(For use by Pubiic Officers and Candidates of the State of Arizona) Scott Bates Name of Puhiic Officer or Candidate Address Public aria Heid or sought JU%SiiCl9"7l it it Check one: I [23 I am a pehliic officer who is not in my final term, filing this statement covering the 'i2 months of caiendar year 2012 I have been appointed to fit! a vacancy in a public office within the last 80 days and am filing this Financiai Disclosure Statement covering the 12 month period ending with the iaet full month prior to the date I took office. i am a poetic otficer whose tinai term expires iess than thirty-=-one days into caiendar year 29 . This is my final Financial Disclosure Statement covering the last 12 months pics the final days of my term for the current year. i am a candidate for a pubiic office, and am this Financial Disclosure Statement covering the 12 months preceding the date of this statement, from the month of 20 to the month of 20 - I do swear that the Financiai Disoiosure Statement fiied herewith is in things true and correct, and fuily shows all information i am required to report pursuant to A.R.S. 38-642. Signature of Public Officer or Candidate State of Pm"? and County of Witt: I cope Subscribed and sworn to (or atiirmed) before me this day of . 20 I3 I Notary Ptibiic Jdhunrxg :99; ?ioiul My Commission expires QFFECML '7 I puma Sm". mg Afimm 1 Secretary of State Mu mm A Office Revision November 2012 SECTEQN PERSGNAL 1. Names What to disclose: Your and your spouse's narnes and the names of minor children of whom you have legal custody. William Scott Bales YOUR NAME YOUR St>ousE's NAME Michele Ellen Kemp NAMES I 2.. Sources of Personal Compensation What to disclose: The name and address of each employer who paid you, your spouse, or any member of your household more than $1,000 in salary, wages, commissions, tips or other forms of compensation during the period covered by this report. Describe each employer's business and the services for which you or a member of your household were compensated. - Atso, list anything of value that any other person, outside your household, received for your use or benefit of you or any member of your household. For example, if a person was paid by your employer to be your housekeeper, list that persons wages and the name of the employer. You need not disclose: Any money you or any member of your household received that was gross income paid to a business you or your household rnernber owned. NAME AND ADDRESS or PUBUC Oneosrz oe EMPLOYER oe OTHER Souace Dsscauvnow orr AND SERVKSES lvirsmsee or-" HOUSEHOLD or-" COMPENSATION Overe Paovroeo sy Poeuc OFFICER ora Mewrsea OF HOUSEHOLD $1,000 William Scott Bales State of Arizona Arizona Supreme Court Services Provided: Justice 1501 W. Washington, Phoenix, AZ 8500? Michele Ellen Kemp Honeywell International Inc. Technology and Manufacturing Services Provided: Litigation Manager 1944 E. Sky Harbor Circle, Phoenix, AZ 85034 Secretary of State 2 Office Revision November 2012 . 3. Professionafl, and trainees Licenses' What to disclose: List all licenses issued to or heid by you or any member of your household at anytime during the period covered by this Statement. - PUBLIC OFFICER oa MEMBER TYPE OF LECENSE NAME iN WHICH i-iowiwo Licewsa, IF NOT OR PERMIT -License IS lssueo issueo IF OWN NAME or LICENSE LOCATION or BUSINESS State Bar W. Scott Bales William Scott Bales Arizona Arizona 4. Personai Creditors What to disclose: The name and address of each creditor to whom you, or a member of your household owed a personal debt over $1,000 during the period covered by this Statement. if the debt was "incurred or discharged during this period, list the date and whether it was incurred or discharged. You need not Debts resulting from the ordinary conduct of a business (disclose those in Section C). Debts on residences or reoreational_ property, on motor vehicles not used for commercial purposes, on debts secured by cash values on life insurance, or debts you owe to relatives, personal credit card transactions or installment contracts. PERSONAL DEBTS OVER $1,000 NAME AND ADDRESS or CREDITOR (ore PERSON Pueuc OFFICER ea MEMBER or DATE iNouRaEo "ro WHOM PAYMENTS ARE MADE) HOUSEHOLD OWING THE DEBT None [23 incurred Cl Discharged Incurred E3 Discharged E3 incurred E11 Discharged 3 Secretary of State Office Revision November 2012 5. Pereonai Debtors What to discioae: The name of each debtor who owed you or a member of your househoid a debt over $1,000 at any time during the period covered by this Statement, and the approximate vaiue of the debt (See iast page of value categories). if the debt was incurred or discharged during the period covered by this Statement, report the date and whether the debt was incurred or discharged. DEBTS OVER $1,000 OWED TO YOU PERSONALLY PUBLIC Orriricea on MEMBER or HOUSEHOLD To WHOM AMOUNT BY VALUE DATE incunaeo ANDIOR NAME or Dearoa 75-re Dear is Owen CATEGORY Real Estate Equity Lending, Michele Ellen Kemp 0 2 2_28._95 Inc. incurred Ci Discharged Matthew and Brenda Michele Ellen Kemp . 12_m_O3 Gniender incurred E3 Discharged Eli incurred ?21 Discharged 6. Gifts What to diecioee: The name of the donor who gave you or a member ofyour household a single gift or an accumulation of gifts with a vaiue over $500, if that gift does NOT tit into a category below. '(on need not Gifts you or a househoid member received by will, intestate succession, inter vii/os (living) trusts, or testamentary trusts estabiished by a Spouse or ancestor. Gifts received from any other member of the household or relatives to the second degree of consanguinity (parents, grandparents, siblings, chiidren and grandchildren) or political contributions reported on campaign finance reports. NAME or DONOR or GIFTS OVER $500 PUi3i..lC OFFKZER on MEMBER or HousEHo1.o-- RECIPIENT None Secretary of State 4 Office Revision November 2012 SECTEQN B: REPORTABLE ENTERESTS Qttices or Fiduciary Reiationships to Businesses, Nonprofit Qrganiizatioes or "frosts What to disciose: The name and address of each business, organization, trust or nonprofit organization or association irr which you or any member of your household held any office OR had a fiduciary relationship during the period covered by this Statement. Describe the office or relationship. NAME NAME or PUBLIC OFFICER . OFFICE oa AND ADDRESS ca MEMBER or HOUSEHOLD Froucmav RELATIONSHIP 'American Bar Association Accreditation Scott Babs Member Chicago, EL MNSB Capital LLC Machete Ewen Kemp Managing Member Phoenix, AZ Appeilate Judges ConfereoceiABA Judicial Division Scott Bates Exacufive Committee Chicago, IL Appeliate Judges Education to% 36011 gages Director Dailas, TX . 8.. Qwoership or Finaociai interest in Trusts, or investment Feeds What to The name and address of each business, trust, investment or retirement fund in which you or any member of your household had an ownership or beneficial interest of over $1,000. This iociades stocks, partnerships, joint ventures, sole proprietorships, annuities, mutual funds and retirement accounts. List the percentage of ownership or interest, and categorize the value of the equity. (See last page for value categories.) NAME AND A-coaass or BUSINESS ca PUBLIC OFFICER can MEMBER OF I Descarsrrow or Tr-zosr HOUSEHOLD INTEREST . CATEGORY Vanguard index Fund W. Scott Bales ymutuaz Fund 1 \/aiiey Forge, PA AMCAP Fu and W. Scott Bales 2 Santa'Ana, CA American Baianced Fund W. Scott Bales Mutual Fund 2 Santa Ana, CA Continued on last page 5 Secretary of State Office Revision November 2012 9.Boods What to disctose: Bonds issued by a single agency worth more than $1,000 that you or a member of your household hoid, or held during the period covered by this Statement. if the bonds were acquired or divested during the period, report the date that occurred. Puauc OFFICER ca MEMBER or-" VALUE DATE Awolort BONDS OVER $1,000 ISSUING AGENCY HOUSEHOLD CATEGORY None e>>;cqtuatsa bivested. 5 Acquired E3 Divested E3 Acquired Divested 18. Reai Property Qweership What to disciose: Arizona reat property and improvements to which you or a member of your household hold, or held title during the period covered by this Statement. Describe the property's location and approximate size. Using the yaiue categories (see last page) report the value of your equity. If that property was acquired or divested during the period covered by this Statement, its': the date andwhat occurred. You need not discliose: Your primary residence or property you use for personal" recreation. AND APPROXIMATE SIZE PUBLIC OFFICER ore MEMBER cs . EQUITY VALUE DATE OF ARIZONA REALTY HOUSEHOLD oa BUSINESS . CATEGORY - . . DNESTED Whispering Ranch MNSB Capital LLC may 19, 2095 Maricopa County' 5 30595 . . Efitoquired Ci Divested C1 Acquired Divested Acquired E3 Divested Secretaiy of State 5 Ofiioe Revision November 2012 SECTION C: SUSENESS INTERESTS it. Easiness Names What to disciose: The name of any business under which you or any member of your household did business during the period covered by this 'Statement. Include corporations, iimited liability companies, partnerships and trade names. Using the definitions provided in statute, disclose if the business named is controlled or dependent. If the business is both oontrolied and dependent, mark both boxes. Pueuc OFFICER on MEMBER CONTROLLED mo/on W. Scott Bales MNSB Capital LLC Phoenix, Arizona *3 Michele E. Kemp E3 Dependent [Ii Controlled Dependent Ci Controlled Ell Dependent E3 Controiled i3 Dependent IMPORTANT: A BUSINESS LISTED ABOVE DID NOT GROSS MORE THAN $10,000 OR PROVIDE MORE THAN 10% OF YOUR PERSONAL COMPENSATION DURING THE PERIOD COVERED BY THIS STATEMENT, YOU DO NOT NEED TO COMPLETE THE REST OF THIS STATEMENT. 12. Contsoiied Business information What to disclose: The name of each controlled business you listed above, and the goods or services provided by the business. if a single client or customer (person or business) accounts for more than $10,000 25% of thegross income, describe what it is your business provides to that customer or ciient. Then, in column 4, describe what the client/customefs business does (it your major ciient is a person, leave the last column blank). if you do not have a major client, leave the last two columns blank. You need not disciose: The name of any customer or ciient, or the activities of any customer or client who is an individual ratherihan a business. -- OF HOUSEHOLD BUSINESS NAME BUSINESSADDRESS BUSINESS (50093 OR Sfiapqvicggs WHAT Your-2 BUSINESS Busiivess or-" NAME Yoga Pnovmen BY YOUR PROVIDES TO YOUR MAJOR MAJOR CUSTOMER OR CONTROLLED BUSENESS CUSTOMER OR CLIENT None 7 Secretary of State Office Revision November 2012 13. Dependent Business information What to disclose: The name of each dependent business, the goods or services provided by the dependent business, the goods or services provided to the major customer or client and the business activity if the major customer or client is a business. it the dependent business is aiso a ooatrolied business, disoiose it only in response to #12, above. You need not disoiose: The name or identity of the customer or ctient, or the amount of income from the customer or client. if the customer or client is an individuai (rather than a business), you are not required to disclose that pereon's activities. . - .- 1 os SERWCES ACTIVITY OF THE NAME-OF - - oa SERWCES PROVIDED TO THE MAJOR MAJOR OR BUSINESS PROVIDED ev THE BUSINESS CUSTOMER oa CLIENT A None 14. Real Property Qwped by Business what to Arizona real property and improvements the tities to which were held by a controlled or . dependent business listed above. if the business is one that deats in real "property and improvements, list the aggregate value of ait parcels heid in the period covered by this Statement. Describe the property's location and approximate size. Using the value categories (see last page) report the value of equity in your business. if the property was acquired or divested during the period covered by this Statement, list that and the date. AND APPROXIMATE SIZE Pueuo OFFICER oa MEMBER OF av VALUE DATE ACQUIRED or: OF ARIZONA REALTY . HOUSEHOLD oa BUSINESS CATEGORY DIVESTED None [1 Acquired Divested [3 Acquired Divested 3 Acquired Divested Acquired Ell Divested Secretary of State 3 Otfice Revision November 2012 15. Business' Creditors" What to disciose: The name and address of each creditor to which your business owed more than $10,000, if that amount was aiso more than 30% of your total business indebtedness at anytime during the period covered by this Statement. if the debt was incurred or discharged during the pericd'ccvered by this Statement, report that and the date. Yeu need not disciose: Debts resulting from a business other than a controlied or dependent business. BUSINESS DEBTS OVER $10,000 AND 30% NAME AND Acceese OF CREDITOR (OR -Peesow NAME or CONTROLLED OR DEPENDENT DATE -INCURRED TO WHOM PAYMENTS ARE MADE) BUSINESS (FROM ITEM 3 OR 4) None Incurred E3 Discharged Ci incurred Discharged 0 ca Incurred 1:3 Discharged 10.. Business' What to disciose: The name of the debtor for each "debt exceeding $10,000 owed to a controiied or dependent business which was aisc more than 30% of the total indebtedness to the business which was owed et any time during the preceding calendar year. if the "debt was incurred or discharged during the year, iist that and the date. List yaiue category. DEBTS OVER $10,000 AND 30% OWED TO YOUR BUSWESS NAME or CONTROLLED OR AMOUNT sy DATE INCURRED ANWOR DEPENDENT BUSINESS TO WHOM VALUE DBCHARGED NAME OF Decree THE DEBT is Owes CATEGORY None 8 incurred E3 Discharged incurred E3 Discharged Valiue Categories: (from ARS Category 1 - $1,000 to $25,000 Category 2 More than $25,000 to $100,000 Category 3 - itiiore than $100,000 9 Secretary of State Office Revision November 2012 S. Uwueaship of Financial Eaieresi iu Trusts, or Fuude (Continued from page 5) NAME AND ADDRESS OF BUSINESS OF PUBLIC OFFICER OR MEMBER DESCREPTION OF INTEREST EQUITY BY VALUE TRUST OF HOUSBI--IOLD CATEGORY American Capital income Builder W. Scott Bales Mutual Fund 2 und; Santa Ana, California American Capital World Growth W. Scott Bales Mutual Fund 2 and income; Santa Ana, California . American Growth Fund W. Scott Bales Mutual Fund 2 Santa Ana, California American Income Fund of America W. Scott Bales Mutual Fund 2 Santa Ana, California American Investment Company of W. Scott Bales Mutual Fund. 2 America; Santa Ana, California American New Perspective Fund W. Scott Bales - Mutual Fund 3 Santa Ana, California Arizona Elected Officials' W. Scott Bales 100% 2 Retirement Plan; Phoenix, Arizona MNSB Capital LLC W. Scott Bales 50% 2 Phoenix, Arizona Michele E. Kemp BK Family Revocable Trust W. Scott Bales Trustees/Beneficiaries 3 Phoenix, Arizona Michele Ellen Kemp American Balanced Fund Michele Ellen Kemp lvlutual Fund 1 Santa Ana, California American Growth Fund Michele Ellen Kemp ll/flutual Fund 1 Santa Ana, California American Capital Income Builder Michele Ellen Kemp Mutual Fund 2 Saute Ana, California - AMCAF Fund Michele Ellen Kemp Mutual Fund 1 Santa Ana, California American Century Diversified Michele Ellen Kemp Mutual Fund Bond Fund Kansas City, MO - American Funds Fundamental Michele Ellen Kemp Mutual Fund 1 investors F-1 Indianapolis, IN American Income Fund of America Michele Ellen Kemp Mutual Fund Santa Ana, California American Investment Fund of Michele Ellen Kemp Mutual Fund 1 America Santa Ana, California American Short Term Bond Fund Michele Ellen Kemp Mutual Fund 1 Santa Ana, CA Apple, Inc. Michele Ellen Kemp Common Stock 1 Cupeztino, CA . Columbia Small Cap Value Fund I Michele Ellen Kemp . Mutual Fund 1 Boston, MA Dodge Cox Income Fund Michele Ellen Kemp Mutual Fund 1 Boston, MA Page 1 - Financial Disclosure Statement NAIVIB AND ADDRESS OF BUSINESS OF TRUST Dodge Cox Stock Fund Boston, MA Franklin Templeton Mutual Global Discovery San Mateo CA PUBLZC OFFICER OR OF HOUSEHOLD Michele Ellen Kemp DESCRIPTION OF INTEREST EQUITY BY VALUE CATEGORY Mutual Fund Michele Ellen Kemp Mutual Fund Harbor International Fund Chicago, IL Michele Ellen Kemp Mutual Fund Hartford Capital Appreciation Fund St. Paul, MN Michele Ellen Kemp Mutual Fund Honeywell International, Inc. Morristown, NJ Michele Ellen Kemp Common Stock Honeywell Savings Ownership Plan ING Equity Index Fund Boston, Massachusetts lnvesco Short Term Bond Fund Houston, TX lnvesco Van Kampen Comstock 1 Fund Houston, TX Michele Ellen Kemp Michele Ellen Kemp Michele Ellen Kemp Mutual Fund Mutual Fund Mutual Fund JP Morgan Core Bond Select Fund Boston, MA Morgan Federal Money Market Fund Newark, DE Michele Ellen Kemp Michele Ellen Kemp Mutual Fund Mutual Fund JP Morgan High Yield Fund Bond Select Boston, MA Michele Ellen Kemp Mutual Fund JP Morgan Mid Cap Value Fund Boston, MA Michele Ellen Kemp Mutual Fund Loomis Sayles Investment Grade Bond Fund Kansas City, MO Michele Ellen Kemp Mutual Fund MFS Value I Fund Boston, MA - Michele Ellen Kemp Mutual Fund MFS International New Discove Fund Boston, MA Michele Ellen Kemp Mutual Fund Metropolitan West Total Return Bond Fund Los Angeles, CA Michele Ellen Kemp Mutual Fund Pimco Funds Total Return Fund Newport Beach, CA Michele Ellen Kemp Mutual Fund Frudential Jennison Mid~Cap Growth Fund Providence, RI Michele Ellen Kemp Mutual Fund Rainer Small/Mid Cap Equity Fund Seattle, WA Michele Ellen Kemp Mutual Fund Page|2 Financial Disclosure Statement fir NAME AND ADDRESS OF BUSINESS OF PUBLIC OFFICER OR MEMBER DESCRIPTION OF INTEREST EQUITY BY VALUE TRUST OF HOUSEHOLD CATEGORY Scout Iniernational Fund Michele Ellen Kemp Mutual Fund 1 Milwaukee, WI . - T. Rowe Price Blue Chip Growth Michele Ellen Kemp Mutual Fund Fund Baltimore NE T. Rowe Price Intematienal Bond Michele Ellen Kemp Mutual Fund 1 Fund Baltimore, MD Page 3 Financial Disclosure Statement -E130-inn