U.S. Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State , including the U.S.-Uk:raine Strategic Pannership Commission; 6)
U.S . European Command ' s efforts through the Multinational Joint Commission on Ukraine; 7)
the Joint Multinational Training Group - l jkrain e training program; and 8) other advisory efforts
through the Ministry of Defense Advisors Program, Defense Governance and Management
Team, Cooperative Technology Security Dialogue. and the U.S. Embassy in Kyiv and U.S.
Mission to NA TO in Brussels.
o#~

Tof

AO v OMB, DoD Release 27 Apr 2020 014

MULTI-DOD-19-1188-B-000014

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NA TO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly. Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modern human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the other congressional defense committees. the Senate
Committee on Foreign Relations, and the House Committee on Foreign Affairs.
Sincerely,

~;/4:LJohn C. Rood
Enclosures:
As Stated
cc:
The Honorable Ken Calvert
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 015

MULTI-DOD-19-1188-B-000015

UNDER

SEC RETA R Y OF D EFENSE

2000 DEFE N S E PEN TAGON
WAS H ING T ON D C 2030 1 .20 00

MAY
2 3 ?019
The Honorable Eliot L. Engel
Chairman
Committee on Foreign Affairs
U.S. House of Representatives
Washington, DC 20515
Dear Mr. Chairman :
On behalf of the Secretary of Defense , and in coordination with the Secretary of State, I
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the purpos es of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S . assistance. An assessment of the
actions taken by Ukraine , the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this refonn are included in this letter. Furthermore , now that this
defense institutional refonn has occurred. we will use the authority provided by section 1250 of
the National Defense Authorization Act (NDAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most recently by section 1246 of the John S. McCain NDAA for Fiscal Year 2019
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
support will begin no sooner than 15 days following this notifica tion. This authori ty will be used
to provide appropriate secur ity assistance, including training , equipment, and logistics support,
supplies, and services , to the military and other security forces of the Government of Ukraine .
Pursuant to Section 90I 3 of the Departmen t of Defense (DoD) Appropriations Act, 2019
(division A of Public Law 115-245) , we are notifying the committees of this obligation.
Figures provided in this notification reflect estimated quantities and values . These
figures may change based on the final price and availability of individual items, but the overall
cost wiII not exceed $125 million , and the quantity of items will remain consistent with the stated
nature and scope of the program.
The primary methodology used to inform this ce1t ification was persistent U.S.
engagement with Ukraine , including, but not limited to: l) the Secretary ' s meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U. S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenan t General (Retired) Keith Dayton ' s bilateral
consultations with and participation in Ukraine ' s Defens e Reform Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine ; 4) former Secretary of the Navy Dr. Donald Winter's
visit to Kyiv in his role a U .S. Senior Defense Industry Advisor; 5) senior level engagements led
by the Department of State! including the U.S.-Ukraine Strategic Partnership Commission; 6)
U.S. European Command ' s efforts through the Multinatio nal Join t Commission on Ukraine; 7)
the Joint Multinational Training Group - Ukrain e training program: and 8) other advisory efforts
through the Ministry of Defense Advisors Program, Defense Governance and Management
Team, Cooperative Technology Securit y Dialogue, and the U.S. Embassy in Kyiv and U.S.
Mission to NATO in Brussels.

AO v OMB, DoD Release 27 Apr 2020 016

MULTI-DOD-19-1188-B-000016

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine's defense
enterprise more closely with NATO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles, which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modem human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the congressional defense committees and the Senate
Committee on Foreign Relations.
Sincerely,

9A_i-~.JJohn C. Rood
Enclosures:
As Stated
cc:
The Honorable Michael McCaul
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 017

MULTI-DOD-19-1188-B-000017

UNDER

SECRETARY

OF DEFENSE

2 000 D EFE N SE PENTAGON
WASHINGT O N D C 20 30 1-2000

MAY
2 3 2019

P OLI C~

The Honorable James E. Risch
Chairman
Committee . on Foreign Relations
United States Senate
Washington, DC 20510
Dear Mr. Chairman:
On behalf of the Secretary of Defense. and in coordination with the Secretary of State, I
have certified that the Government of Ukraine has taken substantial actions to make defense
institutional reforms for the pmposes of decreasing corruption, increasing accountability, and
sustaining improvements of combat capability enabled by U.S. assistance. An assessment of the
actions taken by Ukraine, the remaining areas in need of defense institutional reform, and the
methodology used to evaluate this reform are included in this letter. Furthermore, now that this
defense institutional reform has occurred, we will use the authority provided by section 1250 of
the National Defense Authorization Act (NOAA) for Fiscal Year 2016 (Public Law 114-92), as
amended most recently by section 1246 of the John S. McCain NDAA for Fiscal Year 2019
(Public Law 115-232), to support programs in Ukraine further. Implementation of this further
suppo1i will begin no sooner than 15 days following this notification . This authority will be used
to provide appropriate security assistance. including training, equipment, and logistics suppo1i,
supplies, and services, to the military and other security forces of the Government of Ukraine.
Pursuant to Section 9013 of the Department of Defense (DoD) Appropriations Act, 2019
(division A of Public Law 115-245), we are notifying the committees of this obligation.
Figures provided in this notification reflect estimated quantities and values. These
figures may change based on the final price and availability of individual items , but the overall
cost will not exceed $125 million, and the quantity of items will remain consistent with the stated
nature and scope of the program .
The primary methodology used to inform this certification was persistent U.S .
engagement with Ukraine, including , but not limited to: 1) the Secretary's meetings with
Minister of Defense Poltorak; 2) a visit to Kyiv by the U .S. Deputy Assistant Secretary of
Defense for Russia, Ukraine, Eurasia; 3) Lieutenant General (Retired) Keith Dayton's bilateral
consultations with and participation in Ukraine's Defense Reform Advisory Board in his role as
U.S. Senior Defense Advisor on Ukraine; 4) former Secretary of the Navy Dr. Donald Winter's
visit to Kyiv in his role a U.S . Senior Defense Industry Advisor; 5) senior level engagements led
by the Depatiment of State, including the U.S.-Ukraine Strategic Partnership Commission; 6)
U .S. European Command's efforts through the Multinational Joint Commission on Ukraine: 7)
the Joint Multinational Training Group - Ukraine training program~ and 8) other advisory efforts
through the M inistry of Defense Advisors Program, Defense Governance and Management
Team, Cooperative Technology Security Dialogue, and the U .S. Embassy in Kyiv and U.S.
Mission to NA TO in Brussels.

AO v OMB, DoD Release 27 Apr 2020 018

MULTI-DOD-19-1188-B-000018

Through these engagements, the United States has effectively helped Ukraine advance
institutional reforms through a number of substantial actions to align Ukraine. s defense
enterprise more closely with NA TO standards and principles. The Ukrainian Government
adopted legislation to authorize the Ministry of Defense to conduct direct procurement from
international manufacturers, including through the Foreign Military Sales program.
Furthermore, to strengthen civilian control of the military, the ministry is making progress
toward increasing civilian staff, as most prominently illustrated by the fact that the Minister of
Defense is now a civilian. Minister Poltorak also initiated an ambitious program to reform the
command and control system in line with Euro-Atlantic principles. which will further strengthen
civilian control, and to separate force generation from force employment functions, which will
improve the management of Ukraine's forces. Lastly, Ukraine committed in writing to defense
industry reforms and requested a Senior Defense Industry Advisor to improve the ability of
Ukraine's domestic industry to provide critical material to the Ukrainian armed forces and
transform the state-owned enterprise.
Although substantial progress has been made on defense reform since 2014, there remain
areas that require significant attention. Although Ukraine has made a commitment to defense
industry reforms, increased transparency in acquisition and budgeting will require a sustained
effort. DoD is supporting Ukraine with the development of a transformation plan to bring its
industry in line with global best practices, which will likely be a multi-year effort. The
implementation of a modern human resources management system is another area that still
requires attention. Moreover, Ukraine, with U.S. advice and mentoring, continues to mature its
processes and procedures to ensure technology security, proper accountability, and end-use
controls for U.S.-provided equipment. The United States remains committed to assisting with
the implementation of these reforms to bolster Ukraine's ability to defend its territorial integrity
in support of a secure and democratic Ukraine.
This notification is provided to meet the requirements of section 1250 of the NDAA for
Fiscal Year 2016, as amended. Descriptions of the programs and associated training are
enclosed. I am sending identical letters to the congressional defense committees and the House
Committee on Foreign Affairs.
Sincerely,

<;)1~~,/4v

John C. Rood

Enclosures:
As Stated
cc:
The Honorable Robert Menendez
Ranking Member

AO v OMB, DoD Release 27 Apr 2020 019

MULTI-DOD-19-1188-B-000019

Mes sage
From :
Sent :
To :

Rood, John CHON OSD OUSD POLICY(USA) 1/O=EASF/OU=EXCHANGEADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN o o
9/25/2019 4:22:36 PM
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Col USAF OSD OUSD POLICY (USA) 1/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C
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(USA) 1/O=EASF/OU=EXCHANGE
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ADMINISTRATIVE GROUP
illi ngslea, Rachel E (Richmond) SESOSD OUSD
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/CN
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POLICY(USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/CNo o
; Truli o, David V SESOSD OUSD POLICY(USA)
[/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=RECIP
IENTS/Cr-.fGJJ(d
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POLICY(USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/o o
COL USARMYOSD OUSD
POLICY(USA) 1/O=EASF/OU=EXCHANGE
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(FYDIBOHF23SPD
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IENTS/CN o o
FW: SecDef Trip Item: "Pentagon chief says he emphasized ant i-corruption in call with Ukrainia n counterpart"
(Reuters)

I

Subje ct:

From: Hoffman, JonathanR SES OSDOSD(USA)

Sent : Wednesday,September 25, 2019 12:22:35 PM (UTC-05:00)EasternTime (US & Canada)
To: Eric SES SDCh
. ~on,
Justin SESSD; Rood,John C HON OSD OUSDPOLICY(USA); Hood, Robert R HON
OSDOASDLA (US)~
Wheelbarger, Kathryn L SES OSD OUSD POLICY(USA)
Subject: Fwd: SecDefTrip Item: "Pentagonchief says he emphasizedanti-corruption in call with Ukrainiancounterpart"
(Reuters)

For awarenes s.

Subje ct: Sec Def Trip Item: "Pentag on chief says he emp hasize d anti-corrupti on in call with
Ukrainian counterpart " (Reuters)

Pentagon chief says he emphasized anti-corru ption in call with Ukrain ian counterpart
Reute rs I Idrees Ali
Norfolk,VA - U.S . Defe nse Secretary Mark Esper said on Wednesday that he had told his
Ukrainian counterpart in a recent call that it was important for Kiev to deal with corruption, but
declined to comment on a dramatic political showdown in Washington that threatens President
Donald Trump 's presidency.
Democrat s in the U.S . House of Rep resentat ives on Tuesday launched a formal impeachment
inquiry into Presiden t Donald Trump , accusing him of seeking foreign help to smear Democratic
rival Joe Bi den ahead of next year's election.
Esper told reporters that he had spoken with his Ukrainian counte rpai1 a week or two ago and
AO v OMB, DoD Release 27 Apr 2020 020

MULTI-DOD-19-1188-B-000020

told him it was importan t for Ukraine to deal with corru ption. He said he also emphasized the
need for European allies to carry the burden.
Asked whether a White House decision to withhold military aid to Ukraine had banned national
security, Esper said: "I'm not going to get into any of that right now. .. As I've said on many
occasions, I'm trying to keep (the Pentagon) out of politics and obviously that is all the news
today."

(b) (6)

Oftice of the Assistant to the Secretary of Defense for Public Affairs
Med ia Analysis (O:MNITEC Solution s, Inc.)
Desk: (b)( 6)

AO v OMB, DoD Release 27 Apr 2020 021

MULTI-DOD-19-1188-B-000021

Admin istrat ion officiaJs were instructed to tell lawmakers that the delays were part of an " interagency process "
but to give them no add itional information - a patte rn that continued for nearly two months , until the White
House released the funds on the night of Sept. 1 1.
Trump ' s order to withho ld aid to Ukraine a week before hi s July 25 ca1J with Volodymyr Zelensky is Jikely to
raise questions about the motivation for his decision and fuel suspicions on Capito l Hill that Trump sought to
leverage congressiona lly approved aid to damage a political rival. The revelation comes as lawmakers clash
with the White House over a related whi stleblower comp laint made by an int elligence offic ial alarm ed by
Trump ' s actions - and as Hou se Speaker Nancy Pelos i (D- Calif.) is said to be exploring w hether it' s time to
allow impeachment proceedings.
What Trump has said about his Ukraine conversations
After initially declining to discuss his conversat ions with Ukraine, President Trump on Sept. 22 appeared to
ack nowledge the two leaders discussed Joe Bid en . (JM Rieger/The Washington Post)

trump denies explicitly tying U.S. military aid lo demand for Ukrainian prob e qf B;den
Republica n sena tors on the Senate Appropriations Committee said Sept. 12 that the aid to Ukraine had been
held up while the Trump admini stration exp lored whether Ze lensky , the country's new preside nt, was proRussian or pro-Western . They said the White House decided to release the aid after Sen . Richard J. Durbin (DUL) threatened to freeze $5 billion in Pentagon fundi ng for next year unless the money for 20 19 was distributed.
One senior administration official said Monday that Trump ' s decision to hold back the funds was based on his
concerns abo ut there being " a Jot of corruption in Ukra ine" and that the determination to release the money was
motivated by the fiscal year ' s loomi ng close on Sept. 30.
There was concern within the admin istration that if they did not spe nd the money , they wou ld run afoul of the
law, this official said, not ing that , eventua lly, Trump gave the OMB ' s acting director , Ru ssell Vought ,
permission to release the money. The officia l emp hati cally denied that there was any link between blocki ng the
aid and press ing Zelensky into investigating the Bidens , stating: '' It had nothing to do with a quid pro quo. "
But on Cap itol Hill, Democrats were cal ling for an invest igation of what they viewed as potent ial " extortion ,"
as Sen. Robert Menen dez (NJ.), the SenateFo reign Re latio ns Committee ' s ranking Democrat , put it Monday .
Trump , he said , is trying to "reshape American foreign policy '' to advance his personal and political goaJs.
"I don 't think it really matters . .. whether the president exp licitly told the Ukrain ians that they wou ldn' t get
their secur ity aid if they didn ' t interfere in the 2020 elections ," said Sen. Chri s Murphy (D-Conn.). " There is an
implicit threat in every demand that a U nited States president makes of a foreign power . .. . That fore ign
country knows that if they don 't do it, th ere are likely to be consequ ences ."

Trump administration again pushes limits of authority in shieldingwhistleblower complaint from Congress
Trump on Monday repeated his denial of doing anything improper and insisted that his July 25 conversation
with Ze len sky was " a perfect pho ne ca ll." He also hinted that he may release a transcript of it.
White House spokesman Hogan Gidley rejected claims that Trump was engaged in a quid pro quo. "But
because the media wants this story to be true so badly, tbey'll once again manufacture a frenzy and drive
ignorant, fake stories to attack this preside nt," Gidley said .
lt appears the Ukrain ian leader came away from the discussion with a different impre ssion. Murphy , who spoke
with Zelensky during an early Septe mber visit to Ukrai ne, said Monday that the Ukrainian preside nt "directly "
expressed concerns at their meeting that "the aid that was being cut off to Ukraine by the president was a
consequence " of his unwi llingness to launc h an investigation into the Bi dens.
Hunter Biden served for nearl y five years on the board of Burisma , Ukraine ' s largest private gas company,
whose owner came under scruti ny by Ukrainian prosecutors for poss ible abuse of power and unlawful
enrichment. Hunter Biden was no t accused of any wrongdoi ng in the investigation. As vice president , Joe Bid en
pressured Ukrai ne to fire its to p prosecutor, Viktor Shokin , w ho Bi den and other Western officials said was not
sufficiently pursuing corruption cases - at one point, tlueatening to withhold $ 1 billion in loan guarantees . At
the time , the jnvestigation into Burisma was dormant , acco rdin g to former Ukrainian and U.S. officials .
AO v OMB, DoD Release 27 Apr 2020 022

MULTI-DOD-19-1188-B-000022

Trump's allies have frequently said he has been better about distributing military aid, and specifically lethal aid,
to Ukraine than his predecessor. Yet according to Democratic and Republican aides, no administration has
withheld funds as long and as mysteriously as the Trump administration did this year since the United States
began helping Ukraine fend off Russian-backed separatists in the country's eastern provinces.
Congressional officials were notified twice this year, on Feb. 28 and again on May 23, that the administration
intended to release large tranches of military aid to Ukraine. Congress approved two large pots of military aid
for Ukraine during fiscal 2019: $250 million, to be managed by the Pentagon, for equipment such as sniper
rifles, counter-artillery radar systems, ammunition and grenade launchers; and $141 million, to be funneled
through the State Department, for maritime security, NATO interoperability and various initiatives to help
Ukraine's military fend off Russian aggression.
Despite those notifications, the money was not transmitted until this month.
According to administration officials, discussions about Ukrainian aid began in June. Withholding aid from
foreign governments is something the president has frequently requested, such as with Central American
countries when he believed they were not doing their part to help the United States with immigrants amassing at
the southern border.
Former national security adviser John Bolton wanted to release the money to Ukraine because he thought it
would help the country while curtailing Russian aggression. But Trump has said he was primarily concerned
with corruption.
"It's very important to talk about corruption," Trump told reporters. "If you don't talk about corruption, why
would you give money to a country that you think is corrupt?Besides Bolton, several other administration
officials said they did not know why the aid was being canceled or why a meeting was not being scheduled.
The decision was communicated to State and Defense officials on July 18, officials familiar with the meeting
said.
By mid-August, lawmakers were acutely aware that the 0MB had assumed all decision-making authority from
the Defense and State departments, and was delaying the distribution of the aid through a series of short-term
notices. Several congressional officials questioned whether the 0MB had the legal authority to direct federal
agencies not to spend money that Congress had already authorized, aides said.
Spokespeople for the Pentagon and the State Department declined to comment.
Mid-August is also when a whistleblower from the intelligence community filed a complaint regarding Trump
and Ukraine to Intelligence Community Inspector General Michael Atkinson. Atkinson informed the House and
Senate intelligence committees of the complaint's existence Sept. 9 - the same day three House committees
launched an investigation to determine whether Trump and his lawyer, Rudolph W. Giuliani, had improperly
pushed Ukraine to investigate the Bidens.
Capitol Hill has not been briefed on the details of the whistleblower complaint, on orders of the acting director
of national intelligence, Joseph Maguire, who after consulting with the Justice Department and the White House
declined to transmit the complaint to lawmakers. On Thursday, Maguire is set to testify publicly before the
House Intelligence Committee and in a closed session before the Senate Intelligence Committee.
Shane Harris, Anne Gearan and Paul Sonne contributed to this report.

AO v OMB, DoD Release 27 Apr 2020 023

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Message
Rood, John CHON OSD OUSD POLICY(USA) 1/0=EASF/OU=EXCHANGE ADMINISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN o o
8/30/2019 3:29:31 PM
Col USAF OSD OUSD POLICY(USA) 1/0=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C o o
CAPTUSN OSD OUSD POLICY
(USA) 1/0=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
LtCol USMC OSD OUSD POLICY
(USA) 1/0=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/
; Billingslea, Rachel E (Richmond) SESOSD OUSD
POLICY(USA) 1/0=EASF/OU=EXCHANGEADMIN ISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
; Trulio, David V SESOSD OUSD POLICY (USA)
[/O=EASF/OU=EXCHANGEADMINISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=REC
IPIENTS/ o o
CIV OSD OUSD POLICY(US) 1/0=EASF/OU=EXCHANGE ADMIN ISTRATIVE GROUP
IV OSD OUSD
(FYDIBOHF23SPDLT)/CN=RECIPIEN
TS/CN o o
POLICY (USA) 1/0=EASF/OU=EXCHANGEADMIN ISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
CIV OSD OUSD POLICY
(USA) 1/0=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
CIV OSD OUSD POLICY(USA)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
[/O=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN- o o
FW: SIPRTipper

From:
Sent :
To :

Subject :

From: [G)lfflo
COL USARMY
OSDOUSDPOLICY(USA)
Sent: Friclay, August 30, 2019 11:29:30 AM (UTC-05:00) Eastern
To: Rood, John CHON OSD OUSDPOLICY(USA)
subject: SIPR Tipper

Time (US & Canada)

Sir,
I sent you three

products

on SIPR.

1) TP card, re:
2) TP card , re:
3) USAI RAH
(b) (5)

. .
g

y

same card sent b

o

.

y

V/R,

[Ga
ve ry Respectfully,
COL tGmill

o

Senior M1ffia ry Assistant
Under Secretar
of Defense for Policy

AO v OMB, DoD Release 27 Apr 2020 024

MULTI-DOD-19-1188-B-000024

Message
From:
Sent :
To :

Rood, John CHO N OSD OUSD POLICY(USA) 1/O=EASF/OU=EXC
HANGE ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN o o
8/26/20 19 9:4 1:21 PM
o o
Col USAF OSD OUSD POLICY (USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C o o
CAPT USN OSD OUSD POLICY
(USA) 1/O=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
LtCol USMC OSD OUSD POLICY
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
(USA) 1/O=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
(FVDIBOHF23SPDLT)/C N=RECIPIENTS/CN=dDj(3
); Billingslea, Rachel E (Richmond) SESOSD OUSD
POLICY (USA) 1/O=EASF/OU=EXCHANGEADMIN ISTRATIVE GROUP
(FVDIBOHF23SPDLT)/CN=RECIPIENTS/CN o o
; Trulio, David V SESOSD OUSD POLICY (USA)
[/O=EASF/O U=EXCHANGE ADM INISTRATIVE GROUP(FYDIBOHF23SPDLT}/CN=RECIP
IENTS/CN= o o
CIV OSD OUSD POLICY(US) 1/O=EASF/OU=EXC
HANGE ADMI NISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIEN
TS/C o o
CIV OSD OUSD
POLICY (USA) 1/O=EASF/OU=EXCHANGE
ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
CIV OSD OUSD POLICY
(USA) 1/O=EASF/OU =EXCHANGEADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
COL USARMY OSD OUSD POLICY
(USA) 1/O=EASF/OU =EXCHANGEADMINISTRATIVEGROUP
CIV OSD OUSD POLICY(USA)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
[/O=EASF/OU=EXCHANGEADMINI STRATIVE GROUP

I

(FYDIBOHF23SPD LT}/C N=RECIPIENTS/Cl'(t:)l(j
Subject:

FW: USAI

From: wheelbarger, Kathryn L SES OSDOUSDPOLICY(USA)
Sent: Monday, August 26, 2019 5: 41:18 PM (UTC-05:00) Eastern Time (US & Canada)
To: Rood, John CHON OSD OUSDPOLICY(USA)
cc : OSD Pentagon OUSDPol icy List I SA FO; OSD Penta on OUSD
OSDOUSDPOLICY( US); Sendak, Catherine E SES (USA) oo
s ubject: USA
I

Laura K SES
POLICY(USA)

John,
For your awareness, L3' s Gover nment Relations team reached out to ISA today flagging concerns rega r di ng
t he hold on assistance
to Ukrai ne . L3 mentioned that they already connected wi t h t he i r Ukrainian
contacts,
as
a s those in the bui l di
nd at 0MB. Tania

Best,
Kati e

AO v OMB, DoD Release 27 Apr 2020 025

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Message
From :

Rood, John CHON 05D OUSD POLICY (USA) 1/0 = EASF/OU=EXCHANGI: ADM IN ISTRATIVE GROUP

Seot :

8/16/2019 6:2S :t2 PM

To :

Col USAF OSO OUSD POLICY (USA) [/O=EASF/OU=EXCHANGE ADMINIS TRATIVE GROUP
(FYDIBOHF23SPOLT)/CN=REC IPIENTS/C o o
CAPT USN OSD OUSD POLICY

(FYDIBOHF23SPDLT)/CN=RECIPIEN1'S

o

o

(USA) l/O=EASF/OU=EXCHANGE ADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=R ECIPIENTS/ o
o
(USA) f/O=EASF/OU = EXCHANGE ADMINISTRATIVE GROUP

)

tCol USMC OSD OUSD POLICY

(FYDIBOH F23SPDLT)/CN=RECIPIENTS/ o
o
; Billing slea, Rachel E (Richmond) CIV OSD OUSD
POLICY (USA) (/O=EAS F/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOH F23SPDLT)/CN==RECIPIENTS/CN =WJl(d
Tru lio, David V SES OSD OUSD POLICY (USA)
[/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/
o
o
CIV 05D OUSO POLICY (US) [/O=EASF/OU= EXCHANGE ADMINISTRATIVE GROUP
(FVDIBOHF23 SPDLT)/CN =RECIPIENTS/C o
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CIY 050 OUSD
POLICY (USA) [/O =EASF/OU =EXCHANGEADM INISTRATIVE GROUP
{FVDIBOHF23SPDLT)/CN=RECIPIENTS/ . o
o
(USA) l/O"'EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF.23SPDLT)/CN=RECIPIEN TS/ . o o
(USA) [/O=EASF/OU = EXCHANGE ADM INISTRATIVE GROUP
(FVDIBOHF.23SPDLT)/CN= RECIPIENTS/ o
o
[/O=EASF/OU =EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPD LT)/CN=RECIPIENTS/CN = o
o

Subject :

CIV OSD OUSD POLICY
COL USARMY 05D OUSO POLICY
CIV 05 0 OUSD POLICY (USA)

FW: Ukraine Assistance Funding

From: Esper,MarkHONSD
Sent: Friday, August16, 2019 2:24:24 PM(UTC-05:00)EasternTime (US& Canada)
To:. Rood,JohnC HONOSDOUSDPOLICY(USA);Chewning,EricD SESOSDOUSDATL (USA); Norquist, DavidHONSDi
Johnson,JustinSESSD
Cc: McCusker,Elaine A HONOSDOUSDC (USA);050 PentagonOUSDPolicyListUSDPMAsand SAs
Subject: Re: Ukraine AssistanceFunding

Got it

Thanks

MTE
Sent from Mobile Device

Fro m: ''Rood , Jolm CHON OSD OUSD POL ICY (USA)" (b) (6)
Dat e: Frida y, August L6, 20 19 at 1:09:32 PM
To : "Esper, Mark HON SD"
>, "Chewning , Eric D SES OSD OUSD ATL (USA)"
, "Norquist , D avid HON SD' (b) (6)
"Johnson , Justin SES

SD"
Cc: "McCusker, Elaine A HO N OSD OUSD C (USA)''
OUSD Policy List USDP MAs and SAs"
Subject: RE: Ukraine Assistance Funding

Sec. Esper:

AO v OMB, DoD Release 27 Apr 2020 026

MULTI-DOD-19-1188-B-000026

Below is a response from Elaine Mccusker fn the Comptroller's office to your questio n about apport ionment. The ema il
below has t he key info. Please let me know if yo u have any other questions.- -John- -

From: Mcc usker, Elaine A HON OSD OUSD C {USA (b) (6)
Sent: Friday, August 16, 201912: 48 PM
To: Rood, John C HON OSD OUSD POLICY {USA) (b)( 6 )
Subject : RE: Ukraine Assistance Funding

John

We are not cwTe11tl
y under appo1iionment restri ction , but (b) (5)
which we did last night. Info attached (power point
doc) was also provided to 0MB specific to the requirem ent below.

Attach ed is the previous app01tionment direction we had from 0MB , which is how they controJ funds
relea se to departm ents and agencie s. (An app ortionm ent is an " OMB -approv ed pl an to use budg etary
resource s - 31 U.S.C. 1513(b ); Executive Order 11541.")

We rnceived two con secutive obligation "'p auses" like the one attached . I told 0MB late last week

Wr,

EM

F rom: Duffey, Michae l P. EOP/OMB (b)( 6)
Sent: Monday, August 12, 2019 6 :54 PM
To: Mccusker , Elaine A H ON OSD OUSD C (USA)
Cc: Ney, Paul C Jr H ON OSD OGC (USA)
(b)( 6)

Subject: USAl Funds
AO v OMB, DoD Release 27 Apr 2020 027

MULTI-DOD-19-1188-B-000027

Elaine - per our conversation this evening , DoD is authorized to proceed with all processes necessary to
obligate the previously discussed $61 million of funds in connection with the Ukrai ne Security Assistance
Initiati ve.
Please
provide us by Thursday (Aug 15'1) with an estimatedtime frame for each contract or grant, specifically
including the expected date of obJigationfor each of those contracts/grants

Thank

you.

Sincerely ,

M1ke

Mike Duffey
Associate Director for Nationa l Security Programs

Office of Management and Budget
The White Hou se
(b) (6)

From: Esper , Mark HON SD (b) (6)
Sent: Friday, August 16, 2019 11:58 AM
To: Chewning, Eric D SES05D OUSDATL (USA)(b)(6)
(b) (6)
o ood, John CHON OSD OUSDPOLICY(USA) (b) (6)

orquist, David HON SD
; Johnson, Justin SES

SD(b) (6)
Subject: Ukraine Assistance Funding

AO v OMB, DoD Release 27 Apr 2020 028

MULTI-DOD-19-1188-B-000028

Please let me know soonest, as well as any other relevant facts.

Thanks
MTE

Mark T. Esper, Ph.D.
Secretary of Defense

AO v OMB, DoD Release 27 Apr 2020 029

MULTI-DOD-19-1188-B-000029

Message
From :

Rood, John CHON 05D OUSO POLICY (USA) 1/0 = EASF/OU=EXCHANGI: ADM INISTRATIVE GROUP

Seot :

8/12/2019 3 :48:15 PM

(FYDIBOHF23SPDL T)/CN=REC IPIENT S/CN o

To :

o

o

o

)

ol USAF OSD OUSD POLICY (USA) [/O=EAS F/OU=EXCHANGE ADMINIS TRATIVE GROUP

(FYDIBOHF23SPDL T)/CN =RECIPIENT S/C o

o

CAPT USN OSD OUSD POLICY

(USA) l/O=EAS F/OU=EXCHANGE ADM I NISTRAT IVE GROUP
(FYDIBOH F23SPDLT)/CN=REC IPIENT S/

o

LtCol USMC OSD OUSD POLICY

o

(USA) f/O=EASF/OU = EXCHANGE ADM INI STRATIVE GROUP
(FYDIBOH F23S PDLT)/ CN.:R ECIPIENTS/

o

o

Billingslea, Rachel E (Rkhmond)

CIV OSD OUSD

POLICY (USA) (/O= EASF/OU= EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOH F23 SPOLT)/CN=REC I PIENTS/

o

o

Tru lio, David V SES OSD OUSD POLICY (USA)

[/O =EASF/OU =EXCHAN GE ADMINISTRATIVE GROUP (FYDIBOHF23SPDL T)/CN =RECIPIENTS/CN = o

o

];

CIV OSD OUSO POLICY (US) [/O=EASF/OU= EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOH F23SPD LT)/CN =RECIPIENT S/C o

o

CIV OSD OUSD

POLICY (USA) (/O = EASF/OU = EXCHANGEAD M INISTRATI VE GRO UP
(f YDI BOHF23SPD LT)/CN=REC IPIENTS/ . o

CIV OSD OUSD POLICY

o

(USA) l/O"'EASF/OU=EXCHA NGE ADMINIS TRATIVE GROUP
(FYDIBOH F.23SPDLT)/CN=REC IPIENT S/ . o

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COL USARM Y OSD O USO POLICY

(USA) [/O=EASF/OU = EXCHANGE ADM I NISTRATIVE GROUP
(FVDI BOH F.23SPDLT)/CN = RECIPIENTS/

o

o

CIV OSD OUSD POLICY (USA)

[/O =EASF/OU =EXCHANGE ADM INI STRATIVE GROUP
(FYDIBOHF23SPD LT)/CN=R ECIPIENTS/

o

o

Subject :

FW : UK RAINE SECURITY ASSISTANCE INITIAT IVE (USAI) FUND S UPDATE 08122019

Import ance :

High

From: Hooper, Charles W LTGUSARMYDSCAFO (USA)
Sent: Monday, August 12, 201911 :48:10 AM (UTC-05:00)Easternnme (US & Canada)
To: Trulio, David V SESOSDOUSDPOLICY(USA); Wheelbarger,Kathryn L SESOSDOUSDPOLICY(USA); Sendak,
Catherine E SES(USA); Cooper,Laura K SESOSDOUSDPOLICY(US); Anderson,James H HONOSDOUSDPOLICY
(USA); Rood, John CHON OSDOUSDPOLICY(USA)
Cc: Hooper, CharlesW LTGUSARMYDSCAFO (USA); Kausner,Gregory MSES DSCAFO (USA); Harding, J Aaron SES
DSCADBO(USA)
) CIV DSCADBO(USA) o o
CAPTUSN DSCAEUCOMIRT
CIVDSCAEUCOMIRT (USA) o o
CDRUSNDSCAEUCOMIRT(USA); DSCANCRFO
List Correspondence;OSDPentagon OUSDPolicy List ISA FO; OSD PentagonOUSDPolicy List USDPMAs and SAsm>l!II
~
AJ USARMYOSCAFO (USA)
Subject: UKRAINESECURITYASSISTANCE
INITIATIVE (USA!) FUNDSUPDATE 08122019

David,James, Katie, Catie and Laura,

BLUF: (b )( 5 )

AO v OMB, DoD Release 27 Apr 2020 030

MULTI-DOD-19-1188-B-000030

 

(5)



MU 

 

Respectfully always,
Hoop
Charles W . Hooper
Lieutenant General, USA
Director
Defense Security Cooperation Agency

***TRANSPARENCY, RESPONS
IVENESS,INTEGRITY,COMMITMENT***
"In any moment of decisio n, the best thing you can do is the right thing, the next best thing is the wrong thing,
and the worst thing you can do is nothing."
President Theodore Roosevelt

AO v OMB, DoD Release 27 Apr 2020 032

MULTI-DOD-19-1188-B-000032

Message (Digitally Signed)
From :

Rood, John CHON OSD OUSD POLICY(USA) 1/O=SD/OU=FIRST ADM INISTRATIVE
GROUP/CN=RECIPIENTS/CN (b) (6)

Sent :
To:

8/31/2019 4:12:22 PM
Esper, Mark HON SD [/O=SD/OU=EXCHANG E ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/(b) (6)

CC:

Subject :

Chewni ng, Eric D SESOSD OUSD ATL (USA) [/O=SD/OU=First Administrative
Group/cn=Recip ients/cn
Norqu ist, David HON SD [/O=SD/OU=EXCHANGE
ADMINISTRAT IVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o(b) (6)
Re: A fe w follow ups from yesterday

Att achmen t s:

sm ime .p7s

Mr. Secretary:
Thanks for the feedback.
weekend.-John-

Look forward to hearing more on Tuesday. Hope you get to enjoy part of th e

Sent from my iPhone
>

On Aug 31, 2019, at 8:06 AM, Esper, Mark HONSD <m.esper@sd . mil> wrote:

>
> 1.
>

2.

John : (b) (5)
Eri C: (b) (5)

>

.

We can follow up in person on Tuesday

-

(b)(5)

>

>
>
>
>
>

Thanks
MTE

Mark T. Esper , Ph.D.
Secretary of Defense

AO v OMB, DoD Release 27 Apr 2020 033

MULTI-DOD-19-1188-B-000033

Message (Digita lly Signed)
From :

Rood , John CHON OSD OUSD POLICY (USA) [/O=SD/O U=FIRST ADMINISTRATIVE

Sent :

GROUP/CN=RECIPIEN1S/CN o
8/16/2019 5:07:28 PM

To :

[G)J(;j

o

]

COL SD [/O=SD/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ o o
); Verga, Peter SESSD [/O =SD/OU=EXCHANGE
ADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN =RECIPIENTS/ ,
o
CAPT SD
[/O=SD/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS)tGJlbJ
COL SD [/O=SD/OU= EXCHANGE ADM INISTRATIVE GROUP
(FYD1BOHF23SPDLT)/CN=RECIPIENTS ,

o

)

Subject :
FW: Ukraine Assist ance Funding
Attachments : Copy of INC 2019 -19-07 PA_9 7 -0100 2019 8-6-2019 .xl sx; USAI Co ntracting l nfo _ 16Aug 19 0800.pptx; smime .p7s

Should have copied you on the note below .-John--

From: Rood, John C HON OSDOUSD POLICY(USA)
Sent: Friday, August 16, 20191:07 PM
To: ' Espe r, M ark HON SD' (b) (6)
; Chewning, Eric D SES OSD OUSD ATL (USA)
(b) (6)
>; Norqui st, David HON SD (b)( 6)
>; John son , Justin SESSD
(b) (6)
Cc: Mccusker, Elaine A HON OSDOUSDC (US) (b) (6)
OSDPentagon OUSD Policy List USDP
MAs and SAs(b) (6)
Subject: RE:Ukraine Assistance Funding
Sec. Esper:
Below is a response fro m Elaine Mccusker in the Comptroller's office to your question about apportionment.

The email

below has the key Info. Please let me know if you have any other questions.--John--

From: Mccusker, Elaine A HON OSDOUSDC (USA)(b)( 6)
Sent: Friday, August 16, 2019 12:48 PM
To: Rood, John C HON OSDOUSD POLICY(USA)(b ) (6)
Subject : RE:Ukraine Assistance Funding

Jolm
We are not cun ently under appmtionment restriction, (b) (5)
whi ch we did last night. Info atta ched (power pomt
doc) was also provided to 0MB specific to the requir ement be1ow.

Attached is the previous app01tionrnentdirection we had from 0MB. which is how they control funds
release to department s and ageucies. (An appotiiomneut is an " OMB-appro ved plan to u se budgetary
resmu-ces - 3 1 U.S .C. 1513(b) ; Executive Order 11541.")

We received two consecutive obligation "pauses" like the one attached.

Wr,
AO v OMB, DoD Release 27 Apr 2020 034

MULTI-DOD-19-1188-B-000034

EM
From: Duffey , Michael P. EOP/0
Sent: Monday, August 121 20196 :54PM
To: McCusker, Elaine AHON OSD OUSD C (USA)
Cc: Ney. Paul C Jr HON OSD OGC (USA)
Subject: USAI Funds

Elaine - per our conversation this evening; DoD is authorized to proceed with all processes necessary to
obligate the previously discussed $61 million of funds in connection with the Ukraine Security Assistance
Initiative.
Please
prov ide us by Thursday (Aug 15 1 ) with an estimated tim e frame fo r each contract or gran t, specifically
including the expected date of obliga1ion for each of those conttacts /grants ..

Thank you.
Sincerely,
Mike

Mike Duffe y
Associate Director for National Security Programs
Office of Management and Budget
The White House
(b)(6)

From: Esper, Mark HON SD (b) (6)
Sent: Friday, August 16, 2019 11 ~58 AM
To: Chewning , Eric D SESOSO OUSD ATL(USA (b)(6)
; Roo d, John CHO N OSO OUSO POLICY (USA) (b) (6)
(b) (6)

Norquist, David HON SO

; Johnson, Justin SES

so (b) (6)
Subject : Ukraine Assistance Funding

Plea se let me know soonest, as we ll as any oth er rel evant facts .
Thanks

MTGBP
Mark T. Es.per, Ph .D .
Secretary of Defense

AO v OMB, DoD Release 27 Apr 2020 035

MULTI-DOD-19-1188-B-000035

Message (Digitally Signed)
Hooper , Charles W LTG USARMY DSCAFO~GE
ADM INISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ CNSent :
9 30 2019 8:37 :41 PM
To :
APT USN DSCAEUCOM~
=EXCHANGEADM INISTRATIVEGROUP
FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN~
CC:
Kausner, Gregory MSES DSCAFO (USA)[/. =
INISTRATIVEGROUP
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS/CN
Hizon, M ichele H SE I
o I
o
'
(b)( 6) 1/0=EASF/OU=EXCHANGEADM INISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN
=RECIPIENTS/
DMINISTRATIVEGROUP
Harding, J Aaro n SESDSCADBO (USA
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS
DSCANCR FO List Correspondence
: I o
[/O=EASF/OU=EXCHANGEADM INISTRo
(b) (6)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ 1
IV DSCAEUCOM
IRT (USA) [/O=EASF/OU=EXCHANGE ADMIN ISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C (b) (6)
CIV OSD OUSD POLICY(USA)
1/0=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS/CN
IV DSCADBO (US)
1/0=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS/CN (b) (6)
IV DSCAF~
1/0=EASF/OU=EXCHANGEADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN
=RECIPIENTS/CN
=Subject:
RE: DASD Laura Cooper Visit to DSCA
Attachment s: smime.p7s
From:

Thank

CWH

-

would like

to participate,

if

possible

. ..

Charles w. Hooper
Lieutenant
Genera l , USA
Director

. -- .-

-

(b) (6)

ooo - . oo!.o-.

<d"'TRANSPARENCY, RESPONSIVENESS,INTEGRITY, COM\1ITMENT<dd,
"In any moment of decision,
wrong thing,
and the worst
President

t he best thing you can do is
thing you can do is nothing."

thing,

the next

best

thing

is

the

Theodore Roosevelt

1

(b) (6)
'

the right

I

y,
p
Charles

APT USN DSCA EUCOMIRT (USA)
I
30, 2019 1:34 PM
w LTG USARMYDSCA FO
SA)

(b) (6)

Michele

H SES DSCA DSA

(USA)
V DSCA EUCOMIRT (USA)
D OUSD
BO (US)
CIV DSCA FO (USA)
DASO Laura Cooper Visit

o

Si r,
BLUF: NO action required . DASD Laura Cooper has re quested to visit
DSCA spaces on Thursday , October 3
at 1600 to say " thank you" to the personnel involved with the Ukraine Security
Assistance
In i tiative
(USAI) program, particularly
the last one to two months . This is a not to interfere
basis but all are
welcome to join DASD cooper, schedule permi tti ng.
It has been asked that this event be kep t close hold
to surprise
the USAI team with DASO Cooper's presence and words .
AO v OMB, DoD Release 27 Apr 2020 036

MULTI-DOD-19-1188-B-000036

BACKGROU
ND:
ning, after Stand-up, I received a phone call from OSD(P) Ukraine Desk off i cer[G>IOJ
asking "when is a good time for DASDCooper to come by and say 'thank you ' to the DSCA
p
who have worked the USAI portfolio
the last one to two months" .
2 . Based on schedules , it was determined that Thursday, October 3 at 1600 would work for DASDcooper ' s
at that time.
s~
so have availability
3.~
passed to me that there is no requirement for DSCAleadership to be present and it is a
not to interfere
basis for DASDCoopers' drive by at DSCAbut all are wel come to attend.
4. The entire length of time for DASDcooper in DSCAspaces is not expected to exceed 30 minutes.
INTENTIO
NS:
1 . EUCOM
IRT wil l reserve a parking space for DASDCooper and be positioned in the lobby at 1550 to
escort her to / f r om the EUCOM
IRT spaces .
2. EUCOM
IRT wil l work closely with DBOto ensure the appropriate DBOpersonnel are i n the IRT spaces
for the visit / wor ds from DASDCooper.
I'm standing

by if you have any quest i ons or need additional

information.

(b) (6)

AO v OMB, DoD Release 27 Apr 2020 037

MULTI-DOD-19-1188-B-000037

Appointment
From:
Sent :

To:

Hooper, Charles W LTG USARMY DSCA FI
o
o
o
o
. - o GE ADMINISTRATIVE GROUP
(b) (6)
(FYDI BOHF23SPDLT)/CN=RECIPIENTS/C N
9/12/2019 8:54 :26 PM
Hooper, Charles W LTG USARMY DSCAFO
SA O=EASF OU=EXCHANGEADM INISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIE
NTS/CN o o
Dilwor t h, Mon ique L SESOSD OUSD C (USA)
[/ O=EASF/OU=EXCHANGEADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
Bricker, Julie R SESOS~
~XCHANGE
ADMINISTRATIVE G OUP FYDIBOHF23SPDLT)/CN=RECIPIENT~I
V DSCADBO (USA)
=
=
(FYDIBOHF23SPDLT)/CN=RECIPIENTS
IV OSD OUSD C
~ASF/OU=EXCHANG
E ADMINISTRATIVEGROUP (FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN(b) (6)
Yilllilillllll Fisher,Vincent L SESOSD
=EXCHANGEADMINISTRATIVE GROUP
o
o
o
(b) (6)
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/
cAndrew, Anne J SESOSD OUSD C (US)
[/ O=EASF/OU=EXCHANGEADMINIST o o , .... , ..
(b) (6)
(FYDIBOHF23SPDLT)/CN=RECIPIE
NTS
Benjamin, M ichael A SESOSD OUSD C (USA)
[/ O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN (b) (6)
Hard ing, J Aaron SESDSCADBO (USA)
[/ O=EASF/OU=EXCHANGEADM INISTRATI
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
CIV OSD OUSD C (USA)
[/ O=EASF/OU=EXCHANGEADM INISTRAT~
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN~
elyea, Wi lliam J SESOSD 0 ~
=
=
M INISTRATIVEGROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CNIV DSCADB
GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
OL USARMY DSCA FO
(USA) [/O= EASF/OU=EXCHANGE ADMINIS
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
T USN DSCA(USA)
[/ O=EASF/OU=EXCHANGEADM INISTRATl
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/C N (b) (6)
CTR OSD OUSD C
(US) [/O=EASF/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIE
NTS/CN
R~
[/O=EASF/OU=EXCHANGE ADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS~
(b) (6)
IV DSCAOGC (US) [/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
CIV DSCAEUCO~
~
=EXCHANGEADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=lillliilialllll
YilllilllllllC
DR USN DSCA EUCOM IRT USA O=EASF OU=EXCHANGEADM INISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENT
LTC USARMY DSCA FO (USA)
[/ O=EASF/OU=EXCHANGEADM INISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS (b) (6)
MAJ USARMY~
[/ O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=-

o

o

!.1o 1 ? 1o

Subject:

FW: USAI Execution Call w/ OSD Deputy Comptroller

Location :

TBD

9/13/2019 2:00 :00 PM
9/13/2019 2:30 :00 PM
Show Time As: Busy

Start :

End:

-----original
Appointment ----From: Hooper , Charles w LTG USARM
Y DSCAFO (USA)
Sent : Thursday, Septem ber 12, 2019 4:5 1 PM
DSCAFO USA); Bri cker, Julie R
To : Hooper, Char les w LTG USARMY
o
CIV DSCA060 (USA);
IV OSD OUSDC (USA); (b) (6)

oo o

A (b) (6)

SES OSD OUSDC ( USA);

AO v OMB, DoD Release 27 Apr 2020 038

MULTI-DOD-19-1188-B-000038

A SES OSD OUSDC (USA); Harding, J
ea , William J SES OSD OUSDC USA
L USARMY
DSCAFO (US
OSD OUSDC (US);
CIV DSCAEU
USARMY
DSCAFO (USA);

b) (6)
USN DSCAEUCOMIRT
FO (USA)
subject:
USAI Exec ution call w/ OSD Deputy comptroller
When: Friday, September 13, 2019 10:00 AM-10:30 AM (UTC-05:00) Eastern
where: TBD

Please

Ti me (US & Canada) .

use (b) (6)

Tha:,.

[t:JIB
-----Original
Appointment----From: Hooper, Charles w LTG USARMY
DSCAFO (USA)
Sent: Thursday, September 12, 2019 4:45 PM
, Charles W LTG US~
); Harding,
I V DSCADBO (USA); ~
CIV DS
; o o
CDR~SA)
o o
COL USARMY
DSCA FO (USA); ~
LTC USARMY
DSCA
FO (USA)
subject : USAI Execution call w/ SD Deputy Comptroller
when: Fr iday, September 13, 2019 10:00 AM-10:30 AM (UTC-05:00) Eastern
Where: TBD

(b)(6)

Ti me (us & Canada) .

AO v OMB, DoD Release 27 Apr 2020 039

MULTI-DOD-19-1188-B-000039

Message (Digitally Signed)
From:

Hooper , Charles W LTG USARMY DSCAFO-SA
O=EASF OU=EXCHANGE ADM INISTRATIVEGROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/ CN ? o
Sent :
9/11/2019 7:55 :08 PM
To :
STRATIVE GROUP
McA ndrew, Anne J SESOSD OUSD C (US) ~DMINI
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=WVlillllllllll
CC:
Dilwort h, Mon ique L SESOSD OUSD C (U~
GE ADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN~K
ausner, Gregory MSES DSCAFO (USA)
1/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN
COL U~
~CHANGE
ADM INISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=RECIPIEN
TS/CNtillWIIIIIIIIII
~
IV DSCAFO (US) [/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
Harding, J Aaron SESDSCADBO (USA)
[/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=
CIV DSCADBO (USA)
1/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN (b)(6)
LTC USARMY DSCA
FO (USA) [/O =EASF/OU=EXCHANGEADM I~
(FYDIBOHF23SPDLT)/CN=REC
IPIENTS/CN~
M cc usker, Elaine AH ~
1/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTSubject:
Army POC
Attachm e nts: smime.p7s

Anne ,
Thank you for the phon e call. As prom ised, below is the entry poin t fo r di scussion w ith the Army on USAI. I have aler ted
LTG Daly to expect your call.
Respectfully ,
Hoop
LTG Edward Daly
Deputy Co mm anding General, USAMC

(b)(6)

Respectfully always,
Hoop
Charles W. Hooper
Lieut enant Genera l, USA
Directo r

***TRANS PARENCY, RESPONSIVENESS,
INTEGRITY, COMM ITM ENT***
AO v OMB, DoD Release 27 Apr 2020 040

MULTI-DOD-19-1188-B-000040

"In any moment of decision, the best thing you can do is the right thing, the next best thing is the wrong thing, and the
worst thing you can do is nothing."
President Theodore Roosevelt

AO v OMB, DoD Release 27 Apr 2020 041

MULTI-DOD-19-1188-B-000041

Message (Digitally Signed)
From:

!.
I
!
I
. o ! NGE ADM INISTRATIVEGROUP
Hooper , Charles W LTG USARMY DSCAFI
(b) (6)
(FYDIBOHF23SPDL
T)/CN=RECIPIENTS/ CN
Sent :
9/5/2019 5:S0:24 PM
To :
Mcc usker, Elaine A HON OSD OUSD C (USA) [/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDL
T)/CN=RECIPIENTS/CN(b) (6)
CC:
Ney, Paul C Jr HON OSDOGC (USA) (/0=-ADM INISTRATIVE GROUP
(FYDIBOHF23SPD
LT)/CN =RECIPIENTS/C o o
hewning, Eric SESSD(b) (6)
Verga,
Peter SESSD
Hoo , Ro ert R HON OSD OAS~XCHANGE
ADMINISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CNCastle, Edwin S SES
OSDOGC (USA) [/O=EASF/OU=EXCHANGEADMINISTRATIVEGROUP
(FYDIBOHF23S
PDLT)/CN=RECIPIENTS/CN
Castle, William S SESOSD OGC (US)
[/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS/CN
McAndrew, Anne J SESOSD OUSD C (US)
[/O=EASF/OU=EXCHANGEADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
Dilworth , Mon ique L SESOSD OUSD C (USA)
[/ O=EASF/OU=EXCHANGE
ADM INISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN
ol us~
[/ O=EASF/OU=EXCHANGE
ADM INISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=RECI
PIENTS/CN~
(b) (6)
Col USAFOSD OUSD C (USA) [/O =EASF/OU=EXCHANGEADMI NISTRATIVE GROUP
(FYDIBOHF23SPD
LT)/CN=RECIPIENTS/CN
ood, John CHON OSD O~
[/O=EASF/OU=EXCHANGEADMIN ISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN~
Subject:
Re: Ukra ine
Attachments : smime.p7s

Ela i ne,
Tracking ...
Respectfully,
Hoop
Charles w. Hooper
Lieutenant
Genera l , us Army
Director
Defense security
cooperation
> On Sep

s,

2019 , at 08:29,

Agency
Mccusker,

Elaine

A HON 0SD OUSD C (USA)

wrote:
>
> Good morning.
>
> 0MB intends to send us another footnote
today with direction
>
> Normally would not send you this
level of detail,
but given
assessment for backgro und on the increasing
risk of execution.
excellent
responsiveness
on this .
>
> \\Ir,
> EM

(b) (6)

to continuing

holding

until

Friday .

the situation,
providing
the below
Thanks to the DSCA team for continued

AO v OMB, DoD Release 27 Apr 2020 042

MULTI-DOD-19-1188-B-000042

 

AO OMB, Release 27 Apr 2020 043


Me ssage (Digitally Signed)
From:

Hooper , Charles W LTG USARMY DSCA F ~
(FYDI BOHF23SPDLT)/CN= RECIPI ENTS/ CN

Sent :
To :

CC:

'

(b)(6)

.

.

.

9/13/2019 8:3 1:01 PM
'Da l , Edwa rd M LTG USARMY USAMC (USA)' (b) (6)

' .

E ADM INI STRATIVE GROUP

' Mor ley , Francis D RADM USN (USA) '

Castig lione -Cata ld o, Ann (Cata ldo) SES USARMY HQDA ASA ALT USA
'Kausner, Gregory M SES DSCA FO (USA)
1/O=EASF/OU =EXCHANGE ADM INISTRATIVE GROUP
(FYDIBOHF23SPD LT)/CN=RECIPIENTS/CN
Hizon, M iche le H SES DSCA DSA USA
(/O =EASF/OU =EXCHANGE ADM INISTRATIVE GROUP FYDIBOHF23SPDLT
(b) (6)
IV DSCA EUCOM IRT (USA)'
DSCA DBO (USA) [/O= EASF/OU=EXCHANGE ADMI NI STRATIV E GROUP
(FYDIBOHF23SPDLT)/CN=RECI PIENTS(b) (6)
(/O=EAS F/OU=EXCHANGE ADM INISTRATIVE GROUP
(FYDIB
(USA)'

ADMI NISTRATIVE GROUP FYDIBOHF23SPDLT
FO (US)' o
o

IV DSCA DBO (USA)
DR USN DSCA EUCOM IRT
=EASF/OU=EXCHANGE
IV DSCA

1/O=EASF/OU =EXCHANGE ADM INISTRATIVE GROUP

(FYDIBOHF23SPD LT)/CN= RECIPIENTS/CN (b)(6)
(USA) [/ O=EASF/OU =EXCHANG E ADMINIS TRATIVE GROUP
(FYDIBOHF23SPD LT)/C N=RECIPIENTS (b) (6)

OL USARM Y HQDA DCS G-4
IV USN NAVY IPO (USA)'

(b) (6)
Subject:

Hoop er, Charles W LTG USARMY DSCA FO (USA) [/ O=EASF/OU=EX CHANGE
ADMI NISTRATIVE GROUP (FYDIBOHF23SPDLT)/ CN=RECIPIENTS/C (b) (6)
Ukraine Security Assistance Initiative ( USAI) FY19 l mpl ementati on --Follow -Up

Attachm e nts:

20190913 USAI Award Matr ix Update .xlsx; sm ime .p7 s

Ed and Spanky,
BLUF: Just closin g the loop and follow ing up on your gre at support to impl eme nt t he remaining USAI
cases. I would like to pass on thanks and appreciat ion from the OSD Comptroller the OSD senior
leadersh ip!

AO v OMB, DoD Release 27 Apr 2020 044

MULTI-DOD-19-1188-B-000044

Thanks again to all of you for the quick turn .
One team!

Respectfully always,
Hoop
Charles W. Hooper
Lieutenant General , USA
Director

***TRANSPARENCY,RESPONSIVENESS
, INTEGRITY
, COMMITMENT***
" In any moment of decision f the best thing you can do is the right th ing, the ne)(t best thing is the
wrong thing, and the worst thing you can do is nothing.' 1
President Theodore Roosevelt

AO v OMB, DoD Release 27 Apr 2020 045

MULTI-DOD-19-1188-B-000045

FY 2019 USAI Tracker Cases lmpacted_as of 13 September 2019 (0 MB Hold Removed on 12 September)

o- Commitm ent Date: Date rep resents the. absolute latest date in which the comm itment document needs to be ent ered in the accounting system to initia te procurement packages and forwarded to t he contracting office for action.
o- Obligation Date: Date repres ents the proiected award date for contracts and governmen t credit card purchases.

case ID

Planned
Commitment Date
(Entered into

Item Procured

Accou n ting systemj

Acquisition Plan

Amount

Planned Obligation Date
(Contram award. purchase
ade)

QG-8-BAA A02

19-Sep -19

26-Sep -19

QG-8-MAA A02

19-Sep-19

26-Sep -19

QG-8-MBA

U -Sep-19

15-Sep- 19

QG-8-MBB

12-Sep-19

15-Sep-19

QG-8-MBC

U -Sep-19
19-A ug- 19

30- Aug -19

19-Aug-19
19 -Aug -19
19-Aug -19

30-Aug- 19
30-Aug- 19
30-Aug- 19

19-Aug -19

30-Aug -19

QG-8-UAD AOl

19-Aug-19

30-Aug-19

QG-8 -UBA

19-Aug-19
19-Aug-19

20-Sep -19
20-Sep -19

QG-8-UBB

26-Aug -19

11-Sep- 19

QG-8-UBC

2-Sep-19
12-Sep-19

6-Sep-19
15-Sep -19

QG-8-UBD

26-Aug-19

2-Sep-19

26-Aug- 19
26-Aug- 19

2-Sep-19
2-Se p-19

2 -Sep- 19

6-Sep-19

QG-8-UAB AOl

QG-8 -UBE

QG-8- UBG

p

15-Sep -19

AO v OMB, DoD Release 27 Apr 2020 046

MULTI-DOD-19-1188-B-000046

(b) (5)

(b)(3) 10 USC 130c
QG-B-UBH

2-Sep-19
12-Sep-19
2-Sep-19

6-Sep-19
15-Sep-19
6-Sep-19

QG-B-UBI

19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
26-Aug-19
9-Sep-19
9-Sep-19
26-Aug-19

26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
27-Sep-19
13-Sep-19
13-Sep-19
2-Sep-19

QG-B-UBJ

12-Sep-19

15-Sep-19

QG-B-UBL

2-Sep-19
12-Sep-19
2-Sep-19

6-Sep-19
15-Sep-19
6-Sep-19

QG-B-URA

19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
26-Aug-19
19-Aug-19

26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
2-Sep-19
20-Sep-19

QG-P-GCA

30-Aug-19

13-Sep-19

QG-P-LBA

4-Sep-19
4-Sep-19
4-Sep-19
4-Sep-19
4-Sep-19

13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19

QG-P-LBB

21-Aug-19
21-Aug-19
21-Aug-19
21-Aug-19
21-Aug-19

23-Sep-19
28-Aug-19
9-Sep-19
9-Sep-19
23-Sep-19

QG-P-LBC

10-Sep-19

20-Sep-19

QG-P-LBD

26-Aug-19
13-Sep-19
13-Sep-19
13-Sep-19

2-Sep-19
15-Sep-19
15-Sep-19
15-Sep-19
15-Sep-19

QG-P-LCD

10-Sep-19

15-Sep-19

QG-P-LCE

30-Aug-19
30-Aug-19
30-Aug-19

13-Sep-19
13-Sep-19
13-Sep-19

AO v OMB, DoD Release 27 Apr 2020 047

MULTI-DOD-19-1188-B-000047

(b)(3) 10 USC 130c

(b) (5)
13-Sep-19

QG-P-LCF

26-Aug-19

2-Sep-19

TOTAL REQUIREMENT
As of September 13, four cases are

not listed above)

14%
7%
74%
5%

2 Army cases / 2 Navy cases
7 Army cases / 1 Navy cases
10 Army cases / 5 Navy cases

88%

AO v OMB, DoD Release 27 Apr 2020 048

MULTI-DOD-19-1188-B-000048

Me ssage (Digitally Signed)
From:

Hooper , Charles W LTG USARMY DSCA FO
(FYDIBOHF23SPDLT)/CN= RECIPIENTS/ CN

Sent :
To :

CC:

9/11/2019 6:50 :28 PM
Daly, Edward M LTG USARMY USAMC (USA
Hooper, Char les W LTG USARMY DSCA FO (USA
(USA)

LTC USARMY DSCA FO
OL USARMY HQDA DCS G-4 (USA)
Subject:
Ukraine Secur ity Assistance Initiative (USAI) FY19 Ongoi ng Fiscal Ho ld an d Impacts
Attachm e nts: Army CECOM Flowchart .pdf ; 20190911 USAI Award Mat rix .xlsx; 20 190911 Ukra in e Security Assistance In itiative

Up date.docx; smim e.p7s
Importance:

High

Ed,
I

(b)( 5)

o

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o

'"

-

BACKGROUND
:

Great ta lking to you!
AO v OMB, DoD Release 27 Apr 2020 049

MULTI-DOD-19-1188-B-000049

Respectfully always,
Hoop
Charles W. Hooper
Lieutenant Genera l, USA
Director

***TRANS PARENCY, RESPONSIVENESS,
INTEGRITY, COMMITMEN T***
" In any moment of decision, the best thing you can do is the right thing, t he next best thing is t he wrong t hing, and t he
worst thing you can do is nothing."
President Theodore Roosevelt

AO v OMB, DoD Release 27 Apr 2020 050

MULTI-DOD-19-1188-B-000050

U.S. ARMY Communications-Electronics Command (CECOM) OBLIGATION PROCESS
Army Stock Only

------------------~
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,1utomat10111yo

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.---------:
~-----------------------.
Legal
Reservation of

CECOMSAMD

Funds
{Commitment)

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Receives certified
document from
CECOM G8 and
proceeds to submit
procurement/
purchases

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to CECOM SAMD

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~----------------------CECOMG8
Contract

Posts
obligation in
GFEBS

CECOMG8

MIPR

Posts
obligation in
GFEBS

CECOMSAMD

GPC

Matches invoice to
certified funding
docum ent and
v OMB, DoD Release 27 Apr 2020 051
obligates in AO
GFEBS

MULTI-DOD-19-1188-B-000051

FY 2019 USAI Tracker_as of 11 Septembe r 2019 (Hol d until 13 September)
Notes:

'- Comm it ment Date : Date represents the absolut e latest date in which the commitm ent docum ent

needs to be entered in the accounting syste m to initiate procure ment packages and forwarded to t he contract ing office for action.

'- ObHgation Date: Date represen ts the projected award date for cont racts and gove rnmen t credit card purchases.

Planned Commitment Date

CaseID

Item Procured

(Enteretl into Accounting
System)

PlaMed Obligation Date
Acquisitio
n Plan

Amount

(Comrectsaward, purchase
made)

QG-B-BAA A02

19-Sep-19

26-Sep-19

QG-B-MAA A02

19-Sep-19

26-Sep-19

QG-B-MBA

12-Sep-19

15-Sep-19

QG-B-MBB

12-Sep-19

15-Sep-19

QG-8-MBC

12-Sep-19
19-Aug -19

15-Sep-19
30-Aug-19

QG-8-UAB AOl

19-Aug -19
19-Aug-19
19-Aug -19
19-Aug-19

30-Aug-19
30-Aug-19
30-Aug-19
30-Aug-19

QG-8-UAD AOl

19-A ug- 19

30 -Aug-19

QG-B-UBA

19-Aug-19
19-Aug-19

20-Sep- 19
20-Sep-1 9

QG-8-UBB

26-A ug-19

11-Sep-19

QG-B-UBC

2-Sep-19
12-Sep-19

6-Sep-19
15-Sep-19

QG-8-UBD

2 6-Aug-19

2-Sep-19

QG-8-UBE

26-A ug-19
26-A ug-19

2-Sep-19
2-Sep-19

QG-B-UBG

2-Sep-19

6-Sep-19

QG-8-UBH

2 -Sep-19

6-Sep-19

AO v OMB, DoD Release 27 Apr 2020 052

MULTI-DOD-19-1188-B-000052

(b) (5)

(b)(3) 10 USC 130c
12-Sep-19
2-Sep-19

15-Sep-19
6-Sep-19

QG-B-UBI

19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
26-Aug-19
9-Sep-19
9-Sep-19
26-Aug-19

26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
27-Sep-19
13-Sep-19
13-Sep-19
2-Sep-19

QG-B-UBJ

12-Sep-19

15-Sep-19

QG-B-UBL

2-Sep-19
12-Sep-19
2-Sep-19

6-Sep-19
15-Sep-19
6-Sep-19

QG-B-URA

19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
19-Aug-19
26-Aug-19
19-Aug-19

26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
26-Aug-19
2-Sep-19
20-Sep-19

QG-P-GCA

30-Aug-19

6-Sep-19

QG-P-LBA

4-Sep-19
4-Sep-19
4-Sep-19
4-Sep-19
4-Sep-19

13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19

QG-P-LBB

21-Aug-19
21-Aug-19
21-Aug-19
21-Aug-19
21-Aug-19

23-Sep-19
28-Aug-19
9-Sep-19
9-Sep-19
23-Sep-19

QG-P-LBC

10-Sep-19

20-Sep-19

QG-P-LBD

26-Aug-19
13-Sep-19
13-Sep-19
13-Sep-19

2-Sep-19
15-Sep-19
15-Sep-19
15-Sep-19
15-Sep-19

QG-P-LCD

10-Sep-19

15-Sep-19

QG-P-LCE

30-Aug-19
30-Aug-19
30-Aug-19

13-Sep-19
13-Sep-19
13-Sep-19
13-Sep-19

AO v OMB, DoD Release 27 Apr 2020 053

MULTI-DOD-19-1188-B-000053

(b) (5)

(b)(3) 10 USC 130c
QG-P-LCF

26-Aug-19

2-Sep-19

TOTAL REQUIREMENT

As of September 11, 16 cases are not executable and 10 still are if available today.
12 Army cases / 4 Navy cases
6 Army cases / 4 Navy cases

(Cases in this category are not listed a

14%
49%
34%
3%

AO v OMB, DoD Release 27 Apr 2020 054

MULTI-DOD-19-1188-B-000054

USAI Update - September 11, 2019

Ukra ine Security Assistance Init iat iv e (USA!) FY2019

AO v OMB, DoD Release 27 Apr 2020 055

MULTI-DOD-19-1188-B-000055

USAI Update - September 11, 2019

AO v OMB, DoD Release 27 Apr 2020 056

MULTI-DOD-19-1188-B-000056

Message(Digitally Signed)
From :
Sent :
To:
Subject:

Hooper , Char les W LTG USARMY OSCA FO USA [/O =EASF/OU =EXCHANGE ADM INISTRATIVE GROUP
(FYDI BOHF23SPDLT)/CN =RECl Pl ENTS/C
7/30/2019 12:30:35 PM
Dayton, Keith LTG (Ret) CIV (b) (6)

RE: Ukraine
Attachments : smime .p7s

Keith ,
So sorry for th e delayed response. As alw ays, I am on the run ....

I am very disappointed th at you will not be in -country fo r my visit. I was actua lly looking forwa rd to "walking the
ground" w it h you to leverage your insight, gain a firsthand appreciation fo r th e situa t ion as well as th e personal ities .
PLEASElet's f ind the time to talk before the trip . To your point, I want the visit to be focused, relevant and impactful to
add value to our efforts to support the new administration.
Let me know what works fo r you. How is everything else. You have everything you need fro m us?
Best,
Hoop
Charles W. Hooper
Lieutenant General, USA
Director

***TRANSPARENCY
, RESPONSIVENESS,
INTEGRfTY,COMMITMENT***
"In any moment of decision , the best thing you can do is the right t hing , the next best t hing is the wrong thing, and the
worst thing you can do is not hing."
President Theodore Roosevelt

(b )( 6 )

From : Dayton, Keith LTG (Ret) CIV
Sent: Friday, July 26, 2019 4:14 A
To: Hoope r, Charles W LTGUSARMY DSCAFO (USA) (b )( 6)
Subject : [Non-DoD Source] Ukraine

Hoop
I understand t hat you are plann ing a visit to Kyiv the fi rst wee k of Septem ber . Looks like we will miss each other ...l
expect to be in Kyiv 9-13 September for a variety of mee t ings, to include a Marshall Center seminar.

AO v OMB, DoD Release 27 Apr 2020 057

MULTI-DOD-19-1188-B-000057

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m delighted you are making the trip , and (b)(5)
Once they meet you, they will be charmed.

All best, o ld fr iend
Keith

AO v OMB, DoD Release 27 Apr 2020 058

MULTI-DOD-19-1188-B-000058

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