Nominee Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (Updated Jan. 2019) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Wos, Aldona Zofia Ambassador [Chief of Mission], Canada, Department of State Other Federal Government Positions Held During the Preceding 12 Months: Vice-Chair of President's Commission on White House Fellowships (4/2017 - Present) Names of Congressional Committees Considering Nomination: ● Committee on Foreign Relations Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Wos, Aldona Zofia [electronically signed on 10/24/2019 by Wos, Aldona Zofia in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Huitema, David, Certifying Official [electronically signed on 02/28/2020 by Huitema, David in Integrity.gov] Other review conducted by Wos, Aldona Zofia - Page 1 U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 03/04/2020 by Apol, David in Integrity.gov] Wos, Aldona Zofia - Page 2 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 The Louis DeJoy & Aldona Z. Wos Family Foundation, Inc. Greensboro, North Carolina Private Foundation Vice President noncompensated 9/2005 Present 2 The Institute of World Politics Washington, District of Columbia Non-Profit Member, Board of Trustees noncompensated 6/2007 Present 3 The Victims of Communism Memorial Foundation Washington, District of Columbia Non-Profit Member, Board of Trustees noncompensated 4/2009 Present 4 Council of American Ambassadors Washington, District of Columbia Non-Profit Member, Board of Trustees noncompensated 10/2011 Present 5 Duke University School of Law Durham, North Carolina Non-Profit Member, Board of Visitors - noncompensated 8/2018 Present 6 Family Trust #3 Sarasota, Florida Trust Co-Trustee 10/2010 12/2018 7 Family Trust #4 Sarasota, Florida Trust Co-Trustee 9/2010 12/2018 2. Filer's Employment Assets & Income and Retirement Accounts Wos, Aldona Zofia - Page 3 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Profit Sharing Keogh, U.S. Brokerage Account #1 - Institution #1 No 1.1 Profit Sharing U.S. Keogh Account - Cash N/A $1,001 - $15,000 None (or less than $201) 1.2 Procter & Gamble Co Fixed Rate Senior Note N/A $1,001 - $15,000 None (or less than $201) 1.3 Berkshire Hathaway Inc Delaware Fixed Rate Senior Note N/A $15,001 $50,000 None (or less than $201) 1.4 Microsoft Corp Fixed Rate Note N/A $15,001 $50,000 None (or less than $201) 1.5 Invesco Conservative Income Fund Institutional Class (ICIFX) Yes $50,001 $100,000 None (or less than $201) 1.6 Lord Abbett Ultra Short Bond Fund Class F (LUBFX) Yes $50,001 $100,000 None (or less than $201) 1.7 SPDR S&P 500 ETF (SPY) Yes $50,001 $100,000 None (or less than $201) 2 Retirement Insured Money Market, U.S. Bank Account #4 (Cash) - Institution #1 N/A $1,001 - $15,000 None (or less than $201) 3 TransAmerica Financial Life Insurance Company - Max Savers - Annuity - 3% Fixed N/A $15,001 $50,000 None (or less than $201) 3. Filer's Employment Agreements and Arrangements None 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Wos, Aldona Zofia - Page 4 None 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 LDJ Global Strategies, LLC 401(K) Plan No 1.1 American Funds 2020 Target Date Fund R5 Yes 2 XPO Logistics, Inc. N/A 3 LDJ Global Strategies, LLC (Real Estate Investing & Management, Greensboro, NC) 3.1 Management Fees N/A 3.2 LMD Properties, LLC No 3.2.1 Commercial Real Estate, Greensboro/High Point, NC N/A $5,000,001 $25,000,000 3.2.2 U.S. bank account (cash) N/A $15,001 $50,000 3.3 4035 Piedmont Parkway Associates, LLC No 3.3.1 Commercial Real Estate, High Point, NC N/A $5,000,001 $25,000,000 3.3.2 U.S. bank account (cash) N/A $15,001 $50,000 3.4 4000 Piedmont Parkway Associates, LLC No See Endnote VALUE INCOME TYPE INCOME AMOUNT Cash Distribution $8,478 $500,001 $1,000,000 None (or less than $201) Director Fees & Ordinary Income No Management Fees Rent or Royalties $100,001 $1,000,000 None (or less than $201) Rent or Royalties $100,001 $1,000,000 None (or less than $201) Wos, Aldona Zofia - Page 5 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 3.4.1 Commercial Real Estate, High Point, NC N/A $5,000,001 $25,000,000 Rent or Royalties $1,000,001 $5,000,000 3.4.2 U.S. bank account (cash) N/A $1,001 - $15,000 3.5 3280 General Williams W. Drive, LLC No 3.5.1 Commercial Real Estate, Florence, NC N/A $5,000,001 $25,000,000 3.5.2 U.S. bank account (cash) N/A $100,001 $250,000 3.6 3401 Old Burlington Rd Associates, LLC No 3.6.1 Commercial Real Estate, Greensboro, NC N/A $1,000,001 $5,000,000 3.6.2 U.S. bank account (cash) N/A $1,001 - $15,000 3.7 Military Cutoff Associates, LLC No 3.7.1 Commercial Real Estate, Wilmington, NC N/A $5,000,001 $25,000,000 3.7.2 U.S. bank account (cash) N/A $1,001 - $15,000 None (or less than $201) 3.8 LDJ Davie Industrial Ctr 1, LLC No 3.8.1 Commercial Real Estate, Mocksville, NC N/A $5,000,001 $25,000,000 None (or less than $201) 3.9 2570 Florence Harllee Boulevard, LLC No 3.9.1 Commercial Real Estate, Florence, SC N/A $1,000,001 $5,000,000 None (or less than $201) 3.9.2 U.S. bank account (cash) N/A $250,001 $500,000 None (or less than $201) None (or less than $201) Rent or Royalties $1,000,001 $5,000,000 None (or less than $201) Rent or Royalties $100,001 $1,000,000 None (or less than $201) Rent or Royalties $1,000,001 $5,000,000 Wos, Aldona Zofia - Page 6 # DESCRIPTION EIF VALUE INCOME TYPE 3.10 Aircraft Services, LLC No 3.10.1 Aircraft Charter Services, Greensboro, NC N/A $500,001 $1,000,000 None (or less than $201) 3.10.2 U.S. bank account (cash) N/A $15,001 $50,000 None (or less than $201) 3.11 U.S. bank account (cash) #1 N/A $1,001 - $15,000 3.12 U.S. bank account (cash) #2 N/A $50,001 $100,000 None (or less than $201) 3.13 U.S. Brokerage Account #5 - Institution #6 No 3.13.1 FIDELITY INSTITUTIONAL MONEY MARKET TREASURY PORTFOLIO - CL II (FCEXX) Yes $1,000,001 $5,000,000 $50,001 $100,000 4 XPO Logistics, Inc., vested restricted stock units N/A $250,001 $500,000 None (or less than $201) VALUE Interest INCOME AMOUNT $5,001 - $15,000 6. Other Assets and Income # DESCRIPTION EIF INCOME TYPE INCOME AMOUNT 1 U.S. Brokerage Account #2 Institution #1 No 1.1 U.S. Brokerage Account #2 (cash) Institution #1 N/A $1,001 - $15,000 1.2 Apple Inc Sr Fixed Rate Note N/A None (or less than $1,001) Interest $201 - $1,000 1.3 Procter & Gamble Co Fixed Rate Senior Note N/A $15,001 $50,000 Interest $201 - $1,000 1.4 Pfizer Inc Fixed Rate Note N/A $15,001 $50,000 Interest $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 7 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1.5 Colgate-Palmolive Co Medium Term Notes, Fixed Rate Notes Serg G N/A $15,001 $50,000 Interest $201 - $1,000 1.6 Berkshire Hathaway Inc Delaware Fixed Rate Senior Note N/A $15,001 $50,000 Interest $1,001 - $2,500 1.7 Lord Abbett Growth Leaders Fund (LGLCX) Yes $50,001 $100,000 None (or less than $201) 1.8 Lord Abbett Short Duration Income Fund Class A (LALDX) Yes $500,001 $1,000,000 $15,001 $50,000 1.9 Putnam Growth Opportunities Fund Class C (POGCX) Yes $50,001 $100,000 None (or less than $201) 2 U.S. Bank Account #1 (Cash) - Institution #2 N/A $1,001 - $15,000 None (or less than $201) 3 U.S. Bank Account #1 (Cash) - Institution #3 N/A $100,001 $250,000 None (or less than $201) 4 U.S. Bank Account #2 (Cash) - Institution #2 N/A $5,000,001 $25,000,000 None (or less than $201) 5 U.S. Bank Account #3 (Cash) - Institution #2 N/A $1,000,001 $5,000,000 6 U.S. Bank Account #4 (Cash) - Institution #2 N/A $1,001 - $15,000 7 U.S. Bank Account #5 (Cash) - Institution #2 N/A $50,001 $100,000 Interest $201 - $1,000 8 U.S. Brokerage Account #1 Institution #4 No 8.1 U.S. Brokerage Account #1 (cash) Institution #4 N/A $100,001 $250,000 Interest $1,001 - $2,500 8.2 3M COMPANY (MMM) N/A None (or less than $1,001) Dividends $5,001 - $15,000 8.3 ABBOTT LABORATORIES (ABT) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 Interest $100,001 $1,000,000 None (or less than $201) Wos, Aldona Zofia - Page 8 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.4 ABBVIE INC COM (ABBV) N/A None (or less than $1,001) Capital Gains Dividends $15,001 $50,000 8.5 AIR PROD & CHEM INC (APD) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.6 ALTRIA GROUP INC (MO) N/A None (or less than $1,001) Dividends $15,001 $50,000 8.7 AMGEN INC (AMGN) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.8 AUTOMATIC DATA PROCESSING INC (ADP) N/A $100,001 $250,000 Dividends $2,501 - $5,000 8.9 BB & T CORP (BBT) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.10 BLACKROCK INC (BLK) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.11 BROADCOM INC (AVGO) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.12 CHEVRON CORP (CVX) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.13 CISCO SYS INC (CSCO) N/A $250,001 $500,000 Dividends Capital Gains $15,001 $50,000 8.14 COCA COLA CO (KO) N/A $50,001 $100,000 Dividends $1,001 - $2,500 8.15 COMCAST CORP (NEW) CLASS A (CMCSA) N/A $100,001 $250,000 Dividends $1,001 - $2,500 8.16 CROWN CASTLE INTL CORP (CCI) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.17 EXXON MOBIL CORP (XOM) N/A $100,001 $250,000 Dividends $5,001 - $15,000 Wos, Aldona Zofia - Page 9 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.18 HOME DEPOT INC (HD) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.19 HONEYWELL INTERNATIONAL INC (HON) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.20 HP INC COM (HPQ) N/A None (or less than $1,001) Dividends $2,501 - $5,000 8.21 ILL TOOL WORKS INC (ITW) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.22 JOHNSON & JOHNSON (JNJ) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.23 JPMORGAN CHASE & CO (JPM) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.24 ELI LILLY & CO (LLY) N/A $50,001 $100,000 Dividends $1,001 - $2,500 8.25 LOCKHEED MARTIN CORP (LMT) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.26 LYONDELLBASELL NV CL-A (LYB) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.27 MARSH & MCLENNAN COS INC (MMC) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.28 MAXIM INTEGRATED PRODUCTS INC (MXIM) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 8.29 MCDONALDS CORP (MCD) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.30 MEDTRONIC PLC SHS (MDT) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.31 MICROSOFT CORP (MSFT) N/A $250,001 $500,000 Dividends Capital Gains $100,001 $1,000,000 Wos, Aldona Zofia - Page 10 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.32 MONDELEZ INTL INC COM (MDLZ) N/A $250,001 $500,000 Dividends $1,001 - $2,500 8.33 NEXTERA ENERGY INC (NEE) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.34 ONEOK INC (OKE) N/A $50,001 $100,000 Dividends $1,001 - $2,500 8.35 PAYCHEX INC (PAYX) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.36 PEPSICO INC NC (PEP) N/A $250,001 $500,000 Dividends $15,001 $50,000 8.37 PFIZER INC (PFE) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.38 PHILLIPS 66 COM (PSX) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.39 REALTY INCOME CORP (O) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.40 SEMPRA ENERGY (SRE) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.41 SIMON PPTY GROUP INC (SPG) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.42 STARBUCKS CORP WASHINGTON (SBUX) N/A $250,001 $500,000 Dividends $5,001 - $15,000 8.43 TEXAS INSTRUMENTS (TXN) N/A $250,001 $500,000 Dividends Capital Gains $15,001 $50,000 8.44 U S BANCORP COM NEW (USB) N/A $100,001 $250,000 Dividends $5,001 - $15,000 8.45 VALERO ENERGY CP DELA NEW (VLO) N/A $100,001 $250,000 Dividends $5,001 - $15,000 Wos, Aldona Zofia - Page 11 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.46 WEC ENERGY GROUP INC COM (WEC) N/A $250,001 $500,000 Dividends Capital Gains $15,001 $50,000 8.47 WELLS FARGO & CO NEW (WFC) N/A $50,001 $100,000 Dividends $1,001 - $2,500 8.48 WILLIAMS CO INC (WMB) N/A $50,001 $100,000 Dividends $5,001 - $15,000 8.49 HASBRO INC (HAS) N/A None (or less than $1,001) Capital Gains Dividends $5,001 - $15,000 8.50 MC CORMICK AND CO NON VOTING (MKC) N/A None (or less than $1,001) Capital Gains Dividends $15,001 $50,000 8.51 SPDR S&P 500 ETF TRUST (SPY) Yes None (or less than $1,001) $15,001 $50,000 8.52 DARDEN RESTAURANTS (DRI) N/A $50,001 $100,000 None (or less than $201) 8.53 EVERSOURCE ENERGY COM (ES) N/A $15,001 $50,000 8.54 PNC FINL SVCS GP (PNC) N/A $100,001 $250,000 8.55 PROLOGIS INC COM (PLD) N/A $50,001 $100,000 Dividends $201 - $1,000 8.56 SYSCO CORP (SYY) N/A $100,001 $250,000 Dividends $201 - $1,000 8.57 ENBRIDGE INC (ENB) N/A None (or less than $1,001) Dividends $1,001 - $2,500 8.58 MERCK & CO INC NEW COM (MRK) N/A None (or less than $1,001) Dividends $201 - $1,000 8.59 PHILIP MORRIS INTL INC (PM) N/A None (or less than $1,001) Dividends $5,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 12 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.60 PUBLIC STORAGE (PSA) N/A None (or less than $1,001) Dividends $201 - $1,000 8.61 VENTAS INC (VTR) N/A None (or less than $1,001) Dividends $2,501 - $5,000 9 U.S. Brokerage Account #2 Institution #4 No 9.1 ABBVIE INC COM (ABBV) N/A $250,001 $500,000 Dividends Capital Gains $50,001 $100,000 9.2 ALTRIA GROUP INC (MO) N/A $100,001 $250,000 Dividends $15,001 $50,000 9.3 AMERICAN ELECTRIC POWER CO (AEP) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 9.4 AT&T INC (T) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.5 BCE INC (BCE) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.6 BP PLC ADS (BP) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.7 BRITISH AMER TOB SPON ADR (BTI) N/A $100,001 $250,000 Dividends $15,001 $50,000 9.8 CDN IMPL BK COMMERCE (CM) N/A $250,001 $500,000 Dividends $5,001 - $15,000 9.9 CHEVRON CORP (CVX) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.10 COCA COLA CO (KO) N/A $250,001 $500,000 Dividends Capital Gains $15,001 $50,000 9.11 CROWN CASTLE INTL CORP (CCI) N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 9.12 DOMINION ENERGY INC (D) N/A $250,001 $500,000 Dividends $15,001 $50,000 Wos, Aldona Zofia - Page 13 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9.13 DUKE ENERGY CORPORATION (DUK) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.14 EXXON MOBIL CORP (XOM) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.15 GENERAL MILLS INC (GIS) N/A None (or less than $1,001) Dividends $5,001 - $15,000 9.16 GLAXOSMITHKLINE PLC ADR (GSK) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.17 HUNTINGTON BANCSHARES (HBAN) N/A $100,001 $250,000 Dividends $5,001 - $15,000 9.18 INVESCO LTD (IVZ) N/A $50,001 $100,000 Dividends $5,001 - $15,000 9.19 KIMBERLY CLARK CORP (KMB) N/A $50,001 $100,000 Dividends Capital Gains $5,001 - $15,000 9.20 NATIONAL GRID PLC SPON ADR (NGG) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.21 OCCIDENTAL PETROLEUM CORP DE (OXY) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 9.22 PEPSICO INC NC (PEP) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 9.23 PHILIP MORRIS INTL INC (PM) N/A $250,001 $500,000 Dividends $15,001 $50,000 9.24 PNC FINL SVCS GP (PNC) N/A $100,001 $250,000 Dividends $1,001 - $2,500 9.25 PPL CORPORATION (PPL) N/A $100,001 $250,000 Dividends $15,001 $50,000 9.26 PROCTER & GAMBLE (PG) N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 Wos, Aldona Zofia - Page 14 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9.27 REALTY INCOME CORP (O) N/A $100,001 $250,000 Dividends $5,001 - $15,000 9.28 SOUTHERN CO (SO) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 9.29 TOTAL S A SPON ADR (TOT) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 9.30 UNITED PARCEL SER INC CL-B (UPS) N/A $100,001 $250,000 Dividends $5,001 - $15,000 9.31 VENTAS INC (VTR) N/A $100,001 $250,000 Dividends Capital Gains $15,001 $50,000 9.32 VERIZON COMMUNICATIONS (VZ) N/A $250,001 $500,000 Dividends Capital Gains $15,001 $50,000 9.33 VODAFONE GROUP PLC (VOD) N/A $100,001 $250,000 Dividends $15,001 $50,000 9.34 WELLTOWER INC (WELL) N/A $100,001 $250,000 Dividends $5,001 - $15,000 9.35 U.S. Brokerage Account #2 (cash) Institution #4 N/A $100,001 $250,000 Interest $1,001 - $2,500 9.36 ASTRAZENECA PLC ADS (AZN) N/A None (or less than $1,001) Capital Gains Dividends $50,001 $100,000 9.37 ISHARES CORE S&P U.S. VALUE (IUSV) Yes None (or less than $1,001) 9.38 MERCK & CO INC NEW COM (MRK) N/A None (or less than $1,001) Capital Gains Dividends $5,001 - $15,000 9.39 PFIZER INC (PFE) N/A $250,001 $500,000 Capital Gains Dividends $15,001 $50,000 9.40 PUBLIC SERVICE ENTERPRISE GP (PEG) N/A None (or less than $1,001) Capital Gains Dividends $15,001 $50,000 $50,001 $100,000 Wos, Aldona Zofia - Page 15 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9.41 PUBLIC STORAGE (PSA) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 9.42 KRAFT HEINZ CO (KHC) N/A None (or less than $1,001) Dividends $2,501 - $5,000 9.43 SANOFI ADR (SNY) N/A None (or less than $1,001) Dividends $2,501 - $5,000 9.44 AMCOR PLC (AMCR) N/A $50,001 $100,000 Dividends $201 - $1,000 9.45 AMGEN INC (AMGN) N/A $50,001 $100,000 9.46 ENBRIDGE INC (ENB) N/A $100,001 $250,000 Dividends $2,501 - $5,000 9.47 GILEAD SCIENCE (GILD) N/A $100,001 $250,000 Dividends $1,001 - $2,500 9.48 LYONDELLBASELL NV CL-A (LYB) N/A $100,001 $250,000 9.49 REGIONS FINANCIAL CORP NEW (RF) N/A $50,001 $100,000 9.50 ROYAL DUTCH SHELL PLC CL B (RDS'B) N/A $50,001 $100,000 None (or less than $201) 9.51 TC ENERGY CORP (TRP) N/A $50,001 $100,000 None (or less than $201) 10 U.S. Brokerage Account #3 Institution #4 No 10.1 XPO LOGISTICS INC (XPO) N/A $25,000,001 $50,000,000 10.2 CLEARFORK CAPITAL FUND LLC Yes $1,000,001 $5,000,000 $5,001 - $15,000 10.3 GS EXCHANGE PLACE LP Yes $1,000,001 $5,000,000 $5,001 - $15,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $1,001 - $2,500 $1,000,001 $5,000,000 Wos, Aldona Zofia - Page 16 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 10.4 U.S. Brokerage Account #3 (cash) Institution #4 N/A $500,001 $1,000,000 Interest $5,001 - $15,000 10.5 CALL XPO 01/17/20 72.500 (XPO 200117C00072500) N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 10.6 CALL XPO 05/17/19 85.000 (XPO 190517C00085000) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 10.7 CALL XPO 01/18/19 90.000 (XPO 190118C00090000) N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 10.8 CALL XPO 01/18/19 110.000 (XPO 190118C00110000) N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 10.9 CALL XPO 01/18/19 120.000 (XPO 190118C00120000) N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 10.10 CALL XPO 02/21/20 85.000 (XPO 200221C00085000) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 10.11 CARTER'S (CRI) N/A None (or less than $1,001) Dividends $201 - $1,000 10.12 BAXTER INTL INC (BAX) N/A None (or less than $1,001) Dividends $201 - $1,000 10.13 FLOWERS FOODS INC (FLO) N/A None (or less than $1,001) Dividends $201 - $1,000 10.14 ATMOS ENERGY CP (ATO) N/A None (or less than $1,001) Dividends $201 - $1,000 10.15 UNITED TECHNOLOGIES CORP (UTX) N/A None (or less than $1,001) Dividends $201 - $1,000 10.16 PHILLIPS 66 COM (PSX) N/A None (or less than $1,001) Dividends $201 - $1,000 10.17 HARRIS CORPORATION DELAWARE (HRS) N/A None (or less than $1,001) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 17 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 10.18 MC DONALDS CORP (MCD) N/A None (or less than $1,001) Dividends $201 - $1,000 10.19 CHURCH & DWIGHT CO INC (CHD) N/A None (or less than $1,001) Dividends $201 - $1,000 10.20 HIGHWOODS PROPERTIES (HIW) N/A None (or less than $1,001) Dividends $201 - $1,000 10.21 TAPESTRY INC (TPR) N/A None (or less than $1,001) Dividends $201 - $1,000 10.22 AMERICAN WATER WORKS CO (AWK) N/A None (or less than $1,001) Dividends $201 - $1,000 10.23 AQUA AMER INC (WTR) N/A None (or less than $1,001) Dividends $201 - $1,000 10.24 CHEVRON CORP (CVX) N/A None (or less than $1,001) Dividends $201 - $1,000 10.25 WALT DISNEY CO HLDG CO (DIS) N/A None (or less than $1,001) Dividends $201 - $1,000 10.26 BANK OF HAWAII CORP (BOH) N/A None (or less than $1,001) Dividends $201 - $1,000 10.27 ELI LILLY & CO (LLY) N/A None (or less than $1,001) Dividends $201 - $1,000 10.28 EXXON MOBIL CORP (XOM) N/A None (or less than $1,001) Dividends $1,001 - $2,500 10.29 PFIZER INC (PFE) N/A None (or less than $1,001) Dividends $1,001 - $2,500 10.30 JOHNSON & JOHNSON (JNJ) N/A None (or less than $1,001) Dividends $1,001 - $2,500 10.31 HAWAIIAN ELECTRIC IND (HE) N/A None (or less than $1,001) Dividends $1,001 - $2,500 11 U.S. Brokerage Account #4 Institution #4 No Wos, Aldona Zofia - Page 18 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.1 AEGON NV 6.3750% SERIES (AEH) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.2 AEGON NV 6.5000 SERIES (AED) N/A None (or less than $1,001) Dividends $201 - $1,000 11.3 AGNC INVT CORP CUM 1/1000 7% C (AGNCN) N/A $15,001 $50,000 Dividends $201 - $1,000 11.4 AIR LEASE CORP NON CUM PFD A (AL.A) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.5 ALGONQUIN POWER & UTILITIES CORP 6.875%-A NOTE (AQNA) N/A $15,001 $50,000 Interest $201 - $1,000 11.6 ALLSTATE CORP 5.1% FIXED TO 01/2023 THEN FLOATS THEREAFTER NOTE (ALL.B) N/A $50,001 $100,000 Interest $1,001 - $2,500 11.7 ALLSTATE CORP 6.625%-E (ALL.E) N/A None (or less than $1,001) Dividends $1,001 - $2,500 11.8 AMERICAN HOMES 4 RENT 6.25%-H (AMH.H) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.9 ANNALY CAP MGMNT 6.95%-F (NLY.F) N/A $15,001 $50,000 Dividends $201 - $1,000 11.10 ASPEN INSURANCE HLDG LTD 5.95% (AHL.C) N/A $100,001 $250,000 Dividends $5,001 - $15,000 11.11 ASPEN INSURANCE HOLDINGS 5.625 (AHL.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.12 AT&T INC 5.625% NOTE (TBC) N/A $15,001 $50,000 Dividends Interest $201 - $1,000 11.13 AXIS CAP HOLDINGS LTD 5.5%-E (AXS.E) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.14 BANCO SANTANDER SA GTD SECS 6 (SAN.B) N/A $15,001 $50,000 Dividends $201 - $1,000 11.15 BANK OF AMERICA CORP 6%-GG (BAC.B) N/A $15,001 $50,000 Dividends $201 - $1,000 Wos, Aldona Zofia - Page 19 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.16 BANK OF AMERICA CORP 6.2%-CC (BAC.C) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.17 BANK OF AMERICA CORP 6.5%-Y (BAC.Y) N/A $15,001 $50,000 Dividends $201 - $1,000 11.18 BANK OF AMERICA CORP 6.625%-W (BAC.W) N/A None (or less than $1,001) Dividends $1,001 - $2,500 11.19 BK OF AMERICA CO 5.875% SER-HH (BAC.K) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.20 CAPITAL ONE 6.25%-C (COF.C) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.21 CAPITAL ONE FINANCIAL 6%-B (COF.P) N/A $15,001 $50,000 Dividends $201 - $1,000 11.22 CAPITAL ONE FINANCIAL CO 6%-H (COF.H) N/A $15,001 $50,000 Dividends $201 - $1,000 11.23 CAPITAL ONE FINL CORP 6.70%-D (COF.D) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.24 CHARLES SCHWAB CORP 5.95%-D (SCHW.D) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.25 CHS INC (CHSCN) N/A $100,001 $250,000 Dividends $5,001 - $15,000 11.26 CHS INC (CHSCM) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.27 CHS INC PERPETUAL PRF CL B (CHSCO) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.28 CHS INC/RED PFD CL B S 4 (CHSCL) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.29 CITIGROUP CAPT XIII 7.875% FIXED 10/30/15 FLOATS AFTER NOTE (C.N) N/A $50,001 $100,000 Interest $1,001 - $2,500 11.30 CITIGROUP INC 6.875%-K (C.K) N/A $100,001 $250,000 Dividends Capital Gains $2,501 - $5,000 Wos, Aldona Zofia - Page 20 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.31 CITIGRP INC 7.125%-J (C.J) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.32 CITIZENS FIN GROUP 6.35%-D (CFG.D) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.33 CMS ENERGY CORP 5.875% NOTE (CMSD) N/A $15,001 $50,000 Interest $201 - $1,000 11.34 CMS ENERGY CORP 5.875% NOTE (CMSC) N/A $1,001 - $15,000 Interest $201 - $1,000 11.35 COLONY CAP 7.125% CUM J (CLNY.J) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.36 COLONY CAP INC NEW CUM E PRF (CLNY.E) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.37 DIGITAL REALTY TRST 5.850-K (DLR.K) N/A $15,001 $50,000 Dividends $201 - $1,000 11.38 DIGITAL REALTY TRUST 7.375%-H (DLR.H) N/A None (or less than $1,001) Dividends $201 - $1,000 11.39 DIGITAL RLTY TR INC RED SER C (DLR.C) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.40 DUKE ENERGY CORP 5.625% NOTE (DUK.B) N/A $1,001 - $15,000 Interest $201 - $1,000 11.41 ENBRIDGE INC 6.375%-B NOTE (ENBA) N/A $50,001 $100,000 Dividends Interest $2,501 - $5,000 11.42 ENSTAR GROUP LTD 7%-D (ESGRP) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.43 F N B CORP FLA DEP SHS REPSTG (FNB.E) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.44 FARMLAND PARTNERS INC 6%-B (FPI.B) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.45 FIFTH THIRD BANCORP 6.625%-L (FITBL) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.46 GLOBAL NET LEASE INC PFD SER A (GNL.A) N/A $1,001 - $15,000 Dividends $201 - $1,000 Wos, Aldona Zofia - Page 21 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.47 GMAC CAP TRUST I 8.125% TO 2/15/2016 FLOATS AFTER NOTE (ALLY.A) N/A $100,001 $250,000 Interest $5,001 - $15,000 11.48 GOLDMAN SACHS GRP INC 5.50%-J (GS.J) N/A $100,001 $250,000 Dividends $2,501 - $5,000 11.49 GOLDMAN SACHS GRP INC 6.375%-K (GS.K) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 11.50 HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER NOTE (HGH) N/A $15,001 $50,000 Interest $1,001 - $2,500 11.51 HUNTINGTON BANCSHARES 6.25%-D (HBANO) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.52 IBERIABANK CORP SHS PFD SR B (IBKCP) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.53 ING GROEP NV 6.1250% SER (ISG) N/A $15,001 $50,000 Dividends $201 - $1,000 11.54 INVESCO MTG CAP INC 7.75%-B (IVR.B) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.55 JPMORGAN CHASE & CO 5.75-DD (JPM.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.56 JPMORGAN CHASE & CO 6.0% S-EE (JPM.C) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.57 JPMORGAN CHASE & CO 6.15% BB (JPM.H) N/A $15,001 $50,000 Dividends $201 - $1,000 11.58 JPMORGAN CHASE & CO 6.3%-W (JPM.E) N/A None (or less than $1,001) Dividends $1,001 - $2,500 11.59 KEYCORP 6.125% SER-E (KEY.I) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 11.60 MB FINANCIAL INC NEW SER C (MBFIO) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.61 MORGAN STANLEY 5.85%-K (MS.K) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.62 MORGAN STANLEY 6.375%-I (MS.I) N/A $100,001 $250,000 Dividends $2,501 - $5,000 Wos, Aldona Zofia - Page 22 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.63 MORGAN STANLEY 6.875%-F (MS.F) N/A $100,001 $250,000 Dividends $5,001 - $15,000 11.64 MORGAN STANLEY 7.125%-E (MS.E) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.65 NEW YORK CMNTY BC INC SER A (NYCB.A) N/A $100,001 $250,000 Dividends $2,501 - $5,000 11.66 NEXTERA ENERGY CAPITAL HOLDINGS INC 5.65% NOTE (NEE.N) N/A $15,001 $50,000 Interest $201 - $1,000 11.67 NISOURCE INC 6% DEP PFD B (NI.B) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.68 PARTNERRE LTD 6.50% RED PFD G (PRE.G) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.69 PARTNERRE LTD 7.25% RED SER H (PRE.H) N/A $100,001 $250,000 Dividends $5,001 - $15,000 11.70 PEOPLES UNITED FIN INC SER A (PBCTP) N/A $100,001 $250,000 Dividends $2,501 - $5,000 11.71 PNC FINL-P 6.125% FLTS 5/01/22 (PNC.P) N/A $50,001 $100,000 Dividends Capital Gains $1,001 - $2,500 11.72 PRUDENTIAL FINANCIAL INC 5.625% NOTE (PRS) N/A $1,001 - $15,000 Interest $201 - $1,000 11.73 QWEST CORP 6.875% NOTE (CTV) N/A $15,001 $50,000 Interest $1,001 - $2,500 11.74 REGIONS FINANCIAL CO 6.375%-B (RF.B) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.75 REGIONS FINL CORP 6.375%-A (RF.A) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.76 REINSURANCE GROUP AMERICA INC NOTE (RZA) N/A $50,001 $100,000 Interest $2,501 - $5,000 11.77 REINSURANCE GRP OF AMERICA (RZB) N/A $100,001 $250,000 Dividends $2,501 - $5,000 Wos, Aldona Zofia - Page 23 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.78 SCE TRUST IV 5.375%-J (SCE.J) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.79 SCE TRUST V 5.45%-K (SCE.K) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.80 STATE ST CO 5.90%-D FXD-TO-FLT (STT.D) N/A $15,001 $50,000 Dividends Capital Gains $1,001 - $2,500 11.81 STATE STREET CORP 5.350%-G (STT.G) N/A $50,001 $100,000 Dividends Capital Gains $5,001 - $15,000 11.82 STIFEL FINANCIAL CORP 6.25% (SF.A) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.83 SYNOVUS FINL CORP PFD SER D (SNV.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.84 TAUBMAN CENTERS INC 6.5% SER-J (TCO.J) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.85 THE HARTFORD FIN SER6.0%SER-G (HIG.G) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.86 TORCHMARK CORP NOTE (TMK.C) N/A None (or less than $1,001) Interest $201 - $1,000 11.87 TWO HARBORS INVSTMNT C 7.25%-C (TWO.C) N/A $15,001 $50,000 Dividends $201 - $1,000 11.88 U.S. BANCORP 5.5%-K (USB.P) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.89 URSTADT BIDDLE PPTYS INC SER H (UBP.H) N/A $1,001 - $15,000 11.90 US BANCORP-F 6.5% FLTS 1/15/22 (USB.M) N/A $15,001 $50,000 Dividends $201 - $1,000 11.91 VALLEY NATL BANCORP SER-A (VLYPP) N/A $15,001 $50,000 Dividends $1,001 - $2,500 11.92 VALLEY NATL BANCRP 5.50% PFD-B (VLYPO) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.93 WELLS FARGO & CO 5.7%-W (WFC.W) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.94 WELLS FARGO & COMPANY 6%-V (WFC.V) N/A $15,001 $50,000 Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 24 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.95 WELLS FARGO & COMPANY 6.625%-R (WFC.R) N/A $100,001 $250,000 Dividends Capital Gains $5,001 - $15,000 11.96 WELLS FARGO 5.85-Q FIXD-TO-FLT (WFC.Q) N/A $50,001 $100,000 Dividends $2,501 - $5,000 11.97 WINTRUST FINANCIAL CORP (WTFCM) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 11.98 ZIONS BANCORP NA 6.3000% SRS G (ZB.G) N/A $50,001 $100,000 Dividends $1,001 - $2,500 11.99 U.S. Brokerage Account #4 (cash) Institution #4 N/A $100,001 $250,000 Interest $201 - $1,000 11.100 AEGON FUNDING COMPANY 5.10% NOTES (AEGOZ) N/A $15,001 $50,000 11.101 AFFILIATED MANAGERS GROUP INC 5.875% NOTE (MGR) N/A $15,001 $50,000 Interest $201 - $1,000 11.102 AGNC INVESTMENT CORP 06.875%-D (AGNCM) N/A $1,001 - $15,000 Dividends $201 - $1,000 11.103 ALGONQUIN PWR & UTILS CORP A NOTE (AQNB) N/A $50,001 $100,000 Interest $201 - $1,000 11.104 ALLSTATE CORP 5.100 H (ALL.H) N/A $15,001 $50,000 Dividends $201 - $1,000 11.105 ANNALY CAP MGMT INC PFD SER I (NLY.I) N/A $50,001 $100,000 Dividends $201 - $1,000 11.106 ASPEN INSURANCE HOLDINGS 5.625 (AHL.E) N/A $1,001 - $15,000 None (or less than $201) 11.107 ATHENE HOLDING LTD 5.625 SER-B (ATH.B) N/A $15,001 $50,000 None (or less than $201) 11.108 ATHENE HOLDING LTD 6.35 SER A (ATH.A) N/A $15,001 $50,000 None (or less than $201) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 25 # DESCRIPTION EIF VALUE INCOME TYPE 11.109 BANK OF AMERICA CO 5.00 SER LL (BAC.N) N/A $15,001 $50,000 None (or less than $201) 11.110 CAPITAL ONE FINANCIAL 5%-I PRF NOTE (COF.I) N/A $50,001 $100,000 None (or less than $201) 11.111 DIGITAL RLTY TST INC 5.20%SERL (DLR.L) N/A $15,001 $50,000 None (or less than $201) 11.112 DUKE ENERGY CORP 5.75%-A (DUK.A) N/A $15,001 $50,000 11.113 FIFTH THIRD BANCORP 6% NCUM PF (FITBP) N/A $1,001 - $15,000 11.114 GLOBE LIFE INC 6.125 BOND (GL.C) N/A $15,001 $50,000 11.115 NATIONAL RURAL UTIL COOP 5.50% NOTE (NRUC) N/A $1,001 - $15,000 None (or less than $201) 11.116 SOUTH JERSEY INDUSTRIES INC 5.6250% NOTE (SJIJ) N/A $1,001 - $15,000 None (or less than $201) 11.117 SPIRE INC 5.90% SER-A (SR.A) N/A $1,001 - $15,000 None (or less than $201) 11.118 SYNOVUS FINL CORP SER E 5.875% (SNV.E) N/A $1,001 - $15,000 None (or less than $201) 11.119 TCF FINANCIAL CORPORATION NEW (TCFCP) N/A $1,001 - $15,000 Dividends $201 - $1,000 12 U.S. Brokerage Account #1 Institution #5 No 12.1 ABBOTT LABS COM (ABT) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.2 ALTRIA GROUP INC COM (MO) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.3 AMDOCS LTD COM GUERNSEY (DOX) N/A None (or less than $1,001) Dividends $1,001 - $2,500 Dividends INCOME AMOUNT $201 - $1,000 None (or less than $201) Interest $201 - $1,000 Wos, Aldona Zofia - Page 26 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.4 AMERICAN WTR WKS CO INC NEW COM (AWK) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.5 ANNALY CAP MGMT INC REIT (NLY) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.6 AQUA AMERICA INC COM (WTR) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 12.7 AT&T INC COM (T) N/A None (or less than $1,001) Dividends $2,501 - $5,000 12.8 ATMOS ENERGY CORP COM (ATO) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.9 AUTOZONE INC COM (AZO) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.10 BANK HAWAII CORP COM (BOH) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.11 BAXTER INTL INC COM (BAX) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.12 BECTON DICKINSON & CO COM (BDX) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 12.13 CARTER HLDGS INC COM (CRI) N/A None (or less than $1,001) Dividends $201 - $1,000 12.14 CBOE HLDGS INC COM (CBOE) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 12.15 CHEVRON CORP COM (CVX) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.16 CHURCH & DWIGHT INC COM (CHD) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.17 CLOROX CO COM (CLX) N/A None (or less than $1,001) Dividends $2,501 - $5,000 Wos, Aldona Zofia - Page 27 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.18 CVS HEALTH CORP COM (CVS) N/A None (or less than $1,001) Dividends $201 - $1,000 12.19 DAVITA INC COM (DVA) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 12.20 DISNEY WALT CO COM DISNEY (DIS) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.21 DOLLAR GEN CORP NEW COM (DG) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.22 EQUITY COMMONWEALTH REITS (EQC) N/A None (or less than $1,001) Dividends $15,001 $50,000 12.23 EQUITY LIFESTYLE PPTYS INC REITS (ELS) N/A None (or less than $1,001) Dividends $2,501 - $5,000 12.24 EXXON MOBIL CORP COM (XOM) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.25 FEDERATED GOVT OBLIGS FUND PREMIER CLASS (GOFXX) Yes None (or less than $1,001) 12.26 GENPACT LTD COM (G) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.27 HARRIS CORP DEL COM (HRS) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.28 HAWAIIAN ELEC INDUSTRIES COM (HE) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.29 HIGHWOODS PPTYS INC COM (HIW) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.30 INTERNATIONAL FLAVORS&FRAGRANC COM (IFF) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.31 JOHNSON & JOHNSON COM (JNJ) N/A None (or less than $1,001) Dividends $5,001 - $15,000 $5,001 - $15,000 Wos, Aldona Zofia - Page 28 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.32 KELLOGG CO COM (K) N/A None (or less than $1,001) Dividends $201 - $1,000 12.33 KEURIG DR PEPPER INC COM (KDP) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.34 LIFE STORAGE INC REITS (LSI) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.35 LILLY ELI & CO COM (LLY) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.36 MADISON SQUARE GARDEN CO NEW COM CL A (MSG) N/A None (or less than $1,001) 12.37 MCDONALDS CORP COM (MCD) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.38 MOTOROLA SOLUTIONS INC NEW COM (MSI) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.39 NXP SEMICONDUCTORS NV COM NETHERLANDS (NXPI) N/A None (or less than $1,001) Dividends $201 - $1,000 12.40 PFIZER INC COM (PFE) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.41 PHILIP MORRIS INTL INC COM (PM) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.42 PHILLIPS 66 COM (PSX) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.43 RAYTHEON CO COM NEW (RTN) N/A None (or less than $1,001) Dividends $2,501 - $5,000 12.44 RENAISSANCERE HOLDINGS LTD COM BERMUDA (RNR) N/A None (or less than $1,001) Dividends $201 - $1,000 12.45 ROYAL GOLD INC COM (RGLD) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 None (or less than $201) Wos, Aldona Zofia - Page 29 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.46 SUN COMMUNITIES INC REITS (SUI) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.47 SYSCO CORP COM (SYY) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.48 TAPESTRY INC COM (TPR) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.49 TWENTY-FIRST CENTY FOX INC CL A COM (FOXA) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 12.50 U S G CORP COM NEW (USG) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 12.51 UNITED TECHNOLOGIES CORP COM (UTX) N/A None (or less than $1,001) Dividends $201 - $1,000 12.52 ZOETIS INC CL A COM (ZTS) N/A None (or less than $1,001) Dividends $201 - $1,000 12.53 AETNA INC (AET) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.54 AMERISOURCEBERGEN CORP (ABC) N/A None (or less than $1,001) Capital Gains Dividends $1,001 - $2,500 12.55 ASPEN INS HLDGS LTD (AHL) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 12.56 AGILENT TECHNOLOGIES INC (A) N/A None (or less than $1,001) Dividends $201 - $1,000 12.57 AGNC INVT CORP (AGNC) N/A None (or less than $1,001) Dividends $201 - $1,000 12.58 BIO RAD LABS INC (BIO) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.59 CABOT OIL & GAS CORP (COG) N/A None (or less than $1,001) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 30 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.60 CABLE ONE INC (CABO) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 12.61 DISCOVERY INC (DISCA) N/A None (or less than $1,001) Capital Gains $201 - $1,000 12.62 DUNKIN BRANDS GROUP INC (DNKN) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 12.63 FLOWERS FOODS INC (FLO) N/A None (or less than $1,001) Dividends $201 - $1,000 12.64 EBAY INC (EBAY) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 12.65 FACEBOOK INC (FB) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.66 GRANITE PT MTG TR INC (GPMT) N/A None (or less than $1,001) Dividends $201 - $1,000 12.67 HASBRO INC (HAS) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.68 IAC / INTERACTIVECORP (IAC) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.69 IQVIA HLDGS INC (IQV) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.70 LAUDER ESTEE COS INC (EL) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 12.71 LULULEMON ATHLETICA INC (LULU) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 12.72 MAXIM INTEGRATED PRODS INC (MXIM) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 12.73 MONSANTO CO (MON) N/A None (or less than $1,001) Capital Gains Dividends $15,001 $50,000 Wos, Aldona Zofia - Page 31 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.74 MFA FINL INC (MFA) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.75 MORNINGSTAR INC (MORN) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 12.76 NEW RESIDENTIAL INVT CORP (NRZ) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 12.77 NEW YORK CMNTY BANCORP INC (NYCB) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.78 NEUROCRINE BIOSCIENCES INC (NBIX) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 12.79 ORBITAL ATK INC (OA) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 12.80 PATTERSON COS INC (PDCO) N/A None (or less than $1,001) Dividends $1,001 - $2,500 12.81 PERKINELMER INC (PKI) N/A None (or less than $1,001) Capital Gains Dividends $1,001 - $2,500 12.82 PERRIGO CO (PRGO) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 12.83 ROCKWELL COLLINS (COL) N/A None (or less than $1,001) Capital Gains Dividends $5,001 - $15,000 12.84 SCRIPPS NETWORKS INTERACTIVE INC (SNI) N/A None (or less than $1,001) Capital Gains Dividends $1,001 - $2,500 12.85 TIME WARNER INC (TWC) N/A None (or less than $1,001) Capital Gains Dividends $2,501 - $5,000 12.86 US FOODS HLDG CORP (USFD) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 12.87 WATERS CORP (WAT) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 Wos, Aldona Zofia - Page 32 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 12.88 XL GROUP LTD (XL) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 12.89 PROASSURANCE CORP (PRA) N/A None (or less than $1,001) Dividends $5,001 - $15,000 12.90 SCHLUMBERGER LTD (SLB) N/A None (or less than $1,001) Dividends $201 - $1,000 12.91 SONOCO PRODS CO (SON) N/A None (or less than $1,001) Dividends $201 - $1,000 12.92 WESTAR ENERGY INC (WR) N/A None (or less than $1,001) Dividends $201 - $1,000 13 U.S. Brokerage Account #1 Institution #6 No 13.1 BB&T CORP NON_CUMULATIVE PERPETUAL PREFERRED SERIES F (BBT.F) N/A $1,001 - $15,000 None (or less than $201) 13.2 BB&T CORP NON_CUMULATIVE PERPETUAL PREFERRED SERIES G (BBT.G) N/A $1,001 - $15,000 None (or less than $201) 13.3 FEDERATED PRIME CASH OBLIGATIONS WS (PCOXX) Yes $1,000,001 $5,000,000 $100,001 $1,000,000 13.4 U.S. Brokerage Account #1 (cash) Institution #6 N/A None (or less than $1,001) 13.5 EATON VANCE FLOATING RATE FUND I (EIBLX) Yes None (or less than $1,001) $100,001 $1,000,000 13.6 FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND I CLASS (FFRIX) Yes None (or less than $1,001) $100,001 $1,000,000 13.7 GENERAL ELECTRIC CO (GE) N/A None (or less than $1,001) 13.8 PIONEER HIGH INCOME MUNICIPAL Y FUND (HIMYX) Yes $5,000,001 $25,000,000 14 U.S. Brokerage Account #2 Institution #6 No Interest Dividends $1,001 - $2,500 $5,001 - $15,000 None (or less than $201) Wos, Aldona Zofia - Page 33 # DESCRIPTION EIF VALUE 14.1 MILLBURN MULTI MKTS A LP Yes $250,001 $500,000 None (or less than $201) 14.2 NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND (NID) Yes $250,001 $500,000 $15,001 $50,000 14.3 HANOVER VA, RATE 4.0%, MATURES 07/01/22 - MUNICIPAL BONDS N/A $50,001 $100,000 14.4 FIDELITY INVESTMENTS MONEY MARKET FUND CL II (FCIXX) Yes None (or less than $1,001) 14.5 U.S. Brokerage Account (cash) #2 Institution #6 N/A None (or less than $1,001) Interest $201 - $1,000 14.6 US TREASURY BILL N/A $5,000,001 $25,000,000 Interest $100,001 $1,000,000 14.7 JPM SECURITIES COMMERCIAL PAPER DISCOUNTED DUE 02/06/20 N/A $5,000,001 $25,000,000 None (or less than $201) 15 U.S. Brokerage Account #1 Institution #7 No 15.1 SCHWAB VALUE ADVANTAGE MONEY FUND (SWVXX) Yes $100,001 $250,000 $2,501 - $5,000 15.2 U.S. Brokerage Account #1 (cash) Institution #7 N/A $1,001 - $15,000 None (or less than $201) 16 WARBURG PINCUS XI FUND Yes $1,000,001 $5,000,000 $100,001 $1,000,000 17 WARBURG PINCUS XII FUND Yes $1,000,001 $5,000,000 $100,001 $1,000,000 18 DeJoy Investments No. 1 (U.S. bank account (cash)) N/A $1,001 - $15,000 None (or less than $201) 19 The Louis DeJoy Family Partnership, LLC 19.1 U.S. Bank Account #7 (cash) - Institution #2 See Endnote INCOME TYPE Interest INCOME AMOUNT $5,001 - $15,000 $1,001 - $2,500 No N/A $100,001 $250,000 Interest $15,001 $50,000 Wos, Aldona Zofia - Page 34 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.2 U.S. Bank Account #8 (cash) - Institution #2 N/A $15,001 $50,000 None (or less than $201) 19.3 U.S. Brokerage Account #3 Institution #6 No 19.3.1 DWS GOVERNMENT & AGENCY MONEY FUND (DTGXX) Yes $1,000,001 $5,000,000 $50,001 $100,000 19.3.2 EATON VANCE FLOATING RATE FUND I (EIBLX) Yes None (or less than $1,001) $100,001 $1,000,000 19.3.3 FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND I CLASS (FFRIX) Yes None (or less than $1,001) $50,001 $100,000 19.3.4 U.S. Brokerage Account #3 (cash) Institution #6 N/A None (or less than $1,001) Interest $201 - $1,000 19.4 U.S. Brokerage Account #4 Institution #6 No 19.4.1 US TREASURY BILL N/A $5,000,001 $25,000,000 Interest $100,001 $1,000,000 19.4.2 U.S. Brokerage Account #4 (cash) Institution #6 N/A None (or less than $1,001) Interest $1,001 - $2,500 19.4.3 JP Morgan Securities Commercial Paper N/A None (or less than $1,001) Interest $15,001 $50,000 19.5 U.S. Brokerage Account #5 Institution #4 No 19.5.1 XPO LOGISTICS INC (XPO) N/A $5,000,001 $25,000,000 Capital Gains $100,001 $1,000,000 19.5.2 CLEARFORK CAPITAL LLC Yes $1,000,001 $5,000,000 $5,001 - $15,000 19.5.3 GS EXCHANGE PLACE LP Yes $1,000,001 $5,000,000 $5,001 - $15,000 19.5.4 U.S. Brokerage Account #5 (cash) Institution #4 N/A $250,001 $500,000 None (or less than $201) Wos, Aldona Zofia - Page 35 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.5.5 CALL XPO 01/17/20 72.500 (XPO 200117C00072500) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 19.5.6 CALL XPO 05/17/19 90.000 (XPO 190517C00090000) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 19.5.7 CALL XPO 01/18/19 120.000 (XPO 190118C00120000) N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 19.6 U.S. Brokerage Account #6 Institution #4 No 19.6.1 AEGON NV 6.3750% SERIES (AEH) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.2 AEGON NV 6.5000 SERIES (AED) N/A None (or less than $1,001) Dividends $201 - $1,000 19.6.3 AGNC INVT CORP CUM 1/1000 7% C (AGNCN) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.4 AIR LEASE CORP NON CUM PFD A (AL.A) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.5 ALGONQUIN POWER & UTILITIES CORP 6.875%-A NOTE (AQNA) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.6 ALLSTATE CORP 5.1% FIXED TO 01/2023 THEN FLOATS THEREAFTER NOTE (ALL.B) N/A $15,001 $50,000 Interest $1,001 - $2,500 19.6.7 ALLSTATE CORP 6.625%-E (ALL.E) N/A None (or less than $1,001) Dividends $1,001 - $2,500 19.6.8 AMERICAN HOMES 4 RENT 6.25%-H (AMH.H) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.9 ANNALY CAP MGMNT 6.95%-F (NLY.F) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.1 0 ASPEN INSURANCE HLDG LTD 5.95% (AHL.C) N/A $50,001 $100,000 Dividends $2,501 - $5,000 19.6.1 1 ASPEN INSURANCE HOLDINGS 5.625 (AHL.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 Wos, Aldona Zofia - Page 36 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.1 2 AT&T INC 5.625% NOTE (TBC) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.1 3 AXIS CAP HOLDINGS LTD 5.5%-E (AXS.E) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.1 4 BANCO SANTANDER SA GTD SECS 6 (SAN.B) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.1 5 BANK OF AMERICA CORP 6%-GG (BAC.B) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.1 6 BANK OF AMERICA CORP 6.2%-CC (BAC.C) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.1 7 BANK OF AMERICA CORP 6.5%-Y (BAC.Y) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.1 8 BANK OF AMERICA CORP 6.625%-W (BAC.W) N/A None (or less than $1,001) Dividends $1,001 - $2,500 19.6.1 9 BK OF AMERICA CO 5.875% SER-HH (BAC.K) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.2 0 CAPITAL ONE 6.25%-C (COF.C) N/A $1,001 - $15,000 19.6.2 1 CAPITAL ONE FINANCIAL 6%-B (COF.P) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.2 2 CAPITAL ONE FINANCIAL CO 6%-H (COF.H) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.2 3 CAPITAL ONE FINL CORP 6.70%-D (COF.D) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.2 4 CHARLES SCHWAB CORP 5.95%-D (SCHW.D) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.2 5 CHS INC (CHSCN) N/A $50,001 $100,000 Dividends $2,501 - $5,000 None (or less than $201) Wos, Aldona Zofia - Page 37 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.2 6 CHS INC (CHSCM) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.2 7 CHS INC PERPETUAL PRF CL B (CHSCO) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.2 8 CHS INC/RED PFD CL B S 4 (CHSCL) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.2 9 CITIGROUP CAPT XIII 7.875% FIXED 10/30/15 FLOATS AFTER NOTE (C.N) N/A $15,001 $50,000 Interest $1,001 - $2,500 19.6.3 0 CITIGROUP INC 6.875%-K (C.K) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 19.6.3 1 CITIGRP INC 7.125%-J (C.J) N/A $50,001 $100,000 Dividends $2,501 - $5,000 19.6.3 2 CITIZENS FIN GROUP 6.35%-D (CFG.D) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.3 3 CMS ENERGY CORP 5.875% NOTE (CMSD) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.3 4 CMS ENERGY CORP 5.875% NOTE (CMSC) N/A $1,001 - $15,000 Interest $201 - $1,000 19.6.3 5 COLONY CAP 7.125% CUM J (CLNY.J) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.3 6 COLONY CAP INC NEW CUM E PRF (CLNY.E) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.3 7 DIGITAL REALTY TRST 5.850-K (DLR.K) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.3 8 DIGITAL REALTY TRUST 7.375%-H (DLR.H) N/A None (or less than $1,001) Dividends $201 - $1,000 19.6.3 9 DIGITAL RLTY TR INC RED SER C (DLR.C) N/A $15,001 $50,000 Dividends $201 - $1,000 Wos, Aldona Zofia - Page 38 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.4 0 DUKE ENERGY CORP 5.625% NOTE (DUK.B) N/A $1,001 - $15,000 Interest $201 - $1,000 19.6.4 1 ENBRIDGE INC 6.375%-B NOTE (ENBA) N/A $15,001 $50,000 Dividends Interest $1,001 - $2,500 19.6.4 2 ENSTAR GROUP LTD 7%-D (ESGRP) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.4 3 F N B CORP FLA DEP SHS REPSTG (FNB.E) N/A $50,001 $100,000 Dividends $1,001 - $2,500 19.6.4 4 FARMLAND PARTNERS INC 6%-B (FPI.B) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.4 5 FIFTH THIRD BANCORP 6.625%-L (FITBL) N/A $15,001 $50,000 Dividends $2,501 - $5,000 19.6.4 6 GLOBAL NET LEASE INC PFD SER A (GNL.A) N/A $1,001 - $15,000 19.6.4 7 GMAC CAP TRUST I 8.125% TO 2/15/2016 FLOATS AFTER NOTE (ALLY.A) N/A $50,001 $100,000 Interest $2,501 - $5,000 19.6.4 8 GOLDMAN SACHS GRP INC 5.50%-J (GS.J) N/A $50,001 $100,000 Dividends $1,001 - $2,500 19.6.4 9 GOLDMAN SACHS GRP INC 6.375%-K (GS.K) N/A $50,001 $100,000 Capital Gains Dividends $2,501 - $5,000 19.6.5 0 HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER NOTE (HGH) N/A $15,001 $50,000 Interest $1,001 - $2,500 19.6.5 1 HUNTINGTON BANCSHARES 6.25%-D (HBANO) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.5 2 IBERIABANK CORP SHS PFD SR B (IBKCP) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.5 3 ING GROEP NV 6.1250% SER (ISG) N/A $15,001 $50,000 Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 39 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.5 4 INVESCO MTG CAP INC 7.75%-B (IVR.B) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.5 5 JPMORGAN CHASE & CO 5.75-DD (JPM.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.5 6 JPMORGAN CHASE & CO 6.0% S-EE (JPM.C) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.5 7 JPMORGAN CHASE & CO 6.15% BB (JPM.H) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.5 8 JPMORGAN CHASE & CO 6.3%-W (JPM.E) N/A None (or less than $1,001) Dividends $201 - $1,000 19.6.5 9 KEYCORP 6.125% SER-E (KEY.I) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.6 0 MB FINANCIAL INC NEW SER C (MBFPP) N/A None (or less than $1,001) Dividends $201 - $1,000 19.6.6 1 MORGAN STANLEY 5.85%-K (MS.K) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.6 2 MORGAN STANLEY 6.375%-I (MS.I) N/A $50,001 $100,000 Dividends $2,501 - $5,000 19.6.6 3 MORGAN STANLEY 6.875%-F (MS.F) N/A $50,001 $100,000 Dividends $2,501 - $5,000 19.6.6 4 MORGAN STANLEY 7.125%-E (MS.E) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.6 5 NEW YORK CMNTY BC INC SER A (NYCB.A) N/A $50,001 $100,000 Dividends $2,501 - $5,000 19.6.6 6 NEXTERA ENERGY CAPITAL HOLDINGS INC 5.65% NOTE (NEE.N) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.6 7 NISOURCE INC 6% DEP PFD B (NI.B) N/A $15,001 $50,000 Dividends $201 - $1,000 Wos, Aldona Zofia - Page 40 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.6 8 PARTNERRE LTD 6.50% RED PFD G (PRE.G) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.6 9 PARTNERRE LTD 7.25% RED SER H (PRE.H) N/A $100,001 $250,000 Dividends $2,501 - $5,000 19.6.7 0 PEOPLES UNITED FIN INC SER A (PBCTP) N/A $50,001 $100,000 Dividends $1,001 - $2,500 19.6.7 1 PNC FINL-P 6.125% FLTS 5/01/22 (PNC.P) N/A $50,001 $100,000 Dividends Capital Gains $1,001 - $2,500 19.6.7 2 PRUDENTIAL FINANCIAL INC 5.625% NOTE (PRS) N/A $1,001 - $15,000 Interest $201 - $1,000 19.6.7 3 QWEST CORP 6.875% NOTE (CTV) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.7 4 REGIONS FINANCIAL CO 6.375%-B (RF.B) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.7 5 REGIONS FINL CORP 6.375%-A (RF.A) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.7 6 REINSURANCE GROUP AMERICA INC NOTE (RZA) N/A $15,001 $50,000 Interest $1,001 - $2,500 19.6.7 7 REINSURANCE GRP OF AMERICA NOTE (RZB) N/A $50,001 $100,000 Interest $2,501 - $5,000 19.6.7 8 SCE TRUST IV 5.375%-J (SCE.J) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.7 9 SCE TRUST V 5.45%-K (SCE.K) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.8 0 STATE ST CO 5.90%-D FXD-TO-FLT (STT.D) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.8 1 STATE STREET CORP 5.350%-G (STT.G) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 Wos, Aldona Zofia - Page 41 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.8 2 STIFEL FINANCIAL CORP 6.25% (SF.A) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.8 3 SYNOVUS FINL CORP PFD SER D (SNV.D) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.8 4 TAUBMAN CENTERS INC 6.5% SER-J (TCO.J) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.8 5 TCF FINANCIAL CORPORATION NEW (TCFCP) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.8 6 THE HARTFORD FIN SER6.0%SER-G (HIG.G) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.8 7 TORCHMARK CORP (TMK.C) N/A None (or less than $1,001) Interest $201 - $1,000 19.6.8 8 TWO HARBORS INVSTMNT C 7.25%-C (TWO.C) N/A $15,001 $50,000 Dividends $201 - $1,000 19.6.8 9 U.S. BANCORP 5.5%-K (USB.P) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.9 0 URSTADT BIDDLE PPTYS INC SER H (UBP.H) N/A $1,001 - $15,000 19.6.9 1 US BANCORP-F 6.5% FLTS 1/15/22 (USB.M) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.9 2 VALLEY NATL BANCORP SER-A (VLYPP) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.9 3 VALLEY NATL BANCRP 5.50% PFD-B (VLYPO) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.9 4 WELLS FARGO & CO 5.7%-W (WFC.W) N/A $1,001 - $15,000 Dividends $201 - $1,000 19.6.9 5 WELLS FARGO & COMPANY 6%-V (WFC.V) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 42 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 19.6.9 6 WELLS FARGO & COMPANY 6.625%-R (WFC.R) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 19.6.9 7 WELLS FARGO 5.85-Q FIXD-TO-FLT (WFC.Q) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.9 8 WINTRUST FINANCIAL CORP (WTFCM) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.9 9 ZIONS BANCORP NA 6.3000% SRS G (ZB.G) N/A $15,001 $50,000 Dividends $1,001 - $2,500 19.6.1 00 U.S. Brokerage Account #6 (cash) Institution #4 N/A $50,001 $100,000 Interest $201 - $1,000 19.6.1 01 AEGON FUNDING COMPANY 5.10% NOTES (AEGOZ) N/A $15,001 $50,000 19.6.1 02 AFFILIATED MANAGERS GROUP INC 5.875% NOTE (MGR) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.1 03 ALGONQUIN PWR & UTILS CORP A NOTE (AQNB) N/A $15,001 $50,000 Interest $201 - $1,000 19.6.1 04 ALLSTATE CORP 5.100 H (ALL.H) N/A $15,001 $50,000 19.6.1 05 ANNALY CAP MGMT INC PFD SER I (NLY.I) N/A $15,001 $50,000 19.6.1 06 ASPEN INSURANCE HOLDINGS 5.625 (AHL.E) N/A $1,001 - $15,000 19.6.1 07 ATHENE HOLDING LTD 6.35 SER A (ATH.A) N/A $15,001 $50,000 19.6.1 08 ATHENE HOLDING LTD 5.625 SER-B (ATH.B) N/A $15,001 $50,000 None (or less than $201) 19.6.1 09 BANK OF AMERICA CO 5.00 SER LL (BAC.N) N/A $15,001 $50,000 None (or less than $201) None (or less than $201) None (or less than $201) Dividends $201 - $1,000 None (or less than $201) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 43 # DESCRIPTION EIF VALUE 19.6.1 10 CAPITAL ONE FINANCIAL 5%-I PRF (COF.I) N/A $15,001 $50,000 None (or less than $201) 19.6.1 11 DIGITAL RLTY TST INC 5.20%SERL (DLR.L) N/A $15,001 $50,000 None (or less than $201) 19.6.1 12 DUKE ENERGY CORP 5.75%-A (DUK.A) N/A $15,001 $50,000 19.6.1 13 FIFTH THIRD BANCORP 6% NCUM PF (FITBP) N/A $1,001 - $15,000 None (or less than $201) 19.6.1 14 GLOBE LIFE INC 6.125 BOND (GL.C) N/A $1,001 - $15,000 None (or less than $201) 19.6.1 15 KEYCORP 6.125% SER-E (KEY.I) N/A $15,001 $50,000 19.6.1 16 NATIONAL RURAL UTIL COOP 5.50% NOTE (NRUC) N/A $1,001 - $15,000 None (or less than $201) 19.6.1 17 SOUTH JERSEY INDUSTRIES INC 5.6250% NOTE (SJIJ) N/A $1,001 - $15,000 None (or less than $201) 19.6.1 18 SPIRE INC 5.90% SER-A (SR.A) N/A $1,001 - $15,000 None (or less than $201) 19.6.1 19 SYNOVUS FINL CORP SER E 5.875% (SNV.E) N/A $1,001 - $15,000 None (or less than $201) 19.7 Bell Olmsted Park NHW, LLC (residential real estate - Boston, MA) N/A $250,001 $500,000 None (or less than $201) 19.8 BlueVoyant LLC (cybersecurity services) N/A $250,001 $500,000 None (or less than $201) 19.9 LDJ Global Strategies, LLC (Real Estate Investing and Management, Greensboro, NC) (10% Interest--Assets are listed at Part 5, Line 3) No 20 Sandy Point Investments, LLC See Endnote INCOME TYPE Dividends Dividends Capital Gains INCOME AMOUNT $201 - $1,000 $1,001 - $2,500 No Wos, Aldona Zofia - Page 44 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.1 U.S. Bank Account #9 (cash) - Institution #2 N/A $50,001 $100,000 Interest $2,501 - $5,000 20.2 U.S. Brokerage Account #7 Institution #4 No 20.2.1 3M COMPANY (MMM) N/A None (or less than $1,001) Dividends $1,001 - $2,500 20.2.2 ABAXIS INC (ABAX) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.3 ABB LTD (ABB) N/A $1,001 - $15,000 20.2.4 ABBOTT LABORATORIES (ABT) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.5 ABBVIE INC COM (ABBV) N/A $50,001 $100,000 Dividends Capital Gains $5,001 - $15,000 20.2.6 ABM INDUSTRIES INCORPORATED (ABM) N/A $1,001 - $15,000 None (or less than $201) 20.2.7 ACI WORLDWIDE INC (ACIW) N/A $1,001 - $15,000 None (or less than $201) 20.2.8 ADVANCED DISPOSAL SERVICES INC (ADSW) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.9 AFLAC INCORPORATED (AFL) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.1 0 AIR LIQUIDE ADR (AIQUY) N/A None (or less than $1,001) Capital Gains Dividends $201 - $1,000 20.2.1 1 AIR PROD & CHEM INC (APD) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.1 2 ALEXANDER & BALDWIN INC (ALEX) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.1 3 ALLERGAN PLC SHS (AGN) N/A $15,001 $50,000 Dividends $1,001 - $2,500 None (or less than $201) Wos, Aldona Zofia - Page 45 # DESCRIPTION EIF VALUE INCOME TYPE 20.2.1 4 ALLETE INC NEW (ALE) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 5 ALLSCRIPTS HEALTHCARE SOLU INC (MDRX) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 6 ALTRA HLDGS INC (AIMC) N/A None (or less than $1,001) 20.2.1 7 ALTRA INDL MOTION CORP (AIMC) N/A $1,001 - $15,000 20.2.1 8 ALTRIA GROUP INC (MO) N/A $15,001 $50,000 20.2.1 9 AMC NETWORKS INC CL A (AMCX) N/A $1,001 - $15,000 20.2.2 0 AMERICAN ELECTRIC POWER CO (AEP) N/A None (or less than $1,001) 20.2.2 1 AMERICAN EQ INVT LIFE HLDG C (AEL) N/A $1,001 - $15,000 20.2.2 2 AMERICAN WATER WORKS CO (AWK) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.2 3 AMGEN INC (AMGN) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 4 AMN HEALTHCARE SVCS INC (AMN) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 20.2.2 5 AMPHENOL CORP NEW CL A (APH) N/A $15,001 $50,000 Dividends Capital Gains $201 - $1,000 20.2.2 6 ANADARKO PETE (APC) N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 20.2.2 7 ANDEAVOR (ANDVZ) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 Dividends Capital Gains INCOME AMOUNT $201 - $1,000 None (or less than $201) Dividends $5,001 - $15,000 None (or less than $201) Dividends Capital Gains $2,501 - $5,000 None (or less than $201) Wos, Aldona Zofia - Page 46 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 8 APPLIED MATERIALS INC (AMAT) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 20.2.2 9 APTARGROUP INC (ATR) N/A $1,001 - $15,000 Capital Gains Dividends $2,501 - $5,000 20.2.3 0 AQUA AMER INC (WTR) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.3 1 ASBURY AUTOMOTIVE GROUP INC (ABG) N/A $1,001 - $15,000 20.2.3 2 ASTRAZENECA PLC ADS (AZN) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 20.2.3 3 AT&T INC (T) N/A $50,001 $100,000 Dividends $5,001 - $15,000 20.2.3 4 ATKORE INTRL GRP (ATKR) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 5 AUTODESK INC DELAWARE (ADSK) N/A $15,001 $50,000 None (or less than $201) 20.2.3 6 AUTOMATIC DATA PROCESSING INC (ADP) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.3 7 AVALONBAY COMM INC (AVB) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.3 8 AVANOS MEDICAL INC (AVNS) N/A $1,001 - $15,000 Capital Gains $201 - $1,000 20.2.3 9 BADGER METER INC (BMI) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.4 0 BANCORPSOUTH INC (BXS) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.4 1 BANK OF NT BUTTERFIELD&SON LTD (NTB) N/A $1,001 - $15,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 47 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.4 2 BARNES GROUP INCORPORATED (B) N/A $1,001 - $15,000 20.2.4 3 BAXTER INTL INC (BAX) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.4 4 BB & T CORP (BBT) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.4 5 BCE INC (BCE) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.4 6 BECTON DICKINSON & CO (BDX) N/A $1,001 - $15,000 Dividends Capital Gains $2,501 - $5,000 20.2.4 7 BECTON DICKINSON & CO SER A (BDXA) N/A $1,001 - $15,000 Dividends Capital Gains $2,501 - $5,000 20.2.4 8 BERKLEY W R CORP (WRB) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.4 9 BERRY GLOBAL GROUP INC (BERY) N/A $1,001 - $15,000 None (or less than $201) 20.2.5 0 BIOGEN INC COM (BIIB) N/A $15,001 $50,000 None (or less than $201) 20.2.5 1 BIOVERATIV INC (BIVV) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.5 2 BLACK HILLS CORP (BKH) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.5 3 BLACKROCK INC (BLK) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.5 4 BMC STK HLDGS INC (BMCH) N/A $1,001 - $15,000 20.2.5 5 BOSTON PROPERTIES INC (BXP) N/A None (or less than $1,001) None (or less than $201) None (or less than $201) Dividends Capital Gains $201 - $1,000 Wos, Aldona Zofia - Page 48 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.5 6 BP PLC ADS (BP) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.5 7 BRANDYWINE REALTY TR SBI NEW (BDN) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.5 8 BRITISH AMER TOB SPON ADR (BTI) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.5 9 BROADCOM INC (AVGO) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.6 0 BROOKS-AUTOMATION INC (BRKS) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.6 1 BROWN FORMAN CORP CL B (BF'B) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.6 2 BRUNSWICK CORP (BC) N/A $1,001 - $15,000 None (or less than $201) 20.2.6 3 CABLE ONE INC COM (CABO) N/A $1,001 - $15,000 None (or less than $201) 20.2.6 4 CAL MAINE FOODS INC (CALM) N/A $15,001 $50,000 None (or less than $201) 20.2.6 5 CALERES INC (CAL) N/A $1,001 - $15,000 None (or less than $201) 20.2.6 6 CALIF WATER SVC GP DEL (CWT) N/A None (or less than $1,001) 20.2.6 7 CALLON PETROLEUM COMPANY (CPE) N/A $1,001 - $15,000 None (or less than $201) 20.2.6 8 CARTER'S (CRI) N/A $1,001 - $15,000 None (or less than $201) 20.2.6 9 CASELLA WASTE SYS INC CL A (CWST) N/A $1,001 - $15,000 None (or less than $201) Dividends Capital Gains $1,001 - $2,500 Wos, Aldona Zofia - Page 49 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.7 0 CATALENT INC (CTLT) N/A $1,001 - $15,000 20.2.7 1 CDN IMPL BK COMMERCE (CM) N/A $15,001 $50,000 20.2.7 2 CENTRAL GARDEN & PET CO CL A (CENTA) N/A $1,001 - $15,000 20.2.7 3 CERNER CORP (CERN) N/A $15,001 $50,000 20.2.7 4 CHARLES SCHWAB NEW (SCHW) N/A $15,001 $50,000 None (or less than $201) 20.2.7 5 CHEESE CAKE FACTORY INC (CAKE) N/A $1,001 - $15,000 None (or less than $201) 20.2.7 6 CHEVRON CORP (CVX) N/A $50,001 $100,000 20.2.7 7 CHOICE HOTELS INTL INC NEW (CHH) N/A $1,001 - $15,000 20.2.7 8 CHUBB LTD (CB) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.7 9 CINEMARK HOLDINGS INC. (CNK) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.8 0 CIRRUS LOGIC INC (CRUS) N/A $1,001 - $15,000 20.2.8 1 CISCO SYS INC (CSCO) N/A $15,001 $50,000 Dividends Capital Gains $5,001 - $15,000 20.2.8 2 CITRIX SYSTEMS INC (CTXS) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.8 3 CLOROX CO (CLX) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 None (or less than $201) Dividends $1,001 - $2,500 None (or less than $201) Capital Gains Dividends Dividends $201 - $1,000 $2,501 - $5,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 50 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.8 4 CMNTY BK SYST INCORPORATED (CBU) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.8 5 COBIZ INC (COBZ) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.8 6 COCA COLA CO (KO) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 20.2.8 7 COHERENT INC (COHR) N/A $1,001 - $15,000 20.2.8 8 COLUMBIA SPORTSWEAR CO (COLM) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 20.2.8 9 COMCAST CORP (NEW) CLASS A (CMCSA) N/A $50,001 $100,000 Dividends $1,001 - $2,500 20.2.9 0 COMMERCE BANCSHARES (CBSH) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.9 1 COMMSCOPE HOLDING COMPANY INC (COMM) N/A $1,001 - $15,000 20.2.9 2 CONNECTICUT WATER SERVICES INC (CTWS) N/A None (or less than $1,001) 20.2.9 3 CORE MARK HOLDING CO INC (CORE) N/A $1,001 - $15,000 None (or less than $201) 20.2.9 4 CRACKER BARREL OLD CTRY STORE (CBRL) N/A $1,001 - $15,000 None (or less than $201) 20.2.9 5 CREE RESEARCH INC (CREE) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 20.2.9 6 CROWN CASTLE INTL CORP (CCI) N/A $15,001 $50,000 Dividends Capital Gains $15,001 $50,000 20.2.9 7 CVB FINCL CP (CVBF) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $1,001 - $2,500 Wos, Aldona Zofia - Page 51 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.9 8 DANA INCORPORATED (DAN) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.9 9 DELEK US HLDGS INC (DK) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 00 DELUXE CORPORATION (DLX) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 01 DENTSPLY SIRONA INC (XRAY) N/A $15,001 $50,000 20.2.1 02 DISCOVERY INC SER A (DISCA) N/A $1,001 - $15,000 20.2.1 03 DOLBY CLA A COM STK (DLB) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.1 04 DOMINION ENERGY INC (D) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.1 05 DOVER CORP (DOV) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.1 06 DRILL-QUIP INC (DRQ) N/A $1,001 - $15,000 20.2.1 07 DUKE ENERGY CORPORATION (DUK) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.1 08 EAST WEST BANCORP (EWBC) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 09 EASTGROUP PROPERTIES INC (EGP) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 10 ECOLAB INC (ECL) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 20.2.1 11 EDUCATION RLTY TR INC COM (EDR) N/A None (or less than $1,001) Capital Gains Dividends $201 - $1,000 Dividends Capital Gains $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 52 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 12 EL PASO ELECTRIC CO NEW (EE) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 13 EMCOR GROUP INC (EME) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 14 ENTEGRIS INC (ENTG) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.1 15 EQUITY COMWLTH COM SH BEN INT (EQC) N/A $15,001 $50,000 Dividends Capital Gains $1,001 - $2,500 20.2.1 16 ESCO TECHNOLOGIES (ESE) N/A $1,001 - $15,000 20.2.1 17 EVEREST RE GROUP LTD (RE) N/A $1,001 - $15,000 Dividends Capital Gains $2,501 - $5,000 20.2.1 18 EXXON MOBIL CORP (XOM) N/A $50,001 $100,000 Dividends $2,501 - $5,000 20.2.1 19 FIRST FINCL BNCP (FFBC) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 20 FIRST HAWAIIAN INC (FHB) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 21 FIRST INTERSTATE BANC SYSTEM (FIBK) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 22 FIRST MIDW BNCP DELA (FMBI) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 23 FLEXTRONICS INTL LTD (FLEX) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 24 FLUOR CORP NEW (FLR) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 25 FNB CORPORATION (FNB) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 53 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 26 FORWARD AIR CORP (FWRD) N/A $1,001 - $15,000 20.2.1 27 FREEPORT-MCMORAN CL-B (FCX) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 28 FULLER H B & COMPANY (FUL) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 29 GCI LIBERTY INC CL A (GLIBA) N/A $1,001 - $15,000 20.2.1 30 GENERAL MILLS INC (GIS) N/A None (or less than $1,001) 20.2.1 31 GIBRALTAR INDUSTRIES INC (ROCK) N/A $1,001 - $15,000 20.2.1 32 GLACIER BANCORP INC NEW (GBCI) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 33 GLAXOSMITHKLINE PLC ADR (GSK) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.1 34 GLOBUS MEDICAL INC A (GMED) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 20.2.1 35 GRACO INC (GGG) N/A $1,001 - $15,000 20.2.1 36 GREAT WESTN BANCORP INC (GWB) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 37 H&E EQUIPMENT SVCS INC (HEES) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 38 HAEMONETICS CORP (HAE) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.1 39 HANCOCK WHITNEY CORPORATION (HWC) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Dividends $1,001 - $2,500 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 54 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 40 HANOVER INSURANCE GROUP INC (THG) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 41 HASBRO INC (HAS) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.1 42 HEALTHCARE REALTY TRUST INCORP (HR) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.1 43 HELIX ENERGY SOLUTIONS GRP INC (HLX) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 44 HENKEL AG & CO KGAA (HENKY) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 45 HIGHWOODS PROPERTIES (HIW) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 46 HOME DEPOT INC (HD) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 47 HONEYWELL INTERNATIONAL INC (HON) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 48 HORACE MANN EDUCATORS CP (HMN) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 49 HP INC COM (HPQ) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.1 50 HUB GROUP INC CL A (HUBG) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.1 51 HUNTINGTON BANCSHARES (HBAN) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.1 52 IBERIA BK CORP (IBKC) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 53 ICU MEDICAL INC (ICUI) N/A $15,001 $50,000 Capital Gains $2,501 - $5,000 Wos, Aldona Zofia - Page 55 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 54 ILL TOOL WORKS INC (ITW) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.1 55 INDEPENDENT BK MASS (INDB) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 56 INFINITY PPTY & CASUALTY (IPCC) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.1 57 INGEVITY CORP (NGVT) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.1 58 INSPERITY INC COM (NSP) N/A None (or less than $1,001) Capital Gains Dividends $5,001 - $15,000 20.2.1 59 INTEGER HOLDINGS CORP (ITGR) N/A $1,001 - $15,000 20.2.1 60 INTERNATIONAL SPEEDWAY CRP CLA (ISCA) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 61 INVESCO LTD (IVZ) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 62 IONIS PHARMACEUTICALS INC (IONS) N/A $15,001 $50,000 None (or less than $201) 20.2.1 63 ITT INC (ITT) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 64 J&J SNACK FOODS (JJSF) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 65 JOHNSON & JOHNSON (JNJ) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 66 JOHNSON CTLS INTL PLC (JCI) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 67 JPMORGAN CHASE & CO (JPM) N/A $50,001 $100,000 Dividends $1,001 - $2,500 None (or less than $201) Wos, Aldona Zofia - Page 56 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 68 KAPSTONE PAPER AND PACKAGING (KS) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.1 69 KIMBERLY CLARK CORP (KMB) N/A $1,001 - $15,000 Dividends $1,001 - $2,500 20.2.1 70 KIRBY CP (KEX) N/A $1,001 - $15,000 20.2.1 71 KLX INC COM (KLX) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.1 72 KNOLL INC (KNL) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 73 KRAFT HEINZ CO (KHC) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.1 74 L3 TECHNOLOGIES INC COM (LLL) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.1 75 LA Z BOY INCORPORATED (LZB) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 76 LANCASTER COLONY CRP (LANC) N/A $1,001 - $15,000 Dividends Interest $201 - $1,000 20.2.1 77 LEGG MASON INC (LM) N/A $1,001 - $15,000 20.2.1 78 LEGRAND SA (LGRDY) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.1 79 LEXINGTON REALTY TRUST (LXP) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 80 LIBERTY BROADBAND CORP S-A (LBRDA) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 81 LIBERTY BROADBAND CORP S-C (LBRDK N/A $1,001 - $15,000 None (or less than $201) None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 57 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 82 LIBERTY MEDIA C SER A SIRIUSXM (LSXMA) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 83 LIBERTY MEDIA C SER C SIRIUSXM (LSXMK) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 84 LIFE STORAGE INC (LSI) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.1 85 LINDSAY MFG CO (LNN) N/A $15,001 $50,000 Dividends Capital Gains $1,001 - $2,500 20.2.1 86 LIONS GATE ENTMNT CORP CL B (LGF'B) N/A $1,001 - $15,000 20.2.1 87 LITHIA MOTORS INC A (LAD) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.1 88 LITTELFUSE INC (LFUS) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 89 LOCKHEED MARTIN CORP (LMT) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 90 LOGMEIN INC COM (LOGM) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 91 LOUISIANA PACIFIC CORP (LPX) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 92 LYONDELLBASELL NV CL-A (LYB) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.1 93 M K S INSTRUMENTS (MKSI) N/A $1,001 - $15,000 Capital Gains Dividends $1,001 - $2,500 20.2.1 94 M&T BANK CORP (MTB) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.1 95 MAGNOLIA OIL & GAS CORP CL A (MGY) N/A $1,001 - $15,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 58 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.1 96 MAIN STREET CAPITAL CORP (MAIN) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.1 97 MARSH & MCLENNAN COS INC (MMC) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.1 98 MASTEC INC (MTZ) N/A $1,001 - $15,000 None (or less than $201) 20.2.1 99 MATADOR RES CO (MTDR) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 00 MAXIM INTEGRATED PRODUCTS INC (MXIM) N/A $1,001 - $15,000 20.2.2 01 MAXLINEAR INC CLASS A (MXL) N/A $1,001 - $15,000 20.2.2 02 MC CORMICK AND CO NON VOTING (MKC) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 03 MC DONALDS CORP (MCD) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 04 MEDTRONIC PLC SHS (MDT) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 05 MERCK & CO INC NEW COM (MRK) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.2 06 MEREDITH CORPORATION (MDP) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.2 07 MERITAGE HOME CORPORATION (MTH) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 20.2.2 08 METHODE ELEC INC (MEI) N/A $1,001 - $15,000 20.2.2 09 METLIFE INC 0.0000% SERIES (MET.A) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 None (or less than $201) None (or less than $201) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 59 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 10 METLIFE INCORPORATED (MET) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.2 11 MGE ENERGY INC (MGEE) N/A $1,001 - $15,000 20.2.2 12 MICROSOFT CORP (MSFT) N/A $15,001 $50,000 Dividends Capital Gains $5,001 - $15,000 20.2.2 13 MIDDLESEX WATER CO (MSEX) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 14 MINERALS TECHNOLOGIES INC (MTX) N/A $1,001 - $15,000 20.2.2 15 MONDELEZ INTL INC COM (MDLZ) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.2 16 MSA SAFETY INC (MSA) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.2 17 MUELLER WATER PROD INC SER A (MWA) N/A $1,001 - $15,000 20.2.2 18 MURPHY USA INC COM (MUSA) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.2 19 NATIONAL GRID PLC SPON ADR (NGG) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.2 20 NATIONAL OILWELL VARCO INC (NOV) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 21 NATUS MEDICAL INC DEL (NTUS) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 22 NBT BANCORP (NBTB) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 23 NCR CORPORATION (NCR) N/A $1,001 - $15,000 None (or less than $201) None (or less than $201) None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 60 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 24 NETGEAR INC (NTGR) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.2 25 NETSCOUT SYSTEMS INC (NTCT) N/A $1,001 - $15,000 20.2.2 26 NEXTERA ENERGY INC (NEE) N/A $15,001 $50,000 Dividends Capital Gains $5,001 - $15,000 20.2.2 27 NIKE INC B (NKE) N/A None (or less than $1,001) Capital Gains Dividends $201 - $1,000 20.2.2 28 NORTHERN TRUST CORP (NTRS) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.2 29 NORTHERN TRUST CORP 5.85%-C (NTRSP) N/A $1,001 - $15,000 Dividends $1,001 - $2,500 20.2.2 30 NORTHWEST NATURAL HOLDING CO. (NWN) N/A None (or less than $1,001) Capital Gains Dividends $201 - $1,000 20.2.2 31 NOW INC (DNOW) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 32 NUANCE COMMUNICATIONS INC (NUAN) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 33 NUCOR CORPORATION (NUE) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 34 NVENT ELECTRIC PLC (NVT) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 35 OASIS PETROLEUM INC (OAS) N/A $1,001 - $15,000 20.2.2 36 OCCIDENTAL PETROLEUM CORP DE (OXY) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.2 37 OLIN CORPORATION (OLN) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 61 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 38 ON SEMICONDUCTOR CORP (ON) N/A $1,001 - $15,000 Capital Gains $201 - $1,000 20.2.2 39 ONE GAS INC (OGS) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.2 40 ONEOK INC (OKE) N/A $1,001 - $15,000 20.2.2 41 OUTFRONT MEDIA INC COM NPV (OUT) N/A $1,001 - $15,000 20.2.2 42 OXFORD INDUSTRIES INC (OXM) N/A $1,001 - $15,000 20.2.2 43 P H GLATFELTER (GLT) N/A $1,001 - $15,000 20.2.2 44 PATTERSON -UTI ENERGY INC (PTEN) N/A $1,001 - $15,000 20.2.2 45 PAYCHEX INC (PAYX) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 46 PEBBLEBROOK HOTEL TR COM (PEB) N/A $1,001 - $15,000 Dividends $1,001 - $2,500 20.2.2 47 PENTAIR PLC (PNR) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.2 48 PEPSICO INC NC (PEP) N/A $50,001 $100,000 Dividends Capital Gains $2,501 - $5,000 20.2.2 49 PERNOD RICARD SA UNSPONS ADR (PDRDY) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 20.2.2 50 PFIZER INC (PFE) N/A $50,001 $100,000 Dividends Capital Gains $5,001 - $15,000 20.2.2 51 PHILIP MORRIS INTL INC (PM) N/A $15,001 $50,000 Dividends $5,001 - $15,000 None (or less than $201) Dividends $201 - $1,000 None (or less than $201) Dividends $201 - $1,000 None (or less than $201) Wos, Aldona Zofia - Page 62 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 52 PHILLIPS 66 COM (PSX) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 53 PHYSICIANS REALTY TRUST (DOC) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 54 PINNACLE FOODS INC (PF) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.2 55 PLEXUS CORP (PLXS) N/A $1,001 - $15,000 20.2.2 56 PNC FINL SVCS GP (PNC) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 57 PPL CORPORATION (PPL) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.2 58 PRAXAIR INC (PX) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 20.2.2 59 PRIMORIS SVCS CORP COM (PRIM) N/A $1,001 - $15,000 20.2.2 60 PROCTER & GAMBLE (PG) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 20.2.2 61 PROSPERITY BANCSHARES (PB) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 62 PTC INC COM (PTC) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 20.2.2 63 PUBLIC SERVICE ENTERPRISE GP (PEG) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 20.2.2 64 PUBLIC STORAGE (PSA) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 65 QTS RLTY TR INC COM CL A (QTS) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 63 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 66 QURATE RETAIL INC SER A (QRTEA) N/A $1,001 - $15,000 20.2.2 67 REALTY INCOME CORP (O) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 68 REINSURANCE GROUP OF AMERICA (RGA) N/A $15,001 $50,000 Dividends Capital Gains $201 - $1,000 20.2.2 69 REXNORD CORP NEW (RXN) N/A $1,001 - $15,000 20.2.2 70 REXNORD CORP NEW DEP SHS PFD A (RXN.A) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 71 ROCKWELL COLLINS INC (COLNZ) N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 20.2.2 72 ROGERS CORP (ROG) N/A $1,001 - $15,000 Capital Gains $201 - $1,000 20.2.2 73 RPT REALTY COM SH BEN INT (RPT) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 74 S & T BANCORP (STBA) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 75 SAIA INC (SAIA) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 76 SANDERSON FARMS (SAFM) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.2 77 SANOFI ADR (SNY) N/A None (or less than $1,001) Dividends $201 - $1,000 20.2.2 78 SCE TRUST VI 5%-L (SCE.L) N/A None (or less than $1,001) Dividends $1,001 - $2,500 20.2.2 79 SCHNEIDER ELEC SA UNSP ADR (SBGSY) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 64 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 80 SEAGATE TECHNOLOGY PLC (STX) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.2 81 SELECT ENRG SRVC INC CL A (WTTR) N/A $1,001 - $15,000 20.2.2 82 SELECTIVE INSURANCE GROUP (SIGI) N/A $15,001 $50,000 Dividends Capital Gains $201 - $1,000 20.2.2 83 SEMPRA ENERGY (SRE) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.2 84 SEMTECH CORP (SMTC) N/A $1,001 - $15,000 Capital Gains $201 - $1,000 20.2.2 85 SERVICE CORP INTL (SCI) N/A $1,001 - $15,000 20.2.2 86 SIMON PPTY GROUP INC (SPG) N/A $15,001 $50,000 20.2.2 87 SIMPSON MANUFACTURING CO INC (SSD) N/A $1,001 - $15,000 20.2.2 88 SJW GROUP (SJW) N/A $15,001 $50,000 20.2.2 89 SM ENERGY COMPANY (SM) N/A $1,001 - $15,000 20.2.2 90 SMITH & NEPHEW PLC ADR (SNN) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.2 91 SONIC CORP (SONC) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.2 92 SOUTH ST CORP COM (SSB) N/A $1,001 - $15,000 20.2.2 93 SOUTHERN CO (SO) N/A $15,001 $50,000 None (or less than $201) None (or less than $201) Dividends $1,001 - $2,500 None (or less than $201) Dividends Capital Gains $2,501 - $5,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $2,501 - $5,000 Wos, Aldona Zofia - Page 65 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.2 94 SOUTHWEST GAS HOLDINGS INC (SWX) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.2 95 SPECTRUM BRANDS HLDGS INC (SPB) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 96 SPIRIT RLTY CAP INC (SRC) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 97 STANDARD MOTOR PRODUCTS INC (SMP) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 98 STANDEX INTERNATIONAL CORP (SXI) N/A $1,001 - $15,000 None (or less than $201) 20.2.2 99 STARBUCKS CORP WASHINGTON (SBUX) N/A $15,001 $50,000 Dividends Capital Gains $201 - $1,000 20.2.3 00 STERIS PLC (STE) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 01 STEVEN MADDEN LTD (SHOO) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.3 02 STIFEL FINANCIAL CORPORATION (SF) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 03 STONERIDGE INC (SRI) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 04 STRYKER CORP (SYK) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.3 05 SUMMIT HOTEL PROPERTIES INC (INN) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.3 06 SYMRISE AG UNSPONS ADR (SYIEY) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.3 07 SYNNEX CORP (SNX) N/A $1,001 - $15,000 None (or less than $201) Wos, Aldona Zofia - Page 66 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.3 08 SYNOPSYS INC (SNPS) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 20.2.3 09 SYNOVUS FINANCIAL CORP (SNV) N/A $1,001 - $15,000 20.2.3 10 SYSCO CORP (SYY) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 11 TE CONNECTIVITY LTD NEW (TEL) N/A $15,001 $50,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 12 TECH DATA CORP (TECD) N/A $1,001 - $15,000 20.2.3 13 TELEFLEX INC (TFX) N/A None (or less than $1,001) 20.2.3 14 TERADYNE INC (TER) N/A $1,001 - $15,000 20.2.3 15 TEXAS INSTRUMENTS (TXN) N/A $15,001 $50,000 20.2.3 16 TEXAS ROADHOUSE INC CL A (TXRH) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 17 THE SCOTTS MIRACLE-GRO COMPANY (SMG) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 18 TOTAL S A SPON ADR (TOT) N/A None (or less than $1,001) 20.2.3 19 TOWER SEMICONDUCTOR LTD NEW (TSEM) N/A $1,001 - $15,000 20.2.3 20 TRAVELERS COMPANIES INC COM (TRV) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.3 21 TRINSEO S.A. (TSE) N/A None (or less than $1,001) Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $201 - $1,000 None (or less than $201) Dividends Capital Gains Dividends Capital Gains $5,001 - $15,000 $2,501 - $5,000 None (or less than $201) Wos, Aldona Zofia - Page 67 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.3 22 TTM TECH INC (TTMI) N/A $1,001 - $15,000 20.2.3 23 TWITTER INC (TWTR) N/A $15,001 $50,000 Capital Gains $5,001 - $15,000 20.2.3 24 U S BANCORP COM NEW (USB) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.3 25 UMB FINANCIAL CORP (UMBF) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.3 26 UMPQUA HOLDINGS CORP (UMPQ) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.3 27 UNIFIRST CP (UNF) N/A $1,001 - $15,000 20.2.3 28 UNITED BANKSHARES INC W VA (UBSI) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.3 29 UNITED PARCEL SER INC CL-B (UPS) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.3 30 UNITEDHEALTH GP INC (UNH) N/A $50,001 $100,000 Dividends $1,001 - $2,500 20.2.3 31 UNIVERSAL HEALTH SERVICES B (UHS) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 32 UNUM GROUP (UNM) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.3 33 US ECOLOGY INC NEW (ECOL) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.3 34 USG CORPORATION NEW 5/93 (USG) N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 20.2.3 35 VALERO ENERGY CP DELA NEW (VLO) N/A $1,001 - $15,000 Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 68 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.3 36 VALIDUS HOLDINGS LTD COM (VR) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.3 37 VALLEY NATL BANCORP (VLY) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.3 38 VENTAS INC (VTR) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.3 39 VEONEER INCORPORATED (VNE) N/A None (or less than $1,001) Capital Gains $201 - $1,000 20.2.3 40 VERIZON COMMUNICATIONS (VZ) N/A $50,001 $100,000 Dividends Capital Gains $5,001 - $15,000 20.2.3 41 VERTEX PHARMACEUTICALS (VRTX) N/A $15,001 $50,000 None (or less than $201) 20.2.3 42 VIAVI SOLUTIONS INC COM (VIAV) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 43 VISHAY INTERTECHNOLOGY INC (VSH) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 44 VISTEON CORP (VC) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 45 VODAFONE GROUP PLC (VOD) N/A $15,001 $50,000 Dividends $2,501 - $5,000 20.2.3 46 W.R. BERKLEY CORP 5.625% (WRB.B) N/A $1,001 - $15,000 Dividends Interest $201 - $1,000 20.2.3 47 WABCO HLDGS INC (WBC) N/A $15,001 $50,000 20.2.3 48 WASH REAL EST INV TR MARYLAND (WRE) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.3 49 WATERS CORP (WAT) N/A $1,001 - $15,000 Capital Gains $1,001 - $2,500 None (or less than $201) Wos, Aldona Zofia - Page 69 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.3 50 WEBSTER FINCL CORP (WBS) N/A $1,001 - $15,000 Dividends Capital Gains $201 - $1,000 20.2.3 51 WEC ENERGY GROUP INC COM (WEC) N/A $15,001 $50,000 Dividends Capital Gains $2,501 - $5,000 20.2.3 52 WELLS FARGO & CO NEW (WFC) N/A $1,001 - $15,000 20.2.3 53 WELLTOWER INC (WELL) N/A $15,001 $50,000 Dividends $1,001 - $2,500 20.2.3 54 WERNER ENTERPRISES, INC (WERN) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 55 WESBANCO (WSBC) N/A $1,001 - $15,000 Dividends $201 - $1,000 20.2.3 56 WESCO INTL INC (WCC) N/A $1,001 - $15,000 20.2.3 57 WESTERN DIGITAL CORPORATION (WDC) N/A $15,001 $50,000 Dividends $201 - $1,000 20.2.3 58 WHITE MOUNTAIN GRP BERMUDA (WTM) N/A None (or less than $1,001) Capital Gains Dividends $2,501 - $5,000 20.2.3 59 WILLIAMS CO INC (WMB) N/A $1,001 - $15,000 Dividends $1,001 - $2,500 20.2.3 60 WOLVERINE WORLD WIDE (WWW) N/A $1,001 - $15,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 61 WOODWARD INC COM (WWD) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 20.2.3 62 XILINX INC (XLNX) N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 20.2.3 63 XL GROUP LTD (XLGRZ) N/A None (or less than $1,001) Capital Gains $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 70 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 20.2.3 64 U.S. Brokerage Account #7 (cash) Institution #4 N/A $100,001 $250,000 Interest $201 - $1,000 20.2.3 65 AQUA AMERICA INC (WTRU) N/A $15,001 $50,000 Dividends Capital Gains $1,001 - $2,500 20.2.3 66 ATLAS COPCO AS A ADR A NEW (ATLKY) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 67 CERENCE INC (CRNC) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 68 CHARLES SCHWAB CORP 5.95%-D (SCHW.D) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 69 CULLEN FROST BANKERS INC (CFR) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 70 DARDEN RESTAURANTS (DRI) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 71 DEERE & CO (DE) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 72 DINE BRANDS GLOBAL INC (DIN) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 73 ELI LILLY & CO (LLY) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 74 ENBRIDGE INC (ENB) N/A $15,001 $50,000 20.2.3 75 ENVISTA HOLDINGS CORP (NVST) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 76 EPIROC AKTIEBOLAG ADR (EPOKY) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 77 EVERSOURCE ENERGY COM (ES) N/A $1,001 - $15,000 None (or less than $201) Dividends $201 - $1,000 Wos, Aldona Zofia - Page 71 # DESCRIPTION EIF VALUE INCOME TYPE 20.2.3 78 FERRO CORP (FOE) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 79 FIREEYE INC (FEYE) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 80 GCP APPLIED TECHNOLOGIES INC (GCP) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 81 GILEAD SCIENCE (GILD) N/A $15,001 $50,000 20.2.3 82 ICF INTL INC (ICFI) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 83 INTERNATIONAL FLAVORS & FRAGRANCES (IFFT) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 84 JB HUNT TRANS SERV (JBHT) N/A $1,001 - $15,000 20.2.3 85 KB HOME (KBH) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 86 KEMPER CORP DEL COM (KMPR) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 87 L3HARRIS TECHNOLOGIES INC (LHX) N/A $15,001 $50,000 None (or less than $201) 20.2.3 88 MEDIDATA SOLUTIONS INC COM (MDSO) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 89 METLIFE INC 4.0000% SER A (MET.A) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 90 METLIFE INC 5.62% NCUM PFD E (MET.E) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 91 PERFORMANCE FOOD GROUP COMPANY (PFGC) N/A $1,001 - $15,000 None (or less than $201) Dividends Dividends Capital Gains INCOME AMOUNT $201 - $1,000 $201 - $1,000 Wos, Aldona Zofia - Page 72 # DESCRIPTION EIF VALUE INCOME TYPE 20.2.3 92 PROLOGIS INC COM (PLD) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 93 RAYMOND JAMES FINCL INC (RJF) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 94 REGIONS FINANCIAL CORP NEW (RF) N/A $1,001 - $15,000 20.2.3 95 ROCKWELL AUTOMATION INC (ROK) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 96 ROYAL DUTCH SHELL PLC CL B (RDS'B) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 97 SCHWAB CHARLES CORP SER C (SCHW.C) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 98 SOUTH JERSEY IND INC (SJI) N/A $1,001 - $15,000 None (or less than $201) 20.2.3 99 TC ENERGY CORP (TRP) N/A $1,001 - $15,000 None (or less than $201) 20.2.4 00 TD AMERITRADE HOLDING CORP (AMTD) N/A $15,001 $50,000 None (or less than $201) 20.2.4 01 TOWNEBANK VA (TOWN) N/A $1,001 - $15,000 None (or less than $201) 20.2.4 02 VARIAN MEDICAL SYS INC (VAR) N/A $1,001 - $15,000 None (or less than $201) 20.2.4 03 VERRA MOBILITY CORPORATION (VRRM) N/A $1,001 - $15,000 None (or less than $201) 20.2.4 04 WESTERN ALLIANCE BANCORP (WAL) N/A $1,001 - $15,000 None (or less than $201) 20.2.4 05 WPX ENERGY INC (WPX) N/A $1,001 - $15,000 None (or less than $201) Dividends INCOME AMOUNT $201 - $1,000 Wos, Aldona Zofia - Page 73 # DESCRIPTION EIF VALUE INCOME TYPE 20.3 Metlife Life Insurance, Universal Life N/A $100,001 $250,000 None (or less than $201) 20.4 Hartford Life Insurance, Universal Life N/A $100,001 $250,000 None (or less than $201) 21 Family Trust #1 No 21.1 Sandy Point Investments LLC (50% interest-Assets Listed at Line 20) No 21.2 The Louis DeJoy Family Partnership, LLC (40% Interest---Assets Listed at Line 19) No 22 Family Trust #2 No 22.1 Sandy Point Investments, LLC (50% Interest-Assets Listed at Line 20) No 22.2 The Louis DeJoy Family Partnership, LLC (40% Interest--Assets Listed at Line 19) No 23 Rhode Island CollegeBoundFund 529 Plan Account #1 No 23.1 Invesco CollegeBound Today Portfolio A Yes $100,001 $250,000 None (or less than $201) 23.2 Invesco CollegeBound Today Portfolio BX Yes $50,001 $100,000 None (or less than $201) 24 Rhode Island CollegeBoundFund 529 Plan Account #2 No 24.1 Invesco CollegeBound Today Portfolio A Yes $50,001 $100,000 None (or less than $201) 24.2 Invesco CollegeBound Today Portfolio BX Yes None (or less than $1,001) None (or less than $201) 24.3 Invesco CollegeBound Today Portfolio C Yes None (or less than $1,001) None (or less than $201) Cash Payments Cash Payments INCOME AMOUNT $31,000 $103,480 Wos, Aldona Zofia - Page 74 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25 U.S. Bank Account #15 (cash) - Institution #2 N/A $1,001 - $15,000 None (or less than $201) 26 Hartford Life Insurance, Universal Life N/A $100,001 $250,000 None (or less than $201) 27 Allstate Life Insurance, Universal Life N/A $100,001 $250,000 None (or less than $201) 28 WARBURG PINCUS GLOBAL GROWTH FUND Yes $500,001 $1,000,000 None (or less than $201) 29 Wos Associates, LLC No 29.1 Mixed-Use Real Estate, New York, NY N/A None (or less than $1,001) Distribution of proceeds from the sale of a property $849,660 29.2 Mixed-Use Real Estate, New York, NY N/A None (or less than $1,001) Rent or Royalties Capital Gains $5,001 - $15,000 30 Family Trust #3 No 30.1 Wos Associates, LLC (Mixed Use Real Estate, New York, NY) N/A None (or less than $1,001) Capital Gains Rent or Royalties $100,001 $1,000,000 31 Family Trust #4 No 31.1 Wos Associates, LLC (Mixed Use Real Estate, New York, NY) N/A None (or less than $1,001) Capital Gains Rent or Royalties $100,001 $1,000,000 32 U.S. Bank Account #5 (Cash) - Institution #1 N/A $1,001 - $15,000 None (or less than $201) 33 Allstate Life Insurance, Universal Life N/A $15,001 $50,000 None (or less than $201) 34 BlueVoyant LLC (cybersecurity services) N/A $500,001 $1,000,000 None (or less than $201) Wos, Aldona Zofia - Page 75 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 35 U.S. Bank Account #16 (cash) - Institution #2 N/A $1,001 - $15,000 36 U.S. Brokerage Account #8 Institution #4 No 36.1 ABBOTT LABORATORIES (ABT) N/A $50,001 $100,000 36.2 ACTIVISION BLIZZARD INC (ATVI) N/A $100,001 $250,000 36.3 AMERICAN WATER WORKS CO (AWK) N/A $100,001 $250,000 Dividends $201 - $1,000 36.4 ATMOS ENERGY CP (ATO) N/A $50,001 $100,000 Dividends $201 - $1,000 36.5 BANK OF AMERICA CORP (BAC) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.6 BAXTER INTL INC (BAX) N/A $50,001 $100,000 Dividends $201 - $1,000 36.7 BLACKROCK INC (BLK) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.8 BOEING CO (BA) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.9 CHEVRON CORP (CVX) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.10 CHURCH & DWIGHT CO INC (CHD) N/A $100,001 $250,000 Dividends $201 - $1,000 36.11 CVS HEALTH CORP COM (CVS) N/A $100,001 $250,000 36.12 DOLLAR GEN CORP NEW COM (DG) N/A $100,001 $250,000 Dividends Capital Gains $2,501 - $5,000 36.13 DOW INC (DOW) N/A $100,001 $250,000 Dividends $2,501 - $5,000 None (or less than $201) Dividends $201 - $1,000 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 76 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 36.14 ELI LILLY & CO (LLY) N/A $100,001 $250,000 Dividends Capital Gains $1,001 - $2,500 36.15 EMERSON ELECTRIC CO (EMR) N/A $100,001 $250,000 36.16 EQUITY LIFESTYLE PROPERTIES (ELS) N/A $250,001 $500,000 Dividends Capital Gains $2,501 - $5,000 36.17 FOX CORP CL A (FOXA) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.18 HAWAIIAN ELECTRIC IND (HE) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.19 INTEL CORP (INTC) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.20 INTL BUSINESS MACHINES CORP (IBM) N/A $100,001 $250,000 36.21 JOHNSON & JOHNSON (JNJ) N/A $100,001 $250,000 Dividends Capital Gains $1,001 - $2,500 36.22 L3HARRIS TECHNOLOGIES INC (LHX) N/A $100,001 $250,000 Dividends $201 - $1,000 36.23 LAS VEGAS SANDS CORPORATION (LVS) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.24 MC DONALDS CORP (MCD) N/A $50,001 $100,000 Dividends $201 - $1,000 36.25 MOTOROLA SOLUTIONS INC (MSI) N/A $100,001 $250,000 Dividends Capital Gains $2,501 - $5,000 36.26 NXP SEMICONDUCTORS NV (NXPI) N/A $100,001 $250,000 Dividends $201 - $1,000 36.27 PFIZER INC (PFE) N/A $100,001 $250,000 Dividends $1,001 - $2,500 None (or less than $201) None (or less than $201) Wos, Aldona Zofia - Page 77 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 36.28 RENAISSANCE RE HOLDINGS LTD (RNR) N/A $50,001 $100,000 Dividends Capital Gains $1,001 - $2,500 36.29 SUN COMMUNITIES INC (SUI) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.30 SYSCO CORP (SYY) N/A $50,001 $100,000 Dividends $201 - $1,000 36.31 THE CARLYLE GROUP LP (CG) N/A $100,001 $250,000 Dividends Interest Capital Gains $1,001 - $2,500 36.32 VALERO ENERGY CP DELA NEW (VLO) N/A $100,001 $250,000 Dividends $1,001 - $2,500 36.33 WALT DISNEY CO HLDG CO (DIS) N/A $100,001 $250,000 36.34 U.S. Brokerage Account #8 (cash) Institution #4 N/A $500,001 $1,000,000 Interest $1,001 - $2,500 36.35 ALTRIA GROUP INC (MO) N/A None (or less than $1,001) Dividends $1,001 - $2,500 36.36 AT&T INC (T) N/A None (or less than $1,001) Dividends $2,501 - $5,000 36.37 EMPIRE ST RLTY TR INC CL A (ESRT) N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 36.38 INTL FLAVORS & FRAGRANCES (IFF) N/A None (or less than $1,001) Dividends $201 - $1,000 36.39 KEURIG DR PEPPER INC (KDP) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 36.40 PHILIP MORRIS INTL INC (PM) N/A None (or less than $1,001) Dividends $1,001 - $2,500 36.41 AQUA AMER INC (WTR) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 None (or less than $201) Wos, Aldona Zofia - Page 78 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 36.42 ARCH CAPITAL GROUP LTD (ACGL) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 36.43 BECTON DICKINSON & CO (BDX) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 36.44 CBOE GLOBAL MARKETS INC (CBOE) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 36.45 CLOROX CO (CLX) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 36.46 EQUITY COMWLTH COM SH BEN INT (EQC) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 36.47 FLOWERS FOODS INC (FLO) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 36.48 GENPACT LTD (G) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 36.49 HASBRO INC (HAS) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 36.50 HERSHEY COMPANY (HSY) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 36.51 IAC INTERACTIVECORP COM (IAC) N/A None (or less than $1,001) Capital Gains $201 - $1,000 36.52 IQVIA HOLDINGS INC (IQV) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 36.53 LIFE STORAGE INC (LSI) N/A None (or less than $1,001) Capital Gains $201 - $1,000 36.54 LULULEMON ATHLETICA INC (LULU) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 36.55 MADISON SQUARE GARDEN CL A (MSG) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 Wos, Aldona Zofia - Page 79 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 36.56 ROYAL GOLD INC (RGLD) N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 36.57 ZOETIS INC CLASS-A (ZTS) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 7. Transactions (N/A) - Not required for this type of report 8. Liabilities # CREDITOR NAME TYPE AMOUNT YEAR INCURRED RATE TERM 1 BB&T Exercised Line of Credit $5,000,001 $25,000,000 2014 WSJ Prime Rate minus 1.35% Renewable Annually 2 BB&T Personal Loan $500,001 $1,000,000 2018 4.4% Fixed 15 Years 3 BB&T Mortgage on Personal Residence $1,000,001 $5,000,000 2016 4.25% 30 Years 4 Warburg Pincus XII Fund Private Equity Fund Capital Commitment $250,001 $500,000 2015 N/A On Demand 5 Warburg Pincus Global Growth Fund Private Equity Fund Capital Commitment $5,000,001 $25,000,000 2019 N/A On Demand Wos, Aldona Zofia - Page 80 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 5. 3 10% of this company is held by the Louis DeJoy Family Partnership, LLC (Part 6, Line 19). The total value and income are reported in Part 5, Line 3. 6. 19 20% of this fund is held by filer's spouse. 40% is held by Family Trust 1 and 40% is held by Family Trust 2. The total value and income are reported in Part 6, Line 19. 6. 20 50% of this fund is owned by Family Trust #1 and 50% of this fund is owned by Family Trust #2. The total value and income are reported in Part 6, Line 20. Wos, Aldona Zofia - Page 81 Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities (1) that ended the reporting period with a value greater than $1,000 or (2) from which more than $200 in income was received during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) Wos, Aldona Zofia - Page 82 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities (1) that ended the reporting period with a value greater than $1,000 or (2) from which more than $200 in income was received during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, (1) that ended the reporting period with a value greater than $1,000 or (2) from which more than $200 in investment income was received during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 in income was received). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Wos, Aldona Zofia - Page 83 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $390 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $390 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $156 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Wos, Aldona Zofia - Page 84 Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of ten hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e). Wos, Aldona Zofia - Page 85