Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679I 990 Return of Organization Exempt From Income Tax OMB 1545'0047 Form Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) 2 0 1 8 DO not enter sOCIal security numbers on this form as it may be made public Go to for instructions and the latest information. Open to Public Department of the Treasun Internal Re\ enue Sen Ice A For the 2019 calendar year, or tax year beginning 01-01-2018 and ending 12-31-2018 Inspection Name Of organization Employer identification number Chec? 'f appl'cab'e BARRY GOLDWATER INSTITUTE FOR '3 Address Change PUBLIC POLICY RESEARCH 86-0597661 Name Change DOing bUSiness as In't'a' return GOLDWATER INSTITUTE El Final return/terminated El Amended return Number and street (or 0 box if mail is not delivered to street address) Room/SUite 500 EAST CORONADO ROAD Telephone number El Application pendingl (602) 462-5000 City or town, state or provmce, country, and ZIP or foreign postal code PHOENIX, AZ 85004 Gross receipts 5,726,748 Name and address of prinCIpal officer H(a) Is this a group return for VICTOR RICHES 500 EAST CORONADO ROAD zubor?mages; EYES INO rea su or ina es 85004 ?(bl Included? : Yes [No I Tax?exempt Status 501(c)(3) 501(c)( 4 (insert no) 4947(a)(1) or Cl 527 If attach a list (see instructions) Website: GOLDWATERINSTITUTE ORG Group exemption number Form Of organization Corporation El Trust i:i Other Year Of formation 1988 State Of legal dom'C'le AZ Summary 1 Briefly describe the organization?s mission or most Significant actiwties THE GOLDWATER INSTITUTE DRIVES RESULTS BY WORKING DAILY IN COURTS, LEGISLATURES, AND COMMUNITIES TO DEFEND AND 8 STRENGTHEN THE FREEDOM GUARANTEED TO ALL AMERICANS IN THE CONSTITUTIONS OF THE UNITED STATES AND ALL FIFTY STATES 2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets :5 3 Number of voting members of the governing body (Part VI, line 1a) 3 10 a: 4 Number of independent voting members of the governing body (Part VI, line 1bTotal number of indiViduals employed in calendar year 2018 (Part V, line 2a) 5 47 6 Total number of volunteers (estimate if necessary) 6 20 a; 7a Total unrelated busmess revenue from Part column (C), line Net unrelated busmess taxable income from Form 990-T, line Prior Year Current Year 0- 8 Contributions and grants (Part line 1h6,283,551 5,131,175 9 Program serVIce revenue (Part line 29Investment income (Part column (A), lines 99,759 41,817 11 Other revenue (Part column (A), lines 5, 6d, 8C, 9c, 10c, and 11e) 37,363 46,469 12 Total revenue?add lines 8 through 11 (must equal Part column (A), line 12) 6,420,573 5,219,461 13 Grants and Similar amounts paid (Part IX, column (A), lines 1?3 . . . 0 14 Benefits paid to or for members (Part IX, column (A), line Salaries, other compensation, employee benefits (Part IX, column (A), lines 5?10) 3,840,523 2,776,397 163 Professional fundraising fees (Part IX, column (A), line He) . . . . . 157,402 187,727 9.. Total fundraismg expenses (Part IX, column (D), line 25) P648378 '1 17 Other expenses (Part IX, column (A), lines 11a?11d, 11f?24e) . . . . 2,189,027 1,411,380 18 Total expenses Add lines 13?17 (must equal Part IX, column (A), line 25) 6,186,952 4,375,504 19 Revenue less expenses Subtract line 18 from line 233,721 843,957 3 3 Beginning of Current Year End of Year a 8 a: 20 Total assets (Part X, line 166,381,231 6,892,590 :2 21 Total liabilities (Part X, line 261,148,892 922,106 22 Net assets or fund balances Subtract line 21 from line 20 . . . . . 5,232,339 5,970,484 Mnature Block Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge 2019-09-20 Signature Of Officer Date Sign Here VICTOR RICHES Type or print name and title Print/Type preparer's name Preparer's Signature Date El PTIN 2019-09-20 Check If P00869687 Pald self-employed Preparer Firm's name CBIZ MHM LLC Firm's EIN 34-1884125 U59 Only Firm's address 4722 24TH ST STE 300 Phone no (502) 264-6835 PHOENIX, AZ 85016 May the IRS discuss this return With the preparer shown above? (see instructionsFor Paperwork Reduction Act Notice, see the separate instructions. Cat No 11282Y Form 990 (2018) Form 990 (2018) Page 2 Part Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line In this Part . . . . . . . . . . . . . . 1 Briefly describe the organization's mi55ion THROUGH RESEARCH, INVESTIGATIONS, STRATEGIC LITIGATION, TESTIMONY, ADVOCACY, AND EDUCATION, THE GOLDWATER INSTITUTE ADVANCES PUBLIC POLICY AND A RULE OF LAW UNDER WHICH INDIVIDUALS CAN SHAPE THEIR OWN DESTINIES AS FREE MEN AND WOMEN WE HELP CITIZENS UNDERSTAND AND THROUGH RESEARCH, INVESTIGATIONS, STRATEGIC LITIGATION, TESTIMONY, ADVOCACY, AND EDUCATION, THE GOLDWATER INSTITUTE ADVANCES PUBLIC POLICY AND A RULE OF LAW UNDER WHICH INDIVIDUALS CAN SHAPE THEIR OWN DESTINIES AS FREE MEN AND WOMEN WE HELP CITIZENS UNDERSTAND AND ADOPT POLICIES THAT SUSTAIN AND RESTORE ECONOMIC LIBERTY, EDUCATIONAL FREEDOM, PERSONAL RESPONSIBILITY, AND CONSTITUTIONAL LIMITS ON GOVERNMENT POWER CONSISTENT WITH THE FOUNDING PRINCIPLES OF OUR CONSTITUTIONAL REPUBLIC WHEN GOVERNMENT OVERSTEPS ITS PROPER BOUNDS, THE GOLDWATER INSTITUTE USES PUBLIC INTEREST LITIGATION TO ENFORCE INDIVIDUAL RIGHTS AND CONSTRAINTS ON GOVERNMENT POWER GUARANTEED BY OUR STATE AND FEDERAL CONSTITUTIONS 2 Did the organization undertake any significant program serVIces during the year which were not listed on thepriorForm9900r990-EZ7 . . . . . . . . . . . . . . . . . . . . . l:lYes .No If "Yes," describe these new serVIces on Schedule 0 3 Did the organization cease conducting, or make Significant changes in how it conducts, any program l:lYes-No If "Yes," describe these changes on Schedule 0 4 Describe the organization's program serVIce accomplishments for each of its three largest program serVIces, as measured by expenses Section 501(c)(3) and 501(c)(4) organizations are reqUIred to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program serVIce reported 4a (Code (Expenses 1,403,809 including grants of (Revenue See Additional Data 4b (Code (Expenses 1,284,037 including grants of (Revenue See Additional Data 4C (Code (Expenses 699,332 including grants of (Revenue See Additional Data 4d Other program serVIces (Describe in Schedule 0 (Expenses including grants of (Revenue 4e Total program service expenses? 3,387,178 Form 990 (2018) Form 990 (2018Page 3 Part IV Checklist of Required Schedules Yes No Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,? complete Yes Schedule A 93' . . 1 Is the organization reqUIred to complete Schedule B, Schedule of Contributors (see instructions)? . 2 YES Did the organization engage in direct or indirect political campaign activities on behalf of or in oppOSItion to candidates No for public office? If ?Yes, complete Schedule C, Pan.l 3 Section 501(c)(3) organizations. Did the organization engage in lobbying actIVIties, or have a section 501(h) election in effect during the tax year? If ?Yes, complete Schedule C, Perl ll 4 Yes Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or Similar amounts as defined in Revenue Procedure 98-19? If ?Yes, complete Schedule C, Part . 5 0 Did the organization maintain any donor adVIsed funds or any Similar funds or accounts for which donors have the right to prowde adVIce on the distribution or investment of amounts in such funds or accounts? If ?Yes, complete Schedule D, Part I 6 0 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If ?Yes, complete Schedule D, Part 7 0 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If ?Yes, complete Schedule D, Part Ill 9d 3 0 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or prowde credit counseling, debt management, credit repair, or debt negotiation serVIces?If "Yes, complete Schedule D, Pad lV 95' 9 0 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yes permanent endowments, or quaSI-endowments? If ?Yes, complete Schedule D, Pan? If the organization?s answer to any of the followmg questions is "Yes," then complete Schedule D, Parts VI, VII, IX, or as applicable Did the organization report an amount for land, bUIIdings, and eqUIpment in Part X, line 10? If ?Yes,? complete Schedule D, Part 11-3 es Did the organization report an amount for investments?other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes, complete Schedule D, Part VII . 11b 0 Did the organization report an amount for investments?program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes, complete Schedule D, Part . . 11? 0 Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If ?Yes,? complete Schedule D, Part IX .01Did the organization report an amount for other liabilities in Part X, line 25? If "Yes,? complete Schedule D, PartX .d 11e Yes Did the organization?s separate or consolidated financial statements for the tax year include a footnote that addresses 11f Yes the organization's liability for uncertain tax p05itions under FIN 48 (ASC 740)? If ?Yes," complete Schedule D, Pan?X 24 Did the organization obtain separate, independent audited finanCIaI statements for the tax year? If ?Yes, complete Schedule D, Parts XI and XII 123 N0 Was the organization included in consolidated, independent audited finanCIal statements for the tax year? 12b Yes If ?Yes, and if the organization answered "No? to line 12a, then completing Schedule D, Parts XI and XII is optional El Is the organization a school described in section If ?Yes," complete Schedule 13 0 Did the organization maintain an office, employees, or agents outSIde of the United States? 14a No Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraismg, busmess, investment, and program serVIce actIVIties outside the United States, or aggregate foreign investments valued at $100,000 or more? If ?Yes," complete Schedule F, Parts Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other a55istance to or for any foreign organization? If ?Yes, complete Schedule F, Parts II and IV . 15 N0 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other asSIstance to or for foreign indiViduals? If "Yes, ?complete Schedule F, Parts and IV . 16 N0 Did the organization report a total of more than $15,000 of expenses for profe55iona fundraismg serwces on Part IX, 17 Yes column (A), lines 6 and 11e? If ?Yes," complete Schedule G, Pan l(see instructions) Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part lines 1c and 8a? If "Yes," complete Schedule G, Part Yes Did the organization report more than $15,000 of gross income from gaming actIVIties on Part line 9a? If ?Yes," 19 complete Schedule G, Part . . . . . . . . . . . . . 0 Did the organization operate one or more hospital faCIlities? If ?Yes, complete Schedule . 20a No If "Yes" to line 20a, did the organization attach a copy of its audited finanCIal statements to this return? 20b Did the organization report more than $5,000 of grants or other a55istance to any domestic organization or domestic 21 No government on Part IX, column (A), line 1? If "Yes, complete Schedule I, Parts I and II . Did the organization report more than $5,000 of grants or other a55istance to or for domestic on Part IX, 22 0 column (A), line 2? If ?Yes, complete Schedule I, Parts I and . Form 990 (2018) Form 990 (2018) Page 4 Part IV Checklist of Required Schedules (continued) Yes No 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete 23 Yes Schedule] . 24a Did the organization have a tax- -exempt bond issue With an outstanding prinCIpal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes,? answer lines 24b through 24d and complete Schedule If "No, ?90 to line 25a . . . . . 24a No Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? 24b Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? 24c Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? 24d 25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction With a disqualified person during the year? If ?Yes," complete Schedule L, Partl . 25a No Is the organization aware that it engaged in an excess benefit transaction With a disqualified person in a prior year, and that the transaction has not been reported on any of the organization?s prior Forms 990 or 25b No If ?Yes, complete Schedule L, Pan?l . 26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? 26 No If ?Yes, complete Schedule L, Part ll . 27 Did the organization prowde a grant or other a55istance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member 27 No of any of these persons? If "Yes, complete Schedule L, Part . 28 Was the organization a party to a busmess transaction With one of the fo 0Wing parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions) a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Pale. 28a No A family member of a current or former officer, director, trustee, or key employee? If ?Yes, complete Schedule L, Parth . 28b No An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes, complete Schedule L, Part IV . 28c N0 29 Did the organization receive more than $25,000 in non-cash contributions? If ?Yes,? complete Schedule . . ?ll 29 Yes 30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If ?Yes, complete Schedule 30 0 31 Did the organization liqUIdate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Pan?l . 31 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If ?Yes,? complete Schedule N, Part ll . 32 N0 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301 7701-2 and 301 7701-3? If ?Yes," complete Schedule R, Partl . . 33 es 34 Was the organization related to any tax-exempt or taxable entity? If ?Yes, complete Schedule R, Part llPart V, line 1 35a Did the organization have a controlled entity Within the meaning of section 512(b)(13)? 35a N0 If ?Yes' to line 35a, did the organization receive any payment from or engage in any transaction With a controlled entity Within the meaning of section 512(b)(13)? If ?Yes, complete Schedule R, Part V, line 2 35b 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 . W- 35 0 37 Did the organization conduct more than 5% of its actIVIties through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If ?Yes, complete Schedule R, Part VI 37 0 38 Did the organization complete Schedule 0 and prowde explanations in Schedule 0 for Part VI, lines 11b and 19? Note. All Form 990 filers are reqUIred to complete Schedule 0 38 Yes Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule 0 contains a response or note to any line in this PartV . l:l Yes No 1a Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . . 1a 14 Enter the number of Forms W-2G included in line 1a Enter -0- if not applicable 1b 0 Did the organization comply With backup Withholding rules for reportable payments to vendors and reportable gaming (gambling) Winnings to prize Winners? 1c Yes Form 990 (2018) Form 990 (2018) Page 5 23 Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, ?led for the calendar year ending With or Within the year covered by 23 47 If at least one is reported on line 2a, did the organization file all reqUIred federal employment tax returns? 2b Yes Note.If the sum of lines 1a and 2a is greater than 250, you may be reqUIred to e-file (see instructions) 33 Did the organization have unrelated busmess gross income of $1,000 or more during the year? 33 No If ?Yes," has it Filed a Form 990-T for this year?If "No? to line 3b, prowde an explanation in Schedule 0 . 3b 43 At any time during the calendar year, did the organization have an interest in, or a Signature or other authority over, a 43 No finanCIal account in a foreign country (such as a bank account, securities account, or other finanCIal account)? If "Yes," enter the name of the foreign country See instructions for filing reqUIrements for Form 114, Report of Foreign Bank and FinanCIal Accounts (FBAR) 53 Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? 53 No Did any taxable party notify the organization that it was or IS a party to a prohibited tax shelter transaction? 5b No If "Yes," to line 5a or 5b, did the organization file Form 5c 63 Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization 63 No any contributions that were not tax deductible as charitable contributions? If "Yes," did the organization include With every solimtation an express statement that such contributions or gifts were not tax deductible? 6b 7 Organizations that may receive deductible contributions under section 170(c). 3 Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and serVIces 73 Yes provided to the payor? If "Yes, did the organization notify the donor of the value of the goods or serVIces prowded? 7b Yes Did the organization sell, exchange, or otherWIse dispose of tangible personal property for which it was reqUIred to file Form8282? 7c No If "Yes," indicate the number of Forms 8282 filed during the year . . . . 7d Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? 7e No Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 7f No 9 If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as reqUIred? 79 If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form . 7h 8 Sponsoring organizations maintaining donor advised funds. Did a donor adVIsed fund maintained by the sponsoring organization have excess business holdings at any time during the year? 8 93 Did the sponsoring organization make any taxable distributions under section 4966? 93 Did the sponsoring organization make a distribution to a donor, donor adVIsor, or related person? 9b 10 Section 501(c)(7) organizations. Enter 3 Initiation fees and capital contributions included on Part line 12 . . . 103 Gross receipts, included on Form 990, Part line 12, for public use of club faCIlities 10b 11 Section 501(c)(12) organizations. Enter 3 Gross income from members or shareholders . . . . . . . . . 113 Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them . . . . . . . . . . 11b 12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a If "Yes," enter the amount of tax-exempt interest received or accrued during the year 12 13 Section 501(c)(29) qualified nonprofit health insurance issuers. 3 Is the organization licensed to issue qualified health plans in more than one state? Note. See the instructions for additional information the organization must report on Schedule 0 133 Enter the amount of reserves the organization is reqUIred to maintain by the states in which the organization is licensed to issue qualified health plans . . . . 13b Enter the amount of reserves on hand . . . . . . . . . . . . 13c 14a Did the organization receive any payments for indoor tanning serVIces during the tax year? 14a No If "Yes," has it filed a Form 720 to report these payments?If ?No, prowcle an explanation in Schedule 0 14b 15 Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? If "Yes," see instructions and file Form 4720, Schedule . . 15 N0 16 Is the organization an educational institution subject to the section 4968 eXCIse tax on net investment income? 16 If "Yes," complete Form 4720, Schedule 0 . Form 990 (2018) Form 990 (2018) Part VI Governance, Management, and Disclosure For each ?Yes" response to ?nes 2 through 7b below, and for a ?No" response to lInes Page 6 8a, 8b, or 10b below, descrIbe the CIrcumstances, processes, or changes In Schedule 0 See InstructIons Check If Schedule contaIns a response or note to any lIne In thIs Part VI Section A. Governing Body and Management Yes No 1a Enter the number of votIng members of the governIng body at the end of the tax year 1a 10 If there are materIal differences In votIng rIghts among members of the governmg body, or If the governIng body delegated broad authorIty to an executIve commIttee or 5ImI ar epraIn In Schedule 0 Enter the number of votIng members Included In lIne 1a, above, who are Independent 1b 10 2 any of?cer, dIrector, trustee, or key employee have a famIIy relatIonshIp or a busmess relatIonshIp WIth any other of?cer, dIrector, trustee, or key employee? 2 Yes 3 the organIzatIon delegate control over management dutIes customarIly performed by or under the dIrect superVISIon 3 No of of?cers, dIrectors or trustees, or key employees to a management company or other person? 4 the organIzatIon make any sIgnIfIcant changes to Its governIng documents smce the prIor Form 990 was ?led? . 4 N0 5 the organIzatIon become aware durIng the year of a SIgnIfIcant dIverSIon of the organIzatIon's assets? 5 No the organIzatIon have members or stockholders? 6 Yes 7a the organIzatIon have members, stockholders, or other persons who had the power to elect or appomt one or more members of the governIng body? 73 Yes Are any governance deCISIons of the organIzatIon reserved to (or subject to approval by) members, stockholders, or 7b No persons other than the governmg bodythe organIzatIon contemporaneously document the meetIngs held or ertten actIons undertaken durIng the year by the followmg The body? 8a Yes Each WIth authorIty to act on behalf of the governIng body? 8b Yes 9 Is there any of?cer, dIrector, trustee, or key employee Isted In Part VII, SectIon A, who cannot be reached at the organIzatIon?s address? If ?Yes, prowde the names and addresses In Schedule 0 . 9 No Section B. Policies (ThIs SectIon requests InformatIon about polICIes not reqUIred by the Internal Revenue Code.) Yes No 10a the organIzatIon have local chapters, branches, or 10a Yes If "Yes," dId the organIzatIon have ertten p0l C eS and procedures governmg the actIVItIes of such chapters, and branches to ensure theIr operatIons are conSIstent WIth the organIzatIon's exempt purposes? 10b YES 11a Has the organIzatIon prOVIded a complete copy of thIs Form 990 to all members of Its governIng body before fIlIng the form? DescrIbe In Schedule 0 the process, If any, used by the organIzatIon to reVIew thIs Form 990 12a the organIzatIon have a ertten conflIct of Interest polIcy? If "No, go to lIne 13 12a Yes Were offIcers, dIrectors, or trustees, and key employees reqUIred to dIsclose annually Interests that could gIve me to conflIcts? 12bYes the organIzatIon regularly and conSIstently monItor and enforce complIance WIth the poth If ?Yes," descrIbe In Schedule 0 how thIs was done . 12: Yes 13 the organIzatIon have a ertten poIIcy? 13 Yes 14 the organIzatIon have a ertten document retentIon and destructIon poth 14 Yes 15 the process for determInIng compensatIon of the foIIoWIng persons Include a rewew and approval by Independent persons, comparabIlIty data, and contemporaneous substantIatIon of the delIberatIon and deCISIon? The organIzatIon?s CEO, ExecutIve DIrector, or top management offICIal 15a Yes Other of?cers or key employees of the organIzatIon 15b Yes If "Yes" to lIne 15a or 15b, descrIbe the process In Schedule 0 (see InstructIons) 16a the organIzatIon Invest In, contrIbute assets to, or partICIpate In a Jomt venture or sImIIar arrangement WIth a taxable entIty durIng the year"Yes," dId the organIzatIon follow a ertten polIcy or procedure reqUIrIng the organIzatIon to evaluate Its partICIpatIon In Jomt venture arrangements under applIcabIe federal tax law, and take steps to safeguard the organIzatIon?s exempt status WIth respect to such arrangements16b Section C. Disclosure 17 18 19 20 LIst the States WIth a copy of thIs Form 990 Is reqUIred to be ?led? SectIon 6104 reqUIres an organIzatIon to make Its Form 1023 (or 1024-A If appIIcable), 990, and 990-T (501(c)(3)s only) avaIlable for pubIIc InspectIon IndIcate how you made these avaIIable Check all that apply Own websIte l:l Another's websIte Upon request l:l Other (explaIn In Schedule O) DescrIbe In Schedule 0 whether (and If so, how) the organIzatIon made Its govermng documents, coanIct of Interest polIcy, and fInanCIaI statements avaIlabIe to the pubIIc durIng the tax year State the name, address, and telephone number of the person who possesses the organIzatIon's books and records PROGER ZETAH 500 CORONADO ROAD 850041543 (602) 462-5000 Form 990 (2018) Form 990 (2018) Page 7 Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check If Schedule 0 contains a response or note to any line In tl?lIS Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees El 1a Complete this table for all persons reqUIred to be listed Report compensation for the calendar year ending or WIthIn the organization?s tax year 0 List all of the organization's current officers, directors, trustees (whether IndiViduals or organizations), regardless of amount of compensation Enter -0- in columns (D), (E), and (F) if no compensation was paid 0 List all of the organization?s current key employees, If any See instructions for definition Of "key employee 0 List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) Of more than $100,000 from the organization and any related organizations 0 List all of the organization?s former Officers, key employees, or highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations 0 List all of the organization?s former directors or trustees that received, in the capaCIty as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations List persons in the followmg order IndIVIdual trustees or directors, institutional trustees, officers, key employees, highest compensated employees, and former such persons l:l Check this box if neither the organization nor any related organization compensated any current of?cer, director, or trustee (A) (B) (C) (D) (E) (F) Name and Title Average POSItion (do not check more Reportable Reportable Estimated hours per than one box, unless compensation compensation amount Of other week (list person is both an Of?cer from the from related compensation any hours and a director/trustee) organization organizations from the for related .3. 3 I 'n (W- 2/1099- (W- 2/1099- organization and organizations .1 3 MISC) MISC) related below dotted g) E- i7 3 organizations llne) E. ?35'(1) ERIC CROWN 5 00 0 0 CHAIRMAN (2) BARRY GOLDWATER JR 4 00 0 0 DIRECTOR (3) RANDY KENDRICK 0 50 0 0 DIRECTOR (4) JOHN COTTON 3 00 0 0 DIRECTOR (5) MARIAN COOK 0 50 0 0 DIRECTOR (6) CHRISTOPHER GLEASON 0 50 0 0 DIRECTOR (7) JIM CHAMBERLAIN 3 00 0 0 VICE CHAIRMAN (8) DANIEL BROPHY 3 00 0 0 TREASURER (9) GROVER NORQUIST 0 50 0 0 DIRECTOR (10) LEO BEUS 0 50 0 0 DIRECTOR (11) ROGER ZETAH 40 00 96,564 13,826 (12) VICTOR RICHES 40 00 229,185 7,321 (13) TIMOTHY SANDEFUR 40 00 197,285 9,260 OF LITIGATION (14) CHRISTINA SANDEFUR 40 00 137,236 8,544 EXECUTIVE VP (15) JONATHAN RICHES 40 00 125,523 13,357 DIR LIT COUNCI (16) WILLIAM TEMPLAR 40 00 118,193 8,185 VP FOUNDATIONS (17) MICHAEL BROWNFIELD 40 00 123,403 7,725 DIR OF COMMUNICATIONS Form 990 (2018) Form 990 (2018) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and Title Average P05ition (do not check more Reportable Reportable Estimated hours per than one box, unless person compensation compensation amount of other week (list IS both an officer and a from the from related compensation any hours director/trustee) organization (W- organizations from the for related .3 . . I '11 (W- 2/1099- organization and organizations E1 3 3 .5 MISC) related below dotted a '9 Ff,? 3 organizations line(18) NAOMI LOPEZ 40 00 116,060 0 19,296 DIR OF HEALTHCARE POLICY (19) DARCY OLSEN 40 00 200,496 0 PAST CEO Total from continuation sheets to Part VII, Section A . . . . dTotal (add lines 1.343945 0 37.514 2 Total number of IndIVIdualS (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 12 Yes No 3 Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes,? complete Schedule for such indiwdual . . . . . . . . . . . . . . 3 Yes 4 For any indiwdual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If ?Yes, complete Schedule for such 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or ihdiVidual for serVIces rendered to the organization?? ?Yes," complete Schedule for such person . . . . . . . . 5 No Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization Report compensation for the calendar year ending With or Within the organization?s tax year (A) (B) Name and busmess address Description of serVIces (C) Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0 Form 990 (2018) Form 990 (2018) Part Statement of Revenue Check if Schedule 0 contains a response or note to any line In this Part Page 9 El (A) Total revenue (B) Related or exempt function revenue (C) Unrelated busmess revenue (D) Revenue excluded from tax under sections 512 - 514 'lar Amounts Contributions, Gifts, Grants imi and Other la Federated campaigns Membership dues Fundraismg events . . 1c Related organizations All other contributions, gifts, grants, and Similar amounts not included 1f above 9 Noncash contributions included in lines 1a - if 132,363 . . . . . . I la I I 1b I 238,947 I 1d I Government grants (contributions) I 1e I 4,892,228 5,131,175 Program Serwce Revenue Busmess Code 2a All other program serVIce revenue gTotal. Add lines 2a?2f . . . . Other Revenue Similar amounts) 4 Income from investment of tax-exempt bond proceeds 5 Royalties 3 Investment income (including diVidends, interest, and other 107,127 107,127 Real (ii) Personal 6a Gross rents Less rental expenses Rental income or (loss) Net rental income or (loss) Securities (ii) Other 7a Gross amount from sales of assets other than inventory 383,224 Less cost or other and sales expenses 448,534 Gain or (loss) -65,310 Net gain or (loss) -65,310 -65,310 83 Gross income from Fundraismg events (not including 238,947 of contributions reported on line 1c) See Part IV, line 18 . . . . a 105,088 bLess directexpenses . . . 58,753 (3 Net income or (loss) from fundraismg events 46,335 46,335 9a Gross income from gaming actiwties See Part IV, line 19 bLess directexpenses . . . Net income or (loss) from gaming actIVIties loaGross sales of inventory, less returns and allowances Less cost of goods sold . . Net income or (loss) from sales of inventory Miscellaneous Revenue Busmess Code 1130THER INCOME 900099 134 134 All other revenue eTotal. Add lines 11a?11d 12 Total revenue. See Instructions 134 5,219,461 88,286 Form 990 (2018) Form 990 (2018) Page 10 Pan IX Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A) Check If Schedule 0 contains a response or note to an IIne In this Part IX . . l:l Do not include amounts reported on lines 6b, (A) Progra?glemce Manag?g?Part Total expenses expenses general expenses FundraISIngexpenses 1 Grants and other a55Istance to domestic organizations and domestic governments See Part IV, IIne 21 2 Grants and other assistance to domestIc indIVIduaIs See Part IV, IIne 22 3 Grants and other a55Istance to foreign organizations, foreIgn governments, and foreign IndIVIduaIs See Part IV, ?me 15 and 16 4 Bene?ts paid to or for members 5 Compensation of current officers, directors, trustees, and 753,937 623,107 47,343 83,487 key employees 6 Compensation not Included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described In section 4958(c)(3)(B) . . 7 Other salarIes and wages 1,701,169 1,406,867 105,472 188,830 8 Pen5ion plan accruals and contributions (include section 401 9,663 7,865 789 1.009 and 403(b) employer contributions) 9 Other employee benefits 142,907 116,312 11,675 14,920 10 Payroll taxes 168,721 139,532 10,461 18,728 11 Fees for serVIces (non-employees) a Management Legal 5,645 5,645 AccountIng 26,150 26,150 LobbyIng 31,617 31,617 Professional fundraIsing serVIces See Part IV, IIne 17 187,727 187,727 Investment management fees 8,169 8,169 9 Other (If line amount exceeds 10% of line 25, column 238,199 224,795 13,404 (A) amount, IIst ?me 119 expenses on Schedule 0) 12 Advertismg and promotion 80,797 79,204 248 1,345 13 Of?ce expenses 220,352 193,411 10,193 16,748 14 Information technology 93,315 77,673 5,807 9.835 15 Royalties 16 Occupancy 98,064 80,050 6,688 11,326 17 Travel 129,435 100,812 806 27,817 18 Payments of travel or entertainment expenses for any federal, state, or local pubIIc offICIals 19 Conferences, conventions, and meetIngs 12,673 9,814 299 2,560 20 Interest 26,945 26,945 21 Payments to affiliates 22 DepreCIation, depletion, and amortization 158,596 129,462 10,816 18.318 23 Insurance 37,553 9,438 28,115 24 Other expenses ItemIze expenses not covered above (LIst miscellaneous expenses In line 24e If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule 0 a DUES AND SUBSCRIPTIONS 86,562 54,684 6,044 25,834 EVENTS 75,200 59,068 1,149 14,983 PRINTING 26,396 25,758 638 CARD FEES 17,774 32 1,269 16,473 All other expenses 37,938 17,677 11,223 9,038 25 Total functional expenses. Add IInes 1 through 24e 4,375,504 3,387,178 339,348 648.978 26 Joint costs. Complete this line only If the organIzation reported In column (B) costs from a combIned educatIonaI campaIgn and fundraIsmg soIICItation Check here l:l if followmg SOP 98-2 (ASC 958-720) Form 990 (2018) Form 990 (2018) Page 11 Part Balance Sheet Check if Schedule 0 contains a response or note to any line In this Part IX . . l:l (A) (B) Beginning of year End of year 1 Cash?non-interest-bearing 1,718,809 1 2,777,489 2 Savmgs and temporary cash Investments 60,960 2 78,514 3 Pledges and grants receivable, net 1,058,995 3 734,732 4 Accounts receivable, net 4 5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees Complete 5 PartllofScheduleL . . . . . . . . . . . 6 Loans and other receivables from other disquali?ed persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) 6 voluntary employees' beneFICIary organizations (see instructions) Complete Part II of Schedule . '33 7 Notes and loans receivable, net 7 8 Inventories for sale or use 8 9 Prepaid expenses and deferred charges 61,150 9 41.781 10a Land, and eqUIpment cost or other basis Complete Part VI of Schedule 103 41111-367 Less accumulated depreCIation 10b 2,257,431 1,973,284 10c 1,843,936 11 Investments?publicly traded securities 1,388,494 11 1,306,025 12 Investments?other securities See Part IV, line 11 111,161 12 101.745 13 Investments?program-related See Part IV, line 11 13 14 Intangible assets 14 15 Other assets See Part IV, line 11 8,367 15 8.367 16 Total assets.Add lines 1 through 15 (must equal line 34) 6,381,231 16 6,892,590 17 Accounts payable and accrued expenses 430,532 17 255,154 18 Grants payable 18 19 Deferred revenue 19 20 Tax-exempt bond liabilities 20 vi 21 Escrow or custodial account liability Complete Part IV of Schedule 21 -9 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified A are persons Complete Part II of Schedule 22 ?1 23 Secured mortgages and notes payable to unrelated third parties 674,453 23 627,737 24 Unsecured notes and loans payable to unrelated third parties 24 25 Other liabilities (including federal income tax, payables to related third parties, 43,907 25 39,215 and other liabilities not included on lines 17 - 24) Complete Part of Schedule 26 Total liabilities.Add lines 17 through 25 1,148,892 26 922,106 Organizations that follow SFAS 117 (ASC 958), check here and 2 complete lines 27 through 29, and lines 33 and 34. ?5 27 Unrestricted net assets 2,441,257 27 3,740,572 ?05 28 Temporarily restricted net assets 1,926,727 28 1,365,557 '9 29 Permanently restricted net assets 864,355 29 864,355 Organizations that do not follow SFAS 117 (ASC 958), 5 check here l:l and complete lines 30 through 34. 30 Capital stock or trust prinCIpal, or current funds . 30 31 Paid-in or capital surplus, or land, or eqUIpment fund 31 a 32 Retained earnings, endowment, accumulated income, or other funds 32 a 33 Total net assets or fund balances 5,232,339 33 5,970,484 2 34 Total liabilities and net assets/fund balances 6,381,231 34 6,892,590 Form 990 (2018) Form 990 (2018) Reconcilliation of Net Assets Page 12 Check If Schedule 0 contaIns a response or note to any lIne In thIs Part XI mmummhqu-n 10 Total revenue (must equal Part column (A), lIne 12) 1 5,219,461 Total expenses (must equal Part IX, column (A), lIne 25) 2 4,375,504 Revenue less expenses Subtract MM 2 from 1 3 843,957 Net assets or fund balances at begInnIng of year (must equal Part X, lIne 33, column 4 5,232,339 Net unrealized gaIns (losses) on Investments 5 -105,812 Donated serVIces and use of 6 Investment expenses 7 PrIor perIod adjustments 8 Other changes In net assets or fund balances (explaIn In Schedule 0) 9 0 Net assets or fund balances at end of year CombIne lInes 3 through 9 (must equal Part X, lIne 33, column 10 5,970,484 Part XII Financial Statements and Reporting Check If Schedule 0 contaIns a response or note to any lIne In thIs Part XII 2a 3a AccountIng method used to prepare the Form 990 l:l Cash Accrual l:l Other If the organIzatIon changed Its method of accountIng from a prIor year or checked "Other," explaIn In Schedule 0 Were the organIzatIon?s fInanCIal statements comleed or reVIewed by an Independent accountant? If ?Yes,? check a box below to IndIcate whether the fInanCIal statements for the year were complied or reVIewed on a separate consolIdated or both l:l Separate l:l ConsolIdated l:l Both consolldated and separate ba5Is Were the organIzatIon?s fInanCIal statements audIted by an Independent accountant? If ?Yes,? check a box below to IndIcate whether the fInanCIal statements for the year were audIted on a separate consoIIdated baSIs, or both l:l Separate baSIs ConsolIdated baSIs l:l Both consolldated and separate baSIs If "Yes," to lIne 2a or 2b, does the organIzatIon have a commIttee that assumes for overSIght of the audIt, reVIew, or compIIatIon of Its fInanCIal statements and selectIon of an Independent accountant? If the organIzatIon changed eIther Its overSIght process or selectIon process durIng the tax year, explaIn In Schedule 0 As a result of a federal award, was the organIzatIon reqUIred to undergo an audIt or audIts as set forth In the SIngle AudIt Act and OMB CIrcular A-1337 If "Yes," dId the organIzatIon undergo the reqUIred audIt or audIts? If the organIzatIon dId not undergo the reqUIred audIt or audIts, explaIn why In Schedule 0 and descrIbe any steps taken to undergo such audIts Yes Form 990 (2018) Additional Data Software ID: Software Version: EIN: 86-0597661 Name: BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Form 990 (2018) Form 990, Part Line 4a: PUBLIC INTEREST LITIGATION THE GOLDWATER INSTITUTE LITIGATES CONSTITUTIONAL ISSUES OF CONCERN TO THE PUBLIC, PARTICULARLY UNDER THE STATE CONSTITUTIONS, ON BEHALF OF AMERICANS WHO WOULD NOT BE IN A POSITION TO DEFEND AGAINST THE HEAVY HAND OF GOVERNMENT WITHOUT ASSISTANCE OR EXPERTISE WE DEFEND TAXPAYER AND PROPERTY RIGHTS, FREE SPEECH AND FREE ENTERPRISE, AND EDUCATIONAL CHOICE WE ENFORCE CONSTITUTIONAL LIMITS ON GOVERNMENT POWER OUR CASES SEEK TO SET BROAD LEGAL PRECEDENTS TO PROTECT THE FREEDOMS OF OUR CLIENTS AND ALL AMERICANS THE GOLDWATER INSTITUTE ALSO MANAGES A SUCCESSFUL BY EFFORT, WHERE WE INDUCE GOVERNMENT TO CEASE UNLAWFUL ACTIONS BY PROVIDING THEM WITH INFORMATION BY WITHOUT HAVING TO GO TO COURT IN 2018, THE GOLDWATER ACTIVE CASELOAD AVERAGED 20, AND WE ADVANCED LEGAL SCHOLARSHIP IN THE COURTS BY FILING 16 AMICUS CURIAE BRIEFS Form 990, Part Line 4b: POLICY ANALYSIS, RESEARCH AND EDUCATION, EXTERNAL AFFAIRS THE GOLDWATER INSTITUTE CONDUCTS SCHOLARLY RESEARCH AND IN-DEPTH ANALYSIS OF STATE- LEVEL PUBLIC POLICY ISSUES AND COMMUNICATES THAT RESEARCH TO THE PUBLIC OUR PRIMARY AREAS OF RESEARCH INCLUDE CONSTITUTIONAL LAW, EDUCATION REFORM, AND HEALTHCARE POLICY IN 2018, WE DELIVERED 79 PUBLIC SPEECHES, DISTRIBUTED 18 POLICY REPORTS, AND TESTIFIED REGULARLY BEFORE LEGISLATIVE COMMITTEES IN 2018, WE HAD 26 POLICY AND LITIGATION VICTORIES IN COURTS AND LEGISLATURES NATIONWIDE THESE INCLUDE THE RIGHT TO TRY ACT BEING SIGNED INTO FEDERAL LAW AFTER A GROUNDSWELL IN THE STATES SPURRED FEDERAL ACTION (41 STATES IN TOTAL PASSED THIS LIFESAVING REFORM), AND STATE LAWS PROTECTING FREE SPEECH ON PUBLIC COLLEGE CAMPUSES, RIGHTS TO SHARE THEIR HOMES WITH OVERNIGHT GUESTS IN EXCHANGE FOR MONEY, AND THE RIGHT OF PHARMACEUTICAL COMPANIES TO SHARE TRUTHFUL INFORMATION ABOUT LAWFUL OFF-LABEL TREATMENTS WITH DOCTORS, EXPANDING TREATMENT ARSENALS AND BRINGING POTENTIAL TREATMENTS TO PATIENTS FASTER THIS WORK WAS SUPPORTED IN PART THROUGH OUR RONALD REAGAN FELLOWS PROGRAM, WHICH DEVELOPS YOUNG TALENT BY TEACHING AND EMPLOYING 22 INTERNS AND LAW CLERKS CINV CINV GENOISECI SOEGIA SEIHES MEN SISIHD EEHE EHVHS DJ. MEN EHJ. HELLIMJ. NO ?d?O CINV NO 000'0179 CIEHDVEH ano 'aamnm NO SMEIA 009'02 CIEHENHVS SOECIIA NO 8TOZ NI SMEIA CINV 8TOZ NI SHOLISIA 8?92'61 H9IH DNIHDVEH NI JBIOZ NI WOEIE HOE ENOH SV N1 NI MEN SMEN CINV NOLDNIHSVM ODSIDNVHE NVS TIVM SlE?Ian NI NEZOCI NVHJ. EHON GNV VNOZIHV CINV NOLDNIHSVM NHOA MEN SV HDHS NI 00616 EHOIAI SVM HHOM GNV OS GNV AEI SNVDIHEWV OJ. SNOGEEHE CINV moav DNIHDVEH CINV NI OJ. ISIOZ NI SNOILVDINHNNOD :31? Fed '066 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679 OMB No 1545-0047 SCHEDULE A Public Charity Status and Public Support (Form 990 01' Complete if the organization is a section 501(c)(3) organization or a section 2 0 1 8 990EZ) 4947(a)(1) nonexempt charitable trust. Attach to Form 990 or Form 990-EZ. qumnm, 0m?, Tram,? Go to for the latest information. Open to ,m m, pm (mm Inspection Name of the organization Employer identification number BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH 85-0597661 Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization IS not a private foundation because it IS (For lines 1 through 12, Check only one box 1 A church, convention of churches, or assOCiation of churches described In section 2 A school described in section (Attach Schedule (Form 990 or 990-EZ) 3 A hospital or a cooperative hospital serVIce organization described in section 4 A medical research organization operated in conjunction With a hospital described in section Enter the hospital's name, City, and state An organization operated for the benefit of a college or univerSIty owned or operated by a governmental unit described in section 170 (Complete Part II) A federal, state, or local government or governmental unit described in section ID An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section (Complete Part II A community trust described in section 170(b)(1)(A)(vi) (Complete Part II An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction With a land-grant college or univerSIty or a non-land grant college of agriculture See Instructions Enter the name, City, and state of the college or univerSIty 10 An organization that normally receives (1) more than 331/30/0 of its support from contributions, membership fees, and gross receipts from actIVIties related to its exempt functions?subject to certain exceptions, and (2) no more than 331/30/0 of its support from gross investment income and unrelated busmess taxable income (less section 511 tax) from busmesses achIred by the organization after June 30, 1975 See section 509(a)(2). (Complete Part 11 An organization organized and operated excluswely to test for public safety See section 509(a)(4). 12 An organization organized and operated excluswely for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 129 Type I. A supporting organization operated, superVIsed, or controlled by its supported organization(s), typically by givmg the supported organization(s) the power to regularly appomt or elect a majority of the directors or trustees of the supporting organization You must complete Part IV, Sections A and B. Type II. A supporting organization superVIsed or controlled in connection With its supported organization(s), by havmg control or management of the supporting organization vested in the same persons that control or manage the supported organization(s) You must complete Part IV, Sections A and C. Type functionally integrated. A supporting organization operated In connection With, and functionally integrated With, its supported organization(s) (see instructions) You must complete Part IV, Sections A, D, and E. Type non-functionally integrated. A supporting organization operated in connection With its supported organization(s) that is not functionally integrated The organization generally must satisfy a distribution reqUIrement and an attentiveness reqUIrement (see instructions) You must complete Part IV, Sections A and D, and Part V. Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type functionally integrated, or Type non-functionally integrated supporting organization Enter the number of supported organizations 9 Prowde the followmg information about the supported organization(s) Name of supported (ii) EIN Type of (iv) Is the organization listed Amount of (vi) Amount of organization organization in your governing document? monetary support other support (see (described on lines (see instructions) instructions) 1- 10 above (see instructions)) Yes No Total For Paperwork Reduction Act Notice, see the Instructions for Cat No 11285F Schedule A (Form 990 or 990-EZ) 2018 Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ) 2018 [m Support Schedule for Organizations Described in Sections and 170 Page 2 (Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part If the organization fails to qualify under the tests listed below, please complete Part Section A. Public Support Calendar year (or fiscal year beginning in) Gifts, grants, contributions, and membership fees received (Do not include any "unusual grant Tax revenues leVIed for the organization's benefit and either paid to or expended on its behalf The value of serVIces or faCIlities furnished by a governmental unit to the organization Without charge Total. Add lines 1 through 3 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount Shown on line 11, column Public support. Subtract line 5 from line 4 (a)2014 (b)2015 (c)2016 (d)2o17 (e)2018 Total 4,739,590 4,318,258 6,089,299 6,283,551 5,131,175 26,561,873 4,739,590 4,318,258 6,089,299 6,283,551 5,131,175 26,561,873 2,485,126 24,076,747 Section B. Total Support 7 8 Calendar year (or fiscal year beginning in) Amounts from line 4 Gross income from interest, diVidendS, payments received on securities loans, rents, royalties and income from Similar sources Net income from unrelated busmess actIVIties, whether or not the busmess is regularly carried on Other income Do not include gain or loss from the sale of capital assets (Explain in Part VI Total support. Add lines 7 through 10 Gross receipts from related actIVIties, etc (see instructions) (a)2014 (b)2015 (c)2016 (d)2017 (e)2018 (f)Total 4,739,590 4,318,258 6,089,299 6,283,551 5,131,175 26,561,873 83,838 61,911 40,494 103,111 107,127 396,481 12,729 1,626 10,746 134 25,235 26,983,589 l12l 1,019,485 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here Section C. Computation of Public upport Percentage 14 Public support percentage for 2018 (line 6, column diVided by line 11, column 15 Public support percentage for 2017 Schedule A, Part II, line 14 153 33 1/3% support test?2018. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization 1/30/0 support test?2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3?/o or more, check this box and stop here. The organization qualifies as a publicly supported organization 17a 10?lo-facts-and-circumstances test?2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-CIrcumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-CIrcumstances" test The organization qualifies as a publicly supported organization 10%-facts-and-circumstances test?2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-CIrcumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-CIrcumstances" test The organization qualifies as a publicly supported organization 13 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions PEI PEI PEI rEl Schedule A (Form 990 or 990-EZ) 2018 Schedule A (Form 990 or 990-EZ) 2018 Page 3 Support Schedule for Organizations Described in Section 509(a)(2) (Complete only If you checked the box on Ine 10 of Part I or If the organIzatIon faIIed to quaIIfy under Part II. If the organIzatIon faIls to quaIIfy under the tests IIsted below, please complete Part II.) Section A. Public Support Calendar year (or fiscal year beginning in) 1 GIfts, grants, contrIbutIons, and membershIp fees recered (Do not Include any "unusual grants 2 Gross receIpts from admISSIons, merchandIse sold or serVIces performed, or furnIshed In any actIVIty that Is related to the organIzatIon's tax-exempt purpose 3 Gross receIpts from actIVItIes that are not an unrelated trade or busIness under sectIon 513 4 Tax revenues IeVIed for the organIzatIon's bene?t and alther paId to or expended on Its behalf 5 The value of serVIces or furnIshed by a governmental unIt to the organIzatIon WIthout charge 6 Total. Add Ines 1 through 5 7a Amounts Included on Ines 1, 2, and 3 recered from persons Amounts Included on Ines 2 and 3 recered from other than persons that exceed the greater of $5,000 or 1% of the amount on Ine 13 for the year (2 Add Ines 7a and 7b 8 Public support. (Subtract Ine 7c from Ine 6) (a)2014 (b)2015 (c)2016 (d)2017 (e)2018 Total Section B. Total Support Calendar year (or fiscal year beginning in) 9 Amounts from Ine 6 10a Gross Income from Interest, dIvIdends, payments recered on securItIes loans, rents, royaltIes and Income from sources Unrelated busmess taxable Income (less sectIon 511 taxes) from busmesses achIred after June 30, 1975 Add Ines 10a and 10b 11 Net Income from unrelated busmess actIVItIes not Included In Ine 10b, whether or not the busmess Is regularly earned on 12 Other Income Do not Include gaIn or loss from the sale of capItaI assets (ExplaIn In Part VI) 13 Total support. (Add Ines 9, 10c, 11, and 12) (a)2o14 (b)2015 (c)2016 (d)2017 (e)2018 Total 14 First five years. If the Form 990 Is for the organIzatIon's ?rst, second, thIrd, fourth, or ?fth tax year as a sectIon 501(c)(3) organIzatIon, check thIs box and stop here Section C. Computation of Public Support Percentage 15 PubIIc support percentage for 2018 ( Ine 8, column dIVIded by Ine 13, column 15 15 PubIIc support percentage from 2017 Schedule A, Part Ine 15 15 Section D. Computation of Investment Income Percentage 17 Investment Income percentage for 2018 ( Ine 10c, column lelded by Ine 13, column 17 13 Investment Income percentage from 2017 Schedule A, Part Ine 17 13 19a 331/3?/o support tests?2018. If the organIzatIon dId not check the box on Ine 14, and Ine 15 I5 more than 33 and Ine 17 Is not more than 33 check box and stop here. The organIzatIon as a pubIIcly supported organIzatIon PEI 33 1/3?/o support tests?2017. If the organIzatIon dId not check a box on Ine 14 or Ine 19a, and Ine 16 IS more than 33 1/3% and Ine 18 Is not more than 33 check thIs box and stop here. The organIzatIon as a publIcly supported organIzatIon 20 Private foundation. If the organIzatIon dId not check a box on Ine 14, 19a, or 19b, check thIs box and see InstructIons Schedule A (Form 990 or 990-EZ) 2018 Schedule A (Form 990 or 990-EZ) 2018 Supporting Organizations (Complete only if you checked a box on line 12 of Part I If you checked 12a of Part I, complete Sections A and If you checked 12b of Part I, complete Sections A and If you checked 12c of Part I, complete Sections A, D, and If you checked 12d of Part I, complete Page 4 Sections A and D, and complete Part V) Section A. All Supporting Organizations the organization's supported organizations listed by name In the organization's governing documents? If ?No, describe in Part VI how the supported organizations are deSignated If deSignated by class or purpose, describe the deSignation If historic and continUing relationship, explain Did the organization have any supported organization that does not have an IRS determination of status under section 509 1) or If ?Yes, explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2) Did the organization have a supported organization described in section 501(c)(4), (5), or If ?Yes," answer and below 3a Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If ?Yes, describe in Part VI when and how the organization made the determination 3b Did the organization ensure that all support to such organizations was used excluswely for section 170(c)(2)(B) purposes? If ?Yes, explain in Part VI what controls the organization put in place to ensure such use 3c Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes? and if you checked 12a or 12b in Part I, answer and below Did the organization have ultimate control and discretion in deCIding whether to make grants to the foreign supported organization? If "Yes,? describe in Part VI how the organization had such control and discretion despite being controlled or superwsed by or in connection With its supported organizations 4b Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or If ?Yes,? explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used excluswely for section 1 purposes 4c Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes, answer and below (if applicable) Also, proVide detail in Part VI, including the names and EIN numbers of the supported organizations added, substituted, or removed, (ii) the reasons for each such action, the authority under the organization '5 organizmg document authorizmg such action, and (iv) how the action was accomplished (such as by 5a amendment to the organiZing document) Type I or Type 11 only. Was any added or substituted supported organization part of a class already de5ignated in the organization's organizmg document? 5b Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c Did the organization prowde support (whether in the form of grants or the proyi5ion of serVIces or facilities) to anyone other than its supported organizations, (ii) IndIVIdualS that are part of the charitable class benefited by one or more of its supported organizations, or other supporting organizations that also support or benefit one or more of the filing organization?s supported organizations? If "Yes, ?prowde detail in Part VI. Did the organization prowde a grant, loan, compensation, or other Similar payment to a substantial contributor (defined in section a family member of a substantial contributor, or a 35% controlled entity With regard to a substantial contributor? If ?Yes, complete Part I of Schedule (Form 990 or 990-EZ) Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If ?Yes,? complete Part I of Schedule (Form 990 or 990-EZ) Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or If "Yes,? prowde detail in Part VI. 9a Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If "Yes, ?prowde detail in Part VI. 9b Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If ?Yes, ?prowde detail in Part VI. 9c Was the organization subject to the excess busmess holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type non-functionally integrated supporting organizations)? If "Yes,? answer line 10b below 10a Did the organization have any excess busmess holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess busmess holdings) 10b Schedule A (Form 990 or 990-EZ) 2018 Schedule A (Form 990 or 990-EZ) 2018 Page 5 Supporting Organizations (continued) 11 a Yes No Has the organization accepted a gift or contribution from any of the followmg persons? A person who directly or Indirectly controls, either alone or together With persons described in and below, the governing body of a supported organization? 11a A family member of a person described In above? 11b A 35% controlled entity of a person described In or above? If "Yes? to a, b, or c, prowde detail in Part VI 11c Section B. Type I Supporting Organizations Yes No Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appomt or elect at least a majority of the organization's directors or trustees at all times during the tax year? If "No, ?describe in Part VI how the supported organization(s) effectively operated, superVised, or controlled the organization?s actiVities If the organization had more than one supported organization, describe how the powers to appomt and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year Did the organization operate for the bene?t of any supported organization other than the supported organization(s) that operated, superVIsed, or controlled the supporting organization? If ?Yes, explain in Part VI how prowding such benefit carried out the purposes of the supported organization(s) that operated, superwsed or controlled the supporting organization Section C. Type II Supporting Organizations 1 Yes No Were a majority of the organization?s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(s)? If ?No, describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s) 1 Section D. All Type Supporting Organizations Yes No Did the organization prowde to each of its supported organizations, by the last day of the fifth month of the organization's tax year, a written notice describing the type and amount of support prOVIded during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and copies of the organization?s governing documents in effect on the date of notification, to the extent not preVIously prowded" Were any of the organization?s officers, directors, or trustees either appomted or elected by the supported organization (5) or (ii) servmg on the governing body of a supported organization? If ?No, explain in Part VI how the organization maintained a close and continuous working relationship With the supported organization(s) By reason of the relationship described in (2), did the organization?s supported organizations have a Significant v0ice in the organization?s investment and in directing the use of the organization?s income or assets at all times during the tax year? If "Yes, describe in Part VI the role the organization?s supported organizations played in this regard Section E. Type Functionally-Integrated Supporting Organizations 1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions) a The organization satisfied the ActIVIties Test Complete line 2 below CI The organization is the parent of each of its supported organizations Complete line 3 below CI The organization supported a governmental entity Describe in Part VI how you supported a government entity (see instructions) ActIVIties Test Answer and below. Yes No a Did substantially all of the organization?s actIVIties during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responswe? If ?Yes," then in Part VI identify those supported organizations and explain how these actiwties directly furthered their exempt purposes, how the organization was responSive to those supported organizations, and how the organization determined that these actiwties constituted substantially all of its actiVities 2a Did the actIVIties described in constitute actIVIties that, but for the organization's involvement, one or more of the organization?s supported organization(s) would have been engaged in? If ?Yes," explain in Part VI the reasons for the organization?s pOSition that its supported organization(s) would have engaged in these actiVities but for the organization ?5 involvement 2b Parent of Supported Organizations Answer and below. a Did the organization have the power to regularly appomt or elect a majority of the officers, directors, or trustees of each of 3a the supported organizations? Prowde details in Part VI. Did the organization exerCIse a substantial degree of direction over the programs and actIVIties of each of its supported organizations? If "Yes, describe in Part VI. the role played by the organization in this regard 3b Schedule A (Form 990 or 990-EZ) 2018 Schedule A (Form 990 or 990-EZ) 2018 Page 6 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations 1 Check here If the organIzation satis?ed the Integral Part Test as a qualifying trust on Nov 20, 1970 (explain In Part VI) See instructions. All other Type non-functIonally Integrated supportIng organizations must complete Sections A through Section A - Adjusted Net Income (A) Pr'or Year currentYear (optIonal) Net short-term capItal gaIn RecoverIes of prIor-year distributions Other gross Income (see instructions) Add Ines 1 through 3 DeprECIatIon and depletion dim-thi-I aim-thi-I Portion of operating expenses paId or Incurred for production or collection of gross income or for management, conservation, or maIntenance of property held for production of Income (see InstructIons) \l \l Other expenses (see Instructions) Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) Section - Minimum Asset Amount (A) Prlor Year optIona 1 Aggregate fair market value of all non-exempt-use assets (see InstructIons for short tax year or assets held for part of year) 1 Average value of securItIes la Average cash balances 1b Fair market value of other non-exempt-use assets 1c Total (add lines la, lb, and 1c) 1d Discount claimed for blockage or other Factors (explaIn In detail In Part VI) 2 AchISItion Indebtedness appIIcabIe to non-exempt use assets Subtract lIne 2 from line 1d .h Cash deemed held for exempt use Enter 1-1/20/0 of Ine 3 (for greater amount, see InstructIons) Net value of non-exempt-use assets (subtract Ine 4 from line 3) MultIply line 5 by 035 RecoverIes of prIor-year distributions Minimum Asset Amount (add Ine 7 to Ine 6) Section - Distributable Amount Current Year Adjusted net Income for prIor year (from SectIon A, Ine 8, Column A) Enter 85% of line 1 MInImum asset amount for prior year (from Section B, line 8, Column A) Enter greater of line 2 or line 3 Income tax Imposed In prior year aim-thI-I aim-thi-I Distributable Amount. Subtract line 5 from lIne 4, unless subject to emergency temporary reductIon (see InstructIons) \l Check here If the current year IS the organization?s first as a non-functionaIIy-Integrated Type supportIng organIzatIon (see InstructIons) Schedule A (Form 990 or 990-EZ) 2018 Schedule A (Form 990 or 990-EZ) 2018 Page 7 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued) Section - Distributions Current Year 1 Amounts paid to supported organizations to accomplish exempt purposes Amounts paid to perform actIVIty that directly furthers exempt purposes of supported organizations, In excess of income from actiwty Administrative expenses paid to accomplish exempt purposes of supported organizations Amounts paid to achIre exempt-use assets Qualified set-aSIde amounts (prior IRS approval reqUIred) Other distributions (describe in Part VI) See instructions Total annual distributions. Add lines 1 through 6 mummhw details in Part VI) See instructions Distributions to attentive supported organizations to which the organization is responswe (prowde 9 Distributable amount for 2018 from Section C, line 6 10 Line 8 amount diVided by Line 9 amount Section - Distribution Allocations (see instructions) Excess Distributions (ii) Underdistributions Distributable Pre-2018 Amount for 2018 1 Distributable amount for 2018 from Section C, line 6 2 Underdistributions, if any, for years prior to 2018 (reasonable cause reqUIred-- explain in Part VI) See instructions 3 Excess distributions carryover, if any, to 2018 a From 2013. From 2014. From 2015. From 2016. From 2017. Total of lines 3a through 9 Applied to underdistributions of prior years Applied to 2018 distributable amount i Carryover from 2013 not applied (see instructions) Remainder Subtract lines 39, 3h, and Bi From 3f 4 Distributions for 2018 from Section D, line 7 a Applied to underdistributions of prior years Applied to 2018 distributable amount Remainder Subtract lines 4a and 4b from 4 5 Remaining underdistributions for years prior to 2018, if any Subtract lines 39 and 4a from line 2 If the amount is greater than zero, explain in Part VI See instructions 6 Remaining underdistributions for 2018 Subtract lines 3h and 4b from line 1 If the amount is greater than zero, explain in Part VI See instructions 7 Excess distributions carryover to 2019. Add lines 3] and 4c 8 Breakdown of line 7 Excess from 20 14. Excess from 2015. Excess from 2016. Excess from 2017. (PROUD) Excess from 2018. Schedule A (Form 990 or 990-EZ) (2018) Schedule A (Form 990 or 990-EZ) 2018 Page 8 Supplemental Information. the explanations reqUIred by Part II, line 10, Part II, line 17a or 17b, Part line 12, Part IV, Section A, lines 9a, 9b, 9c, 11a, 11b, and 11c, Part IV, Section B, lines 1 and 2, Part IV, Section C, line 1, Part IV, Section D, lines 2 and 3, Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b, Part V, line 1, Part V, Section B, line 1e, Part Section D, lines 5, 6, and 8, and Part V, Section E, lines 2, 5, and 6 Also complete this part for any additional Information (See instructions) Facts And Circumstances Test 990 Schedule A, Supplemental Information Retu rn Refe re nce Explanation SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME OTHER INCOME - 2014 AMOUNT 12,729 2015 AMOUNT 1,626 2016 AMOUNT 10,746 2018 AMOUNT 134 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679I SCHEDULE Political Campaign and Lobbying Activities 990 01' 990- For Organizations Exempt From Income Tax Under section 501(c) and section 527 2 0 1 8 Open to Public PComplete if the organization is described below. hAttach to Form 990 or Form 990-EZ. to for instructions and the latest information. Department of the Treasun I nspection Internal Re\ enue Sen ice If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then a Section 501(c)(3) organizations Complete Parts l-A and Do not complete Part I-C a Section 501(c) (other than section 501(c)(3)) organizations Complete Parts l-A and below Do not complete Part l-B 0 Section 527 organizations Complete Part l-A only If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then a Section 501(c)(3) organizations that have filed Form 5768 (election under section 501 Complete Part ll-A Do not complete Part a Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)) Complete Part Do not complete Part ll-A If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then a Section 501(c)(4), (5), or (6) organizations Complete Part Name of the organization BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Employer identification number 86-0597661 Complete if the organization is exempt under section 501(c) or is a section 527 organization. 1 Prowde a description of the organization?s direct and indirect political campaign actIVIties in Part IV (see instructions for definition of ?political campaign actIVIties") 2 Political campaign actIVIty expenditures (see instructions) 3 Volunteer hours for political campaign actIVIties (see instructions) Part I-B Complete if the organization is exempt under section 501(c)(3). 1 Enter the amount of any tax incurred by the organization under section 4955 2 Enter the amount of any tax incurred by organization managers under section 4955 3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? Yes No 4a Was a correction made7 Yes No If "Yes," describe in Part IV Complete if the organization is exempt under section 501(c), except section 501(c)(3). 1 Enter the amount directly expended by the filing organization for section 527 exempt function actIVIties Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function actIVIties Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-POL, line 17b 4 Did the filing organization file Form 1120-POL for this year? El Yes El No 5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization made payments For each organization listed, enter the amount paid from the filing organization?s funds Also enter the amount of political contributions received that were and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC) If additional space is needed, prowde information in Part IV Name Address EIN Amount paid from filing organization's funds If none, enter -0- Amount of political contributions recewed and and directly delivered to a separate political organization If none, enter -0- 6 For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ. No 500845 Schedule (Form 990 or 990-EZ) 2018 Schedule (Form 990 or 990-EZ) 2018 Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)). A Check l:l IF the fIlIng organIzatIon belongs to an group (and lIst In Part IV each group member's name, address, EIN, expenses, and share of excess lobbyIng expendItures) Check l:l If the fIlIng organIzatIon checked box A and "lImIted control" prOVIsIons apply Page 2 FIlIng LImIts on LobbyIng Expenditures organlzatlon's group totals (The term "expenditures" means amounts paid or incurred.) totals 1a Total lobbying expendItures to Influence publIc opInIon (grass roots lobbyIng) 15,744 Total lobbyIng expendItures to Influence a legIslatIve body (dIrect lobbyIng) 15,873 (2 Total lobbyIng expendItures (add lInes 1a and 1b) 31,617 Other exempt purpose expendItures 5,343,887 Total exempt purpose expendItures (add lInes 1c and 1d) 5,375,504 LobbyIng nontaxable amount Enter the amount from the followmg table In both 418 775 columns If the amount on line 1e, column or is: The lobbying nontaxable amount is: Not over $500,000 20% of the amount on lIne 1e Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000 Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000 Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000 Over $17,000,000 $1,000,000 9 Grassroots nontaxable amount (enter 25% of lIne 1f) 104,694 Subtract lIne lg from lIne 1a If zero or less, enter -0- 0 i Subtract lIne 1f from lIne 1c If zero or less, enter -0- 0 If there Is an amount other than zero on eIther lIne 1h or lIne 1I, dId the organIzatIon ?le Form 4720 reportIng l:l l:l sectIon 4911 tax for thIs year? Yes No 4-Year Averaging Period Under section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.) Lobbying Expenditures During 4-Year Averaging Period Calendar year (or ?scal year begInnIng In) 2015 2016 2017 2018 Total 2a LobbyIng nontaxable amount 430,811 425,868 459,348 418,775 1,734,802 amount (150% of lIne 2a, column(e)) 2'602'203 Total lobbyIng expendItures 50,057 69,535 86,533 31,617 237,742 Grassroots nontaxable amount 107,703 106,467 114,837 104,694 433,701 Grassroots amount (150% of lIne 2d, column 650'552 Grassroots lobbyIng expendItures 141 8,794 10,380 15,744 35,059 Schedule (Form 990 or 990-EZ) 2018 Schedule (Form 990 or 990-EZ) 2018 Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)). Page 3 For each ?Yes" response on lines 1a through 11 below, prowde In Part IV a detaI/ed descrIptIon of the lobbying actIVIty Yes Amount 1 2a During the year, dId the organIzation attempt to Influence foreign, natIonal, state or local legislation, Including any attempt to Influence publIc opInion on a legislative matter or referendum, through the use of Volunteers? Paid staff or management (Include compensation In expenses reported on lines 1c through Media advertlsements? Mailings to members, legislators, or the public? Publications, or published or broadcast statements? Grants to other organIzations for lobbying purposes? DIrect contact With legislators, theIr staffs, government offICIals, or a legislative body? Rallies, demonstrations, semInars, conventions, speeches, lectures, or any means? Other actIVItIes? Total Add Ines 1c through 1i the actIVIties In line 1 cause the organization to be not described In sectIon 501(c)(3)? If "Yes," enter the amount of any tax Incurred under sectIon 4912 If "Yes," enter the amount of any tax Incurred by organizatIon managers under section 4912 If the ?ling organizatIon Incurred a section 4912 tax, dId It file Form 4720 for year? Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). 1 2 3 Were substantIally all (90% or more) dues received nondeductible by members? the organizatIon make only in-house lobbyIng expenditures of $2,000 or less? the organizatIon agree to carry over lobbying and polltical expendItures from the prIor year7 Yes 1 2 3 Part Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either BOTH Part lines 1 and 2, are answered "No" OR (D) Part line 3, is answered ?Yes." 5 Dues, assessments and Similar amounts from members SectIon 162(e) nondeducthle lobbyIng and po ItIcal expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid). Current year Carryover from last year Total Aggregate amount reported In sectIon 6033(e)(1)(A) notIces of nondeducthle sectIon 162(e) dues If notices were sent and the amount on line 2c exceeds the amount on IIne 3, what portIon of the excess does the organIzatIon agree to carryover to the reasonable estImate of nondeducthle lobbying and politIcal expendIture next year? Taxable amount of lobbying and poIItical expendItures (see InstructIons) 1 2a 2b 2c Supplemental Information the descrIptions reqUIred for Part l-A, Ine 1, Part l-B, Ine 4, Part l-C, line 5, Part II-A (affiliated group lIst), Part II-A, Ines 1 and 2 (see InstructIons), and Part line 1 Also, complete thIs part for any addItIonal InformatIon Return Reference ExplanatIon Schedule (Form 990 or 990EZ) 2018 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE (Form 990) Department ot?tlie Treasun Internal Re\ enue Sen ice Supplemental Financial Statements OMB No 1545-0047 Complete if the organization answered "Yes," on Form 990, 2 0 1 8 Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. Attach to Form 990. Go to for the latest information. Open to Public Inspection Name of the organization BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Employer identification number 86-0597661 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6. Total number at end of year Aggregate value at end of year Aggregate value of contributions to (during year) Aggregate value of grants from (during year) Donor adVIsed funds (b)Funds and other accounts organization?s property, subject to the organization?s excluswe legal control? Did the organization inform all donors and donor adVisors in writing that the assets held in donor adVised funds are the l:l Yes l:l No 6 Did the organization inform all grantees, donors, and donor adVIsors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor adVisor, or for any other purpose conferring impermi55ible private benefit? l:l Yes l:l No Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7. 1 Purpose(s) of conservation easements held by the organization (check all that apply) l:l Preservation of land for public use (e recreation or education) l:l Preservation of an historically important land area l:l Protection of natural habitat l:l Preservation of a certified historic structure l:l Preservation of open space 2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year Held at the End of the Year a Total number of conservation easements 2a Total acreage restricted by conservation easements 2b Number of conservation easements on a certified historic structure included in 2c Number of conservation easements included in achIred after 7/25/06, and not on a historic 2d structure listed in the National Register 3 Number of conservation easements modified, transferred, released, extingUIshed, or terminated by the organization during the tax year Number of states where property subject to conservation easement is located 5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of Violations, and enforcement of the conservation easements it holds? l:l Yes l:l No 6 Staff and volunteer hours devoted to monitoring, inspecting, handling of Violations, and enforcmg conservation easements during the year 7 Amount of expenses incurred in monitoring, inspecting, handling of Violations, and enforcmg conservation easements during the year 8 Does each conservation easement reported on line 2(d) above satisfy the reqUIrements of section and section l:l Yes l:l No 9 In Part describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's finanCIal statements that describes the organization's accounting for conservation easements Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 8. 1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public serVice, pr0Vide, in Part the text of the footnote to its finanCIal statements that describes these items If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other Similar assets held for public exhibition, education, or research in furtherance of public serVIce, prOVide the followmg amounts relating to these items Revenue included on Form 990, Part line 1 (li)Assets included in Form 990, Part 2 If the organization received or held works of art, historical treasures, or other Similar assets for finanCIal gain, prOVide the followmg amounts reqUIred to be reported under SFAS 116 (ASC 958) relating to these items a Revenue included on Form 990, Part line 1 Assets included in Form 990, Part For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 52283D Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 2 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contmued) 3 Usmg the organIzatIon's achISItIon, acceSSIon, and other records, check any of the followmg that are a SIgnIfIcant use of Its collection Items (check all that apply) a l:l PubIIc ethbItIon l:l Loan or exchange programs l:l Scholarly research Other l:l PreservatIon for future generatIons 4 Prowde a descrIptIon of the organIzatIon's collectIons and explaIn how they further the organIzatIon's exempt purpose In Part 5 DurIng the year, dId the organIzatIon so ICIt or recere donatIons of art, hIstorIcal treasures or other assets to be sold to raIse funds rather than to be maIntaIned as part of the organIzatIon's collectIon? l:l Yes l:l No Escrow and Custodial Arrangements. Complete If the organIzatIon answered "Yes" on Form 990, Part IV, Ine 9, or reported an amount on Form 990, Part X, Ine 21. 1a Is the organIzatIon an agent, trustee, custodIan or other IntermedIary for contrIbutIons or other assets not Included on Form 990, Part El Yes El No If "Yes," explaIn the arrangement In Part and complete the followmg table Amount BegInnIng balance 1C AddItIons durIng the year 1d DIstrIbutIons durIng the year 18 EndIng balance 1f 2a the organIzatIon Include an amount on Form 990, Part X, lIne 21, for escrow or custodIal account . . . Yes l:l No If "Yes," explaIn the arrangement In Part Check here If the explanatIon has been prowded In Part l:l Endowment Funds. Complete If the organIzatIon answered "Yes" on Form 990, Part IV, Me 10. (a)Current year (b)PrIor year (c)Two years back (d)Three years back (e)Four years back 1a BegInnIng of year balance 929,888 963,047 879,429 929,460 994,612 ContrIbutIons Net Investment earnIngs, gaIns, and losses 35392 151341 83:618 '50'031 34348 Grants or scholarshIps Other expendltures for and programs 185,000 100,000 AdmInIstratIve expenses 9 End of year balance 965,180 929,888 963,047 879,429 929,460 2 the estImated percentage of the current year end balance (lIne 1g, column held as Board deSIgnated or quaSI-endowment 0 Permanent endowment 89 550 Temporarlly restrIcted endowment 10 450 The percentages on lInes 2a, 2b, and 2c should equal 100% 3a Are there endowment funds not In the posseSSIon of the organIzatIon that are held and admInIstered for the organIzatIon by Yes No unrelated organIzatIons 3a(i) No (ii) related organIzatIons . . . . . . . . . . . . . . 3a(ii) N0 If "Yes" on are the related organIzatIons lIsted as reqUIred on Schedule 3b 4 DescrIbe In Part the Intended uses of the organIzatIon's endowment funds Land, Buildings, and Equipment. Complete If the or anIzatIon answered "Yes" on Form 990, Part IV, Ine 11a. See Form 990, Part X, IIne 10. DescrIptIon of property Cost or other baSIs Cost or other (other) Accumulated depreCIatIon Book value (Investment) 1a Land 169,158 189,322 358,480 BUIldIngs 2,401,547 1,000,455 1,401,092 Leasehold Improvements Equ pment 1,351,340 1,266,976 84,364 Other . . . Total. Add lInes 1a through 1e (Column must equal Form 990, Part X, column (3), ?ne 10(c)) . . 1,843,936 Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 3 Investments?Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. Description of security or category Method of valuation (Including name of security) Book Cost or end-of-year market value value (1) FinanCIal derivatives (2) Closely-held eqUIty interests (3)0ther (A) (B) (C) (D) (E) (F) (G) (H) Total. (Column must equal Form 990, Part X, col (B) line 12) Investments?Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. Description of investment Book value Method of valuation Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (3) (9) Total. (Column must equal Form 990, Part X, col (B) line 13) Other Assets. Complete If the organization answered 'Yes' on Form 990, Part IV, llne 11d See Form 990, Part X, line 15 Description Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column must equal Form 990, Part X, col (B) line 15Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990 Part line 25. 1_ Description of liability Book value (1) Federal Income taxes SPLIT INTEREST AGREEMENT 39,215 (2) Total. (Column must equal Form 990, Part X, col (B) line 25) 39,215 2. Liability for uncertain tax posmons In Part provide the text of the footnote to the organization's finanCIal statements that reports the organization's liability for uncertain tax posmons under FIN 48 (ASC 740) Check here If the text of the footnote has been provided in Part Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete If the organIzatIon answered 'Yes' on Form 990, Part IV, Ine 12a. 1 Total revenue, gaIns, and other support per audIted fInanCIal statements . . . . . . . 1 6,397,745 Amounts Included on Ine 1 but not on Form 990, Part Ine 12 a Net unreallzed gaIns (losses) on Investments . . . . 2a -105,812 Donated serVIces and use of faCIlItIes . . . . . . . . . 2b 1,284,096 Recoveries of prIor year grants . . . . . . . . . . . 2c Other (DescrIbe In Part . . . . . . . . . . . . 2d Add Ines 2a through 1,178,284 3 Subtract Ine 2e from Ine 5,219,461 Amounts Included on Form 990, Part Ine 12, but not on Ine 1 a Investment expenses not Included on Form 990, Part Ine 7b . 4a Other (DescrIbe In Part . . . . . . . . . . . 4b Add Ines Total revenue Add ?ms 3 and 4c. (ThIs must equal Form 990, Part I Ine 12 . . . . 5 5,219,461 Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete If the organIzatIon answered 'Yes' on Form 990, Part IV, Ine 12a. Total expensesand lossesperaudItedenanCIal statements . . . . . . . . . . . 1 5,659,600 Amounts Included on Ine 1 but not on Form 990, Part IX, Ine 25 a Donated serVIces and use 1,284,096 PrIor year adjustments . . . . . . . . . . . . 2b Other losses . . . . . . . . . . . . . . . . 2c Other (DescrIbe In Part . . . . . . . . . . . . 2d Add Ines 2a through 1,284,096 3 Subtract Ine 2e from Ine 4,375,504 Amounts Included on Form 990, Part IX, Ine 25, but not on Ine 1: a Investment expenses not Included on Form 990, Part Ine 7b . . 4a Other (DescrIbe In Part . . . . . . . . . . . . 4b Add Ines Total expenses Add ?ms 3 and 4c. (ThIs must equal Form 990, Part I, Ine 4,375,504 Supplemental Information the descrIptIons reqUIred for Part II, Ines 3, 5, and 9, Part Ines 1a and 4, Part IV, Ines 1b and 2b, Part V, Ine 4, Part X, Ine 2, Part XI, Ines 2d and 4b, and Part XII, Ines 2d and 4b Also complete thIs part to prowde any addItIonal InformatIon Return Reference ExplanatIon See AddItIonal Data Table Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 5 Supplemental Information (continued) Return Reference Explanation Schedule (Form 990) 2018 Additional Data Software ID: Software Version: EIN: 86-0597661 Name: BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Supplemental Information Return Reference Explanation PART V, LINE 4 THE ENDOWMENT FUNDS ARE USED TO SUPPORT THE DOROTHY AND JOSEPH A MOLLER CENTER FOR CON STITUTIONAL GOVERNMENT WHICH STUDIES A VARIETY OF ISSUES INCLUDING PROPERTY RIGHTS, CAMPAI GN FINANCE REGULATION, REGULATORY BODIES, LEGISLATIVE TERMS, BALANCE OF POWER AMONG LEVELS OF GOVERNMENT, PROCESSES OF JUDICIAL APPOINTMENT AND STATE SOVEREIGNTY THE FUNDS ALSO SU PPORT TWO FELLOWSHIPS THAT GIVE EXCEPTIONAL STUDENTS THE OPPORTUNITY TO SPEND A SEMESTER ORKING ON ECONOMIC POLICY AND LAW AT THE INSTITUTE AND TO BE GROOMED FOR A LEADERSHIP ROLE IN THE ONGOING QUEST FOR FREEDOM m:_u_u_m3m:nm_ Hume?55:0: mm": 3 xm?m 3: 8 memeco: x\ Ezm Hzmj?b? cherHmm bm mmnjOz moHAanv 9? mm205 >nnOWUHzmr<. Hm 20 mow mm mm IOEUHZO no 33925 Eh Hm mow HznOZm Hzmd?g? :n >25 02 b. 002.2292: w>mHm xm20 rm20 memmAm w? mmer20 NoHu mcmumg. m< Hmm? ._.INmm x 2.4mm $.me _uH_.m_U Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679I Supplemental Information Regarding 1545'0047 Fundraising or Gaming Activities 2018 Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a 0f the TIE-"nun PAttach to Form 990 or Form 990-EZ. . 111160131 enue Sen 1C6 ?Go to i'rs gov/Form990 for Instructions and the latest information Inspection Name of the organization Employer identification number BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH 86-0597661 Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17. Form 990-EZ filers are not reqUIred to complete this part. 1 Indicate whether the organization raised funds through any of the followmg actiVities Check all that apply a Mail SOIICItations SoliCitation of non-government grants Internet and email soliCitations SoliCitation of government grants Phone soliCitations SpeCial fundraismg events In-person soliCitations 2a Did the organization have a written or oral agreement With any indiVidual (including officers, directors, trustees or key employees listed in Form 990, Part VII) or entity in connection With profe55iona fundraismg serVIces7 Yes No If "Yes," list the ten highest paid indiViduals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be compensated at least $5,000 by the organization Name and address of indiVidual (ii) ActiVity Did (iv) Gross receipts Amount paid to (vi) Amount paid to or entity (fundraiser) fundiaiser have from actIVIty (or retained by) (or retained by) 0F fundraiser listed in organization control of col contiibutions7 Yes No RESEARCH, EMAIL AMERICAN PHILANTHROPIC LLC 18 CHURCH ST No 269,748 91,962 177,786 WEST CHESTER, PA 19380 DIRECT MAIL ODELL SIMMS INC 1593 SPRING HILL RD No 92,724 95,765 -3,041 TYSONS CORNER, VA 22182 Total 362,472 187,727 174,745 3 List all states in which the organization is registered or licensed to what contributions or has been notified it IS exempt from registration or licensing ALFor Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Cat No 50083H Schedule (Form 990 or 990-EZ) 2018 Schedule (Form 990 or 990-EZ) 2018 Page 2 Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraismg event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events With gross receipts greater than $5,000. (a)Event #1 Event #2 (c)0ther events Total events ANNUAL DINNER (add col through (event type) (event type) (total numberGross receipts . 344,035 344,035 2 Less Contributions . 238,947 238,947 3 Gross income (line 1 minus line 2) 105,088 105,088 4 Cash prizes 5 Noncash prizes (L: 5 Rent/faCIlity costs 7 Food and beverages 58,753 58,753 8 Entertainment 5 9 Other direct expenses 10 Direct expense summary Add lines 4 through 9 in column 58,753 11 Net income summary Subtract line 10 from line 3, column 45,335 Gaming. Complete if the organization answered ?Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a. OJ Pull tabs/Instant Total gaming (add at: Bingo bingo/progresswe bingo Other gaming col through col 82 1 Gross revenue . or 2 Cash prizes 3 3 Noncash prizes 6.5 4 Rent/faCIlity costs 5 5 Other direct expenses lVolunteer labor No No No 7 Direct expense summary Add lines 2 through 5 in column 3 Net gaming income summary Subtract line 7 from line 1, column 9 Enter the state(s) in which the organization conducts gaming actiwties Is the organization licensed to conduct gaming actiwties in each of these states? I: Yes No If explain 10a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? Yes El No If "Yes," explain Schedule (Form 990 or 990-EZ) 2018 Schedule (Form 990 or 990-EZ) 2018 Page 3 11 Does the organization conduct gaming actiwties With nonmembersthe organization a grantor, bene?CIary or trustee of a trust or a member of a partnership or other entity formed to administer charitable gaming? Yes No 13 Indicate the percentage of gaming actIVIty conducted in a The organization's faCIlity 13a An out5ide faCIlity 13b 14 Enter the name and address of the person who prepares the organization's gaming/speCIal events books and records Name Address 15a Does the organization have a contract With a third party from whom the organization receives gaming revenue? l:lYes l:lNo If "Yes," enter the amount of gaming revenue received by the organization and the amount of gaming revenue retained by the third party If "Yes," enter name and address of the third party Name Address 16 Gaming manager information Name Gaming manager compensation Description of serVIces prowded l:l Director/officer l:l Employee l:l Independent contractor 17 Mandatory distributions a Is the organization required under state law to make charitable distributions from the gaming proceeds to retain the state gaming license? l:lYes No Enter the amount of distributions reqUIred under state law distributed to other exempt organizations or spent in the organization's own exempt actIVIties during the tax year Supplemental Information. Prowde the explanations reqwred by Part I, line 2b, columns and and Part lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also prowde any additional information. See instructions. Return Reference Explanation Schedule (Form 990 or 990-EZ) 2018 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679I Schedule Compensation Information OMB No 1545-0047 (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 2 0 1 8 Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Attach to Form 990. Delmnmeni ot?the Treasun Go to for instructions and the latest information. Internal Rm cnue Sen ICC Ins I ection Name of the organization Employer identification number BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH 85-0597661 Questions Regarding Compensation Yes No 1a Check the appropiate box(es) if the organization prowded any of the followmg to or for a person listed on Form 990, Part VII, Section A, line 1a Complete Part to prowde any relevant information regarding these Items El First-class or charter travel i:i Housmg allowance or reSIdence for personal use El Travel for companions El Payments for business use of personal reSIdence i:i Tax idemnification and gross-up payments i:i Health or club dues or initiation fees El Discretionary spending account i:i Personal serVIces (e maid, chauffeur, chef) If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or prowsmn of all of the expenses described above? If complete Part to explain 1b 2 Did the organization require substantiation prior to reimbursmg or allowmg expenses incurred by all 2 directors, trustees, officers, including the CEO/Executive Director, regarding the items checked In line 1a? 3 Indicate which, if any, of the followmg the filing organization used to establish the compensation of the organization's CEO/Executive Director Check all that apply Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain In Part El Compensation committee El Written employment contract i:i Independent compensation consultant i:i Compensation survey or study Form 990 of other organizations Approval by the board or compensation committee 4 During the year, did any person listed on Form 990, Part VII, Section A, line 1a, With respect to the filing organization or a related organization a Receive a severance payment or change-of-control payment? 4a Yes PartICIpate in, or receive payment from, a supplemental nonqualified retirement plan? 4b No PartICIpate in, or receive payment from, an eqUIty-based compensation arrangement? 4c No If "Yes" to any of lines 4a-c, list the persons and prowde the applicable amounts for each Item in Part Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9. 5 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues of a The organization? 5a No Any related organization? 5b No If "Yes," on line 5a or 5b, describe in Part 6 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of a The organization? 6a No Any related organization? 6b No If "Yes," on line 6a or 6b, describe in Part 7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization prowde any nonfixed payments not described in lines 5 and 6? If "Yes," describe in Part 7 No 8 Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was subject to the initial contract exception described in Regulations section 53 If "Yes," describe in Part 8 No 9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53 9 For Paperwork Reduction Act Notice. see the Instructions for Form 990. Cat No 50053T Schedule (Form 990) 2018 ScheduleJ (Form 990) 2018 Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each indiVidual whose compensation must be reported on Schedule J, report compensation from the organization on row and from related organizations, described in the instructions, on row (ii) Do not list any indiViduals that are not listed on Form 990, Part VII Note. The sum of columns (B for each listed InClIVIClual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D and (E) amounts for that indiVidual (A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation in Base (ii) Bonus incentive Other other deferred benefits column (B) reported compensation compensation reportable compensation as deferred on prior compensation Form 990 1 VICTOR RICHES 229,185 0 0 0 7,321 236,506 0 (iiTIMOTHY SANDEFUR 197,285 0 0 2,000 7,260 206,545 0 OF LITIGATION (iiDARCY OLSEN 0 0 200,496 0 0 200,496 0 PAST CEO (ii) 0 0 0 0 Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 3 Supplemental Information Prowde the Information, explanation, or descriptions reqUIred for Part I, lines 1aand for Part II Also complete this part for any additional information Return Reference Explanation PART I, LINE 4A IDARCY OLSEN - $200,496 SEVERENCE PAYMENT Return Reference Explanation PART II, COLUMN IDARCY OLSEN, PAST CEO, RECEIVED A SEVERANCE THAT ENDED IN 2018 Schedule (Form 990) 2018 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULEM (Form 990) Depmtmeni ot?tlle Treasun Internal Re\ enue Sen ice Noncash Contributions >Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. Attach to Form 990. IvGo to for the latest information. OMB No 1545-0047 2018 Open to Public Inspection Name of the organization BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Employer identification number Types of Property 1 Art?Works of art 2 Art?Historical treasures 3 Art?Fractional interests 4 Books and publications 5 Clothing and household goods . . . 6 Cars and other vehicles 7 Boats and planes . 8 Intellectual property 9 Securities?Publicly traded 10 Securities?Closely held stock . 11 Securities?Partnership, LLC, or trust interests 12 Secu rities?Miscellaneous . 13 Qualified conservation contribution?Historic structures . 14 Qualified conservation contribution?Other 15 Real estate?ReSIdential 16 Real estate?CommerCIal 17 Real estate?Other 18 Collectibles 19 Food inventory 20 Drugs and medical supplies 21 TaXIdermy 22 Historical artifacts 23 Scientific speCImens 24 Archeological artifacts 25 Other AUCTION ITEMS 26 Other 27 Other 28 Other 86-0597661 (C) (CD Check if Number of contributions or Noncash contribution Method of determining applicable items contributed amounts reported on noncash contribution amounts Form 990, Part line 19 5 94,075 FAIR MARKET VALUE 4,208 25,978 FAIR MARKET VALUE 1 2,960 FAIR MARKET VALUE 3 9,350 FAIR MARKET VALUE 29 Number of Forms 8283 recewed by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not reqUIred to be used for exempt purposes for the entire holding period? If "Yes," describe the arrangement in Part II 31 Does the organization have a gift acceptance policy that reqUIres the reVIew of any nonstandard contributions? 32a Does the organization hire or use third contributions? . If "Yes," describe in Part II 33 If the organization did not report an amount in column for a type of property for which column is checked, describe in Part II 29 parties or related organizations to process, or sell noncash Yes For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 51227] Schedule (Form 990) (2018) Schedule Form 990) (2018) Page 2 Supplemental Information. the Information reqUIred by Part I, lInes 30b, 32b, and 33, and whether the organlzatIon Is reportIng In Part I, column the number of contrIbutIons, the number of Items recered, or a combInatIon of both. Also complete thIs part for any addItIonal InformatIon. Return Reference Explanatlon Schedule (Form 990) (2018} Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493268015679I OMB No 1545-0047 SCHEDULE 0 Supplemental Information to Form 990 or 990-EZ (Form 990 01? 990' Complete to provide information for responses to specific questions on 2 0 1 8 El) Form 990 or 990-EZ or to provide any additional information. Attach to Form 990 or 990-EZ. Open to Public Depnnmem 0mm Tremm Go to for the latest information. Inspection Hamel B?thelo?gamzatlon BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Employer identification number 86-0597661 SIHJ. nw 880089 3SOH.L 3HJ. OJ. S8ONOCI NO IJ.VW803NI 83HJ.O CINV S3I.LIJ.N3CII 3HJ. O.L (ONCE 3 AJJO JHO 3M 3 W3H.L OJ. CIN3J.NI CI3CI8VNIV N33EI J.ON 3M IO 3H.L NI NO MON SI CINV J.8FIOO 3HJ. AEI CI3SSIWSICI SVM 3SVO 3HJ. NO IJVIOOSSV 3O WOCI3383 CINV 3O WOCI3383 J.N3WCIN3WV LS8I3 3HJ. 338OVSICI SA3N8OJ.J.V HOIHM 3O 3HJ. NO 8300 3O 3HJ. CINV 3W J.VH.L ONIHO8V 3SVO SIHJ. 3M OMJ. 3389VSICI A3N8OJ.J.V ANVW HOIHM CINV O.L S3FICI 8VEI A80.LVCINVW NV 8VEI 3J.V.LS 3H.L INOIJ.ICICIV NI 3O NOIJ.ICINOO SV NOIJVIOOSSV 3CIV8.L NOIJVIOOSSV 8V8 3J.VJ.S 3H.L NIOF OJ. SA3N8OJ.J.V ANVW 8V8 3.LV.LS NOO38O 383M S333 A3N80.LJ.V ON BLOC ?88 AVW NO J.S 30038 J.VHJ. CI3IN3CI CINV 3HJ. 8V3H O.L 3HJ. BLOZ NI CI HJ.NIN 3H.L CINV HO8VW NI .L8FIOO 3HJ. AEI CI3SSIWSICI SVM 3 SVO 3HJ. S3108 8831 3S3H.L OJ. 38V OHNI A8J.S3ONV NVICINI 3O IHO CI3NOCINV8V CINV NOIJ.OV SSVWO I 3SVO SIHJ. S.LNO83 ANVW NO VMOI O.L 39N3TIVHO 800 (VMOI) .LOV 38V NVICINI 3HJ. 3O SI SIHJ. 3OV8 3O J.N3WJ.V38J. CI8V N3AIE) 38V J.S3EI CI8000V NI J.ON CI3J.V38.L 38V ACIOJ SOC) 3J.V.LS NI cI? CIN3 OHM A8JS3ONV NVICINI 3O CINV 3J.VJ.S 83CIN A 83.L8VO W3HJ. OJ. CIN3J.NI ?8333 A3N8OJ..LV N33EI J.ON OO 3H.L NI A83AOOSICI NI MON SI 3SVO 3HJ. .LN3WCIN3WV J.S8I3 3H.L 3O SNOIJVWOIA SV SNOIJOI8JS38 3S3HJ. ONION3TIVHO SS3NISFIEI TIVWS 30 NO .LIFIS 3M V8J.S 3O 8O SV NO SWOSWAS CINV NIVJ. 83C) 30 380 3HJ. 3HJ. 3O 3HJ. 8J. W083 CINV J.VHJ. S380.LS NOO38O NOO38O S3J.V8 383M S333 A3N8OJ..LV ON SLOZ AVW NO 800 CI3IN3CI 3SVO 3H.L V.L OJ. 8 3H.L CINV .LSNIVOV 3H.L NOIJVIOOSSV 3383 CINV 3383 3O S33J.NV8VFIE) 3HJ. CINV NI 3HJ. ONI 3" 3 98l- NI TIVWS CINV ONI 'omv VL 3SVO '"I" 383dd3d NI NV TIVWS ONLL 3M NVEI SIHJ. OJ. S3J.VCIICINVO 8O O.L W083 880089 83HJ.O 8O .LON JIIEI S3SS3NISFIEI ONI VI '066 W803 aauajapa mmau uoneuuow: 21uawa ddns 'o aInpaqas 055 3WOS CI3SO1OSICI NION SVH V03 3 HJ. NOIJVOIJ.I1 OJ. CINV JOIEIJSICI 3HJ. AEI SVNI .LN3WHOEIV J.VHJ. .. S.L3EIO3S 303 3HJ. J.3IN 8080038 3HJ. J.VHJ. 3HJ. CI3IN3CI 03 3H.L ISHJ.NOIN 8L 303 V10EI3 3HJ. SHOJOOCI NVOIH3WV OMJ. 0.L INZ 3H.L 0.L 3HJ. ONICIEIVO33 3HJ. OJ. J.0V NOIJVWHO3NI 3H.L IVLOZ NI SHH A JEIFIOO 3H.L NI SVM 3SVO 3HJ. CI3SEI3A3EI J. 3 N3tIcIf18 [1 3H.L H3A3NIOH 800 N0 80 JSNIVOV 3H.L 30 S333 A3NEIO.LJ.V SVNI 3HJ. SIHJ. 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O.L NV SI SIHJ. 3HJ. 803 A13AIS ITIOX3 OHM OJ. A3NOIN ..3INIJ. SVX3J. 3 H.L 3HJ. ..3INIJ. 3HJ. SVX3J. NI XV.L OMJ. AJIO A 3M W3HJ. OJ. GN3.L NI ANV N338 J.ON 3AVH 3HJ. NI SI 3SVO 3HJ. SEIO NO 3AISS3OX3 3HJ. S3INOH EII3HJ. NI AVJS OJ. MOTI OJ. SH3NNIO JHOIH 3HJ. .LVH.L 3J.VJ.S HOIHM 3INOH NO S.HOV38 IINVIIN S3ON3TIVHC) 3SVO SIH.L HOV38 IWVIIN A SWOHOIN N33 8 3NON A3NEIO.L.LV 3M ONINIVIN38 3H.L NO 3HJ. CINV 3HJ. SSIINSICI OJ. NOIJOW S.AJ.IO 3H.L NI CI3J.NVEIE) 3H.L H3A3 SI 3SVO .LS3EI 3HJ. 3NO 3AOIN3EI OJ. 3ONVNICIEIO 8 .LI AJJO 3HJ. CINV) 30N J.O3EIICI SV ANV NI CINV ANV J.V EII3HJ. S3HOEIV3S OJ. O.L SH3NMO SONIHJ H3H.LO ONOINV HOIHM A8 N338 3AVH SJHOIH SH3NNIO SIONITII NI 3HJ. SV OOVOIHO AJ.IO Z3CIN3IN aauaJaJaa mmau uoneuuow: 21uawa ddns 'o aInpaqas 055 990 Schedule 0, Supplemental Information Return Explanation Reference (CONTINUE) APPEAL THE THIRD AND FINAL STAGE OF THE CASE IS PROCEEDING IN TRIAL COURT WE ARE SEEKING ATTORNEY FEES, BUT NONE HAVE YET BEEN AWARDED ROZENBLIT LYLES AS PART OF OUR RELEAS TIME LITIGATION, THIS CASE CHALLENGES THE LEGALITY OF JERSEY CITY, NEW JERSEY, TEACHERS UNION CONTRACTS, WHICH ALLOW FOR BY EDUCATORS TO PERFORM UNION BUSINESS ON THE TAXPAYER DIME WITHOUT THE REQUIRED LEGAL CONTROLS IN PLACE TO ENSURE THAT A PUBLIC PUR POSE IS BEING SERVED THE CASE INVOLVES SOME $1 2 MILLION IN RELEASE TIME OVER A 5-YEAR PE RIOD, ALL PAID FOR BY TAXPAYERS BECAUSE THE TAXPAYERS RECEIVE LITTLE TO NOTHING IN RETURN THIS GRANT AND OTHERS LIKE IT REPRESENT A CLEAR VIOLATION OF THE NEW JERSEY CONSTITUTION GIFT CLAUSE THIS CASE WOULD ALLOW GOLDWATER INSTITUTE TO EXPORT VICTORIES ACHIEVED UND ER GIFT CLAUSE BY HELPING TO DEVELOP NEW GIFT CLAUSE JURISPRUDENCE AS HE SAME APPLIES TO UNION TIME THE TRIAL COURT RULED AGAINST US THE COURT OF AP PEALS REVERSED WE ARE SEEKING ATTORNEY FEES, BUT NONE HAVE BEEN AWARDED YET RENTERIA SHINGLE SPRINGS BAND OF MIWOK INDIANS THIS ICWA CASE INVOLVES THREE CHILDREN WHO WERE ORPH ANED WHEN THEIR PARENTS WERE KILLED IN A CAR ACCIDENT TRIBAL OFFICIALS DEMANDED THAT THE CHILDREN BE TURNED OVER TO RELATIVES WHO ARE MEMBERS OF A TRIBE AND LIVE ON TRIBAL LANDS HERE THE CHILDREN HAVE NEVER LIVED THE CALIFORNIA TRIAL COURT RULED THAT ICWA APPLIES TO THE CASE, EVEN THOUGH IT DOES NOT INVOLVE THE REMOVAL OF CHILDREN FROM INDIAN PARENTS, AND WE FILED A PETITION ASKING THE SUPREME COURT TO TAKE THE CASE THAT WAS REJECTED WE DID NOT SEEK ATTORNEY FEES THE CASE SETTLED FAVORABLY IN 2018 RIO GRANDE FOUNDATION CITY OF SANTA FE THIS LAWSUIT CHALLENGES THE CONSTITUTIONALITY OF A SANTA FE, NEW MEXICO ORDINA NCE WHICH REQUIRES NONPROFIT GROUPS TO DISCLOSE THE NAMES AND IDENTITIES OF THEIR SUPPORTE RS TO THE CITY IF THE NONPROFIT SPENDS MORE THAN $250 TO OPPOSE A MUNICIPAL BALLOT PROPOSITION BECAUSE THE RIO GRANDE FOUNDATION POSTED A VIDEO (MADE BY ANOTHER PARTY) ON THEIR FA CEBOOK PAGE, THE CITY CONTENDS THAT THE FOUNDATION IS REQUIRED TO TURN OVER THE IDENTITIES OF ALL OF ITS SUPPORTERS TO THE GOVERNMENT WE CONTEND THAT THIS VIOLATES THE FIRST AMEND MENT THE CASE IS PENDING IN FEDERAL TRIAL COURT WE ARE SEEKING FEES BUT HAVE NOT YET BEE AWARDED ANY SCHIRES CITY OF PEORIA AS PART OF OUR GIFT CLAUSE PROJECT, WE BROUGHT TH IS CASE TO CHALLENGE THE CITY OF GIVEAWAY OF MILLIONS OF TAXPAYER DOLLARS TO A PRIVATE BUSINESS, WHICH PROMISES NOTHING IN RETURN EXCEPT TO DO WHAT IT WOULD HAVE DONE EVEN IF IT RECEIVED A SUBSIDY OPERATE CONSTITUTION PROHIBITS TAXPAYER SUBSI DIES TO PRIVATE COMPANIES WITHOUT ADEQUATE BENEFITS OR ASSURANCES FOR ALL TAXPAYERS IN RET URN THE TRIAL COURT RULED AGAINST US AND OUR APPEAL IS PENDING ATTORNEY FEES ARE REQUEST ED IN THE COMPLAINT, BUT WE WERE NOT AWARDED ANY SEATTLE VACATION HOME CITY OF SEATTLE SEATTLE IMPOSES RESTRICTIONS NO SI 3SVO 3HJ. G3IN3CI EI 3M HOAV3 NI XVJ. VNOZIHV CINV AHVININHS 803 SI 3O 3HJ. HOIHNI H3NNVIN NI H3NNVIN NI 38 12308 3O S3EIIFIO3H 3O NI A8 30 Ail?I V931 S3ON3TIVHO 3SVO SIHJ. A H3CHIEJNVA S333 803 38 3M 3M AHVSS303N SVM NI OS CINV ONIHV3H NIINCIV NV SIN 3M CINV OCI W083 S3ION3OV SHVEI HOIHNI 3HJ. NO SIHJ. ONION3TIVHO NI SW 3M ON VH HOIHNI NI OINIWO 803 3EI SHDOH 3HJ. 3HIFIO3H S.CIEIV O?c'l 3HJ. CINV NV 3HS HOIHM NI OINIWO 803 ONIHHOM 3 83M SHFIOH 3S3HJ. 3O ANVIN 3O 3HJ. CIVH SW NOZIEIV NV 803 AVIN A3HJ. 380338 3O 3O VNOZIHV H33SNVELL OJ. 83H MOTIV VNO ZIEIV H3CINFI 3HS W083 WO H3 CIVH 3HS SV 3CIVEIJ. 83H W033 CI3HHVEI 3O GHVOEI VNOZIEIV 3HJ. 3O GHVOE 3M 3 OJ. 3M N33EI S333 ON NI EDNLLIVNIV 38V SI 3HJ. OJ. 3HJ. 803 SI CINV 3HJ. 3O 3N CITIOHS 3HJ. MOH OJ. HO3 3AVH SNO 3O 3HJ. 3M 30 NO 803 S3INOH NI MOTIV SH3NNIO3INOH 3O LHOIH 3HJ. NO umlaa uonewJowI eauawa ddns 'o alnpaqas 055 990 Schedule 0, Supplemental Information Return Explanation Reference FORM 990, VICTOR RICHES AND DIRECTOR OF NATIONAL LITIGATION AND GENERAL COUNSEL, JONATHAN PART VI, RICHES HAVE A FAMILY RELATIONSHIP KEY EMPLOYEE, TIMOTHY SANDEFUR AND EVP, CHRISTINA SANDEFUR HAVE SECTION A, A FAMILY RELATIONSHIP LINE 2 990 Schedule 0, Supplemental Information Return Reference Explanation FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE BOARD OF DIRECTORS ARE ALSO MEMBERS OF THE CORPORATION 990 Schedule 0, Supplemental Information Return Reference Explanation FORM 990, PART VI, SECTION A, LINE TA NEW DIRECTORS ARE ELECTED BY THE REMAINING BOARD OF DIRECTORS 990 Schedule 0, Supplemental Information Return Explanation Reference FORM 990, AN OUTSIDE ACCOUNTING FIRM PREPARES THE FORM 990 AND IT IS REVIEWED BY THE CEO, CFO, EXECUTIVE VICE PART VI, PRESIDENT, EXECUTIVE COMMITTEE, AND GENERAL COUNSEL PRIOR TO SUBMISSION TO THE BOARD OF SECTION B, DIRECTORS FOR REVIEW THE MANAGEMENT TEAM ADDRESSES ANY ISSUES RAISED BY THE BOARD BEFORE THE LINE 11B RETURN IS FILED WITH THE IRS 990 Schedule 0, Supplemental Information Return Explanation Reference FORM 990, IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST PART VI, DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL SECTION B, MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED LINE 120 POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT ANY DIRECTOR, PRINCIPAL OFFICER, OR MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST IS AN INTERESTED PERSON AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HEISHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF THE CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DISCUSS IF A CONFLICT OF INTEREST EXISTS THE CONFLICT OF INTEREST POLICY REQUIRES ANNUAL DISCLOSURE FROM ALL MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS A STATEMENT IS FILED BY EACH BOARD MEMBER REQUIRING THE DISCLOSURE OF ANY CONFLICTS AND TO STATE THE RESOLUTION OF THAT CONFLICT, IF ANY 990 Schedule 0, Supplemental Information Return Explanation Reference FORM 990, THE EXECUTIVE COMMITTEE REVIEWED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES BASED ON A REVIEW PART VI, OF SIMILAR ORGANIZATIONS (USING FORM 990) ALL COMPENSATION DECISIONS ARE DOCUMENTED IN THE SECTION B, MINUTES LINE 15 990 Schedule 0, Supplemental Information Return Explanation Reference FORM 990, THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST THE ARTICLES OF PART VI, INCORPORATION, BY-LAWS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST SECTION C, LINE 19 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE (Form 990) Department ofthe Treasun Internal Rm enue Sen ice Related Organizations and Unrelated Partnerships Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. Attach to Form 990. Go to for instructions and the latest information. OMB No 1545-0047 Open to Public Ins -ection Name of the organization BARRY GOLDWATER INSTITUTE FOR PUBLIC POLICY RESEARCH Employer identification number 86-0597661 Identification of Disregarded Entities Complete if the organization answered "Yes? on Form 990, Part IV, line 33. (C) (E) Name, address, and EIN (if applicable) of disregarded entity Primary actIVIty Legal domICIle (state Total income End-of-year assets Direct controlling or foreign country) entity (1) GOLDWATER INSTITUTE HOLDING COMPANY LLC 500 CORONADO RD PHOENIX, AZ 85004 86-1023067 EA ESTATE AZ 1,674,778 Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year. (C) (9) Name, address, and EIN of related organization Primary actIVIty Legal domicde (state Exempt Code section Public charity status Direct controlling Section 512(b) or foreign country) (if section 501(c)(3)) entity (13) controlled entity? Yes No For Paperwork Reduction Act Notice. see the Instructions for Form 990. Cat No 50135Y Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered ?Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. (C) 00 Name, address, and EIN of Primary Legal Direct Predominant Share of Share of Disproprtionate Code General or Percentage related organization actIVIty domICIle controlling income(re ated, total Income end?of?year allocations? amount in box managing ownership (state entity unrelated, assets 20 of partner? or excluded from Schedule K-l foreign tax under (Form 1065) country) sections 512- 514) Yes No Yes No Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (C) (9) (I) Name, address, and EIN of Primary actiVIty Legal Direct controlling Type of entity Share of total Share of end-of- Percentage Section 512(b) related organization domICIle entity (C corp, corp, income year ownership (13) controlled (state or foreign or trust) assets entity7 country) Yes No Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 3 Transactions With Related Organizations Complete If the organIzatIon answered "Yes" on Form 990, Part IV, lIne 34, 35b, or 36. Note. Complete Ine 1 If any entIty Is Isted In Parts II, or IV of thIs schedule Yes N0 1 DurIng the tax year, dId the orgranlzatIon engage In any of the followmg transactIons WIth one or more related organIzatIons Isted In Parts Recelpt of Interest, (ii)annUItIes, royaltIes, or(iv) rent from a controlled entIty . . . . . . . . . . . . . . . . . . . . . 13 GIft, grant, or capItal contrIbutIon to related organIzatIon(1'3 GIft, grant, or capItal contrIbutIon from related organIzatIon(Loans or loan guarantees to or for related organIzatIon(Loans or loan guarantees by related organIzatIon(from related organIzatIon(Sale of assets to related organIzatIon(Purchase of assets from related organIzatIon(Exchange of assets WIth related organIzatIon(Lease of eqUIpment, or other assets to related organIzatIon(Lease of eqUIpment, or other assets from related organIzatIon(Performance of serVIces or membershIp or fundralsmg soIICItatIons for related organIzatIon(Performance of serVIces or membershIp or fundralsmg soIICItatIons by related organIzatIon(SharIng of eqUIpment, lIsts, or other assets WIth related organIzatIon(SharIng of paId employees WIth related organIzatIon(ReImbursement pad to related organIzatIon(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1p ReImbursement paId by related organIzatIon(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1q Other transfer of cash or property to related organIzatIon(Other transfer of cash or property from related organIzatIon(the answer to any of the above Is "Yes," see the InstructIons for InformatIon on who must complete thIs IIne, IncludIng covered relatIonshIps and transactIon thresholds (C) (ID Name of related organIzatIon Transactlon Amount Involved Method of determInIng amount Involved type Schedule (Form 990) 2018 Schedule (Form 990) 2018 Page 4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered ?Yes" on Form 990, Part IV, line 37. Prowde the followmg Information for each entity taxed as a partnership through which the organization conducted more than five percent of its actiwties (measured by total assets or gross revenue) that was not a related organization See instructions regarding exc u5ion for certain investment partnerships a Name, address, and EIN of entity Primary actIVIty (C) Legal domICIle (state or foreign country) Predominant income (related, unrelated, excluded from tax under sections 512- 514) Are all partners section 501(c)(3) organizations? Yes No Share of total income (9) Share of end?of?year assets Disproprtionate allocations? Yes No (I) Code amount in box of Schedule K-l (Form 1065) (J) General or managing partner? Yes 00 Percentage ownership Schedule (Form 990) 2018 Schedule Form 990) 2018 Page 5 Supplemental Information Prowde additional Information for responses to questions on Schedule (see instructions) I Return Reference Explanation Schedule (Form 990) 2018