INTERNATIONAL GUIDELINES FOR CERTIFICATION AND CLASSIFICATION (CODING) OF COVID-19 AS CAUSE OF DEATH Based on ICD International Statistical Classification of Diseases (20 April 2020) WHO/HQ/DDI/DNA/CAT Table of Contents 1. Purpose of the document ................................................................................................... 3 2. Definition for Deaths due to COVID-19................................................................................ 3 3. Guidelines for Certifying COVID-19 as a Cause of Death ...................................................... 3 A- RECORDING COVID-19 ON THE MEDICAL CERTIFICATE OF CAUSE OF DEATH ................................ 3 B- TERMINOLOGY........................................................................................................................... 3 C- CHAIN OF EVENTS ...................................................................................................................... 4 D- COMORBIDITIES ......................................................................................................................... 4 E- OTHER EXAMPLES ...................................................................................................................... 6 4. 5. 2 Guidelines for Coding COVID-19 for Mortality ..................................................................... 8 A- ICD-10 Cause of Death coding of COVID-19 ................................................................................. 8 B- CHAIN OF EVENTS ...................................................................................................................... 9 C- COMORBIDITIES ....................................................................................................................... 10 D- OTHER EXAMPLES .................................................................................................................... 11 E- Additional WHO cause of death certification links..................................................................... 13 Annex ...............................................................................................................................14 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING 1. PURPOSE OF THE DOCUMENT This document describes certification and classification (coding) of deaths related to COVID-19. The primary goal is to identify all deaths due to COVID-19. A simplified section specifically addresses the persons that fill in the medical certificate of cause of death. It should be distributed to certifiers separate from the coding instructions. 2. DEFINITION FOR DEATHS DUE TO COVID-19 A death due to COVID-19 is defined for surveillance purposes as a death resulting from a clinically compatible illness, in a probable or confirmed COVID-19 case, unless there is a clear alternative cause of death that cannot be related to COVID disease (e.g. trauma). There should be no period of complete recovery from COVID-19 between illness and death. A death due to COVID-19 may not be attributed to another disease (e.g. cancer) and should be counted independently of preexisting conditions that are suspected of triggering a severe course of COVID-19. 3. GUIDELINES FOR CERTIFYING COVID-19 AS A CAUSE OF DEATH In view of COVID-19 it is important to record and report deaths due to COVID-19 in a uniform way. A- RECORDING COVID-19 ON THE MEDICAL CERTIFICATE OF CAUSE OF DEATH COVID-19 should be recorded on the medical certificate of cause of death for ALL decedents where the disease caused, or is assumed to have caused, or contributed to death. B- TERMINOLOGY The use of official terminology, COVID-19, should be used for all certification of this cause of death. As there are many types of coronaviruses, it is recommended not to use “coronavirus” in place of COVID-19. This helps to reduce uncertainty for the classification or coding and to correctly monitor these deaths. 3 C- CHAIN OF EVENTS Specification of the causal sequence leading to death in Part 1 of the certificate is important. For example, in cases when COVID-19 causes pneumonia and fatal respiratory distress, both pneumonia and respiratory distress should be included, along with COVID-19, in Part 1. Certifiers should include as much detail as possible based on their knowledge of the case, as from medical records, or about laboratory testing. Here, on the International Form of Medical Certificate of Cause of Death, is an example of how to certify this chain of events for deaths due to COVID-19 in Part 1: Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a a Report chain of events in due to order (if applicable) b State the underlying cause on the lowest used line c d Cause of death Time interval from onset to death Acute respiratory distress syndrome 2 days Due to: Pneumonia Due to: COVID-19 (test positive) Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) 10 days 14 days Underlying cause of death Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: This is a typical course with a certificate that has been filled in correctly. Please remember to indicate whether the virus causing COVID-19 had been identified in the defunct. D- COMORBIDITIES There is increasing evidence that people with existing chronic conditions or compromised immune systems due to disability are at higher risk of death due to COVID-19. Chronic conditions may be non-communicable diseases such as coronary artery disease, chronic obstructive pulmonary disease (COPD), and diabetes or disabilities. If the decedent had existing chronic conditions, such as these, they should be reported in Part 2 of the medical certificate of cause of death. 4 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING Here, on the International Form of Medical Certificate of Cause of Death, are examples of how to certify this chain of events for deaths due to COVID-19 in Part 1, with comorbidities reported in Part 2: Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line a b c Underlying cause of deathd Cause of death Time interval from onset to death Acute respiratory distress syndrome 2 days Due to: Pneumonia Due to: Suspected COVID-19 Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) 10 days 12 days Coronary artery disease [5 years], Type 2 diabetes [14 Years], Chronic obstructive pulmonary disease [8 years] Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: This is a typical course with a certificate that is filled in correctly. COVID-19 cases may have comorbidity. The comorbidity is recorded in Part 2. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Underlying cause of death a b c d Cause of death Time interval from onset to death Acute respiratory distress syndrome 2 days Due to: Pneumonia Due to: COVID-19 Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) 10 days 10 days Cerebral palsy [10 Years] Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: This is a typical course with a certificate that has been filled in correctly. COVID-19 cases may have comorbidity. The comorbidity is recorded in Part 2. 5 E- OTHER EXAMPLES Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line a b c d Cause of death Time interval from onset to death Respiratory failure 2 days Due to: Pneumonia Due to: Pregnancy complicated by COVID-19 Due to: 8 days 12 days Underlying cause of death 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) Manner of death: Disease Accident Intentional self harm Assault Legal intervention War Could not be determined Pending investigation Unknown For women, was the deceased pregnant? Yes At time of death Between 43 days up to 1 year before death Did the pregnancy contribute to the death? Within 42 days before the death Unknown Yes No Unknown No Unknown Note: This is a typical course with a certificate is filled in correctly. In case of a pregnancy, puerperium or birth leading to death in conjunction with COVID-19, please record the sequence of events as usual, and remember to enter the additional detail for pregnancies in frame B of the certificate of cause of death. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Time interval from onset to death Cause of death a b c d 3 days Acute respiratory distress syndrome Due to: COVID-19 Due to: One week Underlying cause of death Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) HIV disease [5 years] Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: This is a typical course with a certificate that is filled in correctly. The certifier has identified HIV disease as contributing to the death and recorded it in Part 2. 6 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING The examples below show recording of cases where death may have been influenced by COVID-19, but death was caused by another disease or an accident. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line a b c d Cause of death Time interval from onset to death Hypovolaemic shock 1 day Due to: Aortic dissection Due to: Motor vehicle accident Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) COVID-19 1 day 2 days Underlying cause of death Manner of death: Disease Assault Accident Legal intervention Could not be determined Pending investigation Intentional self harm War Unknown Note: Persons with COVID-19 may die of other diseases or accidents, such cases are not deaths due to COVID-19 and should not be certified as such. In case you think that COVID-19 aggravated the consequences of the accident, you may report COVID-19 in Part 2. Please remember to indicate the manner of death and record in part 1 the exact kind of an incident or other external cause. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line a b c d Cause of death Time interval from onset to death Heart failure 1 day Due to: Myocardial infarction Due to: Underlying cause of death Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) 5 days COVID-19 Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Persons with COVID-19 may die due to other conditions such as myocardial infarction. Such cases are not deaths due to COVID-19 and should not be certified as such. 7 4. GUIDELINES FOR CODING COVID-19 FOR MORTALITY This document provides information about the ICD-10 codes for COVID-19 and includes mortality classification (coding) instructions for statistical tabulation in the context of COVID-19. It includes a reference to the WHO case definitions for surveillance. New ICD-10 codes for COVID-19: • U07.1 COVID-19, virus identified https://icd.who.int/browse10/2019/en#/U07.1 • U07.2 COVID-19, virus not identified o Clinically-epidemiologically diagnosed COVID-19 ▪ Probable COVID-19 ▪ Suspected COVID-19 https://icd.who.int/browse10/2019/en#/U07.2 Details of the updates to ICD-10 are available online at: https://www.who.int/classifications/icd/icd10updates/en/ A- ICD-10 Cause of Death coding of COVID-19 Certifiers use a range of terms to describe COVID-19 as a cause of death, a sample can be found in the annex of this document. Although both categories, U07.1 (COVID-19, virus identified) and U07.2 (COVID-19, virus not identified) are suitable for cause of death coding, it is recognized that in many countries detail as to the laboratory confirmation of COVID-19 will NOT be reported on the death certificate. In the absence of this detail, it is recommended, for mortality purposes only, to code COVID-19 provisionally to U07.1 unless it is stated as “probable” or “suspected”. The international rules and guideline for selecting the underlying cause of death for statistical tabulation apply when COVID-19 is reported on a death certificate but, given the intense public health requirements for data, COVID-19 is not considered as due to, or as an obvious consequence of, anything else in analogy to the coding rules applied for INFLUENZA. Further to this, there is no provision in the classification to link COVID-19 to other causes or modify its coding in any way. With reference to section 4.2.3 of volume 2 of ICD-10, the purpose of mortality classification (coding) is to produce the most useful cause of death statistics possible. Thus, whether a sequence is listed as ‘rejected’ or ‘accepted’ may reflect interests of importance for public health rather than what is acceptable from a purely medical point of view. Therefore, always apply these instructions, whether they can be considered medically correct or not. Individual countries should not correct what is 8 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING assumed to be an error, since changes at the national level will lead to data that are less comparable to data from other countries, and thus less useful for analysis. A manual plausibility check is recommended for certificates where COVID-19 is reported, in particular for certificates where COVID-19 was reported but not selected as the underlying cause of death for statistical tabulation. B- CHAIN OF EVENTS Here, on the International Form of Medical Certificate of Cause of Death, is an example of how to code this chain of events and select the underlying cause of death for deaths due to COVID-19 in Part 1: Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Time interval from onset to death Cause of death a Report chain of events in due to order (if applicable) b State the underlying cause on the lowest used line c d Acute respiratory distress syndrome Due to: Pneumonia Due to: COVID-19 (test positive) Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) J80 J18.9 U07.1 2 days 10 days 14 days Underlying cause of death Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Select COVID-19 as underlying cause of death. Step SP3 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line (COVID-19) can cause all the conditions, pneumonia (J18.9) and acute respiratory distress syndrome (J80), mentioned on the lines above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. 9 C- COMORBIDITIES Here, on the International Form of Medical Certificate of Cause of Death, are examples of how to code this chain of events and select the underlying cause of death for deaths due to COVID-19 in Part 1, with comorbidities reported in Part 2: Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Time interval from onset to death Cause of death a b c d Acute respiratory distress syndrome Due to: Pneumonia Due to: Suspected COVID-19 Due to: J80 J18.9 U07.2 2 days 10 days 12 days Underlying cause of death 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) Coronary artery disease [5 years], Type 2 diabetes [14 Years], Chronic obstructive pulmonary disease [8 years] I25.1, E11.9, J44.9 Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Code all entries in Part 1 and 2, and in this example select COVID-19, specified as suspected (the case has virus not confirmed) as underlying cause of death. Step SP3 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line (COVID-19) can cause all the conditions, pneumonia (J18.9) and acute respiratory distress syndrome (J80), mentioned on the lines above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Underlying cause of death Time interval from onset to death Cause of death a b c d Acute respiratory distress syndrome Due to: Pneumonia Due to: COVID-19 Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) J80 J18.9 U07.1 2 days 10 days 10 days Cerebral palsy [10 Years] G80.9 Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Code all entries in Part 1 and 2, and in this example select COVID-19 as underlying cause of death (the case probably has been tested positive). Step SP3 applies as causes have been reported on 10 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING more than one line in Part 1 and the condition reported first on the lowest used line (COVID-19) can cause all the conditions, pneumonia (J18.9) and acute respiratory distress syndrome (J80), mentioned on the lines above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. D- OTHER EXAMPLES Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Time interval from onset to death Cause of death a b c d Respiratory failure Code both, O99.5 and J96.9 Due to: Pneumonia Due to: Pregnancy complicated by COVID-19 Due to: Code both, O99.5 and J18.9 Code both, O98.5 and U07.1 2 days 8 days 12 days Underlying cause of death 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) Manner of death: Disease Accident Intentional self harm Assault Legal intervention War Could not be determined Pending investigation Unknown For women, was the deceased pregnant? Yes At time of death Between 43 days up to 1 year before death Did the pregnancy contribute to the death? Within 42 days before the death Unknown Yes No Unknown No Unknown Note: Code all entries in Part 1 and 2, and in this example select other viral diseases complicating pregnancy, childbirth and the puerperium (O98.5) as underlying cause of death. Step SP3 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line (other viral diseases complicating pregnancy, childbirth and the puerperium) can cause all the conditions, pneumonia (O99.5 and J18.9) and acute respiratory distress syndrome (O99.5 and J80), mentioned on the lines above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. Use additional code to retain COVID-19. [See ICD-10 2016 and later, Volume 2, Section 4.2.8 Special instructions on maternal mortality (Step M4)]. 11 Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the cause of death lowestUnderlying used line Time interval from onset to death Cause of death a b c d Acute respiratory distress syndrome Due to: COVID-19 Due to: HIV disease Due to: J80 U07.1 B24 3 days One week 5 years 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: The certifier should have added the HIV disease as a comorbidity in Part 2 of the certificate, however the selection rules of ICD allow to identify COVID-19 as underlying cause of death. (COVID-19) is reported in a sequence ending with a terminal condition (Acute respiratory distress syndrome due to COVID-19). Mortality coding rule step SP4 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line (HIV disease) cannot cause all the conditions. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Time interval from onset to death Cause of death a b c d Hypovolaemic shock Due to: Aortic dissection Due to: Motor vehicle accident Due to: T79.4 1 day S25.0 1 day V89.2 2 days Underlying cause of death 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) COVID-19 U07.1 Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Code all entries in Part 1 and 2, and in this example select motor vehicle accident (V89.2) as underlying cause of death. Step SP3 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line, motor vehicle accident (V89.2), can cause all the conditions, traumatic aortic dissection (S25.0) and traumatic hypovolemic shock (T79.4), mentioned on the lines above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. 12 COVID-19 - GUIDELINES FOR DEATH CERTIFICATION AND CODING Frame A: Medical data: Part 1 and 2 1 Report disease or condition directly leading to death on line a Report chain of events in due to order (if applicable) State the underlying cause on the lowest used line Time interval from onset to death Cause of death a b c d Heart failure I50.9 Due to: Myocardial infarction Due to: I21.9 5 days Underlying cause of death Due to: 2 Other significant conditions contributing to death (time intervals can be included in brackets after the condition) 1 day U07.1 COVID-19 Manner of death: Disease Assault Could not be determined Accident Legal intervention Pending investigation Intentional self harm War Unknown Note: Code all entries in Part 1 and 2, and in this example select acute myocardial infarction (I21.9) as underlying cause of death. Step SP3 applies as causes have been reported on more than one line in Part 1 and the condition reported first on the lowest used line, myocardial infarction (I21.9), can cause the condition, heart failure (I50.9), mentioned on the line above. [See ICD-10 2016 and later, Volume 2, Section 4.2.1]. E- Additional WHO cause of death certification links • How to fill in a death certificate: Interactive Self Learning Tool (WHO) http://apps.who.int/classifications/apps/icd/icd10training/ICD-10 DeathCertificate/html/index.html • Cause of Death on the Death Certificate: Quick Reference Guide (Section 7.1.2) https://icd.who.int/browse10/Content/statichtml/ICD10Volume2_en_2016.pdf • International form of medical certificate of cause of death (Section 7.1.1) https://icd.who.int/browse10/Content/statichtml/ICD10Volume2_en_2016.pdf 13 5. ANNEX Examples of terms used by certifiers to describe COVID-19 and that can be coded as synonyms of COVID-19: COVID Positive Coronavirus Pneumonia COVID-19 Infection Sars-Cov-2 Infection (Coronavirus Two Infection) COVID-19 Coronavirus Infection – COVID-19 (Coroner Informed) Hospital Acquired Pneumonia - COVID-Positive Corona Virus two infection (SARS-Cov-2) Corona Virus Pneumonia (COVID-19) Coronavirus-Two Infection Novel coronavirus 14