Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 1 of 24 PageID #: 4916 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF WEST VIRGINIA THE COURTLAND COMPANY, - Plaintiff, v. UNION CARBIDE CORPORATION, - Defendant ) ) ) ) Case No. 2:19-cv-00894 ) ) Hon. John T. Copenhaver, Jr. ) ) ) SUPPLEMENTAL DECLARATION OF DAVID SCOTT SIMONTON, Ph.D., P.E. IN SUPPORT OF COURTLAND COMPANY’S MOTION FOR PRELIMIARY INJUNCTIVE RELIEF FILED ON MAY 20, 2020 [ECF DOCKET No. 34] 1. My name is David Scott Simonton, Ph.D., P.E. I am an adult and a resident citizen of the State of West Virginia. I am also a Registered Professional Engineer (WV 013637, MS 29794, KY 35795) with over 29 years of professional experience in State environmental and public health protection regulatory agencies, private consulting and academia. By appointment of successive Governors of the State of West Virginia, I served from 2002 to 2017 as Member and for a number of those years as Vice Chairman of the West Virginia Environmental Quality Board, an administrative, adjudicatory agency of the State of West Virginia that functions as quasi-judicial State Board of Review responsible for hearing and resolving appeals regarding the issuance or denial of permits, permit conditions, or enforcement decisions rendered by the West Virginia Department of Environmental Protection, Division of Water and Waste Management. I am a Professor and Program Coordinator of the Master of Science Degree Environmental Science Program at Marshall University. I provide consulting services and litigation support through my own company. I have personal knowledge of the matters set forth herein and could truthfully and Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 2 of 24 PageID #: 4917 competently testify as to all such matters. I hold all of the opinions expressed herein to a reasonable degree of scientific and engineering certainty. 2. I have a Bachelor’s Degree in Civil Engineering from West Virginia Institute of Technology, a Master’s Degree in Environmental Engineering from Marshall University, and a Ph.D. in Engineering from the University of New Mexico (“UNM”). My coursework included many graduate courses that either focused specifically on or included contaminant fate and transport. My Doctoral research dissertation was titled “Stability of Arsenic and Selenium Immobilized by In-Situ Microbial Reduction”. My work was funded by the U.S. Department of Energy and focused on the fate and transport of metals and metalloids in the subsurface environment. While at UNM, I also conducted research on the fate and transport of metals in copper mining wastes. As a practicing engineer in private consulting and in working with State regulatory agencies, my work has always included a significant amount of work in the area of contaminant fate and transport, and I have worked on hundreds of projects involving fate and transport of contaminants. That work has included fate and transport of organic and inorganic contaminants in all environmental media, including air, soil, surface water and groundwater. I teach graduate-level courses that include elements of fate and transport and site investigations, as it is a major aspect of environmental science and engineering, and I have published peer-reviewed articles and presented at national and international conferences on subjects that include fate and transport. I have testified in numerous depositions and trials regarding fate and transport issues. 3. In the course of my education described above, I also took many courses that included elements of site investigation, site characterization, and risk assessment, or courses specific to that subject matter. My 29+ years of experience has included hundreds of projects in which I conducted site investigations, site characterization and risk assessments as a project -2- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 3 of 24 PageID #: 4918 manager or project engineer for these types of projects, or was a reviewer of work products resulting from these types of projects. This work includes experience with all classes of contaminants, including organics, inorganics and radionuclides, in soil, air, surface water and groundwater. I was a member of the team that developed the Risk-Based Corrective Action Program for the State of Idaho, was one of the first Licensed Remediation Specialists in the State of West Virginia, and in the past had a contract with the WVDEP to review site assessments and risk assessments submitted under the State of West Virginia’s Voluntary Remediation Program. I have been hired by consulting firms to review environmental site assessments and conduct environmental and public health protection risk assessments when they did not have the internal expertise. I teach graduate courses specific to the areas of environmental and public health protection site investigation, site characterization and risk assessment, and many that include elements of these subjects, as these are subjects that are central to what environmental scientists and engineers do. I have testified in numerous depositions and trials regarding site investigation, site characterization and risk assessment. 4. In the education described above, I also had coursework that included elements of the toxicological effects/toxicity of environmental contaminants to humans and ecological receptors. I have also received training on this subject through short courses specific to the development of the Idaho Risk-Based Corrective Action Program and through numerous conferences. My risk assessment experience and training are described above. Environmental Risk assessment includes a necessary knowledge and evaluation of toxicity and toxicological effects. In this regard, the environmental engineering profession overlaps with the toxicology profession. The toxicity of contaminants to humans and ecological receptors were central components in many of the risk assessments I have conducted. I have presented at national and -3- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 4 of 24 PageID #: 4919 international conferences on the toxicity of contaminants, and published peer-reviewed journal articles specific to toxicity of contaminants. I teach graduate courses that include elements of toxicity and toxicological effects, as this is a central subject to what environmental scientists and engineers do. I have testified in numerous depositions and trials regarding toxicity and toxicological effects of pollutants and contaminants. 5. My professional experience includes considerable environmental engineering, regulatory compliance, and project management experience. I have significant experience in the areas of environmental and public health protection site investigations, fate and transport, process engineering and wastewater treatment system operation and design, especially for industrial facilities. I have dealt with many different groundwater, soil, process and wastewater issues, including those for metal fabricators, natural gas compressor stations, chemical facilities, poultry processors, quarry operations, coal mines and preparation plants, remediation systems, and glass manufacturers. I also have considerable experience in risk assessment, Voluntary Remediation and Brownfield’s programs, and in environmental and public health protection regulatory issues, especially in the areas of water, waste and air quality permitting and compliance, and have an excellent understanding of industrial processes. I have experience in the areas of risk based corrective action, soil and groundwater remediation, surface water quality, and facility audits. My professional employment experience includes positions with the West Virginia Division of Environmental Protection and the Idaho Division of Environmental Quality, where I helped develop the Idaho Risk Based Corrective Action Program. 6. I have experience in environmental engineering, risk assessment, safety and compliance as it pertains to complex litigation. I have filed testimony in state and federal courts. In addition to consulting work, I teach and/or have taught environmental engineering and -4- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 5 of 24 PageID #: 4920 environmental science as a full professor. My curriculum vitae containing a description of my education, professional experience as an environmental engineer, including prior testimony for the past 12 years, publications and affiliations for the past 10 years is attached as Appendix A. 7. In relation to this matter, I made field observations and took environmental samples on September 11 and 12, 2020. The purpose of these activities was to observe and confirm the presence of contaminants emanating from the Union Carbide Corporation (UCC) Filmont hazardous waste dump where it borders the surface waters of Ward Branch, Davis Creek and the South Boundary Creek in South Charleston, WV. 8. These observations were made by boat while in Waters of the State, or on land via The Courtland Company property. 9. I arrived at the South Charleston public boat ramp at about noon on Friday, September 11. That boat ramp is located on the south bank of the Kanawha River, immediately west of where the Davis Creek intersects with that River. When I arrived, there were two men fishing from the bank of the Kanawha River near the boat ramp. I asked if they’d “had any luck” – they had not – and I advised them against eating anything they caught from that location. I prepared my boat (a kayak of about 13 feet in length), launched it at approximately 12:25 P.M., and proceeded to paddle up Davis Creek, in a southeasterly direction. The creek is wide and very shallow, and it was very challenging to get upstream in a kayak because of the sediment-filled stream bed. Near the creek’s confluence with the Kanawha River, the sediment on the Davis Creek bottom appears to be sand/silt. From the creek’s mouth (at the Kanawha River) all the way to the Filmont dump, water in Davis Creek was slightly murky, with visible suspended materials. All observations after launch of the kayak were made from the kayak on the water, and at no point -5- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 6 of 24 PageID #: 4921 during my field, observation, and sampling activities on September 11 did I get out of the kayak or set foot on any bank or land. 10. Meteorological conditions during the September 11 field activities were good. Temperature was approximately 80 degrees Fahrenheit, with sunny skies, very good visibility, and no precipitation. 11. Upon reaching the confluence of Davis Creek and Ward Branch, I proceeded upstream on Davis Creek, along the western edge of the Filmont hazardous waste dump, which is built right up to the eastern bank of Davis Creek and in some locations it appears to be in contact with the creek. In the vicinity of the Filmont dump, a chain-link fence is present on the eastern bank of Davis Creek. The distance of the chain-link fence in this area was observed to be approximately 10 to 20 yards from the creek. (See Photo #1) All along the eastern bank associated with the Filmont open dump I observed orange sludge just below the waterline, the sludge appearing to consist of fairly thick deposits of iron hydroxide/oxyhydroxides (See Exhibit 1, Photos #1 and 8, Video #11). Orange deposits intermingled with and covered the creek sediments in Davis Creek away from these sludge blankets, at times nearly the full width of the creek is stained with orange deposits which extend beyond the heavy orange sludge deposits. These heavy orange sludge deposits were present only on the eastern bank of the creek, on which bank the Filmont dump sits and were notably absent on the western bank of Davis Creek. 12. The orange sludge deposits were nearly continuous along that portion of the creek bank which borders the Filmont hazardous waste dump up to the most upstream point I could access via kayak. Just north of the confluence (i.e., about 30 or 40 yards from the confluence) of 1 This video may be viewed at the following link: https://drive.google.com/file/d/1ses-kfQsiV5ixIeqKCHWGaQUQ0-XGEv/view -6- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 7 of 24 PageID #: 4922 Davis Creek and South Boundary Creek (which flows from the Courtland Property), Davis Creek became so shallow I could proceed no further via kayak. I headed back downstream and proceeded up Ward Branch. 13. Ward Branch was quite murky and was less clear than the Davis Creek. All along the Filmont hazardous waste dump (south) bank of the Ward Branch, I observed landfill material, including broken concrete, bricks, 5-gallon buckets, and a heavy orange sludge similar to what I had observed on the east bank of Davis Creek. (see Photo #3) This material came all the way to and into the creek as I proceeded east. Where the creek turned north to pass under a culvert, the landfill material appears to be actually in the creek; it appears that this material either fell into the creek as the creek eroded the landfill material and bank, or was placed there to prevent further erosion and to support the fence, which had been “left hanging” as material had eroded from underneath the concrete pier footings of the chain-link fence (see Photo #3). (Along the Ward Branch, the fence is much closer to the water, even up to the water’s edge.) It appears from the nature of the hanging vertical fence footing (bottom of post in a round cylinder of concrete), that soil or landfill, or both, material(s) had originally surrounded the vertical fence supports but has been eroded away into the creek, very likely carrying fill waste material and contaminates with water and into the sediments. The volume of fill waste material that has migrated into the waterways is unclear, but it is very likely that these fill waste materials have caused or contributed to the sedimentation of the waterways. 14. Just east of this material, I observed a continuous discharge of liquids and solids, flowing from the Filmont hazardous waste dump and creating a blanket of orange sludge that -7- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 8 of 24 PageID #: 4923 entered the creek (see Photos #2 and 9, Videos #2 and #32). As the creek is very murky at this point, I could not see the full extent of the sludge below the waterline, though it was evident, even through the murky water, that orange sediments were present in Ward Branch along the Filmont dump bank from this point for at least 50 yards, towards Davis Creek (to the west). It is my understanding that an additional discharge or seep has been identified by UCC and/or its consultants further upstream on the Ward Branch but I was not able to kayak to that section of the Ward Branch to observe it. 15. At the discharge which I did observe, as depicted in [Photos # 2 and 9, and/or Videos # 2 and 3] dump materials and liquids flowed continuously, from a small ditch down onto the sludge deposits and then to the creek. The orange sludge deposits were heavy at the point where the liquid flowed from the landfill and at locations immediately west of that point along the creek bank. I sampled the orange dump sludge immediately below where the liquid dropped from the dump (Sample 3, at the waterline), the dump waste liquid from the discharge itself (Sample 1, at the waterline), and water immediately upstream and across the creek from the liquid discharge (Sample 2, in Ward Branch). I could proceed no further upstream due to shallow water. Location of samples 1, 2, and 3 are shown in Photos #2, 9 and 11. See Exhibit 2-Sampling Results. 16. I then made my way back to the boat ramp, observing the dump material all the way down the Ward Branch to its confluence with Davis Creek. 17. Upon my return to the ramp I observed a father and 2 small children fishing in the Kanawha River immediately below the confluence with Davis Creek (Photo #10). I advised him to not eat anything they caught from that location. 2 Video #2 may be viewed at the following link: https://drive.google.com/file/d/1kkZqJaLqCLB8OqNp9sZX2WehBjUXDppt/view Video #3 may be viewed at the following link: https://drive.google.com/file/d/1jBBJKmzzrhXKeL4KmyAy1YORut4FWha1/view -8- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 9 of 24 PageID #: 4924 18. On Saturday, September 12 at about 09:15 A.M., I returned to complete my observation and sampling activities from the Courtland property. South Boundary Creek flows from the UCC Tech Center area, across Courtland property, to Davis Creek. The Courtland property is downgradient of UCC’s Filmont hazardous waste dump, the UCC Railyard, and the UCC Tech Center facility. From the Courtland bank, I could observe that the orange deposits of dump material along the Filmont hazardous waste dump bank extended 30 yards or so in Davis Creek upstream of the confluence with the South Boundary Creek flowing across the Courtland property, but it appeared to disappear beyond that point. Dump waste materials in the form of heavy orange sludges were also observed in the South Boundary Creek immediately upstream of the confluence (See Photos #4-7, Video 43). Photo #6 shows a channel of orange staining coming from the Filmont Open Dump across the Courtland Property into the South Boundary Creek and discharging to Davis Creek. It appears that the Filmont Open Dump has and continues to deposit waste onto the Courtland Property on the north side, in the waters of and in the bed of the South Boundary Creek. 19. The samples were kept in an iced cooler until the morning of Monday, September 14, when they were transported to the lab (ALS) for analysis of Priority Pollutant metals and iron, aluminum and manganese. 20. I received sample results from the lab on September 22, 2020 (Exhibit 2-Sampling Results, Attached). Results indicate that the dump material liquid as well as the associated sludge is highly contaminated with toxic material from the dump. Ward Branch is also highly contaminated. Ward Branch originates at the UCC Technology Center and for its entire flow to Davis Creek is either on, adjacent to or downgradient of areas of known UCC contamination 3 Video #4 can be viewed at the following link: https://drive.google.com/file/d/1rJAS96oSzNHe8T0yf6uuum9F1u0lyDxi/view -9- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 10 of 24 PageID #: 4925 (https://www.epa.gov/hwcorrectiveactionsites/hazardous-waste-cleanup-union-carbidecorporation-technology-park-south; Exhibit 1, Figure 1; and Exhibit 3). 21. The liquid obtained from the landfill discharge (referenced in para. 14, above) has one of the highest concentrations of iron I have ever observed in a field sample (Sample 1). Exhibit 2-Sampling Results. It is also high in aluminum, manganese, arsenic and lead. Also present are beryllium, cadmium, chromium, copper, nickel, selenium and zinc. Exhibit 2-Sampling Results. 22. iron by Both Ward Branch and Davis Creek have been identified as impaired relative to WVDEP and have Total Maximum Daily Loads (TMDLs) for iron. (https://dep.wv.gov/WWE/watershed/TMDL/grpb/Documents/LowerKanawha_TMDL_B2_201 1/Lower_Kan_EPA_Approved_2012/FINAL_EPA_Approved_LowKan_TMDL_Report_6-512.pdf). Additionally, when compared to WV Water Quality Standards (47CSR2), Sample 2 indicates that Standards for arsenic are also violated in Ward Branch. High concentrations of total aluminum indicate that Standards for dissolved aluminum would also likely be violated. 23. Arsenic has been reported by UCC to the City of South Charleston as one of the contaminants that has flowed from the UCC Filmont hazardous waste dump across or under Davis Creek onto City of South Charleston property immediately adjacent to a residential area (Exhibit 3). Additionally, arsenic is reported as a groundwater contaminant associated with the Ward Hollow landfill at the UCC Tech Center, from which Ward Branch originates (https://www.epa.gov/sites/production/files/201512/documents/ucc_techcenter_fdrtc_dec2010.pdf). 24. Just based on observations of the dump material sludges in Ward Branch, Davis Creek and South Boundary Creek associated with and emanating from the Filmont hazardous waste dump, it is obvious from the appearance of these sludges (orange deposits indicative of iron -10- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 11 of 24 PageID #: 4926 oxides) that high concentrations of iron have been and are continuing to be added to Ward Branch and Davis Creek, streams already compromised by iron, as well as the South Boundary Creek, by the Filmont hazardous waste dump. 25. Analytical results (Sample 3) of the solid dump material sludge flowing into Ward Branch from the Filmont hazardous waste dump indicates that this dump material contains extremely high concentrations of iron. Exhibit 2-Sampling Results. Results were compared to WVDEP Soil Background Data 90th percentile concentrations (developed by USGS and found at https://dep.wv.gov/dlr/oer/brownfieldsection/technicalguidanceandtemplates/Pages/default.aspx), indicating that in addition to elevated concentrations of iron, the concentrations of arsenic, mercury, copper, cadmium, lead, nickel, selenium and zinc all exceeded background levels. It is reasonable to conclude that all or vast majority of the sludges associated with the Filmont hazardous waste dump in Davis Creek and South Boundary Creek are similarly contaminated. 26. Mercury is a hazardous waste that is known to have been disposed of by UCC into the Filmont hazardous waste dump (Compliance Evaluation and Wastewater Characterization, Union Carbide Company, South Charleston, West Virginia, USEPA 1979; Compliance Evaluation and Wastewater Characterization, South Charleston Sewage Treatment Company, South Charleston, West Virginia, USEPA 1979), and sampling reveals that mercury is currently being discharged from the Filmont dump. In addition to mercury, cadmium and lead -- other waste materials found in the liquid and solid waste coming from the dump -- bioaccumulate in aquatic organisms, including fish, and present a clear endangerment to human health and the environment. The presence of a popular fishing spot and boat landing in close proximity to and downstream of the Filmont dump should be a matter of immediate public health protection concern. -11- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 12 of 24 PageID #: 4927 27. Based on my observations on 11 and 12 September and related sample results set forth on Exhibit 2-Sampling Results, I have concluded that waste material has contaminated groundwater and is flowing from the Filmont hazardous waste dump — from the discharge referenced in paragraph 14, above, and other locations — in the form of liquids and sludges containing aluminum, arsenic, beryllium, cadmium, chromium, copper, lead, manganese, mercury, nickel, selenium, and zinc, to the south, west and north into the South Boundary Creek, Davis Creek, and Ward Branch, respectively. These sludges have covered the bottoms of the South Boundary Creek, Davis Creek, and Ward Branch and with the contaminated liquids have likely entered the Kanawha River, particularly (though not exclusively) during rain events that would have caused or contributed to the migration of the contaminates down river. These observations match groundwater flow maps developed for the Filmont hazardous waste dump by UCC/Jacobs and provided to the City of South Charleston (Exhibit 1, Figure 1). Thus, it is a virtual certainty that the contamination seeping, eroding, and migrating from the Filmont hazardous waste dump have caused and contributed to contamination of sediments and possibly other media within the Kanawha River and the groundwater hydrologically connected to South Boundary Creek, Davis Creek, and Ward Branch. 28. These conclusions are further supported by reports from UCC to the City of South Charleston that contaminated groundwater has flowed from the Filmont hazardous waste dump across or under Davis Creek onto at least City of South Charleston property (and likely beyond such property, into an adjacent residential area) (Exhibit 3), at which such City of South Charleston property UCC has already admitted that groundwater is contaminated by high concentrations of 1,4-Dioxane, Bis(2-chloroisopropyl)ether, and Arsenic (and likely other contaminants), all coming from the Filmont dump. -12- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 13 of 24 PageID #: 4928 29. This contaminated groundwater is also flowing into the alluvial deposits associated with the South Boundary Creek (and the original Davis Creek Channel) and flowing into the South Boundary Creek and Davis Creek. Heavy deposits of orange waste sludges from UCC’s Filmont Dump are being discharged to the adjacent streams by way of this contaminated groundwater flowing from UCC’s Filmont hazardous waste dump. These sludges are contaminated with toxic metals and metalloids, at least, and likely by other non-metallic contaminants. 30. Groundwater carrying waste material is flowing from the UCC’s Filmont hazardous waste dump onto and under Courtland property and into the South Boundary Creek (Courtland property) and Davis Creek. See Exhibit 1, Figure 1 and 2. 31. In addition to the solid sludge material and the liquid material associated with the discharge referenced in paragraph 14, above, other dump material is present in Ward Branch. As described above, in a location near the same discharge this material has either fallen into the creek because of erosion, or was placed there to support the fence after the original material into which the fence was placed eroded away, or both. See Photos #2 and #3. 32. At the discharge referenced in paragraph 14, above, solid and liquid landfill materials flow continuously through a discernable, confined, and discrete conveyance, which is clearly a ditch, channel, tunnel, conduit, or discrete fissure, from which pollutants (including toxic metals and metalloids) are discharged into Ward Branch, which flows into Davis Creek, a stream that flows into the Kanawha River. This unmonitored and uncontrolled discharge does not now have and never has had an NPDES Permit and is, therefore, a clear violation of the federal Clean Water Act and the West Virginia Water Pollution Control Act and contributes to the degradation of the Ward Branch and Davis Creek environment and most certainly has downstream impacts on -13- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 14 of 24 PageID #: 4929 water and sediments within the Kanawha River including the likely bioaccumulation of contaminates within wildlife in the watershed. 33. These contaminated waters and sediments make their way approximately 1/3 of a mile to the Kanawha River, discharging immediately adjacent to a public boat ramp and fishing area. The nature and extent of the contamination and the bioaccumulation of these contaminates within the wildlife poses or may pose an imminent and substantial endangerment to human health and the environment. 34. The full nature and extent of the contamination from the UCC Filmont hazardous waste dump described above has not been determined. 35. In addition to the site visits and sampling described above, I have read “Union Carbide Corporations Response to Courtland’s Requests for Admission to Union Carbide Corporation, Set Three”, served in this matter on September 30, 2020. UCC states in its Response to Admission Request Number 43 that “Past investigations have generally delineated the general scope of activities but have not adequately defined and delineated the boundaries of the area of historical landfill activities.” UCC further states in Response to Admission Request Number 44 that “….insofar as the exact boundaries of the former Filmont landfill have not been adequately defined and delineated.” In all declarations I have made in the case as well as those made in the companion case, numbered 2:18-cv-01230 (“the 2018 Case”), I have consistently and similarly observed that UCC has not fully delineated the nature and extent of the contamination coming from their various facilities at issue in this matter and in Courtland’s 2018 Case against UCC into the environment and onto neighboring properties. UCC’s recent admissions that it has yet to adequately characterize and delineate the aerial extent and boundaries of its Filmont Hazardous -14- Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 15 of 24 PageID #: 4930 Waste Dump in its responses to Courtland Requests for Admissions in this case are entirely consistent with the observations in my declarations. 36. A Remedial Investigation/Feasibility Study (“RI/FS”) performed in full compliance with the applicable requirements of the National Oil & Hazardous Substances Pollution Contingency Plan, 40 C.F.R., Part 300 (“National Contingency Plan” or “NCP”) is necessary and appropriate adequately to delineate: (1) the nature and extent of the toxic and hazardous substance contamination impacting Human Health and the Environment as a result of the more than three (3) decades of past, unpermitted discharges, and the continuing unpermitted discharges, of hazardous wastes and hazardous substances at and from UCC’s Filmont hazardous waste open dump facility; and (2) all the endangerment to public health and the environment that may be presented by those discharges and releases. 37. A Time-Sensitive Interim Removal Action performed in compliance with the applicable requirements of the NCP must be implemented by UCC to: (i) eliminate the continuing introduction of hazardous substances, hazardous waste, solid wastes, and pollutants into the environment from UCC’s Filmont hazardous waste open dump facility (referenced by UCC as the “Filmont Landfill”); and (ii) adequately to control the resulting human health and ecological risks during the time necessary to properly develop a final Site Remedial Action Plan (“RAP”). ____________________________________ D. Scott Simonton, Ph.D, P.E. -15- Case 2:19-cv-00894 DocumentAPPENDIX 111 Filed A 10/05/20 Page 16 of 24 PageID #: 4931 D. Scott Simonton, PE, PhD 1091 Haines Branch Rd. Sissonville, WV 25320 (304) 552-7488 e-mail:simonton@marshall.edu EDUCATION: Ph.D. in Engineering, Department of Civil Engineering, University of New Mexico, 2002 Concentrations: Environmental Engineering, Environmental Microbiology, Geochemistry Dissertation: Stability of Arsenic and Selenium Immobilized by In-Situ Microbial Reduction Advisor: Dr. Bruce Thomson M.S. in Environmental Engineering, College of Information Technology and Engineering, Marshall University, 1997 Concentration: Groundwater Hydrology, Water Quality Project: Design of a Compressor Station Wastewater Treatment System Incorporating Peat Biofilters Advisor: Dr. William Kroesser Graduate Study, College of Engineering, Idaho State University, 1994-1995 Concentration: Hazardous Waste Management B.S. in Civil Engineering, College of Engineering, West Virginia Institute of Technology, 1991 ACADEMIC EXPERIENCE: Marshall University, College of Information Technology and Engineering Professor of Environmental Science, 2001 – present Program Coordinator, MS Environmental Science, 2001 - present Tenured faculty. Teach graduate level environmental science and engineering courses, advise graduate Environmental Science and Environmental Engineering students, serve(d) on university committees and Faculty Senate, conduct research, program development. University of New Mexico, Department of Civil Engineering Research Assistant/Doctoral Candidate, 1999-2001 Coursework and research emphasis on bioremediation, geochemistry and waste containment. Primary research was in groundwater/soil bioremediation and long term stability of toxic metals and radionuclides; conducted USDOE funded research to determine removal and stability of metals, metalloids and radionuclides using in-situ biological processes in groundwater and engineered systems. Conducted studies of acid-mine drainage generation and control. PROFESSIONAL EXPERIENCE: Ashby-Tucker Environmental, LLC Principal Scientist, 2003 - present Provide extensive professional consulting, design and litigation support to various concerns. Specialize in environmental site and risk assessment, hydrology, environmental engineering design, and litigation support/expert testimony for complex environmental cases. Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 17 of 24 PageID #: 4932 Fayette County WV Board of Health Special Agent and Investigator, 2017 – Present State of West Virginia, Environmental Quality Board Member, Vice-Chairman, 2002 – 2017 The 5-member West Virginia Environmental Quality Board (EQB) is appointed by the Governor, with Senate approval. Prior to 2005, the Board issued rules that set the water quality standards for West Virginia's surface and ground waters. The Board also had the authority to grant a variance from these water quality standards for re-mining activities. The second function of the EQB, and the only current function, is to hear appeals regarding the issuance or denial of permits, permit conditions, or enforcement actions rendered by the WV Department of Environmental Protection's Division of Water Resources and Division of Waste Management. Triad Engineering, Inc. Senior Engineer, 2001-2002 Provided environmental consulting, field engineering, project management compliance and design services to local, regional and national clients. Conducted site investigations and assessments, remedial design, and risk assessment, especially those pertaining to state-led voluntary remediation programs. Terradigm, Inc. Project Engineer/Manager, 2000-2001 Provided environmental consulting and project management to federal government clients, particularly DOE. Projects included the upgrades for the Radioactive Liquid Waste Treatment Facility at the Los Alamos National Lab, and the review of the DOE Off-Site Source Recovery Program. Fluor Daniel GTI/IT Corporation Project Engineer/Manager, 1998-1999 Provided environmental consulting, compliance, field engineering, project management and design services to national clients, including: risked based corrective actions and closures; pilot plant design, construction, testing and operation; waste and material handling system development; wastewater treatment system design and operation; pollution controls; site assessments; permitting and regulatory services. Additionally, served as employers Registered Individual in Responsible Charge for West Virginia operations. Earth Tech Project Engineer/Manager, 1997-1998 Provided environmental consulting, compliance, project management and design services to industrial and manufacturing clients, including: prepared bids and cost estimates; developed contracts; managed personnel, equipment, and subcontractors; managed all budgetary aspects of projects; provided on-site supervision; maintained existing client base as well as developed new ones. Additionally, provided permitting and regulatory services; recommended and designed remediation systems; conducted site assessments and UST closures. Terradon Corporation/Potesta and Associates Project Engineer/Manager, 1995-1997 Provided environmental consulting, compliance, project management and design services to municipal, industrial and manufacturing clients, including: permitting and regulatory services with emphasis in remediation, air and water pollution; recommended and designed wastewater treatment and collection systems; recommended and designed soil and groundwater remediation systems; managed client permitting and compliance; conducted training in sampling procedures and permit compliance; conducted facility audits for discharge minimization/elimination; prepared pollution prevention plans, groundwater protection plans, and stormwater management plans; wrote draft permits for state agencies. Idaho Division of Environmental Quality Southeast Idaho Regional Office, Remediation Section Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 18 of 24 PageID #: 4933 Leaking Underground Storage Tank Program Manager, 1993-1995 Primary responsibility was overseeing all aspects of the Regional LUST Program, including: site assessment and identification of groundwater/soil contamination and sources; identification of responsible parties; review and approval of site assessments, risk assessments and corrective action plans; provide technical guidance on site assessment, risk assessment and remediation; review sampling data and remediation effectiveness; review and approve site closure requests; initiation and oversight of Consent Orders, Compliance Schedules, and Notices of Violation. In addition, I performed duties with the Regional Emergency Response Team; provided assistance regarding risk assessment, groundwater, surface water, and soil to other programs, including CERCLA and RCRA; responded to problems not specifically covered by other programs. Prevention/Certification Section Water Quality Specialist, Drinking Water Program, 1993 Primary responsibility was providing oversight and guidance to drinking water systems for pollutant monitoring; enforced monitoring regulations and tracked compliance; reviewed and approved monitoring waiver applications. Additionally, provided comments to Federal agencies regarding 401/404 permit applications and performed general water quality duties. West Virginia Division of Environmental Protection Office of Water Resources Water Quality Engineer, 1992-1993 Primary duty was writing NPDES permits for industrial point source and stormwater discharges. These duties included: application review; industrial process and pollutant source review; recommend, review and approve treatment and disposal systems; conduct site inspections, field reviews, and sampling; perform limited benthic and environmental impact surveys; conduct statistical evaluations and develop discharge limitations; determine requirements for and approve BMP's, remediation, and site investigations; enforce State and Federal laws and regulations. SELECTED PROJECT EXPERIENCE Project Engineer, Phosphorous Handling, Recovery and Wastewater Treatment Pilot Project, Chemical Industry. For large international chemical company served as on-site project engineer during planning, design, testing, construction and operation of pilot project for recovery of elemental phosphorous from waste sludges at a former elemental phosphorous facility in Tennessee. Was part of team responsible for developing phosphorous recovery and wastewater treatment processes at the pilot plant level for later use on a full scale plant. Responsible for design, testing and reporting of sludge delivery and handling systems (screens, crushers, dredges, washers, etc.) and associated air pollution control equipment, as well as directing work crews associated with equipment setup and operations. Risk Consultant, Voluntary Remediation Program, Former Petroleum Facility For national consulting firm provided fate and transport, risk and site assessment consulting during party characterization, remediation and risk assessment. Risk Consultant, Voluntary Remediation Program, Former Glass Manufacturing Facility For national consulting firm provided fate and transport, risk and site assessment consulting during party characterization, remediation and risk assessment. Risk Consultant, Voluntary Remediation Program, Former Railroad Facility For national consulting firm provided fate and transport, risk and site assessment consulting during party characterization, remediation and risk assessment. Risk Consultant, Litigation Support, Mined/Disturbed Lands Flooding Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 19 of 24 PageID #: 4934 For local property owners conducted investigation regarding flood damage and causation. Risk Consultant, Litigation Support, Former Industrial Waste Dump For local property owner provided fate and transport, risk and site assessment consulting during 3rd party characterization and remediation. Risk Consultant, Litigation Support, Former Mined Lands For local property owner provided fate and transport, risk and site assessment consulting during 3rd party characterization and remediation. Risk Consultant, Litigation Support, Former Mined Lands For local property owner provided fate and transport, risk and site assessment consulting during 3rd party characterization and remediation. Risk Consultant, Voluntary Remediation Program, Former Petroleum Bulk Facility For local property owner (municipal sanitary board) provided fate and transport, risk and site assessment consulting during 3rd party characterization, remediation and risk assessment. Risk Assessor, Voluntary Remediation Program, Former Tannery For local owner, conducted preliminary and final risk characterization and assessment. Risk Assessor, Voluntary Remediation Program, Former Glass Manufacturer For local government owner, conducted preliminary and final risk characterization and assessment. Risk Assessor, Voluntary Remediation Program, Petroleum Bulk Facility For local owner, conducted preliminary and final risk characterization and assessment. Project Manager, LRS, Voluntary Remediation Program, Natural Gas Extraction Plant For major natural gas supplier, acted as Licensed Remediation Specialist at a site with groundwater and soil contaminated by organic compounds that were impacting an adjacent stream. In accordance with WV Voluntary Remediation Program, conducted site investigation and characterization, evaluated fate and transport, developed the conceptual site model, conducted preliminary risk characterization and assessment, and developed remedy evaluation, selection and design. Project Manager, Voluntary Remediation Program, Municipal Site Development For a municipal government economic development project, acted as Project Manager for a site in which organic compounds were encountered during construction. In accordance with WV Voluntary Remediation Program, conducted site investigation and characterization, evaluated fate and transport, developed the initial conceptual site model, and conducted preliminary risk characterization and assessment. Project Engineer, Voluntary Remediation Program, Resort Development For a nationally recognized resort conducting multiple expansion projects, acted as Project Engineer for a site that had organic and inorganic contamination in multiple areas. In accordance with WV Voluntary Remediation Program, conducted site investigation and characterization, evaluated fate and transport, developed the preliminary conceptual site model, and assisted with preliminary risk characterization and assessment. Project Engineer, Phase I Environmental Site Assessment, Printing Industry. For major manufacturer of business forms conducted property transaction Phase I assessments of active printing facilities in Ohio and Virginia, and prepared reports detailing concerns and findings. Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 20 of 24 PageID #: 4935 Project Engineer, Stormwater Manual, LDAR Program, Chemical Industry. For chemical blending facility developed stormwater NPDES permit compliance manual, trained facility personnel on stormwater compliance. For facility air pollution permit requirements, developed leak detection and repair program. Project Engineer, Construction and Operation Air Pollution Permit, Auto Industry. For major automobile manufacturer, prepared air pollution control permit application for new engine and drive train facility. Conducted reviews of similar facilities, reviewed emission information for over 300 planned emission points and sources, acted as liaison with regulatory agency, assisted with negotiations of permit requirements. Project Engineer, Regulatory Audit/Permitting, Materials Handling Industry. For multiple facilities of company engaging in materials handling, sizing, packaging and shipping by truck, rail and barge of coal and various ores. Conducted facility audits to determine permit and compliance requirements, negotiated with regulatory agencies in Ohio and West Virginia, and prepared air and water permit applications and compliance plans. Prepared Groundwater Protection Plan for WV facility. Project Engineer, Title V Air Permits, Furniture, Mining, Coating. Prepared Title V permit applications for several facilities, including a furniture manufacturer, a limestone crushing/screening operation, and a can coating facility. Project Manager, Contaminated Soil Removal, Railroad. Prepared bid and managed demolition, soil excavation, removal and backfill project of petroleum contaminated soil for major railroad facility in Indiana. Worked closely with local subcontractors and regulators to successfully complete project quickly and below client cost estimates. Project Manager, Phase I Environmental Site Assessment, Poultry Industry. Completed environmental site assessment for major agro business client of operating poultry processing facility with several satellite facilities in Moorefield, WV. Project Engineer, Industrial Sludge Land Application Plan, Poultry Industry. Completed plan and obtained regulatory approval for land application of industrial wastewater treatment sludge from a poultry processing facility in Moorefield, WV. Developed application rates, crop types and rotation schedule over 138 acre site. Obtained regulatory approval during period of close public scrutiny of poultry industry in watershed. Project Engineer, Sludge Holding Basin Design, Regulatory Approval, Municipal. For City of Charleston, WV, assisted with the development of sludge handling plan that allowed the City to temporarily store wastewater treatment sludges during construction of a new sludge composting facility, saving the city landfilling costs over an 18 month period. Assisted with regulatory negotiations and basin siting and design. Project Engineer, Landfill Construction. Provided construction oversight and quality control for landfill cap repair, storm sewer and toe drain replacement. Worked closely with construction manager and owner to insure specifications and goals were met. Project Engineer, Landfill Leachate Disposal, Municipal Landfill. Over two year period conducted leachate investigations, prepared permit applications, negotiated with municipalities and regulatory agencies for leachate acceptance, conducted investigations and negotiated for innovative permitting strategies, including real-time water quality limits, conducted receiving stream investigations, prepared pre-treatment investigations and system design, assisted in preparation of legal documents to allow for the discharge of landfill leachate to a public Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 21 of 24 PageID #: 4936 wastewater collection system and wastewater treatment plant. Engineer, Leachate Treatment System, Municipal Landfill. Developed preliminary design for municipal landfill leachate treatment system for direct discharge to low-flow stream. Designed pilot treatment system for metals removal. Project Engineer, Leachate Treatment System, Municipal Landfill. Investigated compliance violations of constructed wetlands landfill leachate treatment system, provided preliminary design for system upgrades including aeration and recirculating sand filters, represented municipality in public meetings and negotiated with regulatory agencies. Project Engineer, Facility Wastewater Audits, Natural Gas. For major natural gas transmission company conducted multiple facility audits in three states of process wastewater discharges. Developed treatment and permitting strategies as well as flow minimization and elimination designs to reduce or eliminate treatment, disposal and compliance costs. Project Manager, Corporate NPDES Permitting, Natural Gas. For major natural gas transmission company managed and conducted NPDES permitting services for facilities in eight states. Conducted facility reviews, prepared applications, negotiated with regulatory agencies, insured compliance, prepared facility specific compliance manuals and trained facility personnel. Developed database system to track NPDES compliance of over 300 facilities. Project Engineer, Wastewater Treatment System Design, Natural Gas. For major natural gas transmission company designed replacement for sanitary treatment system that was not maintaining permit compliance. Designed system that eliminated direct discharge by modifying existing plant through the addition of biofilters and a subsurface disposal system, eliminating permit and monitoring requirements. Project Engineer, NPDES Permitting, Treatment System Design, Barge Cleaning. For a chemical and petroleum barge cleaning operation designed parts of the wastewater treatment system, prepared Groundwater Protection Plan, prepared permit application, and prepared draft NPDES permit for the regulatory agency. This significantly decreased the time for permit issuance by reducing much of the permit engineers work. Project Engineer, Benthic Survey, Coal Mining. Conducted watershed benthic survey for state abandoned mine lands regulators. Determined sampling sites, conducted sampling of benthic population, analyzed stream and habitat characteristics. Project Engineer, NPDES Coal Permit, Coal Mining. For a new coal preparation plant prepared the NPDES portion of the coal permit application, assisted with design of stormwater retention basins. Project Engineer, Pre-Treatment Permit, GPP, Coating Industry. For can coating facility, prepared pretreatment application for wastewater discharge to municipal system, prepared modification application for municipality, developed Groundwater Protection Plan, negotiated with municipality and State regulators. Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 22 of 24 PageID #: 4937 MILITARY EXPERIENCE West Virginia Army National Guard Detachment 1, Troop A, 1/150 Armored Cavalry Detachment Commander, 1992-1993 Company D, 1/150 Armored Cavalry Executive Officer, 1991-1992 Platoon Leader, 1986-1991 United States Marine Corps Weapons Company, 3rd Battalion, 2nd Marines Infantryman, Squad Leader, Training NCO, 1982-1986 PUBLICATIONS, PRESENTATIONS Surber, S.J. and Simonton, D.S. Disparate impacts of coal mining and reclamation concerns for West Virginia and central Appalachia; Resources Policy, Volume 54, December 2017, Pages 1-8 Eckstein, Y. and Simonton, D., Coal Mining Waste as a Source of Heavy Metals in Surface- and Groundwater; Presentation and Abstract, The Geological Society of America Annual Conference, November 2015 Simonton, D. and Eckstein, Y. Mining Impacted Groundwater as a Source of Hydrogen Sulfide Gas in Homes; Presentation and Abstract, The Geological Society of America Annual Conference, November 2015 Wait, I.W. and Simonton, D.S.: Calibration of Time of Concentration Models for Steep, Rural Watersheds, Presentation and proceedings of EWRI Congress, May 2015 Huffman, D.R.; Surber, S.J.; Simonton, D.S.: Economic Sustainability Concerns for the Public Arising from Large Scale Surface Mining, Presentation and proceedings of NAEP Conference, April 2015 Proceedings and Presentation, World Environmental & Water Resources Congress; Hydrogen Sulfide Exposure and Human-Health Risk in Mining-Impacted Regions; Portland, OR, June 2014 Simonton, D.S.; King S.; Hydrogen Sulfide Formation and Potential Health Consequences in Coal Mining Regions; Water Quality, Exposure and Health, March 2013 Presentation, Appalachian Studies Association, Coal Mining Waste Disposal Practices and Human Health Risk: A Case Study; Boone, NC March 2013 Presentation, Environmental Health 2013: Science and Policy to Protect Future Generations (Elsevier); Hydrogen sulfide gas exposure in Appalachian coal-field communities; Boston, MA March 2013 Simonton, D.S.; Report: An Alternative for Solid Waste Management in Developing Countries; Proceedings of the Global Waste Management Symposium, November 2008 Simonton, D.S., Spears, M.; Human Health Effects from Exposure to Low-Level Concentrations of Hydrogen Sulfide; Occupational Hazards, October 2007 Presentation, Air and Waste Management Association Seminar: 2005 Issues in Environmental Risk Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 23 of 24 PageID #: 4938 Assessment and Toxicology; Designing the Site Characterization to Meet Risk Assessment Objectives, Charleston, WV, September, 2005 Presentation, Air and Waste Management Association Seminar: 2004 Issues in Environmental Risk Assessment and Toxicology; Risk Assessment and Toxicology in the Development of Water Quality Standards, Manhattan, KS, September, 2004 Simonton, S., Thomson, B., Barton, L.L. and Dimsha, M., Long Term Stability of Metals Immobilized by Insitu Bioremediation Processes. Proceedings of the 2000 Conference on Hazardous Waste Research, Great Plains/Rocky Mountain Hazardous Waste Research Center, Denver, CO, February 2001 B. Thomson, D. Simonton, L. Barton, Stability of Arsenic and Selenium Immobilized by In Situ Microbial Reduction, Proceedings of the 2001 Conference on Hazardous Waste Research, Great Plains/Rocky Mountain Hazardous Waste Research Center, February 2002 COURSES TAUGHT, MARSHALL UNIVERSITY (with latest semester in which taught) ES 550 ES 674 ES 620 ES 582 ES 582 ES 585 ES 602 ES 603 ES 604 ES 610 ES 614 ES 626 ES 630 ES 640 ES 646 ES 650 ES 652 ES 655 ES 662 ES 651 ES 646 ES 665 IST 423 ENVE 617 ENVE 650 ENVE 681 ENVE 625 ENVE 650 ENVE 670 ENVE 682 ENVE 683 Environmental Law and Policy Epidemiological Health Research Techniques Environmental Management Systems SpTp: Sustainable Energy Systems SpTp: Energy and the Environment Introduction to Environmental Science A Study of the WV Environment Seminar in Current Environmental Issues Air Pollution Environmental Sampling Environmental Risk Assessment Remote Sensing and Map Use Environmental Site Assessment Groundwater Principles Dynamics of Ecosystems SpTp: Sustainability SpTp: Mining and the Environment Environmental Ethics Environmental Policy Environmental Microbiology Dynamics of Ecosystems Water Resources Management Applied Statistics Physiochemical Treatment of Water and Wastewater Air Pollution Control Environmental Engineering Design Hazardous Waste Management Energy and the Environment Hydrology and Sedimentolgy Environmental Remediation Technologies Environmental Geotechnology Sp20 F19 S19 Sp11 F18 Sp15 Sp20 F17 F15 F19 Sp19 F07 Sp18 Sp20 Sp03 F14 F11 F19 F14 F09 Sp03 F11 Sp02 Sp08 Sp04 Sp13 F07 F08 Sp04 F05 Sp07 Case 2:19-cv-00894 Document 111 Filed 10/05/20 Page 24 of 24 PageID #: 4939 GRADUATE SUPERVISION To date I have supervised over 100 graduate projects/theses. PROFESSIONAL ASSOCIATIONS American Society of Civil Engineers American Society of Safety Engineers Association of Environmental and Engineering Geologists CERTIFICATIONS Registered Professional Engineer (Environmental), WV, MS, KY (Active); NM, TN (Inactive) ADDITIONAL EDUCATION, NONPROFESSIONAL ASSOCIATIONS, VOLUNTEER -Marshall University 2019-2020 John and Frances Rucker Outstanding Graduate Advisor Award -FAA Certified Private Pilot, Instrument Rated -Volunteer Pilot, Southwings 2009-Pres -Solar Electric Systems and Grid-direct Design, 8/10 -OSHA 1910.120 40 Hour HAZWOPER, 5/94; 8 Hour Refresher Annually -OSHA 1910.120 8 Hour HAZWOPER Supervisor 10/98; -OSHA Lead in Construction Awareness Training, 1/98 -ASTM Risk Based Corrective Action Courses, 2/95, 3/95 -U.S. Army Nuclear, Biological, Chemical Defense Course, 3/93 -USEPA NPDES Permit Writers Course, 1/93 -U.S. Army Armor Officer Basic Course, 8-12/89 -AOPA -EAA