113 HSGAC BIOGRAPHICAL QUESTIONS FOR EXECUTIVE NOMINEES 1. Basic Biographical Inform?tion Please provide the following information. United States Pasta! Service Bo rd of Governors 10-36-2917 Duncan unca . '3 0 8" 0511973 Present Duncan 0411951 Prggat 33 Chasm!) That Describe Your Current Situation: Never Married Married Separated Annulled Divorced El January L950 June 1971 Minus}: Duncan Jr. 2. Education List all post-secondary schools attended. Cumberlands College 0511971 University of Kentucky University College 9f Law 0811971 051974 Est Pram: 116 images: (A) List all of your employment activities, including unemployment and self-employment. If the employment activity was military duty, list separate employment activity periods to show each change of military duty station. Do not list employment before your 18th birthday unless to provide a minimum of two years of employment history. "9&3 -W. m, Noumea: empkzent . I I mm (excluding selfmloymwt) Inez DepositBank Chairman . in? 09/1974 and CEO Non-government employment American Coalition Est Est (excluding for Clean Coal President \gghinston 09/2012 1212016 and CEO Non-government employment h'ngto E: is: w' (3%?de self myl?ym??f) Republican National Chairman DC 01/2007 010009 Comm?tee and CEO Federal Empioyment 3: $315; Valley Director gum" 03/2005 01/2012 Est Est El E1 (B) List any advisory, consultative, honorary or other part-time service or positions with federal, state, or local governments, not listed elsewhere. Presidents? on White House Chairman Fellows 05/2017 Tennessee Valley Authority Director 03.12006 a a? 117 4. Potential Con?ict of Interest (A) Describe any business relationship, dealing or ?nancial transaction which you have had during the last 10 years, whether for yourself, on behalf of a client, or acting as an agent, that could in any way constitute or result' ip a possible con?ict of interest in the position to which you have been nominated. hp (B) Describe any activity during the past 10 years in which you have engaged for the purpose of directly or indirectly in?uencing the passage, defeat or modi?cation of any legislation or affecting the administration or execution of law or public policy, other than - while in a federal government capacity (So, its: .- 5. Honors and Awards List all scholarships, fellowships, honorary degrees, civilian service citations, military medals, academic or professional honors, honorary society memberships and any other special recognition for outstanding service or achievements. 6. Memberships List all memberships that you have held in professional, social, business, fraternal, scholarly, civic, or charitable organizations in the last 10 years. .Unless relevant to your nomination, you do NOT need to include memberships in charitable organizations available to the public as a result of a tax deductible donation of $1,000 or less, Parent-Teacher Associations or other organizations connected to schools attended by your children, athletic clubs or teams, automobile support organizations (such as discounts clubs (such as Grouponor Sam?s Club), or afi'mity membershipslconsumer clubs (such as frequent flyer memberships). 118 7. Political Activig (B) List any offices held in? or services rendered to a political party or election committee during the last ten years that you have not listed elsewhere. ublican National Committee Kentucky 119 Republican National Member Governance and Oversight i996 2009 Connoittee Executive Committee Republican Nationai Chairman Governance and Oversight 2016 Conventions Credential Committee Repnbiican Nationai Member Governance and Oversight 2004 Conventions Rules Committee Repubiican Na?onai Deiegatc at Large 1972, Conventions 1976,1992, 1996, 2000, 2004, 2008, 2012, 2016 Republican Party of Member Governance and Oversight 1992 Current Kentucky State Central Committee Reputalican Party of Member Governance and Oversight E992 Ctm-ent Kentucky Executive Committee RepublicanParty of Chairman Governance and Oversight 1996 Current Kentucky Budget Committee an Bunning?for Senate Chairman Daily management and strategy 1998 Data Treat and GOP Chairman Governance and Oversight 2911-2012: Data Trust Dorector 201 I-present American Crossroads Member Governance and Oversight 2010 Current 2010 - 2012, Chairman 2016 Senate Leadership Fluid Member Governance and Oversight 2016 Current Chairman 2017mm (C) Itemizc all individual political contributions of $200 or more that you have made in the past five years to any individual, campaign organization, political party, political action committee, or similar entity. Please list each individual contribution and not the total amount contributed to the person or entity during the year. 120 8. Publications and Speeches (A) List the titles, publishers and dates of books, articles, reports or other published materials that you have written, including articles published on the Internet. Please provide the Committee with copies of all listed publications. In lieu of hard copies, electronic copies can be provided via e~mail or other digital format. EPA Owes Georgia More Time, Atlanta Iomal??Constittnriou July 28, 2m More Answers Letter to the Editor New York Times November, 29 l4 (G.O.P. Myopia on Coal) 121 Letter to the Editor (New EPA regulations) September 2013 New EPA Rules Will Kill Clean Coal Wall Street loomed October 29, 20! 3 It is possible that other articles, reports or published materials were issued under my name while 1 served as Chairman of the Republican National Committee and the American Coalition for Clean Coal Electricity. I have included the material contained in my ?les." (B) List any formal speeches you have delivered during the last five years and provide the Committee with copies of those speeches relevant to the position for which you have been nominated. Include any testimony to Congress or any other legislative or administrative body. These items can he provided electronically via e-mall or other digital format. Annual Awards Gala Washington Coal Ciel: 11-28-12 Strategic Planning Meeting MR (Railroad Association) 161?13 122 Animal Mee?ng I?d-State Generation and 4.343 - Transmission Association Remarks National Council of Coal Lessors 4-15-13 Remarks- Contractor/Supplier Meeting of 4?17-13 the Lignlte Energy Council Remarks Politico Policy Brie?ng 7-13-13 Remarks as President and CEO of NARUC Subcommittee on' Clean 7?26-43 Coal Breakfast Huntington Chamber of Ninth Annual Energy 8: Natural 11-12-13 Commerce Raources Remarks Real Clear Politics? Forum 1?15-14 Remarks Ohio Rural Electric Cooperative 2-11?14 Trustees Conference Remarks as President and CEO of Colorado Mining Association 4-15-14 Remarks West Virginia Land Mineral 5-14-14 Owners Association Remarks as President and CEO of Kentucky Chamber of Commerce 7?22-14 Remarks as President and CEO of Paducah Chamber of Commerce 9-11?14 Remarks SME Annual Conference and 2-23-15 Expo Remarks as President and CEO of Coal Alliance 3-23-15 - Remarks 11.5. Court of Appeals Press 4-16-15 Conference Remarks Annual Meeting Associated Electric Cooperative, 6-2?15 Inc. Remarks RAGA Policy Panel 8-3-15 10 (C) List all speeches and testimony you have delivered in the past ten years, except for those the text of which you are providing to the Committee. Cam 123 2016 District LincolnIReagan Bay IGDSMa?onal Press Club 2-26-2060 Dinner-[FL Mitchell, KY Lincoln Martin County Lincoln 3?31-2900 Dinncr?nez, KY Lincoln 63" Annual Fifth District 3-17-?2801 Lincoln Dinner/Corbin, KY Welcome Governor Ernie Fletcher 12-9-2003 Inaugura?onfll?ran kt?ort, KY Lincoln Pulaski County 2-20-04 ClublSomerset, KY History of Rogers Scholars Rogers Scholars Graduation 6-30-06 2006 Campaign Speech Marion County Hardin Day $12-07 OH Campaign Speech Glam 15?: Congressional Bistrict 4-134)? LuncheonJMamvillc, OH Future of the Republican Party of Kentucky GOP Central 1140417 Kentucky Commi?ce?Fx-anklort, KY Humor with Howard Dean Gridiron Club Speech 114}? Role of the RNC Rouse Conference 1-24-08 Retreathreenhn-ier, WV Get Involved Generic Party Been: 2108 Speectharious Localions Speech Calnpaign 2098 National Press Club Campaign lbs-$8 11 124 Meaning and Adventure in Politics County Day 1-1-09 Citizens of the Century Program Johnson County Joint Civic Club 6-23-09 Meetingrl?aintsvillo, KY The Five People Met at Cumberland University of the Cumberiantls 10-10?09 College Alumni Dinner/Williamsburg, KY So You Want to Run for O?lee RPK Party Training/Owenshoro, 11-21-09 KY How to Conduct an Effective Meeting Big Sandy Technical College 3?2-19 Women?s Leadership Seminar Leadership Development Kentucky Agriculture 7-49-10 Leadership Why I Am a Republican KFRW Executive Speech 8-20-19 A Life of Meaning and Adventure Leadership Tri-State Honors 24241 Nelda Barton-Col?ngleorbin, KY Possibilities onour Future Sheldon Clark High School 5?2-11 Seniors History of Rogers Scholars Rogers Scholars Graduation 8-15-11 20] I 9. Criminal Histo Since (and including) your 18?l birthday, has any of the following happened? - Have you been issued a suinmons, citation, or ticket to appear in court in a criminal proceeding against you? (Exclude citations involving tra?ic in?ections where the ?ne was less than $300 and did not include alcohol or dives-i ., 0 Have you been arrested by any police of?cer, sheriff, marshal or any other type of law enforcement o?iciai? No 0 Have you been charged, convicted, or sentenced of a crime in any court? No - Have you been or are you eLn-rentiy on probation or parole? No a Are you currently on trial or awaiting a trial on criminal charges? No 0 To your knowledge, have you ever been the subject or target of a federal." state or local cn?minai investigation? No 12 125 If the answer to any of the questions above is yes, please answer the questions below for each criminal event (citation, arrest, investigation, etc.). If the event was an investigation, where the question below asks for information about the offense, please offer information about the offense under investigation (if Imown). A) B) D) G) Date of offense: 3. Is this an estimate (Yes/No): Description of the speci?c nature of the offense: Did the offense involve any of the following? 1) Domestic violence or a crime of violence (such as battery or assault) against your child. dependent, cohabitant, spouse, former spouse, or someone with whom you share a child in common: Yes {No 2) Firearms or explosives: Yes I No 3) Alcohol or drugs: Yes I No Location where the offense occurred (city, county, state, zip code, country): Were you arrested, summoned, cited or did you receive a ticket to appear as a result of this offense by any police of?cer, sheriff, marshal or any other type of law enforcement official: Yes I No I) Name of the law enforcement agency that arrestedlcitedfsummoned you: 2) Locatidn of the law enforcement agency (city, county, state, zip code, country): As a result of this offense Were you charged, convicted, currently awaiting trial. andlor ordered to appear in court in a criminal proceeding against you: Yes I No I) If yes, provide the name of the com-tend the location of the court (city, county, state, zip code. country): 2) If yes, provide all the charges brought against you for this offense, and the outcome of each charged offense (such as found guilty, found not-guilty, charge dropped or ?nolle pros,? etc). If you, were found guilty of or pleaded guilty to a lesser o??ense, list separately both the original charge and the lesser offense: 3) if no, provide explanation: Were you sentenced as a result of this offense: Yes I No Provide a description of the sentence: Were you sentenced to imprisonment for a term exceeding one year: Yes I No Were you incarcerated as a result of that sentence for not less than one year: Yes I No 13 126 K) If the conviction resulted in imprisonment, provide the dates that you actually were incarcerated: L) If conviction resulted in probation or paroie,'provide the dates of probation or parole: M) Are you currently on trial, awaiting a trial, or awaiting sentencing on criminal charges for this offense: Yes! No 1?0 Provide explanation: 14 127 10. Civil Litigation and Administrative or Leg} ?slative Proceedings (A) Since (and including) your 18th birthday, have you been a party to any public record civil court action or administrative or legislative proceeding of any kind that resulted in (1) a ?nding of wrongdoing against you, or (2) a settlement agreement for you, or some other person or entity, to make a payment to settle allegations against you, or for yogg?tgke 0.: refrain from taking, some action. Do NOT include small claims proceedings. (B) In addition to those listed above, have you or any business of which you were an o?icer, director or owuer ever been involved as a party of interest in any administrative agency proceeding or civil litigation? Please identify and provide details for any proceedings or civil litigation that involve actions taken or emitted by you, or alleged to have been taken or omitted by you, while serving in your official capacity. - ?Li ., :w 4.: 2002 (N 0. 02-58 US District McConnell Determine the The District Court and No. 02-874) . Court for Federal Election constitutionality of the Him and ultimately the DC Commission Partisan Campaign Reform US Supreme Court Act. upheld the statute. 15 128 (C) For responses to the previous question, please identify and provide details for any proceedings or civil litigation that involve actions taken or omitted by you, or all ed to ?k have been. taken or omittedb on, while serving in our ot?cial capacity 11. Breach of Professional Ethics (A) Have you ever been disciplined or cited for a breach of ethics or unprofessional conduct by, or been the subject of a complaint to, any court, administrative agency, professional association, disciplinary committee, or other professional group? Exclude cases and proceedings already listed. No (B) Have you ever been fired from a job, quit a job after being told you would be ?red, left a job by mutual agreement following charges or allegations of misconduct, left a job by mutual agreement following notice of unsatisfactory performance, or received a written warning, been of?cially reprinmnded, suspendedlmu or disci lined for misconduct in the workplace, such as violation of a security policy? if 12. Tax Compliance (This information will not be published in the record of the hearing on your nomination, butxit wili be retained in the Committee?s files and will be available for public inspection.) 16 129 simian 13. Lobbying In the past ten years, have you registered as a lobbyist? If so, please indicate the state, federal, or local bodies with which you have registered (raga House; Senate, California Secretary of State). 14. outside Positions See OGE Form 278. (If, for your nomination, you have completed an OGE Form 278 Executive Branch Personnel Public Financial Disclosure Report, you may check the box here to complete this section and then proceed to the next section.) . For the preceding ten calendar years and the current calendar year, report any positions held, whether compensated or not. Positions include but are not limited to those of an olcer, director, trustee, general partner, proprietorlrepresenta?ve, employee, or consultant of any corporation, ?rm, business enterprise or any non- 18 130 profit organization or educational institution. Exclude positions with religious, social, fraternal, or political entities and those solely of an honorary nature. 15. Agreements or Arrangements See OGE Form 278. (If, for your nomination, you have completed an OGE Form 278 Executive Branch Personnel Public Financial Disclosure Report, you may check the box here to complete this section and then proceed to the next section.) As of the date of filing your OGE Form 278, report your agreements or arrangements for: (1) continuing participation in an employee bene?t plan pension, 401k; deferred compensation); (2) continuation of payment by a former employer (including severance payments); (3) leaves. of absence; and (4) future employment; Provide information regarding any agreements or arrangements you have concerning (1) future employment; (2) a leave of absence during your period of Government service; (3) continuation of payments by a former employer other than the United States GoVernment; and (4) continuing participation in an employee welfare or bene?t plan maintained by a former employer other than United States Government retirement benefits. 19 131 16. Additional Financial Data All information requested under this heading must be provided for yourself, your spouse, and your dependents. (This information will not be published in the record of the hearing on your nomination, but it will be retained in the Committee?s files and will be available for public inspection.) - REDAQTEB REJACFED SIGNATURE AND DATE I hereby state that I have read the foregoing Statement on Biographical and Financial Information and that the information provided therein is, to the best of my knowledge, current, accurate, and complete. Em 124-34 7 26 132