April 15, 2020 VIA EMAIL Seattle Of?ce of the City Clerk 600 4th Ave. 3rd Floor Seattle, WA 98104 Seattle Ethics and Elections Commission 700 5th Ave, Suite 4010 PO Box 94729 Seattle, WA 98124?4729 Re: F-l Reporting Modi?cation Application My children and are participants in the Address Con?dentiality Program because of threats 1 received related to my job as US Attorney and since I have been Mayor. Some of those threats remain. Indeed, the risk can be highest when someone is released from prison years after I was involved in their prosecution. Because of security concems for the Mayor, the City has assigned every Mayor, including me, a security detail. Neither of my children has my last name. Due to my heightened concern for their safety, I have been careful to avoid releasing information that would allow someone with a grievance with me to identify my children. The Commission has in all prior years granted this request, allowing me to identify two bank accounts jointly held by my children in terms of name and address of the bank, type of account, asset value and income amount for each bank account, but using the notation "Dependent 1 or "Dependent The Commission apparently agreed that we can accomplish the important purposes of the ?nancial disclosure rules without publicly releasing the names of my children, and that release of their names would unnecessarily invade their privacy and expose them to risk. The relatively modest amounts of these accounts also make it unlikely that this request would present the type of issue the law is designed to prevent. I ask the Commission to renew that modi?cation. Thank you. Sincerely.1- Jenny A Durkan If File with: Seattle City Clerk SE EC FORM 5 PO BOX 94723 Seattle, WA 99124-4729 1 55m? Eturcs Questions: (206) 684-3500 9 arcnuus (205) 515.1243 (7H 8) potly.groWQseattle.gov Incumbent elected and appointed officials - by April 15. Candidates and others -- within two weeks of becoming a candidate or being newly appointed to a position. Deadlines: SEND REPORT TO Seattle City Clerk ssec DOLLAR PERSONAL cone AMOUNT FINANCIAL (1) so $999 AFFAIRS (2) $1,000 .- $4,999 (3, $5,000 $9,999 STATEMENT (4) $10,000 -- $24,999 (5) $25,000 - $99,999 $100,900 - $199,999 (7) $200,000 $999,999 (9) 91,000,090 -- $4,999,999 (9) $5,000,000 or more ?Immediate family" means: a spouse or domestic partner, or a parent. parent of a spouse or domestic partner, child, child of spouse or domestic partner, sibling, uncle, aunt, cousin. niece 0r nephew, if that person either resides with or is a dependent on the Covered Individ ual's most recently ?led federal income tax return. SMC 4.16.080 Last Name First Durkan Jenny A. Middle Initial Names of immediate family members. if there is no reportable information to disclose for dependent children, or other dependents living in your household, do not identify them. Do identify your spouse or domestic partner. Mailing Address (Use PO Box or Work Address) Office of the Mayor, PO. Box 94749 City County Zip 4 Seattle King 98124-4749 Filing Status (Check only one box.) Of?ce Held or Sought An elected or appointed of?cial tiling annual report Office ??33 Mayor Final report as an elected of?cial. Terrn expired: . Position number: N0- Candidate running in an election: month year Newly appointed to an elective of?ce Term begins: 11f28l2017 ends: 128112021 List each employer, or other source of income (pension, social security, legal judgment, etc.) from which you or an 1 INCOME immediate family member, received compensation, in any form, of $2,400 or more during the period. Include stock options received during the reporting period that had a value of more than $2,400. (Report interest and dividends in item 3.) ggmfiggs?m Name and Address of Employer or Source of Compensation Occupation or How Compensation Was Earned Amount: (Use Code) Dependent (D) (8) City of Seattle Mayor 7) PO. Box 94749 Seattle, MA 98124 Check Here if continued on attached sheet List street address, assessor's parcel number, or legal description AND county for each parcel of Washington real estate with vaiue of over $12,000 in which you or an immediate family member held a personal ?nancial interest during the reporting period. (Show partnership, company, etc. real estate on F-1 supplement.) 2 REAL ESTATE Property Sold or Interest Divested Assessed Name and Address of Purchaser Nature and Amount (Use Code) of Payment or Value Consideration Received (Use 1-9 Code) .l Preperty Purchased or Interest Acquired Creditors NameIAddress Payment Terms Security Given Mortgage Amount - {Use Code) (eg. 20 at Original Current All Other Property Entirely or Partially Owned Si! EJZ NE SW FR200-2201 6 I W, Check here it continued on attached sheet CONTINUE ON NEXT PAGE 3 List bank and savings accounts, insurance policies, stock, bonds and other ASSETS intangible property (including but not limited to stock options) held during the reporting period. . Type of Account or Description of Asset Asset Value income Amount (Use 1-9 {Use 1-9 Code) A. Name and address of each bank or ?nancial institution in which you COde) or an immediate family member had an account over $24.000 at any see attaChed time during the report period. B. Name and address of each insurance company where you or an immediate family member had a policy with a cash or loan value over $24,000 during the period. C. Name and address of each company, association, government agency, etc. in which you or an immediate family member. owned or had a ?nancial interest worth over $2.400. include stocks. bonds. ownership. retirement plan. notes, stock options. and other intangible property. if you or your immediate family member had decision making authority regarding individual assetslinvestments list each asset or investment. the value and any income amount. EXAMPLE: If you self-directed an investment account identify each stock or other asset in that account. Stock shall be reported by 599 31130th market value at the time of reporting. Check here if continued on attached sheet. List each creditor you or an immediate family member owed $2,400 or more any time during the AMOUNT 4 CREDITORS period. Don't include retail charge accounts, credit cards, or mortgages or real estate reported (USE 1.9 CODE) in Item 2. Creditor?s Name and Address Terms Of Payment Security Given original current (eg. 6 years at 5.25%) (l Check here if continued on attached sheet. Enter Dollar Amount 5 NET WORTH Enter your estimated net worth. 5,600,000.00 6 All filers answer questions A thru below. if the answer is YES to any of these questions, the F-1 Supplement must also be completed as part of this report. If all answers are NO and you are a candidate or an appointee to a vacant elective of?ce ?ling your initial report, no F-?l Supplement is required. incumbent elected officials filing an annual financial affairs report also must answer question E. An F-1 Supplement is required of these of?ceholders unless all answers to questions A thru are NO. A. At any time during the reporting period ware you andfor an immediate family member (1) an of?cer, director, general partner or trustee of any corporation, company, union, association. joint venture or other entity or (2) a partner or member of any limited partnership, limited liability partnership, limited liability company or similar entity including but not limited to a professional iimited liability company? If yes. complete Supplement. Part A. B. Did you and/or an immediate family member have an ownership of 10% or more in any company. corporation, partnership. joint venture or other business at any time during the reporting period? If yes. complete Supplement, Part A. Did you andior an immediate family member own a business at any time during the reporting period? If yes. complete Supplement, Part A. Did you andlor an immediate family member prepare. promote or oppose state legislation, rules, rates or standards for compensation or deferred compensation (other than pay for a currently-held public of?ce) at any time during the reporting period? If yes, complete Supplement, Part B. E. Only for Persons Filing Annual Report. Regarding the receipt of items not provided or paid for by your governmental agency during the previous calendar year: 1) Did you, andior an immediate family member accept a gift of food or beverages costing over $50 per occasion? or 2) Did any source other than your governmental agency provide or pay in whole or in part for you andlor an immediate family member to travel or to attend a seminar or other training? I If yes to either or both questions. complete Supplement. Part C. ALL FILERS EXCEPT CANDIDATES. Check the appropriate box. Contact Telephone: (205 534.4000 9.- El I hold a local elected of?ce. I have read and am familiar with SMC Email' jenny.durkan@seattle.gov (work)? 2.04.300 regarding the use of public facrirtres In campaigns. Email: (Home) Optional CERTIFICATION: I certify under penalty of perjury that the infonnation contained in this report is true and correct to the best of my knowledge. If" r? k? T. Date Signature 7 DATES: Do not use public agency addresses or telephone numbers for contact information. Report Not Acceptable Without Filer?s Signature sum: times I. a cuumssrou (206) 5154243 SUPPLEMENT File with: Seattle City Clerk SEEC FORM 5 SUPPLEMENT PAGE ?mm PERSONAL FINANCIAL AFFAIRS STATEMENT Polly?row??eattlegov (7118) PROVIDE INFORMATION FOR YOU AND ANY IMMEDIATE FAMILY MEMBERS Last Name Durkan First Middle Initial DATE Jennv A 4115/2020 OFFICE Provide the following information if. during the reporting period. you or any immediate family member A BUSINESS INTERESTS: (1) were an of?cer. director. general partner. trustee, or 10 percent or more owner of a corporation. nonpro?t organization. union. partnership. joint venture or other entity; andior (2) were a partner or member of a limited partnership. limited liability partnership. limited liability company or similar entity, including but not limited to a professional limited liability company. Legal Name: Report name used on legal documents establishing the entity. Trade or Operating Name: Report name used for business purposes if different from the legal name. Position or Percent of Ownership: The of?ce. title andior percent of ownership held. Brief Description of the BusinesstOrganization: Report the purpose. product(s). andior the service(s) rendered. Payments from Governmental Unit: If the govemmentai unit in which you hold or seek of?ce made payments to the business entity concerning which you're reporting. show the purpose of each payment and the actual amount received. Payments from Business Customers and Other Government Agencies List each corporation, partnership, joint venture, sole proprietorship. union. association. business or other commercial entity and each government agency (other than the one you seekfhold of?ce) which paid compensation of $12.000 or more during the period to the entity. Brie?y say what property, goods. services or other consideration was given or performed for the compensation. Washington Real Estate: Identify real estate owned by the business entity if the quali?cations referenced beiow are met. ENTITY NO. 1 LEGAL NAME: Reporting For: Self Spouse El Registered Domestic Partner Dependent POSITION OR PERCENT OF OWNERSHIP TRADE OR OPERATING NAME: ADDRESS: BRIEF DESCRIPTION OF THE BUSINESSIORGANIZATION: PAYMENTS ENTITY RECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments Amount (actual dollars) PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: Purpose of payment (amount not required) PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: Purpose of payment (amount not required) REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY is 10% or more and assessed value of property is over $24.000. List street address. assessor parcel number. or legal description and county for each parcel): Check here it continued on attached sheet CONTINUE PARTS AND ON NEXT PAGE Page 2 Supplement Name Jenny A. Durkan NO. 2 Reporting For: Self El Spouse Registered Domestic Partner El Dependent LEGAL NAME: POSITION OR PERCENT OF OWNERSHIP TRADE OR OPERATING NAME: ADDRESS: BRIEF DESCRIPTION OF THE BUSINESSIORGANIZATION: PAYMENTS ENTITY RECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments Amount (actual dollars) PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: Purpose of payment (amount not required) PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: Purpose of payment (amount not required) WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY is 10% or more and assessed value of property is over $24,000. List street address. assessor parcel number. or legal description and county for each parcel): Check here CI it continued on attached sheet List persons for whom you, or any immediate family member. lobbied or prepared state legislation or state rules, LOBBYING: rates, or standards for compensation or deferred compensation. Do not list pay from government body in which you are an elected of?cial or professional staff member. Person to Whom Services Rendered Description of Legislation, Rules. Etc. Compensation (Use Code 1- 9) Check here El if continued on attached sheet FOOD Complete this section if a source other than your own governmental agency paid for or ot..erwise provided all or a TRAEEL portion of the toilet-ring items to you, your spouse, registered domestic partner or dependents, or a combination SEMINARS thereof: 1) Food and beverages costing over $50 per occasion; 2) Travel occasions; or 3) Seminars, educational programs or other training. Date Donor?s Name, City and State Brief Description Actual Dollar Value Received Amount (Use Code1-9) mmgwua?sSummitEst.n?lulonomm C40 Cltles, New York, NY 6,835.11 A marlin between Bloomberg lheAspon Instilme ?The Altamira. CiyLab 1 799 99 economics. architecture. public coder irnwalion, cerium-lay Mow-lieu, . business - convened wilh Ihe and planting scalable solutions lomajar drama: raced masonic-ma Bloomberg philanthropies CityLab. New York, NY Check here El if continued on attached sheet Information Continued Supplement Name no. Reporting For: Self El Spouse El Registered Domestic Partner Dependent El LEGAL NAME: POSITION OR PERCENT OF OWNERSHIP TRADE OR OPERATING NAME: ADDRESS: BRIEF DESCRIPTION OF THE BUSINESSIORGANIZATION: PAYMENTS ENTITY RECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12.000 OR MORE: Agency name: PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: Amount (actual dollars) Purpose of payment (amount not required) Purpose of payment (amount not required) WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY is 10% or more and assessed value of property is over $24,000. List street address. assessor parcel number, or legal description and county for each parcel): LOBBYING: (Continued) Person to Whom Services Rendered Description of Legislation, Rules, Etc. Compensation (Use Code 1?9) i FOOD TRAVEL . SEMINARS (continued) Date Donor's Name. City and State Brief Description Actual Dollar Value Received Amount (Use Code 1-9) Jenny A Durkan Seattle City Clerk SEEC Form F-1 Part 3 A. Name 8; address of bank Type of Account or Asset Value Income Amount or Financial Institution Description of Asset (Use Code) (Use Code) 1 (S) JPM Chase, 1201 Third Avenue. Seattle. WA Checking Savings (8) Wells Fargo. 999 Third Avenue. Seattle. WA Checking Savings (DC) Wells Fargo. 999 Third Avenue. Seattle. WA Checking Savings 1 1 (DC) Wells Fargo. 999 Third Avenue. Seattle. WA Checking Savings 1 ?kw-[3V Jenny A Durkan Seattle City Clerk SEEC Form F-1 Part 3 C. Name 8. address of investment Type of Account or Asset Value Income Amount Interest Description of Asset [Use Code} (Use Code) (S) Quinn Emanuel De?ned Bene?t Plan De?ned Bene?t Plan 6 None (S) Merrill Pro?t Sharing Plan Retirement Plan 6 None (S) Federal Thrift Savings Plan Retirement Plan - Fund - Gov'i Securities Inv. Fund 6 None (8) The Riveter. 1517 12th Ave.. Seattle. WA Private Investment 5 None (8) Wells Fargo Investment Advisers, 777 108th Ave NE. Bellevue. WA IRA 7 None (8) Chades Schwab Account. 508 Union St: Seattle, WA 98101 Brokerage Account - Money Market 5 1 Costco Wholesale Co (COST) 5 1 Onto Innovations Previously reported as Nanometrics Inc. (NANO) 3 None Swiss Gold ETF Previously reported as ETFS Gold Trust ETF (SGOL) 5 None (8) Bessemer Trust. 630 Fifth Ave. New York. NY 10111 Mgmt- Old Westbury Fund. Inc. 8 4 (S) Bessemer Trust. 630 Fifth Ave. New York. NY 10111 Cash - Money Market Swoep 8 4 (S) Bessemer Trust. 630 Fifth Ave. New York. NY 10111 Roth IRA - Old Westbury Fund. Inc 7 2 (S) Bessemer Trust. 630 Fifth Ave. New York. NY 10111 Jenny Durkan. BENE of Durkan IRA 6 2 Private Investment 6 None (8) i(x) Investments. 142 57th St. New York, NY 10019