Filing ID #10032314 f inancial D iScloSure r ePort Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515 filer information name: Adam Schleifer Status: Congressional Candidate State/District: NY17 filing information filing type: Candidate Report filing Year: 2019 filing Date: 04/10/2020 Period covered: 01/01/2019– 03/26/2020 ScheDule a: aSSetS anD "unearneD" income asset Aercap Holdings Var Rate Debt Sec [CS] owner Value of asset income type(s) $1,001 - $15,000 income income current Year to filing Preceding Year $1 - $200 None None DESCRIPTION: variable rate debt security Allstate Corp Preferred Security [CS] $15,001 - $50,000 Dividends DESCRIPTION: corp security. Alphabet Inc. - Class C Capital Stock (GOOG) [ST] $500,001 $1,000,000 None Amazon.com, Inc. (AMZN) [ST] $100,001 $250,000 None Amer Fds Europac Growth Fund [MF] $1,001 - $15,000 Tax-Deferred Amer Fds Inc Fund of America [MF] $15,001 - $50,000 Tax-Deferred Amer Fds Inc Growth Fund of America [MF] $15,001 - $50,000 Tax-Deferred Amer Fds New Perspective Fund [MF] $15,001 - $50,000 Tax-Deferred asset owner Value of asset income type(s) income income current Year to filing Preceding Year Amer Fds Small Cap World Fd [MF] $50,001 $100,000 Tax-Deferred American Century International Opportunities Fund [MF] $15,001 - $50,000 Dividends None $201 $1,000 Amex Savings [BA] $100,001 $250,000 Interest $1,001 $2,500 $2,501 $5,000 Apple Inc. (AAPL) [ST] $1,000,001 $5,000,000 Dividends $5,001 $15,000 $15,001 $50,000 BAC Cap Tr XIV Var. Rate Debt. Sec. [CS] $15,001 - $50,000 Interest $201 $1,000 $201 $1,000 Bank of America Cash [BA] $1,001 - $15,000 Interest $1 - $200 $2,501 $5,000 Blackrock Core Bond Trust Blackrock Core Bond Trust (BHK) [ST] $100,001 $250,000 Dividends $1,001 $2,500 $5,001 $15,000 CBRE Clarion Global Real Estate Income Fund (IGR) [ST] $250,001 $500,000 Dividends $5,001 $15,000 $15,001 $50,000 Citigroup Inc Var. Rate Debt Sec. [CS] $15,001 - $50,000 Interest $201 $1,000 None DESCRIPTION: variable rate debt security. DESCRIPTION: variable rate debt security Dodge & Cox Stock Fund [MF] $1,001 - $15,000 Tax-Deferred First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) [ST] $1,001 - $15,000 Dividends None $1 - $200 Ford Motor Company (F) [ST] $250,001 $500,000 Dividends $5,001 $15,000 $15,001 $50,000 General Motors Company (GM) [ST] $1,001 - $15,000 Tax-Deferred Gilead Sciences, Inc. (GILD) [ST] $1,000,001 $5,000,000 Dividends None $15,001 $50,000 asset Goldman Sachs Var. Rate Debt Sec. [CS] owner Value of asset income type(s) income income current Year to filing Preceding Year $15,001 - $50,000 None DESCRIPTION: variable rate corp debt security Invesco Oppen Global Fund [MF] $15,001 - $50,000 Tax-Deferred Invesco Oppenheimer International Bond Fund Class C MUTF: OIBCX [MF] $1,001 - $15,000 Dividends $1 - $200 $201 $1,000 iShares MSCI EAFE ETF (EFA) [ST] $1,001 - $15,000 Dividends None $201 $1,000 iShares MSCI Emerging Index Fund (EEM) [ST] $15,001 - $50,000 Tax-Deferred iShares Russell 2000 Growth ETF (IWO) [ST] $250,001 $500,000 Dividends None $2,501 $5,000 iShares Russell 2000 Growth ETF (IWO) [ST] $50,001 $100,000 Tax-Deferred John Hancock Preferred Income Fund III Preferred Income Fund III (HPS) [ST] $250,001 $500,000 Dividends $2,501 $5,000 $5,001 $15,000 John Hancock Tax Advantaged Dividend Income Fund Common Shares of Beneficial Interest (HTD) [ST] $100,001 $250,000 Dividends $2,501 $5,000 $15,001 $50,000 JPM Cash Deposit [BA] $100,001 $250,000 Interest $1 - $200 $2,501 $5,000 JPM US Res Enhanced Eq Fund [MF] $50,001 $100,000 Tax-Deferred JPMorgan Chase & Co. Preferred Security [CS] $15,001 - $50,000 Dividends $201 $1,000 None JPMorgan Managed Income Fund L [MF] $100,001 $250,000 $201 $1,000 $201 $1,000 Longleaf Partners Small Cap Fund [MF] $15,001 - $50,000 Capital Gains, Dividends None $5,001 $15,000 Northwest Biotherapeutics, Inc. (NWBO) [ST] $1,001 - $15,000 DESCRIPTION: preferred security. Dividends None asset Regeneron Pharmaceuticals, Inc. (REGN) [ST] owner Value of asset income type(s) $25,000,001 $50,000,000 income income current Year to filing Preceding Year None DESCRIPTION: Inclusive of Common Stock (REGN) and currently-unmarketable Class-A shares convertible into common stock. SPDR Gold Trust (GLD) [ST] $15,001 - $50,000 None SPDR S&P 500 (SPY) [ST] $15,001 - $50,000 Tax-Deferred SPDR S&P 500 (SPY) [ST] $500,001 $1,000,000 Dividends T Rowe Price Midcap Growth Fund [MF] $50,001 $100,000 Tax-Deferred UBS AG Deposit Account [BA] None Interest UBS Bank Business Account [BA] $2,501 $5,000 $5,001 $15,000 None $1 - $200 $15,001 - $50,000 Interest $1 - $200 $1 - $200 UBS Bank Deposit Account [BA] $100,001 $250,000 Interest $1 - $200 $201 $1,000 UBS Select Treasury Inst. Fund [BA] $1,000,001 $5,000,000 Dividends $2,501 $5,000 $2,501 $5,000 Vanguard Federal Money Market Fund [MF] $1 - $1,000 Tax-Deferred Vanguard FTSE Allword SC ETF [EF] $15,001 - $50,000 Tax-Deferred Vanguard Growth Index Fund [MF] $100,001 $250,000 Dividends $201 $1,000 $1,001 $2,500 Vanguard Healthcare ETF [EF] $1,001 - $15,000 Tax-Deferred Vanguard High Dividend Yield ETF [EF] $1,001 - $15,000 Tax-Deferred Vanguard S&P 500 ETF (VOO) [ST] $15,001 - $50,000 Dividends $1 - $200 $1 - $200 Vanguard S&P 500 Index ETF [EF] $15,001 - $50,000 Tax-Deferred Vanguard Small Cap Growth ETF [EF] $15,001 - $50,000 Tax-Deferred asset owner Value of asset income type(s) income income current Year to filing Preceding Year None $201 $1,000 Vanguard Strategic Equity Fund [MF] $15,001 - $50,000 Dividends Vanguard Strategic Equity Fund [MF] $15,001 - $50,000 Tax-Deferred Vanguard Total Bond Market Index Fund [MF] $50,001 $100,000 Dividends $201 $1,000 $201 $1,000 Vanguard Total Intl Stock [EF] $1,001 - $15,000 Dividends $1 - $200 $1 - $200 Vintage 2019 Private Inv. LLC [HE] $1,001 - $15,000 None Wells Fargo Income Opportunities Fund Common Shares (EAD) [ST] $15,001 - $50,000 Dividends $1,001 $2,500 $2,501 $5,000 * For the complete list of asset type abbreviations, please visit https://fd.house.gov/reference/asset-type-codes.aspx. ScheDule c: earneD income Source type amount amount current Year to filing Preceding Year United States Department of Justice Salary N/A $102,966.00 Berlin Rosen Ltd. spouse salary N/A N/A ScheDule D: liabilitieS None disclosed. ScheDule e: PoSitionS None disclosed. ScheDule f: agreementS None disclosed. ScheDule J: comPenSation in exceSS of $5,000 PaiD bY one Source None disclosed. excluSionS of SPouSe, DePenDent, or truSt information trusts: Details regarding "Qualified Blind Trusts" approved by the Committee on Ethics and certain other "excepted trusts" need not be disclosed. Have you excluded from this report details of such a trust benefiting you, your spouse, or dependent child? j Yes n k l m n i No j k l m exemption: Have you excluded from this report any other assets, "unearned" income, transactions, or liabilities of a spouse or dependent child because they meet all three tests for exemption? j Yes n k l m n i No j k l m certification anD Signature b I CERTIFY that the statements I have made on the attached Financial Disclosure Report are true, complete, and correct to the c d e f g best of my knowledge and belief. Digitally Signed: Adam Schleifer , 04/10/2020